Risk Management Advisory & Consulting

Riskpro, India

Riskpros Network Presence

New Delhi

Agra

Jaipur
Ahmedabad

Kolkata

Mumbai
Pune
Hyderabad

Bangalore
Chennai

Salem

Who is Riskpro Why us?

ABOUT US

MISSION

Riskpro is an organisation of member firms

around India devoted to client service
excellence. Member firms offer wide range
of services in the field of risk management.

Currently it has offices in three major cities

Mumbai, Delhi and Bangalore and alliances
in other cities.

Managed by experienced professionals with

experiences spanning various industries.

Provide integrated risk management

consulting services to mid-large sized
corporate /financial institutions in India

Be the preferred service provider for

complete Governance, Risk and Compliance
(GRC) solutions.

VALUE PROPOSITION

DIFFERENTIATORS

You get quality advisory, normally delivered

by large consulting firms, at fee levels
charged by independent & small firms

Risk Management is our main focus

Over 200 years of cumulative experience

High quality deliverables

Hybrid Delivery model

Multi-skilled & multi-disciplined organisation.

Timely completion of any task

Ability to take on large and complex projects

due to delivery capabilities

Affordable alternative to large firms

We Hold hands, not shake hands.

Governance, Risk and Compliance (GRC) Need of today

Global regulatory
Driven

Increasing complexity in the regulatory and compliance

requirements
Global reach of companies and related compliance
issues
HITECH- Health industry, Solvency II-Insurance

Compliance
Eg. Clause 49

All Listed companies required to comply with SEBI

Regulatory intervention in role of Independent Directors
Investors expectations and protection

Best Practices

Stepping stone to Enterprise Risk Management

Competitive Pressures
Manage internal scams and external frauds
Quality conscious

SERVICES

Risk Management Advisory Services

Basel II/III Advisory

Corporate Risks

IT Risk Advisory

Market Risk
Credit Risk
Operational Risk
ICAAP

Enterprise Risk Assessment

Fraud Risk
Risk based Internal Audit
Operations Risk
Forensic services

IS Audit
IT Service Management
IT Assurance
IT Governance

Operational Risk

Governance

Other Risks

Process reviews
Policy/ Process Review
Process Improvement
Compliance Risk
Insurance Risk

Corporate Governance
Business Strategic risk
Fraud Risk
Forensic Accounting

Training

Business/Strategic Risk
Reputation Risk
Outsourcing Risk
Contractual Risk

Recruitment

Banking E Learning
Corporate Training
Regular Risk Management Training
Online Training material
Workshops / Events
AML-KYC/ ISO standards- 31000

Independent Directors for Corporates

Virtual Risk Managers
Full Time Risk Professionals
Part time Risk Professionals
Risk Managers on call free

Risk Management Offering BFSI + Basel / Technology

Market Risk
Consulting
Advisory

Market Risk
Framework

Credit Risk

Operational Risk

GRC/ ERM

Policies and procedures, Current State Assessment, Target State Roadmap, Gap
Analysis, Risk Business Architecture Development and Review
Integration Approach for
ORM, Audit & Compliance

Technology
Solutions

Basel II
Advisory

Training
Recruitment
Data
Management
& Analytics
Audit and
Assurance

ALM / FTP
Framework

Basel II Implementation including Pillar II-ICAAP

PD Model for
Corporate /Retail

LGD Modeling
& validation

Basel II Validation and Benchmarking advisory.

Info Risk Mgmt,

Fraud, Forensic
AML/Regulatory
Compliance

AMA
Modeling
Policies -RCSA,
KRIs, Dashboards

ERM, Corporate
Governance, Risk
Appetite

Training, Risk Recruitment, Placement of Contract consultants

Standard Data Interfaces, Risk Data Warehouse, Data Marts, Data Sourcing, Data
Validation and Transformation, Reconciliation

Risk Measures Modeling, Metrics, Model Validation, Stress Testing, Back Testing
System Testing, UAT Support, Internal Parallel Run, External Parallel Run
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Risk Management Trainings Three Delivery Methods

Onsite- Instructor Led

Corporate Institutional trainings

for senior management with
strategic interest areas

Online- Web based

Multi city delivery capability for

training to large audience

Classroom trainings for junior/

mid level executives

Suitable for frontline staff for

induction and onboarding
requirements

Delivered by knowledgeable
experts across industry
domains

Delivered live by experts

providing topic outline
framework
Low cost model at regular
intervals or fixed duration e8
learning platform

Webinars

Interactive webinars on hot

topics or customized areas for
global access audience

Complimentary or Recorded
versions for self paced re-cap
and reference
On demand services with select
topics
Conducted by industry experts
with Q&A session

RECRUITMENT

Our Recruitment services

Full Time Staffing

Riskpro is constantly building its network of Risk Professionals across India

Today, we can help you hire risk professionals at all levels of experience

We differentiate from other recruitment firms, because, as Risk Managers ourselves, we

are able to better match your requirements and candidate experience

Our charge out rates are competitive

Slab rates. As we do more business with you, the rates come down.

