Beruflich Dokumente
Kultur Dokumente
Baculi vs Battung
Searesvs Gonzales-Alzate
In Re: SC Resolution dated 28 April 2003
Canon 15
Northwesatern University vs Arquillo
Gonzales vs Cabucana
Perez vs dela Torre
Samala vs. Valencia
Aninon vs Sabitsana
CANON 11
AC No. 8920, September 28, 2011
Judge Rene B. BACULI vs. Atty. Melchor A. BATTUNG
Brion, J.
FACTS:
Judge Baculi claimed that on July 24, 2008, during the hearing on the motion for reconsideration of
Civil Case No. 2502, the respondent was shouting while arguing his motion. Judge Baculi advised him to
tone down his voice but instead, the respondent shouted at the top of his voice. When warned that he
would be cited for direct contempt, the respondent shouted, Then cite me! Judge Baculi cited him for
direct contempt and imposed a fine of P100.00. The respondent then left. While other cases were being
heard, the respondent re-entered the courtroom and shouted, Judge, I will file gross ignorance against
you! I am not afraid of you! Judge Baculi ordered the sheriff to escort the respondent out of the courtroom
and cited him for direct contempt of court for the second time. After his hearings, Judge Baculi went out
and saw the respondent at the hall of the courthouse, apparently waiting for him. The respondent again
shouted in a threatening tone, Judge, I will file gross ignorance against you! I am not afraid of you! He
kept on shouting, I am not afraid of you! and challenged the judge to a fight. Staff and lawyers escorted
him out of the building. Judge Baculi also learned that after the respondent left the courtroom, he
continued shouting and punched a table at the Office of the Clerk of Court. Commissioner De la Rama
recommended that the respondent be suspended from the practice of law for six (6) months. On October
9, 2010, the IBP Board of Governors passed a Resolution adopting and approving the Report and
Recommendation of the Investigating Commissioner, with the modification that the respondent be
reprimanded.
ISSUE: W/N Atty. Battung is guilty of violating Rule 11.03, Canon 11 of the Code of Professional
Responsibility.
RULING: Atty. Melchor A. Battung is found GUILTY of violating Rule 11.03, Canon 11 of the Code of
Professional Responsibility,
for which he is SUSPENDED from the practice of law for one (1) year effective upon the finality of
this Decision. He
is STERNLY WARNED that a repetition of a similar offense shall be dealt with more severely.
RATIO DECIDENDI:
The Supreme Court sustained the IBPs finding that the respondent violated Rule 11.03, Canon 11 of the
Code of Professional Responsibility. Atty. Battung disrespected Judge Baculi by shouting at him inside the
courtroom during court proceedings in the presence of litigants and their counsels, and court
personnel. The respondent even came back to harass Judge Baculi. This behavior, in front of many
witnesses, cannot be allowed. We note that the respondent continued to threaten Judge Baculi and acted
in a manner that clearly showed disrespect for his position even after the latter had cited him for
contempt. In fact, after initially leaving the court, the respondent returned to the courtroom and disrupted
the ongoing proceedings. These actions were not only against the person, the position and the stature of
Judge Baculi, but against the court as well whose proceedings were openly and flagrantly disrupted, and
brought to disrepute by the respondent.
Litigants and counsels, particularly the latter because of their position and avowed duty to the
courts, cannot be allowed to publicly ridicule, demean and disrespect a judge, and the court that he
represents. The Code of Professional Responsibility provides:
Canon 11 - A lawyer shall observe and maintain the respect due the courts
and to judicial officers and should insist on similar conduct by others.
Rule 11.03 - A lawyer shall abstain from scandalous, offensive or menacing
language or behavior before the Courts.
A lawyer who insults a judge inside a courtroom completely disregards the latters role, stature and
position in our justice system. When the respondent publicly berated and brazenly threatened Judge
Baculi that he would file a case for gross ignorance of the law against the latter, the respondent effectively
acted in a manner tending to erode the public confidence in Judge Baculis competence and in his ability to
decide cases. Incompetence is a matter that, even if true, must be handled with sensitivity in the manner
provided under the Rules of Court; an objecting or complaining lawyer cannot act in a manner that puts
the courts in a bad light and bring the justice system into disrepute.
