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@ The Yoga ReviewVol. III, No.

1, 1983

Asana-basedExercisesfor
th e m anagem ent o f
L o w B ac k P ain
T. V. ANANTHANARAYANAN
Krishnamacharya Yoga Mandiram, Madras-600018

and
T. M. SRINIVASAN
Founder Member
Biomedical Engineering Division, I. I. T., Madras.600036.

Abstract-Low Back Pain is an endemic disorder afficting a large percentage


peopte.
The aeliological factors are mostly psychosomaticalong with postural
of
defects, occupational predispositions and sendentary life styles. Though several
rehabilitative techniquesare prescribed,no systematicanalysisof theseare available.

The present study evaluatesseveralsimple asanason the basis of biomechanical


principles. These studies also select a set of asanas which work on the back with
increasing intensity. A series of tests are evolved to assess the physiological
debility of a patient. These test results form the basis of selection of asanas
to be prescribed to the patient. A chart is finally provided to enable the therapist
to increase tho intensity of asanas so that the muscles of the low back can be
strengthenedsystematically and progressively.

The results of clinical trials on 16 patients using this method of asanas


selection and rehabilitation indicates the usefulnes of this method for the management of low back pain, Only regular practitioners of these exercisesimprove
while inditrerent or improper practice has no rehabilitative value.

45

46
l.

T. V. Ananthanarayanan and T, Itt, S,inivasan


lntroduction

Next to the brain itself, the spinal c, rd i the most important


structure in the human body for maintenan(e oi postural equilibrium
and for communication. The spine consists of seven cervical, twelve
thoracic, five lumbar, five fused sacral and three to four fused coccygeal
vertebrae. Viewed in the frontal plane the spine is straight and
symmetrical. Looking from the side however, there are three curvatures,
an S curve with an additional C fused at the bottom of S. These curves
give the spine increased flexibility and better shock absorbing capacity
while retaining appropriate stiffness. The intravertebral disc is a
multifunctional element subjected to many types of loads. Activities
such as jumping increase the load on the discs. Short duration loads
(such as during weight lifting) can cause irreparable damage to the
discs. The intravertebral discs constitute approximately one third of
the overall length of the lumbar spine, while in the rest of the vertebral
column, the ratio is down to one fifth only (Finneson, 1980). 'this
increased soft tissue-to-hardtissueratio as well as the fact that lumbar
spine is a primary weight bearing structure accounts for LPB ll.ow
Back Pain) which is so widely experienced.
In this paper, spine pain refers to those pain not related to nor
contributed by infection, tumor, disease, fracture or by fracture dislocation. Spine pain is reported most frequently in the lumbar region
followed by cervical and thoracic regions, in that order. There are a
large number of pain sensitive structures in the spine. The annular
fibres,longitudinal ligaments,capsularstructures,osseousstructuresetc ,
in the spinal iystem have various nerves innervating them. Spine pain
can come from physical,chemicalor inflammatory problems associates
with these nerves. There is also referred pain whose origin is not
understood, We sholl deal only with LBP which has none of the above
pathology associatedwith it.
The important nonorganic caused of LBP are as follows:
il Biomechanical abuse of the body: Intense and sudden exhertions, postural abnormalities and occupational predispositions fall in
this category. Examplesinclude weight lifters, long distanceprofessional
drivers and secondarvscoliosis.