Temporary Staffing - The Project Team

Pool of highly qualified staff with deep risk expertise

Available for your short to medium term needs

Varying levels of professionals available. Experience starting from 4 years to 20 years.

All will have CA, ICWA or equivalent qualification.

The Project employees pool will be available as per your needs and the employees on
site can start/stop projects as per your master project plan.

How we Do

Risk Based Internal Audit

Need of Organizations

Internal Auditing helps an organization

accomplish its objectives by bringing a
systematic, disciplined approach to evaluate
and improve the effectiveness of risk
management, control and governance
processes.

Enterprise Risk
Assessment
Risk
Assessment

Source: The Institute of Internal Auditors 1999 (IIA)

Process
Reviews
Fraud
Mitigation

Benefits of Risk based Audit

Traditional audit view value added
techniques
Risk profile of Businesses
Internal Controls & Ops Risk reviews
Cost reductions recommendations
Review of Fraud Risk Controls

Control
Reviews
Transaction
Audit

Increasing Enterprise Risk Focus

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Our Solution for Fraud Investigation

Based on our understanding of your requirements, we have customized a package of our
solution offerings to meet your needs.
To detect and prevent fraud
and
evaluate
Code
Of
Conduct
Compliance
on
following parameters :

Fraud Detection

Fraudulent Vendor

Recruiting
suppliers,
distributors

new
dealers,
franchisees
or

Anti-Fraud Measures
Monitoring Compliance and Aut
horization

Workplace Practice

Background check for

employees

Background check for

customers

Prevent default of high value

bills

Our Solution For you

Resolve
Investigate

Analyze

Source Root
cause of
Problem

Understanding
Your Supply
Chain

Obtaining And
securing
Evidence
To Monitor Your
Process

Confidential
Interviews
with vendors
Evaluating your
need

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Prioritize
solutions and
remedial
measures

Quantify Loss
and Suggest
possible Actions

Benefits To You
Protects you from any
Monetary or Reputation
damage
Code of conduct
establishment
Enables you to identify
risks / control gaps
Helps you identify any
undisclosed production

Solve
Compliances
Issues

Risk Mitigation

Enterprise Risk Management (ERM) - Methodology

You select the level and size

of ERM efforts to suit your
needs and budget.

1 Foundation

ERM vision
Goals and objectives
Policies
Organization structure
Alignment to strategies

3 BASIC ERM

4 ENHANCED ERM

Risk Identification

Risk Identification

Foundation

Foundation

2 RISK IDENTIFICATION

Risk Assessment
Gap Analysis
Risk Mapping

How we Do

FOUNDATION TASKS
RISK ASSESSMENT TASKS
Risk Mgmt for 2-3 critical risks
Evaluate existing RM structures
Enhanced management reports
Dashboards
Monitoring tools
Risk based Communication

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Foundation Tasks
RISK Identification
Enhanced Framework

Legal Risk Advisory Services

How we do

Completion:

Structuring:

Board & Shareholder Resolutions

Statutory filings
Monitoring Compliance with Agreements

Determine the tax efficient & legal compliant structure

for grants and funds
Market Entry Strategy
Instruments for the implementation of the agreed terms

Due Diligence:

Documentation:

Investors Perspective
Risk Assessment
Legal& commercial affairs of the company

Term Sheet
Agreements

Legal Advisory and Opinion

13

How We Do

IT Risk Advisory Service

Information
Technology
Service
Management

Information
Security
Management

Information
Security
Audit

14

Information
Technology
Assurance

Information
Technology
Governance

How we Do

IT Governance Offerings
IS AUDIT
Operating Systems Audit
Database Audit
Networking Audit
Firewall Audit
IDS Audit
Web Application, Data Center Audit
Internet Banking, Core Banking Audit
Performance & Forensic Auditing
Application Systems - Functional review
Compliance with IS Policies & Procedures

