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CENTRE FOR HEALTH SERVICES MANAGEMENT

MARCH 2009

NURSING WORKLOAD
AND STAFFING:
IMPACT ON PATIENTS
AND STAFF

UTS
THINK.CHANGE.DO

THINK.
CHANGE.
DO.

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Nursing Workload and Staffing: Impact on Patients and Staff

Professor Christine Duffield


Michael Roche
Professor Linda OBrien-Pallas
Professor Donna Diers
Chris Aisbett
Kate Aisbett
Professor Caroline Homer

ISBN 978-0-9806239-3-2

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Roles of Contributors
The roles of contributors during the project were as follows:
Professor Christine Duffield (Centre for Health Services Management UTS)
o Project Director. Cross-sectional design. Cross-sectional sample definition.
Interpretation of cross-sectional and longitudinal analysis. Report
development.
Michael Roche (Centre for Health Services Management UTS)
o Longitudinal data collection. Cross-sectional sample definition. Crosssectional data collection and entry. Analysis and interpretation of crosssectional data. Report development.
Professor Linda OBrien-Pallas (Nursing Health Services Research Unit
University of Toronto and Adjunct Professor UTS)
o Cross-sectional design and supply of instruments, syntax for cross-sectional
analysis. Analysis and interpretation of cross-sectional data. Interpretation of
the longitudinal data.
Professor Donna Diers (Yale New Haven Health System [USA] and Adjunct
Professor UTS)
o Longitudinal study outcomes design. Interpretation of longitudinal data.
Analysis of cross-sectional data and the integration of both methods. Report
development.
Chris Aisbett (Laeta Pty Ltd)
o Collation and editing of longitudinal data. Analysis and interpretation of
longitudinal data. Report development.
Kate Aisbett (Laeta Pty Ltd)
o Analysis and interpretation of longitudinal data. Report development.
Professor Caroline Homer (Centre for Family Health & Midwifery UTS)
o Cross-sectional design. Report development.

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Acknowledgements
The investigators wish to acknowledge the commitment of ACT Health to improving
patient safety and the working lives of nurses through funding this study. The ongoing
involvement of and input from senior staff in ACT Health and its two hospitals has been
critical to the success of this project. We would also like to acknowledge the support
and guidance provided by the Senior Nurses associated with this project throughout its
duration: the Chief Nurses, Adjunct Professor Jenny Beutel for her commitment to
ensuring this project was funded and Ms Joy Vickerstaff to whom this Report was
handed; and the Directors of Nursing, Ms Joy Vickerstaff and Ms Sue Hogan who
facilitated access to their hospitals and data collection. The additional assistance and
support of Leonie Johnson, Michelle Cole, and other staff of the Canberra Hospital
Research Centre, and of Sue Minter of Calvary Hospital was also gratefully received.
Without the assistance of all the staff in the Nursing and Midwifery Office, particularly
Sonia Hogan and Heather Austin, in their responses to our numerous requests for
assistance, this project would not have been completed. The team also acknowledges
the extraordinary diligence of Dianne Pelletier who coordinated the cross-sectional data
collection process and acted as the trouble-shooter and liaison throughout the project.
The research team is indebted also to the generous assistance provided by Dr Barbara
McCloskey in allowing us to use her SAS (analytic software) code for the outcomes
algorithms, Sping Wang and Xiaoqiang Li of The Nursing Health Services Research
Unit (University of Toronto) for the use of their SPSS syntax, Nancy van Doorn of Laeta
Pty for her extensive work in data cleaning and analysis, Christine Catling-Paull for her
comprehensive review of the literature, and Jane Ewing for her preliminary data
analysis. In addition, the assistance of ACT Health and Calvary Information Technology
staff in the extraction of workforce data was indispensable. Finally, the researchers
wish to recognise and acknowledge the support provided by the nursing profession
throughout the Territory and in particular, those nurses who willingly gave of their time
to complete the surveys, tolerated our intrusions and answered our questions.

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

EXECUTIVE SUMMARY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Executive Summary
This study was commissioned by ACT Health to inform future policy decisions on
managing nursing workload in the Territory. The Australian Capital Territory (ACT) is
the smallest of Australias six states and two territories. However it has the highest
population density and is the only state or territory without a sea border. The health
needs of its residents are served by only two public hospitals, The Canberra Hospital
and Calvary Public Hospital, as well as three private hospitals.
Planning and sample definition commenced during late 2006. Cross-sectional data
collection commenced September 2006 and was completed by November 2006.
Longitudinal patient data were collected from the ACT Administrative Data System for
two years (2004-2006) and nursing payroll (workforce) data where possible for the
same years, hospitals and wards.
The study of hospital (N=2) nursing wards (N=16) used longitudinal data held at
Territory levels to associate nursing workload and nursing skill mix (defined as the
percentage of RNs) to patient outcomes from 20042006. In-depth cross-sectional data
collected from 16 medical-surgical wards in the two hospitals in 2006 amplified the
findings. In addition, a variety of relationships between the work environment of nurses
and patient outcomes were examined, as were nurses job satisfaction and intention to
leave.
The small sample across only two hospitals means that comparisons with other
studies (for example similar work conducted for NSW Health), must be viewed with
caution. NSW and ACT are different health systems and should not be compared
without careful analysis of admission and case-typing practices. Administrative
divisions such as acute, sub-acute, non-acute, daycase, admitted ED patient, nonadmitted ED and Outpatients are not standardised across health systems. However
where relevant, comparisons have been made.
The focus of this study was on medical and surgical nursing wards/units, the
operational unit where the work of patient care and cure happens, where innovation
can be most readily introduced with real consequences for patients and staff, and
where the relationship between hospital resources and patient outcomes needs to be
studied.

UNIVERSITY OF TECHNOLOGY, SYDNEY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

This study was designed to:


a) Improve understanding of what constitutes nurses workload in medical and
surgical units across the two hospitals in the Australian Capital Territory.
b) Examine whether patient acuity and length of stay (LOS) have changed over
time, and the impact on nurses workload.
c) Examine the impact of skill mix (the proportion of registered nurses to total
clinical nurse staffing) on patient outcomes as adverse patient circumstances
(casemix controlled in longitudinal data).
d) Determine the impact of the nursing work environment on patient and nurse
outcomes.
This information would assist ACT Health to:
1.

Identify and implement innovative models of practice and care where


applicable;

2.

Identify how best to meet the health service needs of the community;

3.

Identify how to achieve the capacity and capability required to meet high
standards of practice and safe outcomes.

Nursing Workload
Across Australia, the nursing work environment and consequently nursing workload,
has changed considerably over the past few years. This trend is also evidenced in the
ACT data where the ever increasing patient turnover rate is impacting on nursing hours
required to meet workload.
In the longitudinal component, nursing workload on the ward is composed of patient
requirements measured as AR-DRGs, plus movement of patients on and off wards.
Nursing workload is also influenced by the amount of time patients spend on nursing
wards length of ward (and hospital) stay. Shorter length of stay compresses nursing
work. In the cross-sectional component nursing workload was measured using a
standardised and validated measure, the PRN-80, which estimates the hours of care
required for a patient for the coming 24 hours. Information was collected from the uncoded medical record by trained data collectors.

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EXECUTIVE SUMMARY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Staffing levels have increased overall at Canberra Hospital during the study period.
Most ward staffing is matched to acuity adjusted patient load (workload). In contrast,
there has been an increase in the workload of nurses Calvary Hospitals during the
study period.
Using longitudinal data, the average number of different case types (AR-DRGs) per
ward was calculated. The number ranges from a low of 164 to a high of 459, from a
possible range of 613. The wider the range of DRGs cared for in a ward the greater the
workload as nurses who work on these medical and surgical units must understand the
care requirements, the pharmacology, the treatments, the protocols and preferences of
specialist medical staff for an increasingly various patient assignment.
There is a growing awareness of the impact that the movement of patients to and
from nursing wards has on nursing workload (churn). Churn includes the effect of
admission to Emergency Departments (ED) so increased rates of admission to wards
through ED increases churn. Increased throughput, combined with strategies that result
in the movement of patients as space becomes available on the most appropriate ward
for their diagnosis, also increases churn. This bed movement is in addition to patient
transfer required by the treatment regimen itself from ward to imaging, back to ward,
and so forth. Each new admission, transfer, or discharge, requires documentation,
orientation, clinical assessment and management review, and other tasks associated
with the patient. Accompanying a patient to another ward or service may take a nurse
away from his/her assignment of patients or tasks for an unknown period of time.
In the longitudinal study patients visited 1.24 and 1.32 wards per episode at the two
hospitals in an average length of stay (LOS) in hospital of 2.9 and 3.2 days
respectively. When attention was restricted to patients who had some contact with the
wards in the study the ward visit figures became 1.64 and 1.84 respectively and the
average LOS figures were 8.9 and 6.3 respectively. Either way, the ward visits were
less than the 2.26 wards per episode found in the NSW Health study. In the crosssectional study patients per bed was calculated per ward by dividing the number of
patients per day by the number of beds. This calculation does not include bed
movements within the ward. The mean was one patient per bed per day, again less
than the 1.25 found in NSW. Both these results may reflect better bed management
strategies.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Nursing hours per patient day (NHPPD) provided varied considerably on a per day
basis (mean 6.5, range 3.7 11.6) and were reasonably normally distributed though
the data, indicating significant variation between and within wards. When patient needs
vary significantly, staffing is more difficult to predict and can result in an increased
workload for nurses because staffing may fail to match patient needs.
The cross-sectional study used the PRN-80 (see Table 13, page 39 for further
explanation), a standardised and validated tool (Chagnon, Audette, Lebrun, & Tilquin,
1978; O'Brien-Pallas et al., 2004) which measures the minutes of care (later translated
into hours) required (both direct and indirect) per patient for the coming 24 hours.
Information was collected from the un-coded medical record by trained data collectors.
By comparing the hours of care required (using the PRN-80) and the hours of staffing
provided taken from the ward roster, on average, approximately one half hour per day
of additional care is required to meet each patients needs. In addition, there was
considerable variation across the sample. The difference between the minimum and
maximum requirements per ward-day ranged from just over 4 hours to 10.7 hours. This
degree of variability in care needs makes it difficult to predict the staffing required, and
the discrepancy between hours needed and available hours may impact on workload,
quality of care and the work environment.
Nurses self-reported an average of 1.3 tasks per nurse per shift delayed and 1.5
tasks per nurse per shift not completed. The tasks not done include a range of care
and comfort measures: talking with patients, pressure area care, oral hygiene and
patient/family teaching, mobilisation and turning patients, adequate documentation and
the taking of vital signs. Just over one-third (34.3%) of nurses reported they were
unable to comfort and talk to their patients on the most recent shift. A small response
rate was seen for night shift so statistical comparisons could not be made, but an
apparently similar rate of tasks delayed was found, with a lower rate of tasks not done.
Similar factors were influential in regard to both tasks delayed and tasks not
completed. The proportion of nurses indicating less time available to deliver care, the
amount of additional time required to complete care this shift, and the proportion of
hours worked by agency staff were common elements. As these factors increased so
did the rate of tasks delayed or not done. Additional predictors were identified in regard
to the rate of tasks not done. These included the proportion of patients admitted from a
care facility and the amount of involuntary overtime reported. An increase in the
proportion of patients admitted from a care facility led to an increase in tasks delayed.

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EXECUTIVE SUMMARY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

In terms of indirect or additional nursing care activities, nearly half of the


respondents reported that these included delivery or retrieval of patient meal trays
(47%), cleaning (46%) or clerical duties (45%). Over one-third (36%) of nurses order,
co-ordinate or perform ancillary work; 29% arrange discharge referrals and transport,
while 9% transport patients. Starting IVs (35%), undertaking routine phlebotomy (17%)
or ECGs (14%) were also undertaken by nurses.

Nurse Staffing and Skill Mix


Using the longitudinal data, nursing skill mix, defined as the proportion of registered
nurses (RNs) to clinical nurse staffing (Shullanberger, 2000), is highly variable across
the sample wards ranging from 49% to 80% at Canberra Hospital and 57% - 89% at
Calvary Hospital in the final period of analysis. Skillmix was lower in wards with aged or
rehabilitation casemix, higher in specialty surgical wards. Several wards at Canberra
Hospital have had a steady increase in hours worked. At Calvary Hospital all wards
have had an increase in hours worked, although as noted previously this has not
matched increases in workload.
In the cross-sectional data most wards had between 60% and 80% RN staff. Only
twelve ward-days over six different wards employed nurses which were other than RN
and EN categories and the percentage of these other nurse hours worked ranged
from 0 7.46%, with two outliers at 22.4 and 24.5%.
There were considerable differences in the proportion of full-time to part-time, casual
or agency hours worked. There were two wards which had less than 40% full-time staff.
Part-time staff ranged from 20.3 52.6% and casual staff ranged from 1 3%. Four
wards in the sample employed no agency staff at all, while the remaining 10 wards
employed between 1 8% agency staff. However, there is considerable variation in
these figures when reported on a ward-day basis. The lowest percentage of full-time
hours worked on one ward-day was 10.5% and the highest percentage was 93.3%.
There were ten ward-days which had less than 40% full-time staff and two ward-days
which had more than 80% full-time staff.
There were great variations in the proportion of hours worked per ward-day by
grade. RN L1 staff worked on average 51.6% of the hours with a large range from 21
89.9%; RN L2 staff worked on average 16.8% with a range of between 0 51%; and
ENs worked 29.9% of hours, also with a large range of 0 66%.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Patient Outcomes
Twelve clinical Outcomes Potentially Sensitive to Nursing (OPSN) were examined in
the study. In addition, failure to rescue (death following certain OPSN) was counted in
the longitudinal data. In the cross-sectional study data were collected from un-coded
patient records or the ward reporting system and included falls (with and without injury)
and medication errors (with and without patient consequences), events that cannot be
captured in administrative data.
The statistically significant findings supported the hypothesis that more nursing
hours per patient reduces patient length of stay, but the size of the effect was small. It
was found that if the two hospitals were to increase their RN hours by 10%, only a
minor reduction of 1-2% in patient length of stay would result. However when patient
outcomes as Outcomes Potentially Sensitive to Nursing (OPSN) were examined, it was
found that increasing RN hours by 10% could produce decreases in the adverse event
rates studied from 11% to 45%.
In the cross-sectional study 26 (4.3%) patients in the study were found to have
experienced a fall with or without injury, and some of these patients had experienced
both types of fall. Two patients experienced medication errors without consequences.
Out of the 601 patients studied, 34 (5.7%) experienced time-based medication errors,
lower than found in the NSW study. Falls also were lower in the B1 hospital but higher
in the A hospital than in NSW data. As a result of the low rates of adverse events, no
relationships could be established.

Work Environment
The cross-sectional design provided insight into nurses perceptions of their working
environment, their ability to practice comfortably, and the relationship between nurses
perceptions and patient outcomes.
Most nurses (88%) rated the quality of care as excellent or good over the past shift.
When asked to indicate whether the quality of care given over the last 12 months had
changed on their wards, 80% of respondents indicated that it had improved or
remained the same.

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EXECUTIVE SUMMARY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Results from the Nursing Work Index-Revised (NWI-R) indicate that on four of the
five measures, that is, nurse autonomy, nurse control over practice, nurse-doctor
relationships and resource adequacy, nurses in ACT scored higher than did nurses in
NSW. Nurse leadership was slightly lower in the ACT data than NSW. Higher levels of
autonomy, control over practice and nurse-doctor relations correlated with lower
discrepancy between nursing demand and supply (hours of care required compared to
those provided). Conversely, a high nursing demand/supply figure (indicating wider
discrepancy between hours of care required and that supplied) related to lower levels
of autonomy, control over practice and nurse-doctor relations.
When asked whether they had experienced a physical or emotional threat or actual
abuse during the last five shifts, 33% of respondents experienced emotional abuse but
up to a maximum of 58% of staff on a ward did. In terms of threat of violence only 21%
experienced this and while there were wards where no staff experienced a threat of
violence, up to a maximum of 67% of staff on a ward did. The results are similar for
physical violence where 15% of staff experienced this in the past five shifts and up to
58% of staff on a ward did so. The source of violence was nearly exclusively patients
and families. Patients and families were responsible for most physical assaults (96.6%)
and threats of assault (95.1%) and emotional abuse (69.7%).

Nurse Outcomes
71.5% nurses were satisfied with their job and even more (79.5%) were satisfied
with the profession. Furthermore 74% do not intend to leave their current job in the next
12 months. Job satisfaction increased with greater satisfaction with nursing, resource
adequacy and total nursing hours provided, while decline in job satisfaction was related
to increases in the number of shifts missed and increased age of the respondent.
Nurses who were satisfied with their job and who perceived they had adequate
resources were more likely to be satisfied with their profession, while those in
temporary employment were less satisfied with nursing. A higher patient turnover also
predicted satisfaction with nursing.
Nurses were more likely to intend to leave their current job if they were required to
re-sequence their work frequently, if there was a higher proportion of agency hours
worked on their ward and if demand for nursing care per day exceeded supply. Nurses
who had worked longer and who were satisfied with their job were less likely to plan to

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

leave. Nurses indicating they had more time to deliver care per shift were more likely to
leave. Those working on wards with a higher proportion of patients waiting for a care
facility were less likely to intend to leave.
There was considerable variability between the wards. Overall, the study provides
insight into patterns in nursing staffing, the work environment and patient outcomes in
ACT public hospitals. The results suggest that to successfully manage a hospital
system requires an understanding of the nature of the work and a commitment to
matching resources to workload.

16

EXECUTIVE SUMMARY

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

UNIVERSITY OF TECHNOLOGY, SYDNEY

17

Table of Contents.
1.

Introduction ........................................................................................ 20
Purpose and Objectives ..................................................................................... 21
Organisation of the Report ................................................................................. 21
Glossary ............................................................................................................. 22

1.1 Literature Review .................................................................................... 27

2.

Study Design & Ethics Approval ...................................................... 34


Study Design...................................................................................................... 34
Ethics Approvals ................................................................................................ 35

3.

Samples and Data Collection ............................................................ 36


Longitudinal Component .................................................................................... 36
Cross-sectional Component .............................................................................. 36

3.1 Data Analysis ........................................................................................... 41


Longitudinal Analysis ......................................................................................... 41
Cross-sectional Analysis .................................................................................... 50

4.

Findings .............................................................................................. 53
4.1 Longitudinal Findings ............................................................................. 53
Patterns in Skill Mix............................................................................................ 53
Patterns in Staffing Levels ................................................................................. 62
Findings for OPSN other than ALOS ................................................................. 67
Conclusion ......................................................................................................... 73

4.2 Cross-sectional Findings ....................................................................... 75


Patient Characteristics ....................................................................................... 75
Nurse Characteristics ........................................................................................ 76
Ward Characteristics ......................................................................................... 80
Skill Mix Characteristics ..................................................................................... 81
Nursing Workload .............................................................................................. 89
Work Environment ............................................................................................. 93
Quality of Care ................................................................................................... 95
Violence Experienced ...................................................................................... 101
Satisfaction and Intention to Leave.................................................................. 102
Patient Outcomes ............................................................................................ 103
Outcome Predictors ......................................................................................... 105
Nurse Outcomes .............................................................................................. 107

5.
6.
7.
8.

18

Limitations ........................................................................................ 111


Summary and Discussion ............................................................... 112
References ....................................................................................... 117
Appendices....................................................................................... 121

EXECUTIVE SUMMARY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

1. Introduction
Nurse staffing in Australian hospitals has received greater attention recently with
projections that the current shortage of nurses is unlikely to abate, particularly as the
workforce ages. An overall annual increase in demand for nurses of 2.56% until 2010
has been predicted, with 180,552 Registered Nurses (RNs) being required by that time.
A shortfall of approximately 40,000 is expected (Access Economics, 2004a; Karmel &
Li, 2002). Current workforce predictions indicate that the retirement of large numbers of
nurses in the baby boomer age bracket and the lower age at which female nurses
retire will exacerbate current shortages (Schofield & Beard, 2005). It is possible that
half the nursing workforce will be retired within 15 years (ARHRC, 2005). Efforts to
recruit more people into the profession without addressing retention will not have a
sustainable impact unless measures are undertaken to understand and address
nursing workload and the quality of the work environment for nurses. These factors
have been shown to have a significant impact on patient outcomes.
Much of the nursing workforce comprises general (although still highly specialised)
medical and surgical nurses. Not only are the majority of hospitalised patients found in
general medical/surgical wards, but also, it is frequently these nurses who move to
more specialised clinical areas such as intensive care, midwifery or mental health
where there are already documented shortages (AHWAC, 2002a, 2002b, 2004; VDHS,
1999). This study was commissioned to examine factors which impact on nurses
workload, particularly at the ward/unit level (medical and surgical) but in addition,
examines the relationships between patient outcomes, the nursing work environment,
nursing skill mix and workload. Study at the ward level enables a greater understanding
of the relationships between the factors mentioned above but more importantly, can
provide greater insight for those charged with responsibility for managing staff and
patient care.

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INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Purpose and Objectives


This study examined several questions fundamental to the design and
implementation of optimal models of nurse staffing within ACT, collecting data from two
time perspectives longitudinal and cross-sectional, in order to:
a)

Improve understanding of what constitutes nurses workload in medical and


surgical units across the two public hospitals in the Australian Capital
Territory.

b)

Examine whether patient acuity and length of stay (LOS) have changed over
time, and the impact on nurses workload.

c)

Examine the impact of skill mix (the proportion of registered nurses) on


patient outcomes as adverse patient circumstances (casemix controlled in
longitudinal data).

d)

Determine the impact of the nursing work environment on patient and nurse
outcomes.

This information would provide a basis for ACT Health to:


1.

Identify and implement innovative models of practice and care where


applicable;

2.

Identify how best to meet the health service needs of the community;

3.

Identify how to achieve the capacity and capability required to meet high
standards of practice and safe outcomes.

Organisation of the Report


The longitudinal context provided by two years of ACT administrative data grounds
understanding of data collected at the coal face in the cross-sectional design in one
eight week period of time. In the interests of readability, most of the detail about data
acquisition, management and measurement are contained in Appendices.
Throughout the Report, we will move from descriptions of patients and their
experiences to nursing workforce as skill mix, hours of care and back to patient
outcomes. Nursing resources cannot be understood without understanding the context

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

in which nursing is practiced the work environment, the patients who require care and
the staff providing that care.
To assist the reader, a glossary of terms used in the various methodologies is
presented on the following pages.

Glossary
TABLE 1 DEFINITION OF WARD TYPES
Type
Medical

Cross-sectional Study
Wards designated as Specialty
Medical or Medical by the hospital

Surgical

Wards designated as Specialty


Surgical or Surgical by the
hospital
Wards designated as MedicalSurgical by the hospital
N/A

General, Mixed
Medical-Surgical
Other

Longitudinal Study
Wards with a casemix of
predominantly Medical AR-DRGs.
Calculated per year.
Wards with a casemix of
predominantly Surgical AR-DRGs.
Calculated per year.
Wards with no predominant
casemix. Calculated per year.
Other ward types such as
Intensive Care Units, Emergency
Departments, and Day Units

Ward type selection in the longitudinal component was made for fairly broad ARDRG case-types and overnight stays. Please note the difference in definitions between
the two methods. One of the difficulties in this study was recognising that what a
hospital defined as a medical or surgical ward for example, might well be an historical
label not supported by casemix analysis.

