Beruflich Dokumente
Kultur Dokumente
14A493
In the
Cecillia D. Wang
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
39 Drumm Street
San Francisco, CA 94111
(415) 343-0775
Andre I. Segura
Counsel of Record
Steven R. Shapiro
Judy Rabinovitz
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
125 Broad Street
New York, NY 10004
(212) 549-2676
asegura@aclu.org
TABLE OF CONTENTS
TABLE OF AUTHORITIES .......................................................................................... ii
STATEMENT OF THE CASE....................................................................................... 2
REASONS THE STAY APPLICATION SHOULD BE DENIED ................................ 4
I.
II.
The Ninth Circuits Judgment Is Narrow and Does Not Render Suspect
Any Other Laws .......................................................................................... 5
B.
C.
The Ninth Circuit Did Not Misread Salerno or Demore and Even If It
Did, Such a Misreading Would Not Warrant a Grant of Certiorari ...... 9
TABLE OF AUTHORITIES
CASES
Am. Ry. Express Co. v. Levee, 263 U.S. 19 (1923) ......................................................... 7
Buchanan v. Evans, 439 U.S. 1360 (1978) .................................................................. 15
Castillo v. Indus. Commn, 520 P.2d 1142 (Ariz. Ct. App. 1974) ................................. 8
Demore v. Kim, 538 U.S. 510 (2003) ........................................................... 9, 10, 11, 14
Florida v. White, 526 U.S. 559 (1999) ........................................................................... 7
Hernandez v. Lynch, 167 P.3d 1264 (Ariz. Ct. App. 2007) ................................... 6, 7, 8
Hollingsworth v. Perry, 558 U.S. 183 (2010) ................................................................ 4
Johnson v. California, 545 U.S. 162 (2005) .................................................................. 7
Lopez-Valenzuela v. Arpaio, No. 11-16487, 2014 WL 5151625
(9th Cir. Oct. 15, 2014) ..................................................................................... passim
State v. Furgal, 161 N.H. 206 (N.H. 2010) ............................................................... 8, 9
United States v. Salerno, 481 U.S. 739 (1987) .................................................... passim
STATUTES
8 U.S.C. 1226(c) ......................................................................................................... 14
28 U.S.C. 1257 ............................................................................................................. 7
Ala. Code 31-13-18(b) .................................................................................................. 6
Ariz. Const. art. II, 22(A)(4)....................................................................................... 2
Ariz. Rev. Stat. 13-3961(A)(5)..................................................................................... 2
Mo. Stat. 544.470(2) .................................................................................................... 6
RULES
S. Ct. R. 10 ............................................................................................................. 10, 12
ii
other side of the scale is the wholesale denial of due process for an unpopular
political minority that the Arizona legislature and electorate have once again
decided to single out without justification. The Stay Application should be denied.
STATEMENT OF THE CASE
Arizonas Proposition 100 imposed a categorical prohibition on bail of
unprecedented breadth. See Lopez-Valenzuela v. Arpaio, No. 11-16487, 2014 WL
5151625, Slip Op. at 29-31 & nn.9-12 (9th Cir. Oct. 15, 2014). It amended the
Arizona state constitution to provide that when there is probable cause to believe
that an accused person has entered or remained in the United States illegally and
if the proof is evident or the presumption great as to the present charge, the
Arizona state courts are forbidden to make an individualized bail assessment but
instead must order the person held without bond. Ariz. Const. art. II, 22(A)(4);
Ariz. Rev. Stat. 13-3961(A)(5). Proposition 100 applied in cases where the
individual was charged with any Class 1 through 4 felonyencompass[ing] an
exceedingly broad range of offenses, including not only serious offenses but also
relatively minor ones. Slip Op. at 23-24.
Contrary to Applicants assertions, the Ninth Circuits ruling is a narrow one
that faithfully applied this Courts precedent on pretrial detention in Salerno and
held, based on the record presented, that Proposition 100 is excessive in relation to
the asserted purpose of addressing flight risk and thus facially unconstitutional.
See id. at 38. The Ninth Circuit rested this conclusion on multiple grounds.
First, the Ninth Circuit noted that, unlike the federal bail statute at issue in
Salerno, Proposition 100 was not limited to a specific category of extremely serious
offenses, but instead encompassed an exceedingly broad range of offenses,
including relatively minor offenses such as unlawful copying of a sound recording
and theft of property worth between $3,000 and $4,000. Id. at 23-24.
Second, the Ninth Circuit found that the record did not support Applicants
assertion that Proposition 100 addressed a particularly acute problem
necessitating the extreme measure of a categorical prohibition on bail. Id. at 21-23.