Exercisesfor Low Back Pain

47

ii) Obesity, pregnancy and postnatal recovery: In all these cases,


the mechanism of pain generation is similar to those in the category of
weight-lifters. The excess weight pushes the centre of gravity farther
away from the spine with the increasedlever arm putting excess pressure
on the lumbar system.
iii) Sedentarylife styles: It has been suggested(Krauss, 1965)that
LBP can be called a 'hypokinetic disease', implying underutilization
of the spinal and associated muscles. Several muscles of the back
and abdomen are involved in distributing and supporting the load on
the lumbar vertebra if a person stands or lifts extra weights. This
is a very common cause of LBP with age related degeneration setting in
due to lack of exercise.
iv) Stress: A strong correlation between psychological tension
and LBP is implicated in some studies (Sarno, 1978) wherein the term
tension myocytis is suggested. The term tension refers to psychic
Tbe muscle
camponent which is the precipitative cause of LBP.
pathology may have secondaryinflammatory changes. It may be a local
disorder of contractile state of a muscleleading to muscle spasm (Sarno,
1978).
Often, the abovo factors are in collusion to produce LBP. The
hypokinetic activity makes the muscles wcak and unable to support
normal structural weight while the stress produces tense and shortened muscles with restricted movements. Doran and Newall (1975)
report that from a sample of 262 patients treated in different ways
(spinal manipulations, physiotherapy, corsets, analgesics and combination of these), 56 per cent still had back ache at the end of one
year. However, other studies (e. 9. Lindstrom and Zachrisson, 1970)
indicate that physical therapy has an important role in the management of LBP and sciatica. The emerging consensus of opinion of
many studies (Nachemson, 1969) is that exercise is very important
component which should be performed isometrically especially for
abdominal and quadricepsmuscles. The back musclesmay be exercised
isornetricallyor isotonically. Further, the prograrn should consist of
relaxation and Iimbering exercisesalong with those that promote elasticity. The latter is necessarysince reduced elasticitl' Ieads to lumbar
flexion or torsion movement which may further stretch a muscle or
tendon, precipitatingthe cycle of low back pain. These two cordinal

48

T l'. Ananthansrayanan and T. M. Srinivasan

aspects- namely, relaxation and improved elasticity - can be effectively


met through asana and pranayama practice. Further, isometrics can
also be incorporated for abdominal strengthening. However, the treatment of LBP in India is limited mostly to traction and diathermy.
Very little active participation is elicited from the patient during
physiotherapy. The physiotherapy practiced here is fairly outdated and
no novel proceduressuch as proprioceptive facilitation is incorporated.
Though yoga asanas are attempted in isolated institutions methods
to rationalize its application to LBP have not been worked out. Even
in well - established hospitals, the causative factors, the individual
differences, progression of exercises,test methods for suitability and
stagesof exerciseregimen etc have not been worked out. The present
study hopes to fill this much required clinical understandingof the role
of asanasand pranayamasin the managementof low back pain through
the applicationof simple biomechanicalprinciples.
2. Biomechanicsof Asanas
Asanas involve slow and steady movements and muscles stretch
during maintenancecf a posture. The asana exercises thus fall in the
categoryof isometrics and muscle relaxation achieved due to stretch.
In the use of asanas as a therapeutic tool, slow stretch is a very
important method for achieving musclerelaxation and improved motor
function. This is similar to rehabilitation techniques that are currently
known as Proprioceptive Neuromusclar Facilitation. Relar,ation of a
muscle(indicatedby lowered dischargesfrom the musclefibres) is obtained by stretching the muscle very slowly and maintaining the stretch
over prolonged periods of time (Srinivasan,l98l). Thus, asanas and
counterposeswork on the muscles through isometrics and further
muscles relax through intense stretch. The feedback mechanismsinvolved also change with improved musclecontrol due to stretch carried
out by the patient himself while this element is absent if the stretch is
through external means i. e., through electrical stimulation or through
manipulationby the therapist (Vinod Kumar, 1982).
A range of postures can be selected from the available literature
on asanas (Smith, 1980). These sele:tions are made on the basis of
the work brought on the low back by these asanas. The asanas are
listed in Table I, along with the major muscles that are activated during
the exercises. Since these asanas work on low back muscles,theseare
selectcdfor the therapeuticregimen. Each asanasis also graded on the

