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Bench-to-bedside review: A brief history of clinical acidbase
David A Story
Associate Professor, The University of Melbourne, Austin Health, Melbourne, Victoria, Australia
Corresponding author: David A Story, David.Story@austin.org.au
Published online: 30 April 2004 Critical Care 2004, 8:253-258 (DOI 10.1186/cc2861)
This article is online at http://ccforum.com/content/8/4/253
2004 BioMed Central Ltd
Abstract
The history of assessing the acidbase equilibrium and associated disorders is intertwined with the
evolution of the definition of an acid. In the 1950s clinical chemists combined the Henderson
Hasselbalch equation and the BronstedLowry definition of an acid to produce the current bicarbonate
ion-centred approach to metabolic acidbase disorders. Stewart repackaged pre-1950 ideas of
acidbase in the late 1970s, including the Van Slyke definition of an acid. Stewart also used laws of
physical chemistry to produce a new acidbase approach. This approach, using the strong ion
difference (particularly the sodium chloride difference) and the concentration of weak acids (particularly
albumin), pushes bicarbonate into a minor role as an acidbase indicator rather than as an important
mechanism. The Stewart approach may offer new insights into acidbase disorders and therapies.
Keywords acidbase equilibrium, acids, bicarbonate ions, sodium chloride
254
Critical Care August 2004 Vol 8 No 4 Story
The Arrhenius, BronstedLowry, and Lewis definitions are all
currently used in chemistry and provide increasing generaliza-
bility when moving from Arrhenius to BronstedLowry to
Lewis [2,9]. The BronstedLowry definition has been the
most popular among acidbase physiologists since about
1955 [5,9]. However, some of the most important develop-
ments in the evolution of acidbase physiology occurred
before the publication of the BronstedLowry theory in 1923.
Before 1923 the Van Slyke definition (although not so-called
at the time) was the leading definition of an acid for
physiologists [9]. These physiologists included Henderson in
1908 [10] and Hasselbalch in 1916 [4] while developing the
HendersonHasselbalch equation (Fig. 1).
The original HendersonHasselbalch equation mathematically
links the variables of pH, partial pressure of carbon dioxide
(carbonic acid), and bicarbonate concentration (Fig. 1) [11].
This equation relates pH with the ratio of the concentration of
undissociated acid HA to the concentration of the conjugate
anion A
]
pCO
2
Figure 2
The isohydric principal expressed in (a) the law of mass action form
and (b) the HendersonHasselbalch form. Because all weak acids in a
solution are in equilibrium with a single pool of hydrogen ions, the ratio
of any of the conjugate anion and its undissociated acid will be able to
describe the pH.
(a) H
2
CO
3
HCO
3
+ H
+
+ HPO
4
2
H
2
PO
4
H
2
PO
4
HPO
4
2
255
concentration (total carbon dioxide content) alone, and as a
consequence incorrectly diagnosed metabolic alkalosis rather
than respiratory acidosis [4]. These errors were quickly
detected and led Danish researchers to aggressively pursue a
clinically useful method to determine at least two of the three
components of the HendersonHasselbalch equation (the pH
and the partial pressure of carbon dioxide) to calculate the
third (the plasma bicarbonate concentration) [4].
Several groups searched for methods to better assess the
metabolic component of acidbase status [4]. Singer and
Hastings [14] introduced the buffer base in 1948 in an
attempt to identify acidbase changes independent of carbon
dioxide. The buffer base is the sum of weak acid (buffer)
anions in plasma including albumin anions and bicarbonate.
Singer and Hastings defined fixed acids as nonbuffer anions,
chloride being one. More than 10 years later, other workers
pursued bicarbonate-centred assessments of the metabolic
component. Base excess and bicarbonate rules of thumb
were developed in an attempt to isolate primary changes in
the intimately linked variables of carbon dioxide and
bicarbonate [12]. Both base excess and bicarbonate rules of
thumb used a bicarbonate-centred approach [4,5,9].
The great trans-Atlantic debate
Siggaard-Andersen, from Copenhagen, developed base
excess in the late 1950s after examining titrations of human
blood. Base excess can be defined as the amount of strong
acid (in mmol/l) that must be added to the blood sample to
return the sample to pH 7.40 after equilibration while
maintaining the partial pressure of carbon dioxide at
40 mmHg [21]. If blood has a pH of 7.40 and a partial
pressure of carbon dioxide of 40 mmHg, therefore, the base
excess will be 0 mmol/l. Siggaard-Andersen developed a
nomogram [9] to determine base excess in the clinical
setting. This nomogram has been mathematically transcribed
(the Van Slyke equation) to allow calculation by blood gas
machines [22].
Schwartz and Relman from Boston argued that deriving
plasma base excess from blood in vitro was inaccurate [23].
First, plasma in vivo is in continuity with interstitial fluid that
has less buffer capacity. Siggaard-Andersen dealt with this
argument by assuming a haemoglobin concentration of
50 g/l, thus reducing the apparent buffer capacity of the
blood in vitro. The subsequent base excess estimate is
known as standard base excess [20]. The second problem
was that in patients with chronic elevation of the partial
pressure of carbon dioxide, the base excess approach
diagnosed a coexisting alkalinizing metabolic process
decreasing the acidity. One approach to this problem was
modifying the base excess nomogram [9]. Another approach
was to develop a correction factor [24].
Disagreement between Americans and Danes over the
usefulness of base excess led to the Great Trans-Atlantic
AcidBase Debate [25]. Instead of base excess the
Americans offered six rules-of-thumb to correct changes in
the partial pressure of carbon dioxide or bicarbonate
concentration for changes in the other [11,20,26]. These
rules described the physiological compensation to acidbase
changes to optimize acidbase homeostasis. Having allowed
for expected physiological compensation, residual changes in
carbon dioxide or bicarbonate are then seen as the
mechanisms for changes in acidbase status. Reflecting the
strength of the debate, some current texts [11,26] do not
mention base excess despite its apparent advantage of
simplicity [20].
Stewart
In the late 1970s and early 1980s, Peter Stewart proposed
that the generalized Arrhenius definition of an acid, with
Naunyns ideas, is more useful to acidbase physiology than
the BronstedLowry definition [17,27,28].
Stewart introduced an approach to acidbase physiology
and disorders with elements of previous ideas but packaged
in a new way [17]. Stewarts main reason for exploring
acidbase physiology was that he found the bicarbonate-
centred approach confusing and inadequate.
Using several principles of physical chemistry (particularly
elctroneutrality, conservation of mass, and dissociation of
electrolytes), Stewart produced an approach to acidbase
physiology with a strong relationship to the approaches of
Van Slyke [8] and of Singer and Hastings [14]. Stewarts
model has three independent controlling variables: the partial
pressure of carbon dioxide, the strong ion difference, and the
total weak-acid concentration [17,28]. The concentrations of
bicarbonate and hydrogen ions are dependent on these three
factors, in association with the (temperature-dependent)
dissociation constants of the weak acids and water (Fig. 3).
The two most important strong ions (completely dissociated
ions) in plasma are sodium and chloride [17,28,29]. The most
important weak acid (partly dissociated acid) is albumin, with
a minor effect from phosphate [29]. Stewart felt that the
major use for bicarbonate and base excess was to determine
the extent of a clinical acidbase disorder rather than the
mechanism [17].
Potential clinical implications
The Stewart approach appears to provide more straight-
forward explanations than the bicarbonate-centred approaches
for many acidbase phenomena seen in the critical care
setting [30,31]. This includes explanations for metabolic
alkalosis associated with decreased plasma albumin concen-
trations [32,33], the mechanism of hyperchloremic acidosis
[34], and the role of ammonia in acidbase homeostasis [30].
The Stewart approach has refined detecting unmeasured
ions. Figge and colleagues [35] demonstrated that the
Available online http://ccforum.com/content/8/4/253
256
traditional calculation of the anion gap does not allow for the
large changes in plasma albumin concentration often seen in
critically ill patients. Subsequently, unless a correction factor
is used, the true incidence of an increased anion gap may go
unrecognized [31,36]. The strong ion gap [37] uses
Stewarts approach to develop a more complete picture of
the anion gap.
Another approach to detecting unmeasured ions is to
examine the base excess effects of the sodium chloride
strong ion difference and the albumin weak acid effect [29].
These effects are then subtracted from the standard base
excess to give the base excess effect of unmeasured ions.
This approach combines the clinical utility of using base
excess with Stewarts insights to underling mechanisms
[38,39]. The bicarbonate rules of thumb are not as easily
amenable to this kind of quantitative analysis.
The Stewart approach may provide a better understanding of
not only the mechanisms of acidbase disorders, but also the
various management strategies including fluid management
[34,40,41], buffer therapy [42], and renal replacement
therapy [43]. With time, the Stewart approach is being
refined [44,45]. Stewarts work, like the great trans-Atlantic
debate, has had its detractors [18]. There is currently no
clear strategy to determine which of the modern approaches,
the Stewart approach [17] or the bicarbonate-centred
approach [16], is the correct one; however, sodium chloride
dilution studies may be one worthwhile area for study [46].
Measuring the unmeasured ions in critically ill patients is
another area of ongoing interest.
A clinical example
An example will allow a review of this acidbase history and
some of the implications for bedside work. A patient returned
to our intensive care unit after a complex liver transplant.
Blood gasses and arterial electrolytes were taken on arrival.
The blood gas results for Siggaard-Andersens approach
were a pH of 7.19, a partial pressure of carbon dioxide of
48 mmHg, and a base excess of 10.1 mmol/l. From this we
may conclude that there is a marked acidemia due to a
respiratory acidosis and a (quantified) metabolic acidosis.
The bicarbonate level was 18 mmol/l. If we use the rules of
thumb, again there is a respiratory acidosis; the partial
pressure of carbon dioxide has increased by 8 mmHg from
40 mmHg, which is almost 10 mmHg. If there were compensa-
tion we would expect the bicarbonate level to increase by
about 1 mmol/l and the expected bicarbonate would be
25 mmol/l [11]. The actual bicarbonate measured was
18 mmol/l; we therefore conclude there is a (unquantified)
metabolic acidosis.
The anion gap assists both the base excess and rules of
thumb approach to assess the source of the acidosis. The
other anion gap variables were: sodium, 145 mmol/l; potassium,
4.5 mmol/l; and chloride, 111 mmol/l. On first inspection the
increased chloride suggests the possibility of an unquantified
hyperchloremic metabolic acidosis. The calculated anion gap
was 20.5 mmol/l, suggesting a possible role for unmeasured
anions. However, the plasma albumin concentration was only
10 g/l which is likely to mask the true size of the anion gap.
Using Figge and colleagues correction [35] the anion gap
becomes 28.5 mmol/l.
The actual anion gap is therefore considerably larger than the
uncorrected anion gap. One component of this gap will be
the lactate of 3.7 mmol/l. Therefore, using either of the bi-
carbonate-centred approaches, we conclude that bicarbonate
has decreased in part through increased lactic acidosis,
through hyperchloremic acidosis, and through other unknown
acids. The relative contributions of these variables to the
acidosis remain unquantified.
Many clinicians using the Stewart approach would integrate
the Siggaard-Anderson approach and conclude that there is
a respiratory acidosis and a quantified metabolic acidosis of
10 mmol/l. The difference between the principal plasma
strong ions, sodium and chloride, is 34 mmol/l, which has an
acidifying base excess effect of 4 mmol/l assuming the
reference value is 38 mmol/l [38]. This acidosis is offset by an
alkalinizing albumin base excess effect of 8 mmol/l assuming
a normal albumin value of 42 g/l [38]. This leaves an
unmeasured ion effect on base excess of 14.5 mmol/l.
Lactate, another strong anion, will have a base excess effect
of 3.7 mmol/l. Phosphate is a weak acid. The plasma
phosphate concentration was 1.7 mmol/l and will have a base
excess effect of 3.1 mmol/l [30]. Confirming an important
effect of unmeasured ions, the strong ion gap [37] was
8.6 mEq/l given that the plasma magnesium concentration
was 0.57 mmol/l and the plasma ionized calcium
concentration was 1.17 mmol/l.
If one chose to treat the acidemia, the respiratory acidosis
can be dealt with through greater ventilation. On the meta-
bolic side, there is a decreased strong ion difference acidosis.
The strong ion difference can be widened (alkalizing) by
maintaining a high normal sodium, possibly by using sodium
bicarbonate, while decreasing the chloride through careful
Critical Care August 2004 Vol 8 No 4 Story
Figure 3
Important factors in the control of hydrogen and bicarbonate ions using
the Stewart approach.
H
+
/ HCO
3
Strong-ion-difference
Weak acids
pCO
2
Dissociation
constant of water
and weak acids
257
use of intravenous fluids [34] and possibly furosemide to
increase chloride excretion [47]. If we chose to, we could
limit further acidosis by limiting the use of albumin, a weak
acid; particularly if the supporting solution is sodium chloride.
Alkalosis will occur as the liver removes lactate from the
plasma as a direct effect [30], not because of bicarbonate
formation [48].
In the present patient, unmeasured anions included gelatin as
a weak acid, from intravenous colloid therapy [49], as well as
acetate and gluconate, strong anions, from Plasmalyte [34].
Removal of these substances from the plasma by the kidney
or the liver will be directly alkalizing because less gelatin will
decrease the amount of weak acid in plasma, and less
acetate and gluconate will widen the strong ion difference.
The Stewart approach closely integrates acidbase physio-
logy and clinical chemistry, providing detailed clinical strategies
to manage acidbase disorders. The bicarbonate-centred
strategies are less integrated with general plasma chemistry
and appear less able to pinpoint specific components of
acidbase disorders.
Competing interests
None declared.
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Critical Care August 2004 Vol 8 No 4 Story
184
AG = anion gap; [A
TOT
] = total concentration of weak acids; BE = base excess; PCO
2
= partial CO
2
difference; SCO
2
= CO
2
solubility; SID
+
=
strong ion difference; SIG = strong ion gap.
Critical Care April 2005 Vol 9 No 2 Corey
Abstract
Complex acidbase disorders arise frequently in critically ill
patients, especially in those with multiorgan failure. In order to
diagnose and treat these disorders better, some intensivists have
abandoned traditional theories in favor of revisionist models of
acidbase balance. With claimed superiority over the traditional
approach, the new methods have rekindled debate over the
fundmental principles of acidbase physiology. In order to shed
light on this controversy, we review the derivation and application
of new models of acidbase balance.
Introduction: Master equations
All modern theories of acidbase balance in plasma are
predicated upon thermodynamic equilibrium equations. In an
equilibrium theory, one enumerates some property of a
system (such as electrical charge, proton number, or proton
acceptor sites) and then distributes that property among the
various species of the system according to the energetics of
that particular system. For example, human plasma consists
of fully dissociated ions (strong ions such as Na
+
, K
+
, Cl
i
C
i
e
i
D (1)
Where C is the total concentration of carbonate species
proton acceptor sites (in mmol/l), C
i
is the concentration of
noncarbonate buffer species i (in mmol/l), e
i
is the average
number of proton acceptor sites per molecule of species i,
and D is Riccis difference function (D = [H
+
] [OH
]).
Equation 1 may be regarded as a master equation from which
all other acidbase formulae may be derived [1].
Assuming that [CO
3
2
] is small, Eqn 1 may be re-expressed:
C
B
= [HCO
3
] +
i
C
i
e
i
(2)
Similarly, the distribution of electrical charge may be
expressed as follows:
SID
+
= C
i
C
i
Z
i
(3)
Where SID
+
is the strong ion difference and Z
i
is the
average charge per molecule of species i.
The solution(s) to these master equations require rigorous
mathematical modeling of complex protein structures.
Traditionally, the mathematical complexity of master Eqn 2
has been avoided by setting C
i
= 0, so that C
B
=
[HCO
3
] = K
1
S PCO
2
(4)
Where K
1
is the apparent equilibrium constant for the
HendersonHasselbalch equation and S is the solubility of
CO
2
in plasma.
Review
Bench-to-bedside review: Fundamental principles of acid-base
physiology
Howard E Corey
Director, The Childrens Kidney Center of New Jersey, Atlantic Health System, Morristown, New Jersey, USA
Corresponding author: Howard E Corey, howard.corey@ahsys.org
Published online: 29 November 2004 Critical Care 2005, 9:184-192 (DOI 10.1186/cc2985)
This article is online at http://ccforum.com/content/9/2/184
2004 BioMed Central Ltd
185
Available online http://ccforum.com/content/9/2/184
Carbonate ion formation equilibrium:
[H
+
] [CO
3
2
] = K
3
[HCO
3
] (5)
Where K
3
is the apparent equilibrium dissociation constant
for bicarbonate.
Water dissociation equilibrium:
[H
+
] [OH
] = K
w
(6)
Where K
w
is the autoionization constant for water.
Electrical charge equation:
[SID
+
] = [HCO
3
] + [A
] + [CO
3
2
] + [OH
] [H
+
] (7)
Where [SID
+
] is the difference in strong ions ([Na
+
] + [K
+
]
[Cl
] [lactate
]) and [A
] = K
a
[HA] (8)
Where K
a
is the weak acid dissociation constant for HA.
In addition to these five equations based principally on the
conservation of electrical charge, Stewart included one
additional equation.
Conservation of mass for A:
[A
TOT
] = [HA] + [A
] (9)
Where [A
TOT
] is the total concentration of weak acids.
Accordingly, [H
+
] may be determined only if the constraints of
all six of the equations are satisfied simultaneously [2,3].
Combining equations, we obtain:
a[H
+
]
4
+ b[H
+
]
3
+ c[H
+
]
2
+ d[H
+
] + e = 0 (10)
Where a = 1; b = [SID
+
] + K
a
; c = {K
a
([SID
+
] [A
TOT
])
K
w
K
1
S PCO
2
}; d = {K
a
(K
w
+ K
1
S PCO
2
)
K
3
K
1
S PCO
2
}; and e = K
a
K
3
K
1
S PCO
2
.
If we ignore the contribution of the smaller terms in the
electrical charge equation (Eqn 7), then Eqn 10 simplifies to
become [4]:
pH = pK
1
+ log
[SID
+
] K
a
[A
TOT
]/K
a
+ 10
pH
(11)
S PCO
2
In traditional acidbase physiology, [A
TOT
] is set equal to 0
and Eqn 11 is reduced to the well-known Henderson
Hasselbalch equation [5,6]. If this simplification were valid,
then the plot of pH versus log PCO
2
(the buffer curve) would
be linear, with an intercept equal to log [HCO
3
]/K
1
SCO
2
[7,8]. In fact, experimental data cannot be fitted to a linear
buffer curve [4]. As indicated by Eqn 11, the plot of pH
versus log PCO
2
is displaced by changes in protein
concentration or the addition of Na
+
or Cl
, and becomes
nonlinear in markedly acid plasma (Fig. 1). These observa-
tions suggest that the HendersonHasselbalch equation may
be viewed as a limiting case of the more general Stewart
equation. When [A
TOT
] varies, the simplifications of the
traditional acidbase model may be unwarranted [9].
The Stewart variables
The Stewart equation (Eqn 10) is a fourth-order polynomial
equation that relates [H
+
] to three independent variables
([SID
+
], [A
TOT
] and PCO
2
) and five rate constants (K
a
, K
w
, K
1
,
K
3
and SCO
2
), which in turn depend on temperature and ion
activities (Fig. 2) [2,3].
Strong ion difference
The first of these three variables, [SID
+
], can best be
appreciated by referring to a Gamblegram (Fig. 3). The
apparent strong ion difference, [SID
+
]
a
, is given by the
following equation:
[SID
+
]
a
= [Na
+
] + [K
+
] [Cl
] [lactate]
[other strong anions] (12)
In normal plasma, [SID
+
]
a
is equal to [SID
+
]
e
, the effective
strong ion difference:
[SID
+
]
e
= [HCO
3
] + [A
] (13)
Where [A
] (14)
Unlike the well-known anion gap (AG = [Na
+
] + [K
+
] [Cl
]
[HCO
3
base excess. [A
TOT
], total concentration of weak acids; PCO
2
, partial
CO
2
tension; SCO
2
, CO
2
solubility; SID
+
, strong ion difference.
Reproduced with permission from Corey [9].
Figure 3
Gamblegram a graphical representation of the concentration of
plasma cations (mainly Na
+
and K
+
) and plasma anions (mainly Cl
,
HCO
3
and A
] [Pi
x
] [Pr
y
] = 0 (15)
Available online http://ccforum.com/content/9/2/184
Figure 5
The Stewart model. pH is regulated through manipulation of the three
Stewart variables: [SID
+
], [A
TOT
] and PCO
2
. These variables are in turn
upset, regulated, or modified by the gastrointestinal (GI) tract, the
liver, the kidneys, the tissue circulation, and the intracellular buffers.
[A
TOT
], total concentration of weak acids; PCO
2
, partial CO
2
tension;
SID
+
, strong ion difference.
Figure 6
Spider plot of the dependence of plasma pH on changes in the three
independent variables ([SID
+
], PCO
2
, and [A
TOT
]) and five rate
constants (solubility of CO
2
in plasma [S], apparent equilibrium
constant [K
1
], effective equilibrium dissociation constant [K
a
],
apparent equilibrium dissociation constant for HCO
3
[K
3
], and ion
product of water [K
w
]) of Stewarts strong ion model. The spider plot
is obtained by systematically varying one input variable while holding
the remaining input variables at their normal values for human plasma.
The influence of S and K
1
on plasma pH cannot be separated from
that of PCO
2
, inasmuch as the three factors always appear as one
expression. Large changes in two factors (K
3
and K
w
) do not change
plasma pH. [A
TOT
], total concentration of weak acids; PCO
2
, partial
CO
2
tension; SID
+
, strong ion difference. Reproduced with
permission from Constable [19].
Figure 4
Stewarts independent variables ([SID
+
], [A
TOT
] and PCO
2
), along with
the water dissociation constant (K
w
), determine the dependent
variables [H
+
] and [HCO
3
]. When [A
TOT
] = 0, Stewarts model
simplifies to the well-known HendersonHasselbalch equation. [A
TOT
],
total concentration of weak acids; PCO
2
, partial CO
2
tension; SID
+
,
strong ion difference.
188
Critical Care April 2005 Vol 9 No 2 Corey
The FiggeFencl equation is as follows [25]:
SID
+
+ 1000 ([H
+
] Kw/[H
+
] Kc1 PCO
2
/
[H
+
] Kc1 Kc2 PCO
2
/[H
+
]
2
) [Pi
tot
] Z
+ {1/(1 + 10
[pH 8.5]
)
98/(1 + 10
[pH 4.0]
)
18/(1 + 10
[pH 10.9]
)
+ 24/(1 + 10
+[pH 12.5]
)
+ 6/(1 + 10
+[pH 7.8]
)
+ 53/(1 + 10
+[pH 10.0]
)
+ 1/(1 + 10
+[pH 7.12 + NB]
)
+ 1/(1 + 10
+[pH 7.22 + NB]
)
+ 1/(1 + 10
+[pH 7.10 + NB]
)
+ 1/(1 + 10
+[pH 7.49 + NB]
)
+ 1/(1 + 10
+[pH 7.01 + NB]
)
+ 1/(1 + 10
+[pH 7.31]
)
+ 1/(1 + 10
+[pH 6.75]
)
+ 1/(1 + 10
+[pH 6.36]
)
+ 1/(1 + 10
+[pH 4.85]
)
+ 1/(1 + 10
+[pH 5.76]
)
+ 1/(1 + 10
+[pH 6.17]
)
+ 1/(1 + 10
+[pH 6.73]
)
+ 1/(1 + 10
+[pH 5.82]
)
+ 1/(1 + 10
+[pH 6.70]
)
+ 1/(1 + 10
+[pH 4.85]
)
+ 1/(1 + 10
+[pH 6.00]
)
+ 1/(1 + 10
+[pH 8.0]
)
1/(1 + 10
[pH 3.1]
)} 1000 10 [Alb]/66500 = 0
(16)
Where [H
+
] = 10
pH
; Z = (K1 [H
+
]
2
+ 2 K1 K2 [H
+
] +
3 K1 K2 K3)/([H
+
]
3
+ K1 [H
+
]
2
+ K1 K2 [H
+
] +
K1 K2 K3); and NB = 0.4 (1 1/(1 + 10
[pH 6.9]
)).
