Evaluation of the clinical efficacy and safety of Anti-Dandruff

Shampoo in the treatment of dandruff

G. Ravichandran,1 MD, DD, M. Derm.,
V. Shivaram Bharadwaj , Dip. N.B. (Surg.), FRCS (Edin.), FRCS (Plastic Surg.), and S.A. Kolhapure3*, MD
1
Consultant Dermatologist, 2Consultant Plastic & Reconstructive Surgeon
Apollo Hospitals, Chennai, Tamil Nadu, India
3
Senior Medical Advisor, R&D Center, The Himalaya Drug Company, Bangalore, India
2

The Antiseptic 2004; 201(1), 5-8

[*Corresponding author]

ABSTRACT
Dandruff (Pityriasis simplex) is a common embarrassing scalp disorder, affecting a large
chunk of population. The yeast, Pityrosporum ovale is the causative microorganism of
dandruff and due to its lipase activity it releases proinflammatory free fatty acids, causing
dermal inflammation and tissue damage. Currently available treatment options have various
limitations, either due to poor clinical efficacy or due to the compliance issues. Also, these
drugs are unable to prevent recurrence, which is the commonest problem. This study was
planned to evaluate the clinical efficacy and safety of Anti-Dandruff Shampoo in the
management of dandruff.
This study was a prospective, open, non-comparative, phase III clinical trial and was
approved by the Institutional Ethics Committee. A total of 35 patients, who were diagnosed as
suffering from dandruff, and who were willing to give informed written consent were included
in the study. A baseline history was obtained and the baseline assessment included personal
data, a description of symptoms and details of past medical history. All the patients were
advised to apply the Anti-Dandruff Shampoo, twice a week for a period of 6 weeks. The
predefined primary efficacy endpoints were reduction in dandruff lesions, reduction in overall
scalp inflammation and healing of existing lesions. The predefined secondary safety endpoints
measures were incidence of adverse events and overall patient compliance to the drug
treatment. All the adverse events either reported or observed by the patients were recorded
with information about severity, date of onset, duration and action taken regarding the study
drug. Patients were allowed to voluntarily withdraw from the study if they experienced
serious discomfort during the study or sustained serious clinical events requiring specific
treatment.
This study observed a significant reduction in the mean scores of itching and white scales of
dandruff. The subjective evaluation revealed remarkable symptomatic and clinical
improvement in 2 weeks period. The excellent antidandruff action of Anti-Dandruff
Shampoo might have been due to the synergistic antifungal, anti-inflammatory and local
immunostimulatory actions of its ingredients. Therefore, it may be concluded that, AntiDandruff Shampoo is effective and safe in the management of dandruff.

INTRODUCTION
Dandruff (also referred as Pityriasis simplex) is a common embarrassing disorder, which
affects 5% of the global population. Dandruff mostly occurs after puberty (between ages of 20
and 30 years), and affects males more than females.1
Dandruff is characterized by scaling of the scalp, and is frequently associated with seborrhea2,
and seborrhea is the precursor of seborrheic dermatitis.3 The yeast, Pityrosporum ovale is the
causative microorganism of dandruff. Pityrosporum ovale feed on the dermal lipids and
proteins and facilitates lipase activity, which releases proinflammatory free fatty acids (FFAs)
causing dermal inflammation and tissue damage. The lipase activity indicates that in addition
to hypersensitivity, Pityrosporum ovale releases toxic chemicals, which contribute to the
development of a fungal infection.4
Currently available treatment options for the management of dandruff include therapeutic use
of zinc pyrithione, salicylic acid, imidazole derivatives, glycolic acid, steroids, sulphur and tar
derivatives. However, these agents have certain limitations, either due to poor clinical efficacy
or due to the compliance issues. Furthermore, these drugs are unable to prevent recurrence,
which is the commonest problem.
Anti-Dandruff Shampoo is a polyherbal formulation recommended for the treatment of
dandruff and contains the extracts of Rosmarinus officinalis, Vetiveria zizanioides, Nigella
sativa, Santalum album, Ficus bengalensis, Citrus limon and oil of Melaleuca leucodendron.
This study was planned to evaluate the clinical efficacy and safety of Anti-Dandruff
Shampoo in the management of dandruff.
Aim of the study
This study was planned to evaluate the clinical efficacy and safety (short- and long-term) of
Anti-Dandruff Shampoo in the management of dandruff.
Study design
This study was a prospective, open, non-comparative, phase III clinical trial, conducted at the
Department of Dermatology at The Apollo Hospitals, Chennai, India, as per the ethical
guidelines of Declaration of Helsinki, from June to September 2004. The study protocol,
CRFs, regulatory clearance documents, product related information and informed consent
forms (in Tamil and English) were submitted to the Institutional Ethics Committee and
were approved by the same.
MATERIALS AND METHODS
Inclusion criteria
A total of 35 patients, who were diagnosed as suffering from moderate to severe form of
dandruff, and who were willing to give informed written consent were included in the study.
Exclusion criteria
Patients with concomitant severe scalp infection, history of hypersensitivity to
shampoos/cosmetics, children below eighteen years of age, patients with preexisting severe
systemic disease necessitating long-term medication, patients with genetic and endocrinal
disorders, and those patients who refused to give informed written consent were excluded
from the study. Pregnant and lactating women were also excluded from the study.