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INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 2 LONGITUDINAL COMPONENT: OUTCOMES POTENTIALLY SENSITIVE TO NURSING (OPSN) DEFINITIONS*


Item

Central Nervous
System (CNS)
Complications
Deep Vein
Thrombosis/Pulmonary
Embolism (DVT/PE)
Decubitus Ulcer
(Pressure ulcer)
Gastrointestinal
Bleeding (Ulcer/GIB)
Pneumonia

Sepsis

Shock/Cardiac Arrest
Urinary Tract Infection
(UTI)

Failure To Rescue
(FTR)

Physiologic/Metabolic
Derangement

Pulmonary Failure
Surgical Wound
Infection
Mortality
Length Of Stay (LOS)
*

Detail
Complications such as confusion or delirium. Nurses intervene to create
a supportive environment, such as structuring sleep patterns etc.
Thromboses (blood clots) are frequently related to periods of immobility.
Early and frequent mobilisation of patients is an important activity
performed by nurses.
Decubitus ulcers are caused by prolonged pressure on skin areas, usually
due to immobility. Mobilisation and positioning of patients are central
activities performed by nurses.
In most cases, gastrointestinal ulcerations and bleeding are stressrelated complications in hospital patients. Nursing plays a role in
relieving psychological stress and detecting ulcers at an early stage.
Two key risk factors for hospital-acquired pneumonia are prolonged
immobility, which leads to inadequate ventilation of parts of the lungs,
and inappropriate or failure to perform pulmonary hygienic techniques.
Nursing care influences both risk factors.
Sepsis, defined as life-threatening and systemic infection, can result
when a hospital-acquired infection is left untreated. The two most
frequent hospital-acquired infections (UTI and pneumonia) are
considered to be nursing sensitive.
Both pulmonary failure and cardiac arrest are endpoints to a continuous
deterioration in a patients status.
UTI is a frequent complication in hospitalised patients, particularly those
with indwelling urinary catheters. Infection can result from inattention to
sterile techniques when placing indwelling urinary catheters or from
inadequate attention to time consuming toileting programs for
incontinent patients.
Defined as mortality of patients who experienced a hospital-acquired
complication, studies have shown failure to rescue to be related to
hospital quality and nursing. The underlying rationale is that excellent
care is more likely to prevent patients with complications from dying.
Operationally defined here as death following sepsis, shock, GI bleeding
or DVT.
Imbalances in electrolytes and blood sugar levels are very common in
hospital patients. Given the central role of nurses in patient monitoring
and reporting abnormal lab values to the treating team, slight
imbalances can be caught quickly and corrected in a timely manner in
well-staffed hospitals.
Both pulmonary failure and cardiac arrest are endpoints to a continuous
deterioration in a patients status.
Because nurses are responsible for pre-operative preparation of patients,
which includes skin cleansing and administration of antibiotics, surgical
wound infections could be influenced by the quality of nursing care.
A number of studies have related mortality to nurse staffing patterns in
hospitals.
Nurses play an important role in discharge planning. They can ensure
that a patient is not discharged prematurely or kept in the hospital for
too long and thereby expose them to hospital acquired complications.

Adapted from Needleman, et al. (2001)

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 3 CROSS-SECTIONAL STUDY: NURSING WORK INDEX - REVISED FACTORS


Factor

Possible
Score Range*

Autonomy

6-24

Control Over
Practice

7-28

Nurse-Doctor
Relations

3-12

Leadership

12-48

Resource
Adequacy

4-16

Sample Items from NWI-R

Freedom to make important patient care and work


decisions
Not being placed in a position of having to do things
that are against my nursing judgment
A nurse manager or supervisor who backs up the
nursing staff in decision making, even if the conflict is
with a physician
Adequate support services allow me to spend time with
my patients
Enough time and opportunity to discuss patient care
problems with other nurses
Patient care assignments that foster continuity of care
Collaboration between nurses and physicians
A lot of team work between nurses and physicians
Physicians and nurses have good working relationships
A nurse manager or immediate supervisor who is a
good manager and leader
Support for new and innovative ideas about patient
care
A clear philosophy of nursing that pervades the patient
care environment
Enough registered nurses on staff to provide quality
patient care
Enough staff to get work done

* Higher scores indicate the factor was stronger

TABLE 4 CROSS-SECTIONAL STUDY: ENVIRONMENTAL COMPLEXITY SCALE FACTORS


Factor

Possible
Score Range*

Re-sequencing of
work in response
to others
Unanticipated
changes in patient
acuity

0-10

Composition and
characteristics of
the care team

0-10

0-10

Sample Items from ECS

Clarifying doctor's orders


Medications, supplies and narcotic keys missing
Completing work of others
Stat blood work
Extra vital signs
Greater demand for psychosocial support for
patient
Students on the unit required supervision and
assistance
Students wanted access to charts, equipment and
supplies
Scheduled unit staff absent this shift

* Higher scores indicate the factor was stronger

24

INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 5 CROSS-SECTIONAL COMPONENT: OUTCOME DEFINITIONS


Item
Falls with Injury
Falls without Injury
Falls (any)
Medication Errors with
Patient Consequence
Medication Errors without
Patient Consequence
Medication Errors (any)
Time-based Medication Error

Definition
The patient experienced a fall occasioning an injury
The patient experienced a fall without injury
The patient experienced a fall, with or without injury
(ie number of patients who experienced any type of fall)
The patient experienced a nurse medication error that
occasioned adverse consequences
The patient experienced a nurse medication error without
adverse consequences
The patient experienced a nurse medication error with or
without adverse consequences
Medication delivered more than 30 minutes outside the
prescribed time

TABLE 6 CROSS-SECTIONAL COMPONENT: DATA ANALYSIS TIME PERIOD DEFINITIONS


Item
Ward
Ward Day
Shift
Shift-period

Definition
Data for the sample period from a single hospital ward
Sample period = 5 days: Monday-Friday
Data for a 24 hour period from a single hospital ward
ECS and related data collected per (self-reported) shift
Three equal shift-periods calculated from ward staffing (roster) data:
0700-1500 (Morning); 1500-2300 (Evening); 2300-0700 (Night)

TABLE 7 CROSS-SECTIONAL COMPONENT: OTHER DEFINITIONS


Item
Staffing hours
Hours of nursing
care required

Definition
Data from the ward roster for the 24 hour period, excluding leave and
other hours off-ward (see also collection form page 151)
Hours of nursing care needed per patient for the next 24 hours; data
collected by trained data collectors with the validated PRN-80
instrument (see also Table 13 Instruments, page 39)

TABLE 8 CROSS-SECTIONAL COMPONENT: PROPORTION HOURS WORKED GRADE CATEGORIES


Item
RN
RN L1
RN L2
EN
AIN

Definition
Registered Nurse: Sum of RN L1 & RN L2 Hours
Registered Nurse Level 1 Hours
Registered Nurse Level 2 Hours
Enrolled Nurse Hours (levels not differentiated in all ward roster data)
Assistant in Nursing Hours

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 9 STATISTICAL TERMS


Term
Probability
Estimate/Statistical
Significance
Correlation Coefficient

Regression

Regression Coefficient

Beta () Weight

R2 Value/Adjusted R2
Value/Pseudo R2 Value

Cronbach's Alpha ()

-2 Log Likelihood Value


*

26

Description*
Significance is the percent chance that a relationship found
in the data is random. A probability estimate of 0.05 = 5%
chance. Lower values indicate a lower chance of a random
relationship.
Correlations measure how variables are related. Values
range from 0 (no or random relationship) to 1 (perfect
relationship: "The more the x, the more the y, and vice
versa.") or -1 (perfect negative relationship: "The more the
x, the less the y, and vice versa."). It is a symmetrical value,
not providing evidence of which way causation flows.
Regression is used to account for (or predict) the variance in
a dependent variable, based on combinations of
independent variables.
Multiple regression can establish that a set of independent
variables explains a proportion of the variance in a
dependent variable.
Logistic regression is a form of regression used when the
dependent variable is dichotomous.
The average amount the dependent variable increases when
the independent variable increases one unit and other
independents are held constant. The larger this coefficient
the more the dependent variable changes for each unit
change in the independent. If all independent variables are
measured on the same scale then regression coefficients are
directly comparable; but if not then beta () weights may be
calculated.
The average amount the dependent variable increases when
the independent increases one standard deviation and other
independent variables are held constant. They display the
relative predictive importance of the independent variables.
Betas weights reflect the unique contribution of each
independent variable, but do not account for the importance
of a variable which makes strong joint contributions to the
regression model.
R2 is the percent of the variance in the dependent variable
explained uniquely or jointly by the independent variables
(i.e. the model overall). A large value indicates that a large
fraction of the variation is explained by the independent
variables.
Adjusted R2 is a conservative reduction to R2. It adjusts for
the effect of a large number of independent variables that
may artificially increase R2.
Pseudo R2 provides an approximate measure of the
explanatory power of Poisson regression models used in this
analysis. Not considered equivalent to R2 or Adjusted R2.
A commonly used measure of scale reliability. Higher values
are better. Values above 0.70 are acceptable in the social
sciences.
Measure of goodness of fit. Used to assess the relative fit of
each regression model.

(Garson, 2005; Goldstein, 2003; Sheshkin, 2000)

INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Literature Review
The current nursing shortage in Australia has been well documented (AHWAC,
2002a, 2002b, 2004). In 2006, estimates of up to 12,270 new nurses were needed to
enter the profession to keep up with health care needs (AHWAC, 2004), and a shortfall
of approximately 40,000 nurses is expected by 2010 (Access Economics, 2004b;
Karmel & Li, 2002). This scenario will likely be detrimental to patient outcomes and
nurse turnover rates as workloads increase, job satisfaction rates decrease and nurses
find alternative employment (Duffield, O'Brien-Pallas, & Aitken, 2004). In light of these
projections it is becoming more important to employ strategies to help retain nursing
staff by addressing issues of work environment, skill mix, workload, job satisfaction,
and the relationship between these and patient outcomes. Without efforts to sustain the
existing nursing workforce, attempts to recruit more nurses will likely be short-lived and
unsuccessful.
Nursing work has changed considerably in recent years and a range of factors have
been identified which impact on nurses workload. These include an increased ageing
population (including both nurses and patients), increased patient acuity, new
diseases, treatments and technologies, and changing employment patterns (AIHW,
2005; Karmel & Li, 2002). Nurse managers have had to become more creative in
staffing and patient allocations to try to maintain standards of care and positive patient
outcomes as skill mix and the workforce profile have changed.

Skill mix
The different categories of health care workers who provide care to patients is
termed skill mix or staff mix (McGillis-Hall, 1997). Skillmix is defined as the proportion
of registered nurses to total clinical nurse staffing (Aiken, Sochalski, & Anderson, 1996;
Shullanberger, 2000). It is argued that a lesser qualified skill mix may result in
increased nurse turnover and unproductive time (Orne, Garland, O'Hara, Perfetto, &
Stielau, 1998), and others have tried to clarify roles of unlicensed and untrained
personnel (McKenna, Hasson, & Keeney, 2004). Other large studies have found that a
higher proportion of RNs on medical and surgical wards was associated with better
outcomes in terms of morbidity and mortality (Estabrooks, Midodzi, Cummings, Ricker,
& Giovannetti, 2005; O'Brien-Pallas et al., 2004; Tourangeau et al., 2006). Critical in
these is the proportion of registered nurse hours worked as compared to other
categories of employee regulated nurses such as enrolled nurses or licensed

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

practical nurses or unregulated workers such as health care assistants, assistants in


nursing.

Work environment
There is increasing emphasis on the work environment of nurses because of its
potential in retaining nurses and ensuring positive patient outcomes. Many years ago in
the United States (USA), a number of hospitals were labelled Magnet institutions
good places for nurses to work. Nurses in these facilities were deemed central to the
hospital and as a result of this philosophy, had higher job satisfaction and retention
rates (Kramer & Schmalenberg, 1991). These institutions were found to have a 4.6%
lower patient mortality when compared with non-magnet hospitals (Aiken, Smith, &
Lake, 1994). A more recent study also found that attractive organisational
characteristics are key factors in nurse retention. An increased workload and having to
leave basic nursing tasks undone were also found to be fundamental to nurses levels
of job satisfaction and retention rates (Aiken et al., 2001). A collegial working
environment, opportunities for nurse education, a richer skill mix and continuity of care
have also been linked to lower patient mortality levels (Baumann, O'Brien-Pallas et al.,
2001; Estabrooks et al., 2005).
Nurses job satisfaction is affected by the perception of control over their work (Finn,
2001; Laschinger, Finegan, Shamian, & Wilk, 2004; Rafferty, Ball, & Aiken, 2001;
Stamps & Piedmont, 1986; Tillman, Salyer, Corley, & Mark, 1997). The Nursing Work
Index Revised (NWI-R), used in the ACT study, is a measure of the work
environment. It has 49 items that measure nurse autonomy, control over practice,
nurse-doctor relations, nursing leadership and resource adequacy. The NWI-R was first
developed in the US and has since been refined and used widely including in Australia
(Aiken & Patrician, 2000; Aiken & Sloane, 1997; Aiken et al., 1994; Estabrooks et al.,
2002; Kramer & Hafner, 1989). Also used in this study was the Environmental
Complexity Scale (ECS) (O'Brien-Pallas, Irvine, Peereboom, & Murray, 1997) used
previously in Australia (Duffield et al., 2007). This tool has three domains:
resequencing of work in response to others requests; unanticipated changes in patient
acuity; and characteristics and composition of the caregiver team. Nurses are also
asked whether nursing interventions were left undone or delayed due to lack of time.
Use of both of these tools provides a comprehensive measurement of nursing work
and the factors impacting on it.

28

INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Nursing care environments and the organisation of nursing care have been linked to
adverse patient outcomes such as medication errors, increased length of stay and
mortality (American Nurses' Association, 1997; Czaplinski & Diers, 1998; Estabrooks et
al., 2005; Grillo-Peck & Risner, 1995; Needleman, Buerhaus, Mattke, Stewart, &
Zelevinsky, 2002; Tourangeau, 2002; Tourangeau et al., 2006). Recent research
suggests that adverse patient events and nurses emotional exhaustion are directly
affected by the quality of the work environment (Laschinger & Leiter, 2006). Aiken,
Clarke & Sloane (2002) report that understaffing leads to greater nursing turnover
because nurses are being prevented from providing the quality of care that they wish,
compromising patient care. Clarke and Aiken (2006) also argue that nurse productivity
could improve if there were improved work environments.

Workload
In Australia, there are many ways of allocating nursing resources which are not
related to types of patient or ward specialty (except intensive care and high
dependency units) (Duffield, Roche & Merrick, 2006). Some measures used include
nursing hours per patient day (NHPPD) (Western Australia). A nurse to patient ratio
has been adopted in Victoria which is designed to promote equal workload amongst
nurses (Plummer, 2005). Unruh & Fottler (2006) found this method may underestimate
nursing workload, and Graf et al. (2003) suggest such a method may produce
inflexibility which could exacerbate staffing and quality issues.
Other methods that measure nursing workload are patient dependency or patient
acuity systems. In the early 1980s in Australia, PAIS (Patient Assessment and
Information System) was introduced into Victoria (Hovenga, 1996). The resources
required (hours of nursing) for a given PAIS category had been developed from a
number of work sampling studies and included time for administrative work and indirect
nursing activities (Goodwin & Hawkins, 1990; Hovenga, 1996). These nursing activities
include direct patient care and indirect nursing care such as documentation and within
the PAIS model, patients are classified on a per shift, daily, weekly, monthly, random or
ad hoc basis to reflect the workload at a particular point in time. Software packages,
such as E-care (D. E. Goldstein, 2003) and TrendCare (Trend Care Systems Pty Ltd,
2004), involve nurses using care plans or clinical pathways, determining the time
necessary for each unit of care, and establishing patient requirements from these
parameters.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Nursing workload can be impacted by many factors such as the number of case
types (Diagnostic Related Groups [DRGs]) nurses have to care for (Diers & Potter,
1997); the degree of patient turnover and churn (movement of patients between and
within wards) (Duffield et al. 2007); the increased throughput of patients (Unruh &
Fottler, 2006); their length of stay and acuity (Birch, O'Brien-Pallas, Alksnis, Murphy, &
Thomson, 2003); and staff shortages (Buerhaus, 1997). The decreased length of
patient stay in hospital and the concentration of, and increase in nursing work that this
requires, has not been widely studied (Graf et al., 2003).
Diers and Potter (1997) present a case study of an overspent and difficult to
manage ward. It became apparent that a large number of different DRGs (casemix)
contributed to the apparent disorganisation. Some studies argue for similar patient
types to be organised on specialised wards to enhance expert nursing care (Aiken,
Lake, Sochalski, & Sloane, 1997; Czaplinski & Diers, 1998; Diers & Potter, 1997). The
argument is that it is unreasonable for nurses to be expert in all manner of patient
types/specialities, and that by narrowing the demands on their expertise, they would
work more efficiently and improve patient outcomes. Case mix cohorting may help
managers predict nursing care requirements more efficiently, because when patient
needs vary in intensity on a day-to-day basis, nurse staffing requirements are more
difficult to anticipate: patient needs may not be met.
The nursing work environment, and consequently nursing workload, has changed
considerably over the past few years. As a result of technology and efficiency policies
that target length of stay, nurses have a more complex patient load (Baumann,
Giovannetti et al., 2001; Birch et al., 2003). The increased turnover of patients or
churn intensifies the nursing workload further. Birch (2003) found that after hospital
restructuring in Ontario (Canada) there was an increased number of severity-adjusted
patients using fewer beds cared for by fewer nurses. Patient throughput increased by
12% and inpatient episodes per bed increased by over 25%. Unruh & Fottler (2006)
found that patient turnover (in their sample of up to 205 hospitals) significantly
increased from 1994 to 2001 and that as a consequence, staffing requirements and
workload for nurses may be underestimated. Admission and discharge of patients
means extra documentation, educational, general nursing and organisational duties,
thereby increasing nursing workload. The movement of patients within wards is also a
factor in nursing workload, and one that is harder to quantify. However some wards will
have systems of management whereby it is necessary to move patients from area to
area on a regular basis (eg. from high to low acute areas). Nurses are also called upon

30

INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

to assist with these when transferring patients between wards, and, depending on
resources, can be required to move the bed themselves. Nursing workload can be
further increased by nurses needing to accompany patients for investigations in other
departments (eg. CT or MRI scans), leaving their allocated patients in the care of a
colleague who already has his/her own patient load.
Another factor impacting on nursing workload is a general shortage of allied health
professionals in Australia (DEWR2006). This includes occupations such as
physiotherapists, occupational therapists, speech pathologists, radiographers and
pathologists. This shortage of staff may cause delays in patient treatment, and an
increased workload as nurses try to incorporate into their day the types of care patients
should ideally receive from these professionals.

Patient Outcomes / Outcomes Potentially Sensitive to Nursing (OPSN)


Nurses are the health professionals that are most directly involved with patients.
They monitor patients progress, assess clinical changes, intervene when appropriate
and are central to communication and coordination among the allied health team.
Patient safety has been defined as freedom from accident, or, more broadly, avoiding
injuries to patients from the care that is intended to help them (IOM, 1999, 2001).
Ingersoll (1998) defined patient outcomes as the end result of treatment or care
delivery.
Outcomes Potentially Sensitive to Nursing (OPSN) have been the focus of a number
of studies (Buerhaus, 1999; McCloskey & Diers, 2005; Needleman et al., 2002;
Needleman, Buerhaus, Mattke, Stewart, & Zelevinsky, 2001). Needleman et al. (2001)
found that lower levels of RNs were linked to higher rates of urinary tract infections,
pneumonia, shock and cardiac arrest, upper gastrointestinal bleeding, failure to
rescue (FTR), and length of hospital stay in both medical and surgical patients treated
in hospitals. FTR has been suggested as a better gauge of care quality than
complications alone (Clarke & Aiken, 2003), the term having been introduced by Silber
et al. (1992) to describe how patients are rescued from events that complicate their
health by nurses and other health care professionals. FTR is operationally defined as
death following adverse events such as sepsis, DVT, GI bleeding, cardiogenic shock
and hospital-acquired pneumonia.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

The meta-analysis by Kane et al. (2007), established that an increase in RN staffing


was associated with a reduction in patient mortality, adverse events and FTR. This
study found that for surgical patients, an increase of one full-time RN a day was
associated with a reduction in the relative risk of FTR, and nosocomial bloodstream
infections. Similarly, in intensive care facilities, a similar increase in staffing consistently
decreased rates of cardiopulmonary resuscitation, unplanned extubation, pulmonary
failure and nosocomial pneumonia.
In the USA, the Nursing Care Report card (1997) was developed to monitor nursing
care in acute care settings. It was based on data collected by state agencies in 1992
and 1994 from 502 hospitals in California, Massachusetts, and New York. The purpose
of the study was to quantify nurse staffing, patient incidents, and lengths of stay at the
hospitals, as well as the relationship between these variables. Upon evaluation, the
American Nurses Association (1997) found that preventable conditions, such as
pressure ulcers, pneumonia, post-operative infections and urinary tract infections were
inversely related to RN skill mix and nurse staffing. Similar results were found by
Kovner & Gergen (1998) and more recently, Cho et al. (2003). The Institute of Medicine
(2004) suggested that lower levels of nursing staff (especially RNs) are related to
increases in length of stay, hospital acquired infections and the incidence of pressure
ulcers. Tourangeau (2006) found that by increasing the percentage of RNs by 10%,
there were six fewer deaths for every 1000 discharged patients. In New Zealand an
increase in the percentage of RNs together with a decreased number of nursing hours
per patient per day increased negative patient outcomes (McCloskey & Diers, 2005).
Recently there has been a subtle change in language from OPSN to nursing (or
nurse) sensitive outcomes. This originated in the USA and is now seen to be the
accepted term (Kane et al., 2007; Person et al., 2004).
Accurate information about safe and optimal ward staffing catering to different
patient types is only possible on a ward-level shift-by-shift basis. Study at this level
gives a clearer understanding of the ward environment and its effect upon nursing
practice and patient outcomes. To date, few published studies have been based at the
ward level (Boyle, 2004; Diers, Bozzo, Blatt, & Roussel, 1998; Diers & Potter, 1997).

32

INTRODUCTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Context
The ACT is the smallest of Australia's six states and two territories, but has the
highest population density and is the only state or territory without a sea border. At 30
June 2006, the Australian Capital Territory (ACT) had an estimated resident population
of 334,200 persons, with the majority residing in Canberra and nearby surrounds. The
Canberra-Queanbeyan Statistical District had a population of 381,400 persons at June
2006. This is 1.8% of Australia's total population making it the eighth largest major
population centre in Australia, larger than the capital cities of Hobart and Darwin
(Australian Bureau of Statistics, 2007 -a, 2007 -b).
Public in-patient hospital services in the ACT are provided at The Canberra Hospital
and Calvary Public Hospital. In-patient hospital services for private patients in the ACT
are provided by Calvary Private Hospital, John James Memorial Hospital and the
National Capital Private Hospital. According to the Australian Institute of Health and
Welfare (AIHW, 2007), there were 72,136 public hospital separations in the ACT during
200506, 1.6% of the nearly 4.5 million public hospital separations nationally.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

2. Study Design & Ethics Approval


Study Design
The study was designed to include both longitudinal data extracted from
administrative data systems for the two year period and cross-sectional data collected
within this time frame for medical and surgical wards in ACT hospitals.
The longitudinal component of the study included:
Patient data extracted from the ACT Administrative Data
System for two years (2004-2006)
Nursing payroll (workforce) data where possible for the same
years and hospitals.
These data allow the determination of the relationship of nursing resources as paid
hours worked, to patient outcomes as Outcomes Potentially Sensitive to Nursing
(OPSN) (Needleman et al., 2001) controlling for casemix as AR-DRGs and hospital
type. The nursing payroll data allow specification of nursing resources by skill mix, in
the context of patient load as case type, patient volume, ward type (medical-surgical or
other).
The key aspects of the data collected from the cross-sectional sample of hospital
wards are:
Ward organisation/environmental characteristics
Nursing workload and environmental complexity
Nurse outcomes as intent to stay/leave present job or the
profession
Patient characteristics
Patient outcomes as adverse events that cannot be captured in
administrative data (falls with and without injury and medication
errors with and without consequences).
The use of two compatible methodologies provides a powerful design in which the
known inadequacies of administrative data can be balanced by the cross-sectional data
collection and the known issues of labour intensive but small sample data collection

34

STUDY DESIGN & ETHICS APPROVAL

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

can be informed by the use of large, longitudinal datasets (Jiang, Stocks, & Wong,
2006).
A conceptual model based in General Systems Theory guided the study. The model
is presented in Appendix 1. Both a process and an outcome approach were taken in
the study.

Ethics Approvals
Ethics approval was sought and gained from the Human Research Ethics
Committee, University of Technology, Sydney, from ACT Health and Community Care
Human Research Ethics Committee, and from Calvary Health Care ACT Human
Research Ethics Committee. Approval from all committees included cross-sectional
and longitudinal components of the study. Participants were assured that no individual
or ward would be identified in any report or publication derived from the study, although
it is not possible to disguise the two participating hospitals completely. Where data
were analysed and reported at ward level, wards were deideintified using alphanumeric
codes.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

3. Samples and Data Collection


Longitudinal Component
The data sources for this study were owned by the two ACT hospitals involved; The
Canberra Hospital and Calvary Public Hospital. Data on patients were held by ACT
Health as part of its mandatory hospital morbidity collection and patient level ward
history data. Data pertaining to the nursing workforce, specifically nurse rostering and
payroll data were held by the two individual hospitals.
Data of the two types were received from both hospitals for the period Aug/Sep
2004 to Oct/Dec 2006, inclusive. Data were available for a total of 398 ward months.
Details of the patient (Table 10) and nursing (Table 11) data sample are presented
below (see also Table 31, page 62).
TABLE 10 LONGITUDINAL COMPONENT PATIENT DATA
Hospital

Separations

82
83

28407
12031

ALOS on
Sample
WARD (hrs)
253.46
192.80

ALOS in
HOSP (hrs)
340.76
274.03

Total
Patient
Hours
4,744,347
1,469,489

Ward per
Episode
(churn)
1.34
1.42

TABLE 11 LONGITUDINAL COMPONENT NURSE DATA


No.
Nursing
Shifts

RN Hrs

EN Hrs

AIN Hrs

Total
Nursing
Hours

82

262,980

581,136

1,146,393

182

1,727,529

83

45,939

89,986

245,256

335,242

Hospital

Cross-sectional Component
Sixteen medical-surgical hospital wards consented to participate, 12 from The
Canberra Hospital where 158 nurses participated, and four at Calvary Hospital where
42 nurses participated in the study (see Table 12). No data were collected from
obstetric, paediatric or psychiatric wards, nor from ED or outpatient areas or theatre.