While not treating this failure of proof as dispositive, the en banc court explained
that the absence of any credible showing that the Proposition 100 laws addressed a
particularly acute problem is one factor quite relevant to demonstrating that the
laws are not carefully limited. Id. at 23 (emphasis added).
Third, the Ninth Circuit held that the district court erred in accepting
Applicants rationale that it was a logical assumption on the part of the Arizona
legislature that all undocumented immigrants pose such a great flight risk that a
categorical prohibition on bail is necessary and no undocumented immigrant
charged with a covered crime can even be considered for bail. Id. at 19.
Fourth, the Ninth Circuit concluded, after reviewing the record, that the
credible evidence points in exactly the opposite direction. For example, the record
shows that there were undocumented immigrants arrested prior to Proposition 100
who were granted bail or released on their own recognizance, and who appeared as
directed by the state courts. See id. at 25. And yet, as the Ninth Circuit noted, even
I.
Applicants assert that the Ninth Circuits judgment render[s] suspect the
bail laws of 40 states in an attempt to buttress their claim that the Court is likely to
grant certiorari in this case. Stay Application at 4. They then cite various state
bail provisions that lack the broad reach and undifferentiated scope of Proposition
100. One group applies to a circumscribed list of serious crimes, including capital
offenses, offenses punishable by life imprisonment, treason, offenses involving
dangerous weapons, certain serious sexual offenses, or certain drug offenses. See
id. at 4-5. Another group applies to defendants who have a felony record or are
charged with committing a felony on bail or parole or who have a record of escape
from prison. See id. at 5.
None of these bail provisions is addressed by the Ninth Circuits decision.
Indeed, as Applicants acknowledge, the Ninth Circuit expressly did not address the
broader, open question of whether any other laws categorically denying bail in
noncapital cases would violate the Due Process Clause. See Slip Op. at 26. Indeed,
the Ninth Circuit assume[d] without deciding that a categorical denial of bail
would be constitutional if it were adequately tailored. Id. at 27 n.8. Rather than
answer the broader question unnecessarily, the Ninth Circuit narrowly answered
the question before itwhether Arizonas Proposition 100 was excessive in relation
to the asserted purpose: In sum, we hold that the Proposition 100 laws do not
satisfy the heightened substantive due process scrutiny Salerno requires. Although
the state has a compelling interest in assuring that arrestees, including
undocumented immigrants, appear for trial, Proposition 100 is not carefully limited
to serve that interest. Slip Op. at 32.
The impact of the Ninth Circuits decision is further limited by the fact that
Proposition 100 is unprecedented and unique among the bail laws of the 50 states
and the United States. Only two other states, Alabama and Missouri, have enacted
bail laws that are remotely similar to Proposition 100 in targeting alleged
undocumented immigrants. As Applicants note, Alabama has formally
acknowledged in litigation that its categorical prohibition on bail for undocumented
immigrants, Ala. Code 31-13-18(b), cannot constitutionally be applied to
individuals charged with non-capital offenses. See Slip Op. at 31 n.12. And
Missouris law, Mo. Stat. 544.470(2), has been held by at least one Missouri state
court to violate both the Missouri and U.S. Constitutions. See Corrected Brief of
Appellants, No. 11-16487, Doc. 22-3, Addendum B at B-6 to B-7 (9th Cir. Oct. 28,
2011).
B.
existence of the Hernandez decision does not make the instant case certworthy.
While a ground for certiorari may exist when there is a direct conflict on a federal
question between the decision of a U.S. court of appeals and the highest court of a
state, see, e.g., Johnson v. California, 545 U.S. 162, 164 (2005); Florida v. White, 526
U.S. 559, 562-63 (1999), Hernandez is not a decision by Arizonas highest state
court.
Moreover, the authorities Applicants cite, Stay Application at 8-9, provide
only that a decision by a state intermediate court may be reviewed on certiorari by
this Court when the highest state court has declined to review it. See Am. Ry.
Express Co. v. Levee, 263 U.S. 19, 20-21 (1923); 28 U.S.C. 1257. 1 In this case,
however, Applicants do not seek review of an intermediate state appellate court
decision pursuant to Section 1257, but of a Ninth Circuit decision. Applicants cite
no precedent for a grant of certiorari of a federal court of appeals decision, the issue
presented here, merely because it conflicts with an earlier decision by an
intermediate state appellate court.