Held:
1. No. For administrative liability under Canon 18 to attach, the negligent act of the attorney should be
gross and inexcusable as to lead to a result that was highly prejudicial to the client's
interest. Accordingly, the Court has imposed administrative sanctions on a grossly negligent
attorney for unreasonable failure to file a required pleading, or for unreasonable failure to file an
appeal, especially when the failure occurred after the attorney moved for several extensions to file
the pleading and offered several excuses for his nonfeasance. The Court has found the attendance
of inexcusable negligence when an attorney resorts to a wrong remedy, or belatedly files an
appeal, or inordinately delays the filing of a complaint, or fails to attend scheduled court
hearings. Gross misconduct on the part of an attorney is determined from the circumstances of the
case, the nature of the act done and the motive that induced the attorney to commit the act.
2. No. Atty. Gonzales-Alzate's legal representation of Turqueza neither resulted in her betrayal of the
fidelity and loyalty she owed to Seares, Jr. as his former attorney, nor invited the suspicion of
unfaithfulness or double dealing while she was performing her duties as an attorney. Representing
conflicting interests would occur only where the attorney's new engagement would require her to
use against a former client any confidential information gained from the previous professional
relation. The prohibition did not cover a situation where the subject matter of the present
engagement was totally unrelated to the previous engagement of the attorney. To constitute the
violation, the attorney should be shown to intentionally use against the former client the
confidential information acquired by her during the previous employment. But a mere allegation of
professional misconduct would not suffice to establish the charge, because accusation was not
synonymous with guilt. Moreover, the prohibition against representing conflicting interests further
necessitated identity of the parties or interests involved in the previous and present engagements.
But such identity was not true here.
3. We find that the administrative complaint against Atty. Gonzales-Alzate was nothing but an attempt
to vex, harass and humiliate her as well as to get even with her for representing Turqueza against
Seares, Jr. Such an ill-motivated bid to disbar Atty. Gonzales-Alzate trifles with the Court's esteem
for the members of the Bar who form one of the solid pillars of Justice in our land. We cannot
tolerate it because attorneys are officers of the Court who are placed under our supervision and
control due to the law imposing upon them peculiar duties, responsibilities and liabilities. We exist
in a symbiotic environment with them where their duty to defend the courts is reciprocated by our
shielding them from vindictive individuals who are deterred by nothing just to strip them of their
privilege to practice law.
Penalty: Admonition and Stern warning that a repetition shall be dealt with more severely.
1. Yes, in violation of Canon 11, respondent Pea is administratively liable for making gratuitous
imputations of bribery and wrongdoing against a member of the Court, as seen in the text of the
subject Motion to Inhibit, his statements during the 03 March 2003 Executive Session, and his
unrelenting obstinacy in hurling effectively the same imputations in his subsequent pleadings. In
moving for the inhibition of a Member of the Court in the manner he adopted, respondent Pea, as
a lawyer, contravened the ethical standards of the legal profession.
As officers of the court, lawyers are duty-bound to observe and maintain the respect due to the
courts and judicial officer. They are to abstain from offensive or menacing language or behavior
before the court and must refrain from attributing to a judge motives that are not supported by the
record or have no materiality to the case. A lawyers language should be forceful but dignified,
emphatic but respectful as befitting an advocate and in keeping with the dignity of the legal
profession.
2. Yes. If indeed lawyers were sent official judicial records that are confidential in nature and not easily
accessible, the ethical recourse for them would be to make a candid and immediate disclosure of
the matter to the court concerned for proper investigation, and not as proof to further the merits
of their case. In fact, respondent himself acknowledged that reporting the leaked out documents
was a duty he owed to the Court [ more so in this case, since the documents were sent anonymously
and through dubious circumstances. Respondent Pea is sanctioned for knowingly using
confidential and internal court records and documents, which he suspiciously obtained in bolstering
his case. His unbridled access to internal court documents has not been properly explained. The
cavalier explanation of respondent Pea that this Courts confidential documents would simply find
themselves conveniently falling into respondents lap through registered mail and that the
envelopes containing them could no longer be traced is unworthy of belief. This gives the Court
reason to infer that laws and its own internal rules have been violated over and over again by some
court personnel, whom respondent Pea now aids and abets by feigning ignorance of how the
internal documents could have reached him.
