Beruflich Dokumente
Kultur Dokumente
Development discourse
(Evidences from Pakistan)
INITIAL PROPOSAL
From,
Zian Rafique
For,
Dr.Khoo Suet Leng
Justification:
The rationale for undertaking this study is informed by numerous considerations.
Firstly, in describing and assessing the causes for the rise to prominence of decentralization
and citizen participation, this dissertation will look at the broader theoretical context and
concepts relevant to the subject-matter. This includes looking at changes in development
theories to provide a framework for discussion of the rationale for decentralization and citizen
participation in development.
Secondly, the increasing global attention paid to participation and decentralization, statements
in international summits and declarations, government policy documents and discourses, and
especially, in Pakistans legal and policy documents, suggest that these approaches may have
considerable potential.
A developmental role for local government has been understood as the central responsibility
of municipalities. Municipalities are now mandated to work together with local communities
to find sustainable ways to meet their needs and improve the quality of their lives.
Municipalities are called upon to support social and economic development in their
communities and they are mandated to consult and involve the communities in these matters,
since the communities are expected to own the development processes. The legal framework
and policy documents place the onus for development on local authorities and communities
and call for the establishment of partnerships for local governments to work with the private
and community sectors.
Thirdly, Pakistans citizens are increasingly dissatisfied with the quality and quantity of
services provided by local government. Moreover, while it is important to recognise the
potential of decentralization and citizen participation in democratic models of local
governance, the gap that exists between the legal and policy frameworks for decentralization
to promote participation, and what in fact really occurs, needs to be better understood. This
gap shows the need to understand the nature, dynamics, methods and relations of
decentralization and participation in this new context. The dialectic between theory and
practice in decentralized and participatory development will be discussed in this thesis
through an empirical & qualitative study. This study will examine the complex relationship
between decentralization and the role of citizen participation in democratic local governance.
It will develop a general framework that allows local governments perspectives, problems,
views and opportunities connected to participatory approaches in local governance to be
evaluated and understood while recognizing the broader issues of political economy that
contextualize the possibilities or the potential of participatory development to be
transformative.
identify and analyze the key challenges and constraints restricting the incorporation of
participatory development approaches in local governance.
After establishing this diagnosis, the research will identify and discuss possible strategies to
overcome the problems and limitations that explain the gap between theory, policy
formulation and practice. This dissertation seeks to discuss the suitability and potential of
decentralization and citizen participation in Pakistan, and to suggest policy guidelines in the
light of these findings.
The research seeks an answer to the following broad questions:
If decentralization and citizen participation hold so many promises, why does there appear to be a wide gap
between the promised land of participatory and decentralized development and everyday realities?
Participation is given high priority; but what does that mean for local government authorities?
What are the problems faced in the implementation of participatory approaches in local
governance?
What are the implementation constraints that municipalities face?
What are the consequences of citizen participation in local governance in terms of changes in
policy and improved governance?
Is there any evidence of new systems of accountability and greater responsiveness of
administration and political organs of government to local needs and thus increased
efficiency?
Has this diversified the types of voices heard and considered in political process?
Related theories:
Rostows stage models of economic development, national growth and development plans
and a belief in the ability of growth centres to catalyse growth in a region, all enjoyed
widespread popularity. In general terms, this type of state intervention and planning has
been referred to as top-down planning because of the degree of control exercised by the
central state over the entire regional development and planning process. This is reffered as
the traditional approach to local development and planning. The emphasis on
conventional bureaucratic service delivery, based on the conscientious application of rules
and procedures, is also characteristic of this approach to local planning and development
(FCR, 1999).
A related concept that has emerged is the idea of self-determination. One of the key
proponents of assertive, empowering assistance for people to meet their needs through self
reliance is Manfred Max-Neef who calls on the state to open up opportunities for direct
participation by different social actors, leading to a more complete and harmonious
development of the system of fundamental human needs (Max-Neef, 1992 and Max-Neef,
Elizalde and Hopenhayn, 1991). This has led to a school known as Human Scale
Development, defined as focused and based on the satisfaction of fundamental human
Combining concepts from the sustainable development paradigm with a more holistic
approach to poverty and development, Chambers developed the idea of Sustainable
Livelihoods, with an aim to enhancing the efficiency of development cooperation and to
address the failure of previous development approaches. The Sustainable Livelihoods
Approach is defined as an integrated development method that involves an assessment of
community assets, adaptive strategies and technologies contributing to livelihood systems,
and the analysis of cross-sectoral policies and investment requirements to enhance
livelihoods to achieve sustainable development (IISD, 1999).
