Beruflich Dokumente
Kultur Dokumente
7
no. 1-2
1970
87-118
0030-5340
EU'I9 lie.
A. J.
PRINCE
University of Sydney
I
All great religions have a dual character. On the one hand, as
repositories of timeless truth, they are impervious to change; but
on the other hand, as social institutions, as living traditions of
doctrine and practice, they are subject like all worldly things to
the temporal processes of growth and decay. As circumstances
change, religions are obliged to change with them: the teachings
must be continually explained to new audiences with new prejudices and preconceptions, the persecution and patronage of
governments require counter-measures or fresh adaptations, and
the criticisms of philosophers, heretics and the adherents of other
religions have to be accommodated or refuted.
To all these pressures two kinds of response are possible. One
is to resist change by holding all the more firmly to established
doctrine; and the other is to adapt to change by enlarging the
scope of the original teachings to include new areas of concern.
These two responses may give rise to quite distinct traditions and
organizations, or they may manifest themselves within the same
tradition. And of course even the individual may respond in one
or the other way at different times according to circumstances.
In Buddhism, as is well known, there are two major trends, one
towards a predominantly conservative approach, and the other
towards a freer development of doctrine. The former may be
called "Earlier Buddhism" (since the commonly used term
"Hinayana" is a pejorative one), while the latter, since it did not
emerge as a separate movement till four or five centuries after
the Buddha, might be referred to as "Later Buddhism", although
it is usually known as the "Mahayana", the "Great Way (or
Vehicle)". What I propose to examine in this paper is the
development, from the earlier school of thought to the later, of
one specific aspect of Buddhist doctrine: the concept of
buddhahood.
Anyone who turns from the earliest Buddhist canonical literature to the sutras of the Mahayana cannot fail to be struck by the
different way in which the figure of the Buddha is presented in
each case. On the one hand we find a wise but apparently quite
human teacher moving, for the most part, in a plausibly historical
Indian setting, and teaching more or less ordinary people doctrines which are at least superficially intelligible; while on the
other hand we are confronted with a resplendent figure who seems
no longer of this earth, or of any time or place, expounding
87
Certain objections might, however, be made against the interpretation put forward in these two passages, as in numerous
works by other writers. Firstly, it seems to underrate the very real
continuity of doctrine which still links the later concept of
buddhahood to the earlier one. Secondly, the importance placed
on the role of the laity and popular devotion, apart from being
inadequately supported by concrete evidence, hardly seems consistent with the fact that the Mahayana sutras not only are still
unmistakably monastic in style and content, but also expound
ideas which are much more complex and abstruse than those
taught in the canonical works of the earlier schools. In this
connection, one could also point to the fact that Theravada
Buddhism actually succeeded in supplanting the Mahayana in
much of South-east Asia, where it retains its popularity among
the laity to the present dav. And lastly-perhaps the most
important point of all-Buddhist doctrine is being interpreted
here, not in its own terms, but in the light of ideas drawn from
other religious traditions.
1 Franklin Edgerton, Buddhist Hybrid Sanskrit Language and Literature (Banaras Hindu University, 1954), pp. 8-9.
2 Etienne Lamotte, Histoire du Bouddhisme lndien: des Origines il
['Ere Saka (Louvain, 1958), p. 714.
88
II
From the suttas of the Pfili Canon it would not be difficult to
draw a portrait of the Buddha that would strike a secular historian as at least plausible, if not necessarily accurate,3 One could
call this historical figure (as those of his contemporaries who were
not his followers did) "the recluse (S. sramana, P. samana)
Gautama (P. Gotama)",4 and his biography, according to the
3
89
suttas, would run roughly as follows. Born into the nobles clan
of the Sakyas, 6 he left home when still a young man, despite his
parents' protests, 7 to become a wandering ascetic. After studying
under two teachers 8 and acquiring and losing five disciples of his
own,9 he found in the end the truth he was seeking.1 o Then
having gathered a nucleus of followers, which he gradually
developed into a monastic order, he travelled from place to place
in North-eastern India preaching, answering questions and en~
gaging in debates. Finally, at the age of eighty or SO,l1 having
established a body of well-trained disciples,12 he passed away in a
small township called Kusinagara (P. Kusinara),13 after which, in
the phrasing of the texts, "devas and men see him no more".1 4
It should be noted that these events, and others pertaining to
the life of the Buddha, have always been taken for granted as
historical facts by all schools of Buddhism. Nevertheless it must
be remembered that the Judaic belief in the religious significance
of history, conceived of as a process that is irreversible and
limited in duration, is not shared by Buddhism, which, like
Hinduism and J ainism, sees the flow of time as endless and
cyclical, and therefore does not regard the individual events which
make up the stream as being of any importance in themselves.
