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Thomas Holden
1. Introduction
Unsupported objects must fall; the sum of any two odd numbers must
be even. Hume draws a sharp distinction between these two species of
necessity in his modal metaphysics, firmly dissociating the necessity of
causes from the absolute necessity that governs arithmetic, algebra,
and the other demonstrative sciences. In the Treatise and again in the
Enquiry Concerning Human Understanding it is the necessity of causes
that receives the most sustained and explicit attention, while Humes
remarks on the nature of absolute necessity remain scattered, piecemeal, and oblique. Still, these remarks are consistent with one another,
and once gathered together they provide a tantalizing outline sketch of
an anti-realist approach to absolute necessity. Hume seems to regard
our talk and thought about absolute necessity not as a response to a
mind-independent modal order, but rather as an expression of the
limitations of human imagination; we project these imaginative limitations when we register our modal commitments in ordinary descriptive language, affirming that there are such-and-such absolute modal
facts such-and-such possibilities, impossibilities, and necessities. In
some ways the account parallels Humes famous treatment of the
necessity of causes, and in crucial respects it anticipates recent
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1
Strouds discussion focuses exclusively on T 1.3.14.23, which is the first text I examine
below.
2
There has been little in the way of sustained discussion of Humes account of the metaphysics of absolute necessity since Stroud 1977. The following commentators have all taken
Hume to be endorsing some sort of mind-dependent account of the nature of absolute
necessity but these are all very brief treatments, and touch on the question of the nature
of absolute necessity only in passing: Garrett (2008, p. 204), Imlay (1975, p. 42), Millgram
(1997, pp. 2601, n. 45), and Waxman (2005, pp. 5003, 1994, pp. 798). Other commentators
have rejected the mind-dependent interpretation, suggesting instead that Hume is some sort of
realist about absolute necessity. See, for instance, Passmore (1952, p. 19) and Kail (2007, p. 39).
Again, these are only brief and rather indirect treatments. The paucity of secondary literature
in this area is perhaps partly a consequence of the fact that Hume provides so little in the way
of explicit discussion of the interrelated topics of demonstration and absolute necessity a
fact that is stressed by Stroud (1977, p. 240), Kemp Smith (1941, p. 349), and Loeb (2002
pp. 2489).
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Upon the whole, [causal] necessity is something that exists in the mind,
not in objects; nor is it possible for us ever to form the most distant idea of
it, considered as a quality in bodies. Either we have no idea of necessity, or
necessity is nothing but that determination of the thought to pass from
causes to effects, and from effects to causes, according to their experienced
union.
Thus as the necessity, which makes two times two equal to four, or three
angles of a triangle equal to two right ones, lies only in the act of the
understanding, by which we consider and compare these ideas; in like manner
the necessity or power, which unites causes and effects, lies in the
determination of the mind to pass from the one to the other. (T 1.3.14.223,
my emphasis)
Here Hume asserts that the necessity of causes and the absolute
necessity attending demonstrable propositions each depend upon
the workings of the mind. Facts about causal necessities and facts
about absolute necessities both implicate psychological facts, and
each sort of modality can be explained (at least in part) in terms
of our own mental activity. Thus, on the one hand, causal necessity
involves a certain determination of the mind to connect particular
event-types together in our thought, thereby rendering us unable to
avoid believing that the one sort of event will always accompany the
other. On the other hand, absolute necessity equally lies in [an]
act of the understanding in this case some sort of mental operation by which, Hume offers rather cryptically, we consider and
compare [the relevant] ideas. Of course, if we focus on the case of
causal necessity at least, it is important to remember that the mindindependent world also plays an essential role alongside the operations of the understanding. Causation is not simply a matter of the
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The two sides of this account are captured in Humes famous two definitions of cause,
the first of which (an object, followed by another, and where all the objects, similar to the first,
are followed by objects similar to the second) lays emphasis on objective regularities, and the
second of which (an object followed by another, and whose appearance always conveys the
thought to that other) stresses an association of ideas in our minds (EHU 7.29; see also
T 1.3.14.35). These so-called definitions are notoriously non-coextensive, and best understood
not as definitions proper, but as summaries of the two essential factors that explain our
practice of making causal judgements: (i) the existence of objective regularities in the world,
and (ii) the consequent functional shift in our minds. Thus [i] when one particular species of
event has always, in all instances, been conjoined with another, [ii] we make no longer any
scruple of foretelling the one upon the appearance of the other We then call the one object
Cause, the other, Effect (EHU 7.27).
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What! is it my understanding that makes two and two equal to four! Was it
not so before I was born, and would it not be so though all intelligence
were to cease throughout the universe! But it is idle to spend time in
confuting what every child who had learned the very first elements of
science, knows to be absurd. (Beattie 1770, p. 315)
Similar charges have also been levelled against T 1.3.14.23 in the more
recent literature (Imlay 1975, p. 42). Moreover, apparently moved by
the desire to avoid charging Hume with such psychologistic absurdities, some of his more sympathetic interpreters have tried to save him
from himself, either by denying that he meant what he said in
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For instance, Hausman accepts that this passage is very disconcerting and, if taken
literally, so much nonsense. However, [t]he point, if there is one, of Humes comparison
of intuition with the determination of the mind to move from cause to effect is, on my view,
merely to show that in each case the mind relates ideas, that relation being the ground of the
certainty we feel about each. To say the least, then, I do not take Humes own words literally
(Hausman 1975, pp. 58, 62).
