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Abstract
This paper examines an institutional merger taking place in Chinese higher education beginning from 1994. Using the
case study method, the paper examines the pre-merger planning, the post-merger integration process, and the outcomes of
the merger. The paper argues that a number of major external and internal factors have led to the decision to merge. The
planning and implementation of the merger was largely a top-down process and subject to political intervention. One of
the most prominent issues identied in this case is the difculty of building a unied identity for the new institution as was
reected in the controversies and ghts about the name of the new institution. The case studied provides a good example
and valuable lessons to higher education institutions considering merger or other forms of organizational change.
r 2007 Elsevier Ltd. All rights reserved.
Keywords: Educational administration; Organizational change; Merger; Chinese higher education
1. Introduction
For Chinese higher education, the past decade
has been an era of unprecedented changes and
reforms. A variety of social, political, economic, and
technological forces have been reshaping the entire
higher education sector. Since 1992, the Chinese
government has launched a series of reform
initiatives to restructure its higher education system.
Merger is one of the most important means that the
government and higher education institutions
adopted in this process. According to the latest
statistics published on the Ministry of Educations
website, there were 424 mergers during the period
from 1990 to March 2005 (http://www.moe.edu.cn/
Corresponding author. Tel.: +1 630 518 7040.
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2. Research context
Chaffee and Tierney (1988) see higher education
institutions as seeking equilibrium between external
demands and the values and needs of the members.
Changes in colleges and universities are often
shaped by various external and internal forces.
Merger, as a radical form of institutional reorganization, is often an institutional response to such
forces.
In countries such as Australia, Britain, the
Netherlands, Norway, South Africa, and Sweden,
governments have either mandated or encouraged
mergers by providing policy incentives so as to
rationalize their higher education systems (Fielden
and Markham, 1997; Goedegebuure, 1992; Harman, 1988; Hay and Fourie, 2002; Kyvik, 2002;
Skodvin, 1999). Harman and Meek (2002) identify a
variety of motives in governments promoting
higher education mergers, such as to increase
efciency and effectiveness, to widen access, to deal
with narrow specialization and institutional fragmentation, and to ensure that higher education
institutions more directly serve national and regional economic and social objectives.
Merger can also be a voluntary institutional
response to changing external and internal contexts.
In the United States, a number of conditions and
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3. Research method
3.1. The case study method
The case study method is used for this study.
Merriam (1998) states that case study research is a
method designed to gain an in-depth understanding
of the situation and meaning for those involved. The
case study method uses an inductiveinterpretive
approach rather than the hypotheticaldeductive
research model (Van Maanen, 1998). This research
approach emphasizes process and context of a
phenomenon. The research goal is not focused on
prediction or control, correlation or causal inference, but interpretive understanding of a complex
phenomenon and the real-life context in which it
occurs. As a methodology, the case study method
fuls a unique role in research (Guba and Lincoln,
1989).
Yin (1994) suggests that the case study method is
favorable under three conditions: (1) the study asks
how or why questions; (2) the topic under
study does not require control over external events;
and (3) the study focuses on contemporary events.
According to Yins criteria, the case study method
seems to be a good t for this particular research.
First of all, the purpose of this study is not to test an
Organizational Factors
Size, Capazcity, Decision
making process,
Funding
External Forces
Government policies
and regulations,
Changing societal
conditions
Internal Forces
Strategic factors,
Economies of scale
/cost-saving
685
Planning the
Merger
Post-Merger
Integration
Merger
Outcomes
Human Factors
Leadership,
Institutional identity,
Employees reaction
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5. Conclusions
This paper examines why and how a merger
happened in Chinese higher education. It shows that
the decision to merge was driven by a variety of
external factors and internal factors. Not surprisingly, the merger was a highly complex process
fraught with conicts and controversies. Perhaps
the most prominent issue emerging in this case is
about the difculty of building a unied identity for
the new institution as was reected in the controversies and ghts about the name of the new
institution. This issue aroused a great deal of
negative feelings and reactions in the planning and
implementation of the merger and seriously impeded the progress of the merger in the rst several
years.
At the time when the interviews were conducted,
it was almost 10 years since the merger was rst
announced. Sichuan University (SU) was involved
in another merger in the year 2000, this time with
one of the best medical universities in the region.
However, even with the second merger SU is no
longer the largest university in the country. A
number of mega-universities emerged as a result of
the merger wave in the late 1990s. Despite the
detours SCU and CUST had taken, when asked
about whether they now think merger was the right
decision, all of the participants of my study
answered positively. They said that given the trend
of Chinese higher education in the late 1990s, SCU
and CUST would have had to merge anyway.
Compared with other merged universities that are
still struggling with integration, SU has gone one
step ahead and is now in a better shape to reap the
benets that merger is expected to bring about.
Acknowledgments
The authors would like to thank Mr. Changwen
Zhao, Mr. Cheng Zeng and Ms. Xiaoyan Wan in
the Development Research Center at Sichuan
University for their generous help in our eld work.
References
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Online Sources
http://www.edu.cn.
http://www.moe.edu.cn/edoas/website18/info11206.htm.
http://news.xinhuanet.com/taiwan/2004-10/27/content_2143614.
htm).