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In this chapter the analyses of the hydrodynamic bearings such as plane slider bearing
and journal bearing are discussed. Briefly different types of lubrications are described
and the mechanism of pressure development in the oil film is studied. The Petroffs
equation for a lightly loaded journal bearing is derived. The derivation of Reynolds
equation is carried out and it is applied to idealized plane slider bearing with fixed and
pivoted shoe and journal bearings.
Lubrication
Lubrication is the science of reducing friction by application of a suitable substance
called lubricant, between the rubbing surfaces of bodies having relative motion. The main
motive of using a lubricant is to reduce friction, to reduce or prevent wear and tear, to
carry away heat generated in friction and to protect against corrosion. The basic modes of
lubrication are thick and thin film lubrication.
Thick Film Lubrication:
Thick film lubrication describes a condition of lubrication, where two surfaces of bearing
in relative motion are completely separated by a film of fluid. Since there is no contact
between the surfaces, the properties of surface have little or no influence on the
performance of the bearing. The resistance to the relative motion arises from the viscous
resistance of the fluid. Therefore, the performance of the bearing is only affected by the
viscosity of the lubricant. Thick film lubrication is further divided into two groups:
hydrodynamic and hydrostatic lubrication.
Hydrodynamic Bearing: Hydrodynamic lubrication is defined as a system of lubrication
in which the supporting fluid film is created by the shape and relative motion of the
sliding surfaces.
The principal of hydrodynamic bearing is shown in fig.1. Initially the shaft is at rest (a)
and it sinks to the bottom of the clearance space under the action of load W. As the
journal starts to rotate, it will climb the bearing surface (b) and as the speed is further
increased, it will force the fluid into the wedge-shaped region (c).
142
(a)
(b)
(c)
Figure 1 Formation of Continuous Film in a Journal Bearing
143
The hydrodynamic bearing also operates under the boundary lubrication condition when
the speed is very low or when the load is excessive.
Under the extreme conditions of load and temperature, the fluid film gets completely
ruptured, direct contact between the two metallic surfaces takes place and thus, extreme
boundary lubrication exists.
145
U = 2 N ' and F = A
= journal speed
= shear stress acting on the fluid
= 2rL, area of the journal surface.
(1)
Assuming constant coefficient of viscosity of the fluid and from Newtons law, we have
U
(2)
=
h
2 rN '
(2a)
or
=
h
Hence,
4 N ' L 2 r 2
F=
C
Further, the frictional torque may be obtained as
146
(3)
4 N ' L 2 r 3
(4)
C
This equation is known as the Petroffs equation, for lightly loaded journal bearings.
T f = F .r =
(5)
(6)
(7)
147
Consider another case similar to the previous case, the only difference being that here the
direction of motion of the moving surface is vertical and not horizontal. Due to the
motion of the surface MN, oil film is squeezed out and the velocity increases from zero at
the central section CC1 to a maximum at the outlet sections MS and NT. The distribution
of velocity is shown below.
Figure 9 Two Parallel Surfaces, One Stationary and the Other in Vertical Motion
We observe from the figure that the maximum velocities occur at the midpoints for each
cross-section. This type of velocity distribution occurs only if the maximum pressure is at
the central cross-section CC1, falling out to zero value at the outlet cross-sections MC and
NT. Such a kind of flow is known as pressure induced flow.
Lastly, consider another case similar to the first case, the only difference being that the
stationary surface here is inclined at an angle to the line of motion.
148
149
150
d
dp
d
dp
= x
dx
dy
From Newtons viscous flow, we have
du
x =
dy
(9)
(10)
(11)
(12)
d 2u 1 dp
=
dy 2 dx
(13)
du 1 dp
=
y + C1
dy dx
(14)
or
On integrating we get,
u=
1 dp 2
y + C1 y + C2
2 dx
(15)
(16.1)
(16.2)
(17)
(18)
Hence,
u=
1 dp 2
h y
y hy ) + U
(
2 dx
h
(19)
Now, considering the flow between the two surfaces ST and MN, where the distribution
of velocity for a section AB is represented.