36

SAMPLES & DATA COLLECTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Data collection commenced on the 20 September 2006 at The Canberra Hospital


and 14 November at Calvary Hospital, and was completed by 12 October and 30
November 2006 respectively. Five experienced nurses were seconded from the
hospitals under study, and were trained to undertake data collection with support from
UTS staff. No eligible wards declined the invitation to participate. Each ward had one
week of data collection randomly assigned within the sampling period allocated for
each hospital.
Orientation sessions were held with each ward in the week before data collection
and nurses consent obtained. Staff unable to attend and casual or agency staff were
given an information sheet, consent form and copy of the survey to complete and
return to a marked box at the nurses station or by reply-paid post. Nurses were given a
study identification (ID) number. All nurses on the 16 nursing wards selected were
invited to participate.
The Nurse Survey captured information on nurse demographics, the work
environment and organisational attributes. At the end of each shift, nurses were asked
to complete the Environmental Complexity Scale which acquired information on ward
factors that influence nurses ability to provide the required care for patients, in addition
to details of nursing interventions delayed or not done and indirect care activities. The
data collector completed the PRN-80 form which measured patient acuity daily for each
patient on the ward. This instrument lists nursing interventions that nurses complete
during a 24 hour period. This instrument provided the total minutes of care (later
converted to hours) required for that patient for the coming 24 hour period.
The data collector or the Clinical Nurse Consultant (CNC) completed the Daily Unit
Staffing Profile and Unit and Hospital Profile, providing roster data and information on
the ward. Table 13 (page 39) lists the instruments used in the cross-sectional part of
the study along with their psychometric properties and where appropriate, inter-rater
reliability (see also Appendix 7).
Table 12 outlines the details of cross-sectional data collection, and the number of
responses for each instrument. Two wards were not able to provide complete roster
data for the sample period, and one ward did not provide a unit profile. These wards
were omitted from description or analyses requiring those data. However, in order to
provide as complete a report as possible, data were included where available. The
number of wards used for each analysis or description is indicated.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 12 CROSS-SECTIONAL COMPONENT DATA COLLECTION


Instrument*
Nurse Survey: Revised Nurse Work
Index Scale (NWI-R); Nurse
Demographics & Work Environment
Environmental Complexity Scale
(ECS); Nursing interventions delayed
or not done, and indirect care
activities

Once per nurse

Response
200 nurses
(71% of all consenting nurses)
(158 [75.2%] Canberra Hospital
42 [58.3%] Calvary Hospital)

Once per nurse per shift

612 shifts

Once per ward-day

14 wards,
67 ward-days,
1292 shift-periods

Ward Adverse Events Profile

Once per ward

16 wards

Unit & Hospital Profile

Once per ward

15 wards

Once per patient

601 patients

Once per patient-day

1768 patient-days

Ward Staffing Form

Patient Data Form


Workload Measurement (PRN 80)
*

38

Collection Frequency

See also Table 13, and Appendix 7

SAMPLES & DATA COLLECTION

Instrument

Revised Nurse
Work Index Scale
(NWI-R)

Present study statistics


Cronbachs alpha:
Autonomy (0.63);
Control over practice (0.69);
Nurse-doctor relationships (0.67);
Leadership (0.80);
Resource adequacy (0.71).

Source

Nurse survey,
administered once to
each nurse in the
sampled units

Nurse
Demographics &
Work Environment

Measures nurses perceptions about their work environment and the


quality of care on the unit. It also measures demographics, job
satisfaction and intent to leave. This instrument (adapted from Aiken et
al., 2001; O'Brien-Pallas, Doran et al., 2001) allowed us to examine links
between nurse staffing, workload and types of nursing activities.

Ward Staffing
Form

Used to record nurse staffing, and skill mix on each unit every shift each
day during the sampling period. Key variables include: patient census,
number/mix of staff working, number of agency/casual staff, nurse
absenteeism, number of staff floated to/from the unit, number of staff on
orientation, and nurse patient ratios.

Ward rosters retrieved


by data collectors

Ward Adverse
Events Profile

Number of medications given 30 minutes outside prescribed time.

Adverse events
reporting system on
the unit

Unit & Hospital


Profile

39

Patient Characteristics &


Outcomes

Details
Identifies organisational attributes leading to positive patient, nurse and
institutional outcomes. The four sub-scales of the NWI-R and their
reliability are: nursing unit-nurse autonomy (Cronbachs alpha = 0.85),
nurse control (0.91), nurse physician relations (0.84) and organisational
support (0.84), with overall (aggregated) scale reliability of 0.96 (Aiken &
Patrician, 2000). Units with higher subscale scores demonstrate higher
patient satisfaction, lower mortality rates, lower nurse emotional
exhaustion, and lower incidences of needlestick injuries (Aiken et al.,
1997).

Patient Data Form

Information on hospital/unit size, use of clinical pathways and standard


nursing care plans, presence of an educator, and hours of
cleaning/clerical/auxiliary support available to the unit.
The specific medical conditions creating the demand for nursing care and
the outcomes of that care. Key variables include primary and secondary
diagnoses and the medical condition most responsible for hospital stay.
Since AR-DRGs are not assigned until after hospital medical records
coding and patient discharge, patient records were matched to HIE data
after the longitudinal data were acquired.

Ward CNC by interview

Patient record
accessed by data
collectors;
supplemented by HIE
data.

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

UNIVERSITY OF TECHNOLOGY, SYDNEY

TABLE 13 INSTRUMENTS

40

Instrument

Nursing Workload

PRN Workload
Measurement
(PRN 80)

See also Appendix 7: Instruments

Present study statistics

Source

Inter-rater reliability: 87.8%

Patient record
accessed by data
collectors

Cronbachs alpha: Re-sequencing


of work (0.68); Unanticipated
changes in patient acuity (0.80);
Composition and characteristics of
the care team (0.61).

Nurses on sampled
wards, once per nurse
per shift

SAMPLES & DATA COLLECTION

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Environmental
Complexity Scale
(ECS)

Details
Lists 214 indicators or tasks nurses complete for patients during a 24-hour
period. Each indicator has a standard point value reflecting time involved
completing tasks for patients; each point represents 5 minutes, and a
higher total point value indicates greater amounts of nursing care
required. PRN methodology has been tested extensively with several
iterations since its development in 1972, and its content validity has been
established by nurse experts. Chagnon et al. (1978) established the
construct and predictive validity of the PRN. Recent work (O'Brien-Pallas
et al., 2004) found no significant differences in workload estimates
between the PRN-80 and other established systems (Grasp and Medicus),
providing further support for its reliability and validity.
Measures tensions nurses experience in providing care to patients to a
standard outlined in nursing care plans. It taps three domains:
unanticipated delays in response to others leading to re-sequencing of
work; unanticipated delays due to changes in patient acuity;
characteristics and composition of the caregiver team (O'Brien-Pallas et
al., 1997). OBrien-Pallas et al. (2002), found Cronbachs alpha for each
subscale of: 0.80 for unanticipated delays and re-sequencing of work;
0.85 for changes in patient acuity; and 0.92 for composition and
characteristics of the care-giving team.
This instrument also collects information per nurse-shift on the quality of
care, nursing interventions delayed or not done due to time pressures,
and indirect care activities.

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Data Analysis
Longitudinal Analysis
The aim of this research was to study the relationship between nursing inputs and
patient needs (e.g. nursing workload) with a focus on outcome measures as a means
of assessing the adequacy of care. The data were longitudinal, allowing assessment of
variation in the relationship over time and hence an assessment of the relative
adequacy of nurse staffing levels at various times during the study period. It related to
two public institutions and a number of ward areas in each, allowing a degree of
generalisation to a range of circumstances arising on a ward.
The methods used in the research employ controlling for workload (through ARDRG casemix and activity variables) and then reviewing the impacts of staffing level.
That is, it considers the impact of changes in staffing and skill-mix relative to a fixed
workload. However it also offers a method for determining what staffing has been more
or less successful for a given workload from a range of workloads encountered during
the study period.

Data Preparation
Two types of patient data were requested from ACT Health. The first were coded
morbidity records at patient episode of care level. These data, known as admitted
patient care data, were provided in the format shown in Appendix 2. These gave data
elements such as hospital of treatment, start and end dates and times for the episode
of treatment, basic demographic information on the patient, along with diseases and
procedures as coded under the Australian version of the International Classification of
Diseases (ICD-10-AM) 5th Ed. and the Australian Classification of Health Interventions
(ACHI) 5th Ed. respectively. In addition, information was available on mode of
separation/type of ending of episode. The data also uniquely identified each episode of
care without identifying the patient.
The second type of patient data, termed ward history data, was provided in the
format shown in Appendix 3. These identified ward area, start and end times and a
unique morbidity data identifier of every patient having contact with the ward (and its
staff). It should be noted that short absences from the ward do not generate new ward
episode data, however prolonged absences such as visits to theatre and recovery, do.

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All records in the admitted patient care data were linked to the ward episode data to
provide a detailed ward history of the patient.
Data on nurse rostering and payroll for particular wards were provided by the two
study hospitals. These came from the computerised nurse rostering systems
(PROACT) in two formats, both reflecting the actual assignment of nurses to ward
areas rather than the planned assignment. The roster data included information on the
skill level of each nurse on a shift as well as their start and finish times. The nursing
data and patient data were then linked by ward to provide a detailed patient and nurse
profile for the ward. Although the ward identifiers used in the nursing data were not a
direct match to the ward identifiers used in the ward history collection, links could be
made between the two. These links were either made or confirmed by the staff of the
hospitals, project staff in the field or information systems staff in ACT Health. The links
settled on are in Appendix 4. There was an inconsistency in the data as originally
matched, which was resolved by combining two ward areas (ward codes 1AF & 1AI in
The Canberra Hospital).
The roster data reflected the shifts of nurses working on a ward during a given pay
period. However, for both the staffing and patient data, the focus of the study was the
wards and the events occurring there. Therefore the data were reorganised to be a
sequence of events of specified nature occurring at a specified time on the ward, for
example, the commencement of a shift by a RN qualified staff member or the transfer
to the ward of a patient in a particular AR-DRG with a particular number of hours
already spent in hospital. These reorganised data are referred to technically as
transaction records, but we treated and referred to them as Time Series. Time series
data allowed the construction of measures that could be used to assess changes in
workload. This included cumulative patient hours spent on the ward, and patient hours
spent in hospital before admission to the ward, or after discharge from the ward.
Similarly, for nursing data, measures included a cumulative count of nurses being
rostered on and off the ward, as well as the number of hours worked by the nurses.
Patient data covered a wider range of wards (n = 76), compared to the nursing data
(n =15). All wards from the nursing data were matched to corresponding patient data.
Data from wards 1AF and 1AI (Hospital 82) were combined and treated as a single
ward. In total a full nursing and patient profile was able to be provided for 14 wards
areas listed below.

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TABLE 14 HOSPITALS AND WARDS PROFILED


Hospital Code

Roster Ward

82
82
82
82
82
82
82
82
82
82
83
83
83
83

1AA
1AB
1AD
1AF & 1AI
1AG
1AH
1AK
1AL
1AM
1AO
2AC
2AE
2AJ
2AN

WARD
Start Date
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
26/08/2004
26/08/2004
26/08/2004
26/08/2004

WARD
End Date
21/02/2007*
21/02/2007*
21/02/2007*
18/10/2006
18/10/2006
18/10/2006
18/10/2006
21/02/2007*
21/02/2007*
21/02/2007*
7/03/2007*
7/03/2007*
7/03/2007*
7/03/2007*

*cut off at 31/12/2006

Matched nurse and patient data relating to a ward covered approximately 2.5 years.
The exact periods are shown in Table 14 above. It was found in the patient records that
the majority of data with separation date after the 31/12/2006 were not yet coded,
therefore the cut off point for both nursing and patient data became 31/12/2006.

Data Considerations and Controlling for Workload


Patients commonly make contact with more than one ward area during a hospital
episode and indeed often have multiple hospital stays during a 2.5 year period. These
multiple contacts result in repeated measures on the same patient. In our time series
analysis we have ignored the presence of multiple hospital stays (in common with most
large dataset studies) and have used the patients AR-DRG and prior hospital stay (in
hours) to reduce the interdependence of their consecutive ward episodes. However the
dependency that remains cannot be ignored over short periods. Therefore the study
elements were chosen to be 28 day (roster period) segments of the time series of each
study ward. The patient and workforce data for these roster periods (ward months)
were then linked and records not overlapping the study the period discarded. The final
data were a full patient and nursing profile (by ward month) for each of the 14 wards.
The data used in this study have a limitation that potentially affects the strength of
effects found. It is that the adverse events data (captured in the morbidity record) is at

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

hospital episode level and does not attribute an event time or place. Therefore such
occurrences were attributed to a ward area in proportion to exposure. We felt biases
could arise through the transfer of injured patients from one ward area (for example a
short stay ward) to another ward area where they recovered. Therefore we controlled
for ward workloads during the contact period and placed the staffing in the role of
experimental variable.
The controlling approach used was based on clusters methodology. There were two
matchings of ward month used. The first, the load cluster, was based on the profile of
the ward months measured through:
Total patient hours for each AR-DRG
Total admissions to ward for each AR-DRG
Total hours in hospital before admission to ward for each AR-DRG
Total patient hours (a redundant variable used for consolidation)
Total ward separations
The second clustering was by assess cluster which matched ward months on a
profile of:
Total admissions to ward for each AR-DRG
Total hours in hospital before admission to ward for each AR-DRG
These methods produce relatively similar clusters of wards by the clinical
characteristics embedded in AR-DRGs and are therefore a form of risk adjustment.
Both these matchings ignore the size of the wards; they only use the patterns in the
profile variables. Other statistical controlling techniques, such as linear regression and
casemix index methodology, were used within clusters to strengthen the analyses
reported below.

The Outcome Measures


A recent development in the nursing literature has been the adoption of statistical
measures referred to as Outcomes Potentially Sensitive to Nursing (OPSN). The
OPSN algorithms were originally developed by Needleman and Buerhaus (2001). Dr
Barbara McCloskey developed the cross walks from the American ICD-9 to the
Australian/NZ ICD-10 for use with New Zealand data (McCloskey and Diers, 2005).
The OPSN definitions can be found in Appendix 5. Mapping tables from the National

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Centre for Classification in Health were used to find the comparable outcome codes.
NZ other exclusions were used and Version 3.1 AN-DRGs were mapped to AR-DRG
Version 5.1 on the basis of the Grouper logic (Laeta Pty Ltd is a Commonwealth
Certified Grouper Developer).
Workforce (nursing hours by skill level) was then correlated with outcomes
potentially sensitive to nursing (OPSN) whilst controlling for caseload (patient hours on
wards by case-type and other features). The method used to control for caseload was
the combination of DRG casemix and matching through clustering of ward months with
like patient profiles discussed under Data Considerations above.
Interpretation of the results of OPSN analyses requires familiarity with the data and
methods used. Therefore we draw an extract from our earlier report to NSW Health to
explain the standard approach (see Duffield et al. 2007, pp.43-44).
The episodes of care were compared with the criteria found in Appendix 5, defining
Outcomes Potentially Sensitive to Nursing (OPSN) that are reasonably well supported
by administrative collections such as the ACT Health admitted patient care data. The
work by Needleman and Buerhaus (2001; 2002) and McCloskey and Diers (2005) has
led to the development of the following measurable concepts.
TABLE 15 OUTCOMES POTENTIALLY SENSITIVE TO NURSING
Code
1
2
3
4
5
6
7
8
9
10
11
12

OPSN
Urinary Tract Infection
Decubitus
Pneumonia
Deep Vein Thrombosis/Pulmonary Embolism
Ulcer/Gastro-Intestinal Bleeding
Central Nervous System Complications
Sepsis
Shock/Cardiac Arrest
Surgical Wound Infection
Pulmonary Failure
Physiological/Metabolic Derangement
Failure to Rescue*

* Deaths following sepsis, pneumonia, GI bleeding, or shock

All definitions are subject to the following filter (exclusion rules) on records, and
these apply to all comparator sets and records counted to form denominators in rates:

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

MDC = 14,15,19 or 20 (maternity, newborn, mental illness, substance abuse)


Paediatrics (i.e. age <18)
LOS < 1 day
LOS > 90 days
Error DRGs (i.e. DRG = 961Z, 962Z, 963Z)
Each OPSN category is supported by a list of ICD-10 diagnosis codes (some also
include ACHI surgery codes) for inclusion of cases, and a set of exclusion rules that
apply to both the codes selected for the presence of codes and those in scope of the
concept (denominator). For example Category 1, UTI, is defined as either diagnoses
N39.0 or T83.5 or as a secondary diagnosis (but not as a primary diagnosis) and the
case is not grouped to any of MDC 11 through to MDC 15 inclusive nor to MDC19 or
MDC 20 (mental illness and substance abuse), and nor is the rubric of the principal
diagnosis A40, or A41. Another simple OPSN is Category 9, surgical wound infection,
where either of the diagnosis codes T79.3 or T81.4 appears as a secondary diagnosis,
but neither as a principal diagnosis gives membership of the category. See Appendix 4
for detailed definition of category membership. The denominators used to form the
rates for either of these indicators are the count of cases restricted to the same set of
MDCs and with the principal diagnosis being other than one excluded by the OPSNs
definition. In practice, the both the Numerator and Denominator counts are restricted to
being either of medical or surgical DRGs and a medical and a surgical version of the
OPSN is produced. Failure to rescue (FTR) is death following an adverse event of
sepsis, pneumonia, GI bleeding, or shock (Silber et al., 1995; Silber et al., 1992),
Therefore the denominator is the count of these particular adverse events.
OPSN have been investigated in a number of studies (Beurhaus, 1999; McCloskey
& Diers, 2005; Needlemen et al., 2001, 2002). They were also investigated in the
recent NSW report by our team.
The analysis of OPSN is complicated in these data, and in general, because the
measures were initially intended to be applied at hospital level to quite similar hospitals,
or the same hospital over a number of time periods. However we bring the analysis to
bear on the units of our study, ward months. One of the most immediate consequences
of this shift is that the casemix seen on a ward will affect the rate of adverse outcomes
in an unbalanced way. Therefore we used the load cluster to match ward months.

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Another technical complication arises in the analysis of OPSN because the rates of
these events in a typical ward over a 28 day period are numerically low, so that the
counts of events do not suit Analysis of Variance based on the Normal Distribution. The
Statistical literature contains a number of relevant examples of analyses of counts data
based on Generalised Linear Modelling with Poisson distribution. In particular SPSS
Version 15.0 has implemented the approach so that it could be applied to our OPSN
data. We needed to replace the OPSN values by their nearest integer value because
the Poisson method expects count data.
OPSN analyses were performed using Generalised Linear Modelling with Poisson
distribution. A range of different models were tested using the following factors:
Cluster
Cluster, NH:PH
Cluster, RN:PH, EN:PH
Cluster, RN:NH
Cluster, RN:NH, NH:PH
Cluster, RN:NH, RN:PH
Cluster, RN:NH, RN:PH, EN:PH
Where Cluster = group which the ward month falls into dependent upon the number of
hours of care by each AR-DRG etc
NH = total nursing hours
PH = total patient hours
RN: total hours worked by Registered Nurses
EN: total hours worked by Enrolled Nurses

The best model for each individual OPSN was selected dependent upon the
significance of the Omnibus test, and Model Effects Type III Chi-Square results
(produced by SPSS Version 15 (SPSS Inc., 2006)). Once the best model was chosen,
the direction of the parameter estimates was noted. This indicated whether the
parameter was having a positive or negative effect on the incidence of OPSN.
Review of the SPSS output made it clear that the effect of rounding the OPSN may
affect findings, so a subsidiary testing process was put in place. This secondary
approach was guided by the standard method for testing the difference of proportions
and by the Gauss Markov Theorem. We only applied it to testing for RN Proportion
Effect.

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We start by taking the underlying rate for an OPSN in a ward month to be that of its
load cluster under the null hypothesis that only Cluster has an effect. This is estimated
by summing the OPSN across the cluster, summing the patient hours on ward across
the cluster and then dividing the former by the latter. We then predict the number of
OPSN for each ward month by multiplying its estimated underlying rate by its patient
hours on ward. In keeping with the standard tests of proportions we then divide each
ward months OPSN number by its predicted value.
It is at this point we bring Gauss Markov and the underlying Poisson distribution to
bear and weighted each ward month ratio by the square root of its predicted value. If
RN proportion has no effect, each weighted ratio (GME) is an unbiased, unit variance
predictor of unity. Under the null hypotheses there will be no regression of GME on RN
proportion. Under the alternative there will be and negative slope will be associated
with better outcomes. The actual testing process included a modification, which was to
conduct the regression while controlling for cluster effects. The latter could be induced
by the differing RN proportion across Cluster, and hence needed to be controlled for.
An important methodological point here is that while this second approach does not
take full advantage of the Poisson error distribution, use is made of Gauss Markov.
Further, under the Poisson analysis our model for the parameter b is not identified: the
absolute size of the anti-logged cluster effects is completely confounded with the
absolute value of b. We also found it necessary to adopt some sample statistics for the
cluster effects when the largest attributed OPSN count was less than 0.5 for a whole
Cluster. We conducted the follow up test described above to strengthen our findings
and report these results along with the formal method results.
Poisson analysis allows the assessment of the statistical significance of a factor and
the direction of its effect, but not a readily interpretable measure of its size. This gap in
understanding needs to be filled using other methods. The follow-up testing approach
assists in this but is biased by the weighting applied to form GME. In addition the
clusters have different average proportions of RN hours say. However use of the
General Linear Model with fixed effects of Cluster, Intercept set to zero and weighted
least squares (using the expected OPSN number as weight variable) offers an
approximate approach consistent with the Gauss Markov based approach. This follows
from the fact that the unweighted ratios are unbiased estimators of 1 with variance
equal to the inverse of the variance of the observed value.

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The regression slope for an experimental variable in this new type of analysis needs
interpretation which we now offer. If b is the regression parameter for RN hours as a
proportion of nursing hours (for example), then we see the effect of increasing the RN
hours proportion by 10% as changing the rate of the OPSN by b times 10%. So if b
were -3 then a 10% increase in the RN hours proportion would reduce the rate of the
OPSN to 70% of its current value.
In this report we extend our investigations to include length of hospital stay (LOS) as
an OPSN variable. LOS is responsive to the quality of nursing care (as well as other
factors) and therefore ward months associated with patients who have longer than
expected stays may also be those where the quality of nursing care is lower.
One of the obvious factors affecting LOS is the patients illness and medical
intervention. These are not nursing dependent. Therefore LOS as an OPSN needs to
be controlled for the patients AR-DRG V5.1. The standard approach for doing this is to
form casemix indices, where the LOS performance of a particular ward is compared
with that to be expected if it had the same average LOS for each AR-DRG as seen in
the whole dataset. Another method for dealing with these factors is by matching ward
months (through load clusters) before considering the effects of nurse staffing and skill
mix. To be particularly careful, we combined these approaches and a further linear
regression approach to adjust for prior exposure to risk.

