Beruflich Dokumente
Kultur Dokumente
10.1177/0888325405281092
East
upon a Time
Politics
There
andWas
Societies
a Big Party
686
East European Politics and Societies, Vol. 19, No. 4, pages 686716. ISSN 0888-3254
2005 by the American Council of Learned Societies. All rights reserved.
DOI: 10.1177/0888325405281092
687
9.
10.
11.
12.
important contributions are gathered in his volume New World Disorder: The Leninist
Extinction (Berkeley: University of California Press, 1992).
Robert R. King, A History of the Romanian Communist Party (Stanford, CA: Hoover Institution Press, 1980); and Michael Shafir, Romania. Politics, Economics, and Society. Political
Stagnation and Simulated Change (London: Frances Pinter, 1985). The list of works presented above is by no means exhaustive; for other works about Romania, readers should
consult the bibliographies included in the studies mentioned here.
Vladimir Tismaneanu, Stalinism for All Seasons: A Political History of Romanian Communism (Berkeley: University of California Press, 2003). Tismaneanus contributions to this
topic (in both Romanian and English) are extremely numerous. For a list of these contributions, see his Stalinism for All Seasons.
See, for instance, Eric Hanley, A Party of Workers or a Party of Intellectuals? Recruitment
into Eastern European Communist Parties, 1945-1988, Social Forces 81 (2003): 1073-1105;
Bobai Li and Andrew G. Walder, Career Advancement as Party Patronage: Sponsored
Mobility into the Chinese Administratative Elite, 1946-1996, American Journal of Sociology
106 (2001): 1371-1408; Szonja Szelnyi, Social Inequalities and Party Membership: Patterns of Recruitment into the Hungarian Socialist Workers Party, American Sociological
Review 52 (1987): 559-73; Andrew G. Walder, Career Mobility and the Communist Political
Order, American Sociological Review 60 (1995): 309-28; Andrew G. Walder, Bobai Li, and
Donald J. Treiman, Politics and Life Chances in a State Socialist Regime: Dual Career Paths
into the Urban Chinese Elite, 1949-1996, American Sociological Review 65 (2000): 191-209;
and Raymond S. K. Wong, The Social Composition of the Czechoslovak and Hungarian
Communist Parties in the 1980s, Social Forces 75 (1996): 61-90.
In contrast to other sisterly countries, public opinion polls and sociological surveys were
virtually absent in socialist Romania. In the late 1940s, Romanian sociology was branded a
bourgeois science and banned from academia. Following the ideological relaxation from
the mid-1960s, sociology programs were reinstituted in public universities. In the late
688
This is the first study that addresses the social bases of the RCP
using survey data. Admittedly, some authors from the flourishing
industry of market transition studies might deem the past less
interesting than the present or the future. Aside from filling up
knowledge gaps in a particular case, such a study of the past is
important for at least two reasons: Firstalong with Walder, Li,
and TreimanI contend that, before asking how market transition has modified the value of education and political status, we
must first possess an adequate understanding of their signifi13
cance under state socialism. Second, although communist parties formally disappeared from most East European countries,
news about their death might have been grossly exaggerated. As
Hanley puts it, The influence of these parties lives on in the
sense that Party members [in the region] continue to wield power
14
and enjoy privileges in the postcommunist period. In other
words, since past affiliation with the Communist Party still shapes
individuals life chances during transition, studying the features
of former communist parties is more than an exercise in twentieth centurys history. As Hanley rightfully stresses, such a study
1970s, however, Ceaus,escu banned again sociology from academia. Sociology courses
(with a strong Marxist flavor) continued to be taught sporadically within other departments,
but the only degree-granting program in sociology was at the Stefan Gheorghiu Party Academy. While public opinion surveys have flourished since Ceaus,escus demise, Romanian
sociologists have avoided asking questions about Party membership. Affiliation with the
RCP was a rather delicate issue in the early 1990s, when anti-communist parties and civic
organizations were calling for the exclusion of former Party members from public life. In
addition, in the early 1990s, it was quite difficult to conduct face-to-face interviews for public opinion surveys because most Romanians were suspicious of individuals who were asking political and other opinion questionsa thing that only Ceaus,escus infamous Secret
Police (Securitate) did. These facts explain the absence of Romanian survey data about RCP
membership.