Study procedure
A baseline history was obtained in order to determine the patients eligibility for enrolment in
the trial. The baseline assessment included personal data, a description of symptoms and
details of past medical history (family history of dandruff and history of possible exacerbating
factor/s). All the patients were advised to apply the Anti-Dandruff Shampoo, twice a week
for a period of 6 weeks. All the patients were asked to adhere to Anti-Dandruff Shampoo
only as the treatment for dandruff, and no other medicated topical application was allowed.
Follow-up and monitoring
All the patients were followed up for a period of 6 weeks and at each weekly follow-up visit,
scalp skin examination was done to assess the improvement in the dandruff lesions. At the
end of the 6th week, the overall performance of the Anti-Dandruff Shampoo was evaluated.
Primary and secondary end points
The predefined primary efficacy endpoints were reduction in dandruff lesions, reduction in
overall scalp inflammation and healing of existing scalp lesions. The predefined secondary
safety endpoint measures were incidence of adverse events and overall patient compliance to
the treatment.
Adverse events
All the adverse events, either reported by patients or observed by investigators were recorded
in the case record forms, with information about severity, date of onset, duration and action
taken regarding the study drug. Relation of adverse events to the study medication were
predefined as Unrelated (a reaction that does not follow a reasonable temporal sequence
from the time of administration of the drug), Possible (follows a known response pattern to
the suspected drug, but could have been produced by the patients clinical state or other
modes of therapy administered to the patient), and Probable (follows a known response
pattern to the suspected drug that could not be reasonably explained by the known
characteristics of the patients clinical state).
Patients were allowed to voluntarily
withdraw from the study if they experienced
serious discomfort during the study or
sustained serious clinical events requiring
specific treatment. Non-compliance was not
regarded as treatment failure and reasons for
non-compliance were noted.
RESULTS
A total of 22 males and 13 females were
enrolled in the study. There was a
remarkable decrease in the scaling and
itching of scalp after a weeks treatment.
Subsequently, there was remarkable
improvement in the healing of the dandruff
lesions from the second week onwards, and
the after 4th week, there was complete
control of dandruff in all the patients.

Figure 1: Response to drug treatment (AntiDandruff Shampoo)

At the end of the 6th week, 21 patients (60%) graded the Anti-Dandruff Shampoo a good,
9 subjects (26%) graded the Anti-Dandruff Shampoo as very good, and 5 subjects (14%)
graded the Anti-Dandruff Shampoo as excellent (Figure).
There were no clinically significant adverse reactions (either reported by patients or observed
by the investigators) during the entire study period. There were no dropouts and the overall
compliance to the drug treatment was excellent.
DISCUSSION
A person's entire body surface continuously sheds dead skin cells and the skin itself sheds
every twenty-four days. Dandruff, the shedding of dead skin cells from the scalp at an
excessive rate, is the result of the normal growing process of the skin cells of the scalp.
Dandruff may be caused by several different factors, but the exact underlying cause of
dandruff is unknown (at least not agreed upon by the medical fraternity). Dandruff is the
visible desquamation of scalp, is the mildest manifestation of seborrheic dermatitis. Dandruff
usually is a result of Pityrosporum ovale infection combined with multiple host factors.5
Pityrosporum organisms are linked to T-cell depression, increased sebum levels and an
activation of the alternative complement pathway. The age of onset of dandruff also suggests
an androgenic influence, as dandruff correlates with peak sebaceous activity. Dandruff can be
seasonal, in which it is most severe during winter and mildest during summer (as ultraviolet
rays from sunlight counteracts Pityrosporum ovale). Poor diet, poor hygiene, genetic
disposition, hormonal imbalances and infections contribute to dandruff. Excessive use of
hairsprays and hair gels, improper use of hair-coloring products, excessive use of electric hair
curlers, dry indoor heating, tight fitting headgears or scarves, infrequent shampooing of the
hair, inadequate rinsing of hair, stress, anxiety and tension worsen dandruff.
The most common symptom of dandruff is scalp scaling, and itching with scalp soreness is
frequently present. Dandruff scales usually occur as small, round, white-to-gray patches on
the top of the head; however, scaling can occur anywhere on the scalp. Clinically, the greyish
white flakes of skin are often visible on the hair and shoulders. Unsightly flakes or scales are
typically present on the scalp and trapped in the hair. Whether or not these flakes are "oily" or
"dry" may provide hints about the underlying cause of the dandruff.
The severity of dandruff varies from mild dandruff to exfoliative erythroderma. Seborrheic
eczema is a more severe form of dandruff, which affects the skin around the eyebrows, nose,
ears, face and forehead, and the typical scales are yellowish greasy with inflamed skin. The
differential diagnosis of dandruff include eczema, atopic dermatitis, candidiasis, contact
dermatitis, dermatomyositis, drug eruptions, drug-induced photosensitivity, impetigo, lichen
simplex, chronicus lupus erythematosus, nummular dermatitis, pemphigus, pityriasis rosea,
tinea capitis, xerotic eczema, and vitamin B and/or zinc deficiency.
The aim of dandruff treatment is to reduce the number of the Pityrosporum ovale on the scalp,
and the goals of therapy are to reduce morbidity and prevent complications. Dandruff is a
natural process, which cannot be eliminated and dandruff can only be managed and
controlled. A variety of topical formulations with antipityrosporal activity are available for
treating dandruff. Mild dandruff is controlled by regularly shampooing the scalp with a mild,
non-medicated shampoo, but when frequent shampooing alone does not control the dandruff,
a medicated dandruff shampoo is needed. Common ways to control dandruff is to use agents
like imidazoles, selenium sulphide, coal tar and salicylic acid (either alone or in

