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The term kernicterus literally means "yellow kern," with kern indicating the most commonly
afflicted region of the brain (ie, the nuclear region). Historically, the term refers to an
anatomic diagnosis made at autopsy based on a characteristic pattern of staining found in
babies who had marked hyperbilirubinemia before they died.
Hervieux first described the condition in 1847, and Schmorl first used the term kernicterus as
early as 1903. Regions most commonly affected include the basal ganglia; hippocampus;
geniculate bodies; and cranial nerve nuclei, such as the oculomotor, vestibular, and cochlear.
The cerebellum can also be affected. Bilirubin-induced neurologic dysfunction (BIND) refers
to the clinical signs associated with bilirubin toxicity (ie, hypotonia followed by hypertonia
and/or opisthotonus or retrocollis) and is typically divided into acute and chronic phases. The
2 terms are commonly used interchangeably, but this use is not technically accurate because
one refers to clinical manifestations and the other to an anatomic diagnosis.
Conventional wisdom characterizes kernicterus as prevalent in the 1950s and 1960s, virtually
eradicated in the 1970s and 1980s, only to reappear during the 1990s. It was speculated that
early discharge of term infants (before their serum bilirubin concentration peaks) could be a
factor in the reemergence of this devastating neurologic affliction, and medical research
focused on developing surveillance and treatment paradigms to eliminate the condition.
Whereas it is undeniable that kernicterus remains a cause of major neurologic morbidity in
the infant population, population studies of children born in California between 1988 and
1997 suggest the prevalence of kernicterus has remained virtually unchanged since 1980.[1]
Much of the traditional teaching regarding hyperbilirubinemia is now being questioned as
more is learned about bilirubin metabolism and neurologic injury. Kernicterus is now
recognized in the premature infant and, very rarely, in the term infant in the absence of
profound hyperbilirubinemia[2] ; however, other problems (eg, acidosis or infection) are
present in term infants without profound hyperbilirubinemia. Conversely, physiologic
jaundice (sometimes to levels previously thought to be universally dangerous) has been
recognized to be within the reference range in the first week of life in healthy term babies,
particularly those who are breastfed. Jaundice of this type usually spontaneously resolves
without sequelae.
Despite the lack of a clear-cut cause-and-effect relationship between kernicterus and the
degree of hyperbilirubinemia, laboratory investigations have demonstrated that bilirubin is
neurotoxic at a cellular level. Other in vitro studies have shown bilirubin to have more
antioxidant capability than vitamin E, which is commonly assumed to be the most potent
antioxidant in the human system.[3] This possible role of bilirubin in early protection against
oxidative injury, coupled with identification of multiple neonatal mechanisms to preserve and
potentiate bilirubin production, has led to speculation about an as-yet-unrecognized beneficial
role for bilirubin in the human neonate.
Pathophysiology
Bilirubin staining can be noted on autopsy of fresh specimens in the regions of the basal
ganglia, hippocampus, substantia nigra, and brainstem nuclei. Such staining can occur in the
Epidemiology
Frequency
United States
The exact incidence of kernicterus is unknown. A pilot kernicterus registry monitoring the
cases of babies with kernicterus in the United States who have been voluntarily reported
shows 125 babies with chronic kernicterus enrolled in the registry from 1984-2002.[5, 6] All but
4 babies reported in the registry had been discharged from the hospital fewer than 72 hours
after birth (97%). Five babies were born at home (4%). No sequelae were identified in 9 of
115 infants, and 1 was lost to follow-up.
International
In Denmark, 8 cases of kernicterus were reported from 1994-2002[7] , whereas no cases had
been reported for the preceding 20 years[8] . Following this report, from 2002-2005, a more
vigilant approach was taken to the management of newborn jaundice, and no more cases have
been reported in Denmark.[9] These combined data result in an overall incidence of kernicterus
in Denmark of 1.1 in 100,000 live births from 1994-2005.
In June 2003, The Quarterly Bulletin of the Royal College of Paediatrics and Child Health
announced the commencement of a surveillance program of cases of severe neonatal
hyperbilirubinemia following anecdotal reports throughout Britain and Ireland of increasing
observation of kernicterus.[10] A 2004 UK surveillance study has reported kernicterus
occurring at a rate of 1 in 100,000 live births.