What really matters, on the contrary, is release from history into
a timeless and transcendental realm which can be experienced but
not defined.
We find therefore, in the Suttapitaka, that the Buddha is
chiefly concerned with showing the way to this deliverance from
temporal phenomena, and he stresses that his own personality, as
an individual of such and such a clan, is a matter of no importance whatsoever. Thus, when, shortly after his Awakening, he
approaches the five ascetics who had formerly been his disciples,
and they greet him by name and as avuso (a polite term of
address used between equals), he rebukes them, saying: "Monks,
do not address the Tathagata by name or as avuso. The
Tathilgata, monks, is one perfected (araham), truly and completelyawakened (sammasambuddho)".lS Then there is the wellknown passage in which the Buddha, on being asked what sort of
5
6
7
8
9
10
11
12
13
14
15
being he is, points out that he has transcended all the suggested
categories, such as god (deva), goblin (yaksha), human being and
so forth, and concludes that he is simply buddha, "awake",16 Or
again, one might mention the incident in the Suttanipata 17 in
which a brahmin asks the Buddha what his birth is-that is,
which of the four social classes he was born into-and the
Buddha replies:
I am no brahmin, nor any ruler's son,
No merchant, nor anyone at all am I.
I know the lineage of ordinary folk,
But I am nothing: a sage I roam the world ...
You do wrong to ask about my lineage.
AN II 37-9.
Verses 455-6.
See Lamotte, op. cit., pp. 446-7.
19 Sn verse 1076.
20 DhTJ no. 93.
21 MN 1487.
22 SN III 118.
23 Lun-vii 7.1.
24 SN II 105-6.
91
92
MN 1167.
Cf. Nirvana as the isle which is "nothing" (akincana: Sn verse
1094) with the Buddha as the one who is also "nothing" (akincana:
Sn verses 176,455, 1063).
SN III 120.
DN II 138.
SN I 138-40.
MN III 9.
DN II 100-1.
DN m 84.
DN III 84; MN 1111, III 195, 224.
Dialo~'l1es of the Buddha (= DN), translated by T. W. and C. A. F.
Rhys Davids (Luzac, 1965), Part III, p. 81, n. 4.
93
for the moment enough has perhaps been said to show that for the
Pali Canon the thing that matters most about the Buddha is not
his existence as a historical individual but rather his deliverance
from individuality by his achievement of Nirvana, and the Truth
the Dharma, which he thus realized and subsequently taught. '
Apart from these two aspects of buddhahood-the historical
teacher and the attainer and embodiment' of true wisdom-there
is also a third aspect which appears in the PaIi Canon, and which
assumes considerable importance in the light of subsequent developments in buddhology. I have already touched on this When
I said that the Buddha was regarded more as a type than as an
individual, but now I should like to look a little more closely at
the nature of this type, which is depicted as that of a sage with
supernormal powers and some rather remarkable physical attributes. Such a being is called a mahlipurusha (P. mahapurisa) ,
which literally means a "great man" but might be better translated as "superman". His distinctive characteristics are his
physical ones, but first something should be said about the
psychic powers which he shares with other types of sage and
ascetic.
The great powers of the mind, when developed through the
practice of concentration and meditation, has always been taken
for granted in Buddhist doctrine, and it is only natural that the
Buddha should have been assumed to have achieved complete
proficiency in this field, and thereby to have acquired a range of
knowledge and a variety of psychic powers outside the scope of
other men. (Such proficiency is in fact given as the seventh of
what are called the Ten Powers (bala) of a Tathagata.) Thus,
on the very night of his Awakening, with a mind made "composed, purified, cleansed, spotless, undefiled, pliant, workable,
firm and imperturbable" through profound concentration, the
Buddha is said to have acquired the power to recall all his past
lives through many hundreds of thousands of births, and to see,
with direct vision, the death of other beings and their rebirth in
accordance with the moral quality of their past thoughts and
deeds. 41 He is also said to be able to see events happening in
far-off places,42 and to have telepathic knowledge of the minds
of other beings. 43
The PfHi suttas contain a stock list of iddhi (S. rddhi) , or
psychic powers. which can be realized through the successful
practice of meditation. 44 Two of these might be seen as having
some bearing on later developments in buddhology. One is the
41
42
43
MN I 22-3.