combination).6 These shampoos work by slowing down cell turnover and may reduce the
number of malassezia (yeast infection of the skin). However, these shampoos have to be used
for a long period (usually for few months) and leave scalp skin dry (which leads to frequent
scalp irritation), and are also known to discolor light colored hair. Thus, with the available
therapies, the problem of complete symptomatic control and clinical cure are not addressed
and dandruff usually recurs on stopping these treatments.7
This study observed a significant reduction in scalp itching, inflamed scalp and white scales
of dandruff. The subjective evaluation also revealed remarkable symptomatic improvement in
2 weeks period and by the 4th week, dandruff was completely controlled. The excellent
antidandruff action of Anti-Dandruff Shampoo might have been due to the synergistic
antifungal, anti-inflammatory and local immunostimulatory actions of its ingredients, which
has been well documented by various research workers.
The principle ingredients of Rosmarinus officinalis are caffeic acid, phenolic diterpenes
(carnosic acid, carnosol and 12-O-methylcarnosic acid), caffeoyl derivatives (rosmarinic
acid), and flavones (isoscutellarein 7-O-glucoside and genkwanin). The extract of Rosmarinus
officinalis has been shown to have potent antioxidant activity, in both aqueous and lipid
systems.8 The principle ingredients of Vetiveria zizanioides are valencene, 9-octadecenamide,
2,6,10,15,19,23-hexamethyl-2, 6,10,14,18,22-tetracosahexaene, 1,2-benzendicarboxylic acid,
di-isooctylester and terpenoids (monoterpenes, sequiterpenes and triterpenes).9
Citrus limon contains sugars (glucose, fructose, and sucrose), polysaccharides, organic acids,
myoinositol, carotenoids, vitamins, flavonoids, limonoids (limonin and nomilin), volatile oil,
alpha-terpinene, alpha-pinene, coumarins, mucilage, pectins and bioflavonoids (eriocitrin and
hesperidan).10,11 Citrus limon has strong antioxidant, antibacterial and antifungal effects.
Chapel et al. observed clinical benefits of Citrus limon in Athlete's foot,12 while Alderman et
al. documented the antiaspergillus effect of Citrus limon.13 Citrus limon is also effective as a
natural biocide.14
The extract of Nigella sativa contains both fixed and essential oils, proteins, alkaloids and
saponins; and the biological activity of Nigella sativa has been attributed to thymoquinone.
Nigella sativa has anti-inflammatory, analgesic and antimicrobial activity.15 Scartezzini et al.
and Jagetia et al. documented antioxidant16 and nitric oxide scavenging activity of Santalum
album.17
Nenoff et al. reported antidandruff activity of Melaleuca leucodendron. The antifungal
activity of Melaleuca alternifolia has also been evaluated against common strains of
dermatophytes, yeasts, Candida albicans, other Candida species and Malassezia furfur.
Melaleuca alternifolia helps control dermal fungal infections, which are frequently associated
with dandruff.18 The principle ingredients of Ficus bengalensis are ketones (tetratriacontene,
6-heptatriacontene, pentatriacontan, beta-sitosterol-alpha-D-glucose and meso-inositol.19
Ficus bengalensis contributes to the antioxidant potential of the other ingredients.20,21
CONCLUSION
Dandruff (Pityriasis simplex) is a common embarrassing disorder, affecting a large chunk
of population. The yeast, Pityrosporum ovale is the contributing organism of dandruff and its
lipase activity releases proinflammatory free fatty acids, causing dermal inflammation and
tissue damage. Currently available treatment options have certain limitations, either due to
poor efficacies or due to the compliance issues and these drugs are unable to prevent

recurrence, which is the commonest problem. This study was planned to evaluate the clinical
efficacy and safety of Anti-Dandruff Shampoo in the management of dandruff.
This study observed a significant reduction in the mean scores of itching and white scales of
dandruff. The subjective evaluation revealed a remarkable symptomatic and clinical
improvement in two weeks period. The excellent antidandruff action of Anti-Dandruff
Shampoo might have been due to the synergistic antifungal, anti-inflammatory and local
immunostimulatory actions of its ingredients. Therefore, it may be concluded that, AntiDandruff Shampoo is effective and safe in the management of dandruff.
ACKNOWLEDGEMENT
We are thankful to Dr. Rangesh Paramesh M.D(Ay) for the NLQGKHOSRIIHUHG for this project.
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