Mortality/Morbidity
Classic kernicterus has been defined in the term infant. Increasing experience with premature
babies indicates that the clinical presentation in premature infants may be somewhat different.
Identifying kernicterus as the specific cause of death in either the term or preterm infant may
be difficult because of concomitant ongoing pathologic conditions. Neurologic sequelae due
to bilirubin encephalopathy vary, and correctly attributing some of the long-term neurologic
deficits frequently associated with prematurity alone to kernicterus may be problematic.
Review of the 125 cases reported to the Pilot Registry by August 2004 revealed 26 patients
with underlying G-6-PD deficiency, 25 with hemolytic disorders, 18 with birth trauma
contributing to their hyperbilirubinemia, and 53 with idiopathic hyperbilirubinemia. Of these
patients, 30 were born at 35 to less than 37 weeks estimated gestational age (EGA), 24 at 37
weeks EGA, and 71 at greater than 37 weeks EGA.[13] (See the Gestational Age from
Estimated Date of Delivery calculator.) Gamaleldin et al, in an attempt to better predict the
development of bilirubin encephalopathy based serum total bilirubin levels, reviewed 249
newborns admitted to Cairo University Children's Hospital in a 12-month period with total
serum bilirubin levels greater than or equal to 25 mg/dL. Although the correlation between
total serum bilirubin and encephalopathy was poor, patients with hyperbilirubinemia resulting
from Rh incompatibilitydeveloped BIND at an odds ratio of 48.6 and those with sepsis an
odds ratio of 20.6 as compared with other etiologies.[14]
In the kernicterus registry mentioned above, 6 of 125 patients (4.8%) died.[13] Additional risk
factors for mortality included late prematurity, G6PD deficiency, and sepsis. The number of
patients who died from kernicterus without being reported to the registry is unknown, as is
the experience in countries other than the United States, especially those with a high
prevalence of hereditary hemolytic disorders. Of patients reported to the kernicterus registry,
111 of 119 survivors (93%) had severe sequelae due to BIND; 8 of 119 babies (6.7%) had no
discernible sequelae after age 1 year; one baby was lost to follow-up prior to 3 months of age.
Race
Among infants reported in the US kernicterus registry, 58% were white.[6] Asian and Hispanic
babies born either in their native countries or in the United States and Native American and
Eskimo infants have higher production levels of bilirubin than white infants. Black infants
have lower production levels (see image below). The reasons for these racial differences have
not been fully elucidated.
Sex
Male infants have consistently higher levels of serum bilirubin than do female infants.
Among infants reported in the US kernicterus registry, 67% of the patients were male.[6]
Age
Acute bilirubin toxicity appears to occur in the first few days of life of the term infant.
Preterm infants may be at risk of toxicity for slightly longer than a few days. If injury has
occurred, the first phase of acute bilirubin encephalopathy appears within the first week of
life.
The pilot kernicterus registry data show that, of 122 infants (all >35 weeks' gestational age at
birth), symptoms became apparent in 13 babies (10.6%) aged 3.5 days or younger and in 66
babies (54%) aged 4-7 days.[13] In 36 babies (29.5%), symptoms did not appear until after the
first week of life. Most of these babies (76%) were term infants (at least 37 completed weeks'
gestation), and no infant was younger than 35 weeks' estimated gestational age. (See the
Gestational Age from Estimated Date of Delivery calculator.)