The New Rurality approach puts the concept of territorial development at the heart of
rural development analysis. The backbone of the new rurality is the territorial character
of rural development, and it holds sustainable development as a basic policy goal. It
recognizes that in current rural spaces diverse activities (agriculture, mining, handicrafts,
commerce, services, etc) and diverse social actors (State, producer organizations, farmers,
native population, rural and urban communities, NGOs, etc) are involved. The structural
changes recognized in the new rurality are indexed by the growth of non- farming
activities as an important source of rural income. This approach proposes the territorial
nature of rural development, in opposition to the sectoral (associated with farming
activities) character sustained by the traditional approaches (see i.a. Teubal, 2003). New
rurality types of studies and policy prescriptions include bottom-up approaches for rural
development.
The New Public Management (NPM) approach has been very influential in development
planning. The Market-based approach, as the FCR (1999) argues, emphasizes involving
private sector management techniques, e.g. performance management, expansion of line
management autonomy, reducing administrative overheads, and outsourcing service
delivery (e.g. public-private partnerships, competitive tendering) (FCR, 1999, p. 16). This
approach regards residents as customers of public services that can voice their
preferences through market mechanisms (e.g. choosing which services they would like to
pay for) (Schacter, 2000). Community participation in planning is largely redundant.
Methodology
When undertaking research on the relationships between decentralization and citizen
participation, a variety of research and assessment criteria need to be employed in order to
ensure accuracy and objectivity. Based on a variety of data collection methods combining
both primary and secondary data, this study combines and triangulates diverse methodological
approaches. The study would be divided into two parts.
Qualitative Study: Pakistans Local Government Legal and Policy Framework Review
Based on the theoretical framework developed in this thesis, the research includes a critical
analysis of the legal framework and the relevant policy documents related to decentralization and
citizen participation in local governance for the Pakistan empirical study. The research will briefly
outline and examine the Pakistan legislation and policy documents on decentralization and citizen
participation in local governance. This review allow the researcher, by the act of deconstruction
and critique, to provide some guidelines on the kind of legal and policy framework obstacles that
impede effective decentralization and citizen participation in local governance and how these
obstacles could be overcome to facilitate the relationship between decentralized and more
participatory forms of policy.
THEORITICAL FRAMEWORK
Popular participation
It is widely agreed that citizens participation is an essential feature of a democratic political
system as Verba and his colleagues insist, Citizen Participation is at the heart of democracy
(Verba et al., 1995). The degree of equality in popular participation can have important equity
and efficiency effects. If one demographic group, for example, is more politically active than
another, parties and politicians are likely to cater to this groups interests more, and policies
will deliver more benefits to it than to other groups. Biased participation can also create
economic distortions if politicians divert resources to specific groups of more active citizens
(Benabou, 2000; Rodriguez, 1998). It is well documented that decentralization can facilitate
good governance through empowering people, allowing them to participate in decision
making, affecting their every day life (Jutting et al., 2004). The opportunity it provides for
participation should also increase security and accountability of public representatives in
delivering services and transparency in decision making (Herridge, 2002).
Questions
Following Questions have been developed and will be tested in this study: 1. To what extent, Participation, transparency and access to information significantly explain
variance in political accountability
2. In contrast to representatives, if general public report limited political accountability?.
3. If existing disparities and power relations determine level of popular participation?
4. If Demographic background of the people determine their level of access to information?
Research Methods
The study would use survey method to collect the primary data. The target population of the
study would include the registered voters, local representatives and the local government
officers (BPS- 17 and above) of the District.
A questionairre would be designed on the series of statements about the citizens participation
in elections, meetings, debates and discussions; transparent decision making process
(oppenness and legitimacy) and access to information (resources estimation, developmental
expenditure, non- developmental expenditure, routine matters, and rules & regulations). The
database will be analyzed using SPSS to run t-tests like multiple regression analyses.
of bringing gender to the forefront in discussions on local governance and development since
it is at this level of governance that the majority of grassroots women interact with
government. Another more important consideration in discussing local governance from a
gender perspective is that it enables women to emerge as active citizens who, through their
daily activities and strategies, continuously reshape structures and processes surrounding them
in their struggle for a more equal and just redistribution of development resources.
The main objective of this research is to explore the interaction between women, community
organisations and local government and the complexities of incorporating a gender
perspective in local governance. Local governance is about a dynamic and complicated
process of interaction between state and non-state actors involved in the local level
development process. Engendering local governance requires an interactive process of
governing in which women, community organizations and local government may all
contribute. Focusing merely on an analysis of local government institutions, on women
working within local government or on women's organizations as separate entities is
inadequate to examine the engendering of local governance. Rather, it is essential to consider
the various structures and actors involved in governance and their interaction rather than
looking only at local government institutions. A study which focuses on the interaction
between women, community organizations and local government, and their strategies in
managing and organizing their relationships may then contribute to providing theoretical and
empirical insights to the realm of engendering local governance.
