Beruflich Dokumente
Kultur Dokumente
MARCH 2009
NURSING WORKLOAD
AND STAFFING:
IMPACT ON PATIENTS
AND STAFF
UTS
THINK.CHANGE.DO
THINK.
CHANGE.
DO.
ISBN 978-0-9806239-3-2
Roles of Contributors
The roles of contributors during the project were as follows:
Professor Christine Duffield (Centre for Health Services Management UTS)
o Project Director. Cross-sectional design. Cross-sectional sample definition.
Interpretation of cross-sectional and longitudinal analysis. Report
development.
Michael Roche (Centre for Health Services Management UTS)
o Longitudinal data collection. Cross-sectional sample definition. Crosssectional data collection and entry. Analysis and interpretation of crosssectional data. Report development.
Professor Linda OBrien-Pallas (Nursing Health Services Research Unit
University of Toronto and Adjunct Professor UTS)
o Cross-sectional design and supply of instruments, syntax for cross-sectional
analysis. Analysis and interpretation of cross-sectional data. Interpretation of
the longitudinal data.
Professor Donna Diers (Yale New Haven Health System [USA] and Adjunct
Professor UTS)
o Longitudinal study outcomes design. Interpretation of longitudinal data.
Analysis of cross-sectional data and the integration of both methods. Report
development.
Chris Aisbett (Laeta Pty Ltd)
o Collation and editing of longitudinal data. Analysis and interpretation of
longitudinal data. Report development.
Kate Aisbett (Laeta Pty Ltd)
o Analysis and interpretation of longitudinal data. Report development.
Professor Caroline Homer (Centre for Family Health & Midwifery UTS)
o Cross-sectional design. Report development.
Acknowledgements
The investigators wish to acknowledge the commitment of ACT Health to improving
patient safety and the working lives of nurses through funding this study. The ongoing
involvement of and input from senior staff in ACT Health and its two hospitals has been
critical to the success of this project. We would also like to acknowledge the support
and guidance provided by the Senior Nurses associated with this project throughout its
duration: the Chief Nurses, Adjunct Professor Jenny Beutel for her commitment to
ensuring this project was funded and Ms Joy Vickerstaff to whom this Report was
handed; and the Directors of Nursing, Ms Joy Vickerstaff and Ms Sue Hogan who
facilitated access to their hospitals and data collection. The additional assistance and
support of Leonie Johnson, Michelle Cole, and other staff of the Canberra Hospital
Research Centre, and of Sue Minter of Calvary Hospital was also gratefully received.
Without the assistance of all the staff in the Nursing and Midwifery Office, particularly
Sonia Hogan and Heather Austin, in their responses to our numerous requests for
assistance, this project would not have been completed. The team also acknowledges
the extraordinary diligence of Dianne Pelletier who coordinated the cross-sectional data
collection process and acted as the trouble-shooter and liaison throughout the project.
The research team is indebted also to the generous assistance provided by Dr Barbara
McCloskey in allowing us to use her SAS (analytic software) code for the outcomes
algorithms, Sping Wang and Xiaoqiang Li of The Nursing Health Services Research
Unit (University of Toronto) for the use of their SPSS syntax, Nancy van Doorn of Laeta
Pty for her extensive work in data cleaning and analysis, Christine Catling-Paull for her
comprehensive review of the literature, and Jane Ewing for her preliminary data
analysis. In addition, the assistance of ACT Health and Calvary Information Technology
staff in the extraction of workforce data was indispensable. Finally, the researchers
wish to recognise and acknowledge the support provided by the nursing profession
throughout the Territory and in particular, those nurses who willingly gave of their time
to complete the surveys, tolerated our intrusions and answered our questions.
EXECUTIVE SUMMARY
Executive Summary
This study was commissioned by ACT Health to inform future policy decisions on
managing nursing workload in the Territory. The Australian Capital Territory (ACT) is
the smallest of Australias six states and two territories. However it has the highest
population density and is the only state or territory without a sea border. The health
needs of its residents are served by only two public hospitals, The Canberra Hospital
and Calvary Public Hospital, as well as three private hospitals.
Planning and sample definition commenced during late 2006. Cross-sectional data
collection commenced September 2006 and was completed by November 2006.
Longitudinal patient data were collected from the ACT Administrative Data System for
two years (2004-2006) and nursing payroll (workforce) data where possible for the
same years, hospitals and wards.
The study of hospital (N=2) nursing wards (N=16) used longitudinal data held at
Territory levels to associate nursing workload and nursing skill mix (defined as the
percentage of RNs) to patient outcomes from 20042006. In-depth cross-sectional data
collected from 16 medical-surgical wards in the two hospitals in 2006 amplified the
findings. In addition, a variety of relationships between the work environment of nurses
and patient outcomes were examined, as were nurses job satisfaction and intention to
leave.
The small sample across only two hospitals means that comparisons with other
studies (for example similar work conducted for NSW Health), must be viewed with
caution. NSW and ACT are different health systems and should not be compared
without careful analysis of admission and case-typing practices. Administrative
divisions such as acute, sub-acute, non-acute, daycase, admitted ED patient, nonadmitted ED and Outpatients are not standardised across health systems. However
where relevant, comparisons have been made.
The focus of this study was on medical and surgical nursing wards/units, the
operational unit where the work of patient care and cure happens, where innovation
can be most readily introduced with real consequences for patients and staff, and
where the relationship between hospital resources and patient outcomes needs to be
studied.
2.
Identify how best to meet the health service needs of the community;
3.
Identify how to achieve the capacity and capability required to meet high
standards of practice and safe outcomes.
Nursing Workload
Across Australia, the nursing work environment and consequently nursing workload,
has changed considerably over the past few years. This trend is also evidenced in the
ACT data where the ever increasing patient turnover rate is impacting on nursing hours
required to meet workload.
In the longitudinal component, nursing workload on the ward is composed of patient
requirements measured as AR-DRGs, plus movement of patients on and off wards.
Nursing workload is also influenced by the amount of time patients spend on nursing
wards length of ward (and hospital) stay. Shorter length of stay compresses nursing
work. In the cross-sectional component nursing workload was measured using a
standardised and validated measure, the PRN-80, which estimates the hours of care
required for a patient for the coming 24 hours. Information was collected from the uncoded medical record by trained data collectors.
10
EXECUTIVE SUMMARY
Staffing levels have increased overall at Canberra Hospital during the study period.
Most ward staffing is matched to acuity adjusted patient load (workload). In contrast,
there has been an increase in the workload of nurses Calvary Hospitals during the
study period.
Using longitudinal data, the average number of different case types (AR-DRGs) per
ward was calculated. The number ranges from a low of 164 to a high of 459, from a
possible range of 613. The wider the range of DRGs cared for in a ward the greater the
workload as nurses who work on these medical and surgical units must understand the
care requirements, the pharmacology, the treatments, the protocols and preferences of
specialist medical staff for an increasingly various patient assignment.
There is a growing awareness of the impact that the movement of patients to and
from nursing wards has on nursing workload (churn). Churn includes the effect of
admission to Emergency Departments (ED) so increased rates of admission to wards
through ED increases churn. Increased throughput, combined with strategies that result
in the movement of patients as space becomes available on the most appropriate ward
for their diagnosis, also increases churn. This bed movement is in addition to patient
transfer required by the treatment regimen itself from ward to imaging, back to ward,
and so forth. Each new admission, transfer, or discharge, requires documentation,
orientation, clinical assessment and management review, and other tasks associated
with the patient. Accompanying a patient to another ward or service may take a nurse
away from his/her assignment of patients or tasks for an unknown period of time.
In the longitudinal study patients visited 1.24 and 1.32 wards per episode at the two
hospitals in an average length of stay (LOS) in hospital of 2.9 and 3.2 days
respectively. When attention was restricted to patients who had some contact with the
wards in the study the ward visit figures became 1.64 and 1.84 respectively and the
average LOS figures were 8.9 and 6.3 respectively. Either way, the ward visits were
less than the 2.26 wards per episode found in the NSW Health study. In the crosssectional study patients per bed was calculated per ward by dividing the number of
patients per day by the number of beds. This calculation does not include bed
movements within the ward. The mean was one patient per bed per day, again less
than the 1.25 found in NSW. Both these results may reflect better bed management
strategies.
11
Nursing hours per patient day (NHPPD) provided varied considerably on a per day
basis (mean 6.5, range 3.7 11.6) and were reasonably normally distributed though
the data, indicating significant variation between and within wards. When patient needs
vary significantly, staffing is more difficult to predict and can result in an increased
workload for nurses because staffing may fail to match patient needs.
The cross-sectional study used the PRN-80 (see Table 13, page 39 for further
explanation), a standardised and validated tool (Chagnon, Audette, Lebrun, & Tilquin,
1978; O'Brien-Pallas et al., 2004) which measures the minutes of care (later translated
into hours) required (both direct and indirect) per patient for the coming 24 hours.
Information was collected from the un-coded medical record by trained data collectors.
By comparing the hours of care required (using the PRN-80) and the hours of staffing
provided taken from the ward roster, on average, approximately one half hour per day
of additional care is required to meet each patients needs. In addition, there was
considerable variation across the sample. The difference between the minimum and
maximum requirements per ward-day ranged from just over 4 hours to 10.7 hours. This
degree of variability in care needs makes it difficult to predict the staffing required, and
the discrepancy between hours needed and available hours may impact on workload,
quality of care and the work environment.
Nurses self-reported an average of 1.3 tasks per nurse per shift delayed and 1.5
tasks per nurse per shift not completed. The tasks not done include a range of care
and comfort measures: talking with patients, pressure area care, oral hygiene and
patient/family teaching, mobilisation and turning patients, adequate documentation and
the taking of vital signs. Just over one-third (34.3%) of nurses reported they were
unable to comfort and talk to their patients on the most recent shift. A small response
rate was seen for night shift so statistical comparisons could not be made, but an
apparently similar rate of tasks delayed was found, with a lower rate of tasks not done.
Similar factors were influential in regard to both tasks delayed and tasks not
completed. The proportion of nurses indicating less time available to deliver care, the
amount of additional time required to complete care this shift, and the proportion of
hours worked by agency staff were common elements. As these factors increased so
did the rate of tasks delayed or not done. Additional predictors were identified in regard
to the rate of tasks not done. These included the proportion of patients admitted from a
care facility and the amount of involuntary overtime reported. An increase in the
proportion of patients admitted from a care facility led to an increase in tasks delayed.
12
EXECUTIVE SUMMARY
13
Patient Outcomes
Twelve clinical Outcomes Potentially Sensitive to Nursing (OPSN) were examined in
the study. In addition, failure to rescue (death following certain OPSN) was counted in
the longitudinal data. In the cross-sectional study data were collected from un-coded
patient records or the ward reporting system and included falls (with and without injury)
and medication errors (with and without patient consequences), events that cannot be
captured in administrative data.
The statistically significant findings supported the hypothesis that more nursing
hours per patient reduces patient length of stay, but the size of the effect was small. It
was found that if the two hospitals were to increase their RN hours by 10%, only a
minor reduction of 1-2% in patient length of stay would result. However when patient
outcomes as Outcomes Potentially Sensitive to Nursing (OPSN) were examined, it was
found that increasing RN hours by 10% could produce decreases in the adverse event
rates studied from 11% to 45%.
In the cross-sectional study 26 (4.3%) patients in the study were found to have
experienced a fall with or without injury, and some of these patients had experienced
both types of fall. Two patients experienced medication errors without consequences.
Out of the 601 patients studied, 34 (5.7%) experienced time-based medication errors,
lower than found in the NSW study. Falls also were lower in the B1 hospital but higher
in the A hospital than in NSW data. As a result of the low rates of adverse events, no
relationships could be established.
Work Environment
The cross-sectional design provided insight into nurses perceptions of their working
environment, their ability to practice comfortably, and the relationship between nurses
perceptions and patient outcomes.
Most nurses (88%) rated the quality of care as excellent or good over the past shift.
When asked to indicate whether the quality of care given over the last 12 months had
changed on their wards, 80% of respondents indicated that it had improved or
remained the same.
14
EXECUTIVE SUMMARY
Results from the Nursing Work Index-Revised (NWI-R) indicate that on four of the
five measures, that is, nurse autonomy, nurse control over practice, nurse-doctor
relationships and resource adequacy, nurses in ACT scored higher than did nurses in
NSW. Nurse leadership was slightly lower in the ACT data than NSW. Higher levels of
autonomy, control over practice and nurse-doctor relations correlated with lower
discrepancy between nursing demand and supply (hours of care required compared to
those provided). Conversely, a high nursing demand/supply figure (indicating wider
discrepancy between hours of care required and that supplied) related to lower levels
of autonomy, control over practice and nurse-doctor relations.
When asked whether they had experienced a physical or emotional threat or actual
abuse during the last five shifts, 33% of respondents experienced emotional abuse but
up to a maximum of 58% of staff on a ward did. In terms of threat of violence only 21%
experienced this and while there were wards where no staff experienced a threat of
violence, up to a maximum of 67% of staff on a ward did. The results are similar for
physical violence where 15% of staff experienced this in the past five shifts and up to
58% of staff on a ward did so. The source of violence was nearly exclusively patients
and families. Patients and families were responsible for most physical assaults (96.6%)
and threats of assault (95.1%) and emotional abuse (69.7%).
Nurse Outcomes
71.5% nurses were satisfied with their job and even more (79.5%) were satisfied
with the profession. Furthermore 74% do not intend to leave their current job in the next
12 months. Job satisfaction increased with greater satisfaction with nursing, resource
adequacy and total nursing hours provided, while decline in job satisfaction was related
to increases in the number of shifts missed and increased age of the respondent.
Nurses who were satisfied with their job and who perceived they had adequate
resources were more likely to be satisfied with their profession, while those in
temporary employment were less satisfied with nursing. A higher patient turnover also
predicted satisfaction with nursing.
Nurses were more likely to intend to leave their current job if they were required to
re-sequence their work frequently, if there was a higher proportion of agency hours
worked on their ward and if demand for nursing care per day exceeded supply. Nurses
who had worked longer and who were satisfied with their job were less likely to plan to
15
leave. Nurses indicating they had more time to deliver care per shift were more likely to
leave. Those working on wards with a higher proportion of patients waiting for a care
facility were less likely to intend to leave.
There was considerable variability between the wards. Overall, the study provides
insight into patterns in nursing staffing, the work environment and patient outcomes in
ACT public hospitals. The results suggest that to successfully manage a hospital
system requires an understanding of the nature of the work and a commitment to
matching resources to workload.
16
EXECUTIVE SUMMARY
17
Table of Contents.
1.
Introduction ........................................................................................ 20
Purpose and Objectives ..................................................................................... 21
Organisation of the Report ................................................................................. 21
Glossary ............................................................................................................. 22
2.
3.
4.
Findings .............................................................................................. 53
4.1 Longitudinal Findings ............................................................................. 53
Patterns in Skill Mix............................................................................................ 53
Patterns in Staffing Levels ................................................................................. 62
Findings for OPSN other than ALOS ................................................................. 67
Conclusion ......................................................................................................... 73
5.
6.
7.
8.
18
EXECUTIVE SUMMARY
19
1. Introduction
Nurse staffing in Australian hospitals has received greater attention recently with
projections that the current shortage of nurses is unlikely to abate, particularly as the
workforce ages. An overall annual increase in demand for nurses of 2.56% until 2010
has been predicted, with 180,552 Registered Nurses (RNs) being required by that time.
A shortfall of approximately 40,000 is expected (Access Economics, 2004a; Karmel &
Li, 2002). Current workforce predictions indicate that the retirement of large numbers of
nurses in the baby boomer age bracket and the lower age at which female nurses
retire will exacerbate current shortages (Schofield & Beard, 2005). It is possible that
half the nursing workforce will be retired within 15 years (ARHRC, 2005). Efforts to
recruit more people into the profession without addressing retention will not have a
sustainable impact unless measures are undertaken to understand and address
nursing workload and the quality of the work environment for nurses. These factors
have been shown to have a significant impact on patient outcomes.
Much of the nursing workforce comprises general (although still highly specialised)
medical and surgical nurses. Not only are the majority of hospitalised patients found in
general medical/surgical wards, but also, it is frequently these nurses who move to
more specialised clinical areas such as intensive care, midwifery or mental health
where there are already documented shortages (AHWAC, 2002a, 2002b, 2004; VDHS,
1999). This study was commissioned to examine factors which impact on nurses
workload, particularly at the ward/unit level (medical and surgical) but in addition,
examines the relationships between patient outcomes, the nursing work environment,
nursing skill mix and workload. Study at the ward level enables a greater understanding
of the relationships between the factors mentioned above but more importantly, can
provide greater insight for those charged with responsibility for managing staff and
patient care.
20
INTRODUCTION
b)
Examine whether patient acuity and length of stay (LOS) have changed over
time, and the impact on nurses workload.
c)
d)
Determine the impact of the nursing work environment on patient and nurse
outcomes.
2.
Identify how best to meet the health service needs of the community;
3.
Identify how to achieve the capacity and capability required to meet high
standards of practice and safe outcomes.
21
in which nursing is practiced the work environment, the patients who require care and
the staff providing that care.
To assist the reader, a glossary of terms used in the various methodologies is
presented on the following pages.
Glossary
TABLE 1 DEFINITION OF WARD TYPES
Type
Medical
Cross-sectional Study
Wards designated as Specialty
Medical or Medical by the hospital
Surgical
General, Mixed
Medical-Surgical
Other
Longitudinal Study
Wards with a casemix of
predominantly Medical AR-DRGs.
Calculated per year.
Wards with a casemix of
predominantly Surgical AR-DRGs.
Calculated per year.
Wards with no predominant
casemix. Calculated per year.
Other ward types such as
Intensive Care Units, Emergency
Departments, and Day Units
Ward type selection in the longitudinal component was made for fairly broad ARDRG case-types and overnight stays. Please note the difference in definitions between
the two methods. One of the difficulties in this study was recognising that what a
hospital defined as a medical or surgical ward for example, might well be an historical
label not supported by casemix analysis.
22
INTRODUCTION
Central Nervous
System (CNS)
Complications
Deep Vein
Thrombosis/Pulmonary
Embolism (DVT/PE)
Decubitus Ulcer
(Pressure ulcer)
Gastrointestinal
Bleeding (Ulcer/GIB)
Pneumonia
Sepsis
Shock/Cardiac Arrest
Urinary Tract Infection
(UTI)
Failure To Rescue
(FTR)
Physiologic/Metabolic
Derangement
Pulmonary Failure
Surgical Wound
Infection
Mortality
Length Of Stay (LOS)
*
Detail
Complications such as confusion or delirium. Nurses intervene to create
a supportive environment, such as structuring sleep patterns etc.