The strong ion difference [SID
+
] is given in mEq/l, PCO
2
is
given in torr, the total concentration of inorganic phosphorus
containing species [Pi
tot
] is given in mmol/l and [Alb] is given
in g/dl. The various equilibrium constants are Kw = 4.4
10
14
(Eq/l)
2
; Kc1 = 2.46 10
11
(Eq/l)
2
/torr; Kc2 = 6.0
10
11
(Eq/l); K1 = 1.22 10
2
(mol/l); K2 = 2.19 10
7
(mol/l); and K3 = 1.66 10
12
(mol/l).
Watson [22] has provided a simple way to understand the
FiggeFencl equation. In the pH range 6.87.8, the pKa
values of about 178 of the amino acids are far from the
normal pH of 7.4. As a result, about 99 amino acids will have
a fixed negative charge (mainly aspartic acid and glutamic
acid) and about 79 amino acids will have a fixed positive
charge (mostly lysine and arginine), for a net fixed negative
charge of about 21 mEq/mol. In addition to the fixed charges,
albumin contains 16 histidine residues whose imidazole
groups may react with H
+
(variable charges).
The contribution of albumin to charge, [Pr
x
], can then be
determined as follows:
[Pr
x
] = 21 (16 [1
pH
]) 10,000/66,500
[albumin (g/dl)] (17)
Where 21 is the number of fixed negative charges/mol
albumin, 16 is the number of histidine residues/mol albumin,
and
pH
is the ratio of unprotonated to total histadine at a
given pH. Equation 17 yields identical results to the more
complex FiggeFencl analysis.
Linear approximations
In the linear approximation taken over the physiologic range of
pH, Eqn 16 becomes
[SID
+
]
e
=[HCO
3
] + [Pr
X
] + [Pi
Y
] (18)
Where [HCO
3
] + pH (21)
When non-carbonate buffers vary, BE = [SID
+
]
e
; that is,
[SID
+
]
a
referenced to the new weak buffer concentration.
The FiggeFencl equations: summary
In summary, the FiggeFencl model relates the traditional to
the Stewart parameters and provides equations that permit ,
[SID
+
]
e
, and SIG to be calculated from standard laboratory
measurements.
189
The Wooten equations
Acidbase disorders are usually analyzed in plasma.
However, it has long been recognized that the addition of
hemoglobin [Hgb], an intracellular buffer, to plasma causes a
shift in the buffer curve (Fig. 8) [26]. Therefore, BE is often
corrected for [Hgb] using a standard nomogram [20,21,27].
Wooten [28] developed a multicompartmental model that
corrects the FiggeFencl equations for [Hgb]:
= (1 Hct) 1.2 [albumin (g/dl)] + (1 Hct) 0.097
[phosphate (mg/dl)] + 1.58 [Hgb (g/dl)] + 4.2 (Hct) (22)
[SID
+
]
effective, blood
= (1 0.49 Hct)[HCO
3
] +
(1 Hct)(C
alb
[1.2 pH6.15] +C
phos
[0.097
pH0.13]) + C
Hgb
(1.58 pH11.4) + Hct (4.2 pH3.3)
(23)
With C
alb
and C
Hgb
expressed in g/dl and C
phos
in mg/dl.
In summary, the Wooten model brings Stewart theory to the
analysis of whole blood and quantitatively to the level of
titrated BE.
Application of new models of acidbase
balance
In order to facilitate the implementation of the Stewart
approach at the bedside, Watson [29] has developed a
computer program (AcidBasics II) with a graphical user
interface (Fig. 9). One may choose to use the original Stewart
or the FiggeFencl model, vary any of the rate constants, or
adjust the temperature. Following the input of the
independent variables, the program automatically displays all
of the independent variables, including pH, [HCO
3
] and [A
].
In addition, the program displays SIG, BE, and a
Gamblegram (for an example, see Fig. 3).
One may classify acidbased disorders according to
Stewarts three independent variables. Instead of four main
acidbase disorders (metabolic acidosis, metabolic alkalosis,
respiratory acidosis, and respiratory alkalosis), there are six
disorders based on consideration of PCO
2
, [SID
+
], and [A
TOT
]
(Table 1). Disease processes that may be diagnosed using
the Stewart approach are listed in Table 2.
Example
Normal plasma may be defined by the following values: pH =
7.40, PCO
2
= 40.0 torr, [HCO
3
] = 14.25 mmol/l, Na
2+
= 140 mEq/l, K
+
=
4 mEq/l, Cl
wasting
diarrhea due to villous adenoma, mineralocorticoid excess, Cushings syndrome,
Liddles syndrome, Bartters syndrome, exogenous corticosteroids, licorice
Na
2+
load (such as acetate, citrate, lactate): Ringers solution, TPN, blood
transfusion
Metabolic acidosis Low SID
+
and high SIG Ketoacids, lactic acid, salicylate, formate, methanol
Low SID
+
and low SIG RTA, TPN, saline, anion exchange resins, diarrhea, pancreatic losses
RTA, renal tubular acidosis; SIG, strong ion gap; SID
+
, strong ion difference; TPN, total parenteral nutrition.
192
Critical Care April 2005 Vol 9 No 2 Corey
22. Watson PD: Modeling the effects of proteins on pH in plasma.
J Appl Physiol 1999, 86:1421-1427.
23. Figge J, Rossing TH, Fencl V: The role of serum proteins in
acidbase equilibria. J Lab Clin Med 1991, 117:453-467.
24. Figge J, Mydosh T, Fencl V: Serum proteins and acid-base
equilibria: a follow-up. J Lab Clin Med 1992, 120:713-719.
25. Figge J: An Educational Web Site about Modern Human Acid-
Base Physiology: Quantitative Physicochemical Model
[http://www.figgefencl.org]
26. Davenport HW: The A.B.C. of AcidBase Chemistry. Chicago:
University of Chicago Press; 1974.
27. Singer RB, Hastings AB: Improved clinical method for estima-
tion of disturbances of acid-base balance of human blood.
Medicine 1948, 27:223-242.
28. Wooten EW: Calculation of physiological acidbase parame-
ters in multicompartment systems with application to human
blood. J Appl Physiol 2003, 95:2333-2344.
29. Watson PD: USC physiology acidbase center: software and
data sets. [http://www.med.sc.edu:96/watson/Acidbase/Acidbase.
htm]
259
ALI = acute lung injury; ARDS = acute respiratory distress syndrome; [A
tot
] = total concentration of weak acids; [H
+
] = H
+
concentration; PCO
2
=
partial CO
2
tension; [SID] = strong ion difference; THAM = tris-hydroxymethyl aminomethane.
Available online http://ccforum.com/content/8/4/259
Introduction
Acidemia occurs commonly in critically ill patients. Certain
acidoses have specific remedies, for example insulin for the
patient with diabetic ketoacidosis, or fomepizole for the treat-
ment of methanol intoxication. However, the optimal manage-
ment of other forms of acidosis, such as lactic acidosis from
sepsis, is controversial. Specifically, it is unclear for many of
these disorders whether it is appropriate to attempt to correct
arterial pH through the administration of sodium bicarbonate or
other buffering agents, while efforts to treat the underlying
cause of the acidosis proceed apace. Similarly, whether pH
should be corrected in patients with hypercapnea as a result of
lung protective strategies of mechanical ventilation is unknown.
Herein we describe the properties of several buffering agents
and review the evidence for their clinical efficacy. We do not
discuss the administration of sodium bicarbonate to patients
with bicarbonate-losing metabolic acidoses such as occurs with
diarrhea or renal tubular acidosis a practice that enjoys
widespread acceptance. Similarly, the role of buffering agents in
treating intoxication is beyond the scope of the present review.
What is the harm associated with low pH?
Because we understand poorly both the effects of an
elevated arterial H
+
concentration ([H
+
]) as well as the effects
of attempting to correct it, deciding whether to administer a
buffering agent such as sodium bicarbonate to patients with
non-bicarbonate-losing forms of metabolic acidosis is
difficult. Proponents of such an approach typically argue
along the following lines [1].
An elevated arterial [H
+
], in and of itself, is harmful.
The administration of buffer X intravenously will lower the
arterial [H
+
].
Lowering the [H
+
] with buffer X confers clinical benefit.
Any adverse effects of buffer X will be outweighed by its
benefit.
We first consider the evidence supporting the first assertion.
The remaining ones are discussed below in the context of
each individual agent.
What are the effects of an elevated [H
+
]?
Because protein function is sensitive to the [H
+
] of its
environment, an increase in arterial [H
+
] might be expected to
have important detrimental effects on a host of bodily
functions. However, it is unclear to what extent the arterial
blood pH reflects the intracellular pH, which seems likely to
be more relevant. By way of example, consider the effect of
decreasing blood flow to a tissue by 50%. According to the
Review
Bench-to-bedside review: Treating acidbase abnormalities in
the intensive care unit the role of buffers
Brian K Gehlbach
1
and Gregory A Schmidt
2
1
Instructor of Medicine, Section of Pulmonary and Critical Care, University of Chicago, Chicago, Illinois, USA
2
Professor of Medicine, Section of Pulmonary and Critical Care, University of Chicago, Chicago, Illinois, USA
Corresponding author: Gregory A Schmidt, gschmidt@medicine.bsd.uchicago.edu
Published online: 5 May 2004 Critical Care 2004, 8:259-265 (DOI 10.1186/cc2865)
This article is online at http://ccforum.com/content/8/4/259
2004 BioMed Central Ltd
Abstract
The recognition and management of acidbase disorders is a commonplace activity for intensivists.
Despite the frequency with which non-bicarbonate-losing forms of metabolic acidosis such as lactic
acidosis occurs in critically ill patients, treatment is controversial. This article describes the properties
of several buffering agents and reviews the evidence for their clinical efficacy. The evidence
supporting and refuting attempts to correct arterial pH through the administration of currently
available buffers is presented.
Keywords acid-base, acidosis, bicarbonate, buffer, tromethamine
260
Critical Care August 2004 Vol 8 No 4 Gehlbach and Schmidt
Fick relationship the arterialvenous partial CO
2
tension
(PCO
2
) difference will double, assuming that local CO
2
production is constant. This will have the effect of raising the
tissue PCO
2
and lowering its pH; however, the arterial PCO
2
and pH are unchanged and hence do not reveal the
abnormality. The meaning of an individual arterial blood pH is
further limited when one considers the diversity of micro-
circulations and tissue metabolisms throughout the body. The
effects of the elevated [H
+
] may also be difficult to separate
from the effects of the accompanying anion; lactate buffered
to a pH of 7.4, for example, causes a decrease in cardiac
contractility in animal models [2]. Finally, discerning the effect
of an elevated [H
+
] from that of the underlying process
causing the acidosis hypoperfusion, sepsis, or diabetic
ketoacidosis for example is difficult.
Nevertheless, lowering the arterial pH has rather convincingly
been shown to cause a decrease in cardiac contractility. This
effect has been demonstrated in isolated [3,4] and whole
animal heart preparations [5,6], as well as in excised human
ventricular muscle [7]. The net influence of acidosis on the
cardiovascular system is complicated, however, by
concomitant stimulation of the sympatheticadrenal axis. As a
result, acidemia has been shown to increase cardiac output
and pulmonary artery pressure, whereas pulmonary vascular
resistance is not changed [8]. The responsiveness of adre-
nergic receptors to circulating catecholamines is decreased
[911], and the load tolerance of the right ventricle is reduced
[12]. It is unclear whether resuscitability from induced
ventricular fibrillation is impaired [1315]. Fewer patients with
an arterial pH below 7.1 have been studied, making it difficult
to draw any conclusions. Both respiratory and metabolic
acidoses appear to have similar effects, although the effects of
respiratory acidosis are more rapid, presumably because of
rapid diffusion of CO
2
across cell membranes.
Acute hypercapnea causes a decrease in diaphragmatic
contractility and endurance time [16], along with an increase in
cerebral blood flow. In fact, acute elevation in PCO
2
to more
than 70 mmHg may cause loss of consciousness and seizures
[17]. In contrast, more gradual elevations in PCO
2
are well
tolerated, as exhibited by patients with chronic obstructive
pulmonary disease. Broad clinical experience with the
application of lung protective strategies of mechanical
ventilation in patients with acute lung injury (ALI) and status
asthmaticus suggests that modest acidemia (typically pH
7.157.30, PCO
2
5070 mmHg) is remarkably well tolerated. In
general, patients with so-called permissive hypercapnea have a
decrease in systemic vascular resistance, an increase in heart
rate, cardiac output, oxygen delivery, mean pulmonary artery
pressure, and mixed venous oxygen saturation, and unchanged
mean arterial pressure and pulmonary vascular resistance.
The effects of acidosis may differ according to type and
magnitude. Disparate effects of three types of extracellular
acidosis inorganic, respiratory, and lactic on left ventricular
function in isolated rabbit hearts have been described [18].
Lactic acidosis caused a significant increase in the time to
peak left ventricular pressure while retarding ventricular
relaxation, reinforcing the concept that lactate ions have an
independent effect on myocardial function. Different types
and severity of acidosis may also induce different patterns of
inflammatory response. For example, murine macrophage-like
cells stimulated with lipopolysaccharide exhibited an
essentially proinflammatory response when the media
contained hydrochloric acid, but an anti-inflammatory
response when the media contained lactic acid [19].
Furthermore, hydrochloric acid infusion decreased the blood
pressure in septic rats in a dose dependent manner, but
whereas rats with moderately severe acidosis (standard base
excess of 510 mEq/l) had increased plasma nitrate/nitrite
levels, rats with severe acidosis did not [20].
Are there beneficial effects to an elevation in [H
+
] in
critical illness?
Interesting data are emerging regarding potential protective
effects of acidosis, particularly hypercapnic acidosis, in various
experimental models. Acidosis has been shown to protect
cells in a variety of organs (heart, lung, brain, and liver)
against injury from a number of insults, including hypoxia
[2125]. In contrast, hypocapnic alkalosis worsened
ischemiareperfusion ALI in isolated rabbit lungs [26],
whereas hypercapnic and metabolic acidosis afforded
protection [27]. Buffering the hypercapnic acidosis attenuated
the protection conferred. Similarly, rabbits ventilated with
injurious tidal volumes exhibited less ALI histologically when
hypercapnea was present [28]. A protective effect of
hypercapnea on the development of ALI has also been
demonstrated for an experimental model of extrapulmonary
ALI in which rats were subjected to splanchnic ischemia
reperfusion injury [29]. Hypercapnic acidosis was effective at
attenuating endotoxin-induced ALI in an in vivo rat model
[30]; in fact, both prophylactic and therapeutic hypercapnic
acidosis ameliorated lung injury. Conceivably, reducing cells
mechanical work (e.g. in cardiac cells) and metabolic demand
during hypoxia may protect them from ischemia.
Interestingly, the ARDS Network trial [31], which
demonstrated reduced mortality in ALI and acute respiratory
distress syndrome (ARDS) using a protocol employing low
tidal ventilation, allowed for sodium bicarbonate infusion for
acidemia. Whether this therapy had any effect, either negative
or positive, on patient outcome is unclear.
In summary, the negative impact of an elevated arterial [H
+
] is
frequently difficult to discern. We consider the evidence for
and against the administration of different buffering agents
within the context of each agent below.
Buffering agents
Buffers have conventionally been defined in acidbase
chemistry as substances that allow a solution to resist
261
changes in pH in response to administration of H
+
. Problems
exist with this definition, however. First, as discussed below,
conventionally defined buffers such as NaHCO
3
may cause
an increase in arterial [H
+
] in certain circumstances when
they are administered intravenously, while Stewart [32]
demonstrated that a solution containing weak acids (buffers)
such as blood containing albumin resists changes in
[H
+
] much less effectively than the same solution without any
weak acid. Also, the use of the term buffer obscures the
unique mechanisms of each agent. Neverthess, because of
its widespread use, we employ the term buffer to refer to any
agent whose intent is to raise the arterial pH when given
intravenously.
Sodium bicarbonate
Does sodium bicarbonate lower the arterial [H
+
]?
The effects of sodium bicarbonate infusion can be
understood within the following context. Although the
Henderson equation ([H
+
] = 24 PCO
2
/[HCO
3
]) accurately
describes the dissociation equilibrium for carbonic acid, it is
misleading to assume that [HCO
3
] is an independent
determinant of [H
+
]. In fact, the independent determinants of
[H
+
] in the blood are the strong ion difference [SID], the total
concentration of weak acids [A
tot
], and the PCO
2
[32]. Weak
acids [A
tot
] include substances such as albumin and PO
4
,
change relatively little acutely, and have little impact on [H
+
].
Strong ions are those that dissociate fully (or nearly so) in
aqueous solutions, such as Na
+
and Cl
) do.
Because they do not react chemically, all that matters (for
acidbase purposes) is the net difference in their charges.
The [SID] is defined as the difference between the sum of the
major cations (Na
+
, K
+
, Ca
2+
, Mg
2+
) and the sum of the major
anions (Cl
, SO
4
(i.e.
[SID] is the major determinant of pH).
The arterial [HCO
3
] [lactate]
The calculation then takes into account the role of weak acids
(carbon dioxide, albumin, and phosphate) in the balance of
electrical charges in plasma water, as expressed through cal-
culation of the effective SID (partial carbon dioxide tension
[PCO
2
] in mmHg, albumin in g/l, and phosphate in mmol/l):
Effective SID = 1000 2.46 10
11
PCO
2
/(10
pH
) +
[albumin] (0.12 [pH 0.631]) + [phosphate] (0.309
[pH 0.469])
Once weak acids are quantitatively taken into account, the
difference between apparent and effective SID should be
zero, unless there are unmeasured charges (anions). Such
charges are then described by the strong ion gap (SIG):
SIG= apparent SID effective SID.
The component of albumin and phosphate is defined as the
total concentration of nonvolatile weak acid (Atot). [Atot],
along with SID and PCO
2
, is an independent determinant of
[H
+
] or pH. According to the StewartFigge approach, meta-
bolic acidosis can then result from a reduction in the SID or
from an increase in Atot, and respiratory acidosis can result
from a gain in PCO
2
. The changes in each of these variables
can be quantified to express how much each one is responsi-
ble (in mEq/l) for the findings on blood analysis.
Acidbase balance in acute renal failure
Classically, metabolic acidosis in renal failure is described as
a high anion gap metabolic acidosis. However, in the clinical
setting, the anion gap is not always elevated. These findings
might lead clinicians to diagnostic and therapeutic confusion.
In these situations, quantitative analysis using the Stewart
Figge approach can be helpful. In this regard, Rocktaeschel
and coworkers [9] recently examined the acidbase status of
ARF patients using the StewartFigge methodology and
demonstrated several features. First, critically ill patients with
ARF were typically acidemic compared with control patients
(Fig. 1). Second, this acidemia appeared secondary to meta-
bolic acidosis with a mean base excess of approximately
7 mEq/l, which appeared secondary to the accumulation of
lactate, phosphate, and unmeasured anions (possible candi-
dates for these unmeasured anions include sulfate, urate,
hydroxypropionate, oxalate, and furanpropionate [10]; Fig. 2).
Third, in these patients there was also a marked failure to
alter the apparent SID to achieve a degree of metabolic com-
pensation (Fig. 3). Despite this finding, half of the ARF
patients had an anion gap within the normal range. Further-
more, these acidifying disorders were attenuated by a con-
comitant metabolic alkalosis, which was essentially
secondary to hypoalbuminemia. Hypoalbuminemia lowered
the anion gap and masked the presence of acidifying anions
to those clinicians using conventional acidbase analysis.
Effect of renal replacement therapy on
acidbase balance
There are two major modalities of RRT. One is intermittent
and the other continuous. Few studies have been done to
detect which modality is better in terms of acidbase control.
Uchino and coworkers [11] compared the effect on
acidbase balance of IHD and CVVHDF. Before treatment,
metabolic acidosis was common in both groups (63.2% for
IHD and 54.3% for CVVHDF). Both IHD and CVVHDF cor-
rected metabolic acidosis. However, the rate and degree of
correction differed significantly. CVVHDF normalized meta-
bolic acidosis more rapidly and more effectively during the
110
Critical Care April 2004 Vol 8 No 2 Naka and Bellomo
first 24 hours than did IHD (P < 0.01). IHD was also associ-
ated with a higher incidence of metabolic acidosis than was
CVVHDF during the subsequent 2 week treatment period
(P < 0.005; Fig. 4). Accordingly, CVVHDF can be considered
physiologically superior to IHD in the correction of metabolic
acidosis. The overwhelming superiority of continuous RRT in
terms of control of acidosis was also recently established in
comparison with peritoneal dialysis, with all patients random-
ized to CVVH achieving correction of acidosis by 50 hours of
treatment, compared with only 15% of those treated by peri-
toneal dialysis (P < 0.001) [12]. How does continuous RRT
correct acidosis?
To gain insights into the mechanisms by which continuous
RRT corrects metabolic acidosis in ARF, Rocktaschel and
coworkers [13] studied the effect of CVVH on acidbase
balance using the StewartFigge methodology. Before com-
mencing CVVH, patients had mild acidemia secondary to
metabolic acidosis. This acidosis was due to increased
unmeasured anions (SIG 12.3 mEq/l), hyperphosphatemia,
and hyperlactatemia. It was attenuated by the alkalizing effect
of hypoalbuminemia. Once CVVH was commenced, acidemia
was corrected within 24 hours. This change was associated
with a decreased SIG, and decreased phosphate and chlo-
ride concentrations. This correction was so powerful and
dominant that, after 3 days of CVVH, patients developed alka-
lemia secondary to metabolic alkalosis (bicarbonate
29.8 mmol/l, base excess 6.7 mmol/l; Fig. 1). This alkalemia
appeared due to a further decrease in SIG and a further
decrease in serum phosphate concentration in the setting of
persistent hypoalbuminemia. Hence, CVVH appears to
Figure 2
Differences in strong ion gap (SIG) between (ARF) patients and
controls in an intensive care unit.
Figure 3
Differences in apparent strong ion difference (SIDa) between acute renal
failure (ARF) patients and control individuals in an intensive care unit.
Figure 1
Difference in pH between patients with acute renal failure (ARF) in an
intensive care unit (ICU) and a control population of ICU patients.
111
correct metabolic acidosis in ARF through its effects on
unmeasured anions, phosphate, and chloride. Once hemofil-
tration is established, it becomes the dominant force in con-
trolling metabolic acidbase status, and in stable patients it
typically results in a degree of metabolic alkalosis.
Effect of replacement fluid composition
(lactate, acetate, bicarbonate, and citrate)
The exchange of approximately 30 l plasma water per day is
necessary to achieve adequate control of uremia and
acidbase disorders in ARF [14]. During continuous RRT,
according to conventional acidbase thinking, there is a sub-
stantial loss of endogenous bicarbonate, which must be sub-
stituted by the addition of buffer substances. (According to
the StewartFigge approach, the explanation for this is that
there is loss of a fluid with an SID of approximately 40 mEq/l,
which must be replaced by a fluid with a similar SID.)
Lactate, acetate, and bicarbonate have been used as buffers
(or SID generators according to Stewart [7]) during RRT.
Citrate has been used as a buffer and for anticoagulation.
These buffers affect acidbase balance, and therefore we
must understand their physiologic characteristics.
Bicarbonate has the major advantage of being the most phys-
iologic anion equivalent. However, the production of a com-
mercially available bicarbonate-based solution is not easy
because of the formation of calcium and magnesium salts
during long-term storage. Furthermore, the cost of this solu-
tion is approximately three times greater than that of other
buffer solutions. Accordingly, acetate and lactate have been
used widely for RRT. Under normal conditions, acetate is
rapidly converted on a 1:1 basis to carbon dioxide and then
bicarbonate by both liver and skeletal muscle. Lactate is also
rapidly converted in the liver on a 1:1 basis [15].