ALOS as an OPSN Methodology


As discussed above, each ward month had been assigned to a load cluster and an
assess cluster. Taking each assess cluster at a time, casemix adjusted indices for both
the time spent in hospital before encountering a ward month and time spent in hospital
after contact with the ward month were calculated. The use of casemix adjustment
within assess cluster was to make sure LOS precursors and outcomes were being
compared like with like.
The next step was conducted load cluster by load cluster, thereby controlling for
workload on the ward at the time of the assess cluster patient contacts. The within load
cluster processing was the conduct of linear regression involving the logarithms of
indices calculated in the previous step. These indices were each ward months index
for after contact hours of stay (After Index) and its index of before contact hours of stay

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

(Before Index). The regression predicted the logarithm of After Index based on the
logarithm of Before Index.
After the regressions had been run for each load cluster, it was possible to calculate
the difference between each ward months observed logarithm of After Index and its
predicted value. These residuals are referred to as performances. The anti-logarithm of
a performance provides a measure of the care hours after ward contact as a proportion
of the care after contact expected in a ward in the same assess cluster, in the same
load cluster, with the same casemix and the same patient pre-contact history.
The methodology for assessing the effects of nursing hours per patient hour, and
proportion of RN nursing care hours could thus be based on the correlations and
regressions of performance on the experimental variables. It was safe to assume that
the statistical dependence between the ward months performance statistics could be
ignored as there were many raw data points and 398 ward months.

Cross-sectional Analysis
Cross-sectional data were entered into a Microsoft Access (Microsoft Corporation,
2003) database and extracted to SPSS versions 14 and 15 (SPSS Inc., 2005, 2006) for
analysis. Where data were missing at the patient or nurse level, they were imputed as
the ward mean calculated from the non-missing values on that ward. Where more than
10% of data were missing at the patient or nurse level, that variable was not used in
regression analyses. Complete staffing data were not available on two wards. These
wards were consequently excluded from analyses that used staffing data.
Subscale scores and alpha reliabilities for the instruments used were generated
using syntax provided from the Canadian study (O'Brien-Pallas et al., 2004).
Correlation analysis (Pearsons r or Kendalls tau b [], depending on the nature of the
data (Sheshkin, 2000) was used to explore relationships between variables at the
individual and ward level. Data collected at the patient and nurse level were
aggregated to ward level for some analyses, using mean values, rates or proportions.
Some patient level data were converted to percentage of patients per ward, for
example, adverse patient outcomes such as falls and medication errors.
In similar studies, multilevel modelling (MLM) has been used for analysis of
hierarchical or clustered data (Duffield et al., 2007; H. Goldstein, 2003). That approach

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is considered appropriate where some variables are measured at the individual level
(patient or nurse) and others measured at the ward level. Data are therefore not
aggregated, but rather retained at the measurement level. However, the number of
wards with complete data in this study (14) does not provide sufficient statistical power
to undertake this type of analysis. Data were therefore used at the most appropriate
level of aggregation for each analysis.
Some data from the Environmental Complexity Scale (ECS) in the cross-sectional
component were further analysed at the shift-period level (see Table 6, page 25). In
this case, hours of nursing care data were apportioned to three conventional time
periods: morning (0700-1500); evening (1500-2300 hours) and night (2300-0700
hours), using the individual nurses shift start and end times.
For all regression modelling explanatory variables were added in sequence to the
statistical models. The order of entry of variables into the statistical modelling process
was consistent with the theoretical framework described in Appendix 1. In order to
address potential multicollinearity, a univariate regression analysis on each individual
explanatory variable identified all significant predictors, and a factor analysis was
conducted. This identified 17 variable groupings. The significant univariate predictors
were then identified within the different groups. All predictor variables for each outcome
variable were put into a stepwise regression model, whereby the properties of each
model were compared to the previous one using the -2 Log Likelihood value. The
output for that model was then considered in terms of its position among the 17
components to ensure that any two predictor variables did not fall into the same group.
In order to compare the relative contributions of the independent variables to the
models, beta () weights were calculated. In the case of linear models, the adjusted R 2
value was also calculated to provide an estimate of overall model fit (see also
Glossary, page 22).
Linear regression models for tasks delayed and not done were developed with data
at the ward-day level. This level of data provides outcome variables that are an
aggregate of responses for that ward for that day. Analysis at this level of data for
these outcomes is more meaningful as it accounts for the overall picture of the ward for
a given day, and the impact of workload and other variables for that period.
Analyses for the nurse outcome variables job satisfaction, satisfaction with nursing,
and intention to leave the current job, were conducted with these variables measured

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at the nurse level. Data collected at shift level (Environmental Complexity Scale) were
aggregated to nurse level to permit matching with nurse data. However, not all data
could be matched, leaving a reduced dataset of 149 cases. As these outcomes are
dichotomous, logistic regression models were developed.
In summary, longitudinal data were examined for changes in the relationship
between the amount and type of nursing resources and OPSNs across the two year
period, at a ward level. Cross-sectional data were analysed for relationships between
variables, and models were developed to determine the variables that significantly
impact on outcomes. Comparison with similar research in NSW was made where data
were available, either as overall figures or by hospital grouping. Where possible in both
components of the study, estimates of the strength of each model and of the relative
contribution of each variable were calculated.

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4. Findings
Longitudinal Findings
Descriptive
Patterns in Skill Mix
TABLE 16 CANBERRA AND CALVARY TIME PERIODS
Canberra
Period

Calvary

Date Start

Date End

Date Start

Date End

9/9/04

8/3/05

26/8/04

25/2/05

9/3/05

8/9/05

26/2/05

25/8/05

9/9/05

8/3/06

26/8/05

25/2/06

9/3/06

8/9/06

26/2/06

25/8/06

9/9/06

21/2/07

26/8/06

25/2/07

25/2/07

7/3/07

Note that calculations were adjusted for the final periods which were shorter than 6 months. Also three
wards in Canberra have a final period shorter than the other wards, ending on 18/10/06 instead of
21/2/07. This has been noted under relevant tables (Ward 1AH, Ward 1AK and Ward 1AG).

Table 17 to Table 26 show the RN and EN hours for each ward from Canberra
Hospital included in the study. Table 27 to Table 30 show results for Calvary Hospital.
Notes on each ward are below each ward table. A summary of how wards compare
can be found in text following Table 26 for Canberra and Table 30 for Calvary. Wards
are described by type as indicated (see Longitudinal Analysis, page 41 and Table 31
page 62). Three time series (1, 3, 5) cross the Christmas/January period which may
impact on staffing and patient levels.

UNIVERSITY OF TECHNOLOGY, SYDNEY

53

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Canberra Hospital
TABLE 17 NURSE SKILL MIX FOR CANBERRA WARD 1AB MEDICAL TYPE FROM 09/09/2004 TO 21/2/2007
6 Month Period

EN

13733

13963

13629

12784

12653

RN

12237

13718

14372

14382

12041

EN

1787

1687

1655

1566

1553

RN

1593

1709

1821

1810

1489

EN

53%

50%

49%

47%

51%

RN

47%

50%

51%

53%

49%

EN

53%

50%

48%

46%

51%

RN

47%

50%

52%

54%

49%

EN/RN

25969

27680

28001

27166

24694

Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

Table 17 shows 51% EN and 49% RN hours worked over the given time period in
Ward 1AB. There is a small increase in RN and total hours worked between periods 2
and 3.
TABLE 18 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AL 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

9076

10090

8507

8843

8029

RN

11243

13530

14696

15494

13619

EN

1191

1315

1085

1109

996

RN

1505

1736

1891

1970

1741

EN

45%

43%

37%

36%

37%

RN

55%

57%

63%

64%

63%

EN

44%

43%

36%

36%

36%

RN

56%

57%

64%

64%

64%

EN/RN

20318

23620

23203

24337

21648

Note that AIN worked one shift (6 hours) in Period 5.

Table 18 shows a sustained, gradual increase in the proportion of RN hours worked


in the Medical Type Ward 1AL throughout the whole period (from 55% to 63%),
levelling off in the last three periods. The largest increase in the proportion of RN hours
worked occurred between period 2 and period 3 (7%).

54

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 19 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AD 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period

EN

9703

10785

10910

12333

11903

RN

36485

40957

46656

49310

42856

EN

1240

1378

1348

1584

1468

RN

5010

5406

6232

6688

5778

EN

21%

21%

19%

20%

22%

RN

79%

79%

81%

80%

78%

EN

20%

20%

18%

19%

20%

RN

80%

80%

82%

81%

80%

EN/RN

46187

51742

57566

61642

54759

Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

Table 19 shows that there is a far greater proportion of RN hours worked on ward
1AD than both wards 1AL and 1AB above. The proportion remains steady around 22%
to 78% for EN to RN hours across the whole study period.
TABLE 20 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AO 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

15771

20859

19867

20521

19167

RN

27682

36381

36874

38159

34188

EN

1994

2638

2494

2586

2404

RN

3688

4726

4700

4924

4356

EN

36%

36%

35%

35%

36%

RN

64%

64%

65%

65%

64%

EN

35%

36%

35%

34%

35%

RN

65%

64%

65%

66%

64%

EN/RN

43453

57240

56741

58679

53354

Note that AIN worked 14 shifts (91 hours) in Period 5 (9/9/06 21/2/07)

Table 20 shows a steady proportion of 36% EN and 64% RN ratio hours in the ward
1AO over the study period. This is more than 1AB and 1AL but less than 1AD.

UNIVERSITY OF TECHNOLOGY, SYDNEY

55

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 21 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AH SURGICAL TYPE FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts

EN

5395

6317

4532

8226

1777

RN

14960

19591

14854

20159

4975

EN

696

744

536

992

216

RN

2061

2496

1885

2563

654

Ratio
Hours

EN

27%

24%

23%

29%

26%

RN

73%

76%

77%

71%

74%

Ratio
Shifts

EN

25%

23%

22%

28%

25%

RN

75%

77%

78%

72%

75%

EN/RN

20355

25908

19386

28384

6752

Total
Hours

Note that period 5 ends earlier than most other Canberra wards (21/2/07).

Table 21 above shows a consistent 26% to 74% ratio between EN and RN staff
hours worked in the Surgical Type ward 1AH throughout the study period.
TABLE 22 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AM 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

16074

20279

18058

16972

14829

RN

23891

29913

35625

41318

39911

EN

2100

2582

2240

2144

1802

RN

3184

3814

4460

5192

4786

EN

40%

40%

34%

29%

27%

RN

60%

60%

66%

71%

72%

EN

40%

40%

33%

29%

27%

RN

60%

60%

67%

71%

72%

EN/RN

39964

50192

53683

58290

54740

Note that AIN worked 24 shifts (330 hours) in Period 5.

Table 22 shows a consistent increase in the proportion of RN to EN hours worked in


the ward 1AM across the study period (from 60% RN 40% EN, to 72% RN and 27%
EN) with the total number of nursing hours also increasing by 37% since the start of the
period. Although there is an increase in hours, the number of hours worked by EN rises
at first (period 2) and then steadily declines to be lower than the start of the study
period (14829 compared to 16074).

56

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 23 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AA 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period

EN

8783

11065

11098

10468

7783

RN

27757

28961

30818

31695

31965

EN

1058

1328

1368

1240

948

RN

3460

3688

3860

3968

3986

EN

24%

28%

26%

25%

20%

RN

76%

72%

74%

75%

80%

EN

23%

26%

26%

24%

19%

RN

77%

74%

74%

76%

81%

EN/RN

36539

40026

41916

42162

39748

Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

Table 23 shows a fair bit of instability in skill mix for ward 1AA, but a distinctly higher
RN ratio (80% RN, 20% EN) in the final period.
TABLE 24 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AK 'MEDICAL-SURGICAL TYPE' FROM 09/09/2004 TO
18/10/2006
6 Month Period

EN

8429

9064

9535

8960

2439

RN

16626

20983

22449

20286

5123

EN

1025

1111

1096

1011

284

RN

2126

2657

2639

2303

590

EN

34%

30%

30%

31%

32%

RN

66%

70%

70%

69%

68%

EN

33%

29%

29%

31%

32%

RN

67%

71%

71%

69%

68%

EN/RN

25055

30047

31984

29247

7562

Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

Note that period 5 ends earlier than most other Canberra wards (21/2/07).

Table 24 shows an increase in the proportion of RN hours worked between period 2


and 3 for ward 1AK, accompanied by an increase in the number of total nurse hours
between period 1 and 4 (increase of 4192 hours, or 16.7%). Note that period 5 is only
one month long. Overall the proportion of EN to RN hours remains steady at about
32% EN to 68% RN.

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 25 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AG 'MEDICAL-SURGICAL TYPE' FROM 09/09/2004 TO
18/10/2006
6 Month Period

Hours
Worked

EN
RN

10042
21935

9999
25528

10860
26491

9696
23879

2259
6309

No. of
Personal
Shifts

EN

1329

1262

1358

1243

289

RN

2810

3201

3256

2940

778

Ratio
Hours

EN

31%

28%

29%

29%

26%

RN

69%

72%

71%

71%

74%

EN

32%

28%

29%

30%

27%

RN

68%

72%

71%

70%

73%

EN/RN

31977

35528

37351

33574

8568

Ratio
Shifts
Total
Hours

Note that period 5 ends earlier than most other Canberra wards (21/2/07).

Table 25 shows a steady ratio between EN and RN hours of 28.6% to 71.4% in this
Medical-Surgical Type Ward. Note that period 5 is only one month long.
TABLE 26 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AF MEDICAL-SURGICAL TYPE AND WARD 1AI
SURGICAL TYPE FROM 09/09/2004 TO 21/02/2007*
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

25270

29477

35137

21667

6531

RN

37206

50788

57379

40254

12696

EN

3238

3678

4396

2714

815

RN

4820

6510

7277

5131

1606

EN

40%

37%

38%

35%

34%

RN

60%

63%

62%

65%

66%

EN

40%

36%

38%

35%

34%

RN

60%

64%

62%

65%

66%

EN/RN

62476

80264

92516

61921

19227

Note that these data were combined from 2 wards in order to retain reasonable stability in
the time series, so should be viewed with caution.
*

Table 26 shows a statistically significant increase in the proportion of RN hours


worked over the period of the study, but little change in the total number of nursing
hours. RN hours increase over this period, while EN hours decline.

58

FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Summary of Canberra Wards EN to RN Ratios


Medical Type ward 1AB maintained a steady 50% EN to 50% RN ratio over
the study period and ward 1AL demonstrated an increase from 55% to 63%
over the study period.
Medical type ward 1AD had the highest proportion of RN hours from the
wards studied (20% to 80% comparing EN to RN). Ward 1AA was the highest
of the remaining wards with a 25% to 75% ratio.
Most of the remaining wards held a ratio between 26% to 74% and 40% to
60% of EN to RN hours.
A number of wards showed increases in total nursing hours, of up to 39%.

Calvary Hospital
TABLE 27 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AJ 'SURGICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

1962

2131

4679

4436

4298

474

RN

15964

20568

20127

17641

17115

4027

EN

262

288

633

598

580

63

RN

2151

2750

2703

2385

2283

545

EN

11%

9%

19%

20%

20%

11%

RN

89%

91%

81%

80%

80%

89%

EN

11%

9%

19%

20%

20%

10%

RN

89%

91%

81%

80%

80%

90%

EN/RN

17927

22699

24805

22077

21413

4501

Note that period 6 ends earlier than most other time frames.

Table 27 shows a clear decrease in the ratio of RN hours between period 2 and
period 3 (from 90% to 80%) in the Surgical Type ward 2AJ. This ratio remains
consistent until the end of period 5 (20% to 80%). Total hours during this time increase
with additional EN and RN hours worked between period 2 and 3 and decrease slightly
in 4 and 5. The final total remains higher than the starting amount.

UNIVERSITY OF TECHNOLOGY, SYDNEY

59

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 28 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AE 'SURGICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period

EN

1890

1913

3261

3669

3730

559

RN

7705

8326

13476

12575

13474

2143

EN

257

258

442

518

516

76

RN

1028

1127

1826

1694

1810

290

EN

20%

19%

19%

23%

22%

21%

RN

80%

81%

81%

77%

78%

79%

EN

20%

19%

19%

23%

22%

21%

RN

80%

81%

81%

77%

78%

79%

EN/RN

9595

10240

16737

16244

17204

2703

Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

Table 28 shows a steady ratio between EN and RN hours worked of 20% to 80%
over the study period for the Surgical Type ward 2AE. The greatest difference occurs
in period 4 with an increase in EN hours worked of 4% proportionally. Total numbers
increased by 100% over the same time, with RN and EN numbers increasing in the
same proportion.
TABLE 29 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AN 'MEDICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

2886

3662

3066

5918

7116

868

RN

3584

5988

4950

4747

6789

1132

EN

385

487

409

796

953

116

RN

480

801

662

637

908

151

EN

45%

38%

38%

55%

51%

43%

RN

55%

62%

62%

45%

49%

57%

EN

45%

38%

38%

56%

51%

43%

RN

55%

62%

62%

44%

49%

57%

EN/RN

6470

9650

8016

10666

13905

2000

Table 29 shows a variable pattern for EN to RN work hour ratios for the Medical
Type ward 2AN within the study period. Total work hours increase by over 100%
during the study period but not at the same rate for EN and RN. The ratio moves from
close to 45% EN to 55% RN, to almost 40% EN to 62% RN then 55% EN 45% RN in

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FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

period 4, back toward 50% EN and RN in period 5 and 43% EN to 57% RN at the end
of the period.
TABLE 30 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AC 'MEDICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours

EN

7758

7306

7126

10374

8185

1614

RN

13796

15599

16307

20852

18092

2724

EN

1028

981

960

1403

1102

216

RN

1838

2083

2174

2802

2413

364

EN

36%

32%

30%

33%

31%

37%

RN

64%

68%

70%

67%

69%

63%

EN

36%

32%

31%

33%

31%

37%

RN

64%

68%

69%

67%

69%

63%

EN/RN

21553

22905

23433

31226

26278

4339

Table 30 shows a slight increase in the proportion of RN hours worked over the time
of the study from 64% to 69% for ward 2AC. Most of the increase in total hours over
the period is due to an increase in RN hours.
Calvary Summary
Both the Medical Type wards 2AC and 2AN have the lowest ratio of RN to EN
hours and are the most variable over the study period, both showing a steady
increase in total hours over the period.
Surgical Type wards 2AE and 2AJ have the highest proportion of RN hours
(20% to 80% EN to RN).
All wards showed an increase in total hours over time, with the nursing skill
mix ratio remaining fairly steady.

UNIVERSITY OF TECHNOLOGY, SYDNEY

61

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Patterns in Staffing Levels


Staffing level is expected to change with patient acuity, including features related to
age and length of stay. We would also expect the actual care hours delivered on the
ward during a ward month to be the major determinant of staffing numbers. Table 31
below gives basic utilisation data on the wards studied.
TABLE 31 WARD STATISTICS

Ward

Ward Type

Separations

Avg
LOS
on
ward
(days)

82

1AA

Medical

2368

5.5

8.1

59

82

1AB

Medical

1607

11.8

13.9

84

82

1AD

Medical

2712

7.6

9.9

58

82

1AF &
1AI

Medical-Surgical &
Surgical

7087

6.7

8.4

48

82

1AG

Medical-Surgical

2779

6.9

9.2

54

82

1AH

Surgical

2532

5.4

8.6

57

82

1AK

Medical-Surgical

3078

5.9

8.4

60

82

1AL

Medical

821

19.7

22.4

67

82

1AM

Medical

2332

6.7

10

59

82

1AO

Medical

3091

9.6

64

83

2AC

Medical

3073

7.2

10.4

67

83

2AE

Surgical

2719

4.4

5.7

59

83

2AJ

Surgical

5328

3.4

4.7

54

83

2AN

Medical

911

11

16.7

75

Hospital

Avg
LOS in
hospital
(days)

Avg
Age
(Yrs)

Figure 1 below illustrates the relationship between staffing numbers and patient load
in the wards from Canberra Hospital. The data are shown for consecutive roster
periods. Further, the methodology for investigating ALOS as a OPSN has been used to

62

FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

assess amount of nursing required to achieve the average level of ALOS outcome
given the patient load and casemix. This level is plotted as Typical Nurse Hrs
indicating that it is the level that leads to the average risk for patients of this type. There
is no supposition that typical means appropriate, however the plot allows assessment
of variation from the empirical norm established by the software. The accuracy of this
assignment would be improved by the addition of further ward month data to the
methods learning (reference) set.
Figure 1 shows staffing levels were similar to typical hours over most of the period.
Staffing shows a general match to patient load and acuity adjusted patient load
(workload). This observation is based on the typical plot which is well matched to the
actual. There has been no significant change in the workload of nurses in these wards
in Canberra Hospital during the study period.
FIGURE 1 CANBERRA HOSPITAL STAFFING AND PATIENTS

Figure 2 shows the same measures for Calvary Public Hospital. The typical plot is
increasing over time with respect to the actual nursing provided. This means the
nurses workload has increased over the period in this hospital.

UNIVERSITY OF TECHNOLOGY, SYDNEY

63

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

FIGURE 2 CALVARY PUBLIC HOSPITAL STAFFING AND PATIENTS

Acuity, measured as the ratio of typical nursing hours to patient hours, has remained
static in Calvary Public Hospital. In the Canberra Hospital there there has been a
statistically significant decline in acuity over the study period, although it would take 10
years of the current trend to halve the current level of acuity.
We now look at the study wards in turn. The first feature we look at is the complexity
of their caseloads as measured by the number of different AR-DRGs seen during the
period. Note that the figure for Ward 1AF & 1AI should be disregarded as it is an
artefact of our need to combine the two areas in order to retain reasonable stability in
the time series. The other data show that the wards see a wide range of casemix and
hence complexity in matching care to care requirements. It also illustrates the need for
casemix adjustment (of the type we have employed) in the comparative analysis of
wards and even ward months of the same ward.

64

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 32 AR-DRGS CARED FOR OVER THE STUDY PERIOD


Hospital
82
82
82
82
82
82
82
82
82
82
83
83
83
83

Ward
1AA
1AB
1AD
1AF/1AI
1AG
1AH
1AK
1AL
1AM
1AO
2AC
2AE
2AJ
2AN

No DRGs seen
(out of possible 613)
357
214
302
459
351
387
395
164
291
249
296
336
404
188

We have devoted Appendix 6 to plots for each study ward. The plots show the same
measures as used in Figure 1 and Figure 2, and so allow demonstration of the changes
in acuity adjusted workload, patient load and nurse staffing level. We note that there
are significant differences in (acuity adjusted) staff to patient ratios between wards.
We accept that part of the explanation of ward level variation in acuity adjusted
staffing is the result of use the AR-DRG system to classify patients not in an acute
phase of their illness. Therefore the absolute level of agreement between Typical
Nurse Hrs and Actual Nurse Hrs will be affected by the presence of sub-acute and/or
non-acute patients on some wards, for example aged care units.
If there were a question of whether nursing availability drives the patient load or the
patient load drives the nursing allocation, then the charts in Appendix 6 would indicate
that both apply at different times. Sometimes the staffing falls away and then patient
numbers decline (nursing leads), sometimes changes happen together, and other
times the patient numbers lead. What we do see however is a strong relationship
between all three series plotted in each chart.
The combined wards 1AF and Ward 1AI show a decline in activity over the period
with a peak and then large step down in patient hours over ward months 10 and 11.
Acuity adjusted staffing estimate Typical fits the actual staffing quite well, and any

UNIVERSITY OF TECHNOLOGY, SYDNEY

65

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

large deviation is towards better actual staffing. There has been no real change in
acuity adjusted patient hours per nursing hour.
Ward 1AL has very stable series but so is the difference between typical and actual
nursing, with the actual nursing only about 60% of the former. This ward exemplifies
the issue of clinical acuity as an influence on AR-DRG assessed nursing requirement.
The Medical Type patient load includes some less acute patients than AR-DRG is
designed to classify. We may conclude however that there has been no real change in
acuity adjusted patient hours per nursing hour.
Ward 1AD has a high staff to patient ratio but one which is fully supported in acuity
adjusted terms. The trend is towards reduced workload for the nurses.
Ward 1AB is a little less stable than Ward 1AL, but is also a lower acuity type ward.
The patient load and staffing series track quite well, however there are quite dramatic
up-changes in acuity adjusted patient load (as reflected in the Typical series) which are
not matched by changes in staffing. This means the nurses on this ward face very
variable workloads, but no clear trend over time.
Ward 1AO shows the interdependence of the patient and nursing series very clearly.
However no clear trend over time (between Typical and Actual Nursing Hrs) emerges.
Ward 1AH shows a large variation in patient hours around ward months 18 and 22,
with concurrent changes (although of lesser magnitude) in staffing hours at the same
time. There is no trend in regard to workload.
Ward 1AM shows a growth of activity during the period. There is a trend for reduced
workload for its nurses.
Ward 1AA shows a disconnect between its acuity adjusted nursing measure and its
actual staffing level. No trend emerges.
Ward 1AK also displays a disparity between the actual staffing level and acuity
adjusted nursing hours, although the two measures are more closely matched from
ward month 11.