Thromboses (blood clots) are frequently related to periods of immobility.
Early and frequent mobilisation of patients is an important activity
performed by nurses.
Decubitus ulcers are caused by prolonged pressure on skin areas, usually
due to immobility. Mobilisation and positioning of patients are central
activities performed by nurses.
In most cases, gastrointestinal ulcerations and bleeding are stressrelated complications in hospital patients. Nursing plays a role in
relieving psychological stress and detecting ulcers at an early stage.
Two key risk factors for hospital-acquired pneumonia are prolonged
immobility, which leads to inadequate ventilation of parts of the lungs,
and inappropriate or failure to perform pulmonary hygienic techniques.
Nursing care influences both risk factors.
Sepsis, defined as life-threatening and systemic infection, can result
when a hospital-acquired infection is left untreated. The two most
frequent hospital-acquired infections (UTI and pneumonia) are
considered to be nursing sensitive.
Both pulmonary failure and cardiac arrest are endpoints to a continuous
deterioration in a patients status.
UTI is a frequent complication in hospitalised patients, particularly those
with indwelling urinary catheters. Infection can result from inattention to
sterile techniques when placing indwelling urinary catheters or from
inadequate attention to time consuming toileting programs for
incontinent patients.
Defined as mortality of patients who experienced a hospital-acquired
complication, studies have shown failure to rescue to be related to
hospital quality and nursing. The underlying rationale is that excellent
care is more likely to prevent patients with complications from dying.
Operationally defined here as death following sepsis, shock, GI bleeding
or DVT.
Imbalances in electrolytes and blood sugar levels are very common in
hospital patients. Given the central role of nurses in patient monitoring
and reporting abnormal lab values to the treating team, slight
imbalances can be caught quickly and corrected in a timely manner in
well-staffed hospitals.
Both pulmonary failure and cardiac arrest are endpoints to a continuous
deterioration in a patients status.
Because nurses are responsible for pre-operative preparation of patients,
which includes skin cleansing and administration of antibiotics, surgical
wound infections could be influenced by the quality of nursing care.
A number of studies have related mortality to nurse staffing patterns in
hospitals.
Nurses play an important role in discharge planning. They can ensure
that a patient is not discharged prematurely or kept in the hospital for
too long and thereby expose them to hospital acquired complications.
23
Possible
Score Range*
Autonomy
6-24
Control Over
Practice
7-28
Nurse-Doctor
Relations
3-12
Leadership
12-48
Resource
Adequacy
4-16
Possible
Score Range*
Re-sequencing of
work in response
to others
Unanticipated
changes in patient
acuity
0-10
Composition and
characteristics of
the care team
0-10
0-10
24
INTRODUCTION
Definition
The patient experienced a fall occasioning an injury
The patient experienced a fall without injury
The patient experienced a fall, with or without injury
(ie number of patients who experienced any type of fall)
The patient experienced a nurse medication error that
occasioned adverse consequences
The patient experienced a nurse medication error without
adverse consequences
The patient experienced a nurse medication error with or
without adverse consequences
Medication delivered more than 30 minutes outside the
prescribed time
Definition
Data for the sample period from a single hospital ward
Sample period = 5 days: Monday-Friday
Data for a 24 hour period from a single hospital ward
ECS and related data collected per (self-reported) shift
Three equal shift-periods calculated from ward staffing (roster) data:
0700-1500 (Morning); 1500-2300 (Evening); 2300-0700 (Night)
Definition
Data from the ward roster for the 24 hour period, excluding leave and
other hours off-ward (see also collection form page 151)
Hours of nursing care needed per patient for the next 24 hours; data
collected by trained data collectors with the validated PRN-80
instrument (see also Table 13 Instruments, page 39)
Definition
Registered Nurse: Sum of RN L1 & RN L2 Hours
Registered Nurse Level 1 Hours
Registered Nurse Level 2 Hours
Enrolled Nurse Hours (levels not differentiated in all ward roster data)
Assistant in Nursing Hours
25
Regression
Regression Coefficient
Beta () Weight
R2 Value/Adjusted R2
Value/Pseudo R2 Value
Cronbach's Alpha ()
26
Description*
Significance is the percent chance that a relationship found
in the data is random. A probability estimate of 0.05 = 5%
chance. Lower values indicate a lower chance of a random
relationship.
Correlations measure how variables are related. Values
range from 0 (no or random relationship) to 1 (perfect
relationship: "The more the x, the more the y, and vice
versa.") or -1 (perfect negative relationship: "The more the
x, the less the y, and vice versa."). It is a symmetrical value,
not providing evidence of which way causation flows.
Regression is used to account for (or predict) the variance in
a dependent variable, based on combinations of
independent variables.
Multiple regression can establish that a set of independent
variables explains a proportion of the variance in a
dependent variable.
Logistic regression is a form of regression used when the
dependent variable is dichotomous.
The average amount the dependent variable increases when
the independent variable increases one unit and other
independents are held constant. The larger this coefficient
the more the dependent variable changes for each unit
change in the independent. If all independent variables are
measured on the same scale then regression coefficients are
directly comparable; but if not then beta () weights may be
calculated.
The average amount the dependent variable increases when
the independent increases one standard deviation and other
independent variables are held constant. They display the
relative predictive importance of the independent variables.
Betas weights reflect the unique contribution of each
independent variable, but do not account for the importance
of a variable which makes strong joint contributions to the
regression model.
R2 is the percent of the variance in the dependent variable
explained uniquely or jointly by the independent variables
(i.e. the model overall). A large value indicates that a large
fraction of the variation is explained by the independent
variables.
Adjusted R2 is a conservative reduction to R2. It adjusts for
the effect of a large number of independent variables that
may artificially increase R2.
Pseudo R2 provides an approximate measure of the
explanatory power of Poisson regression models used in this
analysis. Not considered equivalent to R2 or Adjusted R2.
A commonly used measure of scale reliability. Higher values
are better. Values above 0.70 are acceptable in the social
sciences.
Measure of goodness of fit. Used to assess the relative fit of
each regression model.
INTRODUCTION
Literature Review
The current nursing shortage in Australia has been well documented (AHWAC,
2002a, 2002b, 2004). In 2006, estimates of up to 12,270 new nurses were needed to
enter the profession to keep up with health care needs (AHWAC, 2004), and a shortfall
of approximately 40,000 nurses is expected by 2010 (Access Economics, 2004b;
Karmel & Li, 2002). This scenario will likely be detrimental to patient outcomes and
nurse turnover rates as workloads increase, job satisfaction rates decrease and nurses
find alternative employment (Duffield, O'Brien-Pallas, & Aitken, 2004). In light of these
projections it is becoming more important to employ strategies to help retain nursing
staff by addressing issues of work environment, skill mix, workload, job satisfaction,
and the relationship between these and patient outcomes. Without efforts to sustain the
existing nursing workforce, attempts to recruit more nurses will likely be short-lived and
unsuccessful.
Nursing work has changed considerably in recent years and a range of factors have
been identified which impact on nurses workload. These include an increased ageing
population (including both nurses and patients), increased patient acuity, new
diseases, treatments and technologies, and changing employment patterns (AIHW,
2005; Karmel & Li, 2002). Nurse managers have had to become more creative in
staffing and patient allocations to try to maintain standards of care and positive patient
outcomes as skill mix and the workforce profile have changed.
Skill mix
The different categories of health care workers who provide care to patients is
termed skill mix or staff mix (McGillis-Hall, 1997). Skillmix is defined as the proportion
of registered nurses to total clinical nurse staffing (Aiken, Sochalski, & Anderson, 1996;
Shullanberger, 2000). It is argued that a lesser qualified skill mix may result in
increased nurse turnover and unproductive time (Orne, Garland, O'Hara, Perfetto, &
Stielau, 1998), and others have tried to clarify roles of unlicensed and untrained
personnel (McKenna, Hasson, & Keeney, 2004). Other large studies have found that a
higher proportion of RNs on medical and surgical wards was associated with better
outcomes in terms of morbidity and mortality (Estabrooks, Midodzi, Cummings, Ricker,
& Giovannetti, 2005; O'Brien-Pallas et al., 2004; Tourangeau et al., 2006). Critical in
these is the proportion of registered nurse hours worked as compared to other
categories of employee regulated nurses such as enrolled nurses or licensed
27
Work environment
There is increasing emphasis on the work environment of nurses because of its
potential in retaining nurses and ensuring positive patient outcomes. Many years ago in
the United States (USA), a number of hospitals were labelled Magnet institutions
good places for nurses to work. Nurses in these facilities were deemed central to the
hospital and as a result of this philosophy, had higher job satisfaction and retention
rates (Kramer & Schmalenberg, 1991). These institutions were found to have a 4.6%
lower patient mortality when compared with non-magnet hospitals (Aiken, Smith, &
Lake, 1994). A more recent study also found that attractive organisational
characteristics are key factors in nurse retention. An increased workload and having to
leave basic nursing tasks undone were also found to be fundamental to nurses levels
of job satisfaction and retention rates (Aiken et al., 2001). A collegial working
environment, opportunities for nurse education, a richer skill mix and continuity of care
have also been linked to lower patient mortality levels (Baumann, O'Brien-Pallas et al.,
2001; Estabrooks et al., 2005).
Nurses job satisfaction is affected by the perception of control over their work (Finn,
2001; Laschinger, Finegan, Shamian, & Wilk, 2004; Rafferty, Ball, & Aiken, 2001;
Stamps & Piedmont, 1986; Tillman, Salyer, Corley, & Mark, 1997). The Nursing Work
Index Revised (NWI-R), used in the ACT study, is a measure of the work
environment. It has 49 items that measure nurse autonomy, control over practice,
nurse-doctor relations, nursing leadership and resource adequacy. The NWI-R was first
developed in the US and has since been refined and used widely including in Australia
(Aiken & Patrician, 2000; Aiken & Sloane, 1997; Aiken et al., 1994; Estabrooks et al.,
2002; Kramer & Hafner, 1989). Also used in this study was the Environmental
Complexity Scale (ECS) (O'Brien-Pallas, Irvine, Peereboom, & Murray, 1997) used
previously in Australia (Duffield et al., 2007). This tool has three domains:
resequencing of work in response to others requests; unanticipated changes in patient
acuity; and characteristics and composition of the caregiver team. Nurses are also
asked whether nursing interventions were left undone or delayed due to lack of time.
Use of both of these tools provides a comprehensive measurement of nursing work
and the factors impacting on it.
28
INTRODUCTION
Nursing care environments and the organisation of nursing care have been linked to
adverse patient outcomes such as medication errors, increased length of stay and
mortality (American Nurses' Association, 1997; Czaplinski & Diers, 1998; Estabrooks et
al., 2005; Grillo-Peck & Risner, 1995; Needleman, Buerhaus, Mattke, Stewart, &
Zelevinsky, 2002; Tourangeau, 2002; Tourangeau et al., 2006). Recent research
suggests that adverse patient events and nurses emotional exhaustion are directly
affected by the quality of the work environment (Laschinger & Leiter, 2006). Aiken,
Clarke & Sloane (2002) report that understaffing leads to greater nursing turnover
because nurses are being prevented from providing the quality of care that they wish,
compromising patient care. Clarke and Aiken (2006) also argue that nurse productivity
could improve if there were improved work environments.
Workload
In Australia, there are many ways of allocating nursing resources which are not
related to types of patient or ward specialty (except intensive care and high
dependency units) (Duffield, Roche & Merrick, 2006). Some measures used include
nursing hours per patient day (NHPPD) (Western Australia). A nurse to patient ratio
has been adopted in Victoria which is designed to promote equal workload amongst
nurses (Plummer, 2005). Unruh & Fottler (2006) found this method may underestimate
nursing workload, and Graf et al. (2003) suggest such a method may produce
inflexibility which could exacerbate staffing and quality issues.
Other methods that measure nursing workload are patient dependency or patient
acuity systems. In the early 1980s in Australia, PAIS (Patient Assessment and
Information System) was introduced into Victoria (Hovenga, 1996). The resources
required (hours of nursing) for a given PAIS category had been developed from a
number of work sampling studies and included time for administrative work and indirect
nursing activities (Goodwin & Hawkins, 1990; Hovenga, 1996). These nursing activities
include direct patient care and indirect nursing care such as documentation and within
the PAIS model, patients are classified on a per shift, daily, weekly, monthly, random or
ad hoc basis to reflect the workload at a particular point in time. Software packages,
such as E-care (D. E. Goldstein, 2003) and TrendCare (Trend Care Systems Pty Ltd,
2004), involve nurses using care plans or clinical pathways, determining the time
necessary for each unit of care, and establishing patient requirements from these
parameters.
29
Nursing workload can be impacted by many factors such as the number of case
types (Diagnostic Related Groups [DRGs]) nurses have to care for (Diers & Potter,
1997); the degree of patient turnover and churn (movement of patients between and
within wards) (Duffield et al. 2007); the increased throughput of patients (Unruh &
Fottler, 2006); their length of stay and acuity (Birch, O'Brien-Pallas, Alksnis, Murphy, &
Thomson, 2003); and staff shortages (Buerhaus, 1997). The decreased length of
patient stay in hospital and the concentration of, and increase in nursing work that this
requires, has not been widely studied (Graf et al., 2003).
Diers and Potter (1997) present a case study of an overspent and difficult to
manage ward. It became apparent that a large number of different DRGs (casemix)
contributed to the apparent disorganisation. Some studies argue for similar patient
types to be organised on specialised wards to enhance expert nursing care (Aiken,
Lake, Sochalski, & Sloane, 1997; Czaplinski & Diers, 1998; Diers & Potter, 1997). The
argument is that it is unreasonable for nurses to be expert in all manner of patient
types/specialities, and that by narrowing the demands on their expertise, they would
work more efficiently and improve patient outcomes. Case mix cohorting may help
managers predict nursing care requirements more efficiently, because when patient
needs vary in intensity on a day-to-day basis, nurse staffing requirements are more
difficult to anticipate: patient needs may not be met.
The nursing work environment, and consequently nursing workload, has changed
considerably over the past few years. As a result of technology and efficiency policies
that target length of stay, nurses have a more complex patient load (Baumann,
Giovannetti et al., 2001; Birch et al., 2003). The increased turnover of patients or
churn intensifies the nursing workload further. Birch (2003) found that after hospital
restructuring in Ontario (Canada) there was an increased number of severity-adjusted
patients using fewer beds cared for by fewer nurses. Patient throughput increased by
12% and inpatient episodes per bed increased by over 25%. Unruh & Fottler (2006)
found that patient turnover (in their sample of up to 205 hospitals) significantly
increased from 1994 to 2001 and that as a consequence, staffing requirements and
workload for nurses may be underestimated. Admission and discharge of patients
means extra documentation, educational, general nursing and organisational duties,
thereby increasing nursing workload. The movement of patients within wards is also a
factor in nursing workload, and one that is harder to quantify. However some wards will
have systems of management whereby it is necessary to move patients from area to
area on a regular basis (eg. from high to low acute areas). Nurses are also called upon
30
INTRODUCTION
to assist with these when transferring patients between wards, and, depending on
resources, can be required to move the bed themselves. Nursing workload can be
further increased by nurses needing to accompany patients for investigations in other
departments (eg. CT or MRI scans), leaving their allocated patients in the care of a
colleague who already has his/her own patient load.
Another factor impacting on nursing workload is a general shortage of allied health
professionals in Australia (DEWR2006). This includes occupations such as
physiotherapists, occupational therapists, speech pathologists, radiographers and
pathologists. This shortage of staff may cause delays in patient treatment, and an
increased workload as nurses try to incorporate into their day the types of care patients
should ideally receive from these professionals.
31
32
INTRODUCTION
Context
The ACT is the smallest of Australia's six states and two territories, but has the
highest population density and is the only state or territory without a sea border. At 30
June 2006, the Australian Capital Territory (ACT) had an estimated resident population
of 334,200 persons, with the majority residing in Canberra and nearby surrounds. The
Canberra-Queanbeyan Statistical District had a population of 381,400 persons at June
2006. This is 1.8% of Australia's total population making it the eighth largest major
population centre in Australia, larger than the capital cities of Hobart and Darwin
(Australian Bureau of Statistics, 2007 -a, 2007 -b).
Public in-patient hospital services in the ACT are provided at The Canberra Hospital
and Calvary Public Hospital. In-patient hospital services for private patients in the ACT
are provided by Calvary Private Hospital, John James Memorial Hospital and the
National Capital Private Hospital. According to the Australian Institute of Health and
Welfare (AIHW, 2007), there were 72,136 public hospital separations in the ACT during
200506, 1.6% of the nearly 4.5 million public hospital separations nationally.
33
34
can be informed by the use of large, longitudinal datasets (Jiang, Stocks, & Wong,
2006).
A conceptual model based in General Systems Theory guided the study. The model
is presented in Appendix 1. Both a process and an outcome approach were taken in
the study.
Ethics Approvals
Ethics approval was sought and gained from the Human Research Ethics
Committee, University of Technology, Sydney, from ACT Health and Community Care
Human Research Ethics Committee, and from Calvary Health Care ACT Human
Research Ethics Committee. Approval from all committees included cross-sectional
and longitudinal components of the study. Participants were assured that no individual
or ward would be identified in any report or publication derived from the study, although
it is not possible to disguise the two participating hospitals completely. Where data
were analysed and reported at ward level, wards were deideintified using alphanumeric
codes.
35
Separations
82
83
28407
12031
ALOS on
Sample
WARD (hrs)
253.46
192.80
ALOS in
HOSP (hrs)
340.76
274.03
Total
Patient
Hours
4,744,347
1,469,489
Ward per
Episode
(churn)
1.34
1.42
RN Hrs
EN Hrs
AIN Hrs
Total
Nursing
Hours
82
262,980
581,136
1,146,393
182
1,727,529
83
45,939
89,986
245,256
335,242
Hospital
Cross-sectional Component
Sixteen medical-surgical hospital wards consented to participate, 12 from The
Canberra Hospital where 158 nurses participated, and four at Calvary Hospital where
42 nurses participated in the study (see Table 12). No data were collected from
obstetric, paediatric or psychiatric wards, nor from ED or outpatient areas or theatre.