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mind can and cannot conceive. When we assert that a given proposition is absolutely necessary, we are expressing an attitude that is
prompted and controlled by our sense that we could never successfully
formulate the contrary combination of ideas, and that we are in this
way forced to regard the original proposition as psychologically inexorable. (This inexorability makes itself felt when we consider and
compare the relevant ideas, and find, for instance, that, as a causalpsychological matter, we just cannot form an idea of two pairs of
objects that is not also an idea of four objects.) Similarly, when we
assert that a proposition is absolutely possible we are expressing an
attitude that is prompted by our sense that that proposition is in fact
conceivable by the human mind. Notice that none of this means that
we need to saddle Hume with the intolerably implausible view that
our claims about absolute necessity and possibility just are attempts to
report or describe the limits of human imagination, any more than we
need to saddle Hume with the implausible view that our claims about
causal necessity just are attempts to report or describe our habitinduced expectations regarding what sort of events will follow one
another. Instead, I will argue that we can more plausibly interpret
Hume as advancing an expressivist account of absolute necessity
an account, that is, that regards our talk about absolute necessity as
giving voice to certain non-representational attitudes that we take
toward certain propositions, its superficially representational appearance notwithstanding. When we call a given proposition absolutely
necessary it is not that we are describing it; nor are we are describing
the limits of our own imaginations. Rather, we are expressing a certain
non-representational attitude most likely, the attitude of prescribing
that that proposition be treated as a non-negotiable element in our
systems of belief, not up for revision in the light of empirical evidence,
and in this sense obligatory or required. We might take this sort of
prescriptive attitude toward a proposition as a result of the fact that
we regard the contrary combination of ideas as inconceivable, but we
need not be thereby reporting or describing any such psychological
facts.
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There is one substantive change between the Treatise and the first Enquiry here, in that
the latter includes geometry alongside algebra and arithmetic as among the sciences based on
relations of ideas. This marks a change from the official taxonomy of the Treatise, where the
equivalent class of philosophical relations which depending solely upon ideas, can be the
objects of knowledge and certainty (T 1.3.1.2) comprehends the subject-matters of algebra and
arithmetic (T 1.3.1.5), but not geometry, which is treated instead as an inexact science drawn
from the general appearance of the objects (T 1.3.1.2, see also T 1.3.1.67).
6
For a useful treatment of Hume on intuition and demonstration, see Owen 1999,
pp. 83112.
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The same basic account reappears (in much the same context) in the
Abstract:
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7
There is also a second reason why first-person demonstration is of particular interest for
an understanding of our thought about absolutely necessity. For Hume, any proposition that is
absolutely necessary is ipso facto demonstrable, at least in principle. All absolutely necessary
truths concern relations of ideas (T 2.3.10.2, 3.1.1.9), and any relation among ideas can be
demonstrated through conceptual reflection by a sufficiently accurate thinker possessed of the
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Notice that a strictly literal reading of our first doxastic passage actually mandates some
version of the mind-dependent interpretation of absolute necessity. At the end of our extract
from T 1.3.7.3, quoted above, Hume speaks of this absolute necessity which noun phrase,
looking over the passage, can only be a reference back to the property possessed by propositions, provd by intuition or demonstration of being such that we are determind to conceive
[the ideas] in that particular manner and cannot conceive anything contrary. Of course, it
may be said that Hume is speaking more loosely, and that his allusion to this absolute
necessity merely suggests that there is a correlation between such psychological facts and
absolute necessity: that our inability to conceive the contrary of a proposition is, perhaps, a
dependable sign of that propositions absolute necessity, but not that this psychological fact
actually constitutes or otherwise explains the propositions absolute necessity. But all things
being equal, there is at least some presumption in favour of taking Hume at his literal word.
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For Hume all mental representation is a matter of producing mental imagery. Being
ultimately derived from experience, all of our ideas are imagistic in character imagistic,
that is, in a broad sense, covering the various ideas furnished by outer sense (including
auditory, gustatory, olfactory, tactile, and visual images) and inner reflection (including
images of the passions and other internal sentiments), plus the ideas that we can construct
by separating or combining the ideas from this original empirically given stock. So Humes
empiricist model of mind handles all cognitive representation in terms of mental imagery
traceable ultimately to experience, and he rejects the sort of refind and spiritual nonimagistic ideas posited by Descartes and other rationalist philosophers (T 1.3.1.7). It follows
that the understanding is just a part of the imagination or faculty of producing mental images
(T 1.4.7.7, T 1.3.9.19 note). Likewise, to form an idea, to conceive, and to imagine are all one
and the same thing (see, for instance, T 1.2.2.8). For a useful discussion of Hume on ideas,
imagery, and mental representation, see Garrett 1997, pp. 1140.