IT GOVERNANCE

COBIT
Val IT
Balanced Scorecard
IT & Business Maturity Models

IT ASSURANCE
Business Continuity Planning
Computer Crime Investigations
Training in IT
Compliance with IS Policies &
Procedures

INFORMATION SECURITY
Penetration Testing
Application Systems - Security review
Review of IS Controls
BS 7799 / (ISO 27001) Implmentation
Formation of IS Security Policy
Compliance with IS Policies & Procedures

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Riskpro Clients

Our Clients

Banking/
Insurance

Corporate
MNC

Banking
Intl

Consulting
IT / Others

*Any trademarks or logos used throughout

this presentation are the property of their respective owners
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Our Experiences

Team Experiences

Our team members have worked at world class Companies

*Any trademarks or logos used throughout this presentation are the property of their respective owners
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Credentials

RESUMES Our team

Manoj Jain

Rahul Bhan

Co-Founder - Riskpro
CA, CPA, MBA-Finance (USA), FRM (GARP)
Over 10 years international experience 6 years in Bahrain and 4 years USA
15 years exp in risk management consulting and internal audits, Specialization in
Operational Risk, Basel II, Sox and Control design
Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain),
Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India)
Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company)

Co- Founder - Riskpro

CA (India), MBA (Netherlands), CIA (USA)
Over 15 years of extensive internal and external audit experience in India and
abroad.
Worked with KPMG United Arab Emirates, PKF South Africa, Ernst and Young
Kuwait, Deloitte Netherlands and KPMG India.
Worked with clients in a wide variety of industries and countries including trading,
retail and consumer goods, NGO, manufacturing and banking and finance. Major
clients include banks, investment companies, manufacturing organizations,
aviation etc.

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Credentials

Casper Abraham

RESUMES - Our team

Co-Founder - Riskpro

PGD (Electrical & Electronics & Computer Programming)

30 years of experience in Information & Communications Technology (ICT) Solutions
for Retail, Garments, Manufacturing, Services Industries.
Has created Companies, Divisions, Products, Brands, Teams & Markets.
Consulting in Business, Technology, Marketing & Sales & Strategic Planning.
Advisory, Training, Workshops & Implementation in Systems Thinking, Systems
Modeling & Balanced Scorecard
Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA,

Hemant Seigell

Director Risk Management

MBA, PDFM,NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITILV3,CPP-BPM
Professional with 17 years of rich experience into diverse Consumer finance/ Lending
operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting &
Housing finance in BFSI industry having successfully led key business strategic
engagements across multi-product environment in APAC, Australia and US regions.
Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank
Highly skilled and expert Trainer in Risk areas across Credit, Fraud, Operational, Corporate
Risk management.
Specializes in Fraud Control, AML/KYC Compliance ,QA ,ERM and Regulatory governance.

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Credentials

Shriram Gokte

Phanindra Prakash

RESUMES - Our team

Vice President Riskpro India

FCA [India], ACMA [India], CFE [USA], CertIFRS [UK]

Over 16 years of extensive consulting experience which includes financial & systems audit,
process transformation, implementation of internal controls, SOX compliance, fraud audits
& due diligence, US-India taxation
Engaged in consulting roles as trusted advisor to finance, internal audit and information
technology executives of multiple Fortune 1000 companies with project sites in US,
Canada, Europe & Asia
Worked with E&Y and Deloitte Consulting in USA
Some of the major clients served internationally are GE Capital, UBS, McKesson, Eaton,
Imation, Albertsons

EVP - Risk Management

BTech MBA (USA)

22 years of work experience, 16 of which were in risk management domain, 11 years
of global experience in USA & UK
Ex Chief Risk Officer of Birla Sun Life Insurance & CMS Info System .
Managed Risk & Compliance for two UK based insurance KPOs (Paternoster India &
JLT India)
Core expertise in ERM, Capital Valuation, Operational Risk, Information Security,
BCM, Governance & Internal Audit
CISA, CIA, CMA, FLMI, MBCI qualified

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Credentials

R. Muralidharan

Prasanna Rath

RESUMES Our Team

Executive Vice President - Riskpro

Banking and Risk Management professional, M.com, CAIIB, ACMA
29 years of Banking experience - Credit management, Branch and operations
management and Risk Management in India and Middle East
Past 10+ years experience in Risk Management setting up enterprise wide risk
management frame work, managing risks, implementing Basel 2 requirements
Most recent employment with TAIB Bank, Bahrain, as Chief Risk Officer. TAIB
Bank is a leading bank based in Bahrain having multinational operations in
Kazakhstan, Turkey, UAE and India. Before TAIB, 6 years in senior position in
risk management in Al Ahli Bank of Kuwait