36
37
Response
200 nurses
(71% of all consenting nurses)
(158 [75.2%] Canberra Hospital
42 [58.3%] Calvary Hospital)
612 shifts
14 wards,
67 ward-days,
1292 shift-periods
16 wards
15 wards
601 patients
1768 patient-days
38
Collection Frequency
Instrument
Revised Nurse
Work Index Scale
(NWI-R)
Source
Nurse survey,
administered once to
each nurse in the
sampled units
Nurse
Demographics &
Work Environment
Ward Staffing
Form
Used to record nurse staffing, and skill mix on each unit every shift each
day during the sampling period. Key variables include: patient census,
number/mix of staff working, number of agency/casual staff, nurse
absenteeism, number of staff floated to/from the unit, number of staff on
orientation, and nurse patient ratios.
Ward Adverse
Events Profile
Adverse events
reporting system on
the unit
39
Details
Identifies organisational attributes leading to positive patient, nurse and
institutional outcomes. The four sub-scales of the NWI-R and their
reliability are: nursing unit-nurse autonomy (Cronbachs alpha = 0.85),
nurse control (0.91), nurse physician relations (0.84) and organisational
support (0.84), with overall (aggregated) scale reliability of 0.96 (Aiken &
Patrician, 2000). Units with higher subscale scores demonstrate higher
patient satisfaction, lower mortality rates, lower nurse emotional
exhaustion, and lower incidences of needlestick injuries (Aiken et al.,
1997).
Patient record
accessed by data
collectors;
supplemented by HIE
data.
TABLE 13 INSTRUMENTS
40
Instrument
Nursing Workload
PRN Workload
Measurement
(PRN 80)
Source
Patient record
accessed by data
collectors
Nurses on sampled
wards, once per nurse
per shift
Environmental
Complexity Scale
(ECS)
Details
Lists 214 indicators or tasks nurses complete for patients during a 24-hour
period. Each indicator has a standard point value reflecting time involved
completing tasks for patients; each point represents 5 minutes, and a
higher total point value indicates greater amounts of nursing care
required. PRN methodology has been tested extensively with several
iterations since its development in 1972, and its content validity has been
established by nurse experts. Chagnon et al. (1978) established the
construct and predictive validity of the PRN. Recent work (O'Brien-Pallas
et al., 2004) found no significant differences in workload estimates
between the PRN-80 and other established systems (Grasp and Medicus),
providing further support for its reliability and validity.
Measures tensions nurses experience in providing care to patients to a
standard outlined in nursing care plans. It taps three domains:
unanticipated delays in response to others leading to re-sequencing of
work; unanticipated delays due to changes in patient acuity;
characteristics and composition of the caregiver team (O'Brien-Pallas et
al., 1997). OBrien-Pallas et al. (2002), found Cronbachs alpha for each
subscale of: 0.80 for unanticipated delays and re-sequencing of work;
0.85 for changes in patient acuity; and 0.92 for composition and
characteristics of the care-giving team.
This instrument also collects information per nurse-shift on the quality of
care, nursing interventions delayed or not done due to time pressures,
and indirect care activities.
Data Analysis
Longitudinal Analysis
The aim of this research was to study the relationship between nursing inputs and
patient needs (e.g. nursing workload) with a focus on outcome measures as a means
of assessing the adequacy of care. The data were longitudinal, allowing assessment of
variation in the relationship over time and hence an assessment of the relative
adequacy of nurse staffing levels at various times during the study period. It related to
two public institutions and a number of ward areas in each, allowing a degree of
generalisation to a range of circumstances arising on a ward.
The methods used in the research employ controlling for workload (through ARDRG casemix and activity variables) and then reviewing the impacts of staffing level.
That is, it considers the impact of changes in staffing and skill-mix relative to a fixed
workload. However it also offers a method for determining what staffing has been more
or less successful for a given workload from a range of workloads encountered during
the study period.
Data Preparation
Two types of patient data were requested from ACT Health. The first were coded
morbidity records at patient episode of care level. These data, known as admitted
patient care data, were provided in the format shown in Appendix 2. These gave data
elements such as hospital of treatment, start and end dates and times for the episode
of treatment, basic demographic information on the patient, along with diseases and
procedures as coded under the Australian version of the International Classification of
Diseases (ICD-10-AM) 5th Ed. and the Australian Classification of Health Interventions
(ACHI) 5th Ed. respectively. In addition, information was available on mode of
separation/type of ending of episode. The data also uniquely identified each episode of
care without identifying the patient.
The second type of patient data, termed ward history data, was provided in the
format shown in Appendix 3. These identified ward area, start and end times and a
unique morbidity data identifier of every patient having contact with the ward (and its
staff). It should be noted that short absences from the ward do not generate new ward
episode data, however prolonged absences such as visits to theatre and recovery, do.
41
All records in the admitted patient care data were linked to the ward episode data to
provide a detailed ward history of the patient.
Data on nurse rostering and payroll for particular wards were provided by the two
study hospitals. These came from the computerised nurse rostering systems
(PROACT) in two formats, both reflecting the actual assignment of nurses to ward
areas rather than the planned assignment. The roster data included information on the
skill level of each nurse on a shift as well as their start and finish times. The nursing
data and patient data were then linked by ward to provide a detailed patient and nurse
profile for the ward. Although the ward identifiers used in the nursing data were not a
direct match to the ward identifiers used in the ward history collection, links could be
made between the two. These links were either made or confirmed by the staff of the
hospitals, project staff in the field or information systems staff in ACT Health. The links
settled on are in Appendix 4. There was an inconsistency in the data as originally
matched, which was resolved by combining two ward areas (ward codes 1AF & 1AI in
The Canberra Hospital).
The roster data reflected the shifts of nurses working on a ward during a given pay
period. However, for both the staffing and patient data, the focus of the study was the
wards and the events occurring there. Therefore the data were reorganised to be a
sequence of events of specified nature occurring at a specified time on the ward, for
example, the commencement of a shift by a RN qualified staff member or the transfer
to the ward of a patient in a particular AR-DRG with a particular number of hours
already spent in hospital. These reorganised data are referred to technically as
transaction records, but we treated and referred to them as Time Series. Time series
data allowed the construction of measures that could be used to assess changes in
workload. This included cumulative patient hours spent on the ward, and patient hours
spent in hospital before admission to the ward, or after discharge from the ward.
Similarly, for nursing data, measures included a cumulative count of nurses being
rostered on and off the ward, as well as the number of hours worked by the nurses.
Patient data covered a wider range of wards (n = 76), compared to the nursing data
(n =15). All wards from the nursing data were matched to corresponding patient data.
Data from wards 1AF and 1AI (Hospital 82) were combined and treated as a single
ward. In total a full nursing and patient profile was able to be provided for 14 wards
areas listed below.
42
FINDINGS
Roster Ward
82
82
82
82
82
82
82
82
82
82
83
83
83
83
1AA
1AB
1AD
1AF & 1AI
1AG
1AH
1AK
1AL
1AM
1AO
2AC
2AE
2AJ
2AN
WARD
Start Date
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
09/09/2004
26/08/2004
26/08/2004
26/08/2004
26/08/2004
WARD
End Date
21/02/2007*
21/02/2007*
21/02/2007*
18/10/2006
18/10/2006
18/10/2006
18/10/2006
21/02/2007*
21/02/2007*
21/02/2007*
7/03/2007*
7/03/2007*
7/03/2007*
7/03/2007*
Matched nurse and patient data relating to a ward covered approximately 2.5 years.
The exact periods are shown in Table 14 above. It was found in the patient records that
the majority of data with separation date after the 31/12/2006 were not yet coded,
therefore the cut off point for both nursing and patient data became 31/12/2006.
43
hospital episode level and does not attribute an event time or place. Therefore such
occurrences were attributed to a ward area in proportion to exposure. We felt biases
could arise through the transfer of injured patients from one ward area (for example a
short stay ward) to another ward area where they recovered. Therefore we controlled
for ward workloads during the contact period and placed the staffing in the role of
experimental variable.
The controlling approach used was based on clusters methodology. There were two
matchings of ward month used. The first, the load cluster, was based on the profile of
the ward months measured through:
Total patient hours for each AR-DRG
Total admissions to ward for each AR-DRG
Total hours in hospital before admission to ward for each AR-DRG
Total patient hours (a redundant variable used for consolidation)
Total ward separations
The second clustering was by assess cluster which matched ward months on a
profile of:
Total admissions to ward for each AR-DRG
Total hours in hospital before admission to ward for each AR-DRG
These methods produce relatively similar clusters of wards by the clinical
characteristics embedded in AR-DRGs and are therefore a form of risk adjustment.
Both these matchings ignore the size of the wards; they only use the patterns in the
profile variables. Other statistical controlling techniques, such as linear regression and
casemix index methodology, were used within clusters to strengthen the analyses
reported below.
44
FINDINGS
Centre for Classification in Health were used to find the comparable outcome codes.
NZ other exclusions were used and Version 3.1 AN-DRGs were mapped to AR-DRG
Version 5.1 on the basis of the Grouper logic (Laeta Pty Ltd is a Commonwealth
Certified Grouper Developer).
Workforce (nursing hours by skill level) was then correlated with outcomes
potentially sensitive to nursing (OPSN) whilst controlling for caseload (patient hours on
wards by case-type and other features). The method used to control for caseload was
the combination of DRG casemix and matching through clustering of ward months with
like patient profiles discussed under Data Considerations above.
Interpretation of the results of OPSN analyses requires familiarity with the data and
methods used. Therefore we draw an extract from our earlier report to NSW Health to
explain the standard approach (see Duffield et al. 2007, pp.43-44).
The episodes of care were compared with the criteria found in Appendix 5, defining
Outcomes Potentially Sensitive to Nursing (OPSN) that are reasonably well supported
by administrative collections such as the ACT Health admitted patient care data. The
work by Needleman and Buerhaus (2001; 2002) and McCloskey and Diers (2005) has
led to the development of the following measurable concepts.
TABLE 15 OUTCOMES POTENTIALLY SENSITIVE TO NURSING
Code
1
2
3
4
5
6
7
8
9
10
11
12
OPSN
Urinary Tract Infection
Decubitus
Pneumonia
Deep Vein Thrombosis/Pulmonary Embolism
Ulcer/Gastro-Intestinal Bleeding
Central Nervous System Complications
Sepsis
Shock/Cardiac Arrest
Surgical Wound Infection
Pulmonary Failure
Physiological/Metabolic Derangement
Failure to Rescue*
All definitions are subject to the following filter (exclusion rules) on records, and
these apply to all comparator sets and records counted to form denominators in rates:
45
46
FINDINGS
Another technical complication arises in the analysis of OPSN because the rates of
these events in a typical ward over a 28 day period are numerically low, so that the
counts of events do not suit Analysis of Variance based on the Normal Distribution. The
Statistical literature contains a number of relevant examples of analyses of counts data
based on Generalised Linear Modelling with Poisson distribution. In particular SPSS
Version 15.0 has implemented the approach so that it could be applied to our OPSN
data. We needed to replace the OPSN values by their nearest integer value because
the Poisson method expects count data.
OPSN analyses were performed using Generalised Linear Modelling with Poisson
distribution. A range of different models were tested using the following factors:
Cluster
Cluster, NH:PH
Cluster, RN:PH, EN:PH
Cluster, RN:NH
Cluster, RN:NH, NH:PH
Cluster, RN:NH, RN:PH
Cluster, RN:NH, RN:PH, EN:PH
Where Cluster = group which the ward month falls into dependent upon the number of
hours of care by each AR-DRG etc
NH = total nursing hours
PH = total patient hours
RN: total hours worked by Registered Nurses
EN: total hours worked by Enrolled Nurses
The best model for each individual OPSN was selected dependent upon the
significance of the Omnibus test, and Model Effects Type III Chi-Square results
(produced by SPSS Version 15 (SPSS Inc., 2006)). Once the best model was chosen,
the direction of the parameter estimates was noted. This indicated whether the
parameter was having a positive or negative effect on the incidence of OPSN.
Review of the SPSS output made it clear that the effect of rounding the OPSN may
affect findings, so a subsidiary testing process was put in place. This secondary
approach was guided by the standard method for testing the difference of proportions
and by the Gauss Markov Theorem. We only applied it to testing for RN Proportion
Effect.
47
We start by taking the underlying rate for an OPSN in a ward month to be that of its
load cluster under the null hypothesis that only Cluster has an effect. This is estimated
by summing the OPSN across the cluster, summing the patient hours on ward across
the cluster and then dividing the former by the latter. We then predict the number of
OPSN for each ward month by multiplying its estimated underlying rate by its patient
hours on ward. In keeping with the standard tests of proportions we then divide each
ward months OPSN number by its predicted value.
It is at this point we bring Gauss Markov and the underlying Poisson distribution to
bear and weighted each ward month ratio by the square root of its predicted value. If
RN proportion has no effect, each weighted ratio (GME) is an unbiased, unit variance
predictor of unity. Under the null hypotheses there will be no regression of GME on RN
proportion. Under the alternative there will be and negative slope will be associated
with better outcomes. The actual testing process included a modification, which was to
conduct the regression while controlling for cluster effects. The latter could be induced
by the differing RN proportion across Cluster, and hence needed to be controlled for.
An important methodological point here is that while this second approach does not
take full advantage of the Poisson error distribution, use is made of Gauss Markov.
Further, under the Poisson analysis our model for the parameter b is not identified: the
absolute size of the anti-logged cluster effects is completely confounded with the
absolute value of b. We also found it necessary to adopt some sample statistics for the
cluster effects when the largest attributed OPSN count was less than 0.5 for a whole
Cluster. We conducted the follow up test described above to strengthen our findings
and report these results along with the formal method results.
Poisson analysis allows the assessment of the statistical significance of a factor and
the direction of its effect, but not a readily interpretable measure of its size. This gap in
understanding needs to be filled using other methods. The follow-up testing approach
assists in this but is biased by the weighting applied to form GME. In addition the
clusters have different average proportions of RN hours say. However use of the
General Linear Model with fixed effects of Cluster, Intercept set to zero and weighted
least squares (using the expected OPSN number as weight variable) offers an
approximate approach consistent with the Gauss Markov based approach. This follows
from the fact that the unweighted ratios are unbiased estimators of 1 with variance
equal to the inverse of the variance of the observed value.
48
FINDINGS
The regression slope for an experimental variable in this new type of analysis needs
interpretation which we now offer. If b is the regression parameter for RN hours as a
proportion of nursing hours (for example), then we see the effect of increasing the RN
hours proportion by 10% as changing the rate of the OPSN by b times 10%. So if b
were -3 then a 10% increase in the RN hours proportion would reduce the rate of the
OPSN to 70% of its current value.
In this report we extend our investigations to include length of hospital stay (LOS) as
an OPSN variable. LOS is responsive to the quality of nursing care (as well as other
factors) and therefore ward months associated with patients who have longer than
expected stays may also be those where the quality of nursing care is lower.
One of the obvious factors affecting LOS is the patients illness and medical
intervention. These are not nursing dependent. Therefore LOS as an OPSN needs to
be controlled for the patients AR-DRG V5.1. The standard approach for doing this is to
form casemix indices, where the LOS performance of a particular ward is compared
with that to be expected if it had the same average LOS for each AR-DRG as seen in
the whole dataset. Another method for dealing with these factors is by matching ward
months (through load clusters) before considering the effects of nurse staffing and skill
mix. To be particularly careful, we combined these approaches and a further linear
regression approach to adjust for prior exposure to risk.
49
(Before Index). The regression predicted the logarithm of After Index based on the
logarithm of Before Index.
After the regressions had been run for each load cluster, it was possible to calculate
the difference between each ward months observed logarithm of After Index and its
predicted value. These residuals are referred to as performances. The anti-logarithm of
a performance provides a measure of the care hours after ward contact as a proportion
of the care after contact expected in a ward in the same assess cluster, in the same
load cluster, with the same casemix and the same patient pre-contact history.
The methodology for assessing the effects of nursing hours per patient hour, and
proportion of RN nursing care hours could thus be based on the correlations and
regressions of performance on the experimental variables. It was safe to assume that
the statistical dependence between the ward months performance statistics could be
ignored as there were many raw data points and 398 ward months.
Cross-sectional Analysis
Cross-sectional data were entered into a Microsoft Access (Microsoft Corporation,
2003) database and extracted to SPSS versions 14 and 15 (SPSS Inc., 2005, 2006) for
analysis. Where data were missing at the patient or nurse level, they were imputed as
the ward mean calculated from the non-missing values on that ward. Where more than
10% of data were missing at the patient or nurse level, that variable was not used in
regression analyses. Complete staffing data were not available on two wards. These
wards were consequently excluded from analyses that used staffing data.
Subscale scores and alpha reliabilities for the instruments used were generated
using syntax provided from the Canadian study (O'Brien-Pallas et al., 2004).
Correlation analysis (Pearsons r or Kendalls tau b [], depending on the nature of the
data (Sheshkin, 2000) was used to explore relationships between variables at the
individual and ward level. Data collected at the patient and nurse level were
aggregated to ward level for some analyses, using mean values, rates or proportions.
Some patient level data were converted to percentage of patients per ward, for
example, adverse patient outcomes such as falls and medication errors.
In similar studies, multilevel modelling (MLM) has been used for analysis of
hierarchical or clustered data (Duffield et al., 2007; H. Goldstein, 2003). That approach
50
FINDINGS
is considered appropriate where some variables are measured at the individual level
(patient or nurse) and others measured at the ward level. Data are therefore not
aggregated, but rather retained at the measurement level. However, the number of
wards with complete data in this study (14) does not provide sufficient statistical power
to undertake this type of analysis. Data were therefore used at the most appropriate
level of aggregation for each analysis.
Some data from the Environmental Complexity Scale (ECS) in the cross-sectional
component were further analysed at the shift-period level (see Table 6, page 25). In
this case, hours of nursing care data were apportioned to three conventional time
periods: morning (0700-1500); evening (1500-2300 hours) and night (2300-0700
hours), using the individual nurses shift start and end times.
For all regression modelling explanatory variables were added in sequence to the
statistical models. The order of entry of variables into the statistical modelling process
was consistent with the theoretical framework described in Appendix 1. In order to
address potential multicollinearity, a univariate regression analysis on each individual
explanatory variable identified all significant predictors, and a factor analysis was
conducted. This identified 17 variable groupings. The significant univariate predictors
were then identified within the different groups. All predictor variables for each outcome
variable were put into a stepwise regression model, whereby the properties of each
model were compared to the previous one using the -2 Log Likelihood value. The
output for that model was then considered in terms of its position among the 17
components to ensure that any two predictor variables did not fall into the same group.