Studies of acetate-based solutions appear to exert a negative
influence on the mean arterial blood pressure and cardiac
function in the critically ill [1618]. Morgera and coworkers
[19] compared acidbase balance between acetate-buffered
and lactate-buffered replacement fluids, and reported that the
acetate-buffered solution was associated with a significant
lower pH and bicarbonate levels than was the lactate-
buffered solution. However, the acetate-buffered solution had
9.5 mmol/l less buffer than the lactate-buffered one. There-
fore, the difference is probably simply a matter of dose rather
than choice of buffer. From the StewartFigge perspective,
the acetate-buffered solution contained 8 mmol/l chloride
more than the lactate-buffered solution to achieve electrical
equilibrium. This reduces the SID of the replacement fluid and
acidifies blood more.
Thomas and coworkers [20] compared the effects of lactate-
buffered versus bicarbonate-buffered fluids. Hemofiltration
fluids contained either 44.5 mmol/l sodium lactate or
40.0 mmol/l sodium bicarbonate with 3 mmol/l lactate
(43 mmol/l). Lactate-buffered fluids contained 142 mmol/l
sodium and 103 mmol/l chloride (SID 39 mEq/l), and bicar-
bonate-buffered fluids contained 155 mmol/l sodium and
120 mmol/l chloride (SID 35 mEq/l). Lactate rose from
approximately 2 mmol/l to 4 mmol/l when lactate-based fluids
were given but not with bicarbonate. Both therapies resulted
in a similar improvement in metabolic acidosis. Potentially, the
lactate-buffered fluid could have had a more alkalinizing
effect. However, the accumulation of lactate in blood might
have offset this effect and attenuated the trend toward a
higher base excess with the lactate-buffered fluids.
Tan and coworkers [21] studied the acidbase effect of
CVVH with lactate-buffered and bicarbonate-buffered solu-
tions. The lactate-buffered solution had an SID of 46 mEq/l,
as compared with 35 mEq/l for the bicarbonate fluid. From
the StewartFigge point of view, the lactate-buffered solution
should have led to a greater amount of alkalosis. However,
that study found a significant increase in plasma lactate levels
and a decrease in base excess with the lactate-buffered solu-
tion (Figs 5 and 6). Lactate, if not metabolized and still
present in blood, acts as a strong anion, which would have
the same acidifying effect of chloride. Accordingly, iatrogenic
hyperlactatemia can cause a metabolic acidosis (Fig. 7). The
controversy can, of course, also be resolved by failure to
convert exogenous lactate into bicarbonate.
Most commercially available replacement fluids are buffered
with approximately 4046 mmol/l lactate. In the vast majority
of patients, the administration of such replacement fluid main-
tains a normal serum bicarbonate level without any significant
increase in blood lactate concentration. Because the ability of
the liver to metabolize lactate is in the region of
100 mmol/hour [22], even aggressive CVVH at 2 l/hour
exchange would still deliver less than the normal liver can
handle.
Available online http://ccforum.com/content/8/2/108
Figure 4
Box plot illustrating bicarbonate control with intermittent dialysis (IHD)
and continuous therapy (continuous venovenous hemodiafiltration
[CVVHDF]).
112
However, if lactate-based dialysate or replacement fluids are
used in some patients with liver dysfunction or shock, then
the administration of lactate-buffered fluids can induce signifi-
cant hyperlactatemia and acidosis because the metabolic
rate is insufficient to meet the additional lactate load.
Although lactate normally acts as a buffer by being removed
from the circulation and thereby lowering the SID, if lactate is
only partly metabolized and accumulates in plasma water
then it acts like a strong anion. Thus, hyperlactatemia
decreases the apparent SID, which results in increased dis-
sociation of plasma water and thereby lowers the pH.
Citrate has been used for regional anticoagulation. During
this procedure, citrate is administered to the circuit before the
filter and chelates calcium, thus impeding coagulation. Once
citrate enters the circulation, it is metabolized to carbon
dioxide and then bicarbonate on a 1: 3 basis; thus, 1 mmol
citrate yields 3 mmol carbon dioxide and then bicarbonate.
Under these circumstances, citrate acts as the buffer as well
as the anticoagulant. If the method described by Mehta and
coworkers [23] is applied, then approximately 48 mmol/hour
bicarbonate equivalent is given as citrate. This rate of alkali
administration may result in metabolic alkalosis (in up to 25%
of cases). Caution is warranted in patients with liver disease,
who may not be able to metabolize citrate. In these patients,
citrate may accumulate and result in severe ionized hypocal-
cemia and metabolic acidosis because the citrate anion
(C
6
H
5
O
7
3
) acts as an unmeasured anion and increases the
SIG, which has acidifying effects.
When oxidizable anions are used in the replacement fluids,
the anion (acetate, lactate, and citrate) must be completely
oxidized to carbon dioxide and water in order to generate
bicarbonate. If the metabolic conversion of nonbicarbonate
anions proceeds without accumulation, then their buffering
capacity is equal to that of bicarbonate. Thus, the effect on
acidbase status depends on the buffer concentration
rather than on the kind of buffer used [15]. When the meta-
bolic conversion is impaired, the increased blood concentra-
tion of the anions leads to an increased strong anion in
lactate or unmeasured anions for acetate and citrate. All
lower the apparent SID and acidify blood. The nature and
extent of these acidbase changes is governed by the inten-
sity of plasma water exchange/dialysis, by the buffer content
of the replacement fluid/dialysate, and by the metabolic rate
for these anions.
Effect of high volume hemofiltration on
acidbase balance
Recently, HVHF was applied to the treatment of septic shock
patients, with favorable hemodynamic results [24]. However,
Critical Care April 2004 Vol 8 No 2 Naka and Bellomo
Figure 6
Effect of bicarbonate-based replacement fluids (bicarbonate RF) and
lactate-based replacement fluids (lactate RF) on base excess.
Figure 7
Effect of bicarbonate-based replacement fluids (bicarbonate RF) and
lactate-based replacement fluids (lactate RF) on serum bicarbonate
levels.
Figure 5
Effect of bicarbonate-based replacement fluids (bicarbonate RF) and
lactate-based replacement fluids (lactate RF) on blood lactate levels.
113
if commercial lactate-buffered replacement fluid is used
during HVHF, then patients might receive more than
270 mmol/hour exogenous lactate. This lactate load could
overcome endogenous lactate metabolism, even in healthy
subjects [25], and result in progressive hyperlactatemia.
Hyperlactatemia has been reported with lactate-buffered fluids
in critically ill ARF patients treated with intermittent hemofiltra-
tion and a lactate load of 190210 mmol/hour [16]. Such
hyperlactatemia might induce a metabolic acidosis. Cole and
coworkers [26] studied the effect of HVHF on acidbase
balance. HVHF with lactate-buffered replacement fluids
(6 l/hour of lactate-buffered fluids) induced iatrogenic hyper-
lactatemia. Plasma lactate levels increased from a median of
2.51 mmol/l to a median of 7.3 mmol/l at 2 hours (Fig. 8). This
change was accompanied by a significant decrease in bicar-
bonate and base excess. However, such hyperlactatemia had
only a mild and transient acidifying effect. A decrease in chlo-
ride and effective SID and the removal of unmeasured anions
(decrease in SIG) all rapidly compensated for this effect
(Fig. 9). Thus, the final effect was that HVHF induced only a
minor change in pH from 7.42 to 7.39 at 2 hours. In the period
from 2 to 8 hours, the blood lactate concentration remained
stable at around 78 mmol/l, whereas compensatory effects
continued, which restored bicarbonate levels to 27.2 mmol/l
and pH to 7.44 by 8 hours of treatment.
Although the chloride concentration in the replacement fluid
was high compared with the serum chloride level, a progres-
sive decrease in chloride was observed. This might be due to
chloride losses in excess of gains. Uchino and coworkers
[27] examined the sieving coefficient for chloride during
HVHF and found a sieving coefficient for chloride in excess of
1. Another possible explanation for hypochloremia would be
the intracellular movement of chloride in response to meta-
bolic acidosis (chloride shift). A decrease in effective SID
was explained by the aggregate minor changes in arterial
PCO
2
, albumin, and phosphate. The changes in SIG appeared
most likely to be due to simple filtration of unmeasured anion.
Consequently, HVHF with lactate-buffered fluids induced a
marked hyperlactatemia but did not induce a progressive aci-
dosis. However, caution is warranted in particular patients
who have marked pretreatment hyperlactatemia (>5 mmol/l)
or liver dysfunction, or where the intensity of HVHF exceeds
6 l/hour plasma water exchange. Bicarbonate use is war-
ranted in such patients.
Conclusion
RRT can strongly affect acidbase disorders and can be
used to correct severe metabolic acidosis. If the dose of
treatment is titrated to achieve such a goal, essentially even
the most dramatic metabolic acidosis can be corrected.
Replacement fluid solutions containing buffers such as
lactate, acetate, bicarbonate, and citrate can have a variable
effect on acidbase balance, depending on the dose and rate
of metabolic disposition, as clearly seen in the setting of
HVHF. Critical care physicians must understand the nature,
origin, and magnitude of the alterations in acidbase status
seen with ARF and associated disorders, and the powerful
effects of continuous hemofiltration if they wish to provide
their patients with safe and effective care.
Competing interests
None declared.
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508
A
TOT
= total amount of weak acids and proteins in plasma; ICU = intensive care unit; ISE = ion selective electrode; PCO
2
= partial carbon dioxide
tension; SBE = standard base excess; SID = strong ion difference; SIDa = apparent strong ion difference; SIDe = effective strong ion difference;
SIG = strong ion gap; Vd = volume of distribution.
Critical Care October 2005 Vol 9 No 5 Gunnerson
Abstract
Acidbase abnormalities are common in critically ill patients. Our
ability to describe acidbase disorders must be precise. Small
differences in corrections for anion gap, different types of analytical
processes, and the basic approach used to diagnose acidbase
aberrations can lead to markedly different interpretations and
treatment strategies for the same disorder. By applying a quantitive
acidbase approach, clinicians are able to account for small
changes in ion distribution that may have gone unrecognized with
traditional techniques of acidbase analysis. Outcome prediction
based on the quantitative approach remains controversial. This is in
part due to use of various technologies to measure acidbase
variables, administration of fluid or medication that can alter
acidbase results, and lack of standardized nomenclature. Without
controlling for these factors it is difficult to appreciate the full effect
that acidbase disorders have on patient outcomes, ultimately
making results of outcome studies hard to compare.
Introduction
Critically ill and injured patients commonly have disorders of
acidbase equilibrium. Acidosis may occur as a result of
increases in arterial partial carbon dioxide tension (PCO
2
;
respiratory acidosis) or from a variety organic or inorganic,
fixed acids (metabolic acidosis). There appears to be a
difference in physiologic variables and outcomes between
patients with respiratory acidosis and those with metabolic
acidosis [1,2], leading some investigators to hypothesize that
it is the cause of acidosis rather than the acidosis per se that
drives the association with clinical outcomes. Even though
metabolic acidosis is a common occurrence in the intensive
care unit (ICU), the precise incidence and prevalence of
metabolic acidosis has not been established for critically ill
patients. Often these disorders are markers for underlying
pathology. Although the true causeeffect relationship
between acidosis and adverse clinical outcomes remains
uncertain, metabolic acidosis remains a powerful marker of
poor prognosis in critically ill patients [3-5].
Common etiologies of metabolic acidosis include lactic
acidosis, hyperchloremic acidosis, renal failure, and ketones.
All types of metabolic acidosis have a contributing anion
responsible for the acidosis. Some causes may be obvious
with a single contributing anion, such as a pure lactate
acidosis, whereas other complex disorders may not have a
single and identifiable, causative anion and only the strong
ion gap (SIG) is elevated. There is recent evidence
suggesting that outcomes may be associated with the
predominant anion contributing to the metabolic acidosis.
In this review we use modern physical chemical analysis and
interpretation to describe why these acidbase disorders
occur, what is considered normal, and how variations in
analytical technology affect results. We also attempt to
describe the incidence between various etiologies of
acidbase disorders in ICU patients and examine whether
they might affect clinical outcomes. Finally, we discuss
limitations of the current nomenclature system, or the lack
thereof, with regard to acidbase definitions, and propose a
standard approach to describing physical chemical
influences on acidbase disorders.
The physical chemical approach
Critically ill patients commonly have acidbase disorders.
When applying evolving technology in analytical techniques
to measure acidbase variables, the quantitative acidbase
(or physical chemical) approach is slowly emerging as a
valuable tool in identifying the causative forces that drive
acidbase disorders [6]. This review is built on the physical
chemical approach (also referred to as the Stewart
Review
Clinical review: The meaning of acidbase abnormalities in the
intensive care unit epidemiology
Kyle J Gunnerson
Assistant Professor, The Virginia Commonwealth University Reanimation Engineering and Shock Center (VCURES) Laboratory, Departments of
Anesthesiology/Critical Care and Emergency Medicine, Virginia Commonwealth University Medical Center, Richmond, Virginia, USA
Corresponding author: Kyle Gunnerson, kgunnerson@vcu.edu
Published online: 10 August 2005 Critical Care 2005, 9:508-516 (DOI 10.1186/cc3796)
This article is online at http://ccforum.com/content/9/5/508
2005 BioMed Central Ltd
509
Available online http://ccforum.com/content/9/5/508
approach or the quantitative approach) to analyzing acid
base disorders, and there are many well written reviews that
detail the intricacies of these approaches [7-10].
Traditional approaches to the analysis of acidbase disorders
adapted from Henderson and Hasselbalch or those proposed
by Siggaard-Andersen and colleagues are inadequate for
appreciating causative mechanisms. These traditional approa-
ches may identify the presence of a metabolic acidosis, but
the categorization ends with a broad differential based on the
presence or absence of an anion gap. Controversy has existed
for many years over which approach to the analysis of
acidbase balance is more accurate, but in general the results
of these differing approaches are nearly identical [8,9,11].
The physical chemical approach allows the clinician to
quantify the causative ion. The basic principle of the physical
chemical approach revolves around three independent
variables: PCO
2
, strong ion difference (SID), and the total
amount of weak acids (A
TOT
). SID is the resulting net charge
of all of the strong ions. This includes both the cations (Na
+
,
K
+
, Ca
2+
, and Mg
2+
) and anions (Cl
+ HCO
3
]) 2.0(albumin [g/dl])
0.5(phosphate [mg/dl]) lactate (mEq/l) [8]. An even simpler
formula (Na
+
+ K
+
) (Cl
+ HCO
3
) 2.5(albumin [g/dl])
lactate (mmol/l) for the corrected anion gap without the use
510
Critical Care October 2005 Vol 9 No 5 Gunnerson
of phosphate can be used and retain a strong correlation with
SIG (r
2
= 0.93) [8,28]. For international units, the following
conversion can be substituted for albumin and phosphate:
0.2(albumin [g/l]) 1.5(phosphate [mmol/l]).
Hyperchloremic metabolic acidosis
One of the obstacles in identifying the incidence of
hyperchloremic metabolic acidosis is the actual definition
itself. There are many references to hyperchloremic metabolic
acidosis or dilutional acidosis in the literature, and there are
just as many definitions of hyperchloremic metabolic acidosis.
In fact, classifying hyperchloremia as a metabolic acidosis is
misleading because chloride is not a byproduct of meta-
bolism. This multitude of definitions is akin to the difficulty in
defining acute renal failure, for which more than 30 different
definitions have been reported in the literature [29]. It is more
common to base the diagnosis of hyperchloremic metabolic
acidosis on an absolute chloride value rather than to take into
account the physicochemical principles of either the
decreased ratio of sodium to chloride or the decreased
difference between them. With regard to plasma, the addition
of normal saline increases the value from baseline of chloride
more so than does sodium. This difference in the ratio of
sodium to chloride change is what is important. The increase
in chloride relative to that of sodium reduces the SID,
resulting in a reduction in the alkalinity of blood. The Na
+
/Cl
) over the
course of his resuscitation. Accounting for his volume of
distribution (Vd), the serum Na
+
would increase only to
143 mEq/l but the Cl
would be regarded as
normal range on most analyzers. In spite of the normal
absolute reading of Cl
concentration relative
to the plasma Na
+
concentration [45-48]. This results in a
decreased SID (the difference between positive and negative
charged electrolytes), which in turn produces an increase in
free H
+
ions in order to preserve electrical neutrality [8]. The
clinical effects of these changes have been documented over
the past several years.
The consequences of hyperchloremic metabolic acidosis are
traditionally downplayed and accepted as a necessary evil of
saline resuscitation. However, recent studies may change this
benign view of iatrogenic hyperchloremic metabolic acidosis,
especially as it pertains to choice of fluid composition for
resuscitation. Deusch and Kozek-Langenecker [49] recently
demonstrated better platelet function in vitro when samples
of whole blood were diluted with a hetastarch prepared in a
balanced electrolyte solution instead of using saline as the
solvent. In the same study, similar results were observed
when the starch molecule was removed and the samples
were diluted with either a balanced electrolyte solution or
0.9% saline. This supports the hypothesis that the electrolyte
composition of the solution may play a role in the
coagulopathy associated with starch solutions greater than
that of the starch molecule itself. Wilkes and colleagues [50]
also demonstrated an increase in adverse events and worse
acidbase balance when comparing similar hetastarch based
solutions prepared in either a saline solution or balanced
electrolyte solution. Gan and coworkers [51] reported similar
findings in large volume resuscitation in major surgery
comparing hetastarch prepared in a balanced electrolyte
solution or in saline, and similar findings were reported by
Williams and colleagues [52] when they compared lactated
Ringers with 0.9% saline. In all of these studies, saline fared
worse than did balanced electrolyte solutions.
Saline induced acidosis has a side effect profile similar to that
of ammonium chloride. This includes abdominal pain, nausea,
vomiting, headache, thirst, hyperventilation, and delayed
urination [53,54]. This striking similarity may be related to the
chloride concentration. Aside from avoiding these adverse
reactions, the treatment of metabolic acidosis per se has not
yet been shown to improve clinical outcome [41] and, based
on a large retrospective database [28], mortality does not
appear to be significantly increased. However, there is
mounting evidence that iatrogenic metabolic acidosis may be
harmful and should be avoided when possible.
Lactic acidosis
Much interest has been directed at lactate metabolism and its
role in metabolic acidosis in critically ill patients since the first
description of lactate associated with circulatory shock [55].
It has also been the focus of several recent reviews
[34,35,56,57]. An early approach to the broad classification
of elevated lactate levels based on the presence (type A) or
absence (type B) of hypoperfusion was described by Cohen
and Woods [58] in their classic monogram. Contemporary
understanding of the complexity of lactate production and
metabolism in critical illness has practically relegated this
classification system to that of a historical one [56].
Our improved understanding of the complexities of lactate
metabolism has fueled the controversy regarding lactates role
in the care of critically ill patients. Aside from hypoperfusion
leading to cellular dysoxia, elevated lactate has been
associated with a number of common cellular processes that
are present in critical illness. These include increased activity
of Na
+
/K
+
-ATPase in normoxia [59], increased pyruvate and
lactate due to increased aerobic glycolysis [60], and
decreased lactate clearance [61], to name but a few.
Regardless of the etiology, lactic acidosis has been
associated with worse outcomes in critically ill patients.
Elevated lactate has been associated with oxygen debt since
Available online http://ccforum.com/content/9/5/508
Figure 1
Distribution of patients and contributing ion responsible for majority of
metabolic acidosis present. Shown is the distribution of patients within
different types of intensive care unit (ICU) locations and their
respective hospital mortality associated with the major ion contributing
to the metabolic acidosis. These results were obtained from a large
teaching institution comprised of two hospitals and seven ICUs over a
1 year period and included patients with a suspected lactic acidosis.
No metabolic acidosis is defined as a standard base excess of
2 mEq/l or higher. CCU, cardiac (nonsurgical) ICU; CTICU,
cardiothoracic ICU; LTICU, liver transplant ICU; Med, medical ICU;
Neuro, neurosurgical and neurological ICU; Surg, general surgical ICU;
Trauma, trauma ICU.
512
the 1930s [62] and has been associated with poor outcome
since the 1960s [3,63-65]. Elevated lactate on presentation
[65] and serial measurements [36,66] are both associated
with worse outcome. More importantly, the ability to clear
lactate rapidly has been associated with improved mortality
[67-69]. Although our understanding of the metabolism of
lactate has greatly improved since these early studies [56],
critically ill patients with elevated lactate levels continue to
have worse outcomes than those who do not [35,36,69].
Recent goal-directed strategies incorporating lactate either
as an acute marker for acuity [70] or as an end-point of
resuscitation [71] have been shown to improve mortality.
Strong ion gap metabolic acidosis
Lactate serves not only as a marker for severity or an end-point
of resuscitation but also as an important variable in the
quantification and determination of the primary etiology of a
metabolic acidosis. In the presence of a metabolic acidosis and
a normal lactate and SIDa, the resulting charge balance must
be composed of unmeasured anions (SIG). There is still much
debate as to how well SIG acidosis predicts mortality
[15,20,23,24]. The ability of SIG to predict mortality in the
critically ill is not as clear as that of lactate. There have been
varying findings regarding absolute values and the significance
of all quantitative acidbase variables, especially SIG. It
appears that a pattern is emerging in which studies conducted
in different countries have shown different baseline levels of
SIG and have noted differences in their clinical significance
[15,20,23,24,40]. This may be related to the technology used
to measure acidbase variables [72-74] or administration of
medications or fluid (e.g. gelatins) [25,26] that alter the SIG.
Two recent prospective studies [23,40] controlled for the
limitations noted above when evaluating the ability of the SIG
to predict mortality. The findings of these two studies are
unique in the sense that they are the first reports of SIG
predicting mortality in patients with trauma [23] and severe
malaria [40]. Acidbase variables were measured, in both
studies, before any significant amount of volume resuscitation.
Kaplan and Kellum [23] evaluated the relationship between
SIG, before significant fluid resuscitation, and mortality. In
patients with major vascular injury requiring surgery, a SIG in
excess of 5 mEq/l was predictive of mortality. Interestingly,
SIG outperformed lactate as a predictor of mortality based on
receiver operator curve characteristics. SIG was also a
stronger predictor of mortality than was the Injury Severity
Score, based on multivariate logistic regression analysis.
Nonsurvivors had a mean SIG above 10 mEq/l. These levels
of unmeasured anions were generated in the absence of
resuscitative fluids known to contribute to unmeasured
anions such as gelatin based solutions, which are not used
for resuscitation in the USA. This important study supports
the hypothesis that SIG may be a rapidly accumulating
biomarker that reflects severity of injury or illness, similar to
other acute phase proteins.
Dondorp and colleagues [40] evaluated the relationship
between SIG and mortality in critically ill patients diagnosed
with severe malaria. Severe falciparum malaria is frequently
associated with metabolic acidosis and hyperlactatemia. The
etiology of both of these conditions has been thought to be
based on both hepatic dysfunction and hypoperfusion. The
authors found that even in fatal cases of this disease state,
the predominant form of metabolic acidosis was not lactate
but rather unaccounted anion, or SIG, acidosis. Mean lactate
levels were surprisingly low in both survivors (2.7 mEq/l) and
nonsurvivors (4.0 mEq/l), whereas SIG levels were elevated
in both (9.7 mEq/l and 15.9 mEq/l, respectively). SIG was
also a strong predictor of mortality in this study.
The overall value of SIG as a predictor of mortality is yet to be
determined. Future studies that control for technology and
the composition of resuscitative fluids are required. Regard-
less of the etiology of these anions, our understanding of the
importance of SIG is rapidly evolving.
Technology limitations
Technologic advances in the measurement of electrolytes
have an influence on how quantitive acidbase parameters
are calculated. Currently, there are three techniques
commonly used to measure quantitive acidbase variables:
flame photometry and potentiometry using direct ion selective
electrodes (ISEs) or indirect ISEs. Flame photometry is used
infrequently in developed countries. It is the measurement of
the wavelength of light rays emitted by excited metallic
electrons exposed to the heat energy of a flame. The intensity
of the emitted light is proportional to the concentration of
atoms in the fluid, such that a quantitative analysis can be
made on this basis. Examples are the measurements of
sodium, potassium, and calcium. The sample is dispersed
into a flame from which the metal ions draw sufficient energy
to become excited. On returning to the ground state, energy
is emitted as electromagnetic radiation in the visible part of
the spectrum, usually as a very narrow wavelength band (e.g.
sodium emits orange light, potassium purple, and calcium
red). The radiation is filtered to remove unwanted wave-
lengths and the resultant intensity measured. Thus, the total
concentration of the ion is measured.