49

Exercises for Low Back Pain

basis of force which it exerts on tho joint during each type of


movement. This is also indicated in Table L The biomechanical
calculation proceedsas follows (Ananthanarayanan,1983).
Consider a hypothetical case of a person of l'76 cm height and 60 kg
weight. The lengths of different parts of the body (such as head and
torso, upper armn hand, high, leg aud foot) are assumed for this
person and the portion of body weight along with the centre of gravity is
assigned on the basis of available studies. From this, the moment of
force of each body segment about the point of attachmentis computed.
These are then added up depending on the number of segmentsthat
are moved while an asana is performed. For example, in Uttandsan(r,
the tors:, upper arm, lower arm and the band are moved about the
hip joint; the total monrents of ttrese parts amourrt to l57i kg cm.
Similarly, each asana is classihedon the basis of the body parts moved
and hence the moment of force generated about the hip joint The
act'ral values computed are shown in Table I" [t is evident that ihe
higher the moment, the greater is the force recruited in the t ack muscles.
To maiittain the asana positions, thus greater work is put on these
rnuscles. lnitiirtly, depending on t-ie intcnsity of LBP, asanas having

ryp ot movement

osono

m u 5c te|5 invol vao

g r lu te u s m o xtm r Js
r?ctur

tmoris

llaD srtcrlslon
(gemi i.adirFf(,s
Seni mcribrengsui)

"91

dw i podopcotom

mcmcnt ot thc j oi nt
'ficcdcd lo movc
body
port ogornst grovi ty)

870

kg cms

\----a
shqlobhcsqno

zzJ I

kg cn6

o.E
padls

moJor

r l[io cu s
H i p f l c r ro n

( p e ctr m u s
g o r to r r u s
tensor fosc,oe totoc)

qponosono

ey\

supinc beflt leg flcxrorr

s
voJrosono

185, 00 kg cms
1264. 80

kg cms

1571 53

l gcms

1571. 53

ko cu,"

to

ut tonosono

4)

ooschi motonosono

Table I.

370 00 kg cms

Major muscles involved and forces at the bip during clift'erentasanas(contd.)

and T. M. Srlnivasan
T, V. Ananthanarayanan

50
Iypa

ot rfiovamGnt

murglcs involvrd

nentdttldt sre lotnt


neEc'3d to fiic{3 body
port ogslnst gmvitY)

otqnq

J*1"
tqcro
Ir'Jn l i

ar ttn;10n

chgkrsYehqrsng

rP|mut

**g

( s em r ipt ndlr t
m ult il lou! I

bhu j6ngqsort
/s

1126,?i lB smt

rholsbhqrenc

ZZtl.66 !r9 nit6

.---.9

"dt
beni l.g ttsrlofi

raElur obdorninua rrytrr


Trunh ltcrion

s"*'t

arlcrnql ono
Internsl ob{iqu.B

ni!ltgib{;

tupine

irur*

tlairirl

rtr,09 Hg6rnt
l ? 6 3 , 6 t k Sc m e

*/
porchl'lutcnd|onq

157].t3 Fgrfli

Tablo I" Major musclesinvolvedand forccsat the hip during differentasanas

smallermomont and hencelesserwork on low baek rnusclesshouldbe


recommended.Howdlver,
in literature,headand torso lift (lying down)
prescribed
strain oR
which will put enorme,us
rehabilitation
is
early in
present
study. The
in the
back muscle and is thus eontraindicated
presentbiomechanical
of asanas
criteria thus enablea gradedselection
so that the low baekmuslcesare slowlyand progressivelystrengthened
by proscribing
incroasingly
diflicultasattstbr practice.
3. Test and Trcatment$chedules
The above sumrnarizedmethodof grading asanasis the basis for
of tBP. However,beforeproceedingwith rehabilitatior:,
rehabilitation
to assess
it is necessary
the abilityof the patientto cnrry out the basic
movements F'or this,a seriesof seven tests are introduced on the
b a sis of muscletesting devisedb y K ra u s s (1 9 6 5 ). Ch a rt s I t o 7
summarizethe teststo be conducted,the contraindicatedasatlasin each
g r o u p . The patient is instructedt o c a rry o u t t h e e x e rc is e sa n d h is
in a b ilityo r pain duringa movemeRtwill d e t e rmin et h e le v e l a t wh ic h
these excrcisesshould be started. The general rulesto bc followed
( a n dr e cornmended
by severalworke rs a
; re :

