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ORIGINAL ARTICLE
The prioritization of liver transplantation (LT) for patients with end-stage liver disease uses the Model for End-Stage Liver
Disease (MELD), which attempts to identify the sickest patients and thereby those who are in greatest need for LT. Hepatic
encephalopathy (HE) is not included in MELD, and severity of liver disease and risk of wait-list removal or wait-list death
may be underestimated by MELD in patients with HE. Using United Network for Organ Sharing registry data, we evaluated
the impact of HE on 90-day wait-list survival among adult LT wait-list registrants in the United States from 2003 to 2012.
Survival was stratified by HE severity (none, grade 1-2, grade 3-4) and MELD. There were 84,947 new LT wait-list registrants during the study period; 36.8% had no HE, 57.4% had grade 1-2 HE, and 5.9% had grade 3-4 HE. Ninety-day waitlist mortality was significantly higher among patients with grade 3-4 HE compared with patients with grade 1-2 HE or no HE
(24.4% versus 6.8% versus 3.5%; P < 0.001). When stratified by MELD, patients with grade 3-4 HE had 90-day wait-list
mortality similar to that of nonencephalopathic patients with MELD scores 6-7 points higher. With the multivariate Cox proportional hazards model, patients with grade 3-4 HE had 66% greater risk of 90-day mortality than patients without HE (hazard ratio 5 1.66, 95% CI 5 1.45-1.90; P < 0.001). The inclusion of HE severity in MELD improved the area under receiver
operating curve for predicting 90-day wait-list survival from 0.6508 to 0.6863. In conclusion, grade 3-4 HE at time of wait-list
registration significantly increases 90-day wait-list mortality independent of MELD score. Incorporating HE in the assessment of LT priority may improve prognostication of liver disease severity and prioritization for LT. Liver Transpl 20:1454C 2014 AASLD.
1461, 2014. V
Received April 7, 2014; accepted August 10, 2014.
Chronic liver disease is a leading cause of morbidity
and mortality in the United States.1 Progressive
hepatic fibrosis among patients with chronic liver disease leads to cirrhosis and its complications, including hepatocellular carcinoma (HCC) and end-stage
liver disease.2-4 Liver transplantation (LT) is a curative
option with 5-year post-LT survival greater than
80%.5 However, the growing number of patients
Additional Supporting Information may be found in the online version of this article.
Abbreviations: AUROC, area under the receiver operating curve; HCC, hepatocellular carcinoma; HCV, hepatitis C virus; HE,
hepatic encephalopathy; HR, hazard ratio; INR, international normalized ratio; ln, natural logarithm; LT, liver transplantation;
MELD, Model for End-Stage Liver Disease; TIPS, transjugular intrahepatic portosystemic shunt; UNOS/OPTN, United Network for
Organ Sharing/Organ Procurement and Transplantation Network.
Potential conflict of interest: Nothing to report.
Address reprint requests to Robert J. Wong, M.D., M.S., Division of Gastroenterology and Hepatology, Stanford University School of Medicine,
300 Pasteur Drive, Always Building, Suite M-211, Stanford, CA 94305. Telephone: 650-721-6190; FAX: 650-723-5488;
E-mail: rwong123@stanford.edu
DOI 10.1002/lt.23981
View this article online at wileyonlinelibrary.com.