Penalty: Disbarment
CANON 15
Northwestern University vs Arquillo, AC 6632, August 2, 2005
FACTS:
Ben A. Nicolas, in behalf of Northwestern University, filed a letter-complaint to the Integrated Bar of the
Philippines allegedly reporting that Atty. Macario Arquillo had engaged in conflicting interest by acting as
counsel for both complainant and respondent in the very same consolidated case filed to the National
Labor Relations Commission. Respondent claims that there is no conflict-of-interests as all parties are said
to be on the same side.
For failing to appear in scheduled hearings, Atty. Arquillo is deemed to have waived his right to participate
in the proceedings.
ISSUE:
Whether or not the respondent is guilty of violating the conflict-of-interests rule under the Code of
Professional Responsibility.
HELD:
Yes. The Court held that Atty. Arquillo is guilty of violating the conflict-of-interests rule under the Code of
Professional Responsibility. Canon 15 of the Code of Professional Responsibility requires lawyers to observe
candor, fairness and loyalty in all their dealings and transactions with their clients. Therefore, a lawyer may
not represent conflicting interests without the written consent of all parties involved, after disclosure of the
facts. The Court did not agree with Arquillos justification of his acts for he should have known that in
representing opposing parties, there would be an obvious conflict of interest, regardless of his belief that
both parties are on the same side.
Atty. Macario Arquillo was found guilty of misconduct and was hereby suspended from the practice of law
for a period of one year.
Nestor Perez vs Atty. Danilo dela Torre, AC 6160, March 30, 2006
Facts:
In a complaint dated July 30, 2003, Nestor Perez charged respondent Atty. Danilo de la Torre with
misconduct or conduct unbecoming of a lawyer for representing conflicting interests.
Perez alleged that he is the barangay captain of Binanuaanan, Calabanga, Camarines Sur; that in
December 2001, several suspects for murder and kidnapping for ransom, were apprehended and jailed by
the police authorities. Dela Torre went to the municipal building of Calabanga where the suspects were
being detained and made representations that he could secure their freedom if they sign the prepared
extrajudicial confessions. It was unknown to the two accused, respondent was representing the heirs of the
murder victim; that on the strength of the extrajudicial confessions, cases were filed against them. Dela
Torre denied the accusations against him. He explained that while being detained at the Calabanga
Municipal Police Jail, one of the accused sought his assistance in drafting an extrajudicial confession. The
complaint was referred to the Integrated Bar of the Philippines (IBP) for investigation, report and
recommendation.2 On August 16, 2005, the Investigating Commissioner submitted his report
recommending that Atty. Danilo de la Torre be suspended for one (1) year from the practice of the legal
profession for violation of Rule 15.03 of the Code of Professional Responsibility.
Issue:
Whether or not Dela Torre is guilty of violationg 15.03 of the Code of Professional Responsibility.
Ruling:
In administrative proceedings, the complainant has the burden of proving, by substantial evidence, the
allegations in his complaint. Perez was able to prove by substantial evidence his charge against Atty. de la
Torre. The respondent admitted that his services as a lawyer were retained by both the suspects. Perez was
able to show that at the time that Atty. de la Torre was representing the said two accused, he was also
representing the interest of the victims family. This was declared by the victims daughter, Vicky de
Chavez, who testified before Branch 63 of the Regional Trial Court of Camarines Sur that her family
retained the services of Atty. Dela Torre to prosecute the case against her fathers killers. She even
admitted that she was present when Atty. de la Torre met with and advised Avila and Ilo on one occasion.
This is proof that the respondent consciously offered his services to Avila and Ilo despite the fact that he
was already representing the family of the victim
Under Rule 15.03 of the Code of Professional Responsibility, a lawyer shall not represent conflicting
interests except by written consent of all concerned given after a full disclosure of the facts. Respondent is
therefore duty bound to refrain from representing two parties having conflicting interests in a controversy.