Flame photometry has several limitations, one of the more
common being the influence of blood solids (lipids). These
lipids have been shown to interfere with the optical sensing
(due to increased turbidity) and by causing short sampling
errors (underestimating true sample volume) [75]. Flame
photometry also measures the concentration of ions, both
bound and unbound, whereas newer techniques (ISEs)
measure the disassociated form (or active form) of the ion.
An ISE measures the potential of a specific ion in solution,
even in the presence of other ions. This potential is measured
against a stable reference electrode of constant potential. By
measuring the electric potential generated across a
Critical Care October 2005 Vol 9 No 5 Gunnerson
513
membrane by selected ions and comparing it with a reference
electrode, a net charge is determined. The strength of this
charge is directly proportional to the concentration of the
selected ion. The major advantage that ISEs have over flame
photometry is that ISEs do not measure the concentration of an
ion; rather, they measure its activity. Ionic activity has a specific
thermodynamic definition, but for most purposes it can be
regarded as the concentration of free ion in solution.
Because potentiometry measures the activity of the ion at the
electrode surface, the measurement is independent of the
volume of the sample, unlike flame photometry. In indirect
potentiometry, the concentration of ion is diluted to an activity
near unity. Because the concentration will take into account
the original volume and dilution factor, any excluded volume
(lipids, proteins) introduces an error (usually insignificant).
When a specimen contains very large amounts of lipid or
protein, the dilutional error in indirect potentiometric methods
can become significant. A classic example of this is seen with
hyperlipidemia and hyperproteinemia resulting in a pseudo-
hyponatremia by indirect potentiometry. However, direct
potentiometry will reveal the true sodium concentration
(activity). This technology (direct potentiometry) is commonly
used in blood gas analyzers and point-of-care electrolyte
analyzers. Indirect ISE is commonly used in the large, so-
called chemistry analyzers located in the central laboratory.
However, there are some centralized analyzers utilizing direct
ISE. The methodologies can produce significantly different
results [72-74,76].
Recent evidence reinforces how technology used to measure
acidbase variables affects results and may affect inter-
pretation of clinical studies. Morimatsu and colleagues [77]
have demonstrated a significant difference between a point-
of-care analysis and the central laboratory in detecting
sodium and chloride values. These differences ultimately
affect the quantitative acidbase measurements. The study
emphasizes that differences in results may be based on
technology rather than pathophysiology. One reason may be
related to the improving technology of chloride and sodium
specific probes. On a similar note, it also appears that there
is variation in the way in which the blood gas analyzers
calculate base excess [78].
Unfortunately, many studies evaluating acidbase balance
have failed to report details of the technology used to
measure these variables. This limitation was discussed by
Rocktaeschel and colleagues [24] in 2003. Since then,
detailed methods sections that include specific electrode
technology have become more common when acidbase
disorders are evaluated [23,40,79,80].
Incidence of metabolic acidosis in the
intensive care unit
The incidence of metabolic acidosis in the ICU is difficult to
extrapolate from the current literature. It is even harder to find
solid epidemiology data on the various types of metabolic
acidosis. A major hurdle is the various definitions used to
describe the types of acidbase disorder. The development
and implementation of the physical chemical approach has
made identifying the etiology of acidbase abnormalities
possible. Even though we can quantify these abnormalities, a
classification system has yet to be developed. The literature is
full of pre-Stewart acidbase descriptions, but the major
Available online http://ccforum.com/content/9/5/508
Table 1
Summary of quantitative acidbase studies in critically ill patients and the distribution of type of metabolic acidosis
Patient Sample Metabolic Unmeasured
Ref. population size acidosis acids Lactate Chloride Mixed
[30] Pediatric 540 samples 230 (45.5%) 120 (52%) M 22 (9.6%) M 88 (38.2%) M 57 (25%) M
ICU patients (282 patients)
a
44 base deficit
[80] Pediatric ICU 150 samples
a
24 anion gap 44 6 19 10
post-cardiac (44 patients)
a
57 anion gap
surgery corrected
[15] Pediatric ICU, 255 patients 69 (27%) 55 (79.7%) M N/A N/A N/A
patients only with
acidbase measurements
[79] Pediatric ICU 46 patients 42 (91%) 33 (72%) M 39 (85%) M 29 (63%) M N/A
in shock
[21] Adult ICU with 50 patients 50 (100%) 49 (98%) M,T 31 (62%) M,T 40 (80%) M,T N/A
met acidosis
[28] Adult ICU with 851 patients 548 (64%) T 204 (37%) M 239 (44%) M 105 (19%) M N/A
suspicion of lactic
acidosis (highest lactate used)
a
Authors defined metabolic acidosis using three different techniques; measurement of other variables by quantitive approach. M, the percentage of
the samples with a metabolic acidosis; T, the percentage of the total number (n) of patients.
514
taxonomy of metabolic acidoses was limited either to the
presence or to the absence of an anion gap, which also has
major limitations. Even when reviewing the quantitative
acidbase literature specifically, there is no agreement on
how to classify patients with metabolic acidosis.
In a retrospective review of 851 ICU patients, we classified
patients into categories representing the predominant
causative anion associated with the metabolic acidosis [28].
However, others simply reported absolute values of SID, SIG,
chloride, anion gap, and SBE in association with mortality
prediction rather than attempting to classify various subtypes
of metabolic acidosis [15,20,24]. Still others used a
combination of quantitative acidbase variables and the
sodium/chloride ratio [30] or absolute chloride levels [21,80]
to further classify disorders. Table 1 summarizes several
recent studies using the same physical chemical approach to
address acidbase disorders. Even though the authors all
applied the same methodology to identify acidbase
disorders, each one used different classification schemes to
describe the acidbase state. The absence of a uniform
classification system and different study designs limit our
ability to appreciate fully the incidence of the various
acidbase categories. For example, the incidence of
unmeasured anions contributing to metabolic acidosis ranged
from 37% to 98%. Lactate as the major contributing ion had
an even wider distribution, from almost 10% to 85%. Until the
nomenclature can become standardized, the true incidence
of acidbase disorders may never be fully appreciated.
We recommend the use of a classification system that is
based on physicochemical principles and the predominant
anion responsible for the acidosis (Fig. 2). In this system,
metabolic acidosis is defined as a SBE below 2 mEq/l;
lactic acidosis is an acidosis in which lactate accounts for
more than 50% of the SBE; in SIG acidosis the SIG
(unmeasured ions) accounts for more than 50% of SBE (in
the absence of lactic acidosis); and hyperchloremic
acidosis is defined a SBE below 2 mEq/l that is not
accounted for by lactate or SIG. As one can see, an
absolute level of chloride was not used for the definition of
hyperchloremic acidosis because it is the relative
relationship between the sodium and chloride
concentrations that contribute to the SIDa, which is one of
the independent variables that comprise acidbase
equilibria. Therefore, if a metabolic acidosis is present and
the SIG or lactate does not make up the majority of the acid
load, then the only strong ion left is chloride. For example,
let us consider a scenario in which the SBE is 8 mEq/l,
lactate is 2 mEq/l, and SIG is 2 mEq/l. In this scenario,
lactate and SIG together account for only 50% of all of the
() charges, as represented by the SBE of 8 mEq/l. There
remain 4 mEq/l of unaccounted anions that would be
explained by a proportional excess of Cl
in relation to Na
+
.
Thus, the final classification would be hyperchloremic
metabolic acidosis, regardless of the absolute Cl
level.
This classification system will serve two major purposes. First,
we will have a way to describe consistently the predominant
anion that drives the acidbase status. This may potentially
contribute to a clearer understanding of the underlying
pathology. Second, by using the quantitative approach, the
clinician can still recognize a sizeable contribution of other
anions, regardless of the predominate anion. An example
would be that of a patient with a predominant hyperchloremic
metabolic acidosis but with a substantial amount of
unaccounted anions (SIG), even though SIG may not
account for more than 50% of the SBE. In this case, the
clinician may consider whether to pursue a possible
diagnosis of concomitant ethylene glycol toxicity (or other
unmeasured anions) along with the hyperchloremia.
Our classification scheme leaves open the possibility that a
combined lactic and SIG acidosis could be misclassified as
Critical Care October 2005 Vol 9 No 5 Gunnerson
Figure 2
Proposed metabolic acidosis classification flow diagram based on the
contributing anion group. This flow diagram is one proposed way to
classify metabolic acidosis based on the major contributing anion
group. The definition of metabolic acidosis component is a standard
base excess (SBE) below 2 mEq/l. It is not based on pH because of
the possibility of respiratory compensation. SIDa, apparent strong ion
difference; SIDe, effective strong ion difference; SIG, strong ion gap.
515
Available online http://ccforum.com/content/9/5/508
hyperchloremic. Conversely, some cases of hyperchloremic
acidosis could also be misclassified as either SIG or lactic
acidosis if pre-existing or concomitant metabolic alkalosis
was also present, reducing the apparent impact of chloride.
However, these limitations exist with any acidbase
classification scheme, and given that hyperchloremic acidosis
is defined on the basis of acidosis without an anion gap,
rather than on the basis of chloride levels, some imprecision
is always going to be present.
Conclusion
Acidbase disorders in critically ill patients are common.
Traditional approaches used to measure acidbase disorders
may actually underestimate their presence. Currently, the
relationship between metabolic acidosis and clinical outcome
remains uncertain, but it appears that a difference in mortality
may depend on the varying contribution of causative anions.
Major limitations in the interpretation of current literature
evaluating outcomes can be condensed into three areas:
varying results based on technologic differences between
flame photometry, indirect ISEs, and direct ISEs; lack of
consistent nomenclature classifying subgroups of metabolic
acidosis; and confounding of results by administration of
medications or fluids used for resuscitation that will
exogenously elevate the SIG (e.g. gelatins). These limitations
can and should be addressed in future study designs.
Without consistency in reporting acidbase methodology,
conflicting reports will continue.
Competing interests
The author(s) declare that they have no competing interests.
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77. Morimatsu H, Rocktaschel J, Bellomo R, Uchino S, Goldsmith D,
Gutteridge G: Comparison of point-of-care versus central lab-
oratory measurement of electrolyte concentrations on calcu-
lations of the anion gap and the strong ion difference.
Anesthesiol 2003, 98:1077-1084.
78. Lang W, Zander R: The accuracy of calculated base excess in
blood. Clin Chem Lab Med 2002, 40:404-410.
79. Hatherill M, Waggie Z, Purves L, Reynolds L, Argent A: Mortality
and the nature of metabolic acidosis in children with shock.
Intensive Care Med 2003, 29:286-291.
80. Murray DM, Olhsson V, Fraser JI: Defining acidosis in postoper-
ative cardiac patients using Stewarts method of strong ion
difference. Pediatr Crit Care Med 2004, 5:240-245.
198
A
TOT
= sum of weak acids and proteins in human plasma; ICU = intensive care unit; IL = interleukin; LR = lactated Ringers; pCO
2
= Partial pres-
sure of carbon dioxide in arterial blood; SBE = standard base excess; SID = strong ion difference; SIDe = effective strong ion difference; SIG =
strong ion gap.
Critical Care April 2005 Vol 9 No 2 Kaplan and Frangos
Abstract
Acidbase abnormalities are common in the critically ill. The
traditional classification of acidbase abnormalities and a modern
physico-chemical method of categorizing them will be explored.
Specific disorders relating to mortality prediction in the intensive
care unit are examined in detail. Lactic acidosis, base excess, and
a strong ion gap are highlighted as markers for increased risk of
death.
Introduction
Deranged acidbase physiology drives admission to a critical
care arena for vast numbers of patients. Management of
diverse disorders ranging from diabetic ketoacidosis to hypo-
perfusion with lactic acidosis from hemorrhagic or septic
shock shares a variety of common therapies for disordered
acidbase balance. It is encumbent upon the intensivist to
decode the deranged physiology and to categorize the
disorder in a meaningful fashion to direct effective repair
strategies [1].
Besides the traditional classification of respiratory versus
metabolic, acidosis versus alkalosis, and gap versus nongap
(normal gap), the intensivist benefits from classifying acid
base disorders into three discrete groups: iatrogenically
induced (i.e. hyperchloremic metabolic acidosis), a fixed
feature of a pre-existing disease process (i.e. chronic renal
failure, hyperlactatemia), or a labile feature of an evolving
disease process (i.e. lactic acidosis from hemorrhage, shock
of any cause). The therapy for, and the outcome from, each of
these three categories may be distinctly different. A review of
the genesis of acidbase abnormalities is appropriate but will
be limited to metabolic derangements, as respiratory acid
base abnormalities are usually reparable with adjustments in
sedative or ventilator prescription.
Acidbase abnormality genesis
Traditional paradigms of acidbase abnormalities hinge on
generation of protons from the liberation of metabolic acids
such as lactate or carbonic acid from increased CO
2
. Most
traditional views rely on the HendersonHasselbach equation
to determine the pH and proton concentration. Other
attempts at classification rely upon nomograms with
imprecise grey zones to account for the imprecision in the
HendersonHasselbach equation solutions. The key fault
with these determinations is reliance upon bicarbonate as a
determinant of the pH. In 1983, Peter Stewart clarified the
physical chemistry principles that describe the independent
determinants of proton concentration and pH, allowing the
clinician to precisely and accurately determine the pH and to
understand the genesis of each acidbase disturbance
encountered [2].
The Stewartian methodology relies upon the relationships
between ions that completely dissociate at physiologic pH
so-called strong ions. There exist strong cations (Na
+
, K
+
,
Ca
2+
and Mg
2+
) as well as strong anions (Cl
, lactate, and
sulphates [most notable in renal failure]). These strong ions
establish a readily apparent strong ion difference (SID) that is
net strong ion-positive (normal approximately +40). Since
human acidbase physiology derives its homeostasis from
charge balance, according to the physical chemistry
principles articulated by Stewart the SID must be
counterbalanced by an equal and opposing charge termed
the effective strong ion difference (SIDe) (normal
approximately 40). The SIDe negative charge principally
stems from the dissociated moieties of plasma proteins
(~78% albumin) and phosphate (~20%). The sum of these
weak acids is known as A
TOT
since they exist in a dissociated
form (A
and pH
change. This prescription provides a strong cation (Na
+
)
without a strong anion, resulting in an expected increase in
SID as Na
+
is maintained but Cl
Weak acids/proteins
A
TOT
A
+ AH
Strong ion difference
(Na
+
+ K
+
+ Mg
2+
+ Ca
2+
) (Cl
+ lactate)
200
Critical Care April 2005 Vol 9 No 2 Kaplan and Frangos
to guide therapy with Stewarts physicalchemical method
has championed the latter as an ideal means of determining
the mechanism, and of uncovering acidbase abnormalities
that were unappreciated using traditional classification and
interpretation schemes [4].
Lactic acidosis and hyperlactatemia
The most common acidbase abnormality in trauma patients
is lactic acidosis from hypovolemic shock and hypoperfusion.
Lactic acidosis is a gap metabolic acidosis that is a labile
feature of an evolving disease process. As such, lactic
acidosis is a final common feature of a variety of processes
that engender hypoperfusion, including diabetic ketoacidosis,
septic shock, cardiogenic shock, and a variety of intoxica-
tions. These entities will therefore not be discussed separately;
the discussion will instead focus on the consequences and
implications of lactic acidosis regardless of etiology.
Lactate generated from hypoperfusion generates acidosis as
the vast amount of lactate produced contributes a strong
anion, decreases the SID, and generates protons. In contrast,
lactate from lactated Ringers (LR) solution is in small
quantities (28 mmol/l) and is readily consumed, leaving
behind Na
+
as a strong cation; alkalinization results from the
more positive SID leading to proton consumption.
Resolution of lactic acidosis correlates well with survival in a
time-dependent fashion [5]. Moreover, resolving occult
hypoperfusion (normal vital signs, but a persistent lactic
acidosis) directly relates to infection risk as well as to
mortality [6,7]. Reduced infectious events (principally
respiratory complications) were realized using a protocol to
clear lactate, whether overt or occult, as an arbiter of
underlying hypoperfusion and systemic infection risk.
In order to avoid inappropriate therapy, it is important to
differentiate lactic acidemia from hyperlactatemia (normal pH,
elevated lactate level, constant lactate/pyruvate ratio). The
former indicates a condition that merits therapy (volume
expansion, inotropic support, septic source control), while
hyperlactatemia frequently stems from exogenous medications,
or as an endogenous accompaniment to persistently elevated
endogenous catecholamines after shock or trauma [8].
Lactic acidosis has long been utilized as an outcome
predictor with regard to survival after trauma, both blunt and
penetrating, as well as intra-abdominal catastrophe [57,9,
10]. However, lactate also performs quite well in the intensive
care unit (ICU) as a mortality gauge [11]. The presence of
this potent predictor of outcome is readily identifiable in the
ICU setting with physical examination using extremity
temperature as an arbiter (exclusive of patients with
peripheral occlusive vascular disease) [12].
Lactic acidosis, but not hyperlactatemia [13], closely
correlates with mortality risk and serves as a window into cell-
level oxygen-dependent processes. Moreover, clearance of
lactic acidemia portends an excellent likelihood of survival. In
one convenience sampling of surgical ICU patients (general
surgery and trauma) comparing lactate and base excess,
lactate appears superior in predicting mortality and morbidity
[14]. Relatedly, a separate study (prospective, consecutive,
mixed medicalsurgical patients) found that the combination
of the two variables appeared superior to either lactate or
base excess alone in predicting survival [15].
Standard base excess (base deficit)
A companion acidbase variable, base excess (commonly
presented as base deficit) has also been touted as a
prognostic variable in assessing outcome in the critically ill.
Base excess indicates metabolic acidosis or alkalosis, but
does not help place the acidosis into one or another category
with regard to genesis. It is, however, commonly and readily
assessed and is therefore the focus of a host of studies. A
plethora of studies present a mixed picture in the analysis of
base excess since the data derive from two distinct time
frames: Emergency Department arrival versus some time after
resuscitation. It is in the interpretation of base excess that the
Stewart principles are vital to guide interpretation. Indeed, it
has been demonstrated that the base excess may be
manipulated by fluid resuscitation. Generating a hyper-
chloremic metabolic acidosis will create a spuriously more
negative base deficit (or increased base excess) as the Cl
]. All acidbase
interventions, including fluid administration, act through SID,
A
TOT
and PCO
2
, alone or in combination. The single
exception is the addition of weak base (e.g. tris-hydroxymethyl
aminomethane) [6], which is normally absent from body fluids.
Review
Clinical review: The meaning of acidbase abnormalities in the
intensive care unit effects of fluid administration
Thomas J Morgan
Senior Specialist, Adult Intensive Care, Mater Misericordiae Hospitals, Brisbane, Australia
Corresponding author: Thomas J Morgan, thomas_morgan@mater.org.au
Published online: 3 September 2004 Critical Care 2005, 9:204-211 (DOI 10.1186/cc2946)
This article is online at http://ccforum.com/content/9/2/204
2004 BioMed Central Ltd
205
Available online http://ccforum.com/content/9/2/204
Strong ion difference
Elements such as Na
+
, K
+
, Ca
2+
, Mg
2+
, and Cl
exist in body
fluids as completely ionized entities. At physiologic pH this can
also be said of anions with pKa values of 4 or less, for example
sulphate, lactate, and -hydroxybutyrate. Stewart described all
such compounds as strong ions. In body fluids there is a
surfeit of strong cations, quantified by SID. In other words, SID
= [strong cations] [strong anions]. Being a charge space,
SID is expressed in mEq/l. SID calculated from measured
strong ion concentrations in normal plasma is 42 mEq/l.
Partial CO
2
tension
Arterial PCO
2
(PaCO
2
) is an equilibrium value determined by
the balance between CO
2
production (15,000 mmol/day) and
CO
2
elimination via the lungs. In areas where PCO
2
is less
directly controlled by alveolar ventilation (e.g. venous blood
and interstitial fluid during low flow states), the total CO
2
concentration (CO
2TOT
) becomes the independent variable.
Total concentration of weak acid (A
TOT
)
Body fluid compartments have varying concentrations of
nonvolatile (i.e. non-CO
2
) weak acids. In plasma these
consist of albumin and inorganic phosphate. The same
applies to interstitial fluid, although total concentrations here
are very small. In red cells the predominant source is
haemoglobin.
Nonvolatile weak acids dissociate in body fluids as follows:
HA H
+
+ A
]. Although [A
. The
only other quantitatively important weak ion is HCO
3
, but
there are also minute concentrations of CO
3
2
, OH
, and H
+
.
To preserve electrical neutrality, their net charge must always
equal the SID.
Stewarts equations
Stewart set out six simultaneous equations primarily
describing the behaviour of weak ions occupying the SID
space (Table 1). They are applications of the Law of Mass
Action to the dissociation of water, H
2
CO
3
, HCO
3
, and
nonvolatile weak acids, coupled with the expression for A
TOT
and a statement of electrical neutrality. If PCO
2
, SID and A
TOT
are known, then the equations in Table 1 can be solved for
the remaining six unknowns [A
], [HCO
3
], [OH
], [CO
3
2
],
[HA] and, most importantly, [H
+
].
Isolated abnormalities in strong ion difference and total
concentration of weak acid (A
TOT
)
From Stewarts equations, four simple rules can be derived
concerning isolated abnormalities in SID and A
TOT
(Table 2).
These can be verified by in vitro experimentation [7].
Standard base excess
The rules in Table 2 illustrate an important Stewart principle.
Metabolic acidbase disturbances arise from abnormalities in
SID and A
TOT
, either or both. However, to quantify metabolic
acidbase status at the bedside, neither SID nor A
TOT
needs
individual measurement. For this the standard base excess
(SBE) is sufficient. The SBE concept was developed by
Siggaard-Andersen and the Copenhagen group [8,9]. It is
calculated from buffer base offsets by assuming a mean
extracellular haemoglobin concentration of 50 g/l. A useful
formula is as follows (with SBE and [HCO
3
] values
expressed in mEq/l):
SBE = 0.93 {[HCO
3
] = Kw
[H
+
] [A
] = Ka HA
[HA] + [A
] = A
TOT
[H
+
] [HCO
3
] = Kc PCO
2
[H
+
] [CO
3
2
] = Kd [HCO
3
]
SID + [H
+
] [HCO
3
] [CO
3
2
] [A
] [OH
] = 0
All K values are known dissociation constants. PCO
2
, partial CO
2
tension; SID, strong ion difference.
206
Critical Care April 2005 Vol 9 No 2 Morgan
as a fluid with a particular set of physical chemical properties
mixes and equilibrates with extracellular fluid (which itself
continually equilibrates across cell membranes with
intracellular fluid). This alters extracellular SID and A
TOT
, the
final determinants of metabolic acidbase status, toward the
SID and A
TOT
of the infused fluid.
The CO
2TOT
of infused fluid is worth mentioning separately.
First, it has no effect on extracellular SID and A
TOT
, and
therefore it does not influence the final metabolic acidbase
status. In other words, it is not the presence of HCO
3
in
bicarbonate preparations that reverses a metabolic acidosis;
rather, it is the high SID (1000 mEq/l for 1 mol/l NaHCO
3
)
and the absence of A
TOT
. The same metabolic effect would
be achieved if the weak anion were OH
,
although the resultant high pH (14.0 rather than 7.7)
introduces a risk for haemolysis and tissue damage, and
mandates extremely slow administration via a central vein.
However, the CO
2TOT
of administered fluid can be important
for other reasons. Rapid infusion of fluids with high CO
2TOT
can transiently alter CO
2
homeostasis, mainly in areas under
less direct control of respiratory servo loops, such as venous
blood, the tissues and the intracellular environment [1418].
