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e
m
d;b
P; T
r
2
2
0
d;b
P; T
1
x x
0
2
y y
0
2
z z
0
2
_
Vx; y; z; P; T
R
_
_
_ 2
E denotes a discrete eigenvalue of the Hamiltonian H and w is the eigenfunction expressed as the sum
over the elemental wave function:
wx; y; z
N
E
a
w
a
x; y; z 3
where N
E
is the number of element and w
a
is the wave function of element(a) which can be expressed
as a linear combination of the interpolation polynomials basis functions:
w
a
x; y; z
n
i1
C
a
i
u
a
i
x; y; z 4
where C
a
i
are unknown coefcients that represent the amplitude of the wave function at a particular
node, u
a
i
x; y; z are the basis functions in each element and the summation upper limit is the number
of basis functions per element. In our case, the elements are three dimensional and have tetrahedron
shape with four interpolation functions (n = 4).
By inserting Eqs. (3) and (4) in Eq. (1), we obtained a general matrix eigenvalue problem:
H ESC 0 5
The elements of the Hamiltonian matrix H and the overlap matrix S are given by:
H
ij
hu
i
; Hu
j
i
_
X
u
i
Hu
j
dX 6
and S hu
i
; u
j
i
_
X
u
i
u
j
dX 7
in which X is the entire physical domain of interest.
Because the wave function vanishes at the innity, w(x, y, z) ?0 as (x, y, z) ?1 and hence there is
no surface contribution, and because the FEM being a numerical approximation, we therefore reduce
the upper limit of integration (1) to a nite value, (x, y, z) = L
c
[55]. As a consequence, the entire phys-
ical domain is segmented in two nite domains X
d
and X
b
where
X
d
jxj LP=2
jyj LP=2
jzj LP=2
_
_
8
is the domain related to the GaAs quantum dot material and,
X
b
LP=2 < jxj 6 L
c
LP=2 < jyj 6 L
c
LP=2 < jzj 6 L
c
_
_
9
42 A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852
is the Ga
1x
Al
x
A
s
barrier domain as seen in Fig. 1.
Here L(P) is the cubic quantum dot side width depending on the pressure.
The Hamiltonian Eq. (2) is written in reduced atomic units which correspond to a length unit of an
effective Bohr radius, a
0
h
2
=m
e
e
2
, and an effective Rydberg, R
e
e
4
=2
0
h
2
. The two subscripts d
and b refer to the quantum dot and the barrier layer materials, respectively.
r
x x
0
2
y y
0
2
z z
0
2
_
is the distance between the electron and impurity site. m
e
and
0
are, respectively, the static dielectric constant and the electron effective mass of the GaAs quantum
dot at zero pressure. The application of hydrostatic pressure modies the lattice constants, dot size,
barrier height, effective masses and dielectric constants. m
b;d
P; T are the pressure and temperature
dependent effective masses for the electron of the quantum dot and barrier layer, respectively. For
a GaAs quantum dot, the parabolic conduction effective mass is determined from the expression
[5658]
m
d
P; T 1 E
C
p
P; T
2
E
C
g
P; T
1
E
C
g
P; T D
0
_ _ _ _
1
m
0
10
where m
0
is the free electron mass, E
C
p
P; T 7:51 eV is the energy related to the momentum matrix
element, D
0
= 0.341 eV is the spin-orbit splitting. E
C
g
P; T is the pressure and low temperature depen-
dent energy gap for the GaAs QD semiconductor at the C-point in units of eV taken from Ref. [59].
E
C
g
P; T E
C
g
0; 0 5:40510
4
K
1
T
2
T 204K
10710
3
GPa
1
P 3:7710
3
GPa
2
P
2
_ _
eV:
11
E
C
g
0; 0 1:519 eV is the energy gap for GaAs quantum dot at the C-point and at temperature T = 0
and pressure P = 0.