10
Hume never defines clarity and distinctness himself, but he is obviously drawing on the
familiar Cartesian terminology, in which to be clear is to be present and open to the attentive
mind, and to be distinct is to be free from any hidden detail or confusion (Descartes 1644/
1991, pp. 2078).
11
Whatever can be conceivd by a clear and distinct idea necessarily implies the possibility
of existence (T 1.2.4.11, my emphasis). We can at least conceive a change in the course of
nature; which sufficiently proves, that such a change is not absolutely impossible. To form a
clear idea of any thing, is an undeniable argument for its possibility (T 1.3.6.5, my emphasis).
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comes the same thing for Hume, the imagination, the faculty of forming image-like ideas as a guide.9
First, Hume holds that if some state of affairs can be clearly and
distinctly conceived, then it is absolutely possible. [N]othing of which
we can form a clear and distinct idea is absurd and impossible, he
declares; and whatever we conceive is possible, at least in a metaphysical sense (T 1.1.7.6, A 11; see also T 1.2.2.8, 1.2.4.11, EHU 4.25).10 This
conceivability principle is set to work in many of Humes most familiar
arguments including, for instance, his argument that we can have
no a priori assurance that the future will resemble the past (T 1.3.6.5),
his argument against the claim that anything that begins to exist must
have a cause (T 1.3.3.1), and his argument that we have no idea of
causal power as a mind-independent feature of objects (T 1.3.14.13).
Hume employs this principle with great conviction, telling us both
that it is a necessary truth and that it is impossible seriously to deny
it.11 Second, Hume also holds that if a certain state of affairs cannot be
clearly and distinctly conceived by the human mind, then that state of
affairs is absolutely impossible and hence, presumably, the contrary
state of affairs is absolutely necessary. Although he employs this inconceivability principle less often in actual argumentation, his express
commitment to it seems clear, and he apparently regards the two
principles as on the same robust epistemic footing. (The key text
here is T 1.2.2.8, which I will examine in a moment.) As I will argue
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12
Of course, one might have doubts about whether a certain state of affairs is in fact clearly
and distinctly conceivable: there is still room for error at this initial stage of the appeal to
conceivability as a guide to possibility. But the fact remains that, if Hume were indeed a modal
realist, he would be making very ambitious claims about the connection between conceivability
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on the one hand and the mind-independent order of absolute necessity and possibility on the
other.
13
In particular, notice that the sceptical challenge to demonstrative reason in T 1.4.1 (Of
Scepticism with Regard to Reason) calls neither the conceivability principle nor the inconceivability principle into question. Although Hume argues in T 1.4.1 that all demonstrative
knowledge degenerates into probability since we must take our track-record of errors with
this sort of reasoning into account, and need to iteratively check and re-check our proofs for
possible mistakes, none of this means that Hume has any doubts about the conceivability
principle and the inconceivability principle themselves. In fact, in all demonstrative sciences,
the rules are certain and infallible; it is just that when we apply [those rules], our fallible and
uncertain faculties are very apt to depart from them, and fall into error (T 1.4.1.1).
14
It is also worth stressing that sceptical doubts about the reliability of conceivability as a
guide to possibility were quite familiar in Humes day. Descartess First Meditation culminates
with the threat of such scepticism, and doubts about the reliability of our clear and distinct
conceptions had been revivified (and explicitly tied to the traditional problem of the criterion)
in Bayles scandalous article on Pyrrho. (Descartes 1641/1991a, pp. 1415; compare also his 1641/
1991b, p. 107. Bayle 16957/1991, pp. 199203.) For Humes familiarity with Descartess
Meditations and Bayles Dictionary, see his letter to Michael Ramsey of 31 August 1737,
which is reproduced in Popkin 1980, pp. 2902.
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The first striking feature of this passage is the fact that the opening
sentence provides not one but two formulations of the establishd
maxim. Since Hume connects the two (italicized) formulations of
this maxim with the expression in other words, it seems that he
holds that they are at bottom statements of one and the same principle. However, there is at the very least a shift in emphasis between
the two. The first formulation, after all, announces a thesis about the
idea of possible existence, whereas the second speaks not of the idea of
possible existence, but rather of absolute impossibility and, by implication, absolute possibility itself. To many readers, the first formulation has seemed to affirm a relationship between our clear conceptions
or imaginings and a species of apparent or seeming possibility, whereas
the second plainly affirms a relationship between our clear conceptions or imaginings and genuine possibility. In fact, since the equivocation here can seem so obvious, this text has often served as Exhibit A
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distinct conceivability provides an undeniable argument for possibility (T 1.3.6.5), and why he would regard the conceivability principle
as a necessary truth (T 1.2.4.11). At the same time, none of this commits Hume to the absurd view that we cannot go wrong in our judgements of absolute necessity and possibility. Given the mind-dependent
approach sketched so far, a judgement about the modal status of a
proposition is some sort of expression of ones sense of the conceivability or inconceivability of that proposition by the human understanding, and so beneath our pronouncements about absolute
necessity and possibility will ultimately lie convictions about the
imaginative limitations that are part and parcel of human nature.
But clearly we can err in our judgements about these imaginative
limitations.