13. Walder, Li, and Treiman, Politics and Life Chances, 191-92.
14. Hanley, A Party of Workers, 1075. For instance, Stoica has shown that, ten years after the
collapse of the communist regime, former Romanian cadres are more likely than ordinary
individuals to be employersan elite form of entrepreneurship. See Ca*ta*lin Augustin
Stoica, From Good Communists to Even Better Capitalists? Entrepreneurial Pathways in
Post-Socialist Romania, East European Politics and Societies 18(2004): 236-77. For the
advantages of former Party members in contemporary Russia, see Theodore Gerber, Membership Benefits or Selection Effects? Why Former Communist Party Members Do Better in
Post-Soviet Russia, Social Science Research 29:1(2000): 25-50. See also Akos Rona-Tas and
Alya Guseva, The Privileges of Post-Communist Party Membership in Russia and Endogenous Switching Regression: Comment to Theodore Gerber, Social Science Research
30:4(2001): 641-52; and Theodore Gerber, The Selection Theory of Persisting Party Advantages in Russia. More Evidence and Implications: Reply to Akos Rona-Tas and Alya
Guseva, Social Science Research 30:4(2001): 653-71.
689
15
15. Space limitations prevent me from discussing in detail previous sociological analyses of
communist parties social composition. Comprehensive overviews of such studies can be
found in Hanley, A Party of Workers; Li and Walder, Career Advancement; S. Szelnyi,
Social Inequalities; and Walder, Li, and Treiman, Politics and Life Chances.
16. George Konrad and Ivan Szelnyi, The Intellectuals on the Road to Class Power (New York:
Harcourt Brace Jovanovich, 1979), 3.
691
692
ernment of Dr. Petru Grozathe figurehead of the communistcontrolled National Democratic Front. In seven months (February-October 1945), approximately 240,000 new members joined
the Party. Ten months later, the number of Party members
21
reached 720,000. During this time, recruitment policies targeted
workers, who were concentrated in the few industrialized cities
of Romania. King notes that the RCP had considerable success
among this group, which reached 55 percent within the Partys
22
ranks in 1945. Because peasants were a majority in Romania,
the peasantry was the second group that the RCP actively sought
to recruit. Recruiting Party members from this social group was
also successful, especially after the land reform initiated by the
Groza government, which favored poor and middle peasantry.
Consequently, the proportion of peasants among Party members
23
grew from one-third in 1945 to around two-fifths in 1947.
In its attempt to consolidate its bases, the RCPs leadership
closed its eyes when former supporters of the pro-Nazi government of Antonescu and members of the fascist movement the
Iron Guard jumped ship and entered the RCP in the late 1940s. In
the fratricidal struggles that would ensue in the early 1950s,
Gheorghe Gheorghiu-Dej accused his rivals Ana Pauker, Teohari
Georgescu, andlater on, in 1961Miron Constantinescu for
admitting former fascists and other opportunists into the RCP.
Gheorghiu-Dej, with the support of Stalin, would win the battle
against his rivals and become the absolute leader of Romanian
communists. Yet as Tismaneanu, Levy, and King note, this policy
of dont ask, dont tell (about your fascist past) was actively pur24
sued by the entire leadership of the RCP. The cooperation with
former fascists was necessary because at the end of World War II,
the RCP lacked proper territorial representation, whereas the former Iron Guardists possessed superior organizational skills and
an impressive grassroots network in most Romanian regions.
Concomitantly, the RCP established and/or sought to infiltrate
other organizations, from trade unions to youth and womens
21.
22.
23.
24.
693
694
695
696
697
698
699
reradicalization of its regime beginning in the early 1970s. Specifically, Ceaus,escus so-called Golden Years came to an end in
1971 when, while visiting China and North Korea, Ceaus,escu
became enamored with Maos and Kim Il Sungs models of communism and their near-total control over society. By 1974,
Ceaus,escu gained full control over the Party by outmaneuvering
and defeating his predecessors barons who, ironically, had promoted him as a leader back in 1965. He not only froze the relative
liberalization but also revived the Stalinist model, characterized
by the hypercentralization of the economy and decision-making
processes.