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Ward 1AG shows a close match between actual staffing and the acuity adjusted
measure, except for two ward months (14 and 15).
Ward 2AJ shows considerable variation in patient hours that are not clearly reflected
in staffing numbers. The acuity adjusted measure and actual staffing track each other
quite well with no clear trend. The low staffing levels in this ward mean that variations,
such as that observed at ward month 17 must place a great deal of strain on the
nurses.
Ward 2AE would appear very difficult to manage and it is clear that reduction in
staffing to meet reduced patient numbers is more easily achieved than staffing up to
meet added patient load. This leads to some very distinct staffing shortfalls, for
example ward month 24. However no time trend emerges. From the nurses point of
view, this would mean unpredictable patient assignments.
Ward 2AN shows seasonal effects (including closure1) which mask a major step up
in activity. The staffing level lags behind the increase in patient care requirements
leading to a massive increase in workload.
Ward 2AC also shows the effect of a slow-down around ward month 18 and
evidence of increased activity in the later months, but its staffing tracks the activity
change well. There is no trend in nursing workload.

Findings on Outcomes Potentially Sensitive to Nursing


(OPSN)
Findings for OPSN other than ALOS
Our approach to this technically difficult area has been described in detail in the
Longitudinal Analysis section, page 41. We first set about using a counts data
approach found in the literature and our findings from these analyses are summarized
as Poisson or Approach 1 (A1). We then adopted a less rigorous approach that
accommodated the fact that our OPSN data were not actual count data and could be
non-integers, and in particular between 0 and 1. We report the findings from this
approach under the label GM Ratios or Approach 3 (A3). Finally we adopted a
1

Note that closure and slow-down were only strongly evident in the Calvary data.

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

weighted least squares approach aimed at finding approximations for the effects of
interest measured in a way that could be interpreted in Nurse Staffing terms. These are
presented under the label Local Rate Reduction Effects or Approach 2 (A2). The
inclusion of the word local is to reinforce the understanding that the estimated effect
only applies to practical levels of change in the staffing variable. For example a slope
estimate that applies for RN hours as a proportion of total nursing hours would not
make sense for a change between no RNs to all RNs on a ward, but would make
sense for a 5% decrease in RN share.
Table 33 shows the statistical significance of factors in the various models tested for
each OPSN, for the three types of analyses used. These findings are presented to
show the degree of consistency in results between the analytic methods and hence the
amount of weight that can be attached the estimated values presented in Table 34. It
must be borne in mind that the different analyses are estimating different things even if
an experimental factor bears the same name. We can be most confident if a factor
comes up as significant in each analysis of a model for OPSN, but must expect
contradictions.
TABLE 33 TEST FOR SIGNIFICANT MODELS OF STAFFING ON OPSN
OPSN
CNS
Decubitus
DVT
FTR
GI Bleed
PM Derangement
Pneumonia
Pulm Failure
Sepsis
Shock
UTI
Wound Infection

Model
11
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1

Model
22
A1 A2
None
None
None
None
None
None
None
None
None
None
None

Model
33
A1 A2
A2
A2
A1 A2
A1 A2
None
A2
A2
A2
A2
A1 A2
A2

Model
44
A1 A2 A3
A1 A2 A3
None
A1 A2 A3
A1 A2 A3
None
None
A2 A3
None
None
A1 A2 A3
A2 A3

Model
55
None
A2
A2
None
None
None
A2
A2
A1 A2
A2
None
None

Model
66
None
A2
A2
None
None
None
A2
A2
A2
A2
None
None

Model
77
None
A1
None
None
None
None
None
None
None
None
None
None

Method
A18
Yes
Yes
Yes
No
No
Yes
Yes
No
Yes
No
Yes
No

1 Load Cluster
2 Nursing Hours per Patient Hour Adjusted for Model 1
3 RN:PH, EN:PH Adjusted for Model 1
4 RN Proportion Adjusted for Model 1
5 RN:NH, NH:PH Adjusted for Model 4
6 RN:NH, RN:PH Adjusted for Model 4
7 RN:NH, RN:PH, EN:PH Adjusted for Model 3
8 Estimates all clusters

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The final column in Table 33 indicates whether the Poisson model used data from all
available clusters (Yes) or ignored sections of the data because no OPSN values
greater than 0.5 were recorded. The cells that are marked up in Table 33 correspond to
the best model selected on analysis of deviance criteria and appreciation of the
superiority of Approach 1. With the exception of DVT and PM Derangement, the
selected models include RN hours as a proportion of total nursing hours, i.e. the skill
mix variable. We note that Nursing Hours which was always a candidate in A1 and A3
is never selected (in the best choice of model) on its own; there is always a skill mix
component.
TABLE 34 PARAMETER ESTIMATES FOR OPSN
OPSN
CNS
Decubitus
DVT
FTR
GI Bleed
PM Derangement
Pneumonia
Pulm Failure
Sepsis
Shock
UTI
Wound Infection

Model
4
4
3
4
4
1
5
6
5
6
4
4

RN
Proprtion
-4.513
-1.89
N/A
-2.679
-3.707
N/A
-1.114
NS*
-1.467
NS
-3.408
2.546

RN
Hours
N/A
N/A
NS*
N/A
N/A
N/A
N/A
1.263
N/A
1.951
N/A
N/A

EN
Hours
N/A
N/A
2.754
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Nursing
Hours
N/A
N/A
N/A
N/A
N/A
N/A
0.749
N/A
0.618
N/A
N/A
N/A

A1
Finding
Yes
Yes
No
Yes
Yes
Yes
No
No
Yes
No
Yes
No

Note that the entry NS in Table 34 means the parameter estimate was not significantly different from
zero even though the inclusion of the effect in the model was supported. This occurs in DVT and Shock
and suggests that these parameter estimates are not useful.

It is clear from Table 34 that parameter estimates based on models not supported
by Poisson (Approach 1) should be treated with scepticism. The alternative Approach 2
is biased by tendencies for people subject to different risks being nursed at different
intensities and skill mix. With this in mind, we have chosen to ignore the parameter
estimates for DVT, Pulmonary Failure, Shock and Wound Infection.

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 35 LOCAL RATE REDUCTION EFFECTS OF INCREASING RN SHARE OF NURSING TIME TO BE 10% MORE OF
NURSING TIME
Current ACT
Mean Rate for
84 hr Stay

Current ACT
Standard
Deviation of
Rate for 84 hr
stay

New ACT
Mean Rate for
84 hr Stay

New Rate as
Percent of
Current Rate

CNS

0.63%

0.44%

0.35%

55%

Decubitus

0.50%

0.18%

0.40%

81%

DVT

0.47%

0.18%

N/A

N/A

FTR

0.23%

0.13%

0.17%

73%

GI Bleed

0.17%

0.09%

0.11%

63%

PM
Derangement

2.30%

0.85%

N/A

N/A

Pneumonia

0.47%

0.16%

0.42%

89%

Pulm Failure

0.18%

0.07%

N/A

N/A

Sepsis

0.48%

0.24%

0.41%

85%

Shock

0.06%

0.04%

N/A

N/A

UTI

1.05%

0.59%

0.70%

66%

Wound
Infection

0.21%

0.14%

N/A

N/A

OPSN

Table 35 demonstrates that increasing the skill level of the wards nurses improves
patient outcomes across a broad range of measures. The choice of an 84 hour base in
this table is to make the rates relate to the average patient stay in hospital. Thus the
figures relate to episodes of care as well as hours of care. An appropriate response to
an unacceptably high level of an OPSN is to increase the skill mix rather than to
increase the nursing hours per patient day.

ALOS as an OPSN
The analysis was conducted using software that tested and partitioned the data into
a successful outcome group of ward months and a not successful outcome group.
The successful group (partition) of the ward months was made up of all those ward
months for which the (casemix controlled) total hospital bed-days of patients the

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

software recognised as less than the expected bed-days after adjusting for prior beddays in each AR-DRG. The not successful partition were the remaining ward months.
This analysis suggested an association between increased nursing hours and
decreased LOS, although it was not statistically significant. It is possible that a clear
result will be obtained when there is a larger data set of ward months with which to
work. In particular, the setting of meaningful performance thresholds in the current data
lead to problems of unreliable sample numbers.

Findings on Workforce and Skill Mix Stability


The tables at the start of this section illustrate the variances between wards over
time in staffing factors. Since time period considered in the tables (6 months) is quite
long, any time trend in the RN proportion would be systemic rather than random in
nature. The regressions of RN proportion against time found significant improvements
in skill mix for ward 1AM and ward 1AF but no other trend was significant.
The second group of tables and graphs in this section (and Appendix 6) show
changes in staff to patient ratios over time. They are based on ward months which are
quite a long period in line management terms. When we consider the very short term
fluctuations in nurse to patient ratios we find the effects of shifts generating highly
variable data. Figure 3 below is typical for Canberra Hospital. It takes a sample of
nursing event times (e.g. start of shift) for ward 1AO and shows the ratio between the
nurses and patients on the ward after the event is completed. The sample was chosen
based on the simultaneous staff change and patient movement, with the aim of seeing
what the staff to patient ratio looks like at these busy change points. We see that the
extreme variation is more towards the case of many nurses per patient rather than in
the other direction. This may be expected with overlapping shifts and handover time.
We also see that even over short time periods, the wards are staffed above a positive
minimum level. The data from Calvary Hospital was also highly variable but did not
exhibit the lower threshold found in the Canberra Hospital wards. Another feature of the
Calvary wards is that they do not show such a distinction in the nurse to patient ratio
between shifts.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

FIGURE 3 STAFFING AT WARD EVENT TIMES


L6A
2.2
2.0
1.8

Nurse:Patient Ratio

1.6
1.4
1.2
L6A
1.0
0.8
0.6
0.4
0.2

Ap
r-0

Fe
b0

De
c06

06

06

ct
-0
O

Au
g-

Ju
n-

Ap
r-0

Fe
b0

De
c05

05

05

ct
-0
O

Au
g-

Ju
n-

Ap
r-0

Fe
b0

De
c04

04

ct
-0
O

Au
g-

Ju
n-

04

0.0

There is a possibility that generally satisfactory nurse to patient ratios may be


calculated over a long time period masking periods of low staffing. So we look at the
ward months again, but this time using the output from the Nursing Model Software.
We set this up by looking at the suggested levels of RN staffing.
Firstly the Model does not determine adequate levels of nursing; it only assesses
what levels are most likely to achieve the threshold (average) standard of LOS
outcome and indicates the change (up or down) in staffing required to match these
levels. The average outcomes may be quite substandard, so if the Model (with this
threshold set) indicates that RN staff may be removed from the ward there is no reason
to do so. However if the model indicates that RN staff need to be added to the ward,
then there are genuine reasons to be concerned.
Figure 4 demonstrates the (cumulative) distribution of ward months and of patient
hours against the RN staffing adjustment (as RN hours per patient hour) that would
bring LOS outcome expectations in line with the average. A negative adjustment
means that the ward month would have been expected to perform above average while
a positive adjustment means that the ward month would tend to have a poor
performance.

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FIGURE 4 PERFORMING TO AVERAGE LOS


RN Workforce Adjustment Spread
6000000

400

350
5000000

4000000
250

3000000

200

150
2000000

Cumlative Ward Months

CumlativeTotal Patient Hours

300

Total Patient Hours


Ward months

100
1000000
50

0.20

0.18

0.16

0.14

0.12

0.10

0.08

0.06

0.04

0.02

0.00

-0.02

-0.04

-0.06

-0.08

-0.10

-0.12

-0.14

-0.16

-0.18

-0.20

-0.22

-0.24

-0.26

-0.28

0
-0.30

RN worforce adjustment

We see that in both the ward months and patient hours distributions the median
adjustment is near zero, however more patient hours are found in the region with better
staffing than average. The OPSN work shows that increasing the proportion of RNs by
10% gives good gains and we note that 8% of patient care hours and 11% of ward
months are delivered in ward months where the Modelled RN staffing adjustment
exceeds 10%. Looking at the better staffed ward months, we see that about the same
proportions of patient hours and ward months fall into the range with adjustments
below -0.16. So it is possible to improve outcomes within available resources.
The modelled adjustments were analysed at ward month level to find any time
trends. Wards 1AL and 1AM had decreasing adjustment (improved RN nursing) over
time. No other patterns emerged at ward level or in data with all wards combined.

Conclusion
The findings of this research do not include evidence of a hospital systems failure. In
particular there is no evidence of the feed-forward loop resulting from adverse
extended LOS that one would expect in a system in which adequate corrective nursing
action cannot be delivered. We can conclude that in ACT this adverse effect is never
allowed to run out of control for long. We see that in the relative stability (after casemix

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

adjustment) of skill mix and staffing levels over the medium to longer term (though not
at ward level).
We note that there has been an increase in acuity adjusted workload in both
hospitals. This increase is more evident at Calvary Public Hospital where nursing
workloads are approaching unsustainable levels for an environment where the
provision of quality patient care is important.
A positive but weak association between adverse LOS and low nursing numbers
was shown by running the Nurse Staffing Model software. The effect does not seem
large. This may be the result of the masking brought about by the fact nursing levels
are never allowed to remain critically low for extended periods and when the levels are
low the nurses compensate by giving more of their time. Findings from the crosssectional study support a safety valve model.
A relationship between better OPSN outcomes and higher skill mix was found. It is
strong enough to encourage the further skilling of the ACT nursing workforce. This is
particularly the case because the OPSN are only indicator values that are likely to
markedly understate the true rate of avoidable adverse events, and because our
analysis was limited by the data on adverse events. We would expect the true gains to
be much higher. This hypothesis should be confirmed by analysing data in which the
time and place of the adverse events were recorded. Then time periods shorter than
ward months could be used as the basis of staffing and skill mix evaluation, removing
the masking referred to above.

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Cross-sectional Findings
Patient Characteristics
The tables below describe the patient sample and characteristics for both patients
and nurses in the cross-sectional study. Data were obtained on 601 different patients
and 1768 patient-days using the PRN-80 tool (Table 36). Table 37 outlines the patient
characteristics obtained from the patient record in the cross-sectional study.
TABLE 36 DATA COLLECTION RESPONSE PATIENT DATA
Patient Data
Patient Data Form
PRN-80

Total
601 (patients)
1768 (patient-days)

In this sample of patients (n=601) 88.9% had a caregiver at home. The majority
(96.9%) were under the care of a GP (LMO); 16.1% were referred for homecare; 16.8%
were waiting for a care facility (this may impact the average length of stay for the ward);
1.4% had been admitted for respite care. Only 24.7% of patient admissions were
planned with 13.4% admitted from a care facility. Pre-admission clinics had been
attended by 13.7% of patients. Finally, 14.3% of patients had been hospitalised for the
same condition in the last three months.
TABLE 37 PATIENT CHARACTERISTICS
Patient has a caregiver at home
Patient has a GP (LMO)
Patient attended pre-admission clinic
Referral for homecare
Planned admission
Patient hospitalised, same condition, past 3 months
Patient admitted for respite care
Patient waiting for a care facility
Patient admitted from a care facility

Frequency
1571
1714
243
284
437
252
24
297
237

Percent
88.9
96.9
13.7
16.1
24.7
14.3
1.4
16.8
13.4

N=1768 (Patients)

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Nurse Characteristics
As indicated earlier 200 nurses responded to the nurse survey. The staff
classifications for which self-reported data were collected included registered nurses
level 1 and 2 (RNL1 & RNL2), enrolled nurses (ENs) endorsed enrolled nurses (EENs),
trainee enrolled nurses (TENs) and assistants in nursing (AINs). In addition nurses in
charge of the wards/units, clinical nurse consultants (CNCs), were asked to participate.
Definitions of Nurse Categories
RNL1 means a registered nurse who delivers nursing and/or midwifery care to
patients/clients in any practice setting and is provided with, or has access to, guidance
from more experienced nurses or midwives and, who provides support and direction to
enrolled nurses and nursing and midwifery students. RNL2 is a registered nurse who
has demonstrated competence in advanced nursing or midwifery practice, provides
guidance to RNL1, enrolled nurses, and nursing and midwifery students in the delivery
of nursing and/or midwifery care; and acts as Team Leader in the absence of the
Clinical Nurse Consultant. An EN is an enrolled nurse who completes one year of
training within the Vocational Education and Training (VET) sector. The VET sector
consists principally of government-funded Technical and Further Education (TAFE)
institutes (McKenna et al. 2000). An EEN is an enrolled nurse who has completed a 6month post-enrolment medication administration certificate. An AIN assists in the
performance of nursing duties and other duties incidental and related to the provision of
nursing care services. The AIN is under the direct or indirect supervision of a RN. A
Clinical Nurse Consultant (CNC) is responsible for the quality of clinical nursing care
provided in a ward or clinical unit or to a specified group of patients (ACT Health / ANF,
2007).
When the profile of respondents (n = 200) in the cross-sectional sample is
compared to AIHW data (Table 38) the sample had 12% fewer registered nurses and
10% more enrolled nurses; 13% fewer part time nurses and 7% more full time nurses;
and 4% more male nurses than ACT data (AIHW, 2006).

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TABLE 38 NURSE SURVEY RESPONSE COMPARISON WITH AIHW DATA GRADE, GENDER, EMPLOYMENT STATUS
ACT Average*
82.9%
17.1%
93.8%
6.2%
51.9%
48.1%

Registered nurses (RN)


Enrolled nurses (EN)
Female
Male
Full time
Part time
*

Cross-sectional Data
70.5%
27.0%
89.5%
10.5%
58.5%
35.0%

(AIHW, 2006)

The characteristics of the respondents to the Nurse Survey in regard to employment


grade, status, permanency of position and their highest qualification are described in
the following tables. Table 39 indicates that the cross-sectional sample consisted of
nearly 71% registered nurses (levels 1 and 2) and 27% enrolled nurses (including
EENs) with the remaining 2.5% distributed over CNCs (1.5%) and AINs (1%). More
than half (58.5%) were employed full-time (n = 117), while approximately one-third
(35%) were part-time. Casual and agency staff accounted for the remaining 6.5% of
respondents, either RNs or ENs. Table 40 shows that the majority (89%) of the 200
respondents were permanent employees (i.e. not employed on temporary contracts).
TABLE 39 NURSE GRADE & EMPLOYMENT STATUS (SELF-REPORTED)
Full time
Part time
Casual
Agency
Total N
Total %

AIN
1
1
0
0
2
1.0

EN
29
17
3
0
49
24.5

EEN
3
2
0
0
5
2.5

RNL1
78
47
9
1
135
67.5

RNL2
3
3
0
0
6
3.0

CNC
3
0
0
0
3
1.5

Total N
117
70
12
1

Total %
58.5
35.0
6.0
0.5

200

100%

TABLE 40 PERMANENT AND TEMPORARY NURSING STAFF (SELF-REPORTED)


Permanent
Temporary
Total

Frequency
178
22
200

Percent
89.0
11.0
100%

Asked for their highest nursing education qualification (Table 41), most RN
respondents (49.5%) reported holding a degree or diploma, 23.5% an EN certificate,
13% an RN hospital certificate. Very few reported having a post-registration

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

qualification ranging from post basic certificates (2.5%) to 6.5% with postgraduate
qualifications (i.e. graduate certificate, graduate diploma or a master level degree). In
addition, more than half the respondents (n = 119, 59.5%) report that they hold a nonnursing qualification (see Table 42).
TABLE 41 HIGHEST NURSING QUALIFICATION (SELF-REPORTED)
EN Certificate
EEN Certificate
RN Hospital Certificate
Post Basic Certificate
RN Diploma
RN Degree
Graduate Certificate
Graduate Diploma
Master of Nursing
No Qualification
Total

Frequency
47
7
26
5
10
89
7
3
3
3
200

Percent
23.5
3.5
13.0
2.5
5.0
44.5
3.5
1.5
1.5
1.5
100%

TABLE 42 HIGHEST NON-NURSING QUALIFICATION (SELF-REPORTED)


TAFE Certificate
Diploma
Degree
Graduate Certificate
Graduate Diploma
Masters Degree
PhD
Other
No Qualification
Total

Frequency

Percent

43
20
25
10
3
0
1
17
81

21.5
10.0
12.5
5.0
1.5
0.0
0.5
8.5
40.5

200

100

In terms of age the youngest respondent was 20 while the oldest was 67 years. The
mean age of 39.2 years is less than the reported average age of employed nurses for
the ACT (45.3 years) (AIHW, 2006). Forty-five percent (45%) of the 200 nurses have
children living at home, with only 7% having other dependents living with them (Table
44). On average respondents reported having worked as a nurse for almost 12 years,
had worked at the present hospital for almost five years, and had worked on the current
ward for almost three years (Table 43).

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TABLE 43 NURSES AGE & EXPERIENCE


Age
Years
Years
Years
Years

worked
worked
worked
worked

as
as
as
as

a
a
a
a

nurse
nurse at present hospital
nurse on current unit
casual nurse

Mean
39.2
11.9
4.7
2.7
0.5

SD
11.26
10.80
6.37
4.15
1.78

Min
20
0
0
0
0

Max
67.0
45.0
33.0
19.3
16.5

N = 200 (Nurses)

TABLE 44 CHILDREN & OTHER DEPENDENTS


Frequency

Percent

90
14

45
7

Children living with you


Other dependents living with you
N = 200 (Nurses)

On average respondents worked 32.4 hours per week (range 0 50) at the current
hospital, 6 hours on another ward in the same hospital, and 2.1 hours in another job
(self-reported, see Table 45).
TABLE 45 NURSES HOURS WORKED AVERAGE PER WEEK OVER THE PAST YEAR SELF-REPORT
Hours worked per week in this hospital
Hours worked per week in other jobs
Hours worked per week on other wards in this hospital

Mean
32.4
2.1
6.1

SD
11.9
7.2
12.9

Min
0
0
0

Max
50
45
42

N=200 (Nurses)

Nearly 11 percent (10.8%) of respondents reported having missed a morning or


afternoon tea break in the current shift and almost 7% reported that they had missed
lunch (Table 46).
TABLE 46 NURSES WHO MISSED BREAKS DURING THE CURRENT SHIFT
Morning or afternoon tea
Lunch

Frequency
66
42

Percent
10.8
6.9

N = 612 (Shifts)

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

The median number of shifts missed per respondent over the over the past year was
5, and the median number of occasions missed was 3. Approximately 13% of nurses
reported missing no work during this period. The most common reason for missing
work was physical illness (Table 47).
TABLE 47 REASON FOR MISSING WORK
Frequency
132
41
10
9
6
2

Physical illness
Other
Injury (work related)
Mental health day
FACS leave
Unable to get requested day off

Percent
66.0
20.5
5.0
4.5
3.0
1.0

N=200 (Nurses)

Ward Characteristics
In terms of allied health (Table 48) two-thirds of the wards had a dedicated social
worker, physiotherapist (60%), occupational therapist (33%), dietician (20%) or speech
therapist (20%). 80% of wards had access to a dietician and a speech therapist, twothirds had access to an occupational therapist and 40% had access to a
physiotherapist. As for ancillary staff, 60% had a dedicated clerical assistant and 40% a
dedicated ward assistant. 60% had access to a ward assistant and 40% access to a
clerical assistant. There was a mean of 6.5 hours of housekeeping support per ward
(range 4 8, data not shown).
TABLE 48 WARD CHARACTERISTICS: ALLIED HEALTH & ANCILLARY SUPPORT
Access
Physiotherapist
Occupational Therapist
Social Worker
Dietician
Speech Therapist
Ward Assistant
Clerical Assistant

N
6
10
5
12
12
9
6

Dedicated
%
40.0%
66.7%
33.3%
80.0%
80.0%
60.0%
40.0%

N
9
5
10
3
3
6
9

%
60.0%
33.3%
66.7%
20.0%
20.0%
40.0%
60.0%

N=15(Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Table 49 shows the level of nursing support at ward level. While all wards (100%)
had technical or medical support, 93.3% also had support from specialist nurses, 60%
had access to a nurse educator and 53.3% had critical pathways or clinical guidelines.
TABLE 49 WARD CHARACTERISTICS: NURSING SUPPORT
Specialist Nursing (diabetes, wound, stomal, chemo, podiatry)
Technical or Medical (MET, I/V, Path, ECG, Pain)
Nurse Educator (access)
Critical Pathways or Clinical Guidelines

N
14
15
9
8

Percent
93.3%
100.0%
60.0%
53.3%

N=15 (Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)

There was an average of 24.5 (range 16-34) beds per ward. The average number of
patients seen each day per ward during the sample period was 22.9 (range 15.8-34)
(Table 50).
TABLE 50 WARD CHARACTERISTICS
Beds
Patients on ward (mean per day)

Mean
24.5
22.9

SD
5.18
5.05

Min
16.0
15.8

Max
34.0
34.0

N=15 (Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)

Skill Mix Characteristics


Nursing hours worked
A skill mix profile was derived from nursing hours worked and was calculated from
the complete record of ward nursing roster data. These data were aggregated into
proportion of hours worked by employment status (full-time, part-time, casual and
agency); by grade categories (RN level 1, RN level 2, EN [including EENs as it was not
possible to differentiate on all ward rosters], and AIN). These profiles include hours
worked on the ward only and excluded CNCs and CNEs. Table 51 below outlines these
staffing data.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 51 CROSS-SECTIONAL STAFFING DATA


Staffing data
Daily ward staffing profile

Ward-shifts*

Ward-days

1292

67

Data for a 24 hour period from a single hospital ward


Data for a shift-period from a single hospital ward
See also Table 6, page 25

Figure 5 summarises the percentage of RN, EN, and other nurse hours worked per
ward, and hence provides an overview of the skill mix across the sample. As
mentioned, staffing data were not complete for two wards. Analyses were restricted to
reporting on a per ward and ward-day basis due to the small number of wards (i.e. 14
wards; see also sample details, page 36).
The skill mix ranged from 44% RN and 55% EN staff, to 82% RN and 18% EN staff.
Most wards had between 60% and 80% RN staff (Figure 5). There were three wards
with a mix of fewer than 60% RN staff and three wards with greater than 80% RN
staffing.
FIGURE 5 PERCENTAGE OF NURSE HOURS WORKED PER WARD, BY GRADE, ORDERED BY RN%
100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%

Ward

RN

EN

Other

Table 52 indicates that the cross-sectional staffing profile was within 10% of
longitudinal data on all but ward 1AF, suggesting that the sample was generally
representative of staffing for each ward (see also Table 58, page 89).