The crystalloid and colloid fluids discussed in this review are
not in this category.
Crystalloid effects from the Stewart perspective
No crystalloid contains A
TOT
. Crystalloid loading therefore
dilutes plasma A
TOT
, causing a metabolic alkalosis (Table 2).
Simultaneously, plasma and extracellular SID are forced
toward the SID of the infused crystalloid, primarily by
differential alteration in [Na
+
] and [Cl
]. If these changes
increase SID then the effects of A
TOT
dilution are enhanced,
and if they decrease SID then they oppose them (Table 2).
Dilutional acidosis
It has been reported on many occasions that large-scale
saline infusions can cause a metabolic acidosis [1921].
Although best documented during repletion of extracellular
fluid deficits, acute normovolaemic haemodilution [22,23] and
cardiopulmonary bypass [2326] have similar potential. The
mechanism is not bicarbonate dilution, as is commonly
supposed [27]. Bicarbonate is a dependent variable. The key
fact is that the SID of saline is zero, simply because the
strong cation concentration ([Na
+
]) is exactly the same as the
strong anion concentration ([Cl
] after water
dilution.
Interestingly, hypertonicity makes solutions more acidifying
[36]. In this case the reduction in extracellular SID is
magnified by an added dilution effect, because water is
drawn by osmosis from the intracellular space. An unproven
corollary is that hypotonic solutions are less acidifying. The
important message here is that the intracellular space is a
participant in the final equilibrium, and can contribute
significantly to fluid induced acidbase effects.
Saline responsive metabolic alkalosis
Patients categorized as suffering from contraction alkalosis
or diminished functional extracellular fluid volume are said to
be saline responsive, and complex hormonal and renal
tubular mechanisms are often invoked [3739]. In fact, from
the perspective of physical chemistry, any metabolic alkalosis
is saline responsive, provided sufficient saline (or any zero
SID fluid) can be administered. Unfortunately, in the absence
Table 2
Rules for isolated abnormalities in strong ion difference (SID)
and total concentration of weak acid (A
TOT
)
SID/A
TOT
Isolated abnormality Result
SID Increased Metabolic alkalosis
SID Decreased Metabolic acidosis
A
TOT
Increased Metabolic acidosis
A
TOT
Decreased Metabolic alkalosis
207
of hypovolaemia the amount of saline required introduces a
risk for overload.
Hence, a diagnosis of volume depletion should be established
before treating metabolic alkalosis in this way. Signs of
extracellular volume depletion include reduced skin turgor,
postural hypotension, and systolic pressure variability [40].
There may also be a prerenal plasma biochemical pattern
(high urea:creatinine ratio), and if tubular function is preserved
then urinary [Na
with OH
, HCO
3
or CO
3
2
. From this
perspective, and for now ignoring pH, solutions 1 and 3 in
Table 4 are balanced. However, it is noteworthy that, unless
stored in glass, solutions 1 and 3 both become solution 2 by
gradual equilibration with atmospheric CO
2
(Table 4).
Solution 2 is also balanced.
To eliminate the issue of atmospheric equilibration,
commercial suppliers have substituted various organic anions
such as L-lactate, acetate, gluconate and citrate as weak ion
surrogates. Solution 4 (Table 4) is a generic example of this
approach (for actual examples, see Table 5). L-lactate is a
strong anion, and the in vitro SID of solution 4 is zero.
However, solution 4 can also be regarded as balanced,
provided L-lactate is metabolized rapidly after infusion. In fact,
in the absence of severe liver dysfunction, L-lactate can be
metabolized at rates of 100 mmol/hour or more [44,45],
which is equivalent to nearly 4 l/hour of solution 4. The in vivo
or effective SID of solution 4 can be calculated from the
L-lactate component subject to metabolic disappearance. If
the plasma [lactate] stays at 2 mmol/l during infusion, then
solution 4 has an effective SID of 24 mEq/l.
Hence, despite wide variation in pH, solutions 14 in Table 4
have identical effective SID values. They are all balanced,
with identical systemic acidbase effects. However, other
attributes must be considered. Solution 1 (pH 12.38) is too
alkaline for peripheral or rapid central administration. The
situation for solution 2 is less clear. Atmospheric equilibration
has brought the pH to 9.35, which is less than that of sodium
thiopentone (pH 10.4) [46] a drug that is normally free of
venous irritation. Similarly Carbicarb, a low CO
2TOT
alternative
to NaHCO
3
preparations [47], has a pH of 9.6 [48]. Thus, the
pH of solution 2 may not preclude peripheral or more rapid
central administration. On the downside, and like Carbicarb,
solution 2 contains significant concentrations of carbonate,
which precipitates if traces of Ca
2+
or Mg
2+
are present. A
chelating agent such as sodium edetate may be required.
Choosing a balanced resuscitation crystalloid
Hartmanns solution (Table 5) is the best known commercial
balanced preparation. It contains 29 mmol/l of L-lactate. In
the absence of severe liver dysfunction, the effective SID is
therefore approximately 27 mEq/l. Although this should make
it slightly alkalinizing, much as Hartmann originally intended
[49], it is close to the ideal from an acidbase perspective.
Slight alkalinization is difficult to demonstrate in laboratory
and especially in clinical studies, but the available evidence
shows that Hartmanns solution reduces or eliminates
infusion related metabolic acidosis [5054].
The acidbase status of a patient before resuscitation is a
consideration. If it is normal to start with, then higher SID
fluids such as Plasma-Lyte 148 (effective SID 50 mEq/l;
Available online http://ccforum.com/content/9/2/204
Table 3
Equivalent strong ion difference reductions by adding 1 l water
or 1 l of 0.15 mol/l NaCl to a 3 l sample of mock extracellular
fluid
After saline After water
ECF dilution dilution
[Na
+
] 140 142.5 105
[Cl
] 100 112.5 75
[A
] + [HCO
3
] 40 30 30
SID 40 30 30
Electrolyte concentrations are given in mEq/l. ECF, extracellular fluid;
SID, strong ion difference.
208
Table 5) are likely to cause a progressive metabolic alkalosis
from the outset. Again, evidence is limited, but in support of
this statement Plasma-Lyte 148 priming cardiopulmonary
bypass pumps has been shown to increase arterial base
excess by the end of bypass [25]. On the other hand, if there
is a pre-existing metabolic acidosis, caused by diabetic
ketoacidosis or hypovolaemic shock for example, then fluids
with higher effective SID such as Isolyte E or Plasma-Lyte
148 will correct the acidosis more rapidly (provided their
organic anions are metabolized with efficiency) while
counteracting ongoing generation of acidosis. The problem
with high SID fluids is the potential for over-correction and
break through metabolic alkalosis, particularly when the
cause of the acidosis is accumulation of organic strong
anions such as ketoacids and lactate, which disappear as the
illness resolves.
Unfortunately, available commercial balanced preparations
have unresolved problems. Many contain either calcium or
magnesium (or sometimes both; Table 5). Calcium neutralizes
the anticoagulant effect of citrate, and both can precipitate in
the presence of HCO
3
and CO
2
2
. This restricts their range
of ex vivo compatibilities (e.g. there are incompatibilities with
stored blood and sodium bicarbonate preparations) and
makes them poor drug delivery vehicles. Another
disadvantage is that they all require an intermediary metabolic
step, often at times of severe metabolic stress, to achieve
their effective SID.
Hartmanns solution is also hypotonic relative to extracellular
fluid. Although a potential disadvantage in traumatic brain
injury [55], this was not borne out in a comparison with
hypertonic saline given prehospital to hypotensive brain-
injured patients [56]. Diabetic ketoacidosis is another
scenario that predisposes to brain swelling during fluid
loading [57], but here Hartmanns solution and other mildly
hypotonic preparations seem safe for a least part of the
repletion process [5861]. If used from the beginning, the
slightly alkalinizing Hartmanns SID of 27 mEq/l is probably
sufficient to ameliorate or even prevent the late-appearing
normal anion gap metabolic acidosis to which these patients
are prone [57], although this remains to be demonstrated.
Overcoming current shortcomings
Given the limitations of commercially available solutions and
assuming that infusion-related acidosis causes harm, as
seems likely [62], then an argument could be put for new
balanced resuscitation solutions. Ideally, these should be
normotonic and free of organic anion surrogates and divalent
cations. The design could be along the lines of solution 3 in
Table 4. However, because solution 3 requires CO
2
-
impermeable storage, solution 2 might be preferable,
provided its higher pH does not preclude rapid peripheral
administration. Such a fluid could become the first line
crystalloid in all large volume infusion scenarios, including
intraoperative fluid replacement, acute normovolaemic
haemodilution and cardiopulmonary bypass, as well as
resuscitation of hypovolaemic and distributive shock, diabetic
ketoacidosis and hyperosmolar nonketotic coma. Refine-
ments would include a selection of [Na
+
] and corresponding
[Cl
] 19.2 24
[CO
3
2
] 4.8
[OH
] 24
[L-lactate] 26
PCO
2
(mmHg) 0 0.3
a
760 0.3
a
pH 12.38 9.35 6.04 6.49
Effective SID 24 24 24 24
a
Atmospheric sea level partial CO
2
tension (PCO
2
). Electrolyte
concentrations are given in mEq/l. SID, strong ion difference.
Table 5
Four commercial crystalloids
Plasma-Lyte Isolyte S
Hartmanns 148 (pH 7.4) Isolyte E
[Na
+
] 129 140 141 140
[Cl
] 109 98 98 103
[K
+
] 5 5 5 10
[Ca
2+
] 4 5
[Mg
2+
] 3 3 3
[L-lactate] 29
[Acetate] 27 27 49
[Gluconate] 23 23
[Citrate] 8
[Phosphate] 1
Effective SID 27
a
50 50 57
a
Assumes stable plasma lactate concentrations of 2 mmol/l (see text).
All concentrations are given in mEq/l.
209
effective SID of a colloid is a fundamental acidbase
property. This is tempered by two other factors. First, lower
infusion volumes are normally required for the same
haemodynamic effect [63], reducing the forcing function of
SID equilibration. Second, the colloid molecule itself may be
a weak acid. In other words some colloids contain A
TOT
, as is
the case with albumin and gelatin preparations (Table 6)
[64]. A
TOT
dilutional alkalosis is thus reduced or eliminated
when these fluids are infused, at least until the colloid
disappears from the extracellular space.
However, the SID values of commercially available weak acid
colloids are all significantly greater than zero (Table 6). On
infusion, the raised SID will tend to offset the acidbase
effects of A
TOT
infusion. As a result the overall tendency of
standard albumin and gelatin based colloids to cause
metabolic acidosis is probably similar to that of saline. By
contrast, hetastarch and pentastarch are not weak acids, and
the SID of standard starch preparations is zero (Table 6).
Their acidbase effects are therefore likely to be similar to
those of saline and the weak acid colloids [17].
Balanced colloids are still at the investigational stage.
Hextend (Table 6) is a balanced hetastarch preparation [65].
It contains L-lactate, which, by raising the effective SID to
26 mEq/l, reduces or eliminates infusion related metabolic
acidosis, and perhaps improves gastric mucosal blood flow
[66]. Experimentally, this appears to offer a survival
advantage in endotoxaemia [67].
Blood
At collection, blood is mixed with a preservative, normally
CPDA-1 [68], providing approximately 17 mEq trivalent
citrate anions per unit, and a small amount of phosphate [69].
The accompanying sodium cation adds about 40 mEq/l to the
effective SID of whole blood. For this reason it is not
surprising that large volume whole blood transfusion
commonly results in a post-transfusion metabolic alkalosis
(following citrate metabolism). With packed red cells, the
standard red cell preparation in most countries, the
preservative load per blood unit is reduced. Nevertheless,
large volume replacement with packed red cells still produces
metabolic alkalosis [69]. Conversely, if liver dysfunction is
severe enough to block or grossly retard citrate metabolism,
then the problem becomes ionized hypocalcaemia and
metabolic acidosis [70].
Conclusion
The principles laid down by the late Peter Stewart have
transformed our ability to understand and predict the
acidbase effects of fluids for infusion. As a result, designing
fluids for specific acidbase outcomes is now much more a
science than an art.
Competing interests
The author declares no competing interests.
Acknowledgements
The authors research in this area has been supported by Research
Grants from the Australian and New Zealand College of Anesthetists
and the Royal Brisbane Hospital Research Foundation.
Available online http://ccforum.com/content/9/2/204
Table 6
Six colloid solutions
Albumex 4 Haemaccel Gelofusine PENTASPAN HESpan Hextend
[Albumin]
b
40 g/l
[Gelatin urea-linked]
b
35 g/l
[Gelatin succinylated]
b
40 g/l
[Pentastarch] 100 g/l
[Hetastarch] 60 g/l 60 g/l
[Na
+
] 140 145 154 154 154 143
[K
+
] 5.1 3
[Ca
2+
] 12.5 5
[Mg
2+
] 0.8
[Cl
]) but neither CO
2
nor weak acids, the implication is
that it should be possible to ascertain the renal contribution to
acidbase homeostasis based on the excretion of these ions. One
further corollary of Stewarts theory is that, because pH is solely
dependent on the named independent variables, transport of
protons to and from a compartment by itself will not influence pH.
This is apparently in great contrast to models of proton pumps and
bicarbonate transporters currently being examined in great
molecular detail. Failure of these pumps and cotransporters is at
the root of disorders called renal tubular acidoses. The
unquestionable relation between malfunction of proton
transporters and renal tubular acidosis represents a problem for
Stewart theory. This review shows that the dilemma for Stewart
theory is only apparent because transport of acidbase equivalents
is accompanied by electrolytes. We suggest that Stewart theory
may lead to new questions that must be investigated
experimentally. Also, recent evidence from physiology that pH may
not regulate acidbase transport is in accordance with the
concepts presented by Stewart.
Introduction
Renal tubular acidoses (RTAs) are forms of metabolic
acidoses that are thought to arise from a lack of urine
excretion of protons or loss of bicarbonate (HCO
3
) due to a
variety of tubular disorders. Characteristically, this causes a
hyperchloraemic (non-anion gap) acidosis without impaired
glomerular filtration. Molecular studies have identified genetic
or acquired defects in transporters of protons and HCO
3
in
many forms of RTA. However, at the same time these trans-
porters have been found also to be involved in transport of Cl
and Na
+
. Furthermore, in a few cases RTA has been associa-
ted with primary defects in electrolyte transporters alone.
The core of Stewart theory is that transport of protons as
such is unimportant to regulation of pH. In contrast, the
theory states that acidbase homeostasis is directly
regulated by electrolyte transport in the renal tubules. H
+
is
effectively a balancing requirement imposed by physical
chemistry. Accounting for how this occurs will probably lead
to an improved understanding of homeostasis.
We begin the review by describing the classical formulation
of the renal regulation of acidbase homeostasis. We then
describe the quantitative physical chemistry notion of
acidbase as described by Stewart (henceforth called the
physicochemical approach). On this basis we analyze some
of the mechanisms that are active in RTA. We show that the
physicochemical approach may lead to new questions that
can be pursued experimentally to supplement insights already
gained with classical theory. Several authors have suggested
that the physicochemical approach could be used to the
benefit of our understanding of RTA [1,2].
The kidney as regulator of acidbase balance
According to traditional concepts [3], daily acid production is
calculated as the combined excretion of sulphate anion
(SO
4
2
) and organic anions in the urine, whereas renal
elimination of acid equivalents is computed as the combined
titrable acidity + ammonium excreted HCO
3
, called net
acid excretion (NAE). Cohen and coworkers [4] reviewed
Review
Clinical review: Renal tubular acidosis a physicochemical
approach
Troels Ring
1
, Sebastian Frische
2
and Sren Nielsen
3
1
Consultant, Department of Nephrology, Aalborg Hospital, Aalborg, Denmark
2
Assistant Professor, The Water and Salt Research Center, Institute of Anatomy, University of Aarhus, Aarhus, Denmark
3
Professor of Cell Biology and Pathophysiology, Director, The Water and Salt Research Center, Institute of Anatomy, University of Aarhus, Aarhus, Denmark
Corresponding author: Troels Ring, tring@gvdnet.dk
Published online: 25 August 2005 Critical Care 2005, 9:573-580 (DOI 10.1186/cc3802)
This article is online at http://ccforum.com/content/9/6/573
2005 BioMed Central Ltd
574
Critical Care December 2005 Vol 9 No 6 Ring et al.
evidence indicating that the traditional view may be incon-
sistent with observations in patients in renal failure and in a
number of experimental studies. In one of the studies
assessed, Halperin and coworkers [5] examined rats loaded
with extra alkali on top of already basic ordinary rat chow.
Amazingly, increasing unmeasured organic anions had a 10-
fold greater effect on alkali disposal than did changes in NAE,
as traditionally computed. Similar findings had already been
reported by Knepper and coworkers [6] in 1989. That
acidbase balance is always accounted for by standard
measurements may therefore be disputed. Although fervently
rejected [3], this has given rise to a proposal of a new
classification system for NAE that includes the regulation of
loss of organic anions or potential HCO
3
[7].
Difficulties in measuring titrable acidity and organic anions
are one main source of disagreement with regard to
acidbase homeostasis [4] both in normal persons and in
those with renal impairment [8]. A recent Danish study [9]
reinforced the concept from studies of healthy humans
exposed to acid loads that nonmetabolizable base excretion
is important to renal regulation of acidbase homeostasis.
Central to renal acidbase physiology is excretion of
ammonium. One view [10] is that ammonium is produced as
NH
4
+
in large quantities from hydrolysis of peptide bonds,
and its excretion in urine has no bearing on acidbase
chemistry except for the fact that for nitrogen balance it
would otherwise have to be converted to urea a process
seen to consume bicarbonate. Exactly this argument was
used again by Nagami [11] in an authoritative review of renal
ammonia production and excretion. Most recently a study of
normal individuals [12] showed that ureagenesis increased
during experimental acidosis produced by CaCl
2
. This
contrasted with the authors expectations because urea-
genesis was supposed to cost alkali.
However, the traditional view is that NH
4
+
excretion is one of
the most important mechanisms for eliminating metabolic
acid equivalents because the leftover from deamination of
glutamine is effectively bicarbonate and the process comes
to a halt if NH
4
+
is not eliminated [13]. As stated in recent
accounts, this view also accounts for the bicarbonate toll of
ureagenesis [14] but the details of regulation and overall
stoichiometry are still debated. However, it seems that the
handling of NH
4
+
in the kidney is of great importance
because a complicated network of transport mechanisms
have evolved [11]. Most recently, a new group of putative
NH
4
+
(and NH
3
?) transporters related to the rhesus group of
proteins has been described [15]. As far as we know, the
result of missing one or more of these transporters on
acidbase balance is not yet known, and because of
redundancy it could be limited. Finally, apart from being a
transported quantity that is of importance per se, NH
4
+
has
also been found to influence a number of other tubular
processes that are involved in acidbase regulation [16,17].
Hence, although there can be no doubt that excretion of
NH
4
+
is important to acidbase homeostasis, it is not entirely
clear why this is so. We suggest that the physicochemical
approach to acidbase provides a more coherent picture of
the role played by NH
4
+
.
The Stewart approach to acidbase chemistry
Here we consider the approach to acidbase chemistry
proposed by PA Stewart [18,19]. Biological fluids are
dominated by a high concentration of water, approximately
55 mol/l. Physical chemistry determines the dissociation of
water into protons and hydroxyl ions. If the determinants of
that equilibrium are unchanged, then concentration of
protons, and therefore pH, will be as well.
A number of important substances (e.g. many salts)
dissociate completely to ions, when dissolved in water,
whereas water itself dissociates to a very minor degree.
Nonetheless, the dissociation of water into H
+
and OH
+ OH
) = 0 (1)
The water dissociation equilibrium must also be obeyed:
[H
+
] [OH
] = K
w
[H
2
O] K
w
(2)
The SID is defined as the difference between fully
dissociated cations and anions, and in the NaCl solution it is
calculated as follows:
SID = [Na
+
] [Cl
] (3)
Combining Eqns 1, 2 and 3 leads to the following relation:
[H
+
]
2
+ SID [H
+
] K
w
= 0 (4)
The positive solution to this second-degree polynomial yields:
SID
[H
+
] = + [K
w
+ (SID/2)
2
] (5)
2
575
And from Eqn 2:
SID
[OH
] = + [K
w
+ (SID/2)
2
] (6)
2
Hence, in a compartment/solution containing NaCl or similar
salt solution, the proton concentration is simply determined
by SID and the water ion product (K
w
). Addition or removal of
protons or hydroxyl ions may or may not be possible but will
not change pH [20].
It is possible that the development of Stewart concepts to
this extent will suffice for analysis of renal influences on
acidbase homeostasis from a whole body or balance
perspective. However, to present the theory of Stewart in a
more complete form, we may also add weak acids and CO
2
to this framework. A full account of the Stewart approach
with some later adaptations is available in a previous issue of
this journal (see the report by Corey [21]).
Adding a weak acid, specifically a substance that participates
in proton exchanges and hence that has a charge that is
dependent on pH, Stewart showed that Eqn 7 had to be
satisfied.
[H
+
]
3
+ (KA + SID) [H
+
]
2
+ (KA
[SID A
TOT
] Kw) [H
+
] KA Kw = 0 (7)
Where KA is the equilibrium constant and A
TOT
is the total
concentration of weak acids. To arrive at a satisfactory
explanation for acidbase homeostasis from the whole body
perspective, the pervasive effect of continuing production
and transport and pulmonary excretion of CO
2
evidently must
be taken into account. To do this, two more equations were
needed:
[H
+
] [HCO
3
] = KC PCO
2
(8)
[H
+
] [CO
3
2
] = K3 [HCO
3
] (9)
Solving these together, Stewarts model in its most
integrative form is now given by Eqn 10:
[H
+
]
4
+ ([SID] + KA) [H
+
]
3
+
(KA [[SID] [A
TOT
]] KW KC PCO
2
)
[H
+
]
2
(KA [KW + KC PCO
2
] K3 KC PCO
2
)
[H
+
] KA K3 KC PCO
2
= 0 (10)
These equations have explicit entries of constants and
concentrations or tensions, but the practical use of the
framework must be developed with detail sufficient to deal
with the problem at hand. In plasma, other strong ions (e.g.
Ca
2+
and lactate) and weak acids are frequently found but
they are treated on an equal footing.
A number of studies have shown that this algebra yields an
accurate description or prediction of acidbase measure-
ments. More importantly, however, the physicochemical
approach may lead to a better understanding of mechanisms
that are active in disease and treatment. An example of what
may be accomplished is the successful application of the
physicochemical approach to exercise physiology. Here, the
ability of the independent variables to predict measured pH
has been proven (correlation 0.985), but more importantly
changes over time and between the different body
compartments in these independent variables explain how a
range of interventions influence acidbase as a part of
muscle physiology [22].
CO
2
is transported in the body as a number of species and
because the processes involved have variable latency (e.g.
the Cl
/HCO
3
] after correction of
pK for ionic strength. Every part of this is complicated, and
the overall results with regard to our understanding of whole
body balance are not universally accepted [4]. In the
physicochemical approach, renal involvement in acidbase
balance is manifested in its influence on independent
variables nothing more and nothing less. For a first
approximation, this is the urine excretion of SID components,
principally Na
+
and Cl
and thereby
decrease SID in the body. This will result in increasing plasma
H
+
, no matter what the nature of the organic anion is. This
hypothesis can be tested experimentally. On a similar footing,
NH
4
+
excretion could be understood as means to excrete Cl
without Na
+
in order to increase SID in the body. However,
apart from their influence on SID, the excretion of these
substances may convey important information about
underlying pathophysiological processes. Hence, Kellum [30]
has proposed that, when analyzing the mechanism of
hyperchloraemic acidosis, an initial distinction could be made
between states in which the kidney reacted normally (i.e.
increasing the excretion of Cl
relative to Na
+
and K
+
by
augmenting NH
4
+
excretion and so causing urine SID to be
more negative) and situations where, in spite of acidosis, the
kidney continues to decrease whole body SID by excreting
more Na
+
and K
+
than Cl
cotransporter (kNBC)1
(SLC4A4) gene, which encodes the basolateral, electrogenic
Na
+
/3(HCO
3
, although reverse
transport of K
+
may also occur [44,47]. The Cl
shunt
pathway has not been elucidated yet nor aligned with any of
the many known Cl
transport [48].