For a specific example of the mind-dependent interpretations ability to explain otherwise puzzling features of Humes modal epistemology, we might consider T 1.2.2.8, a somewhat notorious piece of text.
This is Humes most expansive passage on the conceivability principle,
and it seems to include (in the third sentence) an endorsement of the
inconceivability principle as well.
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for those who would charge Hume with sliding recklessly from premisses about apparent possibility on the one hand to conclusions
about genuine possibility on the other (Yablo 1993, pp. 45). On
this reading, the shift between the two formulations would be
simply an oversight on Humes part. It is as if he simply fails to
notice the difference between the two, perhaps thereby demonstrating
a nave and uncritical faith in the power of the human imagination to
disclose facts about absolute modality. But the mind-dependent interpretation avoids charging Hume with such an apparently obvious
blunder. On this interpretation, to be absolutely possible is, at
bottom, to be clearly and distinctly conceivable or, more cautiously
and precisely, when one says that a certain proposition is absolutely
possible, one is expressing an attitude (perhaps a non-representational
attitude) that is prompted by ones sense that that proposition is
clearly and distinctly conceivable. So with the mind-dependent interpretation we can see why Hume regards the two formulations of the
establishd maxim as interchangeable, and we can take T 1.2.2.8 at its
literal word when it announces their effective equivalence.
There is also a second puzzle about this passage, which has not to
my knowledge been taken up in the literature. In the opening sentence
Hume announces the conceivability principle or establishd maxim
in its general form (providing his two formulations), and then goes on
in the following sentences to cite, first, the example of the (conceivable
and therefore possible) golden mountain and, second, the example of
the (inconceivable and therefore impossible) mountain without a
valley. These examples are clearly intended to illustrate and confirm
the establishd maxim announced at the start of the paragraph.
However, the second example the case of the mountain without a
valley seems in fact to be an instance of the inconceivability principle at work, not an instance of the conceivability principle. Hume is
apparently conflating the two principles, and on any traditional view
this is an egregious logical blunder. Given the traditional realist understanding of absolute modality as a mind-independent matter, the
claim that conceivability entails possibility is one thing, and the
claim that inconceivability entails impossibility is quite another.
After all, even if every state of affairs that we can conceive of is possible, it would not follow that we can conceive of every possible state
of affairs: there is no reason to think that the conceivability principle
entails the inconceivability principle (or vice versa). Humes fallacy,
on this interpretation, would be quite an embarrassment. But
of course, if possibility were at bottom the same thing as
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15
Lightner (1997) argues Hume does not in fact endorse the inconceivability principle, and
suggests that T 1.2.2.8 only commits him to the principle that if any idea of a thing would be
contradictory, then that thing is absolutely impossible which contradiction principle
Lightner regards as weaker than the inconceivability principle (Lightner 1997, p. 116). But
this is unpersuasive. The text of T 1.2.2.8 speaks of our inability to form an idea of a mountain
without a valley, and says nothing about the contradictory nature of such an idea. Lightner
adds that If Hume did accept the Inconceivability Principle, one would think that in the
twenty-four or more instances of his stating or using the Conceivability Principle, he would
have made it clear that the inference goes both ways (p. 115). But, first, Hume did make this
clear in T 1.2.2.8, his most expansive discussion of the conceivability principle. Second, there
are good reasons why Hume would only use the inconceivability principle in a case (such as
T 1.2.2.8) where there is a manifest contradiction in the idea we are trying to form, since only
then is the premiss that the idea is inconceivable likely to be uncontroversial. Third, if Hume
holds that the conceivability principle and the inconceivability principle are equivalent (as the
mind-dependent interpretation would have it, and as T 1.2.2.8 suggests), then there would be
no need to repeatedly state both principles, since they are really one and the same.
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Cleanthes prefaces his attack on Demeas case for a necessary being with the comment
that I shall not leave it to Philo, (though I know that the starting objections is his chief
delight), to point out the weakness of this metaphysical reasoning (DNR 9.4). And Philo
apparently approves of Cleanthess objections, for once Cleanthes has completed his critique,
Philo announces that the reasonings, which you have urged, Cleanthes, may well excuse
me from starting any further difficulties (DNR 9.10).
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There are other texts that slip back and forth between claims about
what is absolutely possible and claims about what we can conceive in a
way that suggests that the one notion may simply be the reflection of
the other. Consider part 9.6 of the Dialogues Concerning Natural
Religion in which the movement between modal claims and psychological claims is particularly striking.16 Here in DNR part 9, Hume is
mobilizing his thesis that the contrary of any matter of fact is conceivable in order to press the following objection against the traditional view that the Deity exists necessarily. (This is Cleanthes
speaking, but Philo is apparently content to stand by and let
Cleanthes press these points for the both of them.17)
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18
Kail has argued, contrary to my own reading, that Cleanthes is leaving open the possibility that an enhanced mind might in fact be able to grasp that God exists necessarily.