E.g. MN I 170.
These last two are the fifth and sixth of the abovementioned Ten
Powers.
44 MN I 34; DN I 78.
94
DN I 78.
E.g. MN I 326 ff.; Udana 22-3.
E.g. DN I 215-20.
DN I 77.
DN III 142. Some of them may, however, also appear on men of
lesser stature: Sn verses 1019. 1021-2.
50 E.g., listed at MN II 136-7; DN II 17-19, III 143-5; mentioned at
MN 11147, 165, 210; Sn verses 549, WOO.
51 DN II 16.
52 AN II 37-8; MN II 142-3; Sn pp. 106-8.
95
0;
III
When a great religious teacher is present in the flesh, the power
of his personality-his "charisma", to use a currently fashionable
term-carries its own authority, and is in itself sufficient evidence
for those who are willing to accept it, of his superior knowledg~
and the validity of his doctrines. At this stage, therefore, there is
no need to analyze the precise nature of the Master's exceptional
character, for all who have eyes can see it for themselves, and any
problems which might arise can be easily resolved by the Master
himself. Once the Master has gone, however, and the initial
impact of his personality has become diluted by time and the
enlargement of his community of followers, people seek to define
his nature more clearly. "What sort of being was he exactly?" it
is asked, and different or even conflicting doctrines arise as
different answers to this question are given and find acceptance
among one group of followers or another. In Christianity the
result of such speCUlations was a series of Church councils which
gradually worked out precise and authoritative definitions of the
nature of the Christ. Buddhism, however, unlike Christianity, has
never possessed a hierarchy of authority, and each school of
thoug;ht was theoretically free to develop its own conception of
buddhahood, although in practice the earliest doctrinal formulations, which were accepted by all, ensured continuity of tradition
and confined speCUlation within certain limits.
As has already been shown, it was essentially his realization of
Nirvana which turned Siddhartha Gautama into Sakyamuni
Buddha, but the question which subsequently arose and ultimately
split the Buddhist movement in two was this: If buddhahood
consists in the attainment of Nirvana, how does the Buddha differ
from those of his followers who had also attained Nirvana? In
other words: What is a buddha, and how does he differ from an
arhat?53
To this question the Pali suttas suggest a number of possible
answers. For a start, the Buddha is the first to discover the path
to Nirvana, and so sets the example for his followers: "A
tathagata . . . makes manifest an unmanifest path, he recognizes
an unrecognized path . . . his disciples, coming afterwards, live
following the path".54 Furthermore, as a corollary to this, the
53
54
Arhat (P. arahat), literally "worthy one", as a technical term indicates someone who has attained Nirvana. As such it is also applied
to the Buddha himself.
SN III 66.
96
MN I 171.
DN III 100.
SN V 437.
See, e.g. MN I 69-71.
MN 1169.
MN I 171.
MN I 21, 83.
97
MN I 190-1.
The verse, together with the circumstances under which it was
uttered, is given in the Vinaya (I 23) and the Mahavastu. Cf. A.
Foucher, La Vie du Bouddha (Payot, 1949), pp. 224-7 for a
comparative translation. The "Great Ascetic (sramana)" is of course
the Buddha.
98
99
real product of those aeons of striving for the good, was not to
be sought in the details of the Buddha's biography, but rather in
his qualities as a superman.