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 52 COMPARISON OF LONGITUDINAL & CROSS-SECTIONAL STAFFING PROFILE,, BY WARD


RN%
Ward Code

EN%

Cross-sectional

Longitudinal

Cross-sectional

Longitudinal

80.2
44.1
81.1
77.7
72.1
70.2
59.3
66.6
72.2
62.7
70.5
76.2
82.0
44.8

75.4
49.9
79.5
62.3
70.7
74.1
62.3
68.7
66.3
64.3
67.5
79.4
84.1
53.8

15.2
55.9
18.9
22.3
25.0
28.8
40.7
32.6
27.8
37.3
28.7
23.8
18.1
45.0

24.6
50.1
20.5
37.7
29.4
25.9
37.7
31.3
33.7
35.7
32.5
20.6
16.0
46.2

1AA
1AB
1AD
1AF
1AG
1AH
1AI
1AK
1AM
1AO
2AC
2AE
2AJ
2AN

* Cross-sectional data recorded other nursing staff as follows: 1AA:4.6%; 1AG:2.9%; 1AH:1.1%;
1AK:4.0%; 2AC: 0.8%; 2AN:10.2%. These data were not collected in the longitudinal component.

Staffing data for Ward 1AF was atypical when compared to longitudinal data.

On a ward-day basis (Figure 6) there were 39 (58%) ward-days that had between
60-80% RN hours worked and one that had 100% RN hours. Fifteen ward-days had
fewer than 60% of hours worked by RNs and 13 had 80% or more. Twenty ward-days
had greater than 35% EN hours worked. Only twelve ward-days over six different
wards employed nurses which were other than RN and EN categories and the
percentage of these other nurse hours worked ranged from 0 7.46%, with two
outliers at 22.4 and 24.5%.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

FIGURE 6 PERCENTAGE OF NURSE HOURS WORKED PER WARD-DAY, BY GRADE, ORDERED BY RN%
100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%

Ward-Day

RN

EN

Other

As indicated earlier part-time nurses were under-represented in this sample when


compared to Territory figures (48.1% part-time). This may be an artefact of the data
collection process. Most data collection was undertaken in a six to eight hour period
between 0700hrs and 1800hrs which might have provided less opportunity to engage
those nurses working fewer days or outside these hours. However, there is no effect on
staffing data as they were obtained from the ward roster. In addition to the data from
the ward roster, the Nurse Survey asked respondents to report on for example,
employment status and hours worked. Figure 7 and Figure 8 present ward level and
ward-day level information on employment status.
The percentage of full-time, part-time, casual and agency hours worked per ward for
the 14 wards surveyed are shown below (Figure 7). The lowest percentage of full-time
hours worked on one ward was 39.4% and the highest percentage was 75.38%. There
were two wards which had less than 40% full-time staff. Part-time staff ranged from
20.3 52.6% and casual staff ranged from 1 3% in five wards with a maximum of
26.1%. Four wards in the sample employed no agency staff at all, while the remaining
10 wards employed between 1 8% agency staff. However, there is considerable
variation in these figures when reported on a ward-day basis.

84

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

FIGURE 7 PERCENTAGE OF NURSE HOURS WORKED PER WARD, BY EMPLOYMENT STATUS, ORDERED BY FT%
100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%

Ward

Full time

Part time

Casual

Agency

Table 53 and Table 54 show the proportion of hours worked per ward and ward-day
(see Glossary, page 22) respectively by employment status. The mean for each
category of staff per ward and per ward-day is comparable although the range and
consequently the SD are larger in the ward-day data. For example per ward, full-time
staff comprised 53.8% (SD = 11.22%), part-time staff comprised one-third (SD =
11.75%), casual staff 9.9% (SD = 8.39%) and agency staff comprised 2.9% (SD =
2.81%) of the ward staffing (Table 53). Table 54 shows that the range in the proportion
of full-time (10.5 93.3%) and part-time (0 79%) hours was considerably greater at
the ward-day level.
TABLE 53 PROPORTION OF HOURS WORKED PER WARD BY EMPLOYMENT STATUS
Full-time
Part-time
Casual
Agency

Mean
53.8
33.3
9.9
2.9

SD
11.22
11.75
8.39
2.81

Min
39.4
20.3
1.1
0

Max
75.4
52.6
26.1
8.1

N=14 (Wards) (two wards did not provide staffing data, see also Sample definition, page 36)

Table 54 shows that 54% of the hours worked per ward were by full-time nurses and
a third (33.3%) of the hours were worked by part-time nursing staff. The remaining 12%
were casual and agency hours. These employment status categorisations were not

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85

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

available in the longitudinal data, and they therefore provided a more detailed
understanding than would be available using administrative data alone.
TABLE 54 PROPORTION OF HOURS WORKED PER WARD-DAY BY EMPLOYMENT STATUS
Full-time
Part-time
Casual
Agency

Mean
54.6
33.1
9.6
2.8

SD
14.62
15.81
9.95
4.45

Min
10.5
0
0
0

Max
93.3
79.0
38.0
22.9

N=67 (Ward-Days)

Percentages of full-time, part-time, casual and agency hours worked per ward-day
are shown below (Figure 8). The lowest percentage of full-time hours worked on one
ward-day was 10.5% and the highest percentage was 93.3%. There were ten warddays which had less than 40% full-time staff and two ward-days which had more than
80% full-time staff. One ward-day had 71.7% full-time nurses, no part-time or agency
staff at all and instead filled this gap with 28.3% casual staff. Apart from this particular
ward-day, the remaining ward-days had part-time staff ranging from 6.7 79% of their
staff. Twenty-three ward-days reported no casual staff, while the remaining 44 (66%)
ward-days had between 3.3 38% casual staff. On 43 ward-days in the sample no
agency staff were employed at all, while for the remaining 24 ward-days between 3.3
22.9% agency staff were employed. This analysis indicates that there is considerable
variation in staffing across many wards each day.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

FIGURE 8 PERCENTAGE OF NURSE HOURS WORKED PER WARD-DAY, BY EMPLOYMENT STATUS, ORDERED BY FT%
100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%

Ward -Day

Full time

Part time

Casual

Agency

Table 55 below shows great variation in the proportion of hours worked per wardday by grade. RN L1 staff worked on average 51.6% of the hours with a large range
from 21 89.9%; RN L2 staff worked on average 16.8% with a range of between 0
51%; and ENs worked 29.9% of hours, also with a large range of 0 66%.
TABLE 55 PROPORTION OF HOURS WORKED PER WARD-DAY, BY GRADE
*

RN L1
RN L2*
EN
Other

Mean
51.6
16.8
30.1
1.5

SD
12.88
11.16
13.67
4.38

Min
21.0
0.0
0.0
0.0

Max
89.9
51.1
66.0
24.5

N=67 (Ward-Days)
*
See Glossary, page 22

When the same data are presented per ward (Table 56) the means are comparable
but as expected, the standard deviations and the range for each grade are smaller. The
maximum percentage hours worked per ward for ENs is 55.9% and 74.5% for RNL1s.

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 56 PROPORTION OF HOURS WORKED PER WARD, BY GRADE


RN L1
RN L2
EN
Other

Mean
51.7
16.9
30.0
1.5

SD
10.66
10.26
11.39
2.87

Min
35.3
0.0
15.2
0.0

Max
74.5
33.5
55.9
10.2

N=14 (Wards) (two wards did not provide staffing data, see also Sample definition, page 36)

Staffing data were also examined for skill mix across three equal shift-periods (see
Table 6, page 25), referred to as morning (0700-1500), evening (1500-2300) and night
(2300-0700) shift-periods. Raw staffing data were apportioned to these periods to
provide an indication of the relative availability of these staffing categories during the
day, evening or night (see also Table 6, page 25). Similar proportions of all categories
were found on morning and evening shift-periods, while the night period showed an
increased presence of ENs, significantly fewer RNL1 hours, and slightly fewer RNL2
hours (Table 57).
TABLE 57 PROPORTION OF HOURS WORKED PER SHIFT-PERIOD BY GRADE
% Hours
RNL1
RNL2
EN
Other

Evening
54.0%
17.6%
27.5%
1.0%

Morning
54.0%
16.6%
27.4%
1.9%

Night
41.8%
15.9%
41.1%
1.2%

N=1292 (Shift-periods)

A comparison of cross-sectional and longitudinal staffing data indicated that there


were similar mean proportions of staffing hours per ward (eg RN = 68.5% and 68.4%
respectively), although with slightly greater variation in the cross-sectional data (eg RN
SD = 12.20 and 9.72 respectively, see Table 58).

88

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 58 COMPARISON OF LONGITUDINAL & CROSS-SECTIONAL STAFFING PROFILE, BY GRADE

Crosssectional
Longitudinal

RN
EN
Other
RN
EN
Other

N*
14
14
14
14
14
14

Mean
68.5
30.0
1.7
68.4
31.6
0.0

SD
12.20
11.39
2.93
9.72
9.72
0.00

Min
44.1
15.2
0.0
49.9
16.0
0.0

Max
82.0
55.9
10.2
84.1
50.1
0.0

* Two wards did not provide cross-sectional staffing data, see also Sample definition, page 36

Nursing Workload
The movement of patients through the ward is referred to as patient churn. Each
new admission, transfer, or discharge, requires documentation, orientation, clinical
assessment and management review, and other tasks associated with the patient. In
order to provide an indication of the amount of churn per ward, Patients per bed was
calculated per ward by dividing the number of patients per day by the number of beds
(Equation 1). This calculation does not include bed movements within the ward. While
the mean was one patient per

EQUATION 1 PATIENTS PER BED


PatientsPerBed=

NumberofPatientsOnWardPerDay
NumberofBedsPerDay

bed per day there was


considerable variation between
wards, with the range from less

than one patient (0.7) per bed per day and the maximum 1.2 (Table 59). When
examined on a day by day basis, rather than averaged across the ward sample period,
the maximum rose to 1.4, with a larger range (0.5 1.4).
TABLE 59 PATIENTS PER BED
Patients per bed by ward
Patients per bed by ward-day

N
14*
67

Mean
1.0
1.0

SD
0.14
0.15

Min
0.7
0.5

Max
1.2
1.4

* Two wards did not provide cross-sectional staffing data, see also Sample definition, page 36

Nursing hours per patient day & hours of care required per patient day
Nursing hours per patient day
(NHPPD, Equation 2) provided varied

EQUATION 2 NURSING HOURS PER PATIENT DAY


NHPPD=

NursingHoursWorkedOnWard
NumberofPatients

considerably on a per day basis (mean

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

6.5, range 3.7 11.6) and were reasonably normally distributed though the data
indicate significant variation between and within wards (Table 61, page 91).
The PRN-80 determines the minutes of care (later transferred into hours) required
by patients for 24 hours using data from the medical record (see Table 7, page 25 &
Table 13, page 39). An average of the hours of care required per patient per day
(determined by the PRN-80) was calculated. Across the sample of 67 ward-days there
was considerable variability (Figure 9). The average requirement per ward-day (using
PRN-80) was 7.02 hours. The difference between the minimum and maximum
requirements per ward-day (range) was considerable; from just over 4 hours to nearly
11 hours (10.7 hours). This degree of variability in care needs makes it difficult to
predict the staffing required, and the discrepancy between hours needed and available
hours may impact on workload, quality of care and the work environment. At the
patient-day level there was also great variability over 24 hours (mean 7 hours 5 mins;
range 1 hour 4 mins 21 hours 11 mins) indicating great variation between individual
patient care requirements per day (Table 60).
FIGURE 9 HOURS OF CARE REQUIRED
Histogram
12

Frequency

8
6
4

Mean =7.09
Std. Dev.
=1.389
N =14

2
0
4.00

6.00
8.00
10.00
Mean hours of nursing care
required for 24 hours (ward-day)

90

Mean =7.02
Std. Dev.
=1.486
N =67

10
Frequency

Histogram

0
4.00 5.00 6.00 7.00 8.00 9.00 10.00
Mean hours of nursing care required
for 24 hours (ward)

FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

TABLE 60 HOURS OF CARE REQUIRED


Patient-Day
Ward-Day
Ward

Mean

SD

Min

Max

1768
67
14*

7.1
7.0
7.1

3.14
1.49
1.39

1.1
4.3
4.5

21.2
10.7
9.0

* Two wards did not provide staffing data, see also Sample definition, page 36

When the hours of care required (measured using the PRN-80) are compared to
those provided (Table 61), on average, approximately one half hour per day of
additional care is required to meet each patients needs (see Table 13 for explanation
of the use of this tool). There was considerable variation per ward day over the entire
sample period, as displayed in Figure 10.
TABLE 61 NURSING HOURS PER PATIENT DAY; NURSING CARE REQUIRED; NURSING DEMAND/SUPPLY
Mean

SD

Min

Max

Percentiles
25

50

75

Hours of nursing care required


per patient day

7.0

1.49

4.3

10.7

5.8

7.0

8.0

Nursing hours per patient day

6.5

1.64

3.7

11.6

5.3

6.4

7.4

112.8

28.22

56.9

171.2

91.4

114.1

127.3

Nursing demand/supply

N=67 (Ward-Days)

FIGURE 10 NURSING HOURS PER PATIENT DAY & NURSING CARE REQUIRED (ENTIRE SAMPLE PERIOD 67 DAYS)
14.00
Hours of nursing care required per patient day
12.00

Nursing hours per patient day

10.00

8.00

6.00

4.00

2.00

0.00
Ward Day

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

An additional factor, referred to here as the nursing demand/supply figure


(Equation 3), is calculated by dividing the required hours of care (derived from the
PRN-80) by the hours of care provided (O'Brien-Pallas et al., 2004). Nursing
demand/supply figures over 100 indicate that more care is required by patients than is
provided. Table
61 indicates that

EQUATION 3 NURSING DEMAND/SUPPLY FIGURE


%NursingDemand/Supply=

only a quarter of

HoursofCareRequiredperDay
100
NursingHoursPerPatientDay

the ward days


sampled are in balance for nursing resources: That is, the supply of nursing hours
equals or is less than that of the hours of nursing care required by patients on only 25%
of days in the sample (i.e. nursing demand/supply = 91.4 at the 25th percentile). For the
remaining 75% of days there is an imbalance nursing hours required exceed those
provided.
These data were further analysed by hospital peer group, using ward mean data
(Table 62), and were compared to similar data from NSW. This showed that, in the
ACT, both the hours of nursing care required per patient day and nursing hours per
patient day provided were higher in the A group hospital. However, there was a larger
imbalance between care required and provided in the B1 hospital (A=110.8, B1=119.0).
When compared with NSW figures, more hours of nursing care per patient day were
required in A group, and fewer than NSW in B1. Nursing hours per patient day were
substantially higher than NSW figures in A group (ACT=7.1, NSW=5.3), and slightly
lower in B1 group (ACT=5.0, NSW=5.2). There was a lower imbalance between care
required and provided in both groups in the ACT.
TABLE 62 COMPARISON OF ACT & NSW NHPPD & CARE REQUIRED FIGURES, MEAN PER WARD, BY HOSPITAL PEER
GROUP
Group

Mean

ACT*
Min

Max

Mean

NSW
Min

Max

Hours of nursing care


required per patient day

A
B1

7.6
5.8

5.5
4.5

9.0
7.3

6.0
6.9

4.0
5.0

10.0
8.1

Nursing hours per patient


day provided

A
B1

7.1
5.0

5.5
4.6

9.8
5.4

5.3
5.2

3.8
4.2

7.7
5.9

Nursing demand/supply

A
B1

110.8
119.0

73.5
95.8

136.1
142.9

115.9
133.5

63.5
117.8

169.6
147.6

N=14 wards (10 in A group hospital, 4 in B1 group hospital)


(two wards did not provide staffing data, see also Sample definition, page 36)

N=65 wards (49 in A group hospitals, 16 in B1 group hospitals)

92

FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Work Environment
A range of factors in the work environment were measured. Results from the
subscales of the Nursing Work Index Revised (NWI-R) and the Environmental
Complexity Scale (ECS) were compared with prior research, and also included in
regression models on patient and nurse outcomes.

Nursing Work Index Revised


Compared to the findings in the NSW study (Duffield et al., 2007) nurse autonomy,
nurse-doctor relationships, resource adequacy and nurse control over practice were
higher in the ACT data than the NSW study, while slightly lower for nurse leadership
(Table 63) (see Glossary, page 22 for definitions).
TABLE 63 NURSING WORK INDEX - REVISED
NSW 2004/5
Mean
SD

Nurse autonomy
Nurse control over practice
Nurse-doctor relations
Nurse leadership
Resource adequacy

16.7
17.5
8.4
32.8
9.0

3.18
3.91
1.75
5.88
2.73

Mean

17.3
18.3
8.8
32.6
9.6

ACT Health
SD
Min

3.23
4.05
1.80
6.09
2.77

7
8
3
15
4

Max

24
28
12
46
16

N= 200 (Nurse Respondents)

Associations were found between some factors of the NWI-R and the nursing
demand/supply level (Table 64). A high nursing demand/supply figure (indicating wider
discrepancy between hours of care required and that supplied) related to lower levels
of autonomy, control over practice and nurse-doctor relations.
TABLE 64 NURSING WORK INDEX REVISED & NURSING DEMAND/SUPPLY
Kendall's
Nurse autonomy (mean)
Nurse control over practice (mean)
Nurse-doctor relations (mean)
Nurse leadership (mean)
Resource adequacy (mean)

Nursing Demand/Supply
-0.219(*)
-0.174(*)
-0.298(**)
-0.130
-0.147

* Correlation is significant at the 0.05 level (2-tailed)


** Correlation is significant at the 0.01 level (2-tailed)

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Environmental Complexity Scale


This instrument was completed by nurses per shift2. Compared to results in the
NSW study (Duffield et al., 2007), nurses in ACT scored slightly higher for
unanticipated changes in patient acuity (6.4, SD = 1.02), and identically in the other two
sub-scales.
TABLE 65 ENVIRONMENTAL COMPLEXITY SCALE
NSW 2004/5
Re-sequencing of work in response to
others
Unanticipated changes in patient
acuity
Composition and characteristics of the
care team
*

ACT*

Mean

SD

Mean

SD

Min

Max

5.9

0.88

5.9

0.79

4.3

9.3

6.3

1.04

6.4

1.02

4.6

10

6.4

1.06

6.4

1.28

10

N = 612 (Shifts)
N = 6839 (Shifts)

Items one and two on the Environment Complexity Scale referred specifically to the
impact of students on the ward. In both instances, the majority of responses indicated
that students were not present on that shift (Table 66 & Table 67). When students were
present on the ward, over half of respondents suggested that their workload increased.
TABLE 66 ECS ITEM 1: STUDENTS ON THE UNIT REQUIRED SUPERVISION AND ASSISTANCE
Students required supervision/assistance
Increased
Decreased
Same
N/A

Frequency
102
15
55
440

Percent
16.7
2.5
9.0
71.9

N = 612 (Shifts)

Note that the term shift indicates the shift as reported by the respondent. It is not the same as
a shift-period derived from roster data (see Table 6, page 25).

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TABLE 67 ECS ITEM 2: STUDENTS WANTED ACCESS TO CHARTS, EQUIPMENT AND SUPPLIES
Students wanted access to charts, etc
Increased
Decreased
Same
N/A

Frequency
97
5
57
453

Percent
15.8
0.8
9.3
74.0

N = 612 (Shifts)

Quality of Care
Nurses were asked on the Environmental Complexity Scale How would you
describe the quality of your nursing care delivered during this shift? The response
choices were excellent, good, fair and poor. They were also asked on the Nurse
Survey for their view of the changes in quality of care over the past 12 months (see
Appendix 7, Instruments).
Table 68 indicates the quality of care reported per shift. Of the 612 responses 88%
of nurses rated the quality of care as excellent or good while 12% reported it as fair or
poor over the past shift.
When asked to indicate whether the quality of care given over the last 12 months
had changed on their wards, 80% of respondents indicated that it had improved or
remained the same, and 20% believed that it had deteriorated (Table 69).
TABLE 68 QUALITY OF CARE PER SHIFT
Excellent/good
Fair/poor
Total

Frequency
537
75
612

Percentage
87.7
12.3
100.0

TABLE 69 QUALITY OF CARE OVER THE PAST YEAR


Improved
Remained same
Deteriorated
Total

UNIVERSITY OF TECHNOLOGY, SYDNEY

Frequency

Percentage

38
122
40
200

19.0
61.0
20.0
100.0

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Tasks delayed or left undone


The Environmental Complexity Scale allowed measurement of nurses perceptions
of tasks delayed or left undone. Respondents were asked Which of the following tasks
were necessary but left undone because you lacked the time to complete them? and
to Check all that apply from the list provided. Rates were calculated for each nurse
per shift across the cross-sectional sample (Table 70). On average each nurse was
delaying 1.3 tasks per shift and not completing 1.5 tasks per shift. A small response
rate was seen for night shift so statistical comparisons could not be made, but an
apparently similar rate of tasks delayed was found, with a lower rate of tasks not done.
TABLE 70 TASKS DELAYED OR NOT DONE PER NURSE PER SHIFT

Tasks Delayed

Tasks Not Done

Shift

Mean

SD

Min

Max

Morning
Evening
Night

379
205
28

1.4
1.2
1.2

1.32
1.20
1.34

0
0
0

4
4
4

All Shifts

612

1.3

1.29

Morning
Evening
Night

379
205
28

1.7
1.5
0.5

1.87
1.76
1.00

0
0
0

8
8
4

All Shifts

612

1.5

1.82

When compared by hospital peer group using ward means, a higher rate of tasks
delayed was found in the A group hospital, while a higher rate of tasks not done was
found in the B1 group hospital. These data were also compared by peer group with
NSW data (Table 71). In regard to tasks delayed, ACT had a slightly higher rate in A
group, and a lower rate in B1 group. Tasks not done were lower than NSW in both
hospital groups.
TABLE 71 COMPARISON OF ACT & NSW TASKS DELAYED OR NOT DONE, MEAN PER WARD, BY HOSPITAL PEER
GROUP
Group

Mean

ACT*
Min

Max

Mean

NSW
Min

Max

Tasks delayed

A
B1

1.4
1.2

1.0
1.0

1.8
1.4

1.3
1.5

0.3
1.1

2.3
2.3

Tasks not done

A
B1

1.5
1.6

0.9
1.3

2.2
2.1

1.6
2.0

0.1
1.1

3.4
3.2

* N=14 wards (10 in A group hospital, 4 in B1 group hospital)

N=65 wards (49 in A group hospitals, 16 in B1 group hospitals)

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Detailed analysis of these data (Table 72) show that over the 612 shifts for which
data were collected, routine vital signs, medications or dressings were reported as not
done on 49 occasions (8%) and were delayed 165 times (27%). In addition, routine
mobilisation or turns in bed were not done on 42 occasions (6.9%) and delayed 229
times (37.4%); delay in administering PRN (as needed) pain medication occurred 141
times (23%) and delayed response to patient bells occurred 282 times (46.1%).
Necessary tasks left undone included routine teaching for patients and families
which occurred 80 times (13.1%) and nurses acknowledged omitting preparing the
patient and family for discharge on 71 occasions (11.6%). Comforting and talking to
patients was not done 210 times (34.3%) and adequate documentation of nursing care
was omitted 77 times (12.6%). Pressure area care was left undone 117 times (19.1%)
and oral hygiene 128 times (20.9%). Most categories had similar or lower rates
compared to recent NSW research (Duffield et al., 2007).
TABLE 72 TASKS NOT DONE OR DELAYED DUE TO TIME PRESSURES
NSW
2004/5
%

Tasks
Not Done
Freq
%

Tasks
Delayed
Freq
%

Comforting/talking with patients


Nursing care plan not done
Oral hygiene
Pressure area care
Routine teaching for patients and families
Adequately documenting nursing care
Prepare patient and family for discharge
Routine vital signs, medication
Routine mobilisation
Other
Delay in responding to patient bell

39.5
-19.3
24.0
16.3
15.0
11.0
7.3
8.2
1.9
50.6

210
151
128
117
80
77
71
49
42
22
--

34.3
24.7
20.9
19.1
13.1
12.6
11.6
8.0
6.9
3.6
--

-------165
229
-282

-------27.0
37.4
-46.1

Delay in administering PRN pain medications

21.5

--

--

141

23.0

N=612 (Shifts)

When asked to specify other tasks delayed or left undone, 22 were cited. Analysis
of these data (Table 73) shows that respondents reported a lack of time to complete
patient hygiene tasks i.e. showering was thought of as necessary but left undone on
five occasions (22.7%), dressings on three occasions (13.6%). Lack of time to
complete and maintain fluid balance charts was mentioned separately by two
respondents (9.1%), as was patient/family support, time to complete wound charts and

UNIVERSITY OF TECHNOLOGY, SYDNEY

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

assessment/discharge activities were cited as being other tasks necessary but left
undone. Finally, on one reported occasion a patients enema was left undone.
TABLE 73 OTHER TASKS NECESSARY BUT NOT DONE
Frequency
5
4
3
2
2
2
2
1
1
22

Showering
Other
Dressings
Patient/Family support
Assessment/Discharge
Fluid balance
Wound charts
Monitoring
Patient enema
Total

Percent
22.7
18.2
13.6
9.1
9.1
9.1
9.1
4.5
4.5
100%

Time available to deliver care


Respondents were asked Please rate the time available to deliver care on this shift
compared to the last five shifts you have worked, with the choice of less, the same, or
more time than usual. Table 74 shows that 54.4% of respondents had about the same
amount of time as usual to deliver care on the current shift compared to the last five
shifts worked. 22.7% reported they had more time than usually available to deliver care
on their most recent shift, with 22.9% indicating they had less time than usual (Table
74).
TABLE 74 TIME AVAILABLE TO DELIVER CARE PER SHIFT
Response
Less time than usual

Frequency
140

Percent
22.9

About the same amount of time as usual

333

54.4

More time than usual


Total

139
612

22.7
100.0

How much more time needed to deliver care


Nurses were asked, Approximately how much more time do you need to give the
type of care stated in the nursing care plan or your assessment of patients needs
today? Respondents were asked to tick only one response.