According to Kail, the reasoning provided by Cleanthes merely tells us that we can have
no knowledge of [this] necessity as we are presently constituted; not that there is, or can
be, no such feature. Cleanthess opponent would have to envisage a change in human
cognitive faculties before [an a priori proof of Gods existence] is forthcoming; as we actually
are, there can be no such proof. This reading is quite enough to undermine the a priori
argument for the existence of God and give Hume what he wants (Kail 2007, pp. 1001; for a
similar interpretation, see Wright 1983, pp. 1478). This would indeed be enough to undermine
the a priori argument for the existence of God, but it is not the argument that Cleanthes
actually gives in DNR 9.6. Cleanthess argument aims at the stronger conclusion that [t]he
words necessary existence have no meaning; or, which is the same thing, none that is consistent. It is not that we can have no knowledge of this necessary existence (while other minds yet
might); it is that talk of necessary existence is empty nonsense. Cleanthes is, moreover, quite
disparaging about the theological apologists attempted gloss of necessary existence by way of
the appeal to an enhanced mind, characterizing it as simply a pretended explication of necessity (DNR 9.6, 9.7). He shows no sign of taking it seriously, and his and Philos subsequent
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existence of any being is absolutely necessary) from what are apparently contingent psychological premisses (this can never happen,
while our faculties remain the same as at present).
Here it is instructive to follow the details of Humes dialectic.
Apologists for the argument a priori pretend that the Deity is a
necessarily existent being, though apparently they are also prepared
to admit that we might not be able to perceive this recondite form of
necessity for ourselves. Their attempted but ultimately unsuccessful
explanation of the Deity s necessary existence turns on the claim that
if our minds were improved in a certain sort of way, then we would
come to perceive it to be as impossible for [the Deity] not to exist, as
for twice two not to be four. In effect, such apologists are making
inconceivability by this sort of enhanced mind the standard of absolute
impossibility (and hence of absolute necessity). But Hume himself
resists this. The standard of absolute impossibility (and hence of
absolute necessity) is rather inconceivability by minds like ours.
Moreover, the fact is that while our faculties remain the same as at
present that is, given the fundamental operations of the understanding that are a part of human nature we can never lie under
a necessity of supposing any object to remain always in being; in the
same manner as we lie under a necessity of always conceiving twice
two to be four. That is just how our minds are wired, and that for
Hume is enough to secure his strong modal conclusion. The functioning of other sorts of minds, by contrast, is dismissed as irrelevant to
the point. Since our human faculties are structured in a certain sort of
way, then certain sorts of states of affairs are absolutely possible, and
theres an end ont.18 Once again, the mind-dependent interpretation
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explains why Hume frames his riposte to the argument a priori in this
way, and why he so plainly privileges minds like ours as the arbiters of
modal facts. Our imaginative abilities are what they are, and that is
why no proposition affirming the existence of an object is absolutely
necessary.
Finally, consider a passage from the introduction to the Treatise in
which Hume explicitly declares his intention to annex the traditional
topics of logic which would presumably include the nature of absolute necessity and possibility, and the structure and interrelationships of modal truths to a form of anthropology. The context here
is Humes opening manifesto for a science of man and his insistence
on the authority of this science over all other fields of human inquiry.
There is no question of importance, whose decision is not comprizd
in the science of man, he writes, and there is none, which can be
decided with any certainty, before we become acquainted with that
science (T Introduction 6). Hume gives two reasons. The first is that
all the various sciences are pursued by means of our own human
faculties, and so the conduct of all sciences even those whose own
peculiar subject matter lies wide of human nature is subject to correction and control by a proper view of the operation and limits of
human understanding. The second is that the subject matter of many
particular sciences among which Hume prominently includes
logic is inextricably bound up with the nature of the human
understanding:
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the nature of our ideas and the workings of our reasoning faculty that is, the faculty (which Hume also calls the understanding) that is responsible for both our probable and our demonstrative
inferences. Logic, on such a view, is a subfield of the science of human
nature: the subfield focusing on our representational and inferential
faculties. It is a self-reflexive form of inquiry in which the human
mind utilizes its own cognitive principles and operations in order to
examine its own cognitive principles and operations. We might now
call it cognitive psychology, and in so far as it focuses on the workings
of the understanding (or reasoning faculty ) we might perhaps class it
as a species of naturalized epistemology. So if Hume is thinking of the
theory of absolute necessity and possibility as a part of logic, then he is
announcing a psychological treatment of such matters from the start.
At least, this would help to explain why Hume seems (in T 1.3.14.23) to
expect that his readers will be relatively unperturbed by a mind-dependent account of absolute necessity in comparison with his paradoxical new proposal for a mind-dependent treatment of the necessity
of causes (T 1.3.14.24), since both in the Introduction and in many of
the intervening parts of Book 1, Hume has been steadily advocating for
just this sort of reorientation of the traditional topics of logic toward
the science of human nature.19
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399
20
As to what may be said, that the operations of nature are independent of our thought
and reasoning, I allow it; and accordingly have observd, that objects bear to each other the
relations of contiguity and succession; that like objects may be observd in several instances to
have like relations; and that all this is independent of, and antecedent to the operations of the
understanding. But if we go any farther, and ascribe a power or necessary connexion to these
objects; that is what we can never observe in them, but must draw the idea of it from what we
feel internally in contemplating them (T 1.3.14.28).
