Beruflich Dokumente
Kultur Dokumente
Dyspnea Measure*
Objective: Evaluate the reliability and validity of a new version of the University of California, San
Diego Shortness of Breath Questionnaire (SOBQ), a 24-item measure that assesses self-reported
shortness of breath while performing a variety of activities of daily living.
Design: Patients enrolled in a pulmonary rehabilitation program were asked to complete the
SOBQ, the Quality of Weil-Being Scale, the Center for Epidemiologic Studies Depression Scale,
and a 6-min walk with modified Borg scale ratings of perceived breathlessness following the walk.
Setting: University medical center pulmonary rehabilitation program.
Patients: Thirty-two male subjects and 22 female subjects with a variety of pulmonary diagnoses:
COPD (n=28), cystic fibrosis (n=9), and postlung transplant (n=17).
Measurements and results: The current version of the SOBQ was compared with the previous
version, the format of which often resulted in a significant number of "not applicable" answers.
The results demonstrated that the SOBQ had excellent internal consistency (a=0.96). The SOBQ
was also significantly correlated with all validity criteria.
Conclusions: The SOBQ is a valuable assessment tool in both clinical practice and research in
(CHEST 1998; 113:619-24)
patients with moderate-to-severe lung disease.
Key words: COPD; dyspnea; outcomes assessment; shortness of breath
Abbreviations: ADL=activity of daily living; BDI Baseline Dyspnea Index; CESD Center for Epidemiologic Studies
Depression;
CF=cystic fibrosis; Deo=diffusion of carbon monoxide; MEP=maximal expiratory pressure;
MIP.maximal inspiratory pressure; N/A=not applicable; PB=perceived breathlessness (modified Borg scale ratings
RV=residual volume; 6MW=6-min walk distance (meters);
post-6MW); QWBof Breath
Quality of Weil-Being;
SOBQ=Shortness
Questionnaire; TLC=total lung capacity; UCSD University of California, San Diego
=
of the
and disabling
D yspnea
for
with
chronic
symptoms patients
lung diseas
is one
most common
*From the
Ore.
September 1994, Portland,
Supported
by
grants 2RT0268 from the University of California
Tobacco Related Disease Research Program; HL34732 from the
National Heart, Lung, and Blood Institute (Dr. Kaplan); and by
Award No. HL02215 of the National Institutes of Health NHLBI
Preventive Pulmonary Academic Award (Dr. Ries).
received June 11, 1996; revision accepted September
Manuscript
1997.
2,
619
varying
questions
Materials
and
Methods
Subjects
patients evaluated
Procedures
1.Subject Characteristics*
Diagnosis
Characteristic
Gender,
M/F
Age, yr
QWB
CESD
6MW, m
PB
SOBQ (old)
SOBQ (new)
FVC, L
FVC, % pred
FEV^ L
FEVl5 % pred
FEV/FVC, %
FEF25_75%, L/s
FEF25_75%, % pred
RV/TLC, %
Deo, mL/min/mm Hg
Deo, % pred
MIP, cm H20 (at RV)
MEP, cm H20 (at TLC)
^Results
COPD
CF
(n=28)
(n=9)
18/10
7/2
64(12)
0.573 (0.100)
11.7(8.5)
312 (108)
4.3(1.3)
54.8 (19.4)
61.9(18.8)
23(9)
0.624 (0.070)
8.2 (7.8)
458 (106)
4.1 (1.9)
28.2 (14.6)
31.9(17.1)
14
1.95 (0.49)
56 (22)
0.69 (0.22)
30 (17)
1.65 (0.49)
43 (13)
0.79 (0.20)
36(14)
0.30 (0.25)
13(14)
71(10)
7.1 (1.9)
31 (12)
52 (15)
102 (52)
Posttransplant
(n 17)
=
7/10
48 (14)
0.646(0.114)
7.8 (6.5)
504 (162)
2.7(1.8)
18.4 (16.5)
21.7(19.8)
17
2.74 (0.88)
70 (15)
2.03 (0.96)
68 (25)
72 (17)
1.89 (1.66)
55 (42)
46 (17)
20.7 (4.6)
25(9)
49(8)
0.28 (0.10)
8(5)
63(8)
16.8 (2.5)
65(18)
98 (14)
142 (55)
79(12)
124 (23)
172 (34)
expressed as Mean (SD); n=54; pred^predicted; FEF25_75%=forced expiratory flow rate between 25% and 75% of the FVC.
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Clinical
Investigations
days (meanSD).
pulmonary function tests included spirometric measure
ments of vital capacity and expiratory flow rates. Lung volumes
measured by body plethysmography, single-breath diffusing ca
1445
All
ranging from rarely or none of the time to most or all of the time.
Total score on the CESD ranges from 0 to 60, with scores >16
indicative of clinically significant levels of depressive symptoms in
adults. Radloff16 has presented extensive data on the reliability
and validity of the CESD. Test-retest correlations are good for a
test designed to assess fluctuations in mood (r=0.57). The CESD
discriminates between clinical and normal populations, and the
reliability and validity have been replicated across various normal
and clinical samples.