Around that time, Ceaus,escu lost any veneer of formalism and
began to shamelessly promote his close relativesmost notably,
his wifeto top positions of power. While, as Shafir notes, this
54
was not a uniquely Romanian phenomenon, Ceaus,escu took
party familialization to such new heights that some analysts
55
labeled his regime dynastic socialism. Specifically, in the late
1970s, Ceaus,escus wife, Elena, became one of the three First
Deputy Ministers in the Romanian government andmost
importantshe was appointed the chairwoman of the RCPs
56
Central Committee for State and Party cadres. Elena Ceaus,escus
brother was a member of the RCPs Central Committee, the Executive Bureau of the Socialist Democracy and Unity Front, and
57
deputy chairman of the General Confederation of Trade Unions.
In 1983, Ceaus,escus brother Ilie became deputy minister of
defense and head of the Higher Political Council of the Romanian
Army. Nicolae A. Ceaus,escuanother brother with the same first
name as the Party leaderwas a lieutenant general in the Ministry of Interior.58 Florea Ceaus,escu, another brother, was a member of the editorial staff of Scnteia (the Spark, the RCPs newspa59
per). A third brother, Marin, had a position in the foreign trade,
and Ion Ceaus,escuyet another brotherwas minister-secre54.
55.
56.
57.
58.
59.
700
60
Ibid.
Ibid.
Ibid., 259.
Linz and Stepan, Problems of Democratic Transition, 52 and 349-56.
Shafir, Romania, 89.
King, A History, 94-95.
701
66
702
703
Est. 1,000
1,060,000
595,000
834,600
2,194,627
3,150,812
NA
3,709,735
1944
1948/1949
1956/1957
1960/1961
1970/1971
1980/1981
1985/1986
1987/1988
NA
460,000
360,000
NA
699,990
826,000
932,055
NA
Bulgaria
27,000
1,788,383
1,385,610
1,379,441
1,173,183
1,325,150
NA
1,607,578
Czechoslovakia
Est. 3,000
887,000
102,000
467,000
662,000
812,992
870,992
NA
Hungary
Est. 20,000
1,500,000
1,344,000
1,270,000
2,270,000
2,942,000
2,125,762
2,130,000
Poland
Romania
Year
Table 1.
704
(CC) of the RCP. The CC was elected by the RCPs Congress every
five years. In turn, the CC elected the Political Executive Commit75
tee and the Central Committee Secretariat. As Staar notes,
These bodies [were] not elective but actually consisted of leading Party personalities who were chosen by an inner group and
76
then rubber-stamped by the Central Committee. Notably, at the
Tenth Congress of the RCP in 1969, Ceaus,escu modified the rule
regarding the election of the RCPs general secretary. According
to the new rule, the general secretary was elected by the RCPs
Congress. [Ceaus,escus] arguments were that this should be
done for reasons of national autonomy because the Congress
would be harder for Moscow to manipulate, and for democracy,
because the Congress should be the sovereign body of the
77
party. In fact, by shifting the responsibilities of electing the
RCPs general secretary to the Partys Congress, Ceaus,escu
knowing all too well the fate of Khrushchevwanted to mini78
mize the risk of a similar intra-Party coup.
As mentioned previously, Romanian historian Georgescu
viewed Ceaus,escus preoccupation with beefing up the Party as
an attempt to silence domestic and especially foreign critics who
79
questioned the popularity of his brand of socialism. In a comparative perspective, in the 1970s and 1980s, when other socialist
countries were trying to rationalize, modernize, and reform their
economies, Ceaus,escus administration was becoming extremely
irrational (i.e., personalized and unchecked). Also, Ceaus,escus
emphasis on membership growth became more and more pronounced at a time when other sisterly countries (e.g., Poland
and Hungary) were contemplating the possibility of democratic
reforms. By the time when the RCP reached mammoth-like
dimensions of around 3.7 million members, Ceaus,escus
power . . . was falling apart. . . . He considered Gorbachev the
arch-traitor to Leninist ideals and tried to mobilize an international neo-Stalinist coalition. In August 1989, he was so irritated
75.
76.
77.
78.
79.
Ibid., 191.
Ibid.
Linz and Stepan, Problems of Democratic Transition, 349.