Volume of fluid entering the element = udydz + vdxdz
u
u
y
On applying the conservation of mass, we get
v
u
=
y
x
(20)
(21)
(22)
dv =
y =h
y =h
dv =
y =0
U (h y)
1 dp 2
y hy ) +
(
dy
h
x dx
1 dp
x dx ( y
y =0
hy ) +
U (h y)
dy = 0
h
(23)
(24)
On simplifying we get,
d dp h3 d Uh
=0
dx dx 12 dx 2
152
(25)
dx dx
dx
(26)
The equation represents the Reynolds equation in two dimensions, expressing the
pressure gradient in a converging oil film as a function of film thickness, viscosity of the
lubricant and the relative velocity of the moving surface.
IDEALIZED PLANE SLIDER BEARING (Fixed Shoe):
Consider a plane slider bearing with a fixed shoe.
153
Let
Length of the shoe = L
Surface velocity (uniform) = U
Force acting = F
External load acting vertically = W
Width of the moving surface = w
Thickness of the film (at entrance) = h1
Thickness of the film (at exit) = h2
Angle between the fixed shoe and the x-axis =
The thickness of the oil film at any distance can be expressed as
h h
(27)
h = h1 1 2 x
L
Defining some non-dimensional terns
h h
h
x
(28)
= 1 2 , a = 2 and X =
L
L
L
Hence, the expression for the thickness of the oil film at any cross-section can be reexpressed as
h = LX + h1
h1 = La L
But
(29)
(30)
h = L ( X + a )
(31)
dx dx
dx
(26)
h3
dp
= 6 Uh + C1
dx
(32)
or
dp
1 B
= 6 U 2 + 3
dx
h
h
(33)
On integration, we get
where B =
B1
6U
154
dp 6U
1
B
=
+
2
2
dx
L ( a + X )
L ( a + X )
dX
BdX
+
2
2
L ( a + X )
( a + X )
On integrating equation (35), we get
or dp =
p=
6U
L
6U
dX
BdX
+
+C
2
2
L ( a + X ) 2 L ( a + X )
(34)
(35)
(36)
(37.1)
(37.2)
(38)
a
(39)
2a
Hence, the pressure distribution along the idealized plane slider bearing can be expressed
as
B = 2 La
p=
6 X (1 X )
2
L ( 2a )( a + X )
(40)
W = wpdx
(41)
W = wLpdX
(42)
6
X X2
dX
2a 0 ( a + X 2 )
1
(43)
w a
2a
ln
+
2
a 2a
155
(44)
For calculating the total frictional force acting on the moving surface, the shear forces
acting on the elemental areas need to be determined.
n
F = i Ai or F = dA
i =1
x =
du
dy
(11)
(19)
dy dx 2 h
On substituting LdX = x and equation (45) in equation (11), we get
(45)
1 dp h 2 y u
(46)
+ U
L dx 2 h
On differentiating equation (40) w.r.t. X and simplifying, the pressure gradient obtained is
x =
dp 6 U ( a + X 2aX )
=
dX
L ( 2a )( a + X )3
Hence, from equations (45), (47) and (11), the shear force acting at any point is
x =
(47)
U 3 ( a + X 2aX ) ( a + X ) 2 y
1
(48)
+
L ( 2a )( a + X )3
L
a + X )
(
[ x ] y =0 = 0 =
U 3 ( a + X 2aX )
1
L ( 2a )( a + X )2 ( a + X )
(49)
F0 = w 0 dx = 0 dx
(50)
a 2a
The coefficient of friction, f is
156
(51)
4 a 6
Lw ln
+
a 2a
F0
=
f =
W
6 Uw a
2
ln
+
2
a 2a
(52)
a
2
2 ( 2a ) ln
3
a
or
f =
(53)
a
3 ( 2a ) ln
+ 6
a
Also, the resultant pressure distribution obtained must be equal and opposite to the
vertically applied load. Using the Varigons theorem to determine the location of the
centre of pressure,
or
or
or
lW = xwpdx = L2 w pXdX
(54)
1
X 2 (1 X )
6
lW = ULw
dX
2
2a 0 ( a + X )
(55)
a 5
3
ln
a
a
+ 3a
(
)(
)
6
a 2
lW = ULw
2a
a 5
a
3
a
ln
+ 3a
(
)(
)
a 2
l = L
a
2
( 2a ) ln
2
(56)
(57)
In case of a plane slider bearing with fixed shoe, if the load increases beyond the
capacity, the bearing may cease to operate under hydrodynamic conditions. To improve
the performance of the bearing under such conditions i.e. to improve the stability of the
bearing, the normal practice is to pivot the shoe so that the inclination of the fixed
member is changed automatically to suit the load conditions. Moreover, the difficulty in
manufacturing a very thin fluid film in the plane slider bearing is also overcome.
