Beruflich Dokumente
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837
C l i m a t e a n d H o u s i n g F o r m - - a Case S t u d y of N e w D e l h i
ASHOK B. LALL, MADHU PANDIT,.NAVEEN KULSHRESHTA and PAUL APPASAMY
ABSTRACT
BACKGROUND
838
Our approach has been qualitative rather
than quantitative. We started by trying to
understand the dynamics of housing design
through an analysis of the development of
housing form in the history of the city. On the
basis of this analysis we were able to define
some guiding principles which have then been
tested in two designs for contemporary housing in New Delhi that were prepared in response to housing design competitions. The
designs serve as illustrations of the potential
of the principles being proposed and also
provide empirical information for defining
quantitative parameters on town planning
norms - - such as density, floor-area ratios and
ground coverage.
METHODOLOGY
The city of Delhi has a long, continuous
history and we are fortunate that complete
built environments from each stage of its dev e l o p m e n t - from medieval times through
the colonial period until the New Delhi of
today - - are to be found intact as a standing
record. This provides an ideal opportunity for
a comparative study of the architecture and
planning of successive periods. Now it is interesting to note that while climate has always been an important and constant factor,
the urban forms that developed in the succeeding periods differed widely. Each period
of the city's historical development is marked
by a distinct urban pattern. It is the inevitable
march of cultural, socio-economic and technological change overriding the imperatives of
climate that accounts for the differences. Evidently, climate by itself does not determine
the form of the built environment.
In our search for guiding principles applicable for our needs today, we recognized that
the present-day technological and cultural
context precludes housing solutions that simply imitate the past. We also recognized that
although design strategies which must address today's critical issues of ecology and
energy conservation do have to be designed
around the locus of climate, they would necessarily have to evolve a symbiotic relationship
with the contemporary 'way of life'. They have
to integrate social and cultural patterns and
be economically and technologically feasible.
So our framework for analysis of the devel-
839
Mar ADr May Jun Jul
CLIMATE
COMFORT
ZONE
,I
[
~l
I[
II
II
PASSIVE STRATEGY
FOR COMFORT
Built
Space
Open
Space
FAIR
Figure I
Built
Space
FAIR
GOOD
GOOD
POOR
GOOD
FAIR
FAIR
GOOD
Open
Space
Figure 2
( ~[llt'l)l])ttl
11[)t~[~%l Viii
~11"x,
I II1"('
Space
FAIR
Open
POOR
Fig. 1, Summary of climatic performance of traditional, colonial and contemporary housing forms.
CLIMATE PROFILE
New Delhi's climate is a composite climate
(see Fig. 1). Temperatures range from a maximum of ar o u n d 45 C to a minimum of about
3 C. The diurnal variation of temperature,
which is substantial (20- 25 C) for most of the
year, is dampened during the humid monsoon
season. A two-month h o t - d r y season is the
hottest. This is succeeded by a longer h o t humid period. A period of comfortable
w eath er follows before winter sets in. The
winter, which is mostly c o l d - d r y is of a longer
d ur atio n th an the h o t - d r y season. The
weather turns pleasant once again before the
beginning of summer.
TRADITIONAL CITY
As representative of the traditional city
we picked a small section of the city of
840
~o~
(a)
(b)
/
\.
(c)
Fig. 2. Examples of traditional housing, (a) Typical haveli. (b) Part plan of city showing dense contiguous construction
with narrow streets and small courtyards. (c) Cutaway axonometric view of a typical haveli.
S h a h j a h a n a b a d , a n d l o o k e d closely a t two
h a v e l i s (Fig. 2).
T h e c h i e f c h a r a c t e r i s t i c s of the b u i l t f o r m
are c o n t i g u o u s b u i l d i n g s w i t h small courty a r d s a n d n a r r o w streets, w h i c h m i n i m i z e exp o s u r e to the e x t e r n a l e n v i r o n m e n t a n d
provide well-shaded interior and outdoor
spaces, a n d a h e a v y b u i l d i n g m a s s w h i c h h a s
841
COLONIAL CITY
advantage of this built form is t h a t the outdoor spaces function as open rooms which are
used for every kind of hum a n activity at all
times.
These characteristics of the built form can
be said to have evolved in response to the
climate, but they were equally the results of
other important factors. The continuity of
buildings expresses a close-knit social structure and the mutual dependence within social
groups for security. Compactness of urban
s tr u ctu r e is also a function of the limitations
of traditional modes of transport; proximity
was a necessity for city functions. The meshing together of a variety of activities into a
dense s tr u ctu r e is a result of the overlapping
relationships between work, home, and
leisure.