5t

Exercises for Low Back Pain


t:-

lESl
lor

up' pcr bock


o9l

potrert

,j;

="F"

|-4
^JL

+rl
L JL

dJ
I

ri
I
Lr I
rt towcr

bock

D A-

6 0 c r o s p r n o trs
. s c m i s p i n o lr s
mul trt idus

ond

lcgs

,^

ore

gtili

/L-

CHART I

IESI

?:.
tor Quodr otus tui bor um
pu$

il

a--/\slor

o.A-

br@lhino

zr
p
quodrctq!

lumbo?urn

it

euooiotus

tunborvm

+:.
CHART 2

r3

tttlt

to o?cD bocl

52
r ES" 3
?or

o 9oo9

tot

ltLtocus

stiftncss

IV

ll

e::1

a N,

-'l

AVO|D:tor

wcok

pso os

r ttr oc us

tor

gtill

Psoos

ittaocus

^
V

*l

;|

N t{

VT

psoo s m or or
illao cu s

a'G,.-

CHART 3

IEST

4:.
loi

towcr

o=-

bocl

gtutcus

ond

hohgtE

) st'cngth

--J

"E1

AVOID .

At

g l , u t c u s m o r tm u s
7 cc t u s l e m o r r s
s c m i t c n d r n o su s
S C m i m e m br o n o su s

slondinq

posturc s

untr l
'nr tr otr y -

CHART 4

the

m us c ( c a

qofn s tr e^9th

53

Exercisesfor Low Back Pain


TLS? 5
fet

hom;tr ing

ll

a^-'.--i

itr

JE-ff

str l l nc ts

e_

( onrlprrsror,

:i_ _:)

i< \ - ir " --., LJ


t

--

a_-_tt

L)
A

/TD

r
.^!

bn'
r a c t u s t e tr o r li
g s m r l c n d tn o g u s'
s e t n r m c m b lo n o su g

CHART 5
.TESI

6,
tot

hold

strogth

obdom

nl

K_

dosr

t,

I rlts
pot rcnts
t 7 unr
ono

h"ocl

,ra{

--lt

Dr@Othrng

oA.'

tr
W&

o b domr nus
'e ctu 5
o b ti q u e s

CHART 6

<J
.$/D I K"s{

"J\
z)

e:\

54

T, V. Ananthanarayananand T. M. Srinivasan

mov4 qams
ond hqdd

-o-Jr
-),

,-<\

i AIr i

UL
-ln

a vo r olor wqotnass
N)

y +J

!glnOllS

Ar

sro'd'u
s

i ::;1::1.'J
"*'
Samt

ar &2 )

cOptlls

sPtcnrg5

9qP113

;plcnrus

ag.vlcts

CHART 7

Sit-upsare contraindicatedin patients with acuteand subacute


lumbar pain and definitelynot advisablefor older patients'
2. Isometric abodminal exercisesare preferable(being milder)to
back extensionexercises.
3. Deep kneebendingplacesinordinatestresson the knee.
4. Toe.touchingand stiffleg raisedo not relax the back but can
put great strain on back muscles.

l.