157
h1
1 =
h2
a
h2 r
L
(58)
(59)
Using equation (59), the equations for the performance of the plane slider bearing with
pivoted shoe can be obtained as
W=
or
6 UwL2
h22
W=
1
2
2 ln (1 + r )
r ( r + 2)
r
6UwL2
gw ( r )
h22
158
(44a.1)
(44a.2)
1
2
where g w ( r ) = 2 ln (1 + r )
r ( r + 2)
r
F0 =
or
UwL 4
h2
6
r ln (1 + r ) r + 2
F0 =
UwL
h2
g F0 ( r )
(51a.1)
(51a.2)
6
4
where g F0 ( r ) = ln (1 + r )
r + 2
r
(1 + r )( 3 + r ) ln (1 + r ) r 2 r + 3
l = L
2
r ( r + 2 ) ln (1 + r ) 2r
f =
h2
L
(57a)
1 g F0 ( r )
6 gw ( r )
(60)
h2
g f (r )
L
(60a)
f =
The shoe has tangential as wall as radial degrees of freedom. The friction force at the
pivot junction Fp , balances with fluid friction of the shoe. Moreover, the friction force
and the normal reaction together balance the vertical thrust. Thus, the value of r changes,
automatically, to meet the equilibrium conditions.
PRESSURE DISTRIBUTION IN JOURNAL BEARING:
159
(61)
BE
r sin
=
sin
sin
Since, =
160
(62)
CB =
r
( sin cos cos sin )
sin
(62a)
(63)
e2
cos = 1 2 sin 2
r
(63a)
On substituting the values of sin and cos from equations (63) and (63a) in equation
(62a), we get
CB = r 2 e2 sin 2 e cos
(64)
Substituting equation (64) in equation (61), the final expression for film thickness as a
function of is obtained as
h = r + c r 2 e2 sin 2 + e cos
On neglecting e 2 sin 2 in comparison with r2, and further using
e
n=
c
where n is called the eccentricity ratio, the equation (65) can be simplified as
h = c (1 + n cos )
(65)
(66)
(67)
dh
3 dp
=
h
6
U
d
d
(26a)
On integrating, we get
h3
dp
dh
= 6 Ur
d = 6 Urh + K
d
d
(68)
or
K1
dp 6Ur
1
= 2
+
2
3
d
c (1 + n cos ) c (1 + n cos )
(69)
or
p=
K1d
6Ur
d
+
c 2 (1 + n cos )2 c (1 + n cos )3
(70)
Further, we have
p =0 = p = 2 p = 2 p =0 = 0
(71)
which gives
p=
6Ur
c2
= 2
=0
K1
1
+
d = 0
2
3
(1 + n cos ) c (1 + n cos )
161
(72)
= 2
K1
c
or
(1 + n cos )
(1 + n cos )
=0
= 2
(73)
=0
On simplifying, we get
K1 =
2c ( n 2 1)
(74)
n2 + 2
dp
= 0 when K1 = h = c (1 + n cos )
d
and the minimum film thickness hm at minimum and maximum pressure is obtained as
hm = ( h ) p = max = ( h ) p = min = K1 =
2c (1 n 2 )
(75)
n2 + 2
Correspondingly, the value of where the maximum and minimum pressured occur is
given by
3n
(76)
cos = 2
n +2
Substituting the value of K1 in equation (72), the pressure at any angle from the radial
line is given by
or
p = p0 +
hm
6Ur
1
d
c 2 0 (1 + n cos )2 c (1 + n cos )3
p p0 =
6UrA2
c2
( A + cos )
0
hm A
1
d
3
c ( A + cos )
(77)
(78)
On solving, we get
6 Ur n ( 2 + n cos ) sin
p p0 = 2 2
c ( n + 2 ) (1 + n cos )2
162
(79)
(80)
Since, for an idealized bearing, = 900, the load carrying capacity is given by
2
W = Lr p sin d
(81)
W=
Choosing N ' =
12 r 2ULn
c 2 ( n2 + 2 ) 1 n2
(82)
U
W
and P =
, we get
2 r
2 Lr
2
2
2
'
r N ( n + 2) 1 n
=
12 2 n
c P
2
(83)
r N
The quantity
is called the Sommerfeld number, which is a function of the
c P
eccentricity ratio (figure 20).