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handling of the necessity of causes, in which he grants that the mindindependent world contributes objective relations that condition our
judgements of causal necessity, even if the notion of necessity at work
in those causal judgements can itself only be understood with reference to the human mind.20
The charge of psychologism still stands against Humes treatment of
demonstrable propositions in their modalized form. As I have been
arguing, Hume does embrace a mind-dependent account of the nature
of absolute necessity, and hence must regard the truth of a modalized
proposition such as (M) as some sort of consequence of psychological
facts. So, to renew the objection, is this result not itself an unpalatable
absurdity? Is (M) not an eternal and immutable truth beyond the
vagaries of anthropology and psychology? (Was it not so before
I was born, and would it not be so though all intelligence were to
cease throughout the universe!)
It will help to distinguish three possible complaints here, each of
which might fall under the general charge of an untenable psychologism. First, it can just seem intuitively evident that modal facts are
mind-independent realities, not some sort of consequence of human
attitudes or habits of mind. Second, a semantic point: in making a
claim about the modal status of a proposition, we neither say anything
about human psychology, nor do we imply anything about it; it follows that modal facts cannot be reduced to facts about the workings of
the human mind. Third, if the modal status of propositions were some
sort of systematic reflection of facts about human psychology then the
modal status of propositions would be mutable, subject to change
whenever there are changes in the relevant aspects of human psychology. Since this result is absurd, it follows that the modal status
of propositions cannot be a systematic reflection of psychological
facts.
The first objection emphasizes the apparent intuitive obviousness of
modal realism. But we have excellent grounds to think that Hume, at
least, would have been quite unmoved by an appeal to realist intuitions in the current context. That is because he explicitly addresses an
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So in the causal case Hume freely admits that we have realist intuitions
that press against his own insistence on the mind-dependent character
of the necessity of causes. His own view is (he says) paradox[ical]
and runs contrary to the natural biass of the mind (T 1.3.14.24).
Nevertheless, his assessment is that these intuitions do not ultimately
sustain a serious objection to his mind-dependent treatment of causal
necessity.
Humes main counter to these inveterate prejudices of mankind in
favour of causal realism is simply a forceful reiteration of his own
genealogical account of the factors that actually control our judgements of causal necessity an account, he says, that provides a solid
proof and the shortest and most decisive imaginable case against
taking such realist intuitions at face value. We just do not encounter
causal necessity as part of the observable world, and only start to make
judgements about causal necessitation when the mind responds to an
observed constant conjunction of event-types by undergoing a functional change, such that it comes to anticipate the one sort of event
21
Humes way of presenting this challenge to his own treatment of causal necessity is
strikingly similar to Beatties subsequent outburst (quoted in Sect. 2 above) directed against
Humes theory of absolute necessity. Indeed, since Beattie must have had T 1.3.14 in front of
him when writing up his own riposte (since that riposte is explicitly targeted at T 1.3.14.23), it
is difficult to believe that his wording was not inspired, consciously or unconsciously, by
Humes own way of presenting this sort of challenge in T 1.3.14.26. However, while Beattie
may have borrowed from the Great Infidel when formulating his own attack on the minddependent account of absolute necessity, he ignores the fact that in the causal case Hume goes
on to respond to his imagined critic in terms that could be readily carried over to the
analogous case of absolute necessity.
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upon the appearance of the other (T 1.3.14.24, 1.3.14.27). These are the
conditions under which humans actually make judgements about
what causes what, and this genealogical account should inform our
understanding of what our talk and thought about causal necessity
actually does for us of the practical role it plays in our lives as we
make no longer any scruple of foretelling [the one sort of event] upon
the appearance of the other, and come to express these anticipatory
attitudes in causal terms, call[ing] the one object, Cause; the other,
Effect (EHU 7.27). Humes point is that this sort of second-order,
genealogical reflection on what humans are actually doing when
they make causal judgements simply trumps the unreflective realism
that takes the surface appearances of our realist-sounding causal language at face value. Carrying this over to the case of absolute necessity,
Hume would presumably make the same basic move, asserting that
the corresponding genealogical understanding of our judgements
about absolute necessity which shows that those judgements are
controlled simply by our sense of our own imaginative limitations again gives the lie to a superficially realist modal vocabulary,
with its apparent commitment to a mind-independent subject matter
of objective necessities, possibilities, and impossibilities. We might
perhaps seem committed to realism when we say that there are
such-and-such absolute necessities, or that it is a fact that there
are. But a wider view of our modal discourse shows that such language
is best understood simply as a systematic expression of our human
inability to conceive of certain states of affairs, rather than as an attempt to represent or describe a network of mind-independent modal
facts.