Once the list of asanasare determined from the set, the actual
is worked out on the principleof alternate poseand countersequence
pose. Let us considera specificcaseof test result conducted on a male
patient,37 yearsold, 176cm height,60 kg weight,a professional executive. The test resultsfrom the Charts I to 7 is as follows :
I
Tests
Grade performed II
2
Sequence
recommended

234
IIII
753

567
III
(Repetition)
I

Exereisesfor Law Back Poin

55

Since no asana in this sequenceis contraindicated, the entire


sequenee is retained. Rest may be incorporated between3 and 4
and after the completion of the asanas. Simple breathing schedules
are carried out with the patient seated in a chair. The practiceof
prescribing gentle exercisescoordinated with easy breathing for LBP
patientswhose musclesare in spasmfinds supportin White and Punjabi
(1978)also. Variations in breathingpattern include long exhalation
and holding breath after exhalation,the latter being particularlyuseful
as an abdominalexercise. This then is the criteriafor selectionof an
to a patient.
exercise
and a sequence
buildupto be prescribed
schedule
4. Resultsand Discugsion.
A total of 16 personsbetweeneges22 and 60 were taken for testing
and for therapeutic schedule. All patients bad LBP without any
pathology(testifiodby medical personall,with 5 out of 16 havingLBP
for more than 5 years. The sampleconsistedof 8 females(3 postnatal, I retroverted uterus, 2 age-relateddegeneration,I tension
myocytisand I due to exertion)and 8 males(4 tensionmyoeytis,3 due
to intenseexertion,I gait relatedLBPi.
The pationts were interviewedindividually during which the details
of medicalhistory,occupation,tonsion rtate, doctor's recommcndations
etc, were noted" Each patient is then examined on the basis of
CbavtsI tlrrough? and tbe subjectivereports,mobilityof joints,loeation
is built up on tbe basis
and intensityof pain tc , are notod. The seguence
of thesetestsas discussed
earlier The courseof therapywas usually4 to
6 individualnneetings
once a week lastingaboutan hour. During each
subsoquntvisit, the improvomentsare noted and the exerciseschedule
is made progressivelymore dsmandingso that the muscle strength
can be built up, thus incorporatinga preventiveaspect also in thsse
schedules.
wascirAfter a six month practice of asanas,a questionnaire
culated to each patient to assessthe changesbrought about by the
treatment,
O f th c l6 peopletreated,ll repo rt e da s ig n if ic a n le
t s s e n inogf L B P
t h p ra c t ic e b u t
a n d the remaining5 reported slig h t imp ro v e me n wit
r e cu r r e n ceof pain ii practice is d is c o n t in u e d .He n c e re
, g u la rit yo f
p r a cti ceis essential
for the inrDrov e mein
n t t h e c o n d it io n ,

and T. M. Srinivasan
T. V. Anarxthanaravanan

56

The main points to conclude from the patient response after a six
month followup is as follows :
l.

Overwhelming majority (ll out of 16, nearly 70 percent)


reported significant improvementin their conditions with near
normal mobility and absenceof pain.

2.

Those who reported recurrence of back pain also reported


irregularity of practice.

The assignedexerciseson the basisof biomechnicalcomputation


is a safe rnethodwith easy introductory postures followed by
those which worked with greater intensity on the back.

Severalsimple exercisesderived from asanas have been analyzed


in this study through principles of biomechanics so that an objective
basis is provided fot assessingthe activity of low back muscles during
these postures. A series of test protocol has been worked out for
testing the flexibility and strength of low back muscles. The patients
can be tested with this protocol and the test results indicate the level
at which this asanasmay be prescribed,so that the back is not overstrained initially. Extension of these calculations to available rehabilitative techniquespracticed elsewhere shows clearly the unsuitability
of those which can be vry severe on an already weak oack. A clinical
study on l6 patientsthrough the present method of asana selectionand
progressivebuildup has clearly shown that an overwhelming majority
(about 70 percent)has a good recovery from low back pain.
Asana practices are characterized by slow movements, isometric
muscle contraction an,Jstretch of antagonist muscles The slorv movements provide a low energy cost and hencefatigrc is avoided. Isometrics
are those in which the muscleis contractedunder constar)tlength; there is
no movement of the joint, however sincethe musclecarries weight, work
In casesof joint Cisarticulationit is still possible to keep
is done by it
the muscleactive through the practiceof isometrics. The musclestretch
has lery important implicationsin ntuscledynarnics. Herein the muscle
is both relaxed (reduced activiiyt and the feedbackfrom the muscle is
altered so that muscle ccntrol can be readjusted. For example, in
casesof; say, spasticity, a readjustmentof alpha motoneuron discharge
is possiblethrough changesin reflex responsein a muscleduring stretch.
This modulation of motoneuron activity is not possible if the limb is