In order to compare the relative contributions of the independent variables to the
models, beta () weights were calculated. In the case of linear models, the adjusted R 2
value was also calculated to provide an estimate of overall model fit (see also
Glossary, page 22).
Linear regression models for tasks delayed and not done were developed with data
at the ward-day level. This level of data provides outcome variables that are an
aggregate of responses for that ward for that day. Analysis at this level of data for
these outcomes is more meaningful as it accounts for the overall picture of the ward for
a given day, and the impact of workload and other variables for that period.
Analyses for the nurse outcome variables job satisfaction, satisfaction with nursing,
and intention to leave the current job, were conducted with these variables measured
51
at the nurse level. Data collected at shift level (Environmental Complexity Scale) were
aggregated to nurse level to permit matching with nurse data. However, not all data
could be matched, leaving a reduced dataset of 149 cases. As these outcomes are
dichotomous, logistic regression models were developed.
In summary, longitudinal data were examined for changes in the relationship
between the amount and type of nursing resources and OPSNs across the two year
period, at a ward level. Cross-sectional data were analysed for relationships between
variables, and models were developed to determine the variables that significantly
impact on outcomes. Comparison with similar research in NSW was made where data
were available, either as overall figures or by hospital grouping. Where possible in both
components of the study, estimates of the strength of each model and of the relative
contribution of each variable were calculated.
52
FINDINGS
4. Findings
Longitudinal Findings
Descriptive
Patterns in Skill Mix
TABLE 16 CANBERRA AND CALVARY TIME PERIODS
Canberra
Period
Calvary
Date Start
Date End
Date Start
Date End
9/9/04
8/3/05
26/8/04
25/2/05
9/3/05
8/9/05
26/2/05
25/8/05
9/9/05
8/3/06
26/8/05
25/2/06
9/3/06
8/9/06
26/2/06
25/8/06
9/9/06
21/2/07
26/8/06
25/2/07
25/2/07
7/3/07
Note that calculations were adjusted for the final periods which were shorter than 6 months. Also three
wards in Canberra have a final period shorter than the other wards, ending on 18/10/06 instead of
21/2/07. This has been noted under relevant tables (Ward 1AH, Ward 1AK and Ward 1AG).
Table 17 to Table 26 show the RN and EN hours for each ward from Canberra
Hospital included in the study. Table 27 to Table 30 show results for Calvary Hospital.
Notes on each ward are below each ward table. A summary of how wards compare
can be found in text following Table 26 for Canberra and Table 30 for Calvary. Wards
are described by type as indicated (see Longitudinal Analysis, page 41 and Table 31
page 62). Three time series (1, 3, 5) cross the Christmas/January period which may
impact on staffing and patient levels.
53
Canberra Hospital
TABLE 17 NURSE SKILL MIX FOR CANBERRA WARD 1AB MEDICAL TYPE FROM 09/09/2004 TO 21/2/2007
6 Month Period
EN
13733
13963
13629
12784
12653
RN
12237
13718
14372
14382
12041
EN
1787
1687
1655
1566
1553
RN
1593
1709
1821
1810
1489
EN
53%
50%
49%
47%
51%
RN
47%
50%
51%
53%
49%
EN
53%
50%
48%
46%
51%
RN
47%
50%
52%
54%
49%
EN/RN
25969
27680
28001
27166
24694
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
Table 17 shows 51% EN and 49% RN hours worked over the given time period in
Ward 1AB. There is a small increase in RN and total hours worked between periods 2
and 3.
TABLE 18 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AL 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
9076
10090
8507
8843
8029
RN
11243
13530
14696
15494
13619
EN
1191
1315
1085
1109
996
RN
1505
1736
1891
1970
1741
EN
45%
43%
37%
36%
37%
RN
55%
57%
63%
64%
63%
EN
44%
43%
36%
36%
36%
RN
56%
57%
64%
64%
64%
EN/RN
20318
23620
23203
24337
21648
54
FINDINGS
TABLE 19 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AD 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
EN
9703
10785
10910
12333
11903
RN
36485
40957
46656
49310
42856
EN
1240
1378
1348
1584
1468
RN
5010
5406
6232
6688
5778
EN
21%
21%
19%
20%
22%
RN
79%
79%
81%
80%
78%
EN
20%
20%
18%
19%
20%
RN
80%
80%
82%
81%
80%
EN/RN
46187
51742
57566
61642
54759
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
Table 19 shows that there is a far greater proportion of RN hours worked on ward
1AD than both wards 1AL and 1AB above. The proportion remains steady around 22%
to 78% for EN to RN hours across the whole study period.
TABLE 20 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AO 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
15771
20859
19867
20521
19167
RN
27682
36381
36874
38159
34188
EN
1994
2638
2494
2586
2404
RN
3688
4726
4700
4924
4356
EN
36%
36%
35%
35%
36%
RN
64%
64%
65%
65%
64%
EN
35%
36%
35%
34%
35%
RN
65%
64%
65%
66%
64%
EN/RN
43453
57240
56741
58679
53354
Note that AIN worked 14 shifts (91 hours) in Period 5 (9/9/06 21/2/07)
Table 20 shows a steady proportion of 36% EN and 64% RN ratio hours in the ward
1AO over the study period. This is more than 1AB and 1AL but less than 1AD.
55
TABLE 21 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AH SURGICAL TYPE FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
EN
5395
6317
4532
8226
1777
RN
14960
19591
14854
20159
4975
EN
696
744
536
992
216
RN
2061
2496
1885
2563
654
Ratio
Hours
EN
27%
24%
23%
29%
26%
RN
73%
76%
77%
71%
74%
Ratio
Shifts
EN
25%
23%
22%
28%
25%
RN
75%
77%
78%
72%
75%
EN/RN
20355
25908
19386
28384
6752
Total
Hours
Note that period 5 ends earlier than most other Canberra wards (21/2/07).
Table 21 above shows a consistent 26% to 74% ratio between EN and RN staff
hours worked in the Surgical Type ward 1AH throughout the study period.
TABLE 22 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AM 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
16074
20279
18058
16972
14829
RN
23891
29913
35625
41318
39911
EN
2100
2582
2240
2144
1802
RN
3184
3814
4460
5192
4786
EN
40%
40%
34%
29%
27%
RN
60%
60%
66%
71%
72%
EN
40%
40%
33%
29%
27%
RN
60%
60%
67%
71%
72%
EN/RN
39964
50192
53683
58290
54740
56
FINDINGS
TABLE 23 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AA 'MEDICAL TYPE' FROM 09/09/2004 TO 21/02/2007
6 Month Period
EN
8783
11065
11098
10468
7783
RN
27757
28961
30818
31695
31965
EN
1058
1328
1368
1240
948
RN
3460
3688
3860
3968
3986
EN
24%
28%
26%
25%
20%
RN
76%
72%
74%
75%
80%
EN
23%
26%
26%
24%
19%
RN
77%
74%
74%
76%
81%
EN/RN
36539
40026
41916
42162
39748
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
Table 23 shows a fair bit of instability in skill mix for ward 1AA, but a distinctly higher
RN ratio (80% RN, 20% EN) in the final period.
TABLE 24 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AK 'MEDICAL-SURGICAL TYPE' FROM 09/09/2004 TO
18/10/2006
6 Month Period
EN
8429
9064
9535
8960
2439
RN
16626
20983
22449
20286
5123
EN
1025
1111
1096
1011
284
RN
2126
2657
2639
2303
590
EN
34%
30%
30%
31%
32%
RN
66%
70%
70%
69%
68%
EN
33%
29%
29%
31%
32%
RN
67%
71%
71%
69%
68%
EN/RN
25055
30047
31984
29247
7562
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
Note that period 5 ends earlier than most other Canberra wards (21/2/07).
57
TABLE 25 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AG 'MEDICAL-SURGICAL TYPE' FROM 09/09/2004 TO
18/10/2006
6 Month Period
Hours
Worked
EN
RN
10042
21935
9999
25528
10860
26491
9696
23879
2259
6309
No. of
Personal
Shifts
EN
1329
1262
1358
1243
289
RN
2810
3201
3256
2940
778
Ratio
Hours
EN
31%
28%
29%
29%
26%
RN
69%
72%
71%
71%
74%
EN
32%
28%
29%
30%
27%
RN
68%
72%
71%
70%
73%
EN/RN
31977
35528
37351
33574
8568
Ratio
Shifts
Total
Hours
Note that period 5 ends earlier than most other Canberra wards (21/2/07).
Table 25 shows a steady ratio between EN and RN hours of 28.6% to 71.4% in this
Medical-Surgical Type Ward. Note that period 5 is only one month long.
TABLE 26 NURSE SKILL MIX FOR CANBERRA HOSPITAL WARD 1AF MEDICAL-SURGICAL TYPE AND WARD 1AI
SURGICAL TYPE FROM 09/09/2004 TO 21/02/2007*
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
25270
29477
35137
21667
6531
RN
37206
50788
57379
40254
12696
EN
3238
3678
4396
2714
815
RN
4820
6510
7277
5131
1606
EN
40%
37%
38%
35%
34%
RN
60%
63%
62%
65%
66%
EN
40%
36%
38%
35%
34%
RN
60%
64%
62%
65%
66%
EN/RN
62476
80264
92516
61921
19227
Note that these data were combined from 2 wards in order to retain reasonable stability in
the time series, so should be viewed with caution.
*
58
FINDINGS
Calvary Hospital
TABLE 27 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AJ 'SURGICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
1962
2131
4679
4436
4298
474
RN
15964
20568
20127
17641
17115
4027
EN
262
288
633
598
580
63
RN
2151
2750
2703
2385
2283
545
EN
11%
9%
19%
20%
20%
11%
RN
89%
91%
81%
80%
80%
89%
EN
11%
9%
19%
20%
20%
10%
RN
89%
91%
81%
80%
80%
90%
EN/RN
17927
22699
24805
22077
21413
4501
Note that period 6 ends earlier than most other time frames.
Table 27 shows a clear decrease in the ratio of RN hours between period 2 and
period 3 (from 90% to 80%) in the Surgical Type ward 2AJ. This ratio remains
consistent until the end of period 5 (20% to 80%). Total hours during this time increase
with additional EN and RN hours worked between period 2 and 3 and decrease slightly
in 4 and 5. The final total remains higher than the starting amount.
59
TABLE 28 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AE 'SURGICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
EN
1890
1913
3261
3669
3730
559
RN
7705
8326
13476
12575
13474
2143
EN
257
258
442
518
516
76
RN
1028
1127
1826
1694
1810
290
EN
20%
19%
19%
23%
22%
21%
RN
80%
81%
81%
77%
78%
79%
EN
20%
19%
19%
23%
22%
21%
RN
80%
81%
81%
77%
78%
79%
EN/RN
9595
10240
16737
16244
17204
2703
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
Table 28 shows a steady ratio between EN and RN hours worked of 20% to 80%
over the study period for the Surgical Type ward 2AE. The greatest difference occurs
in period 4 with an increase in EN hours worked of 4% proportionally. Total numbers
increased by 100% over the same time, with RN and EN numbers increasing in the
same proportion.
TABLE 29 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AN 'MEDICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
2886
3662
3066
5918
7116
868
RN
3584
5988
4950
4747
6789
1132
EN
385
487
409
796
953
116
RN
480
801
662
637
908
151
EN
45%
38%
38%
55%
51%
43%
RN
55%
62%
62%
45%
49%
57%
EN
45%
38%
38%
56%
51%
43%
RN
55%
62%
62%
44%
49%
57%
EN/RN
6470
9650
8016
10666
13905
2000
Table 29 shows a variable pattern for EN to RN work hour ratios for the Medical
Type ward 2AN within the study period. Total work hours increase by over 100%
during the study period but not at the same rate for EN and RN. The ratio moves from
close to 45% EN to 55% RN, to almost 40% EN to 62% RN then 55% EN 45% RN in
60
FINDINGS
period 4, back toward 50% EN and RN in period 5 and 43% EN to 57% RN at the end
of the period.
TABLE 30 NURSE SKILL MIX FOR CALVARY HOSPITAL WARD 2AC 'MEDICAL TYPE' FROM 26/08/2004 TO 7/03/2007
6 Month Period
Hours
Worked
No. of
Personal
Shifts
Ratio
Hours
Ratio
Shifts
Total
Hours
EN
7758
7306
7126
10374
8185
1614
RN
13796
15599
16307
20852
18092
2724
EN
1028
981
960
1403
1102
216
RN
1838
2083
2174
2802
2413
364
EN
36%
32%
30%
33%
31%
37%
RN
64%
68%
70%
67%
69%
63%
EN
36%
32%
31%
33%
31%
37%
RN
64%
68%
69%
67%
69%
63%
EN/RN
21553
22905
23433
31226
26278
4339
Table 30 shows a slight increase in the proportion of RN hours worked over the time
of the study from 64% to 69% for ward 2AC. Most of the increase in total hours over
the period is due to an increase in RN hours.
Calvary Summary
Both the Medical Type wards 2AC and 2AN have the lowest ratio of RN to EN
hours and are the most variable over the study period, both showing a steady
increase in total hours over the period.
Surgical Type wards 2AE and 2AJ have the highest proportion of RN hours
(20% to 80% EN to RN).
All wards showed an increase in total hours over time, with the nursing skill
mix ratio remaining fairly steady.
61
Ward
Ward Type
Separations
Avg
LOS
on
ward
(days)
82
1AA
Medical
2368
5.5
8.1
59
82
1AB
Medical
1607
11.8
13.9
84
82
1AD
Medical
2712
7.6
9.9
58
82
1AF &
1AI
Medical-Surgical &
Surgical
7087
6.7
8.4
48
82
1AG
Medical-Surgical
2779
6.9
9.2
54
82
1AH
Surgical
2532
5.4
8.6
57
82
1AK
Medical-Surgical
3078
5.9
8.4
60
82
1AL
Medical
821
19.7
22.4
67
82
1AM
Medical
2332
6.7
10
59
82
1AO
Medical
3091
9.6
64
83
2AC
Medical
3073
7.2
10.4
67
83
2AE
Surgical
2719
4.4
5.7
59
83
2AJ
Surgical
5328
3.4
4.7
54
83
2AN
Medical
911
11
16.7
75
Hospital
Avg
LOS in
hospital
(days)
Avg
Age
(Yrs)
Figure 1 below illustrates the relationship between staffing numbers and patient load
in the wards from Canberra Hospital. The data are shown for consecutive roster
periods. Further, the methodology for investigating ALOS as a OPSN has been used to
62
FINDINGS
assess amount of nursing required to achieve the average level of ALOS outcome
given the patient load and casemix. This level is plotted as Typical Nurse Hrs
indicating that it is the level that leads to the average risk for patients of this type. There
is no supposition that typical means appropriate, however the plot allows assessment
of variation from the empirical norm established by the software. The accuracy of this
assignment would be improved by the addition of further ward month data to the
methods learning (reference) set.
Figure 1 shows staffing levels were similar to typical hours over most of the period.
Staffing shows a general match to patient load and acuity adjusted patient load
(workload). This observation is based on the typical plot which is well matched to the
actual. There has been no significant change in the workload of nurses in these wards
in Canberra Hospital during the study period.
FIGURE 1 CANBERRA HOSPITAL STAFFING AND PATIENTS
Figure 2 shows the same measures for Calvary Public Hospital. The typical plot is
increasing over time with respect to the actual nursing provided. This means the
nurses workload has increased over the period in this hospital.
63
Acuity, measured as the ratio of typical nursing hours to patient hours, has remained
static in Calvary Public Hospital. In the Canberra Hospital there there has been a
statistically significant decline in acuity over the study period, although it would take 10
years of the current trend to halve the current level of acuity.
We now look at the study wards in turn. The first feature we look at is the complexity
of their caseloads as measured by the number of different AR-DRGs seen during the
period. Note that the figure for Ward 1AF & 1AI should be disregarded as it is an
artefact of our need to combine the two areas in order to retain reasonable stability in
the time series. The other data show that the wards see a wide range of casemix and
hence complexity in matching care to care requirements. It also illustrates the need for
casemix adjustment (of the type we have employed) in the comparative analysis of
wards and even ward months of the same ward.
64
FINDINGS
Ward
1AA
1AB
1AD
1AF/1AI
1AG
1AH
1AK
1AL
1AM
1AO
2AC
2AE
2AJ
2AN
No DRGs seen
(out of possible 613)
357
214
302
459
351
387
395
164
291
249
296
336
404
188
We have devoted Appendix 6 to plots for each study ward. The plots show the same
measures as used in Figure 1 and Figure 2, and so allow demonstration of the changes
in acuity adjusted workload, patient load and nurse staffing level. We note that there
are significant differences in (acuity adjusted) staff to patient ratios between wards.
We accept that part of the explanation of ward level variation in acuity adjusted
staffing is the result of use the AR-DRG system to classify patients not in an acute
phase of their illness. Therefore the absolute level of agreement between Typical
Nurse Hrs and Actual Nurse Hrs will be affected by the presence of sub-acute and/or
non-acute patients on some wards, for example aged care units.
If there were a question of whether nursing availability drives the patient load or the
patient load drives the nursing allocation, then the charts in Appendix 6 would indicate
that both apply at different times. Sometimes the staffing falls away and then patient
numbers decline (nursing leads), sometimes changes happen together, and other
times the patient numbers lead. What we do see however is a strong relationship
between all three series plotted in each chart.
The combined wards 1AF and Ward 1AI show a decline in activity over the period
with a peak and then large step down in patient hours over ward months 10 and 11.
Acuity adjusted staffing estimate Typical fits the actual staffing quite well, and any
65
large deviation is towards better actual staffing. There has been no real change in
acuity adjusted patient hours per nursing hour.
Ward 1AL has very stable series but so is the difference between typical and actual
nursing, with the actual nursing only about 60% of the former. This ward exemplifies
the issue of clinical acuity as an influence on AR-DRG assessed nursing requirement.
The Medical Type patient load includes some less acute patients than AR-DRG is
designed to classify. We may conclude however that there has been no real change in
acuity adjusted patient hours per nursing hour.
Ward 1AD has a high staff to patient ratio but one which is fully supported in acuity
adjusted terms. The trend is towards reduced workload for the nurses.
Ward 1AB is a little less stable than Ward 1AL, but is also a lower acuity type ward.
The patient load and staffing series track quite well, however there are quite dramatic
up-changes in acuity adjusted patient load (as reflected in the Typical series) which are
not matched by changes in staffing. This means the nurses on this ward face very
variable workloads, but no clear trend over time.
