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# Fundamentals of Heat Exchanger Theory and Design

written by: Harlan Bengtson edited by: Lamar Stonecypher updated: 10/6/2010
Heat exchanger theory leads to the heat exchanger design equation that relates the overall heat
transfer coefficient, heat transfer surface area, and log mean temperature difference to the rate of
heat transfer. This heat exchanger design equation is used to find the area needed for heat
exchangers.

Introduction
The heat exchanger design equation can be used to calculate the required heat transfer surface area
for a variety of specified fluids, inlet and outlet temperatures and types and configurations of heat
exchangers, including counterflow or parallel flow. A value is needed for the overall heat transfer
coefficient for the given heat exchanger, fluids, and temperatures. Heat exchanger calculations could
be made for the required heat transfer area, or the rate of heat transfer for a heat exchanger of given
area.

## The Heat Exchanger Design Equation

Heat exchanger theory leads to the basic heat exchanger design equation: Q = U A T lm, where
Q is the rate of heat transfer between the two fluids in the heat exchanger in But/hr,
U is the overall heat transfer coefficient in Btu/hr-ft2-oF,
A is the heat transfer surface area in ft2,
and Tlm is the log mean temperature difference in oF, calculated from the inlet and outlet temperatures
of both fluids.
For design of heat exchangers, the basic heat exchanger design equation can be used to calculate the
required heat exchanger area for known or estimated values of the other three parameters, Q, U, and
Tlm. Each of those parameters will now be discussed briefly.

## Log Mean Temperature Difference

The driving force for any heat transfer process is a temperature difference. For
heat exchangers, there are two fluids involved, with the temperatures of both changing as they pass

## through the heat exchanger, so some type

of average temperature difference
is needed. Many heat transfer textbooks have a derivation showing that the log mean temperature
difference is the right average temperature to use for heat exchanger calculations. That log mean
temperature is defined in terms of the temperature differences as shown in the equation at the right.
THin and THout are the inlet and outlet temperatures of the hot fluid and TCin and TCout are the inlet and
outlet temperatures of the cold fluid. Those four temperatures are shown in the diagram at the left for
a straight tube, two pass shell and tube heat exchanger with the cold fluid as the shell side fluid and
the hot fluid as the tube side fluid.

## Heat Transfer Rate, Q

Heat exchanger calculations with the heat exchanger design equation require a value for the heat
transfer rate, Q, which can be calculated from the known flow rate of one of the fluids, its heat
capacity, and the required temperature change. Following is the equation to be used:
Q = mH CpH (THin - THout) = mC CpC (TCout - TCin), where
mH = mass flow rate of hot fluid, slugs/hr,
CpH = heat capacity of the hot fluid, Btu/slug-oF
mC = mass flow rate of cold fluid, slugs/hr,
CpC = heat capacity of the cold fluid, Btu/slug-oF,
and the temperatures are as defined in the previous section.
The required heat transfer rate can be determined from known flow rate, heat capacity and
temperature change for either the hot fluid or the cold fluid. Then either the flow rate of the other fluid
for a specified temperature change, or the outlet temperature for known flow rate and inlet
temperature can be calculated.

## Overall Heat Transfer Coefficient, U

The overall heat transfer coefficient, U, depends on the conductivity through the heat transfer wall

## separating the two fluids, and the

convection coefficients on both sides of the
heat transfer wall. For a shell and tube heat exchanger, for example, there would be an inside
convective coefficient for the tube side fluid and an outside convective coefficient for the shell side
fluid. The heat transfer coefficient for a given heat exchanger is often determined empirically by
measuring all of the other parameters in the basic heat exchanger equation and calculating U. Typical

ranges of U values for various heat exchanger/fluid combinations are available in textbooks,
handbooks and on websites. A sampling is given in the table at the right for shell and tube heat
exchangers:

Summary
Preliminary heat exchanger design to estimate the required heat exchanger surface area can be done
using the basic heat exchanger equation, Q = U A Tlm, if values are known or can be estimated for Q,
U and Tlm. Heat exchanger theory tells us that Tlm is the right average temperature difference to use.
For example preliminary heat exchanger design calculations, see the article, "Preliminary Heat
Exchanger Design Example."
For Excel spreadsheet templates that can be downloaded to make preliminary heat exchanger design
calculations, see the article: "Excel Spreadsheet Templates for Preliminary Heat Exchanger Design."

## References and Image Credit

References for Further Information:
1. Bengtson, H., Fundamentals of Heat Exchangers, an online, continuing education course for PDH
credit
2. Kakac, S. and Liu, H., Heat Exchangers: Selection, Rating and Thermal Design, CRC Press, 2002.
3. Kuppan, T., Heat Exchanger Design Handbook, CRC Press, 2000.
Image Credit:
Straight tube, two pass, shell and tube heat exchanger: http://www.esteamboilers.com/en/shell_tube_heat_ex.asp

## HEAT EXCHANGER DESIGN

Heat exchanger design includes estimation of the heat transfer area needed for known or estimated heat transfer
rate, overall heat transfer coefficient and log mean temperature difference. The tube or pipe diameters and length
also need to be determined, as well as the pressure drop