LIVER TRANSPLANTATION.DOI 10.1002/lt. Published on behalf of the American Association for the Study of Liver Diseases
Statistical Analysis
Descriptive statistics were stratified by severity of HE
and presented as proportion (%) and frequency (N) for
categorical variables, mean and standard deviation
(SD) for normally distributed continuous variables,
and median and range for nonnormally distributed
variables. Comparisons between groups were performed with chi-square testing and analysis of variance methods. Kaplan-Meier methods were used to
evaluate our primary outcome of 90-day wait-list mortality. Stratification by MELD score and degree of HE
was applied in an attempt to determine whether the
increased mortality associated with HE was dependent on MELD score at time of wait-list registration. In
other words, for each MELD score (6-40), we calculated 90-day wait-list mortality for patients with no
HE, grade 1-2 HE, and grade 3-4 HE. To determine
whether there was a statistically significant nonlinear
relationship between severity of HE and 90-day waitlist mortality, we used a second-order polynomial
(quadratic) model to compare the graphic function
represented by each category of HE. The resulting
smooth curves depicted the relationship between
severity of HE and 90-day wait-list mortality for individual MELD scores. Multivariate Cox proportional
hazards models were used to evaluate the association
between HE and 90-day wait-list mortality. Forward
stepwise regression methods included variables that
satisfied biological priori (eg, age, sex) and those that
demonstrated significant associations in the univariate models (P < 0.10). The final multivariate model
was adjusted for sex, age, race/ethnicity, etiology of
liver disease [hepatitis C virus (HCV) versus nonHCV], MELD score, ascites, serum albumin, serum
sodium, year of wait-list registration, and HE. Statistical significance was met with a two-tailed P value
<0.05. We also performed additional regression analyses to compare the area under the receiver operating
curve (AUROC) for MELD alone versus the inclusion
of HE into the MELD score at predicting 90-day wait-
Male sex
Race/ethnicity
Non-Hispanic white
Black
Hispanic
Asian
Age (years; mean 6 SD)
MELD (mean 6 SD)
HCV
Ascites
Albumin (g/dL; mean 6 SD)
Sodium (mEq/L; mean 6 SD)
Grade 1-2 HE
Grade 3-4 HE
Percentage
Percentage
Percentage
P Value
61.8
19,315
65.0
31,658
63.0
3,142
<0.001
<0.001
72.3
9.9
13.5
4.3
51.7 6 11.3
15.5 6 7.1
43.9
55.2
3.1 6 0.7
136.7 6 4.3
22,394
3072
4189
1328
75.1
7.3
15.0
2.7
53.7 6 9.0
18.3 6 8.1
47.0
91.3
2.9 6 0.7
135.5 6 4.9
36,191
3495
7,227
1303
73.5
9.3
13.8
3.4
53.0 6 9.6
27.0 6 9.6
44.1
95.1
2.9 6 0.7
135.8 6 6.4
3617
457
681
167
10,175
17,237
19,610
44,502
1779
4739
<0.001
<0.001
<0.001
<0.001
<0.001
0.01
Liver Transplantation
Percentage
Percentage
34.7
58.3
7.0
14,407
24,178
2898
30.6
58.2
11.3
12,694
24,160
4629
RESULTS
Characteristics of the Study Cohort
From January 1, 2003, to December 31, 2012, there
were 84,947 new LT wait-list registrants, among
whom 36.8% (n 5 31,239) had no HE, 57.4%
(n 5 48,722) had grade 1-2 HE, and 5.9% (n 5 4986)
had grade 3-4 HE. Although the majority of wait-list
registrants were men, there were significantly fewer
men in the no-HE group compared with grade 1-2 HE
or grade 3-4 HE cohorts (Table 1). Non-Hispanic
whites and Hispanics were more likely to have grade
1-2 HE at time of wait-list registration, whereas
blacks and Asians were more likely to have no HE or
grade 3-4 HE. The mean age was significantly higher
for patients with HE compared with those with no HE
(grade 3-4 HE 5 53.0 6 9.6 years versus grade 1-2
HE 5 53.7 6 9.0 years versus no HE 5 51.7 6 11.3
years; P < 0.001). In addition, patients with more
severe HE at time of wait-list registration had higher
mean MELD scores (grade 3-4 HE 5 27.0 6 9.6 versus
grade 1-2 HE 5 18.3 6 8.1 versus no HE 5 15.5 6 7.1;
P < 0.001). Patients with more severe HE also had significantly higher rates of ascites and lower serum
Increased
Decreased
Unchanged
Percentage
Percentage
Percentage
Percentage
34.7
58.3
7.0
14,407
24,178
2898
32.1
8.9
4627
2157
11.2
35.9
2707
1041
67.9
79.9
64.1
9780
19,314
1,857
Figure 1.