Ward 1AO shows the interdependence of the patient and nursing series very clearly.
However no clear trend over time (between Typical and Actual Nursing Hrs) emerges.
Ward 1AH shows a large variation in patient hours around ward months 18 and 22,
with concurrent changes (although of lesser magnitude) in staffing hours at the same
time. There is no trend in regard to workload.
Ward 1AM shows a growth of activity during the period. There is a trend for reduced
workload for its nurses.
Ward 1AA shows a disconnect between its acuity adjusted nursing measure and its
actual staffing level. No trend emerges.
Ward 1AK also displays a disparity between the actual staffing level and acuity
adjusted nursing hours, although the two measures are more closely matched from
ward month 11.
66
FINDINGS
Ward 1AG shows a close match between actual staffing and the acuity adjusted
measure, except for two ward months (14 and 15).
Ward 2AJ shows considerable variation in patient hours that are not clearly reflected
in staffing numbers. The acuity adjusted measure and actual staffing track each other
quite well with no clear trend. The low staffing levels in this ward mean that variations,
such as that observed at ward month 17 must place a great deal of strain on the
nurses.
Ward 2AE would appear very difficult to manage and it is clear that reduction in
staffing to meet reduced patient numbers is more easily achieved than staffing up to
meet added patient load. This leads to some very distinct staffing shortfalls, for
example ward month 24. However no time trend emerges. From the nurses point of
view, this would mean unpredictable patient assignments.
Ward 2AN shows seasonal effects (including closure1) which mask a major step up
in activity. The staffing level lags behind the increase in patient care requirements
leading to a massive increase in workload.
Ward 2AC also shows the effect of a slow-down around ward month 18 and
evidence of increased activity in the later months, but its staffing tracks the activity
change well. There is no trend in nursing workload.
Note that closure and slow-down were only strongly evident in the Calvary data.
67
weighted least squares approach aimed at finding approximations for the effects of
interest measured in a way that could be interpreted in Nurse Staffing terms. These are
presented under the label Local Rate Reduction Effects or Approach 2 (A2). The
inclusion of the word local is to reinforce the understanding that the estimated effect
only applies to practical levels of change in the staffing variable. For example a slope
estimate that applies for RN hours as a proportion of total nursing hours would not
make sense for a change between no RNs to all RNs on a ward, but would make
sense for a 5% decrease in RN share.
Table 33 shows the statistical significance of factors in the various models tested for
each OPSN, for the three types of analyses used. These findings are presented to
show the degree of consistency in results between the analytic methods and hence the
amount of weight that can be attached the estimated values presented in Table 34. It
must be borne in mind that the different analyses are estimating different things even if
an experimental factor bears the same name. We can be most confident if a factor
comes up as significant in each analysis of a model for OPSN, but must expect
contradictions.
TABLE 33 TEST FOR SIGNIFICANT MODELS OF STAFFING ON OPSN
OPSN
CNS
Decubitus
DVT
FTR
GI Bleed
PM Derangement
Pneumonia
Pulm Failure
Sepsis
Shock
UTI
Wound Infection
Model
11
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1
A1
Model
22
A1 A2
None
None
None
None
None
None
None
None
None
None
None
Model
33
A1 A2
A2
A2
A1 A2
A1 A2
None
A2
A2
A2
A2
A1 A2
A2
Model
44
A1 A2 A3
A1 A2 A3
None
A1 A2 A3
A1 A2 A3
None
None
A2 A3
None
None
A1 A2 A3
A2 A3
Model
55
None
A2
A2
None
None
None
A2
A2
A1 A2
A2
None
None
Model
66
None
A2
A2
None
None
None
A2
A2
A2
A2
None
None
Model
77
None
A1
None
None
None
None
None
None
None
None
None
None
Method
A18
Yes
Yes
Yes
No
No
Yes
Yes
No
Yes
No
Yes
No
1 Load Cluster
2 Nursing Hours per Patient Hour Adjusted for Model 1
3 RN:PH, EN:PH Adjusted for Model 1
4 RN Proportion Adjusted for Model 1
5 RN:NH, NH:PH Adjusted for Model 4
6 RN:NH, RN:PH Adjusted for Model 4
7 RN:NH, RN:PH, EN:PH Adjusted for Model 3
8 Estimates all clusters
68
FINDINGS
The final column in Table 33 indicates whether the Poisson model used data from all
available clusters (Yes) or ignored sections of the data because no OPSN values
greater than 0.5 were recorded. The cells that are marked up in Table 33 correspond to
the best model selected on analysis of deviance criteria and appreciation of the
superiority of Approach 1. With the exception of DVT and PM Derangement, the
selected models include RN hours as a proportion of total nursing hours, i.e. the skill
mix variable. We note that Nursing Hours which was always a candidate in A1 and A3
is never selected (in the best choice of model) on its own; there is always a skill mix
component.
TABLE 34 PARAMETER ESTIMATES FOR OPSN
OPSN
CNS
Decubitus
DVT
FTR
GI Bleed
PM Derangement
Pneumonia
Pulm Failure
Sepsis
Shock
UTI
Wound Infection
Model
4
4
3
4
4
1
5
6
5
6
4
4
RN
Proprtion
-4.513
-1.89
N/A
-2.679
-3.707
N/A
-1.114
NS*
-1.467
NS
-3.408
2.546
RN
Hours
N/A
N/A
NS*
N/A
N/A
N/A
N/A
1.263
N/A
1.951
N/A
N/A
EN
Hours
N/A
N/A
2.754
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Nursing
Hours
N/A
N/A
N/A
N/A
N/A
N/A
0.749
N/A
0.618
N/A
N/A
N/A
A1
Finding
Yes
Yes
No
Yes
Yes
Yes
No
No
Yes
No
Yes
No
Note that the entry NS in Table 34 means the parameter estimate was not significantly different from
zero even though the inclusion of the effect in the model was supported. This occurs in DVT and Shock
and suggests that these parameter estimates are not useful.
It is clear from Table 34 that parameter estimates based on models not supported
by Poisson (Approach 1) should be treated with scepticism. The alternative Approach 2
is biased by tendencies for people subject to different risks being nursed at different
intensities and skill mix. With this in mind, we have chosen to ignore the parameter
estimates for DVT, Pulmonary Failure, Shock and Wound Infection.
69
TABLE 35 LOCAL RATE REDUCTION EFFECTS OF INCREASING RN SHARE OF NURSING TIME TO BE 10% MORE OF
NURSING TIME
Current ACT
Mean Rate for
84 hr Stay
Current ACT
Standard
Deviation of
Rate for 84 hr
stay
New ACT
Mean Rate for
84 hr Stay
New Rate as
Percent of
Current Rate
CNS
0.63%
0.44%
0.35%
55%
Decubitus
0.50%
0.18%
0.40%
81%
DVT
0.47%
0.18%
N/A
N/A
FTR
0.23%
0.13%
0.17%
73%
GI Bleed
0.17%
0.09%
0.11%
63%
PM
Derangement
2.30%
0.85%
N/A
N/A
Pneumonia
0.47%
0.16%
0.42%
89%
Pulm Failure
0.18%
0.07%
N/A
N/A
Sepsis
0.48%
0.24%
0.41%
85%
Shock
0.06%
0.04%
N/A
N/A
UTI
1.05%
0.59%
0.70%
66%
Wound
Infection
0.21%
0.14%
N/A
N/A
OPSN
Table 35 demonstrates that increasing the skill level of the wards nurses improves
patient outcomes across a broad range of measures. The choice of an 84 hour base in
this table is to make the rates relate to the average patient stay in hospital. Thus the
figures relate to episodes of care as well as hours of care. An appropriate response to
an unacceptably high level of an OPSN is to increase the skill mix rather than to
increase the nursing hours per patient day.
ALOS as an OPSN
The analysis was conducted using software that tested and partitioned the data into
a successful outcome group of ward months and a not successful outcome group.
The successful group (partition) of the ward months was made up of all those ward
months for which the (casemix controlled) total hospital bed-days of patients the
70
FINDINGS
software recognised as less than the expected bed-days after adjusting for prior beddays in each AR-DRG. The not successful partition were the remaining ward months.
This analysis suggested an association between increased nursing hours and
decreased LOS, although it was not statistically significant. It is possible that a clear
result will be obtained when there is a larger data set of ward months with which to
work. In particular, the setting of meaningful performance thresholds in the current data
lead to problems of unreliable sample numbers.
71
Nurse:Patient Ratio
1.6
1.4
1.2
L6A
1.0
0.8
0.6
0.4
0.2
Ap
r-0
Fe
b0
De
c06
06
06
ct
-0
O
Au
g-
Ju
n-
Ap
r-0
Fe
b0
De
c05
05
05
ct
-0
O
Au
g-
Ju
n-
Ap
r-0
Fe
b0
De
c04
04
ct
-0
O
Au
g-
Ju
n-
04
0.0
72
FINDINGS
400
350
5000000
4000000
250
3000000
200
150
2000000
300
100
1000000
50
0.20
0.18
0.16
0.14
0.12
0.10
0.08
0.06
0.04
0.02
0.00
-0.02
-0.04
-0.06
-0.08
-0.10
-0.12
-0.14
-0.16
-0.18
-0.20
-0.22
-0.24
-0.26
-0.28
0
-0.30
RN worforce adjustment
We see that in both the ward months and patient hours distributions the median
adjustment is near zero, however more patient hours are found in the region with better
staffing than average. The OPSN work shows that increasing the proportion of RNs by
10% gives good gains and we note that 8% of patient care hours and 11% of ward
months are delivered in ward months where the Modelled RN staffing adjustment
exceeds 10%. Looking at the better staffed ward months, we see that about the same
proportions of patient hours and ward months fall into the range with adjustments
below -0.16. So it is possible to improve outcomes within available resources.
The modelled adjustments were analysed at ward month level to find any time
trends. Wards 1AL and 1AM had decreasing adjustment (improved RN nursing) over
time. No other patterns emerged at ward level or in data with all wards combined.
Conclusion
The findings of this research do not include evidence of a hospital systems failure. In
particular there is no evidence of the feed-forward loop resulting from adverse
extended LOS that one would expect in a system in which adequate corrective nursing
action cannot be delivered. We can conclude that in ACT this adverse effect is never
allowed to run out of control for long. We see that in the relative stability (after casemix
73
adjustment) of skill mix and staffing levels over the medium to longer term (though not
at ward level).
We note that there has been an increase in acuity adjusted workload in both
hospitals. This increase is more evident at Calvary Public Hospital where nursing
workloads are approaching unsustainable levels for an environment where the
provision of quality patient care is important.
A positive but weak association between adverse LOS and low nursing numbers
was shown by running the Nurse Staffing Model software. The effect does not seem
large. This may be the result of the masking brought about by the fact nursing levels
are never allowed to remain critically low for extended periods and when the levels are
low the nurses compensate by giving more of their time. Findings from the crosssectional study support a safety valve model.
A relationship between better OPSN outcomes and higher skill mix was found. It is
strong enough to encourage the further skilling of the ACT nursing workforce. This is
particularly the case because the OPSN are only indicator values that are likely to
markedly understate the true rate of avoidable adverse events, and because our
analysis was limited by the data on adverse events. We would expect the true gains to
be much higher. This hypothesis should be confirmed by analysing data in which the
time and place of the adverse events were recorded. Then time periods shorter than
ward months could be used as the basis of staffing and skill mix evaluation, removing
the masking referred to above.
74
FINDINGS
Cross-sectional Findings
Patient Characteristics
The tables below describe the patient sample and characteristics for both patients
and nurses in the cross-sectional study. Data were obtained on 601 different patients
and 1768 patient-days using the PRN-80 tool (Table 36). Table 37 outlines the patient
characteristics obtained from the patient record in the cross-sectional study.
TABLE 36 DATA COLLECTION RESPONSE PATIENT DATA
Patient Data
Patient Data Form
PRN-80
Total
601 (patients)
1768 (patient-days)
In this sample of patients (n=601) 88.9% had a caregiver at home. The majority
(96.9%) were under the care of a GP (LMO); 16.1% were referred for homecare; 16.8%
were waiting for a care facility (this may impact the average length of stay for the ward);
1.4% had been admitted for respite care. Only 24.7% of patient admissions were
planned with 13.4% admitted from a care facility. Pre-admission clinics had been
attended by 13.7% of patients. Finally, 14.3% of patients had been hospitalised for the
same condition in the last three months.
TABLE 37 PATIENT CHARACTERISTICS
Patient has a caregiver at home
Patient has a GP (LMO)
Patient attended pre-admission clinic
Referral for homecare
Planned admission
Patient hospitalised, same condition, past 3 months
Patient admitted for respite care
Patient waiting for a care facility
Patient admitted from a care facility
Frequency
1571
1714
243
284
437
252
24
297
237
Percent
88.9
96.9
13.7
16.1
24.7
14.3
1.4
16.8
13.4
N=1768 (Patients)
75
Nurse Characteristics
As indicated earlier 200 nurses responded to the nurse survey. The staff
classifications for which self-reported data were collected included registered nurses
level 1 and 2 (RNL1 & RNL2), enrolled nurses (ENs) endorsed enrolled nurses (EENs),
trainee enrolled nurses (TENs) and assistants in nursing (AINs). In addition nurses in
charge of the wards/units, clinical nurse consultants (CNCs), were asked to participate.
Definitions of Nurse Categories
RNL1 means a registered nurse who delivers nursing and/or midwifery care to
patients/clients in any practice setting and is provided with, or has access to, guidance
from more experienced nurses or midwives and, who provides support and direction to
enrolled nurses and nursing and midwifery students. RNL2 is a registered nurse who
has demonstrated competence in advanced nursing or midwifery practice, provides
guidance to RNL1, enrolled nurses, and nursing and midwifery students in the delivery
of nursing and/or midwifery care; and acts as Team Leader in the absence of the
Clinical Nurse Consultant. An EN is an enrolled nurse who completes one year of
training within the Vocational Education and Training (VET) sector. The VET sector
consists principally of government-funded Technical and Further Education (TAFE)
institutes (McKenna et al. 2000). An EEN is an enrolled nurse who has completed a 6month post-enrolment medication administration certificate. An AIN assists in the
performance of nursing duties and other duties incidental and related to the provision of
nursing care services. The AIN is under the direct or indirect supervision of a RN. A
Clinical Nurse Consultant (CNC) is responsible for the quality of clinical nursing care
provided in a ward or clinical unit or to a specified group of patients (ACT Health / ANF,
2007).
When the profile of respondents (n = 200) in the cross-sectional sample is
compared to AIHW data (Table 38) the sample had 12% fewer registered nurses and
10% more enrolled nurses; 13% fewer part time nurses and 7% more full time nurses;
and 4% more male nurses than ACT data (AIHW, 2006).
76
FINDINGS
TABLE 38 NURSE SURVEY RESPONSE COMPARISON WITH AIHW DATA GRADE, GENDER, EMPLOYMENT STATUS
ACT Average*
82.9%
17.1%
93.8%
6.2%
51.9%
48.1%
Cross-sectional Data
70.5%
27.0%
89.5%
10.5%
58.5%
35.0%
(AIHW, 2006)
AIN
1
1
0
0
2
1.0
EN
29
17
3
0
49
24.5
EEN
3
2
0
0
5
2.5
RNL1
78
47
9
1
135
67.5
RNL2
3
3
0
0
6
3.0
CNC
3
0
0
0
3
1.5
Total N
117
70
12
1
Total %
58.5
35.0
6.0
0.5
200
100%
Frequency
178
22
200
Percent
89.0
11.0
100%
Asked for their highest nursing education qualification (Table 41), most RN
respondents (49.5%) reported holding a degree or diploma, 23.5% an EN certificate,
13% an RN hospital certificate. Very few reported having a post-registration
77
qualification ranging from post basic certificates (2.5%) to 6.5% with postgraduate
qualifications (i.e. graduate certificate, graduate diploma or a master level degree). In
addition, more than half the respondents (n = 119, 59.5%) report that they hold a nonnursing qualification (see Table 42).
TABLE 41 HIGHEST NURSING QUALIFICATION (SELF-REPORTED)
EN Certificate
EEN Certificate
RN Hospital Certificate
Post Basic Certificate
RN Diploma
RN Degree
Graduate Certificate
Graduate Diploma
Master of Nursing
No Qualification
Total
Frequency
47
7
26
5
10
89
7
3
3
3
200
Percent
23.5
3.5
13.0
2.5
5.0
44.5
3.5
1.5
1.5
1.5
100%
Frequency
Percent
43
20
25
10
3
0
1
17
81
21.5
10.0
12.5
5.0
1.5
0.0
0.5
8.5
40.5
200
100
In terms of age the youngest respondent was 20 while the oldest was 67 years. The
mean age of 39.2 years is less than the reported average age of employed nurses for
the ACT (45.3 years) (AIHW, 2006). Forty-five percent (45%) of the 200 nurses have
children living at home, with only 7% having other dependents living with them (Table
44). On average respondents reported having worked as a nurse for almost 12 years,
had worked at the present hospital for almost five years, and had worked on the current
ward for almost three years (Table 43).
78
FINDINGS
worked
worked
worked
worked
as
as
as
as
a
a
a
a
nurse
nurse at present hospital
nurse on current unit
casual nurse
Mean
39.2
11.9
4.7
2.7
0.5
SD
11.26
10.80
6.37
4.15
1.78
Min
20
0
0
0
0
Max
67.0
45.0
33.0
19.3
16.5
N = 200 (Nurses)
Percent
90
14
45
7
On average respondents worked 32.4 hours per week (range 0 50) at the current
hospital, 6 hours on another ward in the same hospital, and 2.1 hours in another job
(self-reported, see Table 45).
TABLE 45 NURSES HOURS WORKED AVERAGE PER WEEK OVER THE PAST YEAR SELF-REPORT
Hours worked per week in this hospital
Hours worked per week in other jobs
Hours worked per week on other wards in this hospital
Mean
32.4
2.1
6.1
SD
11.9
7.2
12.9
Min
0
0
0
Max
50
45
42
N=200 (Nurses)
Frequency
66
42
Percent
10.8
6.9
N = 612 (Shifts)
79
The median number of shifts missed per respondent over the over the past year was
5, and the median number of occasions missed was 3. Approximately 13% of nurses
reported missing no work during this period. The most common reason for missing
work was physical illness (Table 47).