Exercisesfor Low Back Pain

57

moved passively by the therapist. Further, the work done by the


musclescan be increasedthrough the introductionof breathingduring
asaRas.
The asanastaught hereare dynamic and with counterposos.Slow
repetitivepostureshelp to activateboth the agonistand the antagonist
during movemnt. Thus, sudden isor,netriowo,rkis not assignedto the
muscleespeciallytbosowhich are weak due to disuse. Further, during
slow movementsthe joints and the connectivs tissues aro stretched
gradually without extreme flexion and associateddangerof damage,
Movement also irnplies increased ci'reul,a.tionand' warrning up of the
muscles. Breathingin syncronismwith movements(for example,slow
exhalation during forward bending) add to tbe depth oF rnovements.
Breathingalsoindicatesto the practitioner whether the ptrysicrrllimits
of exerciseis being reached whon breathing beoomesdifficult or comes
in spurts. It alsoputs more work on the muscleso that muscle tone
improves.
Low Back Pain(LBP) is a wide spreadmalady affiictingmore than
50 per cent of the population at any one time, in any country. The
exercisessuggested
here are hopefullyan improvementover the previous
ones. However, intense investigationand long followup are required
beforeprescribingany set of exercisesbasedon asanas as final therapeuticregimenfor low back pain.
Acknowlsdgment
The authors wish to place on record the advise and constant
vigilanceof Sri Desikachar during the courseof developmentof these
procedures.
References
l.

Ananthanarayanan T, v. (1983) 'Management of Low Back pain; Biomechaniccl


analysisof asanasand pranayama' MS thesis, Bionredical Engg. IIT Madras, India.

2.

Daniels L. and Worthingham C. (1980) ,Muscle Testing, W. B. SaundersCo., pa.


pp t6.74.

3.

Doran. ML and Newall, DJ (1975). 'Manipulation in treatment of low track pain..


A multicentrestudy' BMJ. Vol 2, pp l;l-164.

4.

Finneson,B. E. (1980) 'Low Back Pain' J. B. Lipprncott Co., Pa. ppZ2O-241.

58

T. V. Ananthanarayananand T. M. Srinivasan
5.

Krauss, (1965). ' Back Acke . stess and tension,, George Allen and Unwin,
pp 9- 4, 77- 110.

6.

Lindstrom, A and Zachrisson, M. (1970) 'physical therapy on low back pain and
Sciatica' Scand Jr Rehal Med, Yol 2, pp 37.42.

7,, Nachemson,A (1959) 'Physiotherapy for low back pain patients, ScandJr of Rehab
Med. Vol I, pp 85-90.

8.

Sarno, J. E. (1978)'Therapeutic exercise for back pain' in Theropautic Excrcises


(ed) J. V. Basmajian, Williams & Wilkins Co., Baltimore,pp40g-429.

9. smith' M. J' N. (1980) 'An lllustrated guide to Asanas and pranayama',


Krishnamacharya Yoga Mandiram, Madras.

10. srinivasan, T. M. (1981) 'Electrophysiological correlates during yogic practices,,


The Yoga Review, Vol I No. 4 pp 165-173.

ll.

vinod Kurnar, K. (1982), 'Micro'processorbased neurological (n Reflex) monitoring'. MS Thesis, Biomedical EngineeringDivision, IIT, Madras, pp 51.

12. while' A. A. and Punjabi, M.M. (1978) 'clinical Biomechanictof the spine, J. B.
Lippincott Co., Pa, pp 277-344.

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