'
163
dy dx 2 h
u
Now, y = 0 represents the journal surface. Substituting for in the previous
y y =0
equation, we get
J = ( x ) y =0 =
U h dp
+
h 2 dx
(84)
J =
U
h
h dp
2 r d
164
(85)
Substituting the values of the film thickness h and the pressure gradient
dp
from
d
equations (75) and (78), the frictional force on the Journal surface J is obtained as
6 (1 n 2 )
4
J =
2
c (1 + n cos ) ( n + 2 ) (1 + n cos )2
(86)
FJ = J d =
6 (1 n 2 )
4
d
Lr
2
2
1
cos
c
n
+
(
)
2
1
cos
+
+
n
n
(
)
(
)
0
(87)
FJ =
2
ULr 4 (1 + 2n )
( n2 + 2 ) 1 n2
(88)
FJ
.
2rL
165
(89)
Sommerfeld Number
Figure 21
(Horizontal Line represents
r N'
v/s Sommerfeld Number
c Pf
r N'
1
=
0.0506 , for lightly loaded bearings)
2 2
c Pf
r N'
remains constant for
c Pf
Sommerfeld number greater than 0.15. In other words, the value of the Frictional Force
FJ is independent of n for Sommerfeld values greater than 0.15. Hence,
FJ =
4 2 Lr 2 N '
for S > 0.15
c
(90)
Equation (90) is similar to the Petroffs equation (while Petroffs equation, the effect of n
is neglected), applicable for lightly loaded bearings.
Substituting n = 0 in the above equation, we get
166
r N'
1
=
= 0.0506
2 2
c Pf
F
f = J =
W
(n
+ 2 ) 1 n2
12 r 2ULn
c2 ( n2 + 2) 1 n2
c 1 + 2n 2
=
r 3n
(91)
1 + 2n 2
r
f =
c
3n
The equation (92) shows that
(92)
r
f is a function of n only.
c
r
f with Sommerfeld
c
r
2 r N '
f = 2
c
c P
(93)
Exercise problems
1. Obtain the Pressure distribution (p v/s x) plot and determine the maximum pressure
developed for a plane slider bearing with the following data:
Length of the Bearing
10cm
Width of the Bearing
= 6 cm
Velocity
=4 m/s
Viscosity of the lubricant
= 100 cp
Minimum Fluid Film Thickness
= 0.002 cm
Maximum Fluid Film Thickness
= 0.006 cm
2. In a journal bearing, diameter of the bearing = 3 cm, length of the bearing = 6 cm, speed =
2000 rpm, radial clearance = 0.002 cm, inlet pressure 0.3 Mpa. Location of the inlet hole = 300 0 ,
viscosity = 25 cp, eccentricity ratio = 0.1. Radial load = 500 N and Sommerfeld number is
calculated to be 0.1688. Find friction torque on the journal, coefficient of friction and power loss
and load carrying capacity.
167
168