TABLE 47 REASON FOR MISSING WORK
Frequency
132
41
10
9
6
2
Physical illness
Other
Injury (work related)
Mental health day
FACS leave
Unable to get requested day off
Percent
66.0
20.5
5.0
4.5
3.0
1.0
N=200 (Nurses)
Ward Characteristics
In terms of allied health (Table 48) two-thirds of the wards had a dedicated social
worker, physiotherapist (60%), occupational therapist (33%), dietician (20%) or speech
therapist (20%). 80% of wards had access to a dietician and a speech therapist, twothirds had access to an occupational therapist and 40% had access to a
physiotherapist. As for ancillary staff, 60% had a dedicated clerical assistant and 40% a
dedicated ward assistant. 60% had access to a ward assistant and 40% access to a
clerical assistant. There was a mean of 6.5 hours of housekeeping support per ward
(range 4 8, data not shown).
TABLE 48 WARD CHARACTERISTICS: ALLIED HEALTH & ANCILLARY SUPPORT
Access
Physiotherapist
Occupational Therapist
Social Worker
Dietician
Speech Therapist
Ward Assistant
Clerical Assistant
N
6
10
5
12
12
9
6
Dedicated
%
40.0%
66.7%
33.3%
80.0%
80.0%
60.0%
40.0%
N
9
5
10
3
3
6
9
%
60.0%
33.3%
66.7%
20.0%
20.0%
40.0%
60.0%
N=15(Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)
80
FINDINGS
Table 49 shows the level of nursing support at ward level. While all wards (100%)
had technical or medical support, 93.3% also had support from specialist nurses, 60%
had access to a nurse educator and 53.3% had critical pathways or clinical guidelines.
TABLE 49 WARD CHARACTERISTICS: NURSING SUPPORT
Specialist Nursing (diabetes, wound, stomal, chemo, podiatry)
Technical or Medical (MET, I/V, Path, ECG, Pain)
Nurse Educator (access)
Critical Pathways or Clinical Guidelines
N
14
15
9
8
Percent
93.3%
100.0%
60.0%
53.3%
N=15 (Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)
There was an average of 24.5 (range 16-34) beds per ward. The average number of
patients seen each day per ward during the sample period was 22.9 (range 15.8-34)
(Table 50).
TABLE 50 WARD CHARACTERISTICS
Beds
Patients on ward (mean per day)
Mean
24.5
22.9
SD
5.18
5.05
Min
16.0
15.8
Max
34.0
34.0
N=15 (Wards) (one ward did not complete a ward profile, see also Sample definition, page 36)
81
Ward-shifts*
Ward-days
1292
67
Figure 5 summarises the percentage of RN, EN, and other nurse hours worked per
ward, and hence provides an overview of the skill mix across the sample. As
mentioned, staffing data were not complete for two wards. Analyses were restricted to
reporting on a per ward and ward-day basis due to the small number of wards (i.e. 14
wards; see also sample details, page 36).
The skill mix ranged from 44% RN and 55% EN staff, to 82% RN and 18% EN staff.
Most wards had between 60% and 80% RN staff (Figure 5). There were three wards
with a mix of fewer than 60% RN staff and three wards with greater than 80% RN
staffing.
FIGURE 5 PERCENTAGE OF NURSE HOURS WORKED PER WARD, BY GRADE, ORDERED BY RN%
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Ward
RN
EN
Other
Table 52 indicates that the cross-sectional staffing profile was within 10% of
longitudinal data on all but ward 1AF, suggesting that the sample was generally
representative of staffing for each ward (see also Table 58, page 89).
82
FINDINGS
EN%
Cross-sectional
Longitudinal
Cross-sectional
Longitudinal
80.2
44.1
81.1
77.7
72.1
70.2
59.3
66.6
72.2
62.7
70.5
76.2
82.0
44.8
75.4
49.9
79.5
62.3
70.7
74.1
62.3
68.7
66.3
64.3
67.5
79.4
84.1
53.8
15.2
55.9
18.9
22.3
25.0
28.8
40.7
32.6
27.8
37.3
28.7
23.8
18.1
45.0
24.6
50.1
20.5
37.7
29.4
25.9
37.7
31.3
33.7
35.7
32.5
20.6
16.0
46.2
1AA
1AB
1AD
1AF
1AG
1AH
1AI
1AK
1AM
1AO
2AC
2AE
2AJ
2AN
* Cross-sectional data recorded other nursing staff as follows: 1AA:4.6%; 1AG:2.9%; 1AH:1.1%;
1AK:4.0%; 2AC: 0.8%; 2AN:10.2%. These data were not collected in the longitudinal component.
Staffing data for Ward 1AF was atypical when compared to longitudinal data.
On a ward-day basis (Figure 6) there were 39 (58%) ward-days that had between
60-80% RN hours worked and one that had 100% RN hours. Fifteen ward-days had
fewer than 60% of hours worked by RNs and 13 had 80% or more. Twenty ward-days
had greater than 35% EN hours worked. Only twelve ward-days over six different
wards employed nurses which were other than RN and EN categories and the
percentage of these other nurse hours worked ranged from 0 7.46%, with two
outliers at 22.4 and 24.5%.
83
FIGURE 6 PERCENTAGE OF NURSE HOURS WORKED PER WARD-DAY, BY GRADE, ORDERED BY RN%
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Ward-Day
RN
EN
Other
84
FINDINGS
FIGURE 7 PERCENTAGE OF NURSE HOURS WORKED PER WARD, BY EMPLOYMENT STATUS, ORDERED BY FT%
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Ward
Full time
Part time
Casual
Agency
Table 53 and Table 54 show the proportion of hours worked per ward and ward-day
(see Glossary, page 22) respectively by employment status. The mean for each
category of staff per ward and per ward-day is comparable although the range and
consequently the SD are larger in the ward-day data. For example per ward, full-time
staff comprised 53.8% (SD = 11.22%), part-time staff comprised one-third (SD =
11.75%), casual staff 9.9% (SD = 8.39%) and agency staff comprised 2.9% (SD =
2.81%) of the ward staffing (Table 53). Table 54 shows that the range in the proportion
of full-time (10.5 93.3%) and part-time (0 79%) hours was considerably greater at
the ward-day level.
TABLE 53 PROPORTION OF HOURS WORKED PER WARD BY EMPLOYMENT STATUS
Full-time
Part-time
Casual
Agency
Mean
53.8
33.3
9.9
2.9
SD
11.22
11.75
8.39
2.81
Min
39.4
20.3
1.1
0
Max
75.4
52.6
26.1
8.1
N=14 (Wards) (two wards did not provide staffing data, see also Sample definition, page 36)
Table 54 shows that 54% of the hours worked per ward were by full-time nurses and
a third (33.3%) of the hours were worked by part-time nursing staff. The remaining 12%
were casual and agency hours. These employment status categorisations were not
85
available in the longitudinal data, and they therefore provided a more detailed
understanding than would be available using administrative data alone.
TABLE 54 PROPORTION OF HOURS WORKED PER WARD-DAY BY EMPLOYMENT STATUS
Full-time
Part-time
Casual
Agency
Mean
54.6
33.1
9.6
2.8
SD
14.62
15.81
9.95
4.45
Min
10.5
0
0
0
Max
93.3
79.0
38.0
22.9
N=67 (Ward-Days)
Percentages of full-time, part-time, casual and agency hours worked per ward-day
are shown below (Figure 8). The lowest percentage of full-time hours worked on one
ward-day was 10.5% and the highest percentage was 93.3%. There were ten warddays which had less than 40% full-time staff and two ward-days which had more than
80% full-time staff. One ward-day had 71.7% full-time nurses, no part-time or agency
staff at all and instead filled this gap with 28.3% casual staff. Apart from this particular
ward-day, the remaining ward-days had part-time staff ranging from 6.7 79% of their
staff. Twenty-three ward-days reported no casual staff, while the remaining 44 (66%)
ward-days had between 3.3 38% casual staff. On 43 ward-days in the sample no
agency staff were employed at all, while for the remaining 24 ward-days between 3.3
22.9% agency staff were employed. This analysis indicates that there is considerable
variation in staffing across many wards each day.
86
FINDINGS
FIGURE 8 PERCENTAGE OF NURSE HOURS WORKED PER WARD-DAY, BY EMPLOYMENT STATUS, ORDERED BY FT%
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Ward -Day
Full time
Part time
Casual
Agency
Table 55 below shows great variation in the proportion of hours worked per wardday by grade. RN L1 staff worked on average 51.6% of the hours with a large range
from 21 89.9%; RN L2 staff worked on average 16.8% with a range of between 0
51%; and ENs worked 29.9% of hours, also with a large range of 0 66%.
TABLE 55 PROPORTION OF HOURS WORKED PER WARD-DAY, BY GRADE
*
RN L1
RN L2*
EN
Other
Mean
51.6
16.8
30.1
1.5
SD
12.88
11.16
13.67
4.38
Min
21.0
0.0
0.0
0.0
Max
89.9
51.1
66.0
24.5
N=67 (Ward-Days)
*
See Glossary, page 22
When the same data are presented per ward (Table 56) the means are comparable
but as expected, the standard deviations and the range for each grade are smaller. The
maximum percentage hours worked per ward for ENs is 55.9% and 74.5% for RNL1s.
87
Mean
51.7
16.9
30.0
1.5
SD
10.66
10.26
11.39
2.87
Min
35.3
0.0
15.2
0.0
Max
74.5
33.5
55.9
10.2
N=14 (Wards) (two wards did not provide staffing data, see also Sample definition, page 36)
Staffing data were also examined for skill mix across three equal shift-periods (see
Table 6, page 25), referred to as morning (0700-1500), evening (1500-2300) and night
(2300-0700) shift-periods. Raw staffing data were apportioned to these periods to
provide an indication of the relative availability of these staffing categories during the
day, evening or night (see also Table 6, page 25). Similar proportions of all categories
were found on morning and evening shift-periods, while the night period showed an
increased presence of ENs, significantly fewer RNL1 hours, and slightly fewer RNL2
hours (Table 57).
TABLE 57 PROPORTION OF HOURS WORKED PER SHIFT-PERIOD BY GRADE
% Hours
RNL1
RNL2
EN
Other
Evening
54.0%
17.6%
27.5%
1.0%
Morning
54.0%
16.6%
27.4%
1.9%
Night
41.8%
15.9%
41.1%
1.2%
N=1292 (Shift-periods)
88
FINDINGS
Crosssectional
Longitudinal
RN
EN
Other
RN
EN
Other
N*
14
14
14
14
14
14
Mean
68.5
30.0
1.7
68.4
31.6
0.0
SD
12.20
11.39
2.93
9.72
9.72
0.00
Min
44.1
15.2
0.0
49.9
16.0
0.0
Max
82.0
55.9
10.2
84.1
50.1
0.0
* Two wards did not provide cross-sectional staffing data, see also Sample definition, page 36
Nursing Workload
The movement of patients through the ward is referred to as patient churn. Each
new admission, transfer, or discharge, requires documentation, orientation, clinical
assessment and management review, and other tasks associated with the patient. In
order to provide an indication of the amount of churn per ward, Patients per bed was
calculated per ward by dividing the number of patients per day by the number of beds
(Equation 1). This calculation does not include bed movements within the ward. While
the mean was one patient per
NumberofPatientsOnWardPerDay
NumberofBedsPerDay
than one patient (0.7) per bed per day and the maximum 1.2 (Table 59). When
examined on a day by day basis, rather than averaged across the ward sample period,
the maximum rose to 1.4, with a larger range (0.5 1.4).
TABLE 59 PATIENTS PER BED
Patients per bed by ward
Patients per bed by ward-day
N
14*
67
Mean
1.0
1.0
SD
0.14
0.15
Min
0.7
0.5
Max
1.2
1.4
* Two wards did not provide cross-sectional staffing data, see also Sample definition, page 36
Nursing hours per patient day & hours of care required per patient day
Nursing hours per patient day
(NHPPD, Equation 2) provided varied
NursingHoursWorkedOnWard
NumberofPatients
89
6.5, range 3.7 11.6) and were reasonably normally distributed though the data
indicate significant variation between and within wards (Table 61, page 91).
The PRN-80 determines the minutes of care (later transferred into hours) required
by patients for 24 hours using data from the medical record (see Table 7, page 25 &
Table 13, page 39). An average of the hours of care required per patient per day
(determined by the PRN-80) was calculated. Across the sample of 67 ward-days there
was considerable variability (Figure 9). The average requirement per ward-day (using
PRN-80) was 7.02 hours. The difference between the minimum and maximum
requirements per ward-day (range) was considerable; from just over 4 hours to nearly
11 hours (10.7 hours). This degree of variability in care needs makes it difficult to
predict the staffing required, and the discrepancy between hours needed and available
hours may impact on workload, quality of care and the work environment. At the
patient-day level there was also great variability over 24 hours (mean 7 hours 5 mins;
range 1 hour 4 mins 21 hours 11 mins) indicating great variation between individual
patient care requirements per day (Table 60).
FIGURE 9 HOURS OF CARE REQUIRED
Histogram
12
Frequency
8
6
4
Mean =7.09
Std. Dev.
=1.389
N =14
2
0
4.00
6.00
8.00
10.00
Mean hours of nursing care
required for 24 hours (ward-day)
90
Mean =7.02
Std. Dev.
=1.486
N =67
10
Frequency
Histogram
0
4.00 5.00 6.00 7.00 8.00 9.00 10.00
Mean hours of nursing care required
for 24 hours (ward)
FINDINGS
Mean
SD
Min
Max
1768
67
14*
7.1
7.0
7.1
3.14
1.49
1.39
1.1
4.3
4.5
21.2
10.7
9.0
* Two wards did not provide staffing data, see also Sample definition, page 36
When the hours of care required (measured using the PRN-80) are compared to
those provided (Table 61), on average, approximately one half hour per day of
additional care is required to meet each patients needs (see Table 13 for explanation
of the use of this tool). There was considerable variation per ward day over the entire
sample period, as displayed in Figure 10.
TABLE 61 NURSING HOURS PER PATIENT DAY; NURSING CARE REQUIRED; NURSING DEMAND/SUPPLY
Mean
SD
Min
Max
Percentiles
25
50
75
7.0
1.49
4.3
10.7
5.8
7.0
8.0
6.5
1.64
3.7
11.6
5.3
6.4
7.4
112.8
28.22
56.9
171.2
91.4
114.1
127.3
Nursing demand/supply
N=67 (Ward-Days)
FIGURE 10 NURSING HOURS PER PATIENT DAY & NURSING CARE REQUIRED (ENTIRE SAMPLE PERIOD 67 DAYS)
14.00
Hours of nursing care required per patient day
12.00
10.00
8.00
6.00
4.00
2.00
0.00
Ward Day
91
only a quarter of
HoursofCareRequiredperDay
100
NursingHoursPerPatientDay
Mean
ACT*
Min
Max
Mean
NSW
Min
Max
A
B1
7.6
5.8
5.5
4.5
9.0
7.3
6.0
6.9
4.0
5.0
10.0
8.1
A
B1
7.1
5.0
5.5
4.6
9.8
5.4
5.3
5.2
3.8
4.2
7.7
5.9
Nursing demand/supply
A
B1
110.8
119.0
73.5
95.8
136.1
142.9
115.9
133.5
63.5
117.8
169.6
147.6
92
FINDINGS
Work Environment
A range of factors in the work environment were measured. Results from the
subscales of the Nursing Work Index Revised (NWI-R) and the Environmental
Complexity Scale (ECS) were compared with prior research, and also included in
regression models on patient and nurse outcomes.
Nurse autonomy
Nurse control over practice
Nurse-doctor relations
Nurse leadership
Resource adequacy
16.7
17.5
8.4
32.8
9.0
3.18
3.91
1.75
5.88
2.73
Mean
17.3
18.3
8.8
32.6
9.6
ACT Health
SD
Min
3.23
4.05
1.80
6.09
2.77
7
8
3
15
4
Max
24
28
12
46
16
Associations were found between some factors of the NWI-R and the nursing
demand/supply level (Table 64). A high nursing demand/supply figure (indicating wider
discrepancy between hours of care required and that supplied) related to lower levels
of autonomy, control over practice and nurse-doctor relations.
TABLE 64 NURSING WORK INDEX REVISED & NURSING DEMAND/SUPPLY
Kendall's
Nurse autonomy (mean)
Nurse control over practice (mean)
Nurse-doctor relations (mean)
Nurse leadership (mean)
Resource adequacy (mean)
Nursing Demand/Supply
-0.219(*)
-0.174(*)
-0.298(**)
-0.130
-0.147
93
ACT*
Mean
SD
Mean
SD
Min
Max
5.9
0.88
5.9
0.79
4.3
9.3
6.3
1.04
6.4
1.02
4.6
10
6.4
1.06
6.4
1.28
10
N = 612 (Shifts)
N = 6839 (Shifts)
Items one and two on the Environment Complexity Scale referred specifically to the
impact of students on the ward. In both instances, the majority of responses indicated
that students were not present on that shift (Table 66 & Table 67). When students were
present on the ward, over half of respondents suggested that their workload increased.
TABLE 66 ECS ITEM 1: STUDENTS ON THE UNIT REQUIRED SUPERVISION AND ASSISTANCE
Students required supervision/assistance
Increased
Decreased
Same
N/A
Frequency
102
15
55
440
Percent
16.7
2.5
9.0
71.9
N = 612 (Shifts)
Note that the term shift indicates the shift as reported by the respondent. It is not the same as
a shift-period derived from roster data (see Table 6, page 25).
94
FINDINGS
TABLE 67 ECS ITEM 2: STUDENTS WANTED ACCESS TO CHARTS, EQUIPMENT AND SUPPLIES
Students wanted access to charts, etc
Increased
Decreased
Same
N/A
Frequency
97
5
57
453
Percent
15.8
0.8
9.3
74.0
N = 612 (Shifts)
Quality of Care
Nurses were asked on the Environmental Complexity Scale How would you
describe the quality of your nursing care delivered during this shift? The response
choices were excellent, good, fair and poor. They were also asked on the Nurse
Survey for their view of the changes in quality of care over the past 12 months (see
Appendix 7, Instruments).
Table 68 indicates the quality of care reported per shift. Of the 612 responses 88%
of nurses rated the quality of care as excellent or good while 12% reported it as fair or
poor over the past shift.
When asked to indicate whether the quality of care given over the last 12 months
had changed on their wards, 80% of respondents indicated that it had improved or
remained the same, and 20% believed that it had deteriorated (Table 69).