By doing precisely the foregoing, and without any proof that Dela Torre secured the written consent of both
parties after explaining to them the existing conflict of interest, respondent should be sanctioned.
Thus, the Court found Dela Torre guilty of violation of Rule 15.03 of the Code of Professional Responsibility
for representing conflicting interests. He is suspended for three years from the practice of law, effective
upon his receipt of the decision. He is warned that a repetition of the same or similar acts will be dealt with
more severely.
CANONS 1, 10 and 15
Clarita J. SAMALA vs. Atty. Luciano D. VALENCIA
Austria- Martinez, J.
AC No. 5439, January 22, 2007
FACTS:
Clarita Samala filed a complaint against Atty. Valencia for Disbarment on the following grounds:
(a) serving on two separate occasions as counsel for contending parties;
(b) knowingly misleading the court by submitting false documentary evidence;
(c) initiating numerous cases in exchange for nonpayment of rental fees; and
(d) having a reputation of being immoral by siring illegitimate children.
The Commissioner found respondent guilty of violating Canons 15 and 21 of the Code of Professional
Responsibility and recommended the penalty of suspension for 6 months.
The IBP Board of Governors adopted and approved the report and recommendation of Commissioner Reyes
but increased the penalty of suspension from 6 months to 1 year.
ISSUES:
Canon 1: W/N Atty. Valencia violated Canon 1, Rule 1.01 by engaging in immoral conduct by
siring illegitimate children.
Canon 10: W/N Atty. Valencia is guilty of violating Canon 10 which provides that a lawyers shall not
do
any falsehood nor consent to the doing of any in court.
Canon 15: W/N Atty. Valencia is guilty of representing conflicting interests.
RULING: Atty. Valencia is GUILTY of misconduct and violation of 10 and 1 of the Code of Professional
Responsibility. He is SUSPENDED from the practice of law for three (3) years.
HELD:
MISLEADING
THE
COURT
BY
SUBMITTING
FALSE
Samala alleges that in Civil Case No. 00-7137 filed before MTC, Branch 75 for ejectment, Atty.
Valencia submitted TCT No. 273020 as evidence of Valdez's ownership despite the fact that a new
TCT No. 275500 was already issued in the name of Alba on February 2, 1995.
Records reveal that respondent filed Civil Case No. 00-7137 on November 27, 2000 and presented
TCT No. 273020 as evidence of Valdez's ownership of the subject property. During the hearing
before Commissioner Raval, respondent avers that when the Answer was filed in the said case, that
was the time that he came to know that the title was already in the name of Alba; so that when the
court dismissed the complaint, he did not do anything anymore. further avers that Valdez did not
tell him the truth and things were revealed to him only when the case for rescission was filed in
2002.
Upon examination of the record, it was noted that Civil Case No. 2000-657-MK for rescission of
contract and cancellation of TCT No. 275500 was also filed on November 27, 2000,[35] before RTC,
Branch 273, Marikina City, thus belying the averment of respondent that he came to know of Alba's
title only in 2002 when the case for rescission was filed. It was revealed during the hearing before
Commissioner Raval that Civil Case Nos. 00-7137 and 2000-657-MK were filed on the same date,
although in different courts and at different times.
Hence, respondent cannot feign ignorance of the fact that the title he submitted was already
cancelled in lieu of a new title issued in the name of Alba in 1995 yet, as proof of the latter's
ownership.
Respondent failed to comply with Canon 10 of the Code of Professional Responsibility which
provides that a lawyer shall not do any falsehood, nor consent to the doing of any in court; nor shall
he mislead, or allow the Court to be mislead by any artifice. It matters not that the trial court was
not misled by respondent's submission of TCT No. 273020 in the name of Valdez, as shown by its
decision dated January 8, 2002 dismissing the complaint for ejectment. What is decisive in this
case is respondent's intent in trying to mislead the court by presenting TCT No. 273020 despite the
fact that said title was already cancelled and a new one, TCT No. 275500, was already issued in the
name of Alba.