More fundamentally, Applicants have made no showing that there is actually
a conflict between the Arizona state courts and the Ninth Circuit. Hernandez is a
Section 1257 provides: Final judgments or decrees rendered by the highest court
of a State in which a decision could be had, may be reviewed by the Supreme Court
by writ of certiorari where the validity of a treaty or statute of the United States is
drawn in question or where the validity of a statute of any State is drawn in
question on the ground of its being repugnant to the Constitution, treaties, or laws
of the United States, or where any title, right, privilege, or immunity is specially set
up or claimed under the Constitution or the treaties or statutes of, or any
commission held or authority exercised under, the United States. 28 U.S.C.
1257(a).
1
defendant will be convicted, then he must be held without bail pending trial. Id. at
210. The state court rejected the defendants argument that Salerno permitted
denial of bail only if there were individualized findings as to dangerousness and
noted that this Court in Salerno was considering the bail law before it without
requiring individualized hearings as an absolute matter. See id. at 214. Nothing in
Furgal conflicts with the Ninth Circuits opinion in the instant case. As set forth
above in the Statement of the Case, the Ninth Circuit did not hold that Salerno
requires individualized bail hearings in all circumstances. To the contrary, it issued
a narrow ruling striking down Arizonas Proposition 100 because of its
unprecedented overbreadthi.e., the absence of evidence that the Arizona law
addressed an actual problem with a categorical and unmanageable flight risk, and
the severe lack of fit between the asserted purpose and the regulation. Slip Op. at
37 (emphasis in original).
C.
Finally, Applicants assert that it is likely that the Court will grant the writ
because the Ninth Circuits holdings misread Salerno and are incompatible with
this Courts subsequent decision in Demore v. Kim. Stay Application at 11. This
assertion mischaracterizes the Ninth Circuit opinion and, in any event, does not
raise a valid basis for a grant of certiorari.
First, the Ninth Circuit properly applied this Courts Salerno decision.
Applicants argument hinges entirely on the notion that the Ninth Circuit struck
down all categorical prohibitions on bail. But as already set forth above, the Ninth
Circuit did not interpret Salerno as requiring individualized bail hearings in all
cases. In an effort to make this argument stick, Applicants resort to a
mischaracterization of Respondents argument as asserting a right to bail when
the proof is evident or the presumption great that the person is guilty of the
[serious felony] offense charged and there is probable cause to believe that the
person has entered or remained in the United States illegally. Stay Application at
12 (emphasis added). But the Ninth Circuit correctly noted that the asserted
liberty interest is not the right to bail; it is the liberty interest in an individualized
hearing on flight risk. See Slip Op. at 16-17. In order to strip a category of criminal
defendants of an individualized hearing on flight risk, the Ninth Circuit held,
Salerno requires that the law not be excessive in relation to the asserted purpose.
See id. This was a straightforward application of Salerno. On the record before it,
the Ninth Circuit held that Arizonas Proposition 100 failed. Even if the Ninth
Circuit misapplied Salerno, which it did not, it is well-established that [a]
petition for a writ of certiorari is rarely granted when the asserted error consists of
erroneous factual findings or the misapplication of a properly stated rule of law. S.
Ct. R. 10.
Applicants also assert that the Ninth Circuits decision is in conflict with
Demore v. Kim, 538 U.S. 510 (2003). But as Applicants acknowledge, Demore
10
11
Ninth Circuit, Applicants argue that the Ninth Circuit did not properly weigh the
factual record in holding that Arizona failed to demonstrate the need for Proposition
100. 2 This is not a ground for granting certiorari, see S. Ct. R. 10, much less for
reversal, given the absence of evidence in the factual record that supports
Applicants position, see Slip Op. at 21, 23.
For example, in their Stay Application, Applicants place great weight on a
number of purported statistics cited by then-State Senator Russell Pearce and other
proponents of Proposition 100 that they claim demonstrate the need for the statute.
See Stay Application at 15-18. However, Applicants did not even mention these
statistics in their briefing to the district court or the Ninth Circuit, and the district
court did not rely upon them. Applicants failure to mention these statistics in their
briefing was for good reason, as no support or documentation was ever provided for
This represents a telling tactical shift by Applicants. In applying for a stay in the
Ninth Circuit, Applicants did not make this claim, but rather argued that the Ninth
Circuit should remand to the district court so that Applicants could supplement the
factual record. See Motion to Stay Issuance of Mandate and to Remand to District
Court to Develop the Record, No. 11-16487, Doc. 91 at 6-8 (9th Cir. Oct. 23, 2014).
12
any of these figures. See, e.g., District Ct. Order, No. 08-cv-660, Doc. 246 at 9 (D.