The barrier materials parabolic conduction effective masse as a function of pressure and tempera-
ture is determined from the expression [5658]
m
b
P; T m
d
P; T 0:083xm
0
; 12
where x is the Al mole fraction of Aluminum in the Ga
1x
Al
x
A
s
layer.
In the above expression Eq. (1),
d;b
P; T are the pressure and temperature dependent static dielec-
tric constant of both materials respectively. In the GaAs quantumdot region,
d
P; T is given by [60,61]
b
O
A L/2
x
y
z
L
c
Fig. 1. A 3D-cubic quantum dot with center in origin. OA is the diagonal of the cube.
A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852 43
d
P; T
12:74exp1:67 10
2
GPa
1
Pexp9:4 10
5
T 75:6T 6 200 K
13:18exp1:73 10
2
GPa
1
Pexp20:4 10
5
T 300T > 200 K
_
13
The static dielectric constant of material barrier is obtained from a linear interpolation of the
dielectric constants of GaAs and Ga
1x
Al
x
A
s
is given by [58]
b
x; P; T
d
P; T 3:12x: 14
V(x, y, z, P, T) in Eq. (2) is the connement potential energy which connes the donor electron and is
given by
Vx; y; z; P; T
0; jxj; jyj; jzj 6 LP=2
V
0
P; T; jxj; jyj; jzj > LP=2;
_
15
where L(P) is the pressure dependent of the cubic quantum dot side length. V
0
(P, T) is the barrier
height expressed as a function of the applied pressure P, at temperature T and is is given by the expres-
sion [60,61]
V
0
P; T 0:658DE
C
g
x; P; T: 16
DE
C
g
x; P; T stands for the difference in the band gap energy of GaAs and Ga
1-x
Al
x
A
s
at the C point as a
function of temperature T and pressure P and is expressed as [5658]
DE
C
g
x; P; T DE
C
g
x CxP DxT: 17
The function DE
C
g
x is the variation of the energy gap difference in the absence of pressure and
temperature and is given by
DE
C
g
x 1:155x 0:37x
2
eV: 18
The quantities C(x) and D(x) are usually dened as the pressure and temperature coefcients,
respectively of the band gap difference and are given by
Cx 1:3 10
2
xGPa
1
eV; 19
Dx 1:15 10
4
xK
1
eV: 20
The hydrostatic pressure effects on the geometric dimensions of the zinc blende low-dimensional
structures are obtained from the Murnaghan relation [62,63]
aP
a
0
1 P
B
0
0
B
0
_ _
1
3B
0
0
21
The change in lattice constant is related to the change in volume by [63]
DV=V
0
3Da=a
0
; 22
where DV VP V
0
and Da aP a
0
23
Here V is the volume of the dot versus the pressure, V
0
is the original volume at atmospheric hydro-
static pressure, a(P) is the lattice constant as a function of pressure and a
0
is the static lattice constant.
B
0
= (C
11
+ 2C
12
)/3 is the bulk modulus [64], B
0
0
is the pressure derivative of the bulk modulus and C
11
and C
12
are the elastic constants.
By developing the term a(P) as a function of P, the variation of the cubic quantum dot side width
L(P) with the pressure is therefore
LP L
0
1 P=B
0
P
2
=6B
2
0
_ _1
3
; 24
which can be reduced by omitting the P
2
term to
LP L
0
1 3S
11
2S
12
P
1
3
; 25
44 A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852
where L
0
is the cubic GaAs dot size at atmospheric hydrostatic pressure, S
11
and S
12
are the compliance
constants, which can be calculated using elastic constant C
11
and C
12
of GaAs [65]
S
11
C
11
C
12
=C
11
C
12
C
11
2C
12
; 26
S
12
C
12
=C
11
C
12
C
11
2C
12
; 27
where S
11
= 11.6 10
3
GPa
1
and S
12
= 3.7 10
3
GPa
1
and L
0
is the well width at atmospheric
hydrostatic pressure.