TABLE 68 QUALITY OF CARE PER SHIFT
Excellent/good
Fair/poor
Total
Frequency
537
75
612
Percentage
87.7
12.3
100.0
Frequency
Percentage
38
122
40
200
19.0
61.0
20.0
100.0
95
Tasks Delayed
Shift
Mean
SD
Min
Max
Morning
Evening
Night
379
205
28
1.4
1.2
1.2
1.32
1.20
1.34
0
0
0
4
4
4
All Shifts
612
1.3
1.29
Morning
Evening
Night
379
205
28
1.7
1.5
0.5
1.87
1.76
1.00
0
0
0
8
8
4
All Shifts
612
1.5
1.82
When compared by hospital peer group using ward means, a higher rate of tasks
delayed was found in the A group hospital, while a higher rate of tasks not done was
found in the B1 group hospital. These data were also compared by peer group with
NSW data (Table 71). In regard to tasks delayed, ACT had a slightly higher rate in A
group, and a lower rate in B1 group. Tasks not done were lower than NSW in both
hospital groups.
TABLE 71 COMPARISON OF ACT & NSW TASKS DELAYED OR NOT DONE, MEAN PER WARD, BY HOSPITAL PEER
GROUP
Group
Mean
ACT*
Min
Max
Mean
NSW
Min
Max
Tasks delayed
A
B1
1.4
1.2
1.0
1.0
1.8
1.4
1.3
1.5
0.3
1.1
2.3
2.3
A
B1
1.5
1.6
0.9
1.3
2.2
2.1
1.6
2.0
0.1
1.1
3.4
3.2
96
FINDINGS
Detailed analysis of these data (Table 72) show that over the 612 shifts for which
data were collected, routine vital signs, medications or dressings were reported as not
done on 49 occasions (8%) and were delayed 165 times (27%). In addition, routine
mobilisation or turns in bed were not done on 42 occasions (6.9%) and delayed 229
times (37.4%); delay in administering PRN (as needed) pain medication occurred 141
times (23%) and delayed response to patient bells occurred 282 times (46.1%).
Necessary tasks left undone included routine teaching for patients and families
which occurred 80 times (13.1%) and nurses acknowledged omitting preparing the
patient and family for discharge on 71 occasions (11.6%). Comforting and talking to
patients was not done 210 times (34.3%) and adequate documentation of nursing care
was omitted 77 times (12.6%). Pressure area care was left undone 117 times (19.1%)
and oral hygiene 128 times (20.9%). Most categories had similar or lower rates
compared to recent NSW research (Duffield et al., 2007).
TABLE 72 TASKS NOT DONE OR DELAYED DUE TO TIME PRESSURES
NSW
2004/5
%
Tasks
Not Done
Freq
%
Tasks
Delayed
Freq
%
39.5
-19.3
24.0
16.3
15.0
11.0
7.3
8.2
1.9
50.6
210
151
128
117
80
77
71
49
42
22
--
34.3
24.7
20.9
19.1
13.1
12.6
11.6
8.0
6.9
3.6
--
-------165
229
-282
-------27.0
37.4
-46.1
21.5
--
--
141
23.0
N=612 (Shifts)
When asked to specify other tasks delayed or left undone, 22 were cited. Analysis
of these data (Table 73) shows that respondents reported a lack of time to complete
patient hygiene tasks i.e. showering was thought of as necessary but left undone on
five occasions (22.7%), dressings on three occasions (13.6%). Lack of time to
complete and maintain fluid balance charts was mentioned separately by two
respondents (9.1%), as was patient/family support, time to complete wound charts and
97
assessment/discharge activities were cited as being other tasks necessary but left
undone. Finally, on one reported occasion a patients enema was left undone.
TABLE 73 OTHER TASKS NECESSARY BUT NOT DONE
Frequency
5
4
3
2
2
2
2
1
1
22
Showering
Other
Dressings
Patient/Family support
Assessment/Discharge
Fluid balance
Wound charts
Monitoring
Patient enema
Total
Percent
22.7
18.2
13.6
9.1
9.1
9.1
9.1
4.5
4.5
100%
Frequency
140
Percent
22.9
333
54.4
139
612
22.7
100.0
98
FINDINGS
Table 75 shows that 26.3% of nurse respondents stated they needed no more time
that shift to provide the type of care stated in the nursing care plan, 33.8% reported that
up to 30 minutes more time was needed, and nearly 40% of respondents felt that more
than 30 additional minutes were necessary to deliver care, 11% of whom felt they
needed more than 60 minutes to do so. The additional time required may be offset by
the use of support worker roles.
TABLE 75 HOW MUCH MORE TIME NEEDED
Response
No more time needed
< 15 minutes
15-30 minutes
31-45 minutes
46-60 minutes
> 60 minutes
Total
Frequency
161
52
155
114
62
68
612
Percent
26.3
8.5
25.3
18.6
10.1
11.1
100.0
An examination of these data by hospital peer group (Table 76) showed that there
was more time required by nurses to complete their care per shift in the B1 hospital.
Compared to NSW data, slightly more time was required in both groups.
TABLE 76 COMPARISON OF ACT & NSW TIME NEEDED PER SHIFT, MEAN PER WARD, BY HOSPITAL PEER GROUP
Group
Tasks not done
A
B1
Mean
ACT*
Min
Max
26.6
28.1
18.6
20.3
34.3
39.6
Mean
NSW
Min
Max
25.7
27.8
9.8
19.0
37.8
37.5
99
undertake cleaning and 43% clerical duties. 30% arrange discharge referrals and
transport, while 9% transport patients. 38% of respondents state they are required to
start IVs while performing ECGs was reported by 14% and routine phlebotomy by 16%.
TABLE 77 PROPORTION OF NURSES UNDERTAKING INDIRECT CARE ACTIVITIES, PER WARD-DAY
Mean
45.5
34.4
38.4
29.7
14.3
15.9
9.3
42.2
43.2
SD
27.40
24.48
25.41
23.69
19.31
21.69
15.23
22.96
23.46
N=67 (Ward-Days)
Table 78 shows the proportion of the above tasks undertaken per shift. The majority
were completed during the morning shift (64.1%), and fewer during the evening shift
(31.5%). Relatively few were undertaken overnight (4.4%) with the exception of routine
phlebotomies, of which nearly 10% occurred between at night. When these data are
matched to the skill mix category of respondents to the nurse survey, approximately
75% of these tasks were reported by RNL1, with 20% by ENs or AINs (data not
shown).
TABLE 78 INDIRECT CARE ACTIVITIES BY SHIFT
Morning
N
%
Deliver/retrieve patient meal trays
Order/coordinate/perform ancillary work
Start IVs
Arrange discharge referrals / transport
Undertake ECGs
Undertake routine phlebotomy
Transport patients
Undertake cleaning duties
Undertake clerical duties
Total
Evening
N
%
Night
%
163
146
139
138
55
61
39
174
171
56.6
66.1
65.0
78.4
66.3
59.2
70.9
61.9
62.6
111
68
68
36
23
32
15
94
86
38.5
30.8
31.8
20.5
27.7
31.1
27.3
33.5
31.5
14
7
7
2
5
10
1
13
16
4.9
3.2
3.3
1.1
6.0
9.7
1.8
4.6
5.9
1086
64.1
533
31.5
75
4.4
N=612 (Shifs)
100
FINDINGS
Violence Experienced
Nurses were also asked about their experience of violence: In the last 5 shifts you
worked, have you experienced any of the following while carrying out your
responsibilities as a nurse. The response was yes or no to physical assault, threat
of assault, and emotional abuse (Table 79). Emotional abuse was experienced by 33%
of respondents but by up to a maximum of 58% of staff on one ward. In terms of threat
of violence 21% experienced this and while there were wards where no staff
experienced a threat of violence, up to a maximum of 67% of staff on one ward did.
The results are similar for physical violence, where 15% of staff experienced this in the
past five shifts and up to 58% of staff on a ward did so.
TABLE 79 NURSES EXPERIENCING VIOLENCE IN THE LAST 5 SHIFTS
Physical violence
Threat of violence
Emotional abuse
*
Entire Sample*
Frequency
Percentage
30
15.0
41
20.5
66
33.0
Respondents were also given the opportunity to choose the source of violence from
a list provided. Nurses indicated that patients and families were responsible for most
physical assaults (96.6%) and threats of assault (95.1%). The majority of emotional
abuse was also from patients and their families (69.7%) but was also reported from coworkers. These figures are similar to NSW data (Table 80).
101
TABLE 80 SOURCE OF VIOLENCE TOWARDS NURSES (COMPARISON WITH NSW [DUFFIELD ET AL., (2007)])
Emotional
Abuse
%
Threat of
Violence
%
Physical
Violence
%
NSW
ACT
NSW
ACT
NSW
ACT
87.4
90.0
75.5
87.8
40.2
30.3
Patient + family/visitor
7.1
3.3
10.5
4.9
16.1
15.2
Family/visitor
2.5
3.3
8.6
2.4
14.1
24.2
Nursing co-worker
0.6
3.3
1.9
2.4
15.1
9.1
0.6
0.0
0.2
0.0
4.0
6.1
Other
0.0
0.0
0.6
2.4
1.7
3.0
Physician
0.0
0.0
0.2
0.0
0.9
1.5
Patient + physician
0.0
0.0
0.0
0.0
0.7
1.5
0.0
0.0
0.0
0.0
1.5
1.5
0.0
0.0
0.0
0.0
0.0
3.0
0.0
0.0
0.0
0.0
0.9
1.5
0.0
0.0
0.0
0.0
0.3
3.0
1.8
0.0
2.1
0.0
3.6
0.0
Family/visitor + physician
0.0
0.0
0.2
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.9
0.0
326
30
474
41
881
66
Patient
Number of nurses
102
FINDINGS
Percent
143
57
71.5
28.5
159
41
79.5
20.5
Total
200
100
N=200 (Nurses)
Percent
148
52
200
74
26
100
Patient Outcomes
As described previously, patient outcomes in the cross-sectional data were collected
from both the patient record and ward-level reporting mechanisms. The patient
outcomes here were falls with and without consequences and medication errors with
and without consequences. These data were aggregated to the ward level in order to
conduct correlation analyses and regression models. The dependent variables (patient
outcomes) were in all cases calculated as percentage of patients who experienced
(the event) per ward. Regression models, either linear or logistic, were conducted and
Beta () weights calculated where possible to indicate relativities between the factors.
Adverse Events
Adverse events were collected from the patient record or ward reporting system.
Twenty six (4.3%) patients in the study were found to have experienced a fall with or
without injury (Table 83), and some of these patients had experienced both types of
fall. Two patients experienced medication errors without consequences. These adverse
event rates were very low compared to other studies and may be indicative of the short
sample period per ward, data collection issues, or unknown factors.
103
Frequency
2
13
14
26
Percent
0.3
2.2
2.3
4.3
N=601 (Patients)
*
No patients recorded medication errors with adverse consequence
These data were also calculated as the percentage of patients per ward who
experienced these adverse events, by hospital peer group (Table 84). This showed a
higher proportion of patients in the A group hospital experienced any type of fall, a fall
with injury or medication error without consequences, and a higher proportion in the B1
hospital experienced falls without injury. Compared to NSW data, a lower proportion of
patients in the ACT experienced medication errors without consequence in both
groups, and falls with or without injury in the B1 group. In the A group, a greater
proportion of patients in the ACT experienced falls.
TABLE 84 COMPARISON OF ACT & NSW PATIENT OUTCOMES, MEAN % OF PATIENTS PER WARD, BY HOSPITAL PEER
GROUP
Group
Mean
ACT*
Min
Max
Mean
NSW
Min
Max
A
B1
0.5
0.0
0.0
0.0
2.6
0.0
14.0
21.0
0.0
4.0
52.0
64.0
A
B1
3.3
0.4
0.0
0.0
11.5
1.8
1.0
1.0
0.0
0.0
6.0
3.0
A
B1
1.5
2.6
0.0
0.0
7.7
6.3
1.0
3.0
0.0
0.0
7.0
14.0
A
B1
4.4
3.1
0.0
0.0
15.4
6.3
2.0
4.0
0.0
0.0
11.0
14.0
Although statistically significant correlations were found at the ward and ward-day
level between these adverse events and a number of other variables, examination of
scatter plots showed that this was an effect of the low rates, with the majority of data
points clustered about zero and a few outliers influencing the results. Therefore, no
relationships could be established.
104
FINDINGS
Frequency
39
1
Percentage
2.2
0.1
N=1758 (Patient-Days)
Outcome Predictors
Tasks Not Done & Tasks Delayed per Ward-Day
Linear regression models for tasks delayed and not done were developed with data
at the ward-day level. Analysis at this level of data for these outcomes is more
meaningful as it examines the overall picture of the ward for a given day.
Similar factors were influential in regard to both outcome variables (Table 86 &
Table 87). The proportion of nurses indicating less time available to deliver care, the
amount of additional time required to complete care this shift, and the proportion of
hours worked by agency staff were common elements. As these factors increased so
did the rate of tasks delayed or not done. Additional predictors were identified in regard
to the rate of tasks not done (Table 86). These included the proportion of patients
admitted from a care facility and the amount of involuntary overtime reported. Both
models explained over 30% of the variance.
105
Positive
Positive
Positive
Positive
Positive
Weight
(+)
(+)
(+)
(+)
(+)
0.440
0.347
0.305
0.232
0.182
Direction
Weight
Positive (+)
Positive (+)
Positive (+)
0.469
0.236
0.183
Adjusted R2 = 0.315
N= 67 (Ward-Days)
p0.05
Tasks
not
done
0.260(**)
0.189(*)
0.064
0.031
0.156
Tasks
delayed
0.361(**)
-0.077
0.095
0.029
0.244(**)
The amount of additional time needed this shift was highly correlated with two
outcome variables; tasks not done ( =0.260) and tasks delayed ( =0.361). As tasks
not done or delayed increased, the amount of additional time reported as needed this
shift also increased. Likewise an increase in the proportion of nurses indicating less
time available to deliver care indicated an increase in tasks delayed ( =0.244). Also an
106
FINDINGS
increase in the proportion of patients admitted from a care facility led to an increase in
tasks delayed ( =0.189).
Nurse Outcomes
Analyses were conducted for the nurse outcome variables - job satisfaction,
satisfaction with nursing, and intention to leave the current job. These variables were
measured at the nurse level. Analysis at this level is appropriate to examine the
influence of workload and other variables on individual nurse outcomes.
Job Satisfaction
Nurses who were satisfied with their profession, had adequate resources to do their
job, and who worked on wards with a higher overall amount of nursing hours were
more likely to be satisfied with their current job. Older nurses, and those nurses
missing a higher number of shifts, were less likely to be satisfied with their job (Table
89).
TABLE 89 LOGISTIC REGRESSION ON JOB SATISFACTION
Number shifts missed work
Satisfaction with nursing
Resource adequacy
Total nursing hours provided on the ward
Age
Direction
Weight
Negative (-)
Positive (+)
Positive (+)
Positive (+)
Negative (-)
-0.558
0.382
0.367
0.335
-0.228
Pseudo R2=0.400
N=149 (Nurses)
p0.05
107
Direction
Weight
Positive (+)
Negative (-)
Positive (+)
Positive (+)
0.536
-0.402
0.145
0.099
Direction
Weight
Positive (+)
Negative (-)
Negative (-)
Negative (-)
Positive (+)
Positive (+)
Positive (+)
0.392
-0.390
-0.321
-0.267
0.246
0.232
0.216
Pseudo R2=0.339
N=149 (Nurses)
p0.05
Correlation between the factors identified in the logistic regression analysis and the
individual outcome variables showed similar relationships. Some variables, such as the
proportion of hours worked by agency staff, displayed relationships with the outcomes
even though they were not statistically significant in the regression models (Table 92).
108
FINDINGS
Kendall's
Job satisfaction
Satisfaction with nursing
Intent to leave current job
Number shifts missed work
Resource adequacy
Proportion of hours worked by agency
Time available to deliver care
Resequencing of work in response to others
Temporary employment
Years worked as a nurse
Total nursing hours
Nursing demand/supply
Patients per bed
Proportion of patients waiting for a care facility
Job
satisfaction
Satisfaction
with
nursing
1.000
.357(**)
-.195(*)
-.141(*)
.272(**)
0.042
0.000
0.002
0.148
-0.098
.232(**)
-0.132
.150(*)
-0.012
.357(**)
1.000
-0.155
0.049
.181(**)
-.158(*)
-0.047
-0.020
-.252(**)
0.012
.161(*)
0.049
.197(**)
.140(*)
Intent
to
leave
current
job
-.195(*)
-0.155
1.000
-0.048
-.145(*)
.253(**)
0.090
0.132
0.092
-.153(*)
-0.047
0.072
-0.134
-.244(**)
As expected, job satisfaction was positively correlated with satisfaction with nursing
and total nursing hours as found in the regression model. In addition, increases in
resource adequacy were positively correlated with job satisfaction, while the number of
shifts missed this week was negatively correlated with job satisfaction and were not
included in the regression model. Increases in significant variables with a positive value are likely to result in improved job satisfaction. However, the number of patients
per bed was positively correlated with job satisfaction (=.150, p.05) reflecting earlier
findings that nurses are happier and more satisfied when they are busier.
Highly significant correlations between satisfaction with nursing and its predictor
variables as in the regression model (Table 90) were as expected. In addition to these,
satisfaction with nursing was positively correlated with total nursing hours and the
proportion of patients waiting for a care facility. The proportion of hours worked by
agency staff was negatively correlated with satisfaction with nursing.
In regard to intention to leave current job, although resource adequacy was not a
significant predictor in the regression model, it is significantly correlated with Intention
109
to leave ( =-.145, p.05) and indicates that as resource adequacy improves the
intention to leave the current job declines.
110
FINDINGS
5. Limitations
Any study using standard administrative data is limited to what is in the data. In this
instance, the administrative data mined in the longitudinal study were supplemented by
the cross-sectional data collection to provide information on variables that are simply
not part of standard data collection. These were particularly those variables concerned
with the quality of the working environment and the nursing outcomes.
In previous studies it has been shown that there is wide variation in a range of the
variables captured in both the longitudinal and dross-sectional data. This potential
variation should be considered when applying these findings outside the sampled
hospitals.
The longitudinal data were essentially the entire population of patients for the period
studied and the entire record of nurses working for the periods available. Still, the data
cover only about two years. Similarly, the cross-sectional data include all eligible
nursing units after maternity, newborn, pediatric and psychiatric units were excluded.
There are several limitations in regard to the longitudinal analysis:
Limited amount of usable data
Lack of large learning (reference) set for threshold contrast method
Lack of direct link between ward and adverse event
Potential seasonal effects for data time span
As discussed earlier, the time and place of OPSN could not be determined in the
data so attribution to the nursing unit is a limitation.