Thus, the concept of governance rather than the concept of government will provide a suitable
framework for exploring gender issues in the development process at the local level. Whereas
the concept of government perceives governing as a one-way, top-down process in which
government institutions and agents are the power holders, the concept of governance views
governing as the outcome of the integration of various capacities of local stakeholders in
managing their relationships and in influencing processes at the local level. In other words,
the governance concept has shifted governing as the management of the society into
management by and with the society, which provides a space for the emergence of women as
one of the various stakeholders at the local level.
This will thus extend the discussion of gender in local governance beyond the realm of
women's involvement in local government. When discussing the gendered nature of the state,
feminist theory will be drawn upon. This study is based primarily on a gender perspective
which recognizes the existence of power relations between women and men as stakeholders in
local governance in engendering local governance.
the culture of male domination in local government (Halford,1992) provide explanations for
the invisibility of both women's contributions and specific needs. The neglect of women and
women's issues discourages women from getting involved in local governance which then
entrenches their invisibility in it. Additionally, the constructions of gender in society put some
constraints on women participating in local governance. Women' s involvement in community
is determined by the society' s norms and values concerning women' s proper obligations and
roles (Byrne and Laier, 1 996; Desai, 1 996). While women's activities in providing social
services for communities such as in health, education, and housing are frequently considered
culturally acceptable, women often experience severe rejection and opposition from men
when it comes to their involvement in governance in terms of decision-making processes and
political activities.
Local government is frequently pointed out as an entry point for changing the political agenda
to be more gender sensitive (Philips, 1 996; Mauclay, 1 998). The significance of local
government as 'a strategic site for women' s empowerment' is argued by Waylen ( 1 996: 1 3
6) as follows:
As the level of government with the most direct influence on the daily lives of women, local
governments have a critical role to play in bringing about gender equality, and can be a key
motor for change and development . . . Within the responsibilities of most local governments
lie the provision of social and welfare, education, health, and child-care services, all of which
are recognised as being important potential catalysts for improving the living standards and
status of women.
Despite differences in cultural and political systems, analysis based on 15 country reports on
local government in Asia and the Pacific notes slow progress in the achievement of gender
equality in all of these countries (UNESCAP, 1 998). There is clearly a need for the
balance between women and men by providing power and opportunities conducive to
bringing transformation at the local level (Halford, 1 992; Philips, 1 996; Beal, 1 997;
Mauclay, 1 998; Philips, 1 998). This argument suggests that women are more likely to
engage in politics at the local level, or more likely to concern themselves with issues and
decisions that are made in their local environment since they are more relevant to women.
Through their understanding and knowledge of daily neighbourhood affairs, women become
effective agents of change in proposing relevant and useful ideas for solving problems at the
local level (Beal, 1 997). On the other hand, local government-elected offices are assumed to
be more accessible to women due to their locality and part-time characteristic (Beetham, 1
996). Thus, decentralisation as the transfer of power from the central government to local
government may provide more space and opportunities for women to represent their needs
and interests than does central government.
Research Objectives
In the light of the foregoing discussion, the objectives of the study would be as follows:
To identify Pakistan women' s perceptions and aspirations concerning the role of local
government which then will be used to develop criteria as to what constitutes gender-sensitive
local governance.
To identify structural and institutional problems facing local government in engendering
local governance in Pakistan and in building a synergistic partnership with women and
community organizations.
To explore patterns of relationships between women, community organizations and local
government and their diverse strategies in struggling to integrate women's interests and needs
into local governance
Research Questions
Based on the research objectives, the following research questions are formulated:
_ Why is there a need for gender sensitivity in local governance?
_ What constitutes gender sensitivity in local governance?
_ What problems do women and local governments face realizing gender sensitivity in local
governance?
How are women currently organized at local levels and how effective are they in influencing
decision making at the local level?
Under what circumstances and in what ways do women and community organizations
collaborate among themselves to ensure the accountability of local government?
Does decentralization bring local governance closer to women? I f so, how?
How can a synergistic relationship between women, community organizations and local
government be achieved in engendering local governance?
RESEARCH METHODOLOGY
Qualitative research is most suitable for exploring the complexity of power struggles in
engendering local governance in Pakistan since it allows the researcher to gain insights into
participants' views and interactions. qualitative research is suitable in documenting the ways
in which meanings are constructed and negotiated within particular social contexts
(Holdaway, 2000: 1 66). It will then also be beneficial in understanding critical issues in
engendering local governance and in providing explanations for research questions including
the nature of women's participation in local governance.
Techniques
Various techniques which were to be used in conducting the study were as follows :