Ariz. May 29, 2011) (No one came forward at the time with evidence to support
[Pearces] claim that people who are unlawfully present in the United States are
categorically more of a flight risk than people who are not unlawfully present, nor
have Defendants in this matter presented evidence to that effect.).
The other sources cited by Applicants also do not bear scrutiny. Applicants
rely on statements made by then-Maricopa County Attorney Andrew Thomas, who
was later disbarred for crimes involving dishonesty. See Stay Application at 15-16.
Indeed, in dismissing these statements, which were relied upon by Judge Tallman
in his dissent, the majority emphasized that [t]he record does not substantiate
Thomas claims . . . . and he is not a credible source. . . . [T]he defendants tellingly
do not even mention them. Slip Op. at 22 n.6. 3
III.
Circuit mandate issues pending the disposition of a certiorari petition. They begin
by pointing out that Proposition 100 was a core exercise of . . . sovereignty by the
people of Arizona. Stay Application at 19. But Arizonas interest in enforcing a law
Applicants highlight a reference in Thomas statements to the case of Oscar Garcia
Martinez, who committed a violent crime when he returned to the United States
after being deported by the federal government. See Stay Application at 15-16. The
example proves too much. Martinez did not flee the jurisdiction while on bail; he
was deported by the federal government. See Slip Op. at 44 n.3 (Nguyen, J.
concurring). More fundamentally, Respondents have never argued that every
undocumented immigrant should receive bail regardless of the criminal charge and
regardless of individual circumstances. The issue in this case is whether Arizona
can constitutionally deny bail to all undocumented immigrants subject to
Proposition 100.
13
that has been declared unconstitutional by a 9-2 vote of the en banc Ninth Circuit
pales in comparison to the injury that will be suffered by depriving defendants of
their due process right to a bond hearing. If a stay is granted, no one covered by
Proposition 100 will be eligible for bail, even those who do not present a flight risk
or danger to the community. If a stay is denied, Arizona will simply be required to
provide the individualized bail hearings that are the norm in the criminal justice
system while it pursues its petition for certiorari.
Applicants then go on to rely once again on a mischaracterization of this
Courts precedent by stating: As this Court recognized in Demore, individualized
assessments of illegal immigrants for flight risk are notoriously ineffective. Stay
Application at 19. But Demore made no such broad pronouncement. As recognized
by the en banc panel majority, Demore merely upheld a federal immigration
detention statute, 8 U.S.C. 1226(c), against a due process challenge based upon
the record in that case. See Slip Op. at 21. Moreover, Demore did not apply the
heightened level of scrutiny required here. See id. at 32. Thus, to say that Demore
reached the constitutional questions raised by Arizonas Proposition 100which
applies to an entirely different population in the distinct context of criminal
prosecutions for a wide range of offenses including relatively minor offenses
carrying noncustodial sentencesis simply wrong. See id. at 21-24, 31-32.
Applicants also contend that they will suffer irreparable harm because of the
administrative burdens of [r]eprocessing criminal defendants who are entitled to
individualized bail hearings under the Ninth Circuits ruling. Stay Application at
14
21. This argument holds no water as a matter of logic or practicality. See, e.g.,
Buchanan v. Evans, 439 U.S. 1360, 1365 (1978) (Brennan, J., in chambers) (denying
application for stay of Third Circuits judgment and mandate affirming a districtcourt ordered desegregation plan where [a]pplicants strenuously urge[d] that
irreparable financial and administrative difficulties [would] attend upon the
District Courts order). Providing any accused person with a bail hearing entails
some administrative burden to the prosecution; by Applicants reasoning, Arizona
could avoid an irreparable harm by denying bail without a hearing to all criminal
defendants. In any event, as a practical matter, how the Arizona court system goes
about implementing the Ninth Circuit ruling in an orderly fashion should be
addressed by the district court on remand in the first instance. See Slip Op. at 39.
IV.
But if it did, they would tip entirely against issuance of a stay of the Ninth Circuit
judgment. A stay of the mandate would subject accused persons in Arizona to a
pretrial detention law that has been held by an en banc panel of the Ninth Circuit
to violate the Due Process Clausecertainly a substantial injury to the nonmoving party. 4 And on the other side of the balance, the only conceivable harm to
Applicants argument that this admitted infringement on liberty is somehow
mitigated by a defendants ability to request a hearing is illusory. As the Ninth
Circuit explained, at this hearing the arrestee can dispute whether there is
probable cause that he or she entered or remained in the United States illegally, but
may not refute Proposition 100s irrebuttable presumption that he or she poses an
unmanageable flight risk. Slip Op. at 6 (emphasis added). Once the court
determines that there is probable cause to believe an arrestee has entered or
15