Jentsch and coworkers [49] recently presented a detailed
examination of a mouse model that was knocked out for a
K
+
/Cl
]
and inferred a high intracellular pH also, driven by the basal
HCO
3
/Cl
secretory flux in -
intercalated cells and prevented downregulation of the linked
Cl
] could be
the regulated entity [51]. If true, this interpretation is
compatible with a Stewart-based perspective.
A number of drugs and chemicals (e.g. amphotericin B [52],
foscarnet and methicillin) have been found occasionally to
cause dRTA [42], although details of the underlying
mechanisms are not available.
Type 3 renal tubular acidosis (carbonic anhydrase
dysfunction)
Type 3 RTA is caused by recessive mutation in the CA-2
gene on 8q22, which encodes carbonic anhydrase type 2
[53]. It is a mixed type RTA that exhibits both impaired
proximal HCO
3
/HCO
3
transport is
barely considered in the explanation of the findings using the
conventional model of acidbase. From the physicochemical
approach it is evident that acidosis is well explained by the
dominant and primary enhancement of Cl
absorption in this
disorder. Even if only the TSC effect were invoked, an
isotonic expansion of body volume with Na
+
and Cl
would
be expected to yield acidosis. In any case, SID in plasma will
decrease and pH will too. Very recently it was described that
WNK1 activates the epithelial Na
+
channel [59], and this was
felt to explain the finding that not all patients with PHA2 are
equally sensitive to thiazides. This would be expected to
relieve the voltage imposed inhibition of H-ATPase in CD and
likewise lessen the degree of hyperkalaemia. Electrolyte and
NAE balance studies across different mutations may help to
clarify how acidbase balance is actually constructed in
these rare diseases.
Diagnosis and differential diagnosis
Traditionally, dRTA is recognized by the inability to decrease
urine pH below 5.5 in spite of metabolic acidosis. These
patients are also characterized by an inability to augment
NH
4
+
excretion [60]. A high urine PCO
2
after bicarbonate
loading has traditionally been the criterion for declaring distal
H
+
secretion to be normal [61], and it was also recently found
to identify patients with confirmed dRTA due to a proton
pump problem [25].
Proximal RTA is characterized by high fractional excretion of
bicarbonate (>15%) during loading, and an ability to achieve
a urine pH below 5.5 during acidosis. Approaches are well
described by Soriano [31] and Smulders and coworkers [62].
When assessing urine to gauge whether the physicochemical
approach or the classical theory is best able to explain the
acidosis in RTA, it is possible that both will do so
successfully. From the physicochemical approach, the lack of
urine NH
4
+
in distal RTA will force excretion of urine with a
relatively high SID and this will explain the acidosis. An old
study did in fact indicate that, in type 1 RTA, Na
+
loss and to
a lesser degree Cl
as HCO
3
goes
down and reversely. However, in the future efforts will focus
on which transport mechanism is active (e.g. is Cl
moving
with H
+
or K
+
or against it to shunt the potential generated by
Critical Care December 2005 Vol 9 No 6 Ring et al.
579
the vacuolar H-ATPase [44]) and on which moiety is actually
regulated by the tubular processes. A number of studies have
recently focused on apical anion handling in the collecting
duct via a newly characterized transporter, namely pendrin
[64]. This exchanger seems well poised to react to Cl
i
C
i
e
i
D (1)
where C is the total concentration of carbonate species
proton acceptor sites (in mmol/l), C
i
is the concentration of
noncarbonate buffer species i (in mmol/l), e
i
is the average
number of proton acceptor sites per molecule of species i,
and D is Riccis difference function (D = [H
+
] [OH
]). Thus,
Eqn 1 may be regarded as a master equation from which all
other acidbase formulae may be derived [2].
It is no wonder, in terms of describing acidbase
abnormalities and classifying them into various groups, that
the three widely accepted methods yield comparable results
[7]. Importantly, each approach differs only in its assessment
of the metabolic component (i.e. all three treat partial carbon
dioxide tension [PCO
2
] the same). These three methods
quantify the metabolic component by using the relationship
between HCO
3
and PCO
2
(method 1), the SBE (method 2),
or the SID and A
TOT
(method 3). All three yield virtually
identical results when they are used to quantify the acidbase
status of a given blood sample [1,4,8,9], with an increasingly
complex rule set going from method 3 to method 1 [10,11].
In quantitative acidbase chemistry (method 3), a complete
rule set is provided in the form of equilibrium equations
[12,13], so the approach is easily adapted to modern handheld
computer devices [14] and more sophisticated graphical
interfaces [15]. However, this does not in itself necessarily
make the approach any better [4,5], although it is by definition
more transparent and therefore more easily reproduced. The
difficulty with the quantitative approach comes from the fact
that several variables are needed, and when they are absent
and assumed to be normal the approach becomes essentially
indistinguishable from the more traditional descriptive methods.
Of course, this only applies to quantifying and classifying an
acidbase disorder. The quantitative approach has important
implications for our understanding of mechanisms, leading to
conclusions that are at odds with more traditional thinking (e.g.
viewing renal tubular acidosis as chloride channelopathies).
However, in the absence of specific experimental data, the
method can only imply causality it cannot establish it.
Furthermore, all three approaches predict the exact same
changes in all of the relevant variables and, because these
changes occur nearly instantaneously, determining which
variable is causal is extremely difficult. An often used analogy is
that the naked eye can observe the movement of the sun in
reference to the Earth, but without additional observations (via
Galileos telescope) or mathematical models (ala Copernicus)
it is impossible to say which body is in motion [16,17]. In the
case of acidbase physiology multiple variables move, making
the analysis that much more difficult.
In the end, all approaches to acidbase analysis are just
tools. Their usefulness is best evaluated by examining the
predictions that they make and how well they conform to
experimental data. For example, by using only the
HendersonHasselbalch equation a linear relationship
between pH and log PCO
2
should exist, but actual data
demonstrate nonlinear behavior [18]. In order to fit the
HendersonHasselbalch equation to experimental data,
terms for SID and A
TOT
must be added [2,18].
[SID] K
a
[A
TOT
]/[K
a
+ 10
pH
]
pH = pK
1
+ log (2)
SP
CO2
Here, K
1
is the equilibrium constant for the Henderson
Hasselbalch equation, K
a
is the weak acid dissociation
constant, and S is the solubility of CO
2
in plasma. Similarly,
one can predict changes in plasma bicarbonate resulting
from addition of sodium bicarbonate using its estimated
volume of distribution (Vd). Under normal conditions the Vd
for bicarbonate in humans has been estimated to be 4050%
of total body water [19]. However, the calculated Vd for
bicarbonate changes with changes in pH [20], and Vd
changes differently with respiratory versus metabolic
acidbase derangements [21]. Treating bicarbonate as a
dependent variable and predicting the changes with sodium
bicarbonate as a result of the effect on sodium on SID
requires none of these complicating rules and exceptions,
and might therefore be viewed as much simpler.
Updating base excess
As early as the 1940s researchers recognized the limitations
of a purely descriptive approach to acidbase physiology
Figure 1
The continuum of approaches to understanding acidbase physiology.
All three approaches share certain affecter elements and all use
markers and derived variables to describe acidbase imbalance.
A
TOT
, total weak acids; PCO
2
, partial carbon dioxide tension; SBE,
standard base excess; SID, strong ion difference; SIG, strong ion gap.
Henderson-
Hasselbalch
Base Excess
Physical
Chemical
pCO
2
Fixed acids
H
+
pCO
2
Buffer Base
pCO
2
SID
A
TOT
HCO
3
-
Anion Gap
SBE SIG
Markers
& Derived
Variables
Base Excess
Physical
Chemical
pCO
2
Buffer Base
pCO
2
SID
A
TOT
SBE SIG
Base Excess
Physical
Chemical
pCO
2
Buffer Base
pCO
2
SID
A
TOT
SBE SIG
Descriptive Semi-quantitative Quantitative
Affecters
502
Critical Care October 2005 Vol 9 No 5 Kellum
[22]. One obvious limitation is that changes in plasma
bicarbonate concentration, although useful in determining the
direction and therefore the type of acidbase abnormality, are
not capable of quantifying the amount of acid or base that
has been added to the plasma unless PCO
2
is held constant.
This observation prompted the development of tools to
standardize bicarbonate or to quantify the metabolic
component of an acidbase abnormality. In 1948, Singer and
Hastings [22] proposed the term buffer base to define the
sum of HCO
3
24.4) +
([8.3 albumin 0.15] + [0.29 phosphate 0.32])
(pH 7.4) (5)
Albumin is expressed in g/dl and phosphate in mg/dl.
Thus, the techniques previously developed to calculate
parameters that describe physiological acidbase balance in
single compartments have now been extended to
multicompartment systems. Furthermore, the equations for
multicompartment systems have been shown to possess the
same mathematical inter-relationships as those for single
compartments. Wooten also demonstrated that the
multicompartment form of the Van Slyke equation (Eqn 5) is
related in general form to the traditional form of the Van Slyke
equation (Eqn 3), and that with the multicompartment model
modern quantitative acidbase chemistry is brought into the
same context as the BE method [4].
In this way, SBE can be seen as the quantity of strong acid or
base required to restore the SID to baseline, at which pH is
7.40 and PCO
2
is 40 mmHg. Experimental data have already
borne out this relationship in that the change in SBE is
essentially equal to the change in SID across a vascular bed
(when there is no change in A
TOT
) [8]. If A
TOT
changes then
SBE still quantifies the amount of strong acid or base
required to change the SID to a new equilibrium point at
which pH is 7.40 and PCO
2
is 40 mmHg. This relationship
between SBE and SID is not surprising. Stewarts term SID
refers to the absolute difference between completely (or near
completely) dissociated cations and anions. According to the
principle of electrical neutrality, this difference is balanced by
the weak acids and CO
2
such that SID can be defined either
in terms of strong ions or in terms of the weak acids and CO
2
offsetting it. Of note, the SID defined in terms of weak acids
and CO
2
, which has been subsequently termed the effective
SID [31], is identical to the buffer base term coined by Singer
and Hastings [22] over half a century ago. Thus, changes in
SBE also represent changes in SID [8].
Updating the anion gap
Metabolic acidbase disturbances can be brought about by
changes in strong ions or weak ions. These ions can be
Figure 2
Carbon dioxide titration curves. Computer simulation of in vivo CO
2
titration curves for human plasma using the traditional Van Slyke
equation and various levels of A
TOT
(total weak acids) from normal
(17.2) to 25% of normal. Also shown is the titration curve using the
A
TOT
corrected standard base excess (SBEc).
5
4
3
2
1
0
1
2
3
4
7.7 7.6 7.5 7.4 7.3 7.2 7.1 7.0
pH
B
a
s
e
E
x
c
e
s
s
17.2
8.6
4.6
SBEc
503
Available online http://ccforum.com/content/9/5/500
routinely measured (e.g. Cl
and HCO
3
). Normally,
this difference or gap is made up by two components. The
major component is A
+ HCO
3
) (6)
Because of its low and narrow extracellular concentration, K
+
is often omitted from the calculation. Respective normal
values with relatively wide ranges reported by most
laboratories are 12 4 mEq/l (if K
+
is considered) and
8 4 mEq/l (if K
+
is not considered). The normal AG has
decreased in recent years following the introduction of more
accurate methods for measuring Cl
concentration [33,34].
However, the various measurement techniques available
mandate that each institution reports its own expected
normal AG.
Some authors have raised doubts about the diagnostic value
of the AG in certain situations [35,36]. Salem and Mujais [35]
found routine reliance on the AG to be fraught with
numerous pitfalls. The primary problem with the AG is its
reliance on the use of a normal range produced by albumin
and to a lesser extent by phosphate, as discussed above.
These constituents may be grossly abnormal in patients with
critical illness, leading to a change in the normal range for
these patients. Moreover, because these anions are not
strong anions their charge will be altered by changes in pH.
This has prompted some authors to adjust the normal range
for the AG by the patients albumin and phosphate
concentration. Each 1 g/dl albumin has a charge of 2.8 mEq/l
at pH 7.4 (2.3 mEq/l at 7.0 and 3.0 mEq/l at 7.6), and each
1 mg/dl phosphate has a charge of 0.59 mEq/l at pH 7.4
(0.55 mEq/l at 7.0 and 0.61 mEq/l at 7.6). Thus, in much the
same way that the corrected SBE equation (Eqn 5) updates
BE to allow for changes in A
TOT
, the AG may be corrected to
yield a corrected AG (AGc) [7].
AGc = ([Na
+
+ K
+
] [Cl
+ HCO
3
])
(2[albumin (g/dl)] + 0.5[phosphate (mg/dl)])
or
AGc = [(Na
+
+ K
+
) (Cl
+ HCO
3
)]
(0.2[albumin (g/l)] + 1.5[phosphate (mmol/l)]) (7)
The choice of formula is determined by which units are
desired. Here the AGc should approximate zero. This is
because the terms for albumin and phosphate approximate
A
+ lactate
])
(2.46 10
8
PCO
2
/10
pH
+ [albumin (g/dl)]
[0.123 pH 0.631] + [PO
4
(mmol/l)
(pH 0.469)]) (8)
Importantly, all the strong ions are expressed in mEq/l and
only the ionized portions of Mg
2+
and Ca
2+
are considered
(to convert total to ionized Mg
2+
, multiply by 0.7). Note also
that we do not consider lactate as unmeasured. Because the
concentration of unmeasured anions is expected to be quite
low (<2 mEq/l), the SIG is expected to be quite low.
However, some investigators have found elevations in SIG,
particularly in critically ill patients, even when no acidbase
disorder is apparent [39-42]. By contrast, results from
studies in normal animals [38,43] and values derived from
published data in exercising humans [37] put the normal
SIG near zero. There is even a suggestion that critically ill
patients in different countries might exhibit differences in SIG.
504
In the USA [40,44], Holland [39] and Thailand [45] the SIG
is about 5 mEq/l, whereas studies from England [41] and
Australia [42] report values in excess of 8 mEq/l.
The difference may lie with the use of gelatins in these
countries [46], which are an exogenous source of
unmeasured ions [47]. In this scenario the SIG is likely to be
a mixture of endogenous and exogenous anions. Interestingly,
previous studies that failed to find a correlation between SIG
and mortality were performed in countries that use gelatin
based resuscitation fluids [41,42], whereas studies of
patients not receiving gelatins [40,45,48] or any resuscitation
at all [44] found a positive correlation between SIG and
hospital mortality. Indeed, Kaplan and Kellum [44] recently
reported that preresuscitation SIG predicts mortality in
injured patients better than blood lactate, pH, or injury
severity scores. Similar results were also obtained by
Durward and coworkers [48] in pediatric cardiac surgery
patients. Although that study was done in England, gelatins
were not used. Thus, the predictive value of SIG may exceed
that of the AG, but it may vary from population to population
and even between institutions. As such, estimating the SIG
from the AG, after correcting for albumin and PO
4
, and after
subtracting lactate (i.e. AGc), may be a reasonable substitute
for the long hand calculation [7,39,46].
Together with the updates for SBE discussed above,
conversion between the descriptive approaches to
acidbase balance using HCO
3
and PCO
2
. However, is this a
pure metabolic disorder or is there a respiratory component
as well? Table 3 shows the typical patterns found in patients
with simple acidbase disorders. A metabolic acidosis should
Critical Care October 2005 Vol 9 No 5 Kellum
Table 1
Translator for acidbase variables across traditional and modern approaches
Physical
Traditional chemical
variable variable Comment
pH pH
PCO
2
PCO
2
HCO
3
Total CO
2
Total CO
2
includes dissolved CO
2
, H
2
CO
3
and CO
3
2
in addition to HCO
3
+ X
Virtually all of A
can be approximated by
2(albumin [in g/dl]) + 0.5(phosphate [mg/dl]). The value of X
+ X
X
) are present as well, so actually SIG = X
+ A
X
N/A A
TOT
A
TOT
= A
+ AH
Note that the translation from traditional to physical chemical variables is not a one to one exchange. Rather, the variable in the traditional column
corresponds to a similar variable in the physical chemical column (see comments for further explanation). Adapted with permission from Kellum
[10]. A
, nonvolatile weak acid buffers; ABE, actual base excess; AH, nondissociated weak acid; A
TOT
, total weak acids; PCO
2
, partial carbon
dioxide tension; SBE, standard base excess; SID, strong ion difference; SIDa, apparent strong ion difference; SIDe, effective strong ion difference;
SIG, strong ion gap; X
(mmol/l) 16 8 6
Creatinine (mg/dl [mol/l]) 2.8 (244) 2.9 (250)
Albumin (g/dl [g/l]) 2.0 (20) 2.3 (23) 1.8 (18)
PO
4
(mg/dl [mmol/l]) 4.5 (1.5) 4.8 (1.6) 4.2 (1.4)
Lactate (mmol/l) 1? 5 3
ABG 7.36/30/70 7.18/20/80 7.06/20/80
SBE (mEq/l) 9 20 23
SBEc (mEq/l) 8 18 20
AG (mEq/l) 10.5 20 17
AGc (mEq/l) 4.2 8 9.3
SIG (mEq/l) 3.8 9.2 10.3
A 55-year-old female with a history of hypertension and chronic renal insufficiency presents with fever, chills and arterial hypotension (blood
pressure 80/40 mmHg). She is resuscitated with approximately 140 ml/kg of 0.9% saline solution. The lactate value from 1 month ago is unknown
and assumed to be normal. Laboratory values are shown in American units (SI units in parentheses). ABG, arterial blood gas (pH/PCO
2
/PO
2
); AG,
anion gap; AGc, corrected anion gap; SBE, standard base excess; SBEc, corrected standard base excess; SIG, strong ion gap.
Table 3
Acidbase patterns observed in humans
Disorder HCO
3
(mEq/l) PCO
2
(mmHg) SBE (mEq/l)
Metabolic acidosis <22 = (1.5 HCO
3
) + 8 = 40 + SBE < 5
Metabolic alkalosis >26 = (0.7 HCO
3
was
certainly increased. The diagnosis of hyperchloremic acidosis
is made by exclusion (i.e. metabolic acidosis not due to
lactate or unmeasured anions).
This combination of hyperchloremic and SIG acidosis is
common in renal failure [49] and, given that this patient has
significant chronic renal insufficiency, it is likely that this is the
cause. At presentation, however, she now has a SBE that is
roughly 10 mEq/l lower than it was 1 month ago. The
decrease appears to have resulted from lactate (increased by
4 mEq/l) and other anions (SIG increased by 5 mEq/l). It is
tempting to attribute the increase in lactate to shock, but
many other etiologies have been identified for
hyperlactatemia that could be responsible for the increase in
this patient [50]. The increase in SIG could be due to a
variety of factors, including poisons (e.g. salicylate, methanol,
etc.), ketones, and other organic acids such as sulfate [7,11].
Under the appropriate clinical conditions, these diagnoses
should be perused. However, sepsis [38] and shock [44]
also appear to increase SIG through unknown mechanisms,
and this may well be the cause in this case. Furthermore, the
SIG before resuscitation appears to correlate (inversely) with
outcome [44,48].
There does not appear to be any evidence of additional
hyperchloremic acidosis because the change in SBE is
almost completely explained by lactate and SIG. Neither is
there evidence of metabolic alkalosis, which would be
manifest by a SBE that was higher (less negative) than
predicted from the SIG and lactate. These complex
acidbase disorders can only be unmasked with the use of
quantitative techniques or, at least, semiquantitative
techniques using SBE, as illustrated here.
Finally, this patient was resuscitated with a large volume of
saline solution (SID = 0). The net effect of this solution on
blood pH is determined by the opposing effects of decreasing
SID (acidifying) and decreasing A
TOT
(alkalinizing). Because
the strong ions have a somewhat greater impact on pH than
do weak acids (which are weak after all), the net effect is an
acidosis [43,51]. Thus, in the final column of Table 2 we have
an SBEc of 20 mEq/l. This increased acidosis is due to an
increase in Cl
relative to Na
+
(approximately 5 mEq/l change)
and an increase in SIG (1 mEq/l). These effects are partially
offset by a decrease in lactate (2 mEq/l) and a decrease in
A
TOT
(approximately equal to a 2 mEq/l decrease). Thus, the
2 mEq/l worsening in SBEc is explained by each of these
components (5 + 1 2 2 = 2).
Conclusion
Recent advances in whole body acidbase physiology as
well as epidemiology have resulted in a much clearer picture
of metabolic acidbase disturbances in the critically ill and
injured. It is now possible to reunify traditional descriptive
approaches to acidbase balance with modern quantitative
techniques. This unified approach is both simple and
transparent and can be easily used at the bedside. It should
also aid in accessing and interpreting the bulk of the clinical
literature. As has already been the trend, newer studies of
acidbase physiology will no doubt take advantage of
quantitative techniques while continuing to report more
traditional variables.
Competing interests
JK has filed a patient disclosure for a software product
related to this field (in general).
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331
bHS = 6% hetastarch in a balanced electrolyte solution; IL = interleukin; iNOS = inducible nitric oxide synthase; LPS = lipopolysaccharide; LR =
lactated Ringers; MAP = mean arterial pressure; NF-B = nuclear factor-B; NO = nitric oxide; NS = normal (0.9%) saline; pH
i
= intracellular pH;
pH
o
= extracellular pH; SBE = standard base excess; TNF = tumor necrosis factor.
Available online http://ccforum.com/content/8/5/331
Introduction
Critical illness is exemplified by a state of profound disruption
in normal homeostatic mechanisms. Patients who remain
critically ill may progress to a poorly understood condition
known as multiple organ failure, which is characterized by
widespread alterations in both individual organ function and
integrative function across organs. Although our under-
standing of this condition is extremely limited, numerous
observations suggest that alterations in the immune response
are not only caused by but may also be the cause of ongoing
organ injury, and these alterations may adversely affect
patients ability to recover. Both increased inflammation and
immune suppression have been implicated in the
pathogenesis of multiple organ failure. Little is known about
the influences that therapies have on the immune response.
Emerging evidence suggests that ventilator-associated lung
injury results in increased systemic inflammation [1] and that
systemic inflammation resulting from local tissue injury
appears to have effects on remote organs [2]. Drugs that
appear to modify the course of organ injury such as activated
protein C and corticosteroids appear to have a broad range
of effects on the immune system [3,4]. Abnormalities in
systemic acidbase balance may also induce significant
alterations in the immune response. The clinical significance
of these alterations is not yet known, but their magnitude
suggests that they may play an important role in the
development or maintenance of immune dysfunction. If this is
the case, then they represent attractive targets (or even tools)
for therapy. Extracellular pH (pH
o
) for circulating leukocytes
(i.e. blood pH) is easily altered and thus, for good or bad,
changes in pH may rapidly alter the immune response in
these cells.
Review
Science review: Extracellular acidosis and the immune response:
clinical and physiologic implications
John A Kellum
1
, Mingchen Song
2
and Jinyou Li
3
1
Associate Professor, Critical Care Medicine and Medicine, Co-Director, The MANTRA (Mechanisms And Novel Therapies for Resuscitation and Acute
illness) Laboratory, Department of Critical Care Medicine, University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania, USA
2
Research Fellow, Department of Critical Care Medicine, The MANTRA Laboratory, Department of Critical Care Medicine, University of Pittsburgh
School of Medicine, Pittsburgh, Pennsylvania, USA
3
Visiting Researcher, Department of Critical Care Medicine, The MANTRA Laboratory, Department of Critical Care Medicine, University of Pittsburgh
School of Medicine, Pittsburgh, Pennsylvania, USA
Corresponding author: John A Kellum, kellumja@ccm.upmc.edu
Published online: 16 June 2004 Critical Care 2004, 8:331-336 (DOI 10.1186/cc2900)
This article is online at http://ccforum.com/content/8/5/331
2004 BioMed Central Ltd
Abstract
Metabolic acidosis is among the most common abnormalities seen in patients suffering from critical
illness. Its etiologies are multiple and treatment of the underlying condition is the mainstay of therapy.