In Eq. (1), the hydrostatic pressure and temperature dependence of the ground state binding energy
E
b
(P, T) can be given as follows,
E
b
P; T E
sb
P; T E
i
P; T; 28
where E
sb
(P, T) is the eigenvalue of Hamiltonian in Eq. (2) without the impurity potential term and E
i
(P,
T) is the eigenvalue with the impurity potential term.
3. Results and discussions
We have calculated the donor binding energy by means of the FEM technique using the equidistant
discretization and considering tetrahedral elements and taking the critical cubic size value L
c
to be ten
times the effective Bohr radius (L
c
= 10a
).
In our theoretical study, we have considered a cubic QD made of GaAs and Ga
1x
Al
x
A
s
material
where x is the aluminum concentration since it is the most widely investigated and in which all
the material properties are well known. For numerical calculations, in all what follows, we expressed
the binding energies in effective electron Rydberg units R
e
0:067m
0
and
0
12; 74 without applied hydrostatic pressure and in the regime of low
temperature [60,61].
We have calculated the donor binding energy of the shallow hydrogenic impurity as functions of
the size of the cubic QD, the Al concentration x, the impurity position, the hydrostatic pressure P
and the temperature T in Zinc Blend GaAs/Ga
1x
Al
x
A
s
QD. We limited our calculations in the regime
of small values of the pressure [04 GPa] where the GaAs QD has a direct band gap since the transition
from direct to indirect band gap for GaAs occurs at higher pressures (larger than 4 GPa) where the
gamma-X crossover effect cannot be neglected [66].
To understand clearly the dot size width effect on the impurity electronic state, we have plotted in
Fig. 2 the binding energy of an on-center shallow donor impurity as a function of the half quantum dot
side width L/2 for an Al concentration x = 0.15 and for ve different hydrostatic pressure values
P = 0, P = 1, P = 2, P = 3 and P = 4 GPa with T = 0 K. The behavior of the binding energies without pres-
sure (P = 0) is similar to the previous results found in Ref. [67] using the plane wave basis method. For
each value of the pressure, we observe that the binding energy increases from its bulk value in GaAs as
the dot side width is reduced, reaches a maximum value, and then drops to the bulk value character-
istic of the barrier material as the cubic dot side length goes to zero. For large dot side widths, the
binding energy is small and nearly independent of dot size. Since, the electron is away from the impu-
rity ion and it behaves as if it is in bulk material, resulting in bulk binding energies. While for very
small dots, the tunneling effects become dominant and most of the wave function of electron pene-
trates into the barrier region, which results in a rapidly decreasing binding energies. For small dots,
the maximum of the binding energy is due to a more localized wave function in the dot region caused
by the combined effect of connement and Coulombic attraction potentials.
Note that the binding energy increases with the hydrostatic pressure for any dot side width, reect-
ing the additional connement due to the pressure; i.e. when the hydrostatic pressure is increased, the
donor impurity becomes more conned and the binding energy increases. Also we observe that the
pressure effect is more noticeable for narrow dots, and the maximum position goes slightly to small
dot sizes when the pressure increases. This is due to the increment of the dot effective masses as well
as to the decrease of dielectric constant and the barrier height with the pressure [39,48]. On the
other hand, the shrinkage of the dot size with the increment of the pressure [39,48] results in
A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852 45
shortening of the effective electronimpurity distance which also leads to an increase in the
binding energies. This behavior is clearly shown in Fig. 3 for the impurity fractional energy shift
DE
b
= (E
b
(P, L) E
b
(P = 0, L
0
))/E
b
(P = 0, L
0
) as a function of the half quantum dot side width L/2 for
different values of the hydrostatic pressures with an Al concentration x = 0, 15 at T = 0 K.
