Media Report Re Vietnam Petroleum Institute (Center For Technology Application and Transfer) (Simple) - 141208-216023098

CONFIDENTIAL
The Compliance Firm | Turning Compliance into a Competitive

Advantage
DUE DILIGENCE REPORT

Re: Center for Technology Application
and Transfer - Vietnam Petroleum
Institute
Country: Vietnam
_____________________________________________________________________________________________________________
Advisory | Due Diligence | Technology
Page 1
The Red Flag Group. All rights reserved.
CONFIDENTIAL
1
Your Instructions
Center for Technology Application and Transfer Vietnam Petroleum Institute
(CTAT)
_____________________________________________________________________________________________________________
Page 2
CONFIDENTIAL
2
Summary of Actions
Name of
Researcher
Research Time
(mins)
QAd by
QA Time (mins)
To Truong Giang
150
Jamie Patron
10
_____________________________________________________________________________________________________________
Page 3
CONFIDENTIAL
1.0 Executive Summary
_____________________________________________________________________________________________________________
Page 4
CONFIDENTIAL
1
Risk Summary
_____________________________________________________________________________________________________________
Page 5
CONFIDENTIAL
2
Company Overview
Company Overview
Sourc
e
Record
1
Logo
Record
2
Name: Center for Technology Application
Transfer - Vietnam Petroleum Institute
Name
and
Local Language Name: Chi Nhnh Vin Du Kh Vit

Nam - Trung Tm ng Dng V Chuyn Giao Cng
Ngh
Record
1
Record
2
Trading as: CTAT
Address
Registered and Operational Address: 2nd floor, VPI

Tower, 173 Trung Kinh, Yen Hoa, Cau Giay, Ha Noi,
Vietnam
Website
http://www.vpi.pvn.vn/
Record
3
Record
6
Record
1
Record
5
Registration
Numbers
Business Licence Number: 0106231857

Tax Number: 0106231857
Record
6
Company
Description
According to Vietnam Petroleum Institutes website,

CTAT is engaged in conducting research in science
and technology and basic survey on technology
application and transfer. Some of its core functions
are as follows:
Record
1
Establishing, consulting, evaluating, and

assessing
projects
and
setting
up
development strategies and scheme
Application and transferring technology in
petroleum exploration, utilisation, storage,
transportation, processing, and distribution
Manufacturing,
trading,
exporting
and
Record
4
Record
9
_____________________________________________________________________________________________________________
Page 6
CONFIDENTIAL
importing direct technology and products of

petroleum processing, distribution, and
business
Analysing
and
assessing
petroleum,
chemicals, and petroleum products
Setting up and exploiting databases inside
and outside the petroleum industry
Providing professional training in technology
application and transfer
According to Vietnam Petroleum Institutes website,

CTAT was established on 4 September 2007 under
the management of Vietnam Petroleum Institute.
Media research has identified that the subject
company holds a low media profile.
Commercial
Clients and
Business
Partners
No commercial business dealings were found at the

time of this report.
Code of Conduct
Not identified at this time
Not
identifi
ed
Discrepancies
Ownership Structure
No shareholding information was identified from
media research.
Ownership
Moreover, the subject company is indirectly owned

by:
1. Vietnam Petroleum
Company
Client Provided
Institute
Record
7
Parent
No shareholder details were provided by the Client
Discrepancies
Key Principals
Key Principals
Client Provided
Media research identified:

1
Nguyen Ngoc Anh - Director
Record
7
No names of key personnel were provided by the

Client
_____________________________________________________________________________________________________________
Page 7
CONFIDENTIAL
Discrepancies
Key Principal Profiling
Profiling
Our research uncovered the following information

for Nguyen Ngoc Anh:
Current positions:
o Director, CTAT (Undisclosed period)
Record
7
Record
8
_____________________________________________________________________________________________________________
Page 8
CONFIDENTIAL
3
Key Findings
_____________________________________________________________________________________________________________
Page 9
CONFIDENTIAL
2.0 Media Findings
_____________________________________________________________________________________________________________
Page 10
CONFIDENTIAL
4
IntegraWatch | Compliance Screening
IntegraWatch | Compliance Screening was conducted against the name of the

subject company and key principal and the following was found:
Company Name
Record Type
Date of Last Update
Date of Incident
Involvement of the
Subject
Details
IntegraWatch | Compliance Screening

Center for Technology Application and Transfer Vietnam
Petroleum Institute
State Owned Entity
Center for Technology Application and Transfer - Vietnam