I thank Vladimir Tismaneanu for his clarifications at this point.
Georgescu, Istoria romanilor.
705
706
707
708
709
Party functionary was similar to holding a managerial or supervisory position. To avoid double-counting, I treat Party functionary as the primary occupation of respondents who declared that
they or their fathers were Party functionaries. In other words, if a
respondent (or his or her father) had a position of authority
within the Party, then his or her (or his or her fathers) occupation is Party functionary.
To highlight the effects of education on entry into the RCP, I
employ a series of dichotomous variables: college graduate
(1 = yes), high school graduates (1 = yes), vocational school
graduates (1 = yes), ten years of education or less (1 = yes).
High school graduates also includes graduates of the so-called
posthigh school programsusually one-year (and rarely twoyear) education programs in such fields as nursing, accounting,
and pedagogy. Also, previous studies have uncovered the communist parties propensity to appoint their members in supervisory positions. To account for this, I employ a dummy variable
coded 1 if a respondent had at least three subordinates in 1989
and 0 otherwise.
The communist project in Romania (and elsewhere) aimed to
eradicate all differences among individuals. This task, however,
was taken to new heights by Ceaus,escu. As Kligman notes, The
nation itself was to be reconstituted through a neo-Stalinist
social engineering project known as omogenizare (homogenization) to homogenize the populace and create the new socialist
person. . . . To this end, race, gender, and ethnicity were all to be
87
homogenized. At the same time, ethnic minorities were recognized as categories that required special protection and a fair representation in all Party and governmental bodies.88 But interview
evidence and other studies suggest that, in practice, minorities
access to such bodies was more restricted than the Partys politi89
cally correct discourse led us to believe. To account for this, in
bivariate analyses, I employ a series of dichotomous variables for
87. Gail Kligman, The Politics of Duplicity: Controlling Reproduction in Ceaus,escus Romania
(Berkeley: University of California Press, 1998), 33.
88. Mary Ellen Fischer, Women in Romanian Politics: Elena Ceaus,escu, Pronatalism, and the
Promotion of Women, in Sharon L. Wolchik and Alfred G. Meyer, eds., Women, State, and
Party in Eastern Europe (Durham, NC: Duke University Press, 1985), 126.
89. Shafir, Romania; Staar, Communist Regimes.
710
respondents ethnic background: Romanian (1 = yes), Hungarian (1 = yes), German (1 = yes), Gypsy (1 = yes), Other (1 =
yes). Due to the extremely small number of ethnic Germans,
Gypsies, and Others, in the causal analyses I employ three
dummy variables to capture a respondents ethnic background
Romanian (1 = yes), Hungarian (1 = yes), Other (1 = yes).
3. Cross-national profiles of Party members
In this section, I will examine the social composition of the
Party members and nonmembers in Romania, Bulgaria, the former Czechoslovakia, Hungary, and Poland. For Party members
profiles in the latter four countries, I heavily rely on Hanleys
analyses. To ensure comparability with his data, in Table 2, I
regrouped some of my variables as follows: father nonmanual
occupation includes both father professional and father low
nonmanual occupation; tertiary education comprises college
graduates; less than secondary education also includes graduates of vocational schools. Missing observations are excluded
from the percentages reported in Table 2.
The large number of RCP members represents the first and
most striking difference between this Party and its comrades from
the region. According to Table 2, 38.5 percent of Romanian
respondents born before 1972 were Party members. Other studies that relied on Party official statistics indicate that in April 1988
90
the total number of RCP members was 3,709,735.00. Party
members at that time represented 15.8 percent of the adult popu91
92
lation and approximately 33 percent of its working adults. The
differences between these survey data and official statistics could
be attributed to the following facts: First, I remind readers that the
Romanian samples are representative of the adult Romanian
population in 2000. As mentioned previously, I employ a
subsample of individuals who were at least eighteen years old in
1989. Second, the percentage of Party members reported in Table
2 excludes missing observations. If missing observations are
90. Staar, Communist Regimes, 196.
91. Ibid, 195.
92. Library of Congress, Country Reports; King, Romania.
711
712
713
Bulgaria
Hungary
Poland
The Czech
b
Republic
Slovakia
11.4
15.2
14.7
Source: For Romania, Human and Social Resources in the Romanian Transition (see text), May and November 2000 (total N = 3,751). For all the other
countries, Eric Hanley, A Party of Workers or a Party of Intellectuals? Recruitment into Eastern European Communist Parties, 1945-1988, Social Forces
81 (2003): 1073-1105.