However, growing evidence suggests that acidosis itself has profound effects on the host, particularly
in the area of immune function. Given the central importance of immune function to the outcome of
critical illness, there is renewed interest in elucidating the effects of this all too common condition on
the immune response. In this review we concentrate on the effects of extracellular acids on production
and release of inflammatory mediators, and we demonstrate that different acids produce different
effects despite similar extracellular pH. Finally, we discuss potential clinical implications.
Keywords acidosis, cytokines, immune response, pH, sepsis
332
Critical Care October 2004 Vol 8 No 5 Kellum et al.
Effects of extracellular acidosis on
inflammatory mediator release
There are now several studies documenting the effects of
decreased pH
o
on the synthesis and release of inflammatory
mediators, especially tumor necrosis factor (TNF) and nitric
oxide (NO). Most of these studies were conducted in resident
macrophages or macrophage-like cell lines and yielded
conflicting results (Table 1). However, studies using HCl have
consistently shown proinflammatory effects at the level of
nuclear factor-B (NF-B) DNA binding or TNF synthesis
provided pH
o
was not less than 6.0 [57], although TNF
secretion was reduced even at pH
o
as high as 7.0 [5,7,8].
Studies of nonstimulated resident peritoneal macrophages
[6] and lipopolysaccharide (LPS)-stimulated RAW 264.7
cells [9] have shown increased NO formation at moderately
reduced pH
o
(7.07.2). However, more severely acidic pH
o
reduces NO formation [6,9], and there is an apparent
dissociation between the pH
o
effects on inducible nitric oxide
synthase (iNOS) mRNA, protein, and final NO release [9].
Thus, HCl appears to affect inflammatory mediators
differently at different stages in their synthesis and release.
Little is known about the effects of HCl on other cytokines or
on the kinetics of pH
o
mediated effects.
Lactic acid has been studied in an even more limited way
than HCl. Lactic acid (pH
o
6.75) was shown in one study
[10] to result in increased TNF release in LPS-stimulated
peritoneal macrophages. This finding is surprising in light of
the growing evidence of a protective effect of lactic acid in
neuronal injury [1113]. Several studies have sought to
explore the effect of dialysis solutions on the immune
response [14,15]. These acidic, lactate-based solutions have
been shown to decrease various aspects of the immune
response, including TNF synthesis and release [14,15].
Douvdevani and coworkers [15] also demonstrated a
decrease in LPS-induced NF-B DNA binding in human
blood-derived macrophages when incubated with dialysis
solution. Although these solutions are also hyperosmolar and
have excessive glucose concentrations variables that are
known to influence immune function [14,16] they provide
additional evidence of a potential anti-inflammatory role of
lactate and highlight potential differences between various
acids and their effects on the immune response.
We conducted a series of experiments in LPS-stimulated
RAW 264.7 murine macrophage-like cells in which we
decreased the pH
o
of the medium using different acids.
Remarkably, dramatically different patterns of inflammatory
mediator expression occurred with different acids, despite
normalization to the same pH
o
. In our first set of experiments
[17] we acidified the cell culture medium using HCl and
stimulated the cells with 10 ng/ml LPS (Escherichia coli
0111:B4) for 24 hours. Acidic medium itself barely affected
the release of inflammatory mediators, including NO, IL-6, and
IL-10. However, compared with pH
o
7.4, acidosis (pH
o
7.0)
was associated with significantly increased NO release in
response to LPS stimulation. Interestingly, under more
extreme acidic conditions (pH
o
6.5), NO release decreased in
response to LPS and was again similar to pH
o
7.4 (Table 2).
At pH
o
6.5, release of both IL-6 and IL-10 was significantly
less than at pH
o
7.0 or 7.4. However, IL-10 release was
reduced to a far greater extent than was IL-6, and thus the
ratio of IL-6 to IL-10 increased significantly from 5:1 at pH
o
7.4 to 55:1 at pH
o
6.5.
These findings suggest a proinflammatory effect of HCl,
which is consistent with the existing literature on the effects
of HCl on TNF synthesis [57]. Furthermore, the paradox in
which mild and severe acidosis induced by HCl results in
opposite effects on NO has now been explained. Pedoto and
colleagues [18] first suggested that the optimal intracellular
pH (pH
i
) for iNOS was near 7.0 and that the addition of acid
Table 1
Effects of acids on inflammatory mediators in macrophages
Acid pH
o
Cells LPS Effect Reference
HCl 6.5 Alveolar macrophages (+) TNF mRNA 5
HCl 5.5 Alveolar macrophages (+) TNF mRNA/TNF secretion 5
HCl 5.5 RAW (+) No TNF mRNA/TNF secretion 7
HCl 7.0 Alveolar macrophages (+) TNF secretion 8
HCl 7.0 Peritoneal macrophages () NO, TNF*, NF-B 6
HCl 7.2 RAW (+) NO 9
LA 6.7 Peritoneal macrophages (+) TNF mRNA/TNF secretion 10
DS 6.0 Peritoneal macrophages (+) TNF mRNA/TNF secretion 14
DS 6.5 Human blood-borne macrophages (+) TNF mRNA, NF-B 15
*Tumor necrosis factor (TNF) was not measured directly. DS, lactate-based dialysis solution; LA, lactic acid; LPS, lipopolysaccharide; NF-B,
nuclear factor-B; NO, nitric oxide; NR, not recorded; pH
o
, extracellular pH.
333
would lower the pH
i
toward the optimal value, thus increasing
iNOS activity and NO production. Further addition of acid
would cause pH
i
to fall below the optimal value, leading to
decreased NO production [18]. This hypothesis was recently
tested by Huang and coworkers [9], who demonstrated that
the optimal pH
o
for NO formation by iNOS was 7.2 in RAW
264.7 cells. However, they also noted that alkaline pH
o
favored
expression of iNOS protein but that post-transcriptional
mechanisms predominated, resulting in increased NO release
at slightly acidotic pH
o
.
To clarify the mechanism by which HCl influenced the release
of cytokines from LPS-stimulated cells, we measured NF-B
DNA binding using electrophoretic mobility shift assay after
exposure to different concentrations of HCl [17]. Again,
acidosis (pH
o
7.0) significantly increased LPS-induced NF-B
activation, as compared with pH
o
7.4, whereas more extreme
acidosis (pH
o
6.5) actually attenuated NF-B activation. Thus,
different degrees of hyperchloremic acidosis have differing
effects on inflammatory mediator release as well as on NF-B
activation. Overall, the effects of HCl appear to be
proinflammatory. These findings are in accordance with those
of a study conducted in resident peritoneal macrophages by
Bellocq and colleagues [6]. Those investigators found that
these cells produced more NO when incubated in medium at
pH
o
7.0 than at pH 7.4, and that this effect was associated
with upregulation of iNOS mRNA as well as with activation of
NF-B.
By contrast, our data using lactic acid demonstrates that this
acid is anti-inflammatory to RAW 264.7 cells, as indicated by
decreased cytokine expression and NF-B activation [17]. In
these experiments, increasing concentrations of lactic acid
(030 mmol/l) caused increasing acidification of the media,
and trypan blue exclusion and lactate dehydrogenase release
demonstrated that lactic acid did not reduce cell viability.
However, lactic acid inhibited LPS-induced NF-B DNA
binding (Table 2). Lactic acid also significantly decreased
LPS-induced expression of NO, IL-6, and IL-10, both RNA
and protein, in a dose-dependent manner.
The mechanisms by which these acids exert their effects on
innate immunity are presently unknown. The effects are not
limited to LPS-stimulated cells, however, because the results
have been (preliminarily) reproduced in interferon- stimulated
RAW 264.7 cells [19], suggesting that the effects are not
mediated through pH-induced changes in the LPS molecule
or LPS-binding protein, or at the receptor. The effects may be
partly mediated through NF-B because DNA binding of this
transcription factor is generally consistent with effects on NO
and IL-6 (Table 2). However, extracellular acids also have
effects on IL-10, which is outside the NF-B pathway. What
is apparent is that the effects of extracellular acids are not
limited to the effects on pH
o
because different acids produce
different effects despite similar pH
o
. Whether different effects
can be explained by differences in pH
i
are as yet unknown,
although the patterns of response (Table 2) suggest that this
is likely.
Effects of extracellular acidosis on other
aspects of immune cell function
While this review focuses on the effects of extracellular acids
on inflammatory mediator release, there is evidence that
acidosis influences other aspects of the immune response.
As detailed in the excellent review by Lardner [20],
extracellular acidosis has far reaching effects on the immune
response. For example, leukocyte chemotaxis is impaired at
extreme acidic pH
o
, generally beginning between pH 6.0 and
5.5 [2123] with an additive effect of hypoxia [22,24].
Activation of oxygen burst in neutrophils [25], production of
reactive oxygen species [2628], neutrophil phagocytosis
[25,29], and intracellular killing [30] all appear to be
influenced by pH
o
, as does neutrophil apoptosis [31,32].
Finally, there is evidence that complement activation by C-
reactive protein may be the result of a pH
o
-dependent
conformational change in the protein [33].
Available online http://ccforum.com/content/8/5/331
Table 2
Summary of effects of lactic acid versus HCl on lipopolysaccharide-stimulated RAW 264.7 cells
Lactic acid (pH 7.0) Lactic acid (pH 6.5) HCl (pH 7.0) HCl (pH 6.5)
NO
iNOS mRNA
IL-6
IL-6 mRNA
IL-10
IL-10 mRNA
IL-6: IL-10 ratio
NF-B
IL, interleukin; iNOS, inducible nitric oxide synthase; NO, nitric oxide. Adapted from Kellum and coworkers [19].
334
Thus, pH
o
, or the effects of the separate ions involved,
appears to influence multiple aspects of the inflammatory
response. In addition, extracellular acidification may exert its
effects by altering pH
i
. Indeed, several studies have identified
a relationship between pH
i
and pH
o
, regardless of which
milieu is altered experimentally [34,35]. For example, when
pH
o
was increased a subsequent increase in pH
i
, mediated
by the N
+
/H
+
exchanger (NHE-1), was observed, along with
augmented leukotriene release by neutrophils [34]. These
events were followed by extracellular acidification. Of note,
studies conducted in bicarbonate-buffered medium [32] have
shown effects on neutrophil function that are at odds with
other literature. Those investigators hypothesized that acid
titration of bicarbonate with generation of CO
2
leads to a
rapid decrease in pH
i
. Alternatively, the CO
2
effect may be
independent from the effect on pH
i
.
In vivo effects of hyperchloremic acidosis
Experiments using cells in culture exposed HCl or lactic acid
provide a highly reproducible but less clinically relevant model
for study. By contrast, saline resuscitation is an extremely
common cause of hyperchloremic acidosis. By using a
mathematical model based on a physicochemical acidbase
analysis, we accurately predicted the serum Cl
concentra-
tion and resulting arterial blood pH changes in healthy dogs
given large volumes of intravenous 0.9% saline [36]. By
applying this model to dogs given an intravenous bolus of
LPS (1 mg/kg) and subsequent large volume saline resuscita-
tion (100 ml/kg over 3 hours), we quantified the effects on
acidbase balance [36]. The total acid load was calculated
from the change in standard base excess (SBE) attributable
to each source. In LPS-treated animals mean arterial pH
decreased from 7.32 to 7.11 (P < 0.01); partial CO
2
tension
and lactate were unchanged. Saline accounted for 38% of
the total acid load. Although serum Na
+
did not change,
serum Cl
and
survival time in these animals (R
2
= 0.37; P < 0.001). From
these data we concluded that, as compared with bHS,
volume resuscitation with NS was associated with more
metabolic acidosis and shorter survival in this experimental
animal model of septic shock. Furthermore, we hypothesized
that hyperchloremia may play a role in reducing short-term
survival, but that other factors must also be involved because
LR-treated rats fared no better than did those treated with
NS, even if they had less hyperchloremia.
Metabolic acidosis might reduce survival from sepsis through
a variety of mechanisms. First, acidosis has been associated
with hemodynamic instability [38], although the association is
not always consistent [39] and the underlying mechanisms
are uncertain. Pedoto and colleagues [18] recently showed
that metabolic acidosis may increase iNOS expression in
animals and that this could exacerbate vasodilation and
shock. Second, acidosis, even in the absence of sepsis or
endotoxemia, is associated with gut barrier dysfunction
[40,41]. Finally, acidosis can lead to oxidative stress by
promoting delocalization of protein-bound iron stores in cells
leading to Fenton-type biochemistry and redox stress [42],
and by causing protonation of the peroxynitrite anion
(ONOO
) [43,44].
Pedoto and colleagues demonstrated that hyperchloremic
acidosis increases lung [18] and intestinal injury [45] in
healthy rats.
In order to control for other effects of large-volume
resuscitation (e.g. cell swelling), we next increased serum Cl
(R
2
= 0.50; P < 0.0001) and less well
with the decrease in pH (R
2
= 0.24; P < 0.001). After 6 hours
of acidosis plasma nitrite levels were significantly higher in
group 2 animals than in group 1 or group 3 animals
(P < 0.05). We concluded that moderate acidosis, induced by
HCl infusion, worsened blood pressure and increased plasma
nitrate/nitrite levels in septic rats. Some other mechanism is
needed to account for the further reduction in MAP in group 3
Critical Care October 2004 Vol 8 No 5 Kellum et al.
335
animals, however, because NO release was not increased in
that group. Our results are in general agreement with reports
by Pedoto and coworkers [18,45] that demonstrated that
metabolic acidosis increased iNOS, leading to vasodilation
and shock in healthy rats. Our study extends these findings by
examining the effects of acidosis in nonshocked, septic
animals. These data are also consistent with our data from
RAW 264.7 cells (presented above), in which a decreased
pH
o
(7.0) resulted in increased NO release but more severe
acidosis (pH
o
= 6.5) did not [17].
Clinical implications
Understanding the effects of acidbase balance on the
inflammatory response is highly relevant to clinical medicine
for a variety of reasons. First, current deficiencies in our
understanding of the effects of acidosis on a wide range of
cellular processes have led to controversy in the way in which
patients are managed in a variety of clinical settings. Most
clinicians tend to ignore the effects of exogenous Cl
on pH
o
,
but many will treat even mild forms of acidemia. In addition, all
forms of metabolic acidosis appear to be associated with
prolonged hospital and intensive care unit length of stay [47].
Because metabolic acidosis is both commonly caused and
treated by clinicians, an understanding of the physiologic
consequences of altered pH
o
is imperative.
Second, our ability to alter acidbase balance as a tool with
which to manipulate cellular processes will be dependent on
an improved understanding of the relationship between pH
o
and the synthesis and release of inflammatory molecules.
Investigators continue to seek means to modulate the
inflammatory response as primary therapy for sepsis and
related conditions. These efforts have focused not only on
reducing proinflammatory mediators in an effort to reduce
tissue injury, but also on the converse augmenting the
inflammatory response to infection. This interest also extends
into other fields, including autoimmune disease and cancer
therapy. For example, decreased lymphocyte function has
been documented with decreased pH
o
in human lymphokine-
activated killer cells [48], human IL-2 stimulated lymphocytes
[49], as well as murine natural killer cells [50]. The
mechanisms responsible for these effects are unknown but
probably do not include energy substrate depletion [50].
Third, even when it is not practical or desirable to manipulate
pH
o
as a primary means of altering the inflammatory response,
an understanding of how pH
o
affects this response is necessary
to interpret data from studies of immunomodulation; to avoid
unintended immunomodulation in clinical and laboratory
settings; and to explore the capacity of pH
o
to improve the
effectiveness of existing treatments. Finally, an understanding of
how pH
o
is involved in the regulation of inflammation by
intracellular signaling pathways or other mechanism might
ultimately lead to other strategies for immunomodulation.
Conclusion
Little is currently known about the effects of acidbase
abnormalities on innate immunity. Acidosis produces
significant effects on immune effector cell function in vitro.
The regulation of NO release and synthesis has been found
to be significantly effected by pH
o
both in vitro and in vivo,
and may be partially responsible for acidosis-associated
hemodynamic instability. Production of inflammatory cyto-
kines, as well as DNA-binding of transcription factors in their
control pathways, appears to be sensitive to pH
o
as well.
However, emerging evidence suggests that different forms of
acidosis (respiratory versus metabolic) and even different
types of metabolic acidosis (lactic versus hyperchloremic)
produce different effects. Overall, lactic acid appears to be
anti-inflammatory whereas HCl is proinflammatory. The extent
to which these effects apply to the clinical situation has yet to
be determined, but given that acidosis is an extremely
common problem in the intensive care unit, and immune
function is of critical importance, efforts to elucidate these
relationships are quite justified.
Competing interests
JAK has received research grants and consulting fees from
Abbott Laboratories.
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Critical Care October 2004 Vol 8 No 5 Kellum et al.
448
BE = base excess; C
Alb
= albumin concentration; C
Phos
= phosphate concentration; PCO
2
= partial CO
2
tension; SBE = standard base excess; SID =
strong ion difference; SIG = strong ion gap.
Critical Care December 2004 Vol 8 No 6 Wooten
Introduction
Acidbase derangements are commonly encountered in the
critical care unit [1], and there is renewed interest in the
precise description of these disorders in critically ill patients
[25]. This new interest has led to a renovation of the
quantitative assessment of physiological acidbase balance,
with increasing use of the Stewart model (strong ion
difference [SID] theory) to calculate acidbase balance in the
critically ill [2,3,6,7]. This method is discussed, particularly as
it pertains to the metabolic component of acidbase
derangements, as one of several approaches that may be
used in the intensive care unit for quantitative evaluation. As
with any mathematical model, a basic understanding of its
principles is useful for proper application and interpretation.
Stewart model
All equilibrium models of acidbase balance utilize the same
basic concept. Under the assumption of equilibrium or a
steady-state approximation to equilibrium, some property of
the system (e.g. proton number, proton binding sites, or
charge, among other possible properties) is enumerated from
the distribution of that property over the various species
comprising the system, according to the energetics of the
system manifested through the relevant equilibrium constants
of the various species under a given set of conditions
[5,812]. This function is calculated at the normal values and
then the abnormal values; from these the degree of change is
obtained to give information about the clinical acidbase
status of the patient. All of the apparently different methods
for assessing acidbase balance arise from this common
framework [5,12].
In the Stewart method, charge is taken as the property of
interest [7,11,13]. Using this property, acidbase status may
be expressed for a single physiologic compartment, such as
separated plasma, as follows [7,10,11,13]:
SID = C
1
z
1
C
2
z
2
C
n
z
n
(1)
Strong ions are those that do not participate in proton
transfer reactions, and the SID is defined as the difference
between the sum of positive charge concentrations and the
sum of negative charge concentrations for those ions that do
not participate in proton transfer reactions. C
n
are the
analytical concentrations of the various buffer species also in
the compartment (e.g. of the buffer amino acid groups on
albumin), and z
n
are the average charges of those various
species. The z
n
can be expressed as functions of pH and
Review
Science review: Quantitative acidbase physiology using the
Stewart model
E Wrenn Wooten
Attending Physician, Radiology Associates, PA, Little Rock, Arkansas, USA
Corresponding author: E Wrenn Wooten, wootenew@msn.com
Published online: 2 July 2004 Critical Care 2004, 8:448-452 (DOI 10.1186/cc2910)
This article is online at http://ccforum.com/content/8/6/448
2004 BioMed Central Ltd
Abstract
There has been renewed interest in quantifying acidbase disorders in the intensive care unit. One of
the methods that has become increasingly used to calculate acidbase balance is the Stewart model.
This model is briefly discussed in terms of its origin, its relationship to other methods such as the base
excess approach, and the information it provides for the assessment and treatment of acidbase
disorders in critically ill patients.
Keywords acidbase, base excess, Stewart model
449
Available online http://ccforum.com/content/8/6/448
equilibrium constants [11,12], and it is therefore convenient
to calculate SID using Eqn 1 from the pH and the
concentrations of relatively few buffer species, as opposed to
a direct calculation from a measurement of all of the various
strong ion species. In many implementations of the Stewart
method, contributions from the water equilibrium and from
carbonate species other than bicarbonate are neglected,
because these are small under physiologic conditions
[11,14,15]. The first term in Eqn 1 may then be equated with
the bicarbonate concentration, with the remaining terms
referring to other buffer species [11,14].
Plasma physiologic pH is then determined by the
simultaneous solution of Eqn 1 and the Henderson-
Hasselbalch Equation:
pH = pK + log
[HCO
3
]
(2)
S P
CO
2
Where for human plasma pK = 6.103. S = 0.0306 is the
equilibrium constant between aqueous and gas phase CO
2
[16,17]. [HCO
3
] (3)
In this approach the metabolic component of an acidbase
disorder is quantified as the change in plasma bicarbonate
concentration ([HCO
3
n
is a nonlinear function of pH, it can be
approximated over the physiologic range by a more
computationally convenient linear form, such that for plasma
the following explicit expression is obtained [11,12,15]:
SID = [HCO
3
] + C
Alb
(8.0pH 41) + C
Phos
(0.30pH 0.4) (4)
Where C
Alb
and C
Phos
are plasma albumin and phosphate
concentrations, respectively. All concentrations are in mmol/l.
One may multiply albumin in g/dl by 0.15 to obtain albumin in
mmol/l, and phosphate in mg/dl by 0.322 to get phosphate in
mmol/l. The factors 8.0 and 0.30 are the molar buffer values
of albumin and phosphate, respectively. The buffer value is
the change in z
n
of a species for a one unit change in pH
[5,11,17]. Note that the ability of a system to resist pH
change also increases with C
Alb
and C
Phos
[11].
Equation 4 was obtained via a term by term summation over
all of the buffer groups in albumin and of phosphoric acid, as
performed by Figge and coworkers [15,21]. The theoretical
basis for the validity of this approach is well established [8],
and Eqn 4 has been shown to reproduce experimental data
well [11,12,15,21,22]. Some authors have argued that the
effects of plasma globulins should also be considered for
better approximation [17,20,23,24], although other
calculations suggest that the consideration of globulins
would be of little clinical significance in humans [22].
Consideration of the change in SID using Eqn 4 between
normal and abnormal states at constant albumin and
phosphate concentrations gives the following:
SID = [HCO
3
] + (8.0C
Alb
+ 0.30C
Phos
)pH (5)
Which is recognized to be of the same form and numerically
equivalent to the familiar Van Slyke equation for plasma,
yielding the plasma base excess (BE) [5,11,17,25].
Furthermore, Eqn 4 is of the same form as the CO
2
equilibration curve of the BE theory presented by Siggaard-
Andersen [11,17,20,25]. The BE approach and the Stewart
method are equivalent at the same level of approximation
[11,12,26].
Strong ion gap
A widely used concept arising from the Stewart approach is
the strong ion gap (SIG), which was popularized by Kellum
[27] and Constable [28]. This relies upon a direct calculation
of the SID as, for example, the following:
SID
m
= [Na
+
] + [K
+
] + 2[Mg
2+
] + 2[Ca
2+
]
[Cl
] [lactate
] [urate
]
(6)
Where SID
m
is the measured SID [27]. This direct measure-
ment is then compared with that generated via Eqn 4:
SIG = SID
m
SID (7)
This gives a higher level version of the familiar plasma anion
gap [1,18]. Some publications have used the notation SID
a
(for SID apparent) to refer to the variable SID
m
calculated
using Eq. 6, and SID
e
(SID effective) to refer to that
calculated using Eqn 4 [2,3,15,27]. SIG has been shown to
predict the presence of unmeasured ions better than the
conventional anion gap [28], as might be expected, given that
more variables are taken into account. Some unmeasured
ions that are expected to contribute to the SIG are -
hydroxybutyrate, acetoacetate, sulfates, and anions
associated with uremia [6].