Executive Vice President Basel II & Banking

Ex- Head of Integrated Risk Management department at Bank of Maharashtra

Responsible for implementation of Risk management guidelines issued by RBI from
time to time on Credit risk, Market Risk and Operational risk and reporting regularly to
Risk Management Committee of the Board and Board of Directors.
Put in place all policies relating to Risk Management, ALM Policy, ICAAP Policy;
Stress Testing Policy, Business Continuity Planning Policy, Outsourcing Policy.
Validated Credit Risk Rating and put in place techniques for identifying and measuring
of Pillar 2 risks such as concentration risk, Liquidity risk, IRRBB, Earnings risk,
strategic risk etc.

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Credentials

Vijayan Govindarajan

Executive Vice President Risk Management ( Banking & Financial Services)

Professional Risk Manager with considerable domestic and international experience

An aggregate experience of 30 + years across industry, mainly Banking in several functional areas
including Wholesale Credit Risk, Operational Risk, Trade Finance , Retail Banking and Islamic Financial
Services.

Track record of setting up of excellence in the set-up, and management of credit and operational risk,
compliance and credit administration functions in retail, commercial , Islamic Banking and offshore banking
entities in the Middle East.

Key strength includes Corporate Credits, Risk Management in IT, implementation of Risk Management
module in core banking Banks Policies, procedures, Country Risk. Played an active role in 3 core banking
software implementations

Worked for a Private Sector Bank in India, ABN AMRO Bank, Bahrain, Bank Muscat Bahrain and BMI Bank
Bahrain as AGM Risk Management.

Aashish Srivastava

RESUMES - Our team

Specialist Consultant Legal Risk Advisory

B.B.A. ,LL.B. (Hons.)

About half a decade experience in legal services to clients with respect to Contract
and Commercial Laws, Joint Ventures, Inbound & Outbound Investments, Private
Equity Investment Transactions, Real Estate & Infrastructure, Energy and General
Corporate.
Have advised various social enterprises and start ups in setting up business in
India.
Worked for the leading law firms of India such as FoxMandal Little.

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Credentials

Subramanian A.

RESUMES - Our team

EVP- EVP - Technology and Banking

30+ years experience in corporate banking, risk management and banking

technology project management
Held senior executive positions in banks in India (State Bank of Mysore, ING Vysya
Bank) and in the Middle East (Banque Saudi Fransi)
Initiated, managed and successfully implemented several information system
projects in core banking, credit risk management and management reports
Experienced in business process review & re-engineering and change management
Significant experience in Project Management & Vendor Management

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Key Contacts
Corporate
Riskpro India Ventures (P)
Limited

info@riskpro.in
www.riskpro.in

Mumbai

Delhi

Bangalore

Manoj Jain

Hemant Seigell

Casper Abraham

Director
M- 98337 67114
manoj.jain@riskpro.in

Director Risk Management

M- 99536 97905
hemant.seigell@riskpro.in

Director
M- 98450 61870
casper.abraham@riskpro.in

Shriram Gokte
EVP - Risk Management
M- 98209 94063

Aashish Srivastava
Vice President

Vijayan Govindarajan

shriram.gokte@riskpro.in

M- 9958709189
aashish.srivastava@riskpro.in

EVP Risk Management

M- 99166 63652
vijayan.govindarajan@riskpro.in

Pune

Chennai

Kolkata

Hyderabad

M. L. Jain
Principal Strategy Risk
M- 98220 11987

R. Muralidharan
EVP Risk Management
M- 95660 77326
murali@riskpro.in

Kashi Banerjee
EVP Risk Management
M- 98304 75375
kashi.banerjee@riskpro.in

Phanindra Prakash (Hyderabad)

B-44, Glaxo Building,

Near Mt. Marys Steps
Bandra West, Mumbai
400050

mljain@riskpro.in

Priti Tawari
M- 9011054085
priti.tawari@riskpro.in

Member Firm
M- 95500 61616

A Subramanian
EVP Risk Management
M- 98400 41764
subra@riskpro.in

Ahmedabad

Salem

Agra

Coimbatore

Manoj Kumar
M 98983 65320

Chandrasekeran
Recruitment franchisee
M 94435 99132

Alok Kumar Agarwal (Agra)

S. Viswanathan
Senior Advisor Banking & Risk
M-08489569152

Member Firm
M- 99971 65253

Gourav Ladha
M- 97129 52955
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