Canon 15: ON SERVING AS COUNSEL FOR CONTENDING PARTIES
Cases and acts represented by Atty. Valencia as counsel:
Civil Case No. 95-105-MK (RTC Branch 272 Marikina)- Leonora M. Aville v. Editha Valdez for
nonpayment of rentals (as Valdezs counsel)
Filing of an Explanation and Compliance before the RTC for tenants Lagmay, Valencia,
Bustamante and Bayuga (representing Lagmay, et al.)
Civil Case No. 98-6804 (MTC Branch 75 Marikina City)- Editha S. Valdez and Joseph J. Alba,
Jr. v. Salve Bustamante and her husband for ejectment, respondent (represented Valdez
against Bustamante one of the tenants in the property subject of the controversy)
Civil Case No. 2000-657-MK (RTC, Branch 273 Marikina) - Editha S. Valdez v. Joseph J. Alba,
Jr. and Register of Deeds of Marikina City, (as counsel for Valdez) filed a Complaint for
Rescission of Contract with Damages and Cancellation of Transfer Certificate of Title No.
275500 against Alba, Atty. Valencia's former client in Civil Case No. 98-6804 and SCA Case
No. 99-341-MK.
Presiding Judge Reuben P. dela Cruz warned respondent to refrain from repeating the act of being
counsel of record of both parties in Civil Case No. 95-105-MK. Records further reveal that at the
hearing of November 14, 2003, respondent admitted that in Civil Case No. 95-105-MK, he was the
lawyer for Lagmay (one of the tenants) but not for Bustamante and Bayuga albeit he filed the
Explanation and Compliance for and in behalf of the tenants. Respondent also admitted that he
represented Valdez in Civil Case No. 98-6804 and SCA Case No. 99-341-MK against Bustamante and
her husband but denied being the counsel for Alba although the case is entitled Valdez and
Alba v. Bustamante and her husband, because Valdez told him to include Alba as the two were the
owners of the property and it was only Valdez who signed the complaint for ejectment. But, while
claiming that respondent did not represent Alba, respondent, however, avers that he already
severed his representation for Alba when the latter charged respondent with estafa. Thus, the filing
of Civil Case No. 2000-657-MK against Alba.
Rule 15.03, Canon 15 of the Code of Professional Responsibility provides that a lawyer shall not
represent conflicting interests except by written consent of all concerned given after a full
disclosure of the facts. A lawyer may not, without being guilty of professional misconduct, act as
counsel for a person whose interest conflicts with that of his present or former client. He may not
also undertake to discharge conflicting duties any more than he may represent antagonistic
interests. One of the tests of inconsistency of interests is whether the acceptance of a new relation
would prevent the full discharge of the lawyers duty of undivided fidelity and loyalty to the client or
invite suspicion of unfaithfulness or double-dealing in the performance of that duty.
In this case, respondents averment that his relationship with Alba has long been severed by the act
of the latter of not turning over the proceeds collected in Civil Case No. 98-6804, in connivance with
the complainant, is unavailing. Termination of the attorney-client relationship precludes an attorney
from representing a new client whose interest is adverse to his former client. Alba may not be his
original client but the fact that he filed a case entitled Valdez and Alba v. Bustamante and her
husband, is a clear indication that respondent is protecting the interests of both Valdez and Alba in
the said case. Respondent cannot just claim that the lawyer-client relationship between him and
Alba has long been severed without observing Section 26, Rule 138 of the Rules of Court
wherein the written consent of his client is required.
From the foregoing, it is evident that respondents representation of Valdez and Alba
against Bustamante and her husband, in one case, and Valdez against Alba, in another case, is a
clear case of conflict of interests which merits a corresponding sanction from this
Court. Respondent may have withdrawn his representation in Civil Case No. 95-105-MK upon being
warned by the court, but the same will not exculpate him from the charge of representing
conflicting interests in his representation in Civil Case No. 2000-657-MK. Respondent is reminded to
be more cautious in accepting professional employments, to refrain from all appearances and acts
of impropriety including circumstances indicating conflict of interests, and to behave at all times
with circumspection and dedication befitting a member of the Bar, especially observing candor,
fairness and loyalty in all transactions with his clients.