Petroleum Institute is listed as a State Owned Entity, as its
parent Vietnam Petroleum Institute is a state-owned corporation.
Further Research
Source Name
Source Description
Type of Source
Publication
Date
Source
_____________________________________________________________________________________________________________
Page 11
CONFIDENTIAL
5
Government Connections
None identified from media research
_____________________________________________________________________________________________________________
Page 12
CONFIDENTIAL
6
Corruption and Bribery
_____________________________________________________________________________________________________________
Page 13
CONFIDENTIAL
7
Fraud and Embezzlement
_____________________________________________________________________________________________________________
Page 14
CONFIDENTIAL
8
Sanction Breaches / Issues
_____________________________________________________________________________________________________________
Page 15
CONFIDENTIAL
9
Competition Law / Anti-trust Issues
_____________________________________________________________________________________________________________
Page 16
CONFIDENTIAL
10
Intellectual Property Violations
_____________________________________________________________________________________________________________
Page 17
CONFIDENTIAL
11
Regulatory Breaches / Issues
_____________________________________________________________________________________________________________
Page 18
CONFIDENTIAL
12
Security Breaches
_____________________________________________________________________________________________________________
Page 19
CONFIDENTIAL
13
Privacy and Data Protection Breaches / Issues
_____________________________________________________________________________________________________________
Page 20
CONFIDENTIAL
14
Human Rights Violations
_____________________________________________________________________________________________________________
Page 21
CONFIDENTIAL
15
Money Laundering
_____________________________________________________________________________________________________________
Page 22
CONFIDENTIAL
16
Serious and Organised Crime
_____________________________________________________________________________________________________________
Page 23
CONFIDENTIAL
17
Terrorism and Terrorist Financing
_____________________________________________________________________________________________________________
Page 24
CONFIDENTIAL
18
Environmental Issues
_____________________________________________________________________________________________________________
Page 25
CONFIDENTIAL
19
Litigation
_____________________________________________________________________________________________________________
Page 26
CONFIDENTIAL
20
Further Points of Interest
_____________________________________________________________________________________________________________
Page 27
CONFIDENTIAL
Appendix A Media and Internet Sources
Source
Link
Date
Source
Link
Date
Source
Link
Date
Source
Link
Date
Source
Link
Date
Record 1
Vietnam Petroleum Institute
http://www.vpi.pvn.vn/en/Member.aspx?type=ctat
8 December 2014 (site accessed)
Record 2
http://www.vpi.pvn.vn/vn/Member.aspx?type=ctat
Record 3
http://www.vpi.pvn.vn/en/ViewMember.aspx?c=CTAT_Contact&type=ctat
Record 4
http://www.vpi.pvn.vn/vn/Post.aspx?c=lienhe&type=vpi
Record 5
General Department of Taxation
Subscription required
_____________________________________________________________________________________________________________
Page 28
CONFIDENTIAL
Content
Source
Link
Date
Source
Link
Date
Source
Link
Date
Source
Link
Date
Record 6
Sieulienket
http://sieulienket.vn/doanhnghiep.aspx?id=0106231857
Record 7
Please click here
Record 8
http://www.vpi.pvn.vn/vn/ViewNews.aspx?gid=6&Id=1354
6 August 2014
Record 9
http://www.vpi.pvn.vn/en/ViewMember.aspx?c=CTAT_Fuctions&type=ctat
_____________________________________________________________________________________________________________
Page 29
CONFIDENTIAL
REPORT TERMS AND CONDITIONS
IT IS IMPORTANT THAT YOU READ THE TERMS AND CONDITIONS BELOW, AS THEY APPLY TO THIS REPORT. IF
YOU DO NOT UNDERSTAND AND AGREE TO ALL THESE TERMS AND CONDITIONS, PLEASE NOTIFY US
IMMEDIATELY.
1. LICENCE TO USE. RFG grants you a non-exclusive and non-transferable licence to use this report and any
error corrections provided by RFG (collectively "Report") for internal purposes only. You must not at any time
share this Report with the Subject of the Report or with any other third party, without our prior written
agreement. BY REQUESTING AND RECEIVING THIS REPORT, YOU ACKNOWLEDGE AND AGREE THAT RFGS
INTERESTS WOULD BE SIGNIFICANTLY JEOPARDISED, WERE THIS REPORT OR ITS CONTENTS TO COME INTO THE
POSSESSION OF THE SUBJECT OF THE REPORT.
2. RESTRICTIONS. This Report is confidential and copyrighted. Title to the Report and all associated
intellectual property rights is retained by RFG. No right, license, title or interest in or to any trademark, service
mark, logo or trade name of RFG or its licensors is granted under these Terms and Conditions.
3. LIMITED WARRANTY. This Report is provided "AS IS". Your exclusive remedy and RFG's entire liability
under this limited warranty will be at RFG's option to re-do this Report or refund the fee paid for the Report. You
acknowledge that in producing this Report, RFG has obtained information from various sources. Whilst every
attempt is made to ensure that such sources are reputable and accurate, RFG cannot be held liable for such
sources and the material that they provide. You also acknowledge that if the Report refers to unable to be
obtained (or words to that effect), the representation by RFG is that the information could not be obtained from
reputable and accurate sources, not that certain information does not exist.
4. DISCLAIMER OF WARRANTY. UNLESS SPECIFIED IN THESE TERMS AND CONDITIONS, ALL EXPRESS OR
IMPLIED CONDITIONS, REPRESENTATIONS AND WARRANTIES, WHETHER ORAL OR WRITTEN, INCLUDING ANY
IMPLIED WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE OR NON-INFRINGEMENT ARE
DISCLAIMED, EXCEPT TO THE EXTENT THAT THESE DISCLAIMERS ARE HELD TO BE LEGALLY INVALID.
5. LIMITATION OF LIABILITY. EXCEPT TO THE EXTENT OF RFGS GROSS NEGLIGENCE OR MISCONDUCT, OR
AS OTHERWISE PROHIBITED BY LAW, IN NO EVENT WILL RFG OR ITS LICENSORS BE LIABLE FOR ANY LOST
REVENUE, PROFIT OR DATA, OR FOR SPECIAL, INDIRECT, CONSEQUENTIAL, INCIDENTAL OR PUNITIVE DAMAGES,
HOWEVER CAUSED AND REGARDLESS OF THE THEORY OF LIABILITY, ARISING OUT OF OR RELATED TO THE USE
OF OR INABILITY TO USE THIS REPORT, EVEN IF RFG HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH
DAMAGES. In no event will RFG's liability to you, whether it arises in contract, tort (including negligence) or
otherwise, exceed the amount paid by you for this Report. The foregoing limitations will apply even if the
above-stated warranty fails of its essential purpose.
6. TERMINATION. These Terms and Conditions will apply until all copies of this Report in your possession are
destroyed and such destruction has been confirmed to RFG in writing, which you may do at any time. Should
you fail to comply materially with any of these Terms and Conditions, RFG may in writing terminate your right to
use or retain this Report, in which case you must promptly destroy all copies of the Report. Even if the
applicability of these Terms and Conditions is terminated, any provisions which by their nature should survive
will remain in effect.
7. WAIVER. The waiver by either you or RFG of a breach of any provision of these Terms and Conditions by
the other party will not be construed as a waiver of any succeeding breach of the same or any other provision,
nor will any delay or omission on the part of either you or RFG to exercise any right that we respectively have,
operate as a waiver of any such right.
8. ASSIGNMENT. You may not assign any of your rights or obligations under these Terms and Conditions to
anyone else, in whole or in part, without the prior written agreement of RFG.
9. GOVERNING LAW. Any action related to these Terms and Conditions will be governed by Hong Kong law.
No choice of law rules of any jurisdiction will apply.
10. SEVERABILITY. If any provision of these Terms and Conditions, in whole or in part, is held to be illegal,
invalid or unenforceable for any reason, such determination will only affect such portion of such provision as is
held to be illegal, invalid or unenforceable and will not in any way affect the remainder of such provision or any
other provision of these Terms and Conditions.
_____________________________________________________________________________________________________________
Page 30
CONFIDENTIAL
11. INTEGRATION. These Terms and Conditions are supplementary to, and governed by, the existing Master
Services Agreement (MSA) between you and RFG, and relate specifically to the use of this Report. If there are
any conflicting terms between that of the MSA and these Terms and Conditions, the terms of the MSA shall take
precedence.
_____________________________________________________________________________________________________________
Page 31