This is coming very close to the MaMyana conception of
buddhahood, but there is one other factor which still needs to be
taken into account, and that is cosmology. According to the Pall
Canon, the universe consists of 100,000 or more world-systems68
which evolve, are destroyed and evolve again69 throughout
beginningless time. 7o Each world-system is divided horizontally,
so to speak, into three spheres or realms: (1) the realm of desire
(kamadhfitu), which includes human beings, animals and ghosts,
the hells and the lower deva-worlds; (2) the realm of pure form
(rCtpadhfitu) , rarefied deva-worlds in which sensual desires are
absent; and (3) the formless realm (arCtpyadhfitu, P. arCtpadhfitu), in which the devas have no visible shape at all.7 1 Rebirth
in the last two realms is held to depend on the attainment of
certain states of meditative absorption. This picture holds good
throughout all schools of Buddhism, except that its spatial extent
came to be increased to a virtual infinity, comparable with its
duration in time. So Buddhaghosa, the great Theravadin commentator of the fifth century A.D., speaks of the range of a
buddha's authority as extending over a myriad hundred thousand
world-systems,n and in the Mahayana sutras "world-systems as
numerous as the sands of the Ganges" is an often-repeated cliche.
As was stated above, Sakyamuni was considered from the
very beginning to be only one of a series of buddhas, and he
himself is represented in the Pali Canon as speaking of those who
have been buddhas in the past and those who will be buddhas in
the future. 73 What then more reasonable to suppose than that in
a universe infinite in space as well as in time, there must even
now be buddhas living and teaching in worlds beyond our ken?
Since the Dharma, as the true nature of things, is always there to
be discovered,74 the law of averages alone would suggest that
there must be more than one being in the cosmos at any given
time who has come to know it. Furthermore, belief in compassion as the essential motivation of buddhas, together with the
conviction that they possessed formidable skill in psychic powers,
68
69
70
71
72
73
74
MN III 102.
DN III 84-5.
Cf. n. 64 above.
These realms mentioned at DN III 215-6, 275; MN 1 410, III 63;
Sn verse 754; ltivuttaka 45.
VisuddhimaRfW p. 414.
DN III 99-100.
Cf. AN I 286: "Whether tatMgatas appear or not, it is a fixed
principle, a certain and established truth, that all conditions are
impermanent, . . . all conditions are ill, . . . all dharmas are devoid
of self".
100
This is the view of the Lankavatara Sutra: N 28, 33, 51, 56, 215,
269, 361. It is accepted by Tibetan tradition today: cf. H. H. Tenzin
Gyatsho, the XIVth Dalai Lama of Tibet, The Opening of the
Wisdom-Eye (The Social Science Association Press of Thailand,
Bangkok, 1968), p. 91.
101
chiefly on four major sutras: the Prajnaparamita or "Transcendental Wisdom", specifically the Ashtasahasrikfi, the earliest
version in eight thousand slokas;79 the Saddharmapundar'ika or
"White Lotus of the True Dharma", commonly referred to as the
Lotus SzUra; the Vimalakirtinirdesa or "Exposition by Vimalakirti"; and the Lankfivatara or "Descent to Ceylon" (i.e. by the
Buddha).8o
Before beginning, it should perhaps be pointed out that
although trikaya literally means "triple body", or even "three
bodies", what the term is actually meant to indicate are three
aspects of the reality of buddhadhood, rather than three distinct
"bodies" in any purely literal sense. 8! An analogy might be the
three "persons" of the Christian Trinity, which, while three and
personal, are at the same time not to be conceived of as separate
entities. Now let us examine the concept of the nirmanakaya.
VI
As has just been said, kaya means "body", but more than the
literal sense of the word is implied here. Just as Christian scriptures speak of the Church as the "body" of Christ,82 so for the
Buddhist sutras too kfiya indicates a principle as well as a
MA,
phenomenon. Nirmana means "creation" (from nih
literally to "measure out"), and in this context has the connotation of creation by psychic power. In Chinese it is translated by
huah "transformation". The notion expressed by the word here
is more commonly encountered in the form of the past participle
nirmita (P. nimmita). It is used in the D1gha Nikaya, for
example, when beings are born as devas into the Brahma-world
(at the lower levels of the Realm of Pure Form) as the universe
re-evolves after a period of dissolution. The first deva to be born
there comes in time to long for companionship, and when other
devas finally appear he concludes (erroneously) that they have
79
103
88
89
DN I 17-18.
ltivuttaka 10l.
Visuddhimagga, p. 39l.
K 235.
K. 242. A "buddha-field" (buddhakshetra) is the world-system which
is a buddha's sphere of influence. The "ten directions" are the four
points of the compass, the four intermediate points, and the zenith
and nadir.
K. 318.
K. 319-20.
104
K. 435.
L 322, 328.