450
Critical Care December 2004 Vol 8 No 6 Wooten
Changes in noncarbonate buffer
concentration
SID expressed through the relationship of Eqn 5
unambiguously quantifies the nonrespiratory component of
an acidbase disturbance in separated plasma [11,17],
with the total concentrations of amphoteric species such
as albumin and phosphate remaining constant [11,12,17].
An amphoteric substance is one that can act as both an
acid and a base. Stewart and other investigators
[4,7,2933], though, have emphasized the role played by
changes in the noncarbonate buffer concentrations in
acidbase disorders. When the noncarbonate buffer
concentrations change, the situation becomes more
complex, and in general a single parameter such as SID
no longer necessarily quantifies the metabolic component
of an acidbase disorder, and enough variables must be
examined to characterize the disorder unambiguously.
Examples below demonstrate this point when the
concentrations of noncarbonate buffers change, through a
pathologic process or through resuscitation.
Table 1 gives several examples for separated human
plasma, including the normal values of case 1. Case 2
demonstrates a metabolic acidosis with constant
noncarbonate buffer concentrations, in which the SID of
10 mmol/l quantifies the metabolic component of the
acidbase disorder [11], which has been described as a
strong ion acidosis [4]. Case 3 gives values for the fairly
common occurrence of isolated hypoproteinemia. This too
gives a SID of 10 mmol/l, although the total weak acid
and weak base concentrations have both decreased [11].
The physiological interpretation of this condition in terms of
acidbase pathology is the subject of debate
[3,6,12,20,31,34]. Considering this to be an acidbase
disorder, some authors would classify this case as
hypoproteinemic alkalosis with a compensating SID
acidosis [4,6,3032]. More generally, this has been termed
a buffer ion alkalosis with compensating strong ion acidosis
[4]. If the mechanism of hypoalbuminemia is en bloc loss of
charged albumin with counterions in tow, for example in
nephrotic syndrome, then it seems dubious to describe this
process as compensation in the usual physiologic sense.
Also, note that both cases 2 and 3 have the same decrease
in SID, but the individual in case 2 is expected to be quite
sick with acidemia whereas the patient in case 3 is probably
not acutely ill, except for the effects of low oncotic pressure.
Although it has been suggested that alkalosis can result from
hypoproteinemia, with patients without adequate compensation
becoming alkalemic [29,32], the idea of alterations in protein
concentration as acidbase disorders per se has been
questioned [3,20]. The concept of the normal SID changing
as a function of protein concentration has been suggested
[3,11,12]. In such an instance, SID again quantifies the
metabolic component of an acidbase disturbance, essentially
renormalizing the noncarbonate buffer concentrations to the
abnormal values [11,12]. This is basically what has been
advocated in the past for BE [20,34], in which Eqn 5 uses
the abnormal protein and phosphate concentrations for
C
Alb
and C
Phos
[11]. Thus, the SID of 29 mmol/l in case 3 is
said to be normal for the decreased albumin concentration
[3], giving a SID of 0 mmol/l. This individual will, however,
be more susceptible to acidemia or alkalemia for a given
derangement, as expressed through the molar buffer values
and noncarbonate buffer concentrations, than would a
normal individual [5]. If SID is not renormalized as
described above, then BE and SID differ by an added
constant [11,12].
Another interesting issue is raised in the treatment of patients
with intravenous albumin or other amphoteric species. Kellum
previously pointed out that, based on the SID, one might think
that albumin solutions with a SID of 4050 mmol/l would be
alkalinizing to the blood, even though their pH is close to 6.0
[35]. This apparent paradox is resolved by again realizing
that, for amphoteric substances, one is not only changing the
SID but also increasing both the total weak acid and weak
base concentrations by increasing the total protein
concentration [9,11]. This highlights the point made by
Stewart concerning the necessity of considering all variables
in assessing acidbase balance [7,13]. A complete
calculation yields what is intuitively predicted that such a
solution is in fact acidifying to blood (unpublished data). One
might further speculate that the administration of unbuffered
albumin to patients may contribute to the reason why this
treatment has not been more successful in the critically ill
Table 1
Acidbase parameters for a normal and two abnormal cases
Case pH [HCO
3
] (mmol/l) C
Alb
(mmol/l) C
Phos
(mmol/l) PCO
2
(Torr) SID (mmol/l)
1 (normal) 7.40 24.25 0.67 1.16 40.0 39
2 7.30 15.27 0.67 1.16 31.7 29
3 7.40 24.25 0.15 1.16 40.0 29
Case 1 is for a normal individual, case 2 is for a metabolic acidosis at constant noncarbonate buffer concentrations, and case 3 is for
hypoproteinemia. C
Alb
, albumin concentration; C
Phos
, phosphate concentration; PCO
2
, partial CO
2
tension; SID, strong ion difference.
451
[36]. Extensive quantitative discussions regarding the
acidbase balance of administered fluids have typically not
been given in publications on resuscitation with amphoteric
colloids [3639], although this is an issue that should be
examined. Constable [40] recently gave a brief quantitative
discussion of acidbase effects of giving various crystalloids.
Model for whole blood
Several points arise in the comparison of SID with BE, as has
been performed in a number of studies [33,38,4144]. This
is in some respects a misplaced comparison, because BE
represents a difference whereas SID does not [11,26]. The
corresponding variable to SID in the BE formalism is the
concentration of total proton binding sites, while the BE
represents the change in this quantity from the normal value,
and corresponds to SID [11,12,17,26]. More significant,
clinical studies using Stewart theory have calculated the
separated plasma SID, while making comparison with the BE
for whole blood or the standard base excess (SBE)
[33,38,41,42], rather than the corresponding plasma BE.
Furthermore, consideration of only the plasma compartment
creates a potential source of error, because separated
plasma versions of the Stewart method quantify only a portion
of the acidbase disorder [12,17,45]. An equation for the
SID of whole blood has recently been derived, partly to
address this issue [12].
(8)
Where (E) is the hematocrit, C
Hgb
(B) is the hemoglobin
concentration of whole blood, and C
DPG
(E) is the 2,3-
diphosphoglycerate concentration in the erythrocyte. Again,
concentrations are in mmol/l, and one may multiply
hemoglobin in g/dl by 0.155 to obtain hemoglobin in mmol/l.
The normal 2,3-diphosphoglycerate concentration in the
erythrocyte is 6.0 mmol/l [12]. The P, B, and E
designations stand for plasma, whole blood, and erythrocyte
fluid, respectively. The corresponding Van Slyke form has
also been obtained, and is numerically identical to BE for
whole blood [12].
The SBE, as mentioned above, is also widely used
[3,17,20,25]. This parameter reflects the extracellular
acidbase status and approximates the in vivo BE for the
organism [17,20,25]. The Van Slyke equation for SBE
approximates this situation via a 2:1 dilution of whole blood in
its own plasma [17,20,25]. It should be borne in mind,
therefore, that Eqn 4 may prove more concordant with clinical
data than Eqn 8, since the plasma expression may produce
values closer to the in vivo condition because of the
distribution functions of various species across the whole
organism [17].
Stewart theory and mechanism
Finally, the Stewart model is taken by some to be a
mechanistic description of acidbase chemistry in which
changes only occur by alteration in PCO
2
, SID, or
noncarbonate buffer concentrations because these are the
only true independent variables; changes never occur by
addition or removal of H
+
to the system or by changes in
[HCO
3
( ) ( ) 0.4 (P) pH .30 0 ) P ( C 41 (P) pH 0 . 8 ) P ( C ) E ( 1 + +
Phos Alb
+ ( ) 5 . 1 7 21 . 0 (P) pH .2 0 1 ) B ( C
Hgb
(
,
\
,
(
j
+ 4 . 0 0.21 (P) pH 70 . 0 ) E ( C ) E (
DPG
452
Critical Care December 2004 Vol 8 No 6 Wooten
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Page 1 of 5
(page number not for citation purposes)
Available online http://ccforum.com/content/10/4/220
Abstract
In the critically ill, metabolic acidosis is a common observation and,
in clinical practice, the cause of this derangement is often multi-
factorial. Various measures are often employed to try and
characterise the aetiology of metabolic acidosis, the most popular
of which is the anion gap. The purpose of the anion gap can be
perceived as a means by which the physician is alerted to the
presence of unmeasured anions in plasma that contribute to the
observed acidosis. In many cases, the causative ion may be easily
identified, such as lactate, but often the causative ion(s) remain
unidentified, even after exclusion of the classic causes. We
describe here the various attempts in the literature that have been
made to address this observation and highlight recent studies that
reveal potential sources of such hitherto unmeasured anions.
Introduction
Metabolic acidosis remains a common problem in acute
medicine and is frequently encountered on the intensive care
unit (ICU) [1-3]. Although many classic causes of metabolic
acidosis are known, including diabetic ketoacidosis, lactic
acidosis and the ingestion of acid-generating poisons, the
origin is often multifactorial and, indeed, often cannot be
ascribed solely to such classic causes or a single causative
anion. In such cases, the source of the acidosis remains
unidentified or unmeasured. For example, given that
hydroxybutyrate is seldom measured, diabetic ketoacidosis is,
strictly speaking, an example of acidosis associated with
large quantities of an unmeasured anion, although in practice
its concentration is regularly inferred. Similarly, it is only in the
past 15 years or so that prompt and repeatable measurement
of arterial blood lactate has become commonplace. Prior to
this, lactic acidosis could also reasonably be considered to
represent the presence of an unmeasured anion.
One of the earliest tools for addressing the potential aetiology
of metabolic acidosis is that of the anion gap, which even in
its simplest form helps to characterise many cases of
metabolic acidosis. This measure has undergone various
refinements over the years but one of its purposes is to alert
the physician to the presence of unmeasured ions in plasma
[4-7]. Those studying critically ill patients with metabolic
acidosis have been aware that such a simple categorisation
is often an inadequate description of the metabolic state of
these patients. In lactic acidosis, for example, there is often a
significant discrepancy between the blood lactate
concentration and the base deficit and, more tellingly, when
calculations are made during bicarbonate-based haemo-
filtration, it is apparent that significant quantities of acid other
than lactic acid are being titrated by the administered
bicarbonate. This has given rise to the concept of the
unmeasured anions as an important component of human
metabolic acidosis. Sometimes these appear to be quanti-
tatively significantly more important than lactic acid itself. But
what is the nature of these unmeasured anions? We discuss
the evidence to date coupled with recent work from our
laboratory that may go some way in elucidating the nature of
these anions.
Identifying unmeasured anions
The presence of unmeasured anions contributing to meta-
bolic acidosis has been recognised for some time and as
early as 1963 Waters and colleagues, whilst discussing
lactic acidosis, hypothesised that under certain conditions
disturbances in acid-base balance may be characterised by
the accumulation of an organic acid other than lactate [8].
Furthermore, studies from Cohens group in London described
a case where hydroxybutyrate contributed significantly to an
observed metabolic acidosis of a non-diabetic patient [9].
The same group also demonstrated an elevation in succinate
levels in both hypoxic patients and perfused hypoxic canine
livers [10]. They proposed that disturbances in the oxidation
of succinate to oxaloacetate could account for this. Interest in
this area was rekindled by studies on critically ill patients in
which elevations in anion gap could not be accounted for
solely by increased lactate levels [11,12]. Further work
Review
Unmeasured anions in metabolic acidosis: unravelling the mystery
Lui G Forni
1,2
, William McKinnon
3
and Philip J Hilton
3
1
Department of Critical Care, Worthing Hospital, Worthing, West Sussex BN11 2DH, UK
2
Brighton and Sussex Medical School, University of Sussex, Brighton, East Sussex BN1 9PX, UK
3
Renal Laboratory, St Thomas Hospital, London SE1 7EH, UK
Corresponding author: Lui G Forni, lui.forni@wash.nhs.uk
Published: 12 July 2006 Critical Care 2006, 10:220 (doi:10.1186/cc4954)
This article is online at http://ccforum.com/content/10/4/220
2006 BioMed Central Ltd
ICU = intensive care unit.
Page 2 of 5
(page number not for citation purposes)
Critical Care Vol 10 No 4 Forni et al.
examining the concentrations of other hitherto unmeasured
ions such as urate and phosphate as well as plasma proteins
could not account for the observed anion gap [13,14]. To try
to elucidate these species further, several workers have
employed animal models.
Animal studies
Some of the earliest studies that attempted to identify the
nature of the unmeasured anions were performed in animal
models. In 1990, Rackow and colleagues [15] assessed the
contribution of such species to the anion gap observed in
rats following caecal perforation. Compared to controls, the
septic animals demonstrated a metabolic acidosis with an
increase in plasma lactate and decrease in bicarbonate
concentrations. Only 15% of the anion gap observed could
be explained by lactate. The concentrations of pyruvate,
-hydroxybutyrate, acetoacetate, citrate as well as some
amino acids were determined. No differences in these anions
could be detected between the study group and sham
animals. However, no detail as to the handling of the samples
was provided. These studies followed earlier work by Gossett
and colleagues [16] on critically ill horses with increased
anion gap acidosis. Again, the unexplained anion gap could
not be accounted for by pyruvate, -hydroxybutyrate, aceto-
acetate, phosphate or albumin.
In other studies on diarrhoeic calves, the observed anion gap
was explained in part, but not completely, by the
accumulation of D-lactate [17]. To date, animal studies have,
therefore, provided little information as to the nature of the
unmeasured anions. Further animal work, employing a canine
model of sepsis, demonstrated that the liver released anions
into the circulation at a rate of 0.12 mEq/minute [18]. This
study also observed that the gut became a consumer of
anions following development of endotoxaemia. Other canine
models have proposed that, in lactic acidosis, impaired
extraction of lactate by the liver coupled with increased
splanchnic production of lactate contributed to the
generation of the metabolic acidosis. Studies with humans,
however, do not support this view [19].
Studies on ICU patients
Pyroglutamic acidaemia
Pyroglutamic acidaemia is an inherited disorder presenting in
infancy due to a deficiency of either 5-oxoprolinase or gluta-
thione synthetase. Several case reports have described this
phenomenon occurring in adults, causing an elevated anion
gap acidosis often in association with drug administration
[20]. An early study of ICU patients described four patients in
whom pyroglutamic acid levels were noted to be elevated
[21]. The authors suggested that patients with this condition
be screened for obvious precipitants. However, a further
study examined pyroglutamic acid levels in 23 ICU patients
with metabolic acidosis and an unexplained increase in ion
gap. They found no correlation between the ion gap and
pyroglutamic acid levels and concluded that, in their
population, pyroglutamic acid could not account for the
unmeasured anions [22].
Krebs cycle intermediates
We recently attempted to identify the missing anions, arguing
that being negatively charged, they should reveal themselves
on negative ion mass spectrometry and should be at least
partially separable by ion exchange chromatography. There
was no predetermined view as to the likely nature of the
anions. Plasma from patients with various forms of metabolic
acidosis was examined. The patients were acidotic with an
average arterial pH of 7.18 (0.11) and a base deficit of
13.4 mmol/l (4.7) [23].
Figure 1 shows an ion exchange chromatogram/negative ion
mass spectrum of a plasma extract from a patient with
metabolic acidosis of unknown aetiology. This shows peaks
of relatively low mass that fitted those of known Krebs cycle
components. Standards of these anions proved to have
identical retention times to the plasma-derived peaks.
Interestingly, no ions attributable to other substances could
be seen apart from urate, which was also seen in control
samples. For comparison, we present the spectrum obtained
from a patient with diabetic ketoacidosis where the large
peaks attributable to acetoacetate and -hydroxybutyrate are
clearly seen [24].
These preliminary results led us to examine the anions of the
Krebs cycle using enzyme assay (we also measured D-
lactate). Table 1 simplifies our results and, as can be seen,
plasma from patients with diabetic ketoacidosis showed
significant increases relative to the control values in -
ketoglutarate, malate and D-lactate levels. However, citrate
and succinate concentrations were not elevated. In lactic
acidosis, increased concentrations of citrate, isocitrate, -
ketoglutarate, succinate, malate and D-lactate were
observed. In patients with an acidosis of unknown origin
(acidosis disproportionate to the blood lactate
concentration), elevations in the concentrations of isocitrate,
-ketoglutarate, succinate, malate and D-lactate were seen.
This observation that plasma concentrations of acids usually
associated with the Krebs tricarboxylic acid cycle are
significantly increased in patients with lactic acidosis as well
as those with unexplained acidosis with normal or near
normal blood lactate concentrations may go some way to
addressing the imbalance in the anion or strong ion gap.
In the main, these anions are effectively fully ionised at the
measured pH but, unlike lactate, they are not all monobasic,
with tribasic acids (citric and isocitric) contributing three
protons, whilst the dibasic acids (-ketoglutaric, malic and
succinic) add two protons to the solution on ionisation. Our
study showed that, on average, the contribution to the
observed anion gap by such anions was regularly in excess of
3 mEq/l and, in some cases, over 5 mEq/l. Therefore, the role
of these anions in generating the anion gap is of much
Page 3 of 5
(page number not for citation purposes)
greater significance than is apparent from their molarity. We
would stress that in data such as these, at least as much
attention should be given to the extreme values as to the
means.
From our preliminary work it became clear that rapid
separation of the plasma from red cells and also from its
proteins through centrifugation and ultrafiltration of the
samples together with prompt assay was vital. Even at 20C
we observed steady degradation of the measured anions. The
most extreme example of the instability of these metabolic
intermediates is oxaloacetate, whose half-life in aqueous
solutions is so short that it is effectively unmeasurable [25].
D-lactate
Although we observed modest elevations in D-lactate
concentration in both diabetic and non-diabetic acidosis, this
never reached levels in these groups that would impact
significantly on the acid-base status of the patients. However,
in the patients with a normal anion gap acidosis, the level of
D-lactate was significantly raised. D-lactate is normally
present at nanomolar concentrations through the metabolism
Available online http://ccforum.com/content/10/4/220
Figure 1
Ion exchange chromatogram/negative ion mass spectra of plasma from a patient with diabetic ketoacidosis (top) and a patient with acidosis of
unknown aetiology (bottom). Liquid chromatography/electrospray ionisation mass spectrometry was performed on a Hewlett-Packard Series 1100
liquid chromatography system directly coupled to a Series 1100 Mass Spectrometer fitted with electrospray ionisation and operating in negative
ion mode (Agilent Technologies UK Ltd, Wokingham, Berkshire, UK). The extracted ion currents are shown.
Table 1
Relative changes observed in Kreb's cycle intermediates and D-Lactate in patients with differing causes of acidosis
Acid DKA LA AUO NAG
Citrate ?
a
Isocitrate + +++ +++
-Ketoglutarate +++ +++ +++
Succinate +++ +
Malate +++ +++ +++
D-lactate +++ +++ +++ +++
Dashes represent no significant difference from controls; a plus sign represents p < 0.02; three plus signs represent p < 0.001.
a
This result may
be unreliable since four of the patients in this group had received an infusion of heparin (containing citrate as an anticoagulant) prior to the blood
sample being obtained. AUO, acidosis of unknown origin; DKA, diabetic ketoacidosis; LA lactic acidosis; NAG, normal anion gap acidosis.
of methylglyoxal, although millimolar concentrations can be
observed through excess gastrointestinal metabolism and
elevated levels of D-lactate have been observed in critically ill
patients with intestinal ischaemia [26]. Interestingly, plasma
D-lactate levels have been proposed as an early potential
predictor of reduced 28 day ICU mortality [27] and has been
suggested as a tool for assessing colonic ischaemia in post
operative patients [28]. In rat models, however, D-lactate has
not been confirmed as a reliable marker of gut ischaemia
[29]. However, what is clear is that D-lactate may contribute
to metabolic acidosis and, in some cases, may contribute
significantly to the unmeasured anions.
Hydroxybutyrate
Another anion that does not fit neatly into this concept of
Krebs cycle acidaemia is hydroxybutyrate in non-diabetics.
We detected this anion in concentrations up to 4 mEq/l and,
as such, it could be a significant contributor to the un-
measured anions. We presumed that this was effectively a
marker for the metabolic changes of starvation in the
patients in whom it was demonstrated, in agreement with
earlier studies [9].
Discussion
Many studies have highlighted the presence of unmeasured
anions in critically ill patients with metabolic acidosis,
although few have been successful in addressing their
chemical nature. The prognostic significance of unmeasured
anions is also a source of debate but recent studies seem to
suggest some predictive ability [30,31]. Certainly, the study
from Dondorp and colleagues [30] supports this view,
although the area under receiver operator curve for strong ion
gap toward mortality was just 0.73. However, all other
predictors also had values <0.8. Interestingly, recent studies
on the primary patho-physiological events of malarial infection
in animals revealed up-regulation of transcription of genes
that control host glycolysis [32]. One may speculate that the
unmeasured anions noted in severe malaria may, therefore,
be related to intermediary metabolism, in keeping with our
studies. Other workers have demonstrated the presence of
organic acids commonly associated with intermediary
metabolism under various conditions. Tricarboxylic acids have
been detected in human urine [33] and various organic acids
detected in the haemofiltrate of patients with acute renal
failure where the presence of elevated citrate levels was
loosely associated with a worse prognosis [34]. Furthermore,
citrate, malate and cis-aconitate have been detected in
patients with metabolic acidosis ascribed to salicylate
poisoning [35].
The results obtained from our work suggest that the role of
anions principally associated with the Krebs cycle in the
generation of the anion gap in classic lactic acidosis may be
greater than previously thought and that these anions may
also have a significant role in the generation of the anion gap
in patients with acidosis of unknown cause. Their concentra-
tions did not differ significantly from control values in patients
with normal anion gap acidosis.
The likely source for the generation of these observed anions
is a matter of speculation and we have no direct evidence for
the site of production. Clearly, the mitochondria are one
possible source and the process could reflect mitochondrial
dysfunction, a concept that is currently an area of research in
critical care. It seems unlikely that the acidaemia per se is
responsible for the generation of increased levels of Krebs
intermediates given the normal values found in patients with
normal anion gap acidosis. It may reflect a physiological
response to a limitation in available oxygen supply and recent
work from our group has demonstrated increased levels of
Krebs cycle intermediates in normal subjects following severe
exercise [35].
The Krebs cycle functions not only as a catalytic process in
intermediary metabolism but also as a source of substrates
for other metabolic pathways. For example, during protein
synthesis, -ketoglutarate and oxaloacetate are removed from
the cycle to become aminated to glutamate and aspartate
(cataplerosis). This inevitably results in anaplerotic reactions,
ensuring continued function by replenishing tricarboxylic acid
intermediates. In gluconeogenesis, oxaloacetate is converted
to phosphoenolpyruvate and is lost to the Krebs cycle.
Lipogenesis requires the transfer of citrate from the
mitochondria to the cytosol as that is the site at which the
synthetic process occurs. In disease, the opposite is true;
anaplerotic reactions (those that generate rather than
consume Krebs cycle keto-acids) are likely to predominate.
Excess protein catabolism in particular will give rise to the
component amino acids. These approximately neutral
compounds are rapidly transaminated and/or deaminated to
form oxaloacetic acid, -ketoglutaric and succinyl CoA
(effectively succinic acid), thereby potentially providing an
excess of acidic Krebs cycle components. There are few data
available from the critically ill on these processes. However,
under other conditions of stress, such as prolonged
starvation or extreme exercise [36], the levels of tricarboxylic
acid levels have been measured and it has been shown that
glutamine, for example, undergoes deamination (an ana-
plerotic process) to form -ketoglutarate, which enters the
Krebs cycle and is sequentially converted to malate, which
then leaves the mitochondria. Malate is oxidized in the cytosol
to oxalocetate, which is in turn converted to phospho-
enolpyruvate.
Conclusion
The phenomenon of unexplained metabolic acidosis is well
recognised, as is the generation of unexplained anions. Little
is known as to the nature of these species, although recent
studies suggest that anions usually associated with the Krebs
cycle may contribute to the observed anion or strong-ion
gap. Although these observations go no way to explaining
their genesis, they may provide the first glimpse of the
Critical Care Vol 10 No 4 Forni et al.
Page 4 of 5
(page number not for citation purposes)
underlying derangement in the metabolic acidosis associated
with unmeasured anions.
Competing interests
The authors declare that they have no competing interests.
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