Overall 30-day, 60-day, and 90-day survival among patients awaiting LT.
Figure 2.
Multivariate Cox proportional hazards model of 90-day probability of death among patients on the LT wait list.
DISCUSSION
Chronic liver disease is one of the leading causes of
morbidity and mortality in the United States.1 Although
LT offers a curative option for patients with end-stage
liver disease, the numbers of patients awaiting LT far
outweigh the availability of organs to be allocated for
LT.5-7 The MELD score has been used to prioritize
patients on the LT wait list. However, HE is currently
not factored into the prioritization for LT.8,9 Our current
study evaluated the impact of HE at the time of waitlist registration on 90-day wait-list mortality. Patients
with grade 3-4 HE had 66% higher risk of 90-day waitlist mortality compared with patients without HE.
Figure 3.
of HE.
Figure 4. Receiver operating curve analysis of MELD alone versus MELD with HE severity at predicting 90-day LT wait-list
survival.
attempted to improve upon its performance in predicting wait-list mortality. In the original multivariate
model used to establish the MELD score for the prioritization of LT, the addition of HE was not shown to
impact the c-statistic of the MELD model significantly.9 However, other studies prior to the implementation of the MELD score did demonstrate a
significantly increased mortality associated with
HE.19,20 Subsequent authors have reported similar
findings, raising concern that the lack of considering
HE in prioritization of patients for LT may significantly underestimate liver disease severity and mortality risk among patients with HE.14-18 An early
study by Yoo et al.14 evaluated 66 patients undergoing
LT evaluation to determine the correlation of MELD
score with severity of HE. HE was assessed based on
electroencephalogram and a series of 6 neuropsychiatric tests, including Trail Making Tests A and B, ReyOsterreith Complex Figure Test including Reycopy
and Reyrecall, Hopkins Verbal Learning Test, and
Mini-Mental State Examination. The study indicated
no significant difference in MELD scores across severity of HE and demonstrated poor correlation of MELD
score with severity of HE, raising concern that
patients with severe HE are disadvantaged in the current MELD model and may not receive LT in a timely
manner.14 Said et al.18 evaluated 1611 consecutive
patients with chronic liver disease seen at a single
university hospital health care system. Their analyses
demonstrated that HE was a strong and significant
predictor of mortality among patients with chronic
liver disease and that the addition of HE to the MELD
score would improve its prognostic value. However,
the inherent subjectivity of grading HE severity, compounded by effect of patient-specific factors (eg, medication noncompliance), continued to raise concerns
about the incorporation of HE into current LT prioritization discussions. Stewart et al.15 performed a retrospective evaluation of 494 patients with cirrhosis that
included 223 patients undergoing transjugular intrahepatic portosystemic shunt (TIPS) placement and
271 patients hospitalized for decompensated cirrhosis. On univariate analyses, grade >3 HE was associated with significantly increased risk of mortality
(HR 5 3.68; 95% CI 5 1.85-7.3; P < 0.001) among
patients undergoing TIPS, and grade >2 HE was associated with significantly increased mortality among
hospitalized patients. Furthermore, when HE and
MELD were considered together, HE remained
strongly predictive of mortality among hospitalized
patients, demonstrating that HE may provide additional prognostic information independent of MELD
score.15 Another important factor to consider is the
evolution of and improvement in diagnosis and treatment of HE over time; better recognition and treatment of HE in the latter part of the study may lead to
less significant impact of grade 3-4 HE on 90-day
wait-list survival. We performed a subanalysis separating our cohort into two periods, 2003-2007 and
2008-2012. Although patients with grade 3-4 HE
continued to demonstrate significantly lower 90-day
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