Sagiithakam verses 38-40, N 269.
Edward Conze suggests that its beginnings may go back to 100 RC.
See his "The Development of Prajnaoi'iramita Thought", Thirty
Years of Buddhist Studies (Cassirer, Oxford, 1967), p. 124.
M 58.
M.94.
M 512-3. Note the plural. Cf. n. 105 below.
105
on the soles of his feet issued six million myriad rays, and so from
his ten toes, his ankles, legs, knees, thighs, hips and navel, from his
two sides, and from the swastika on his chest, a mark of the SUperman. So also from his ten fingers, his two arms and shoulders, his
neck, his forty teeth, his nostrils, ears and eyes, from the hair-tuft
between his eyebrows, and from the cowl on top of his head. And
through these rays this great system of a thousand million worlds
was illumined and lit up. And in the east and the other nine
directions world-systems as numerous as the sands of the Ganges
were lit up and illumined by this great effulgence of rays,l03
That the Buddha's true body is the one formed from accumulated good deeds is stated in the Vimalakirtinirdesa when
Vimalaklrti, after pointing out that the material body is "transient
unstable, feeble and unreliable", 104 goes on to say:
'
My friends, the body of the Tathagata is the dharma-bodY,105 born
of wisdom. The body of the TatMgata is born of merit, of
generosity, of morality, concentration and wisdom, . . . born of all
the perfections (pdramitd) . . . My friends, the body of the
Tathagata is born of innumerable good actions,l06
And in the next chapter, he says of those who will revere the
Lotus satra in future that "they will behold me teaching the
Dharma here on Mount Grdhrakuta ("Vulture Peak") surrounded and honoured by a host of bodhisattvas, in the centre of
a congregation of Disciples".111 In this respect the sambhogakaya
is contrasted with the nirmanakaya, for as the latter the Buddha
confines himself to teaching the more elementary doctrines that
are common to all schools of Buddhist thought. So the
Lankavatara says that "what the nirmitanirmanabuddha establishes concerns such matters as generosity, meditation and concentration, . . . wisdom, the aggregates (of phenomena which
comprise a living being), the elements (ayatana) and bases
(dhatu) of cognition, deliverance . . ." and so on, while the
sambhogaki'iya, which is here called dharmatanishyandabuddha,
"the buddha who flows from the true nature of things", is said
to teach the specific doctrines of the Lankavatara.1 12
There is another interesting point to be noted about the
sambhogakaya. However far-fetched the ideas so far outlined may
seem to those who do not happen to believe in them, they do not,
I think, contain anything that is intrinsically implausible. But as
anyone who has read the Mahayana sutras will be aware, the
buddhas and bodhisattvas therein are often shown performing
marvels which, if taken literally, would overstrain the credulity
of even the most naive and devout believer. For example, one
may be prepared to allow that the sambhogakaya could be
radiant, but what is one to think when one is informed that from
each single pore of the Buddha's body there issued "six million
myriad rays" which lit up a thousand million worldS?l13 Perhaps
it could be put down to the Indian passion for hyperbole through
multiplication, an almost Mahayanist example of which can be
seen already in the account of the buddha Vipassin in the
Mahfipadanasutta of the Pi1li Digha Nikilya. But even this hardly
seems sufficient to account for fantastic scenes such as the one
which occurs in the fourteenth chapter of the Lotus satra, when
"the Saha-world114 split and burst open everywhere, and from the
clefts there emerged many hundred thousand myriads of bod110
K 323.
K 337.
112 N 56-7.
113 Conze, Large Sutra, p. 3.
114 SaMlaka (sahti = "the enduring (earth)"; laka =
name of Sakyamuni's buddha-field, in which we live.
111
109
"world") is the
297-8.
104-5.
234.
293.
110
thousand myriad rays issued from it. From each one of these rays
there arose lotuses, made of the finest precious stones, of golden
colour, and with thousands of petals; and on these lotuses there
were, seated and standing, buddha-figures expounding Dharma,
namely this very exposition of Dharma (i.e. the doctrines of the
sfara itself) associated with the six perfections. They went in all the
ten directions to countless world-systems . . . and expounded the
Dharma .. ,119
111
L 166.
L 274.
M 7.
M 21.
K 20-21.