Fig. 4 shows the dependence of the binding energy of an on-center hydrogenic donor impurity on
the hydrostatic pressure P for two different values of the half quantum dot sizes L/2 = 0.5a
and 1a
with a xed temperature value T = 200 K and an Al concentration x = 0.30. By keeping xe the value
of the temperature and barrier potential connement and for a given value of the dot size, the binding
energy shows an approximately linear increase with the applied pressure. These results are in
accordance with those obtained previously in quantum dots [48,51], quantum wires [68] and quan-
tum wells [69,70]. Additionally, it is clear that as the half size of the cubic QD structure increases,
Fig. 2. Binding energy E
b
of an on-center shallow donor impurity in a cubic GaAs/Ga
1x
Al
x
A
s
quantum dot as a function of the
half quantum dot side width L/2 for ve hydrostatic pressure values P = 0, P = 1, P = 2, P = 3 and P = 4 GPa with an Al
concentration x = 0, 15 and for T = 0 K.
Fig. 3. The impurity fractional energy shift, DE
b
= (E
b
(P, L) E
b
(P = 0, L
0
))/E
b
(P = 0, L
0
) as a function of the half quantum dot side
width L/2 for different values of the hydrostatic pressures with an Al concentration x = 0, 15 and for T = 0 K.
46 A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852
the binding energy decreases, reecting the lower connement potential. This is because the wave
function does not fell the small compression in the structure when the size of the structure is very
large. Fig. 4 reveals also that the difference in binding energy between the two curves L/2 = 0.5a
and 1a
increases from P = 0 to P = 4 GPa with increasing pressure because of the combined effect of
the QD size and the hydrostatic pressure. As a consequence the application of hydrostatic pressure
is leading to a more connement of the impurity electron for small dot dimensions, in agreement with
an observation made earlier in Fig. 2.
The Variation of the binding energy of an on-center hydrogenic donor impurity in a cubic GaAs/
Ga
1x
Al
x
A
s
quantum dot as a function of the hydrostatic pressure P for three values of the Al concen-
trations x = 0.15, x = 0.30 and x = 0.45 is given in Fig. 5 for a xed temperature value T = 200 K and the
Fig. 4. The dependence of the binding energy of an on-center hydrogenic donor impurity on the hydrostatic pressure P for two
values of the half quantum dot sizes L/2 = 0.5a
and 1a
.
A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852 47
half quantum dot size L/2 = 1a
. It can be more clearly seen from this gure that the binding energy is
an increasing function of the Al concentration x for a xed dot size, pressure and temperature. Since as
the Al concentration x increases, the height of the barrier potential increases and the wave function
becomes more localized inside the dot, which leads to more probability of nding the electron inside
the dot and the electron is better pushed toward the impurity center. The effective Coulomb interac-
tion is therefore more enhanced and as a consequence the binding energy increases. In contrast to
Fig. 4, the three curves of the gure relative to x = 0.15, x = 0.30 and x = 0.45 are almost, parallel, in
the calculated pressure range, from 0 to 4 GPa. This means that the difference in the binding energy
between any two values of the Al concentration x remains nearly the same for all the range of the
pressure.
To study the effect of the barrier height on the donor binding energy, we present in Fig. 6, the bind-
ing energy E
b
of a shallow donor impurity located at the center of a cubic GaAs/Ga
1x
Al
x
A
s
quantum dot
as a function of the half dot side width L/2 for two different Al concentrations x = 0.15 (dashed line)
and x = 0.30 (solid line) and three hydrostatic pressure values P = 0, P = 1 and P = 2GPa with T = 0 K.
As seen from this gure, the binding energy of the shallow hydrogenic impurity depends highly on
the height of the connement potential since high (low) Aluminum concentration implies a high
(small) potential barrier. The raise of the aluminum content x in the Ga
1x
Al
x
A
s
material increases
the binding energy for a xed value of the pressure, reecting the higher connement potential. This
increment in the binding energy is due to the fact that the excess of aluminum content expands the
energy gap between the two materials which in turn increases the potential barrier height leading to
more connement of the donor electron inside the QD, and consequently greater binding energy. We
also note that the increasing of mole fractions of aluminum shifts the maximum of the binding energy
to lower dot side width. These results agree with those obtained by Li and Xia [26] who introduced a
uniform method to calculate the binding energy of the ground state as a function of the cubic QD side
width using the plane wave basis in the absence of the applied hydrostatic pressure. For QD with large
dot sizes, the effects of the hydrostatic pressure and the potential barrier height on the binding energy
is negligible, since the impurity wave function is more spread because the potential barriers are far
away and the impurity feels a bulk like environment for these large dimensions of the QD.