Statistical Analyses
The SOBQ was evaluated for reliability and validity. Reliability
assessed by calculation of coefficient a, a statistic used to
evaluate internal consistency, or the extent to which the different
items on the questionnaire measure the same construct.17 The
validity of the SOBQ was evaluated by examining its correlations
with variables with which it is assumed to be related. The choice
of variables against which we evaluated the validity of the SOBQ
was based on clinical judgment and a review of the literature that
indicated some empirical support for the relationships of dyspnea
with exercise tolerance, health-related quality of life, lung func
tion, and depression.2
was
Measures
6MW Test: The 6MW is a standard measure of exercise
tolerance used frequently with lung and heart disease popula
tions.8 The test was conducted in an area free from distractions
with standardized encouragement provided by the staff. Subjects
were asked to walk as far as possible in 6 min. The timed distance
walk test has been shown to be highly reliable,9 with moderate
correlations with tests of pulmonary function and maximum
exercise capacity.10 Guyatt and colleagues11 demonstrated a
learning effect across subsequent trials of this test and recom
mend two practice tests prior to actual test administration.
Because of time constraints in this study protocol, we used one
practice test, followed by at least 10 min of rest and then a second
test. Data from the longer of the two walks were used. Subjects
rated their dyspnea using the modified Borg scale at the end of
each walk.12
QWB Scale: The QWB is a comprehensive measure of healthrelated quality of life that includes several components. First, it
obtains observable levels of functioning at a point in time from
three separate scales: mobility, physical activity, and social activ
ity. Second, each patient selects, from a list of 24 clusters of
symptoms and problems, those that they had experienced over
the last 6 days. Next, the observed level of function and the
the utility for the state, on a scale ranging from 0 (for dead) to 1.0
(for optimum function). The weights are obtained from indepen
dent samples of judges who rate the desirability of the observable
health status. Using this system, it is possible to place the general
health status of any individual on the continuum between death
and optimal functioning for any point in time, with higher scores
indicating better life quality. This system has been used exten
sively in a variety of medical and health services research
studies.1314 In addition, validity data for patients with COPD
have been published. Kaplan and coworkers15 reported that the
QWB was substantially correlated with both performance and
physiologic variables relevant to the health status of patients with
COPD.
CESD Scale: The CESD is
RESULTS
28
621
120
>
5
/.
fAA
.
A
~T-
20
40
60
80
100
120
scores
new
(r=. 0.47 and .0.42 for the older and newer ver
sions, respectively, p<0.05). Posttransplant patients
also showed a significant correlation between SOBQ
scores and 6MW distance (r=. 0.64 and .0.64 for
the older and newer versions, respectively,
and nonsignificant correlations with QWB
p=0.006),
and CESD scores. Patients with CF showed nonsig
nificant correlations with percent-predicted Deo,
MIP, and PB.
DISCUSSION
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Table
SOBQ*
SOBQ (Previous)
52
52
52
52
QWB
CESD
6MW
PB
FVC, % pred
FEV!, % pred
FEV^FVC, %
FEF25-75%>
RV/TLC, %
Deo, % pred
MIP, cm H20
(at RV)
*For
pred
38
38
38
38
26
29
30
SOBQ (New)
-0.41f
0.37f
-0.68*
+0.45*
-0.361
-0.50f
-0.51f
-0.44f
+0.47*
-0.67*
-0.60*
-0.40f
0.35*
-0.68*
+0.42f
-0.36*
-0.49f
-0.50f
-0.42f
+0.48*
-0.69*
-0.64
fp<0.01.
*p<0.05.
*p<0.001.
Clinical
Investigations
instruction or supervision.
Given the replication of
Appendix.UCSD
SOBQ
Pulmonary Rehabilitation
Shortness-of-Breath
Questionnaire
Program
1995 The Regents of the University of California
Instructions: For each activity listed below, please rate your
UCSD Medical Center
Severely
Maximally or unable to do because of breathlessness
Example 1:
How short of breath do you get while:
1. Brushing teeth... 0
(3) 4
Harry has felt moderately short of breath during the past week
while brushing his teeth and so circles a three for this activity.
Example 2:
(5)
"
previous findings,
and the correlation between the previous and
current versions of the SOBQ (r=0.96), we feel
our
1. At rest...
2. Walking on a level at your own pace
3. Walking on a level with others your age
4. Walking up a hill...
5. Walking up stairs
012345
6. While eating
012345
7. Standing up from a chair
8. Brushing teeth
012345
9. Shaving and/or brushing hair
10. Showering/bathing
012345
11. Dressing
012345
12. Picking up and straightening
13. Doing dishes
012345
14. Sweeping/vacuuming
012345
012345
012345
0 1 2 3 4 5
012345
'
012345
...
012345
012345
CHEST/113/3/MARCH, 1S
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623
life?
22. Shortness of breath
23. Fear of "hurting myself by
overexerting
0
0
0
0
0
1
1
1
1
1
daily
0 12 3 4 5
0 12 3 4 5
0 12 3 4 5
References
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experiences
2:181-91
3 Archibald
Reliability and
in
with
obstructive
measures
of
lung
patients
validity dyspnea
Behav Med 1995; 2:118-34
disease.
5 American Thoracic Society. ATS statement-Snowbird work
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Int'j
1979; 119:831-39
6 Gardner RM. Standardization of spirometry: a summary of
recommendations from the American Thoracic Society. Ann
Intern Med 1988; 108:217-20
7 Clausen JL. Pulmonary function testing, guidelines and con
troversies: equipment, methods, and normal values. New
York: Academic Press, 1982
8 Guyatt GH, Thompson PJ, Berman LB, et al. How should we
measure function in patients with chronic heart and lung
disease? J Chronic Dis 1985; 38:517-24
9 Mungall IPF, Hainsworth R. Assessment of respiratory function
134:1129-34
23 Mahler DA, Rosiello
24
25
26
10 McGavin
12
39:818-22
Borg G. Psychophysical bases of perceived exertion. Med Sci
Sports Exerc 1982; 14:377-81
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28
Clinical
Investigations