112
The same lesson is taught by other texts. For example, the Lotus
128 K 300.
129 K 318.
130 N 62.
131 Dhv no. 170.
132 N 8-9.
113
VIII
It is for this reason that the Buddha can say in the Lankdvatdra
Sutra that "others recognize me as one who neither arises nor
passes away, as emptiness, suchness, truth, reality, ultimate
Sanskrit verse quoted in Suzuki, Studies in the Lankavatara Sutra,
p.315.
140 See n. 38 above. It is more common in the Chinese translation of
the agamas, particularly the Ekottaragama (corresponding to AN):
see the references in H6bOgirin (Tokyo, 1930), Fascicule 2, article
"Busshin", 01'. 176-7.
141 E.g. MN III 195,224.
142 The equivalents of all these terms except tathata also occur in PaH
aoparently with the same meaning, according to the PaIi Text
Society's Pali-Enrdish Dictionarv.
143 T No. 665, p. 408b 1.27-p. 408c 1.4.
139
115
IX
In conclusion, I would like to return to the question raised at
the beginning of this paper: does the development of the Trikaya
doctrine in the Mahayana amount to a "deification" of the
Buddha, in contrast to a purely "human" conception of him in
the earlier schools? I hope that my analysis of the two conceptions of buddhahood in question has been sufficient to show that
in fact this is not the case, that the Buddha is never thought of
as merely "human" in earlier Buddhist tradition, any more than
he is regarded as "divine" by the Mahayana. The truth is that the
whole contrast between the divine and the human belongs to a
theistic outlook which is quite foreign to Buddhism. In Buddhism
the category of the divine is represented by the devas, and so
ranks lower than the category of the human, which finds its
highest expression in the person of the Buddha. Thus the devas
are depicted as coming for instruction to the Buddha, who is
expressly designated "teacher of devas and men".
144 N 192-3.
145 L 356.
146 T No. 374, p. 382c 1.27-p. 383a 1.9.
147 M 307.
148 Cf. n. 33 above.
116
Apart from the devas, with whom the gods of Vedic Brahmanism were equated by the Buddhists, theistic concepts are lacking
in Buddhism, and certainly the Buddha, even in the Mabayfma
sutras, would cut a very poor figure as an isvara or creator-God.
He does not create the world, for that is the work of ignorance
and craving. He does not establish the laws of righteousness: he
merely discovers them. He does not judge or condemn anyone;
nor does he even save anybody, except indirectly, through his
teaching-which states, among other things, that there is really
nobody to save in any case.
I would suggest, then, that this belief in the "deification" of
the Buddha comes simply from interpreting Buddhist doctrine in
terms of concepts which do not belong to it, being usually drawn
from Christianity or Hinduism. Now, while it is perfectly legitimate for a believing Hindu or Christian to interpret Buddhism in
the light of his own faith, as long as he is speaking as a believer,
the disinterested scholar is obliged to base his understanding
solely on the relevant data-which in this case means the texts
and traditions that are peculiar to Buddhism itself. One can no
more equate fundamental doctrines from one religious system
with those of another than one can identify words which have a
rich semantic content in one language with a single equivalent
in some other language. Thus there is no counterpart of "God"
in Buddhism, or of "Nirvana" in Christianity, any more than
there is a Sanskrit word for the English "love" or an English
word for the Sanskrit "dharma".
Even where there is no conscious confusion of doctrines, to
discuss Buddhist concepts in terms which carry non-Buddhist
overtones may still lead one unintentionally astray. So Edward
Conze, after pointing out that Buddhist teachings concerning
"saviours" may appear similar to Christian views at first glance,
goes on to warn that
at the same time, when the exact words of the original are faithfully
rendered into English it becomes obvious that there are no precise
equivalents to the key terms, that the finer shades of meaning and
the emotional flavours and overtones differ throughout, that much of
this teaching must seem strange to Christians, and that in fact the
logic behind it is at variance -with all the basic suppositions of
Christianity. From the very start we must be careful to eschew such
loaded words as worship, prayer, sin, love, eternal or supernatural,
and instead use more neutral terms such as revere . . . , vow, evil,
devotion, deathless and supernormal, and we must also distrust any
description of Buddhist doctrine which, without many qualifications,
attributes to the saviours "grace", "mercy" or "forgiveness",149