What of the second objection, the point that modal facts cannot be
reduced to psychological facts? Here we can again look to Humes
handling of causal necessity for the model of a response that we can
carry over to the case of absolute necessity. Recall that in the causal
case Hume lays great emphasis on the claim that we do not encounter
this particular species of necessity as a feature of the observable
world neither the outer world of external objects, nor the inner
world of mental processes (T 1.3.14.12, EHU 7.26). So the necessity
of causes is not a feature of the experienced world, inner or outer,
but rather some sort of result of our psychological attitudes or responses to that world. Here Humes theory has been interpreted as
expressivist in character, and I will adopt this reading of his account of
the necessity of causes (which reading I regard as plausible, though
it is of course controversial) in order to motivate and explain my
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22
For versions of the expressivist interpretation of Hume on causal necessity, see Blackburn
1990, Bennett 2001 (Vol. 2, pp. 26883), Coventry 2006, Beebee 2006 (pp. 14272), and Millican
2007. Other commentators resist the expressivist interpretation, arguing that Hume is some
sort of realist about the necessity of causes. See for example Wright 1983, Strawson 1989, and
Kail 2007 (pp. 77124), and for a systematic critique of the realist interpretation, Millican 2009.
23
It is true that, in his hunt for an impression of causal necessity from which our idea of
necessity originates, Hume does eventually fix on an internal impression of the mind, namely
the sentiment of felt determination when the appearance of one event prompts us to anticipate
another (T 1.3.14.20; compare also EHU 7.28, 7.30). But our talk and thought about necessity is
not to be explained as a representation of this internal feeling, which is simply another discrete
impression in the life of the mind whose regular conjunction with other sorts of impressions
can only be learned from experience (T 1.3.14.12). That is why Hume cannot simply explain
what drives causal talk by pointing to this internal impression of felt determination, and why
(for instance) this internal impression does not appear in Humes famous definitions of cause
(T 1.3.14.35, EHU 7.29; I discuss the status of these definitions in n. 3 above). What really
matters is the habit-induced movement of the mind from one event-type to its usual attendant, not any feeling or sentiment that happens to accompany that habituated movement.
(Similar points are made in Millican 2007 (p. 249, n. 26), and Jacobson 2000 (p. 160). For
the rival reading, see Stroud 1977 (pp. 857).)
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analogous expressivist interpretation of Hume on the nature of absolute necessity.22 According to the expressivist interpretation of Hume
on the necessity of causes, then, Humes essential insight is that, given
the difficulty of locating causal necessity in the world disclosed by
outer sense and inner reflection, we might abandon the realist assumption that our talk and thought about causal necessitation is representational in character. Despite the surface grammar of our
language, we are not actually describing or representing reality when
we say that there is a causal necessity connecting such-and-such an
event to another. Rather, we are expressing a non-representational
mental attitude toward those two events and, more generally,
toward the background patterns of regularities that are there to be
found in the world: in particular, we are expressing certain of our
inferential dispositions or habits of mind in the face of such phenomena, including, for instance, our custom-induced readiness to infer the
imminent occurrence of the one sort of event from the occurrence of
the other. So when we say that the one sort of event causes the other,
we are not describing a mind-independent metaphysical connection
that obtains between the two events, nor are we describing the workings of our own minds.23 Given this expressivist interpretation, a claim
about a causal relationship is not even covertly a claim about the
operations of the human understanding: the shock of the first billiard
ball set the second in motion does not include in its meaning anything about the mind. The point is that in tracing causal necessity to a
determination of the mind, Hume is not best understood as proposing
403
24
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405
25
Of course, Hume must allow (as must the modal realist) that we can speculate about
beings with imaginative limitations very different to ours, and who might be prompted by
those imaginative limitations to insist that certain propositions that we regard as negotiable in
the light of experience (i.e. as contingent) be treated as non-negotiable. These beings might
even call those propositions absolutely necessary . But on the Humean view those propositions would not be absolutely necessary, any more than cruel and malevolent aliens would
qualify as virtuous if it turned out that cruelty and malevolence met with the aliens own
sentimental approval and were labelled, by them, as virtues.
26
Bennett (2001, Vol. 1, pp. 6970) makes a similar point in the context of his anti-realist
reading of Descartess modal metaphysics.
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virtue and vice are ultimately an expression of the sentimental dispositions hard-wired in the human mind, as we naturally tend to feel
approval or disapproval toward certain sorts of character trait. Those
standards thus ultimately depend on deeply rooted but contingent
facts about the workings of the human mind. Nevertheless, they do
enjoy a form of fixed authority since they are indexed to our actual
human nature: To suppose measures of approbation and blame, different from the human, confounds every thing. Whence do we learn,
that there is such a thing as moral distinctions but from our own
sentiments? (E 595).
Humes defensive position here is stronger than is sometimes
appreciated. His mind-dependent account of absolute necessity
offers an explanation, in the anthropological or genealogical mode,
of our practice of talking and thinking in terms of absolute necessity,
possibility, and impossibility and it does so, in part, with reference
to facts about our actual human imaginative limitations. But
contrary to the current objection nothing in this genealogical
account commits Hume to saying that an absolutely necessary proposition might cease being absolutely necessary, or that a possible proposition might one day become impossible. It is not that if human
nature were to change radically enough, today s impossible propositions could become tomorrows possibilities. Rather, if human nature
were to change radically enough, we would stop talking about absolute
necessity and possibility altogether.25 In fact the current objection
cannot even be coherently stated. It undercuts itself by employing
our modal notions in contexts where, ex hypothesi, they cannot be
employed as when it claims that, on the Humean view, if our faculties were to change in certain ways, current impossibilities would
become possible.26 Finally, notice that if Humes mind-dependent account of absolute necessity is given the expressivist interpretation outlined above, then, although our practice of making modal claims
depends on our imaginative limitations in the sense that those
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407
27
Developed in this way, Humes norms for judging which propositions are genuinely
clearly and distinctly conceivable or inconceivable would be rather like his norms for judging
which character traits are genuinely praiseworthy or blameworthy. In the latter case, we must
begin with the immediate reactive sentiments of approbation and disapprobation that particular human beings experience in specific concrete circumstances: actual sentiments of praise and
blame felt in response to actual individuals character traits as inferred from actual behaviour.