Media Report Re Vietnam Petroleum Institute (Center For Technology Application and Transfer) (Simple) - 141208-216023098

Hochgeladen von

Dokumentinformationen

Originalbeschreibung:

Originaltitel

Copyright

Verfügbare Formate

Dieses Dokument teilen

Dokument teilen oder einbetten

Freigabeoptionen

Stufen Sie dieses Dokument als nützlich ein?

Sind diese Inhalte unangemessen?

Copyright:

Verfügbare Formate

Media Report Re Vietnam Petroleum Institute (Center For Technology Application and Transfer) (Simple) - 141208-216023098

Hochgeladen von

Copyright:

Verfügbare Formate

CONFIDENTIAL

The Compliance Firm | Turning Compliance into a Competitive

DUE DILIGENCE REPORT

Local Language Name: Chi Nhnh Vin Du Kh Vit

Trading as: CTAT

Registered and Operational Address: 2nd floor, VPI

Business Licence Number: 0106231857

According to Vietnam Petroleum Institutes website,

Establishing, consulting, evaluating, and

importing direct technology and products of

According to Vietnam Petroleum Institutes website,

No commercial business dealings were found at the

Not identified at this time

Moreover, the subject company is indirectly owned

No shareholder details were provided by the Client

Media research identified:

Nguyen Ngoc Anh - Director

No names of key personnel were provided by the

Key Principal Profiling

Our research uncovered the following information

IntegraWatch | Compliance Screening

IntegraWatch | Compliance Screening was conducted against the name of the

IntegraWatch | Compliance Screening

Center for Technology Application and Transfer - Vietnam

None identified from media research

Corruption and Bribery

None identified from media research

Fraud and Embezzlement

None identified from media research

Sanction Breaches / Issues

None identified from media research

Competition Law / Anti-trust Issues

None identified from media research

Intellectual Property Violations

None identified from media research

Regulatory Breaches / Issues

None identified from media research

None identified from media research

Privacy and Data Protection Breaches / Issues

None identified from media research

Human Rights Violations

None identified from media research

None identified from media research

Serious and Organised Crime

None identified from media research

Terrorism and Terrorist Financing

None identified from media research

None identified from media research

None identified from media research

Further Points of Interest

None identified from media research

Das könnte Ihnen auch gefallen