History
When assessing possible kernicterus, remember that a history of risk for hemolytic disease
can be an important clue to a neonate's increased risk of pathologic hyperbilirubinemia,
particularly Rh antigen incompatibility between mother and baby[14] . ABO incompatibility
and a family history of RBC abnormalities (ie, glucose-6-phosphate dehydrogenase
deficiency, hereditary spherocytosis) are also concerning. A review of neonatal readmissions
in Canada showed that, of 258 infants readmitted for severe hyperbilirubinemia from 20022004, 87 (34%) demonstrated one of these hematologic abnormalities.[15]
Certain cultural postnatal practices may also contribute to significant hyperbilirubinemia and
should be inquired about if culturally relevant. In the Middle East, Peker et al reported in
2010 a case series of 10 severely hypernatremic babies who also presented with kernicterus, 2
of whom died.[16] Of 112 postpartum women surveyed in Jordan Hospital, Amman, Jordan,
almost 50% of them admitted to "salting" their newborns as is the common custom. Women
doing this practice broadly represented all socioeconomic and educational strata.[17]
Conversely, if the baby is breastfeeding well and appears healthy and vigorous, this can be
reassuring. The mother may have breastfed previous babies who also developed significant
jaundice. If so, she may be one of the approximately 20-40% of women who have aboveaverage levels of beta-glucuronidase in their breast milk, which potentiates and prolongs
hyperbilirubinemia in their breastfed babies.
Physical
Bilirubin-induced neurologic dysfunction (BIND) is the term applied to the spectrum of
neurologic abnormalities associated with hyperbilirubinemia. It can be further divided into
characteristic signs and symptoms that appear in the early stages (acute) and those that evolve
over a prolonged period (chronic).
Phase 1 (first few days of life): Decreased alertness, hypotonia, and poor feeding are
the typical signs. Obviously, these are quite nonspecific and could easily be indicative
of a multitude of neonatal abnormalities. A high index of suspicion of possible BIND
at this stage that leads to prompt intervention can halt the progression of the illness,
significantly minimizing long-term sequelae. Of note, seizure is not typically
associated with acute bilirubin encephalopathy. Among infants reported in the US
kernicterus registry, the mean birth weight was 3281 g.[6]
Phase 2 (variable onset and duration): Hypertonia of the extensor muscles is a typical
sign. Patients present clinically with retrocollis (backward arching of the neck),
opisthotonus (backward arching of the back), or both. Infants who progress to this
phase develop long-term neurologic deficits.
Causes
Familiarity with bilirubin metabolism leads to an understanding of the factors leading to an
increased risk of kernicterus (see image below). Bilirubin is produced during the catabolism
of the heme component of RBCs. Red cell destruction is usually increased in the immediate
neonatal period; it can be pathologically elevated in the presence of immune-mediated or
nonimmune-mediated hemolytic disease. The first enzyme in the catabolic cascade leading to
bilirubin is heme oxygenase. A constitutive form and an inducible form are recognized and
are induced by physiologic stressors. The creation of bilirubin, a potentially toxic waterinsoluble compound, from biliverdin, a nontoxic water-soluble substance, consumes energy.
Polycythemia
Prenatal factors, such as maternal smoking, maternal illness, placental insufficiency, and
gestation at high altitude, can result in neonatal polycythemia. Obstetric factors, such as
delayed clamping of the cord, stripping the cord, or holding the baby below the level of the
introitus for a prolonged period, can result in increased RBC mass in the baby. This is
particularly true for babies born in the absence of a trained birth attendant.
Hemolysis
Immune hemolytic disease, most often Rh isoimmunization (erythroblastosis fetalis), is the
prototype etiology for kernicterus.
ABO isoimmunization, as well as minor blood group antigens, can also cause hemolytic
disease in the newborn, usually of moderate severity. Infants born to mothers of blood type O
negative are at greatest risk, with one series of 249 infants with severe hyperbilirubinemia
reporting an odds ratio of 48.6 for infants with Rh incompatibility.[14]
Abnormalities of the red cell itself can also predispose to hemolysis. These can be grouped
into membrane defects, such as hereditary spherocytosis and elliptocytosis; enzyme defects,
such as glucose-6-phosphate dehydrogenase deficiency and pyruvate kinase deficiency; and
hemoglobinopathies, such as alpha and beta thalassemias.
Sickle cell disease does not typically cause hemolytic disease in the neonatal period.
Extravasated blood
Significant areas of bruising, such as severe cephalohematoma, subgaleal hemorrhage or
peripheral ecchymoses from birth trauma, can result in an increased bilirubin load in the
serum as the blood collection resolves. Internal areas of hemorrhage, such as pulmonary or
intraventricular bleeds, can also be a significant occult source of serum bilirubin.