Instrument reliability and validity have been reported. A high proportion of
consenting nursing staff responded to the surveys overall (71%), but it is not known
whether important responders declined to participate. The sampling period for the
cross-sectional study was only one week per nursing unit and although it appeared to
be similar to longitudinal data in terms of skill mix, it is not known how representative
that week might have been in regard to patient type and the remainder of the the units
life. This short sample period, unknown data collection issues or other factors may
have been related to the very low number of patient adverse events collected.
111
112
Discussion of Results
Sixteen medical/surgical nursing units were included in the sample. Relevant
nursing data were available for 15 of these units, two of which were collapsed into one
for analysis for statistical reasons leaving 14 units as the sample for the longitudinal
analysis. There were 16 units in the cross-sectional study, but two did not provide
complete roster data.
Over time, nursing workload as measured by nursing hours per patient hour
increased, especially in one of the hospitals; the ratio of nurse hours on ward to patient
hours on ward decreased. Skill mix measured as the percentage of RN hours worked
was quite variable ranging from 50% to 80% at one hospital and 54% to 84% at the
other. Skillmix was lower in wards with aged or rehabilitation casemix, higher in
specialty surgical wards. This is not an unexpected finding but it raises questions about
the conventional wisdom that decrees a lesser skilled workforce for aged or infirm
patients, many of whom may actually be more frail than surgical specialty patients.
Patient movements can contribute to nursing workload. The findings here indicate
the number of wards per patient episode over the two years (average length of stay =
4.0) were on average 1.24 and 1.32 at the two hospitals, considerably lower than the
NSW result of 2.26. In addition the number of patients per bed per day was on average
one, compared to 1.25 in NSW. This may reflect better bed management strategies.
In terms of the nursing hours required and provided, there was an average
difference of 0.5 hours per patient day, less than in NSW data. Of interest is that in the
ACT, both the hours of nursing care required per patient day and nursing hours per
patient day provided were higher in the A group hospital than in NSW. The reverse is
true of the B group hospital, where hours of nursing care required per patient day and
nursing hours per patient day provided were less than in NSW.
Nursing workload in ACT is influenced by the number of different AR-DRGs per
nursing unit. There is a wide degree of variability ranging from 164 459 DRGs per
ward, from a possible range of 613. It cannot be expected that nurses are equally
skilled or comfortable caring for a wide range of patient types, each with its treatments,
procedures, protocols, medications and physician teams. Smaller hospitals, such as
found in ACT, cannot create the number of specialty units found in larger hospitals, a
fact that managers need to appreciate. The nursing workload will always feel heavier in
113
wards with a large number of different AR-DRGs. Still, the role of casemix in staffing
has been little identified nor studied.
As we have found in previous research, there was considerable variation in nursing
unit staffing and skill mix over only a two year period, variation that was neither
seasonal nor predictable. There should be no expectation that every nursing unit has
the same ratio of nursing hours per patient day nor the same skill mix for different
mixes of cases. However, such variation itself increases nursing workload and may
contribute to job dissatisfaction. Indeed, the cross-sectional results showed that
adequacy of nursing resources was one of the stronger predictors of nursing job
satisfaction. Decisions about how to titrate nursing resources to patient types should be
made consciously, not simply allowed to vary with the ability of the nurse manager to
advocate for resources or the constraints imposed by a tight labour market. Indeed, our
analysis suggested that parity in nursing staffing could be achieved with modest
increases in resources.
Analysis also showed that increased skill mix was associated with decreased length
of stay, although the relationship was not strong in this sample. It has been observed
that physicians admit patients to hospital but nurses get them out. Yet skill mix has
rarely been considered in itself an efficiency investment.
When patient outcomes as Outcomes Potentially Sensitive to Nursing (OPSN) were
examined, it was found that increasing RN hours by 10% could produce decreases in
the adverse event rates studied from 11% to 45%. While we did not attempt cost
analyses in this study, it is known that adverse outcomes such as hospital-acquired
decubiti, infections etc. increase length of stay and cost. It should be in hospitals
interest to invest in the resource(nurses) to lower such rates, not only for financial
reasons but more importantly, to minimise harm to patients.
The cross-sectional data amplified these findings. Comparisons were made where
appropriate with our New South Wales study. This is a new area of inquiry, however,
so the NSW findings cannot be taken as the gold standard they are simply
descriptive of the situation as the data revealed it in the prior study. It was not possible
to determine the impact that medicaton endorsed ENs might have on medication
errors.
114
The nursing work environment in ACT was rated as somewhat better by the ACT
nurses than NSW nurses rated theirs, and, largely because there were only two
hospitals in the ACT study, we did not find the enormous variations in nursing units that
we had found in NSW. Still, with a sample of only 16 units, there was a striking amount
of variation in nearly every measure.
Nursing supply/demand analysis showed that only 25% of the units were in
balance, with the rest showing a deficit of nursing for patient requirements. When
nurses reported numbers of tasks delayed or not done, these figures were related to a
perception of resource adequacy staffing, support services etc. That is, where there
were adequate resources, fewer tasks were reported undone or delayed.
It was interesting to note, as it had been in NSW, that nurses on wards with larger
proportions of patients from care facilities and wards with a higher proportion of agency
staff and overtime reported more work undone at the end of shift. These are wards that
are stressed; the necessity for involving agency staff is a signal to managers that
something is not right on the ward with respect to staffing. The finding about patients
from care facilities might signal a systemic problem of coordination of care across
institutions or perhaps an issue of quality of facility care.
A higher proportion of nurses in ACT reported experiencing a threat of violence or
physical violence than did nurses in NSW but less emotional abuse. The perpetrators
were most often patients or families. This is an under-appreciated aspect of nursing
workload.
In terms of nurse outcomes, 71.5% of nurses were satisfied with their current job
and this was related to having adequate resources to do their job and a higher overall
amount of nursing hours. More than three quarters (79.5%) were satisfied with nursing
and again this was related to having adequate resources to do the job. While workload
is an important factor in job satisfaction and satisfaction with nursing, there is evidence
that nurses were more satisfied when they were busier (measured as higher patient
turnover per bed). In terms of workforce planning, 74% of nurses had no intention of
leaving their current job in the next 12 months and as resource adequacy improves, the
intention to leave the current job declines.
Overall, the study of ACT hospitals reveals hitherto unknown patterns in nursing
staffing, the work environment and patient outcomes. The study suggests that to
115
116
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8. Appendices
Appendix 1
Theoretical Foundations
Appendix 2
Format for Admitted Patient Care Data
Appendix 3
Format for Ward Episode Data
Appendix 4
Matching Wards
Appendix 5
OPSN Analysis
Appendix 6
Staffing of the Study Wards
Appendix 7
Instruments for Cross-sectional Component
121
Appendix 1
Theoretical Foundations
(Linda OBrien-Pallas)
A theoretical framework guides this study. At the meso and micro level, the Patient
Care System Model (Figure 11) developed by OBrien-Pallas and colleagues (2001;
2001; 2004) is used to guide the analysis of the relationship among the variables
studied at the nursing subunit level and the hospital level.
FIGURE 11 PATIENT CARE DELIVERY MODEL
INPUTS
Patient Characteristics
Demographics
Medical diagnoses
Admission type
Pre-operative clinic
T H R O UG H PUT S
Interventions
Nurse Characteristics
Demographics
Professional status
Employment status
Education
Experience
Patient
Care
Delivery
System
Perceived Work
Environment
INTERMEDIATE
OUTPUTS
Worked hours
Utilization
System Characteristics
Geographic location
Hospital size
Unit size, type, patient mix
Occupancy
System Behaviours
Workload
Nurse-to-patient ratios
Proportion of RN worked hours
Continuity of care/shift change
Unit instability
Overtime
Use of agency & relief staff
# of units nurse works on
Non-nursing tasks
Environmental Complexity
Factors
Resequencing of work in
response to others
O UT PUT S
Patient Outcomes
Medical consequences,
including mortality
status
Nurse Outcomes
Length of stay
Cost per resource intensity
weight
Feedback
The framework considers aspects of patient, nurse, hospital and unit specific inputs
(resources), which influence throughputs within the complexity of the environment.
These independent variables combine to influence nurse patient and system outcomes.
Consistent with General Systems Theory (GST) the patient, nurse and system outputs
122
APPENDICES
serve as dependent variables to the system as a whole (O'Brien-Pallas et al, 2001) but
can also serve as independent variables for other analysis of the system.
The underlying assumptions of the GST are as follows: GST is a general science of
wholeness, concerned with the problems of organisation and dynamic interactions
manifested in the difference of the behaviour of the parts when isolates (Falco & Lobo,
1990; Freeman, 2005; Putt, 1978). GST believes an organisation must be open and
continually change, adapt and interact to meet the challenges posed by both the
internal and external environment, in order to meet the needs of their clients and
stakeholders (Shortell et al, 1991; Daft, 1995; Freeman, 2005). An open system
interacts with the environment, taking input from the environment, subjects it to some
form of transformation process and then produces an output (Nadler & Tushman,
1980).
The holistic view that GST provides, allows a comprehensive and specific view of
the system or individual under investigation, never as the mechanistic accumulation of
parts in segregated causal relationships (Laszlo, 1975). A system is characterised by a
number of constraining but interacting factors, each fulfilling a function not
accomplished by the others which connect through communication and feedback
mechanisms (Fabb, Chao, & Chan, 1997). Basic concepts of GST are those of: 1)
nonsummativity, 2) input, throughput and output, 3) entropy, 4) equifinality/ multifinality,
5) equilibrium, 6) feedback and 7) control (Fabb et al., 1997; Freeman, 2005; Putt,
1978).
GST concepts can be represented in the following propositions:
1.
2.
123
Systems are capable of negative entropy, that is, systems can survive and
grow rather than decay and die, if they are able to work out mutually
beneficial relationships with their environment (negentropic) (Fabb et al.,
1997). The process of entropy is universal, existing in both closed and open
systems (Putt, 1978). In this study the system will be explored to identify
factors that influence workload and patient nurse and system outputs.
Through this study areas for improvement within work systems will be
identified and positive change maybe recommended.
4.
5.
6.
Consistent with systems theory (Jelinek, 1967), these dependent variables feed
back into the system and, in turn, affect future inputs. This model allows the researcher
124
APPENDICES
to gain comprehension of the nursing system unit and the broader components of the
patient care system. It permits the management of complex interdependent
relationships that exist in the patient care system.
Jelinek (1969), described the patient care systems model comprising inputs and
outputs that can be affected by workload, the environment, and organisation factors.
Inputs are postulated to refer to resources, both personnel and physical, involved in
patient care. Organisational factors capture the form of organisation used in delivering
patient care and include rules and policies. Workload factors explore the workload the
patient imposes on the input resources. Environmental factors include factors that may
affect patient care such as services a hospital offers. Output describes patient
outcomes in terms of the quality and quantity of patient care delivered (O'Brien-Pallas
et al, 2004).
125
Appendix 2
Format for Admitted Patient Care Data
Name
addttime
Label
Bus.Rules
Date17
ageyrs
N3
Age in years
dateborn, addttime
agedays
N3
dateborn, addttime
drg51
S4
According to 3M Grouper
Casemix Expert for
Windows Version 2.3.3
epis
N8
hospid
N2
Hospital Identification
pin
N8
sex
N1
Sex of patient
Date17
spyrmth
S7
spdttime
pdx
S7
Primary diagnosis
ICD-10 code
dx2
S7
Additional diagnosis - 2
dx3
S7
Additional diagnosis - 3
dx4
S7
Additional diagnosis - 4
dx5
S7
Additional diagnosis - 5
dx6
S7
Additional diagnosis - 6
dx7
S7
Additional diagnosis - 7
dx8
S7
Additional diagnosis - 8
dx9
S7
Additional diagnosis - 9
dx10
S7
Additional diagnosis - 10
dx11
S7
Additional diagnosis - 11
dx12
S7
Additional diagnosis - 12
dx13
S7
Additional diagnosis - 13
dx14
S7
Additional diagnosis - 14
dx15
S7
Additional diagnosis - 15
dx16
S7
Additional diagnosis - 16
dx17
S7
Additional diagnosis - 17
dx18
S7
Additional diagnosis - 18
dx19
S7
Additional diagnosis - 19
dx20
S7
Additional diagnosis - 20
dx21
S7
Additional diagnosis - 21
dx22
S7
Additional diagnosis - 22
dx23
S7
Additional diagnosis - 23
dx24
S7
Additional diagnosis - 24
dx25
S7
Additional diagnosis - 25
dx26
S7
Additional diagnosis - 26
dx27
S7
Additional diagnosis - 27
spdttime
126
Size
Code/
Library_Table
Y
Y
APPENDICES
Name
Size
Label
dx28
S7
Additional diagnosis - 28
dx29
S7
Additional diagnosis - 29
dx30
S7
Additional diagnosis - 30
dx31
S7
Additional diagnosis - 31
p1
S8
Procedure 1
p2
S8
Procedure 2
p3
S8
Procedure 3
p4
S8
Procedure 4
p5
S8
Procedure 5
p6
S8
Procedure 6
p7
S8
Procedure 7
p8
S8
Procedure 8
p9
S8
Procedure 9
p10
S8
Procedure 10
p11
S8
Procedure 11
p12
S8
Procedure 12
p13
S8
Procedure 13
p14
S8
Procedure 14
p15
S8
Procedure 15
p16
S8
Procedure 16
p17
S8
Procedure 17
p18
S8
Procedure 18
p19
S8
Procedure 19
p20
S8
Procedure 20
p21
S8
Procedure 21
p22
S8
Procedure 22
p23
S8
Procedure 23
p24
S8
Procedure 24
p25
S8
Procedure 25
p26
S8
Procedure 26
p27
S8
Procedure 27
p28
S8
Procedure 28
p29
S8
Procedure 29
p30
S8
Procedure 30
p31
S8
Procedure 31
Bus.Rules
Code/
Library_Table
ICD-10 code
127
Appendix 3
Format for Ward Episode Data
Name
128
Size
Label
epis
N8
hospid
N2
Hospital Identification
pin
N8
wardid
S3
Ward identifier
wdindt
S8
wdintm
S4
trtype
S1
finyr
S4
Code/Library_Table
APPENDICES
Appendix 4
Matching Wards (Ward Data Transfer Items)
Hospital ID
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
82
WardID
Wardcode
10A
11B
12B
14B
4HD
5HD
5P2
5PD
7AX
7SU
A/N
ACU
BC
BMT
CAR
CAS
CCU
CLD
DEL
DIA
DSU
EDS
EMU
END
GAS
GAU
HOC
HOM
ICU
ILU
L4B
L5A
L6A
L6B
L7A
L8A
L8B
L9A
L9B
NA
NCP
NIC
NNN
ONC
PDU
PNA
WardName
Gastrointestinal Unit
Orthopaedic
Rehab and Rheumatology
Oncology
Paediatrics High Dependancy
Paediatrics High Dependency
Paediatrics - Isolation
Paediatric Day Care on Level 5
Holding Overflow Ward
Stroke Unit
Ante Natal
Aged Care Unit
Birthing Centre
Bone Marrow Transplant
Coronary Care subacute
Emergency
Coronary Care (Acute) Unit
Cardiac Lab
Delivery Suite
Dialysis
Day Surgery Unit
Extended Day Surgery Unit
Emergency Medicine Unit
Endocrinology Day Ward
Gastro Procedure Unit
Gynaecology Assessment Unit
Hospital In The Home - Oncology
Hospital In The Home
Intensive Care Unit
Independent Living Unit
Paediatrics
Adolescent
Endocrinology, Respiratory, Cardiology
Cardiac Surgery
Infectious Diseases & Toxicology
Previously renal medicine
Renal Medicine
Urology, Vascular Surgery
Neurology and Neurosurgery
Post Natal Nursery A
NCPH on ICU bed
Neonatal Intensive Care
Neonatal Nursery
Oncology / Chemotherapy day bed
Peritoneal Dialysis Unit on L8
Post Natal A
129
Hospital ID
82
82
82
82
82
82
82
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
83
130
WardID
Wardcode
PSA
PSD
PSU
ROC
SAT
SCN
NRS
2A
2N
3S
4E
4W
5E
5W
CAB
CCU
CDU
CVL
DC
DS
EDA
EDO
HH
HP
ICU
NQ
NU
PEN
TW
VAW
ZM
WardName
Psychiatry
Psychiatry Day Ward
Psychiatry
Radiation Oncology Day Ward
Satellite Dialysis Unit
Special Care Nursery
Northside Satellite Dialysis Unit
23 hour recovery
Mental Health
Maternity
Surgical
Orthopaedic
Medical
Medical
Aged Care Assessment Unit (ED)
Coronary Care
Clinical Decision Unit (ED)
ACT Convalescent Unit
Day Care Unit
Delivery Suite
Emergency Department Admission Ward
Emergency Observation Ward
Hospital in the Home
Hospice
Intensive Care & Intensive Care stepdown
Special Care Nursery
Neonates on the post-natal ward
Endoscopy Unit
Temp Ward (Public Patients admit to private hosp)
Veterans Affairs Ward (within 5E)
Oncology Ward
APPENDICES
Appendix 5
OPSN Analysis
Steps for selecting Denominator
1.
Combine All years (2001-2006) data selecting fields: hospital, stay number,
Age, LOS, MDC, separation mode, AR-DRG, same-day field.
2.
3.
4.
5.
6.
7.
2.
131
3.
4.
5.
Add AdEps Field and sum groups (incl failure to rescue) to get total
adverse count for the patient record.
6.
7.
This leaves the table of only adverse events, now called Adversework (has
220192 cases)
8.
9.
Notes:
There are about 1000 SD fields not marked up. Change after adverse work is complete.
Denominator Criteria:
1.
2.
132
APPENDICES
Appendix 6
Staffing of the Study Wards
FIGURE 12 WARD 1AA
133
Note that these data were combined from 2 wards in order to retain reasonable stability in
the time series, so should be viewed with caution.
*
134
APPENDICES
135
136
APPENDICES
137
138
APPENDICES
139
Appendix 7
Instruments for Cross-sectional Component
140
APPENDICES
141
142
APPENDICES
143
144
APPENDICES
145
146
APPENDICES
147
148
APPENDICES
149
150
APPENDICES
151
152
APPENDICES
153
154
APPENDICES
155
156
APPENDICES
157
158
APPENDICES
159
160
APPENDICES