However, to move to a more stable standard reflecting the sentimental dispositions ingrained
in our common human nature, we must organize and interpret these various actual human
responses to correct for personal idiosyncracies, partialities, and other distorting influences.
The result is that our immediate reactions of praise and blame must be corrected with reference to idealized conditions providing a perfectly observant, practiced, calm, and disinterested
audience (E 232, 231; T 3.3.1.1521, 3.3.3.2) and indeed without this sort of correction of the
sentiments, men could never think or talk steadily on any subject; while their fluctuating
situations produce a continual variation on objects, and throw them into such different and
contrary lights and positions (EPM 5.41).
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It is readily allowed, that other beings may possess other senses, of which
we can have no conception; because the ideas of them have not been
introduced to us, in the only manner, by which an idea can have access to
the mind, to wit, by the actual feeling or sensation. (EHU 2.7)
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A blind man can form no notion of colours; a deaf man of sounds. Restore
either of them that sense, in which he is deficient; by opening this new inlet
for his sensations, you also open an inlet for the ideas; and he finds no
difficulty in conceiving these objects. (EHU 2.7, my emphasis; compare also
T 1.1.1.10)
8. Conclusion
A cumulatively powerful body of textual evidence suggests that Hume is
quite sincere when he traces absolute necessity to the workings of the
human understanding. He appears to regard this and other absolute
modal notions as a systematic expression of our sense of the causalpsychological limitations on conceivability built into the human mind.
Hume may not be unique among early modern philosophers in
offering an anti-realist account of the nature of absolute necessity.
Descartes seems to employ a conceptualist account of necessity and
possibility in the Second Replies (1641).28 Hobbes argues that modal
28
If by possible you mean what everyone commonly means, namely whatever does not
conflict with human thought, then it is manifest that the nature of God, as I have described
it, is possible in this sense Alternatively, you may well be imagining some other kind of
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from the inside, what it would be like to have them. On the other
hand, while alien sensory modalities are inconceivable in this narrow
sense, Hume is implicitly granting that we can have some sort of
thought about them as when [i]t is readily allowed, by Hume as
much as anyone else, that other beings may possess [such] senses.
Our predicament here is in fact rather similar to the case of the blind
man discussed earlier in the same paragraph:
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References
Bayle, Pierre 16957/1991: Historical and Critical Dictionary Selections.
tr. and ed. Richard H. Popkin. Indianapolis: Hackett.
Beattie, James 1770: An Essay on the Nature and Immutability of
Truth, in Opposition to Sophistry and Scepticism. Edinburgh:
Kincaid and Bell.
Beebee, Helen 2006: Hume on Causation. New York: Routledge.
Bennett, Jonathan 2001: Learning from Six Philosophers: Descartes,
Spinoza, Leibniz, Locke, Berkeley, Hume, 2 Vols. Oxford:
Clarendon Press.
Blackburn, Simon 1984: Spreading the Word: Groundings in the
Philosophy of Language. Oxford: Clarendon Press.
possibility which relates to the object itself; but unless this matches the first sort of possibility
it can never be known by the human intellect, and so it [will] serve to undermine [all of]
human knowledge (Descartes 1641/1991b, p. 107; slightly adapted from Cottingham et al., reading whatever does not conflict with human thought for quod non repugnat humano conceptui). Descartes seems to be dismissing the realists notion of a mind-independent sort of
possibility relat[ing] to the object itself, and insisting instead that the only sort of possibility
worth taking seriously is consistency with human ways of thought. (For a defence of this
interpretation, see Bennett 2001, Vol. 2, pp. 5973.)
29
A necessary proposition is when nothing can at any time be conceived or feigned,
whereof the subject is the name, but the predicate also is the name of the same thing
(Hobbes 1655/183945, pp. 378 (Ch. 3, Sect. 10); see also pp. 356 (Ch. 3, Sects 78)).
Leibniz attacks Hobbess linguistic treatment of necessity in a fragmentary Dialogue
(Leibniz 1969, pp. 1825).
30
Thanks to Donald L. M. Baxter, Sean Greenberg, Jani Hakkarainen, Peter Millican, Dario
Perinetti, Lewis Powell, and Michael Rescorla; to the editor and referees for Mind; and to
audiences at New York University, Portland State University, Universite du Quebec a`
Montreal, Universiteit van Amsterdam, the University of California at Irvine, and the 38th
Hume Society Conference hosted by the University of Edinburgh.
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