Enzyme induction
As mentioned above, heme-oxygenase-one (HO-1) is the inducible form of the first enzyme
involved in the creation of bilirubin. This enzyme is activated by physiologic stressors, such
as hypothermia, acidosis, hypoxia, and infection (odds ratio 20.6 in sepsis).[14]
Epidemiologic factors
East Asian and Native American babies produce bilirubin at higher rates than do white
infants; black infants have lower production rates than do infants of other racial groups. Male
infants have higher serum bilirubin levels than females. Hyperbilirubinemia also runs in
families; the etiology is unclear but may relate to genetically increased levels of betaglucuronidase in the infant, in the mother's breast milk, or both (if the infant is breastfed).
Decreased Elimination
Even with normal bilirubin production, abnormalities in transport, excretion, or both can
result in an increased level of free bilirubin in the serum.
Albumin binding
Because of its lipophilic nature, bilirubin must be bound to carrier protein to be transported in
the aqueous environment of the serum. Albumin has one primary high-affinity binding site
for bilirubin and two lower-affinity sites. At physiologic pH, the amount of free bilirubin (eg,
bilirubin not bound to albumin) is very low. This is important because only free bilirubin is
available to cross the blood-brain barrier and cause neurotoxicity. Decreased albumin binding
capacity, decreased albumin binding affinity, or both can serve to increase the amount of free
serum bilirubin. Binding affinity is lower in neonates than in older infants and is lower still in
premature and sick infants than in healthy term ones.
Some authors advocate including measures of unbound (ie, free) bilirubin when assessing the
risk of bilirubin neurotoxicity,[18] in part because some studies have shown a closer association
between the unbound bilirubin concentration and auditory abnormalities than those seen with
total serum bilirubin, although identifying the neurotoxic unbound bilirubin concentration
threshold remains elusive.[19]
Decreased binding capacity can occur in hypoalbuminemia or if the binding sites are filled
with other anions. Whether parenterally administered lipid can displace bilirubin from its
albumin-binding site is controversial. If faced with dangerously high levels of serum
bilirubin, restricting lipid administration to less than maximal levels may be prudent. Drugs,
such as sulfisoxazole and ceftriaxone, can also compete for bilirubin-binding sites on the
albumin molecule and must be used with caution or avoided in the neonatal period.
Excretion
Systemic Factors
Various systemic conditions increase the risk of hyperbilirubinemia and the risk of
kernicterus without severe hyperbilirubinemia.
Galactosemia
Patients with this rare inborn error of metabolism may primarily present with
hyperbilirubinemia, although the direct fraction typically increases during the second week of
life. The baby may manifest other characteristic signs, such as hepatomegaly, poor feeding, or
lethargy. Urine for reducing substances, but not glucose, is diagnostic. Many state newborn
metabolic screens include a test for this disorder.
Hypothyroidism
Although the etiology is unclear, prolonged indirect hyperbilirubinemia is one of the typical
features of congenital hypothyroidism, and this diagnosis must be ruled out in any baby with
hyperbilirubinemia persisting after age 2-3 weeks. Most state metabolic screens include an
assay of thyroid function, although false-negative results and delayed receipt of results may
necessitate individual testing in symptomatic infants.
Drugs
Maternal administration of oxytocin, diazepam, or promethazine may result in increased
serum bilirubin in the infant. Similarly, neonatal administration of pancuronium and chloral
hydrate increases bilirubin levels. Additionally, some drugs, such as sulfonamides and some
penicillins, can displace bilirubin from its albumin-binding site, effectively increasing the
serum concentration of free bilirubin available to cross the blood-brain barrier.
Acidosis
Systemic acidosis decreases the binding affinity of albumin for bilirubin, resulting in
increased levels of free bilirubin in the blood stream. Ready availability of protons promotes
the formation of bilirubin acid (free bilirubin anion plus 2 hydrogen ions); that moiety
demonstrates increased binding and transport into neural cell membranes.
Differential Diagnoses
Head Trauma
Hearing Impairment
Hyperammonemia
Hypothyroidism
Meningitis, Bacterial
Neonatal Sepsis
Periventricular Leukomalacia