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Table 75 shows that 26.3% of nurse respondents stated they needed no more time
that shift to provide the type of care stated in the nursing care plan, 33.8% reported that
up to 30 minutes more time was needed, and nearly 40% of respondents felt that more
than 30 additional minutes were necessary to deliver care, 11% of whom felt they
needed more than 60 minutes to do so. The additional time required may be offset by
the use of support worker roles.
TABLE 75 HOW MUCH MORE TIME NEEDED
Response
No more time needed
< 15 minutes
15-30 minutes
31-45 minutes
46-60 minutes
> 60 minutes
Total

Frequency
161
52
155
114
62
68
612

Percent
26.3
8.5
25.3
18.6
10.1
11.1
100.0

An examination of these data by hospital peer group (Table 76) showed that there
was more time required by nurses to complete their care per shift in the B1 hospital.
Compared to NSW data, slightly more time was required in both groups.
TABLE 76 COMPARISON OF ACT & NSW TIME NEEDED PER SHIFT, MEAN PER WARD, BY HOSPITAL PEER GROUP
Group
Tasks not done

A
B1

Mean

ACT*
Min

Max

26.6
28.1

18.6
20.3

34.3
39.6

Mean

NSW
Min

Max

25.7
27.8

9.8
19.0

37.8
37.5

* N=14 wards (10 in A group hospital, 4 in B1 group hospital)

N=65 wards (49 in A group hospitals, 16 in B1 group hospitals)

Indirect or Additional Care Activities


Nurses were asked, Which of the following tasks did you perform during this shift.
The response was to Check all [boxes] that apply. Across the entire sample of 612
shifts, a total of 1694 indirect care activities were completed. The average proportion of
nurses required to undertake these tasks per ward-day is shown in Table 77.
This table indicates that, by ward-day, 46% of nurses were required to deliver or
retrieve patient meal trays, 34% order, co-ordinate or perform ancillary work, 42%

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

undertake cleaning and 43% clerical duties. 30% arrange discharge referrals and
transport, while 9% transport patients. 38% of respondents state they are required to
start IVs while performing ECGs was reported by 14% and routine phlebotomy by 16%.
TABLE 77 PROPORTION OF NURSES UNDERTAKING INDIRECT CARE ACTIVITIES, PER WARD-DAY
Mean
45.5
34.4
38.4
29.7
14.3
15.9
9.3
42.2
43.2

Deliver/retrieve patient meal trays


Order/coordinate/perform ancillary work
Start IVs
Arrange discharge referrals and transport
Undertake ECGs
Undertake routine phlebotomy
Transport patients
Undertake cleaning duties
Undertake clerical duties

SD
27.40
24.48
25.41
23.69
19.31
21.69
15.23
22.96
23.46

N=67 (Ward-Days)

Table 78 shows the proportion of the above tasks undertaken per shift. The majority
were completed during the morning shift (64.1%), and fewer during the evening shift
(31.5%). Relatively few were undertaken overnight (4.4%) with the exception of routine
phlebotomies, of which nearly 10% occurred between at night. When these data are
matched to the skill mix category of respondents to the nurse survey, approximately
75% of these tasks were reported by RNL1, with 20% by ENs or AINs (data not
shown).
TABLE 78 INDIRECT CARE ACTIVITIES BY SHIFT
Morning
N
%
Deliver/retrieve patient meal trays
Order/coordinate/perform ancillary work
Start IVs
Arrange discharge referrals / transport
Undertake ECGs
Undertake routine phlebotomy
Transport patients
Undertake cleaning duties
Undertake clerical duties
Total

Evening
N
%

Night
%

163
146
139
138
55
61
39
174
171

56.6
66.1
65.0
78.4
66.3
59.2
70.9
61.9
62.6

111
68
68
36
23
32
15
94
86

38.5
30.8
31.8
20.5
27.7
31.1
27.3
33.5
31.5

14
7
7
2
5
10
1
13
16

4.9
3.2
3.3
1.1
6.0
9.7
1.8
4.6
5.9

1086

64.1

533

31.5

75

4.4

N=612 (Shifs)

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Violence Experienced
Nurses were also asked about their experience of violence: In the last 5 shifts you
worked, have you experienced any of the following while carrying out your
responsibilities as a nurse. The response was yes or no to physical assault, threat
of assault, and emotional abuse (Table 79). Emotional abuse was experienced by 33%
of respondents but by up to a maximum of 58% of staff on one ward. In terms of threat
of violence 21% experienced this and while there were wards where no staff
experienced a threat of violence, up to a maximum of 67% of staff on one ward did.
The results are similar for physical violence, where 15% of staff experienced this in the
past five shifts and up to 58% of staff on a ward did so.
TABLE 79 NURSES EXPERIENCING VIOLENCE IN THE LAST 5 SHIFTS

Physical violence
Threat of violence
Emotional abuse
*

Entire Sample*
Frequency
Percentage
30
15.0
41
20.5
66
33.0

Average Per Ward


Min%
Max%
0.0
58.3
0.0
66.7
5.3
58.3

Proportion of nurses experiencing violence in entire sample (N=200 Nurses)


Proportion of nurses experiencing violence per ward (N=16 Wards)

Respondents were also given the opportunity to choose the source of violence from
a list provided. Nurses indicated that patients and families were responsible for most
physical assaults (96.6%) and threats of assault (95.1%). The majority of emotional
abuse was also from patients and their families (69.7%) but was also reported from coworkers. These figures are similar to NSW data (Table 80).

UNIVERSITY OF TECHNOLOGY, SYDNEY

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TABLE 80 SOURCE OF VIOLENCE TOWARDS NURSES (COMPARISON WITH NSW [DUFFIELD ET AL., (2007)])
Emotional
Abuse
%

Threat of
Violence
%

Physical
Violence
%
NSW

ACT

NSW

ACT

NSW

ACT

87.4

90.0

75.5

87.8

40.2

30.3

Patient + family/visitor

7.1

3.3

10.5

4.9

16.1

15.2

Family/visitor

2.5

3.3

8.6

2.4

14.1

24.2

Nursing co-worker

0.6

3.3

1.9

2.4

15.1

9.1

Patient + nursing co-worker

0.6

0.0

0.2

0.0

4.0

6.1

Other

0.0

0.0

0.6

2.4

1.7

3.0

Physician

0.0

0.0

0.2

0.0

0.9

1.5

Patient + physician

0.0

0.0

0.0

0.0

0.7

1.5

Patient + family/visitor + physician +


nursing co-worker

0.0

0.0

0.0

0.0

1.5

1.5

Patient + physician + nursing co-worker

0.0

0.0

0.0

0.0

0.0

3.0

Family/visitor + nursing co-worker

0.0

0.0

0.0

0.0

0.9

1.5

Physician + nursing co-worker

0.0

0.0

0.0

0.0

0.3

3.0

Patient + family/visitor + nursing coworker

1.8

0.0

2.1

0.0

3.6

0.0

Family/visitor + physician

0.0

0.0

0.2

0.0

0.0

0.0

Patient + family/visitor + physician

0.0

0.0

0.0

0.0

0.9

0.0

326

30

474

41

881

66

Patient

Number of nurses

* ACT N = 200 (Nurses); NSW N = 2278 (Nurses)


Top 3 categories indicated in bold

Satisfaction and Intention to Leave


Most nurses (71.5%) were satisfied with their current job (Table 81), although more
were satisfied with nursing as a profession (79.5%). Almost three-quarters of
respondents (74%) were not intending to leave their current job (Table 82).

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TABLE 81 NURSES' SATISFACTION WITH CURRENT JOB & NURSING AS A PROFESSION


Frequency

Percent

Satisfied with current job


Dissatisfied with current job

143
57

71.5
28.5

Satisfied with nursing as a profession


Dissatisfied with nursing as a profession

159
41

79.5
20.5

Total

200

100

N=200 (Nurses)

TABLE 82 NURSES PLANNING TO LEAVE THEIR CURRENT JOB


Frequency

Percent

148
52
200

74
26
100

Do not intend to leave current job in the next 12 months


Intend to leave current job in the next 12 months
Total

Patient Outcomes
As described previously, patient outcomes in the cross-sectional data were collected
from both the patient record and ward-level reporting mechanisms. The patient
outcomes here were falls with and without consequences and medication errors with
and without consequences. These data were aggregated to the ward level in order to
conduct correlation analyses and regression models. The dependent variables (patient
outcomes) were in all cases calculated as percentage of patients who experienced
(the event) per ward. Regression models, either linear or logistic, were conducted and
Beta () weights calculated where possible to indicate relativities between the factors.

Adverse Events
Adverse events were collected from the patient record or ward reporting system.
Twenty six (4.3%) patients in the study were found to have experienced a fall with or
without injury (Table 83), and some of these patients had experienced both types of
fall. Two patients experienced medication errors without consequences. These adverse
event rates were very low compared to other studies and may be indicative of the short
sample period per ward, data collection issues, or unknown factors.

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TABLE 83 PATIENTS EXPERIENCING ADVERSE EVENTS


Medication errors without patient consequences
Falls with injury
Falls without injury
Falls (any either with or without injury)

Frequency
2
13
14
26

Percent
0.3
2.2
2.3
4.3

N=601 (Patients)
*
No patients recorded medication errors with adverse consequence

Some patients experienced both types of fall. See Glossary, page 22

These data were also calculated as the percentage of patients per ward who
experienced these adverse events, by hospital peer group (Table 84). This showed a
higher proportion of patients in the A group hospital experienced any type of fall, a fall
with injury or medication error without consequences, and a higher proportion in the B1
hospital experienced falls without injury. Compared to NSW data, a lower proportion of
patients in the ACT experienced medication errors without consequence in both
groups, and falls with or without injury in the B1 group. In the A group, a greater
proportion of patients in the ACT experienced falls.
TABLE 84 COMPARISON OF ACT & NSW PATIENT OUTCOMES, MEAN % OF PATIENTS PER WARD, BY HOSPITAL PEER
GROUP
Group

Mean

ACT*
Min

Max

Mean

NSW
Min

Max

Medication errors without


patient consequences*

A
B1

0.5
0.0

0.0
0.0

2.6
0.0

14.0
21.0

0.0
4.0

52.0
64.0

Falls with injury

A
B1

3.3
0.4

0.0
0.0

11.5
1.8

1.0
1.0

0.0
0.0

6.0
3.0

Falls without injury

A
B1

1.5
2.6

0.0
0.0

7.7
6.3

1.0
3.0

0.0
0.0

7.0
14.0

Falls (any either with or


without injury)

A
B1

4.4
3.1

0.0
0.0

15.4
6.3

2.0
4.0

0.0
0.0

11.0
14.0

* N=14 wards (10 in A group hospital, 4 in B1 group hospital)

N=65 wards (49 in A group hospitals, 16 in B1 group hospitals)

Although statistically significant correlations were found at the ward and ward-day
level between these adverse events and a number of other variables, examination of
scatter plots showed that this was an effect of the low rates, with the majority of data
points clustered about zero and a few outliers influencing the results. Therefore, no
relationships could be established.

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In addition to these data, late administration of medication (more than 30 minutes,


see definitions Table 5, page 25) was recorded per patient-day. These time-based
medication errors were recorded on 40 of the 1758 patient-days (Table 85). On most of
these 40 patient-days between 1 and 4 errors were recorded, and on one patient day
between 5-14 errors were recorded. It is possible these errors could be recorded in the
aforementioned patient data collection also, so that only a summary of frequency is
presented here. Out of the 601 patients studied, 34 (5.7%) experienced this type of
error (data not shown).
TABLE 85 TIME-BASED MEDICATION ERRORS
1-4 errors per patient-day
5-14 errors per patient-day

Frequency
39
1

Percentage
2.2
0.1

N=1758 (Patient-Days)

Outcome Predictors
Tasks Not Done & Tasks Delayed per Ward-Day
Linear regression models for tasks delayed and not done were developed with data
at the ward-day level. Analysis at this level of data for these outcomes is more
meaningful as it examines the overall picture of the ward for a given day.
Similar factors were influential in regard to both outcome variables (Table 86 &
Table 87). The proportion of nurses indicating less time available to deliver care, the
amount of additional time required to complete care this shift, and the proportion of
hours worked by agency staff were common elements. As these factors increased so
did the rate of tasks delayed or not done. Additional predictors were identified in regard
to the rate of tasks not done (Table 86). These included the proportion of patients
admitted from a care facility and the amount of involuntary overtime reported. Both
models explained over 30% of the variance.

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TABLE 86 LINEAR REGRESSION ON TASKS NOT DONE


Direction
Amount more time needed this shift
Proportion of patients admitted from a care facility
Proportion of hours worked by agency staff
Average weekly overtime worked - involuntary paid
Proportion of nurses indicating less time available to deliver care

Positive
Positive
Positive
Positive
Positive

Weight

(+)
(+)
(+)
(+)
(+)

0.440
0.347
0.305
0.232
0.182

Direction

Weight

Positive (+)
Positive (+)
Positive (+)

0.469
0.236
0.183

Adjusted R2 = 0.315
N= 67 (Ward-Days)
p0.05

TABLE 87 LINEAR REGRESSION ON TASKS DELAYED


Proportion of nurses indicating less time available to deliver care
Amount more time needed this shift
Proportion of hours worked by agency staff
Adjusted R2 = 0.367
N= 67 (Ward-Days)
p0.05

Correlation of factors shown to be significant predictors of tasks delayed or not done


were generally consistent with these regression models, although two items did not
show a statistically significant correlation (Table 88).
TABLE 88 CORRELATION OF FACTORS IN LINEAR REGRESSION MODELS ON TASKS NOT DONE & TASKS DELAYED
Kendall's
Additional time needed this shift
Proportion of patients admitted from a care facility
Proportion of hours worked by agency staff
Average weekly overtime worked - involuntary paid
Proportion of nurses indicating less time available to deliver care

Tasks
not
done
0.260(**)
0.189(*)
0.064
0.031
0.156

Tasks
delayed
0.361(**)
-0.077
0.095
0.029
0.244(**)

* Correlation is significant at the 0.05 level (2-tailed)


**Correlation is significant at the 0.01 level (2-tailed)

The amount of additional time needed this shift was highly correlated with two
outcome variables; tasks not done ( =0.260) and tasks delayed ( =0.361). As tasks
not done or delayed increased, the amount of additional time reported as needed this
shift also increased. Likewise an increase in the proportion of nurses indicating less
time available to deliver care indicated an increase in tasks delayed ( =0.244). Also an

106

FINDINGS

NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

increase in the proportion of patients admitted from a care facility led to an increase in
tasks delayed ( =0.189).

Nurse Outcomes
Analyses were conducted for the nurse outcome variables - job satisfaction,
satisfaction with nursing, and intention to leave the current job. These variables were
measured at the nurse level. Analysis at this level is appropriate to examine the
influence of workload and other variables on individual nurse outcomes.

Job Satisfaction
Nurses who were satisfied with their profession, had adequate resources to do their
job, and who worked on wards with a higher overall amount of nursing hours were
more likely to be satisfied with their current job. Older nurses, and those nurses
missing a higher number of shifts, were less likely to be satisfied with their job (Table
89).
TABLE 89 LOGISTIC REGRESSION ON JOB SATISFACTION
Number shifts missed work
Satisfaction with nursing
Resource adequacy
Total nursing hours provided on the ward
Age

Direction

Weight

Negative (-)
Positive (+)
Positive (+)
Positive (+)
Negative (-)

-0.558
0.382
0.367
0.335
-0.228

Pseudo R2=0.400
N=149 (Nurses)
p0.05

Satisfaction with Nursing


Nurses who were satisfied with their job and who had adequate resources were
more likely to be satisfied with their profession, while those in temporary employment
were less satisfied with nursing. A higher patient turnover also predicted satisfaction
with nursing (Table 90).

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TABLE 90 LOGISTIC REGRESSION ON SATISFACTION WITH NURSING


Job satisfaction
Temporary employment status
Resource adequacy
Patients per bed

Direction

Weight

Positive (+)
Negative (-)
Positive (+)
Positive (+)

0.536
-0.402
0.145
0.099

Pseudo R2= 0.325


N=149 (Nurses)
p0.05

Intention to Leave Current Job


Nurses were more likely to intend to leave their current job if they were required to
resequence their work frequently, if there was a higher proportion of agency hours
worked on their ward and if demand for nursing care per day exceeded supply. Nurses
who had worked longer and who were satisfied with their job were less likely to plan to
leave. Nurses indicating they had more time to deliver care per shift were more likely to
leave; a finding worth further study. Those working on wards with a higher proportion of
patients waiting for a care facility, were less likely to intend to leave (Table 91).
TABLE 91 LOGISTIC REGRESSION ON INTENT TO LEAVE CURRENT JOB
Nursing demand/supply
Proportion of patients waiting for a care facility
Years worked as a nurse
Job satisfaction
Proportion of hours worked by agency
Resequencing of work in response to others
More time available to deliver care

Direction

Weight

Positive (+)
Negative (-)
Negative (-)
Negative (-)
Positive (+)
Positive (+)
Positive (+)

0.392
-0.390
-0.321
-0.267
0.246
0.232
0.216

Pseudo R2=0.339
N=149 (Nurses)
p0.05

Correlation between the factors identified in the logistic regression analysis and the
individual outcome variables showed similar relationships. Some variables, such as the
proportion of hours worked by agency staff, displayed relationships with the outcomes
even though they were not statistically significant in the regression models (Table 92).

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TABLE 92 CORRELATION OF FACTORS IDENTIFIED IN LOGISTIC REGRESSION ON INDIVIDUAL NURSE OUTCOMES

Kendall's

Job satisfaction
Satisfaction with nursing
Intent to leave current job
Number shifts missed work
Resource adequacy
Proportion of hours worked by agency
Time available to deliver care
Resequencing of work in response to others
Temporary employment
Years worked as a nurse
Total nursing hours
Nursing demand/supply
Patients per bed
Proportion of patients waiting for a care facility

Job
satisfaction

Satisfaction
with
nursing

1.000
.357(**)
-.195(*)
-.141(*)
.272(**)
0.042
0.000
0.002
0.148
-0.098
.232(**)
-0.132
.150(*)
-0.012

.357(**)
1.000
-0.155
0.049
.181(**)
-.158(*)
-0.047
-0.020
-.252(**)
0.012
.161(*)
0.049
.197(**)
.140(*)

Intent
to
leave
current
job
-.195(*)
-0.155
1.000
-0.048
-.145(*)
.253(**)
0.090
0.132
0.092
-.153(*)
-0.047
0.072
-0.134
-.244(**)

* Correlation is significant at the 0.05 level (2-tailed)


**Correlation is significant at the 0.01 level (2-tailed)

As expected, job satisfaction was positively correlated with satisfaction with nursing
and total nursing hours as found in the regression model. In addition, increases in
resource adequacy were positively correlated with job satisfaction, while the number of
shifts missed this week was negatively correlated with job satisfaction and were not
included in the regression model. Increases in significant variables with a positive value are likely to result in improved job satisfaction. However, the number of patients
per bed was positively correlated with job satisfaction (=.150, p.05) reflecting earlier
findings that nurses are happier and more satisfied when they are busier.
Highly significant correlations between satisfaction with nursing and its predictor
variables as in the regression model (Table 90) were as expected. In addition to these,
satisfaction with nursing was positively correlated with total nursing hours and the
proportion of patients waiting for a care facility. The proportion of hours worked by
agency staff was negatively correlated with satisfaction with nursing.
In regard to intention to leave current job, although resource adequacy was not a
significant predictor in the regression model, it is significantly correlated with Intention

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to leave ( =-.145, p.05) and indicates that as resource adequacy improves the
intention to leave the current job declines.

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5. Limitations
Any study using standard administrative data is limited to what is in the data. In this
instance, the administrative data mined in the longitudinal study were supplemented by
the cross-sectional data collection to provide information on variables that are simply
not part of standard data collection. These were particularly those variables concerned
with the quality of the working environment and the nursing outcomes.
In previous studies it has been shown that there is wide variation in a range of the
variables captured in both the longitudinal and dross-sectional data. This potential
variation should be considered when applying these findings outside the sampled
hospitals.
The longitudinal data were essentially the entire population of patients for the period
studied and the entire record of nurses working for the periods available. Still, the data
cover only about two years. Similarly, the cross-sectional data include all eligible
nursing units after maternity, newborn, pediatric and psychiatric units were excluded.
There are several limitations in regard to the longitudinal analysis:
Limited amount of usable data
Lack of large learning (reference) set for threshold contrast method
Lack of direct link between ward and adverse event
Potential seasonal effects for data time span
As discussed earlier, the time and place of OPSN could not be determined in the
data so attribution to the nursing unit is a limitation.
Instrument reliability and validity have been reported. A high proportion of
consenting nursing staff responded to the surveys overall (71%), but it is not known
whether important responders declined to participate. The sampling period for the
cross-sectional study was only one week per nursing unit and although it appeared to
be similar to longitudinal data in terms of skill mix, it is not known how representative
that week might have been in regard to patient type and the remainder of the the units
life. This short sample period, unknown data collection issues or other factors may
have been related to the very low number of patient adverse events collected.