In Fig. 7, we display the variation of the binding energy E
b
of a hydrogenic donor impurity in a cubic
GaAs/Ga
1x
Al
x
A
s
QD of half side L/2 = 1a
e
d
h
2
=m
d
e
2
due to the decreasing effective mass and
increasing the dielectric constant [43]. As a result, the value of the effective Rydberg constant,
R
= e
2
/(2e
d
a
) reduces, which in turns decreases the potential barrier height and as a consequence
the binding energy decreases.
The dependencies of the donor binding energy as a function of the temperature in the cubic GaAs/
Ga
1x
Al
x
A
s
quantum dot is shown in Fig. 9 at three different values of the Al concentration x = 0.15,
x = 0.30 and x = 0.45 with a xed value of the QD half width, L/2 = 0.5a
as a function of the
impurity position x
0
inside the dot along the cube diagonal with x
0
= y
0
= z
0
where x
0
varying from 0 to L/2 for three hydrostatic
pressure values P = 0, P = 1 and P = 2 GPa and for two values of the Al concentrations x = 0.15 (solid line) and x = 0.30 (dashed
line).
A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852 49
electron localization near the impurity with the enhancement of temperature. We also note that for
T 6 200 K, the binding energy decreases more slowly than for T > 200 K. Similar results have been also
seen in quantum dots [46,48] and quantum wells [72]. This behavior is caused by the difference
between the temperature coefcients in the dielectric constant for the two ranges of temperature that
we have considered here. This result indicates that the temperature effect is quite signicant in small
quantum dots only.
4. Conclusions
In conclusion, by using the FEM, we have studied and computed the binding energy of a donor
impurity in a cubic GaAs/Ga
1x
Al
x
A
s
quantum dot with the realistic potential barrier height under
Fig. 8. The binding energy for an on-center shallow donor impurity as a function of the half quantum dot side width L/2 for Al
concentration x = 0.15 and for ve different temperature values T = 0, T = 200 GPa, T = 400 GPa, T = 600 GPa and T = 800 GPa at
zero pressure.
Fig. 9. Variation of an on-center donor binding energy versus the temperature in a cubic GaAs/Ga
1x
Al
x
A
s
quantum dot at three
different values of the Al concentration x = 0.15, x = 0.30 and x = 0.45 with a xed value of the QD half width, L/2 = 0.5a
and an
applied hydrostatic pressure P = 2 GPa and impurity position (x
0
, y
0
, z
0
) = (0, 0, 0).
50 A. Sali, H. Satori / Superlattices and Microstructures 69 (2014) 3852
the simultaneous effects of hydrostatic pressure and temperature. The calculations have been made in
the effective mass and parabolic band approximations. The study considers also variation in the impu-
rity position and in the dimensions of the quantum dot. The main ndings can be summarized as
follows:
- The hydrostatic pressure increases almost linearly the binding energy and its effect is more notice-
able for narrow dots.
- The binding energy is an increasing function of the Al concentration x for a xed dot size, pressure
and temperature and the effect of the potential barrier height is more signicant at smaller dots.
- The binding energy has a maximum at the center of the QD and decreases as the impurity moves
towards the corner of the cube (L/2).
- The increment of temperature leads to a reduction of the donor ground state binding energy and its
effect is quite signicant in small quantum dots only.
- We note also that for T 6 200 K, the binding energy decreases more slowly than for T > 200 K.
- Our results are in a agreement with other previous works.
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