Note: Missing observations are excluded. Figures represent percentages (except where specified).
a. Authors analyses from Human and Social Resources in the Romanian Transition; figures are calculated only for respondents born on or before 1971.
b. The figures reported by Hanley are from the study coordinated by Ivan Szelenyi and Donald J. Treiman (1993, as cited in Hanley, A Party of Workers)
and include respondents born between 1923 and 1971.
c. Hanley, A Party of Workers, 1088.
18.4 45.5 14.5 37.6 12.7 20.8 16.1 21.5 22.9 45.0 17.9 35.0
1,672 1,045 3,189 622 3,287 409 2,626 339 3,766 693 3,538 623
10.9
11.6 14.1 13.2 18.5 13.6 16.4 16.1 20.8 20.7 29.0 18.8 26.8
3.6
2.1 19.5 18.7 18.9 19.1 35.6 39.9
8.5
5.6 10.4
9.5
1,672 1,045 3,661 593 3,231 397 2,583 327 3,881 677 3,552 622
Father nonmanual
Father self-employed
Number of cases
13.5
69.8 59.0 59.5 35.7 70.9 48.2 60.8 45.1 68.8 53.9 64.4 45.2
24.0 28.8 35.0 45.6 22.3 28.6 31.9 36.3 24.8 30.4 27.7 36.7
6.1 12.2
5.5 18.6
6.9 23.2
7.2 18.6
6.4 15.7
7.9 18.0
39.1 54.7 46.5 59.0 45.4 65.9 45.9 70.7 43.5 69.7 43.5 73.4
1,570 1,045 4,144 6,49 3,952 440 2,902 375 4,720 768 3,958 683
Highest education
Less than secondary
Secondary
Tertiary
Gender (male)
Number of cases
38.5
NonNonNonNonNonNonParty Party Party Party Party Party Party Party Party Party Party Party
Romania
Characteristics of Communist Party Members and Nonmembers in Six East European Countries
Table 2.
714
where women made up more than two-fifths of Party membership. In contrast, in Hungary, Poland, and the former Czechoslovakia, only one-third or less of Party members were women.
Individuals with fathers in nonmanual occupations were more
numerous among Party members than among nonmembers in
Bulgaria, the former Czechoslovakia, Hungary, and Poland. The
same was true in Romania, but I would like to note that the RCP
had the lowest percentage of Party members with fathers in
nonmanual occupations. Interestingly, Hanleys analyses show
no clear evidence that individuals whose fathers were selfemployed experienced discrimination in Party recruitment processes [in Bulgaria, the former Czechoslovakia, Hungary, and
97
Poland]. At this point, Romania is, again, an exception: across
countries, the RCP had the lowest percentage of individuals
whose fathers were self-employed. However, like in the former
Czechoslovakia and in Bulgaria, in Romania too the percentage
of offspring of self-employed is slightly higher among nonmembers than among Party members.
Overall, in all of the five countries analyzed by Hanley, Party
members offspring were overrepresented among the Partys
98
rank and file. In Bulgaria and especially in the former Czech
Socialist Republic, Hanley finds a higher proportion of Party
99
members who reported that their fathers were Party members.
As Walder argues, aside from social background, parents political affiliation was an important (ascribed) criterion in recruitment
100
policies of communist parties. As shown in Table 2, the RCP
had the highest proportion of Party members offspring among its
ranks (45.5 percent), followed closely by the Communist Party of
the former Czech Socialist Republic (45 percent). Put another
way, children of Party members were two times more numerous
within the ranks of the Romanian and the Czech communist parties than within the ranks of the Hungarian and Polish communist
parties.
97.
98.
99.
100.
Ibid.
Ibid.
Ibid., 1090, 1092.
Andrew G. Walder, The Political Dimension of Social Mobility in Communist States:
Reflections on the Soviet Union and China, Research in Political Sociology 1 (1985): 105.
715
716