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6. Summary and Discussion


Synopsis of Objectives, Design and Measures
This study used a combination of longitudinal and cross-sectional data collection to
examine nursing workload (and changes therein), patient acuity and length of stay, skill
mix and the working environment and their relationships with patient outcomes in two
hospitals in the Australian Capital Territory. The unit of analysis was the nursing ward,
the business and operational unit of the hospital. The project was designed to provide
information to assist policy development in the ACT toward innovations in care delivery.
In particular it was to determine approaches to staffing which would provide for the
health needs of the population, achieve high standards of care and enhance patient
outcomes. The focus was on medical/surgical nursing units where the majority of
nurses work.
Patient data were obtained on all discharges from the two hospitals for two financial
years, 2005 and 2006 (approximately 185,000 hospital morbidity records of which
40,538 contributed to the final analysis). Nursing payroll data were obtained for roughly
the same period. Payroll data allowed tracking nurses to the wards on which patients
were nursed. Eventually 398 ward months of data were used in the analysis. Casemix
control to the ward level provided risk adjustment. Twelve Outcomes Potentially
Sensitive to Nursing (OPSN) adverse events coded in administrative data were
studied along with length of stay as an outcome.
Cross-sectional data which involved original data collection at ward level, took place
over a three week period at Canberra Hospital and two weeks at Calvary Hospital
toward the end of the longitudinal data collection. Surveys of nurses collected data on
job satisfaction, perception of the ward working environment (including environmental
complexity), and perception of the extent to which work was accomplished fully and on
time. Additional data collection at ward level obtained data on staffing and patient
outcomes as falls and medication errors.
Statistical treatment was designed to determine patterns of nursing resources and
their relationship to patient outcomes, and in the case of cross-sectional data, nurse
outcomes such as job satisfaction. Where appropriate, comparisons to a similar study
conducted in New South Wales (NSW) were made.

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Discussion of Results
Sixteen medical/surgical nursing units were included in the sample. Relevant
nursing data were available for 15 of these units, two of which were collapsed into one
for analysis for statistical reasons leaving 14 units as the sample for the longitudinal
analysis. There were 16 units in the cross-sectional study, but two did not provide
complete roster data.
Over time, nursing workload as measured by nursing hours per patient hour
increased, especially in one of the hospitals; the ratio of nurse hours on ward to patient
hours on ward decreased. Skill mix measured as the percentage of RN hours worked
was quite variable ranging from 50% to 80% at one hospital and 54% to 84% at the
other. Skillmix was lower in wards with aged or rehabilitation casemix, higher in
specialty surgical wards. This is not an unexpected finding but it raises questions about
the conventional wisdom that decrees a lesser skilled workforce for aged or infirm
patients, many of whom may actually be more frail than surgical specialty patients.
Patient movements can contribute to nursing workload. The findings here indicate
the number of wards per patient episode over the two years (average length of stay =
4.0) were on average 1.24 and 1.32 at the two hospitals, considerably lower than the
NSW result of 2.26. In addition the number of patients per bed per day was on average
one, compared to 1.25 in NSW. This may reflect better bed management strategies.
In terms of the nursing hours required and provided, there was an average
difference of 0.5 hours per patient day, less than in NSW data. Of interest is that in the
ACT, both the hours of nursing care required per patient day and nursing hours per
patient day provided were higher in the A group hospital than in NSW. The reverse is
true of the B group hospital, where hours of nursing care required per patient day and
nursing hours per patient day provided were less than in NSW.
Nursing workload in ACT is influenced by the number of different AR-DRGs per
nursing unit. There is a wide degree of variability ranging from 164 459 DRGs per
ward, from a possible range of 613. It cannot be expected that nurses are equally
skilled or comfortable caring for a wide range of patient types, each with its treatments,
procedures, protocols, medications and physician teams. Smaller hospitals, such as
found in ACT, cannot create the number of specialty units found in larger hospitals, a
fact that managers need to appreciate. The nursing workload will always feel heavier in

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wards with a large number of different AR-DRGs. Still, the role of casemix in staffing
has been little identified nor studied.
As we have found in previous research, there was considerable variation in nursing
unit staffing and skill mix over only a two year period, variation that was neither
seasonal nor predictable. There should be no expectation that every nursing unit has
the same ratio of nursing hours per patient day nor the same skill mix for different
mixes of cases. However, such variation itself increases nursing workload and may
contribute to job dissatisfaction. Indeed, the cross-sectional results showed that
adequacy of nursing resources was one of the stronger predictors of nursing job
satisfaction. Decisions about how to titrate nursing resources to patient types should be
made consciously, not simply allowed to vary with the ability of the nurse manager to
advocate for resources or the constraints imposed by a tight labour market. Indeed, our
analysis suggested that parity in nursing staffing could be achieved with modest
increases in resources.
Analysis also showed that increased skill mix was associated with decreased length
of stay, although the relationship was not strong in this sample. It has been observed
that physicians admit patients to hospital but nurses get them out. Yet skill mix has
rarely been considered in itself an efficiency investment.
When patient outcomes as Outcomes Potentially Sensitive to Nursing (OPSN) were
examined, it was found that increasing RN hours by 10% could produce decreases in
the adverse event rates studied from 11% to 45%. While we did not attempt cost
analyses in this study, it is known that adverse outcomes such as hospital-acquired
decubiti, infections etc. increase length of stay and cost. It should be in hospitals
interest to invest in the resource(nurses) to lower such rates, not only for financial
reasons but more importantly, to minimise harm to patients.
The cross-sectional data amplified these findings. Comparisons were made where
appropriate with our New South Wales study. This is a new area of inquiry, however,
so the NSW findings cannot be taken as the gold standard they are simply
descriptive of the situation as the data revealed it in the prior study. It was not possible
to determine the impact that medicaton endorsed ENs might have on medication
errors.

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The nursing work environment in ACT was rated as somewhat better by the ACT
nurses than NSW nurses rated theirs, and, largely because there were only two
hospitals in the ACT study, we did not find the enormous variations in nursing units that
we had found in NSW. Still, with a sample of only 16 units, there was a striking amount
of variation in nearly every measure.
Nursing supply/demand analysis showed that only 25% of the units were in
balance, with the rest showing a deficit of nursing for patient requirements. When
nurses reported numbers of tasks delayed or not done, these figures were related to a
perception of resource adequacy staffing, support services etc. That is, where there
were adequate resources, fewer tasks were reported undone or delayed.
It was interesting to note, as it had been in NSW, that nurses on wards with larger
proportions of patients from care facilities and wards with a higher proportion of agency
staff and overtime reported more work undone at the end of shift. These are wards that
are stressed; the necessity for involving agency staff is a signal to managers that
something is not right on the ward with respect to staffing. The finding about patients
from care facilities might signal a systemic problem of coordination of care across
institutions or perhaps an issue of quality of facility care.
A higher proportion of nurses in ACT reported experiencing a threat of violence or
physical violence than did nurses in NSW but less emotional abuse. The perpetrators
were most often patients or families. This is an under-appreciated aspect of nursing
workload.
In terms of nurse outcomes, 71.5% of nurses were satisfied with their current job
and this was related to having adequate resources to do their job and a higher overall
amount of nursing hours. More than three quarters (79.5%) were satisfied with nursing
and again this was related to having adequate resources to do the job. While workload
is an important factor in job satisfaction and satisfaction with nursing, there is evidence
that nurses were more satisfied when they were busier (measured as higher patient
turnover per bed). In terms of workforce planning, 74% of nurses had no intention of
leaving their current job in the next 12 months and as resource adequacy improves, the
intention to leave the current job declines.
Overall, the study of ACT hospitals reveals hitherto unknown patterns in nursing
staffing, the work environment and patient outcomes. The study suggests that to

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successfully manage a hospital system requires an understanding of the nature of the


work and a commitment to matching resources to workload. The workload/staffing
software used in this study was developed from the NSW study and its test here shows
interesting possibilities.

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8. Appendices
Appendix 1
Theoretical Foundations

Appendix 2
Format for Admitted Patient Care Data

Appendix 3
Format for Ward Episode Data

Appendix 4
Matching Wards

Appendix 5
OPSN Analysis

Appendix 6
Staffing of the Study Wards

Appendix 7
Instruments for Cross-sectional Component

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Appendix 1
Theoretical Foundations
(Linda OBrien-Pallas)
A theoretical framework guides this study. At the meso and micro level, the Patient
Care System Model (Figure 11) developed by OBrien-Pallas and colleagues (2001;
2001; 2004) is used to guide the analysis of the relationship among the variables
studied at the nursing subunit level and the hospital level.
FIGURE 11 PATIENT CARE DELIVERY MODEL
INPUTS
Patient Characteristics

Demographics
Medical diagnoses
Admission type
Pre-operative clinic

Patient Care Delivery Model


(OBrien-Pallas et al., 2004)

T H R O UG H PUT S
Interventions

Nurse Characteristics

Demographics
Professional status
Employment status
Education
Experience

Patient
Care
Delivery
System

Perceived Work
Environment

INTERMEDIATE
OUTPUTS

Worked hours
Utilization

System Characteristics

Geographic location
Hospital size
Unit size, type, patient mix
Occupancy
System Behaviours

Workload
Nurse-to-patient ratios
Proportion of RN worked hours
Continuity of care/shift change
Unit instability
Overtime
Use of agency & relief staff
# of units nurse works on
Non-nursing tasks

Environmental Complexity
Factors

Resequencing of work in
response to others

Unanticipated delays due to


changes in patient acuity

Characteristics & composition


of caregiving team

O UT PUT S
Patient Outcomes

Medical consequences,
including mortality
status

Resource intensity weight

Nurse Outcomes

Autonomy & control


Job satisfaction
Relationships with MDs
Violence at work
System Outcomes

Length of stay
Cost per resource intensity
weight

Quality of patient care


Quality of nursing care
Interventions delayed
Interventions not done
Absenteeism
Intent to leave

Feedback

The framework considers aspects of patient, nurse, hospital and unit specific inputs
(resources), which influence throughputs within the complexity of the environment.
These independent variables combine to influence nurse patient and system outcomes.
Consistent with General Systems Theory (GST) the patient, nurse and system outputs

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serve as dependent variables to the system as a whole (O'Brien-Pallas et al, 2001) but
can also serve as independent variables for other analysis of the system.
The underlying assumptions of the GST are as follows: GST is a general science of
wholeness, concerned with the problems of organisation and dynamic interactions
manifested in the difference of the behaviour of the parts when isolates (Falco & Lobo,
1990; Freeman, 2005; Putt, 1978). GST believes an organisation must be open and
continually change, adapt and interact to meet the challenges posed by both the
internal and external environment, in order to meet the needs of their clients and
stakeholders (Shortell et al, 1991; Daft, 1995; Freeman, 2005). An open system
interacts with the environment, taking input from the environment, subjects it to some
form of transformation process and then produces an output (Nadler & Tushman,
1980).
The holistic view that GST provides, allows a comprehensive and specific view of
the system or individual under investigation, never as the mechanistic accumulation of
parts in segregated causal relationships (Laszlo, 1975). A system is characterised by a
number of constraining but interacting factors, each fulfilling a function not
accomplished by the others which connect through communication and feedback
mechanisms (Fabb, Chao, & Chan, 1997). Basic concepts of GST are those of: 1)
nonsummativity, 2) input, throughput and output, 3) entropy, 4) equifinality/ multifinality,
5) equilibrium, 6) feedback and 7) control (Fabb et al., 1997; Freeman, 2005; Putt,
1978).
GST concepts can be represented in the following propositions:
1.

A system is a set of interacting and interrelated parts. A system is more than


a sum of its parts; its characteristics derive from the association among the
parts and from the systems connection with the environment (Fabb et al.,
1997; Freeman, 2005). In this study unit characteristics including patient
characteristics, staff characteristics, system characteristics and behaviours
influence throughput including environmental complexity, interventions and
perceived work environment. These in turn influence intermediate outcomes
including workload and staff utilisation and these in turn influence patient,
nurse and system outputs.

2.

Open systems have permeable boundaries that continually engage in the


input, throughput and output of matter, energy and information (Fabb et al.,

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1997; Freeman, 2005). In this study the system is conceptualised as


interconnecting parts including nursing, patient and system variables and
their relationship workload and staff utilisation recognising these in turn
influence patient, nurse and system outputs.
3.

Systems are capable of negative entropy, that is, systems can survive and
grow rather than decay and die, if they are able to work out mutually
beneficial relationships with their environment (negentropic) (Fabb et al.,
1997). The process of entropy is universal, existing in both closed and open
systems (Putt, 1978). In this study the system will be explored to identify
factors that influence workload and patient nurse and system outputs.
Through this study areas for improvement within work systems will be
identified and positive change maybe recommended.

4.

When acting on a system of interrelated parts, the effects cannot be gauged


on knowledge of inputs alone but must include the entire system. The overall
pattern must be considered, in order to determine the results of specific
stimulus/ stimuli. In other words, the results of equifinality and multifinality
must be taken into account (Freeman, 2005). In this study the nursing,
patient and system inputs will be viewed within the broader scope of the unit
throughputs and the nurse, patient and system outputs.

5.

Systems tend to maintain steady states of dynamic equilibrium, in which


conflicting pressures are balanced. Such steady states have the property of
evolution; the more the system is threatened with disequilibrium, the more
resources it will deploy to maintain or restore balance (Fabb et al., 1997;
Freeman, 2005). In this study the factors that threaten nurses workload and
patient nurse and system outputs will be explored. Further, the current
practice and overall system will not change unless this research is
conducted.

6.

To maintain a steady state, open systems need adaptive processes such as


feedback loops and control. This allows the system to detect applicable
changes in the internal and external environment and adjust appropriately
(Fabb et al., 1997; Freeman, 2005). In this study a feedback loop will be
utilised to link the outputs to the inputs and throughputs to demonstrate the
openness of the system.

Consistent with systems theory (Jelinek, 1967), these dependent variables feed
back into the system and, in turn, affect future inputs. This model allows the researcher

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to gain comprehension of the nursing system unit and the broader components of the
patient care system. It permits the management of complex interdependent
relationships that exist in the patient care system.
Jelinek (1969), described the patient care systems model comprising inputs and
outputs that can be affected by workload, the environment, and organisation factors.
Inputs are postulated to refer to resources, both personnel and physical, involved in
patient care. Organisational factors capture the form of organisation used in delivering
patient care and include rules and policies. Workload factors explore the workload the
patient imposes on the input resources. Environmental factors include factors that may
affect patient care such as services a hospital offers. Output describes patient
outcomes in terms of the quality and quantity of patient care delivered (O'Brien-Pallas
et al, 2004).

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Appendix 2
Format for Admitted Patient Care Data
Name
addttime

Label

Bus.Rules

Date17

Date and Time of admisison

admdate & admtime

ageyrs

N3

Age in years

dateborn, addttime

agedays

N3

Age in days of infants aged


under 1 year

dateborn, addttime

drg51

S4

DRG5.1 grouped by IMS

According to 3M Grouper
Casemix Expert for
Windows Version 2.3.3

epis

N8

Episode number from


hospital

hospid

N2

Hospital Identification

pin

N8

Patient ID from hospital

sex

N1

Sex of patient

Date17

Date and Time of separation

sepdate & septime

spyrmth

S7

Financial Year and Month of


separation

spdttime

pdx

S7

Primary diagnosis

ICD-10 code

dx2

S7

Additional diagnosis - 2

dx3

S7

Additional diagnosis - 3

dx4

S7

Additional diagnosis - 4

dx5

S7

Additional diagnosis - 5

dx6

S7

Additional diagnosis - 6

dx7

S7

Additional diagnosis - 7

dx8

S7

Additional diagnosis - 8

dx9

S7

Additional diagnosis - 9

dx10

S7

Additional diagnosis - 10

dx11

S7

Additional diagnosis - 11

dx12

S7

Additional diagnosis - 12

dx13

S7

Additional diagnosis - 13

dx14

S7

Additional diagnosis - 14

dx15

S7

Additional diagnosis - 15

dx16

S7

Additional diagnosis - 16

dx17

S7

Additional diagnosis - 17

dx18

S7

Additional diagnosis - 18

dx19

S7

Additional diagnosis - 19

dx20

S7

Additional diagnosis - 20

dx21

S7

Additional diagnosis - 21

dx22

S7

Additional diagnosis - 22

dx23

S7

Additional diagnosis - 23

dx24

S7

Additional diagnosis - 24

dx25

S7

Additional diagnosis - 25

dx26

S7

Additional diagnosis - 26

dx27

S7

Additional diagnosis - 27

spdttime

126

Size

Code/
Library_Table

Y
Y

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Name

Size

Label

dx28

S7

Additional diagnosis - 28

dx29

S7

Additional diagnosis - 29

dx30

S7

Additional diagnosis - 30

dx31

S7

Additional diagnosis - 31

p1

S8

Procedure 1

p2

S8

Procedure 2

p3

S8

Procedure 3

p4

S8

Procedure 4

p5

S8

Procedure 5

p6

S8

Procedure 6

p7

S8

Procedure 7

p8

S8

Procedure 8

p9

S8

Procedure 9

p10

S8

Procedure 10

p11

S8

Procedure 11

p12

S8

Procedure 12

p13

S8

Procedure 13

p14

S8

Procedure 14

p15

S8

Procedure 15

p16

S8

Procedure 16

p17

S8

Procedure 17

p18

S8

Procedure 18

p19

S8

Procedure 19

p20

S8

Procedure 20

p21

S8

Procedure 21

p22

S8

Procedure 22

p23

S8

Procedure 23

p24

S8

Procedure 24

p25

S8

Procedure 25

p26

S8

Procedure 26

p27

S8

Procedure 27

p28

S8

Procedure 28

p29

S8

Procedure 29

p30

S8

Procedure 30

p31

S8

Procedure 31

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Bus.Rules

Code/
Library_Table

ICD-10 code

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Appendix 3
Format for Ward Episode Data
Name

128

Size

Label

epis

N8

Episode no. from admitted


patient care dataset

hospid

N2

Hospital Identification

pin

N8

Patient ID from hospital

wardid

S3

Ward identifier

wdindt

S8

Date patient entered ward

wdintm

S4

Time patient entered ward

trtype

S1

Type of ward transfer

finyr

S4

Financial year of ward transfer

Code/Library_Table

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NURSING WORKLOAD AND STAFFING: IMPACT ON PATIENTS AND STAFF

Appendix 4
Matching Wards (Ward Data Transfer Items)
Hospital ID
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82

WardID
Wardcode
10A
11B
12B
14B
4HD
5HD
5P2
5PD
7AX
7SU
A/N
ACU
BC
BMT
CAR
CAS
CCU
CLD
DEL
DIA
DSU
EDS
EMU
END
GAS
GAU
HOC
HOM
ICU
ILU
L4B
L5A
L6A
L6B
L7A
L8A
L8B
L9A
L9B
NA
NCP
NIC
NNN
ONC
PDU
PNA

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WardName
Gastrointestinal Unit
Orthopaedic
Rehab and Rheumatology
Oncology
Paediatrics High Dependancy
Paediatrics High Dependency
Paediatrics - Isolation
Paediatric Day Care on Level 5
Holding Overflow Ward
Stroke Unit
Ante Natal
Aged Care Unit
Birthing Centre
Bone Marrow Transplant
Coronary Care subacute
Emergency
Coronary Care (Acute) Unit
Cardiac Lab
Delivery Suite
Dialysis
Day Surgery Unit
Extended Day Surgery Unit
Emergency Medicine Unit
Endocrinology Day Ward
Gastro Procedure Unit
Gynaecology Assessment Unit
Hospital In The Home - Oncology
Hospital In The Home
Intensive Care Unit
Independent Living Unit
Paediatrics
Adolescent
Endocrinology, Respiratory, Cardiology
Cardiac Surgery
Infectious Diseases & Toxicology
Previously renal medicine
Renal Medicine
Urology, Vascular Surgery
Neurology and Neurosurgery
Post Natal Nursery A
NCPH on ICU bed
Neonatal Intensive Care
Neonatal Nursery
Oncology / Chemotherapy day bed
Peritoneal Dialysis Unit on L8
Post Natal A

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Hospital ID
82
82
82
82
82
82
82
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83

130

WardID
Wardcode
PSA
PSD
PSU
ROC
SAT
SCN
NRS
2A
2N
3S
4E
4W
5E
5W
CAB
CCU
CDU
CVL
DC
DS
EDA
EDO
HH
HP
ICU
NQ
NU
PEN
TW
VAW
ZM

WardName
Psychiatry
Psychiatry Day Ward
Psychiatry
Radiation Oncology Day Ward
Satellite Dialysis Unit
Special Care Nursery
Northside Satellite Dialysis Unit
23 hour recovery
Mental Health
Maternity
Surgical
Orthopaedic
Medical
Medical
Aged Care Assessment Unit (ED)
Coronary Care
Clinical Decision Unit (ED)
ACT Convalescent Unit
Day Care Unit
Delivery Suite
Emergency Department Admission Ward
Emergency Observation Ward
Hospital in the Home
Hospice
Intensive Care & Intensive Care stepdown
Special Care Nursery
Neonates on the post-natal ward
Endoscopy Unit
Temp Ward (Public Patients admit to private hosp)
Veterans Affairs Ward (within 5E)
Oncology Ward

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Appendix 5
OPSN Analysis
Steps for selecting Denominator
1.

Combine All years (2001-2006) data selecting fields: hospital, stay number,
Age, LOS, MDC, separation mode, AR-DRG, same-day field.

2.

Link to study hospitals and select only hospitals with nursedata = 1.

3.

Run delete query (denomselect.sql) to exclude cases which:


a. Have MDC = 14,15,19 or 20
b. Are paediatrics (ie age <18)
c. Have LOS < 1 day
d. Have LOS > 90 days
e. Have DRG = Inappropriate diagnosis (ie. 961Z, 962Z, 963Z)

4.

Add Med/Surg field

5.

Update Med/Surg field where second character of AR-DRG:


a. 6 and above = medical
b. below 6 = surgical.

6.

Get final denominators by running query finaldenom groupby year and


med/surg, and count. This is in Adverse.mdb database

7.

Final denominators have been calculated and added (overwritten old


previous denominators) to the AdverseResults.xls

should be cases 4,in DENOMSALL


should be cases in DENOMS Study Hospitals
Mini notes: Make DENOMSALL then copy for numerator, then delete irrelevant fields from
denoms all.. then make a copy for Denoms Study hosps.

Steps for selecting Numerators


1.

Use table NurseworkAdverse (ie.denomintors)

2.

Run queries (nGroup1nGroup11, and Failure to Rescue) to select initial


adverse and flag Group for type of adverse (1 or 0)

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3.

Do failure to rescue now before any conditions/restrictions are made.

4.

Run conditional queries to un-mark any adverse events which meet


conditions (nGroup1conditionsnGroup11conditions)

5.

Add AdEps Field and sum groups (incl failure to rescue) to get total
adverse count for the patient record.

6.

Delete any records with AdEps=0

7.

This leaves the table of only adverse events, now called Adversework (has
220192 cases)

8.

Produce final results by group-by FinYear, Med/Surg, and summing over


Group1-11, failure to rescue and AdEps.

9.

Final results are found in tables in excel sheet UpdatedDataAdverse.xls

Notes:
There are about 1000 SD fields not marked up. Change after adverse work is complete.

Denominator Criteria:
1.

From NSWV51 (years 2000 2006) data:

2.

Exclude cases which:


a. Have MDC = 14,15,19 or 20
b. Are paediatrics (ie age <18)
c. Have LOS < 1 day
d. Have LOS > 90 days
e. Have DRG = Inappropriate diagnosis (ie. 961Z)

Failure to Rescue (numerator) Criteria:


Patients who died (sepmode = 08) AND had either sepsis (Group #7),
pneumonia (Group #3), GI bleeding (Group #5), or Shock (Group #8).
Notes: Select from denominators all records with sepmode = 08 and make table called
failure to rescue. Then re-run queries for select Group 7, Group 3, Group 5 and Group 8.
Then delete those not involved and count per year and overall.

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Appendix 6
Staffing of the Study Wards
FIGURE 12 WARD 1AA

FIGURE 13 WARD 1AB

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FIGURE 14 WARD 1AD

FIGURE 15 WARDS 1AF & 1AI*

Note that these data were combined from 2 wards in order to retain reasonable stability in
the time series, so should be viewed with caution.
*

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FIGURE 16 WARD 1AG

FIGURE 17 WARD 1AH

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FIGURE 18 WARD 1AK

FIGURE 19 WARD 1AL

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FIGURE 20 WARD 1AM

FIGURE 21 WARD 1AO

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FIGURE 22 WARD 2AC

FIGURE 23 WARD 2AE

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FIGURE 24 WARD 2AJ

FIGURE 25 WARD 2AN

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Appendix 7
Instruments for Cross-sectional Component

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Centre for Health Services Management


University of Technology, Sydney
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Broadway NSW 2007
Australia

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