It can n o t be said t ha t the traditional city of
S h a h j a h a n a b a d provided an ideal solution for
climatic comfort, nor can one say categorically t h a t climate was the primary factor in
determining its form. Its validity lies in the fact
t h a t it was a balanced synthesis t ha t served
sociological and cultural needs as much as it
dealt with a complex and variable climate to
produce a fairly liveable environment.
In contrast to the dense, tightly knit structure of Shahjahanabad, the colonial capital of
New Delhi is expansive and spread out with
buildings set amongst lawns and broad treelined avenues. The colonial city would appear
to be a complete contradiction to the wisdom
of the traditional city! But it must be remembered t hat for the British, comfort in the Indian climate was a major concern and t hat it
was carefully provided for.
For our analysis we selected a housing estate t hat was built for middle-level government employees (Fig. 3). Here, the buildings
are of a heavy mass, inner rooms are shaded
by ample verandahs, and windows are protected by projections. This provides a fair
measure of protection to the indoor spaces
against climatic extremes. In addition, the
garden setting becomes a means of modifying
the microclimate of the estate; avenues of
trees, shrubs and lawns control dust and bring
down temperatures appreciably. Homes group
around the gardens to form garden courts and
the surrounding roads and paths are designed
as tree-shaded avenues. The garden is seen as
(a)
(b)
ff" -Tl
a
(c)
~ ,
(d)
Fig. 3. Colonial housing. (a) Two-room flat. (b) Three-room flat. (c) Part plan of housing estate showing arrangement of housing blocks to form garden courts and streets. (d) Typical elevation.
842
CONTEMPORARY CITY
Today's housing environment is conditioned by many recent developments:
The availability of electricity and electrically operated devices has meant both a rise
in the acceptable standards of comfort and the
ability to obtain comfort without relying on
the building's st ruct ure and envelope as a
sensitive foil against climate.
$ T h e new technologies of cement, steel,
glass, etc., have resulted in buildings whose
mass is as little as 60% of the mass of traditional or colonial construction for the equivalent volume enclosed. This reduces the
capability of the buildings to dampen the
effect of t em perat ure variations.
The privately owned vehicle is now occupying more of the open ground. The park and
garden located next to the home are being
eaten up by roads and parking.
The economics of scarcity are beginning to
create pressures on land which demand higher
and higher densities of development.
Climatologically, due to their lighter construction, buildings now deal only moderately
with the extremes of winter and summer (Fig.
1). By and large, it is found t hat open spaces
have lost much of their value. The space between buildings is being given over to the
motor car. The green areas tend to be provided as segregated entities or as undefined
patches without meaningful or functional integration with the homes. They cease to function as microclimate modifiers of the housing
environment. The need for open or public
843
space to give cohesion and continuity to the
city fabric, and the desirability of a useable
outdoor environment are virtually forgotten.
The performance of contemporary housing
construction is generally less satisfactory
than the traditional or colonial forms for indoor as well as outdoor spaces. Poor microclimate control means that, for the extreme
conditions of both summer and winter, there
is a greater dependence on electrically operated devices to obtain comfort. This is a significant area for energy conservation.
The above-mentioned weaknesses are
amenable to a fair degree of correction by
careful design, as argued below, but when
densities are driven high by pressure on land
(say above 120 dwelling units/hectare) it is
found that the environmental optimum becomes irretrievable.
LESSONS
(1) The lessons offered by the traditional
architecture suggest that a tightly knit built
form is called for, to reduce exposure to the
external environment and to compensate for a
relatively lighter mass of building fabrics/materials. Continuity and mutual sheltering and
shading must be achieved. And the open
spaces should also be contained and protected
by the building forms.
(2) The colonial example suggests two further principles. Firstly, vegetation, which can
be integrated at every scale of the housing
environment (the home, the cluster and the
neighbourhood), to become an individual as
well as social asset serving both environmental and aesthetic values. Secondly, while
achieving a sense of protection to the open
space, sufficient openness is still to be retained to enable insolation during the winter
season and to promote adequate air movement
during the h o t - h u m i d season. This calls for a
well-judged balance between closure and
openness to optimize round-the-year performance.
(3) From the social and cultural points of
view, the street and court character of the
public spaces, which is employed in traditional as well as colonial examples, suggest
themselves as spatial patterns t h a t provide a
sense of community identity, have a human
scale, and are functionally useful.
844
Fig. 4. DDA housing: part plan showing clusters forming courts and gardens. Joint competition 1 entry by Ashok B. La11
and M. N. Ashish Ganju for a competition for middle-income group housing called by the Delhi Development Authority,
1987.
845
~ V 7
ou.~
COURT " O U S E 5
OUmT
C0URT .OUSTS
now .ouses
Fig. 5. DDA housing: typical cross section. All residents face southwards such t h a t main rooms, balconies and gardens
receive the winter sun. The area adjacent to the n o r t h face of buildings is paved and used for circulation of pedestrians
and vehicles. J o i n t competition entry by Ashok B. Lall and M. N. Ashish G a n j u for a competition for middle-income group
housing called by the Delhi Development Authority, 1987.
Fig. 6. NTPC housing: site plan. Tight knit clustering of dwelling units to form community garden courts (9). Controlled
vehicular access (shown shaded) along an internal street and a peripheral motorable road. Competition entry by Ashok
B. Lall, for NTPC Housing at NOIDA, near New Delhi, 1989.
846
L
Fig. 7. NTPC housing: part plan showing clustering of houses around small garden plots and forming definite streets.
Competition entry by Ashok B. Lall, for NTPC Housing at NOIDA, near New Delhi, 1989.
attempt to see the housing design as a complement to the surrounding urban developm e n t s - so as to complete the formation of
streets and avenues to make well-defined
neighbourhood elements.
Drawing upon the analysis of both traditional and colonial examples, where orientation as a principle to govern the planning is
rarely followed, we sacrificed the theoretical
ideal for the most advantageous orientation.
Not having the design fix of identical orientation enabled a freer modulation of building
mass to achieve:
contiguity of s t r uct ur e and mutual shading;
a definite formation of streets, courts, entrances and enclosures to give a richly expressed h i e r a r c h y of socially significant and
functional spaces;
a h i e r a r c h y of green spaces, from the small
private garden to the shared c our t yar d and
finally, to the public park; an intimate integration of these with the buildings provided
h u man scale and a sense of protected and
sheltered open space.
We assumed in this design t hat the treatment of wall surfaces and window openings
would be varied according to the dictates of
the orientation of each location. As was customary in traditional and colonial architecture, devices such as screens and awnings
would be used to control sunlight.
847
BIBLIOGRAPHY
S. Prasad, A study of courtyard houses in hot-dry and
hot humid regions of Northern India, Unpublished
Ph.D. Thesis, Royal College of Art, London, 1987.
848
APPENDIX
Climate
Shading
Shahjahanabad
{Traditionall
Lodi Estate
( G o v t staff quarters}
(Colonial}
Sheik Scrai
{Group housing b~,
housing agencyl
{Contemporar))
Anandgram
(Advocacy for aided selfhelp community housing}
Narrow
access
routes
shaded by buildings and
contiguous development
Trees
Courtyards,
gardens
None?
Roof terrace?
Air Movement
Modif3,ing
microclimate
Urban structure
Open space
Public
Private
Comments
terraces, few
Movement and
transportation
Network hierarchy
Primaryimportancegiven
to authorized transport
But with shaded pavements
Segregation of service
functions service lanes
No conflict seen between
vehicular movement and
play area
Pedestrianized
environment
accessible by emergency vehicles
Allocation of
functions
Single function
Single function
Construction (process)
Relationship
Household
1
M~ister mason, craftsmen
User's role
Institution
Community
Promoter
Engineer/architect
MarkTeet
[ User}
"NArchitect
User
Crafts
Contractor
,~
User
Centralization of design
Household becomes passive consumer with no
involvement in production process
Design determines 'total'
environment housing as
employment benefit
Centralization of design
Household become passive
consumer with no involvement in production process but user can exercise
some choice
Contractor-based
construction organization
C o m m o n pool of designer/
craftsmen to b e used by all
members of neighbourhood
Promoter
Y
Promoter
Contractor
%,
J
Designer
Construction (labour)
O Organization
of labour
Contractor-based
construction
organization
Selection
Masons/craftsmen selected
on basis of reputation
Selection on basis
competitive rates
of
849
Skills
Individual security =
collective security
Community
Community = neighbourhood
Nuclear identity within extended family grouping
Home and
livelihood
Residencesseparated
from work/shops
Residences
separated from
work/shops
Home = work
Leisure
Evening walk
Play in garden
Radio
Evening walk
Play in garden
Radio, T.V.
Reading
Two-in-one
Play
Within house
Streets
Open areas in city fabric?
Planned children's
playgrounds
Within houses
Between houses
Maidan
Organized
sport,
e.g.,
cricket, football, etc., require
more grounds
Maintenance
Maintenance by
employer
Social segregation of
"menial' class/work
provision of service lane
Maintenance by resident's
association and public service agencies
Maintenance by residents
Social patterns
Security
( Social
conflict)
Symbolic language
Expression
Individual status finds expression within a cohesive
of status
urban structure
Expression of
community
Signs
Entrance
Boundaries
Icon[paradigm
Sense of community
expressed by:
(1) Character of street
(2) Integrating work and
living quarters
Construction systems
more capital-intensive
Decorative crafts not
required
Technology of decentralized
low-capital crafts
Decorative crafts sought to be
provided
Significant
Breakdown of language
Garden as symbol of
community
Front (proper), back
(dirty)
Collective palace
Wants to be a villa