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OUTLINE

Applied
Geotechnics
TUNNEL DEISIGN AND CONSTRUCTION

Rock Strength

Rock Excavation

Rock Tunnelling

(ROCK STRENGTH)
Dr Hadi Khabbaz
Email: hadi.khabbaz@uts.edu.au
Room 2.511B

ROCKS
Igneous

Sedimentary

QUIZ

Metamorphic

1. Which of the following rocks is sedimentary:


a) Limestone
b) Gneiss
c) Granite

Basalt
Conglomerate

d) Basalt

Marble

2. Which of the following igneous rocks is intrusive:


a) Tuff
b) Basalt
c) Granite
d) Obsidian

Granite
Sandstone
Quartzite
Obsidian

Shale

3. Which of the following rocks has the highest strength:


a) Sandstone b) Shale c) Basalt
d) Not possible to say

http://www.uwm.edu/Course/422-100/Mineral_Rocks

Rock Strength
z

Rock
Strength

Rock failure:
Mainly shear failure (oblique failure
plane under unconfined compression
test)

Rock Strength

Rock Strength
z

Rock failure:

Two aspects of rock strength

Aspects of Rock Strength

Strength of Intact Rock

Strength of Rock Mass

Strength of a sample
of rock itself

the rock sample is a


small part of rock mass

Mainly shear failure (oblique failure plane under unconfined compression test)
Strength of intact rock (strength of a sample of rock itself)
Strength of a large piece of rock is usually weaker than
the strength of small pieces of rock tested in the lab.
This is due to the presence of large scale joints,
discontinuities, and fractures

Strength of rock mass (of which the sample is a small part)

Rock Strength
z

Strength of Intact Rocks

Rock failure:
Mainly shear failure (oblique failure plane under unconfined compression test)
Stress

Two aspects of rock strength

Strength of intact rock (strength of a sample of rock itself)


Depends

on strength of component minerals and the way they are


bound together (cementation, interlocking)
Different test apparatus
Unconfined Compressive Strength (UCS)
Point Load
Brazilian
Ring Shear
Triaxial
Schmidt Hammer: Spring loaded hammer, used in the field

Water pressure acts in opposition to confining stress.


Greatly reduces strength of weak, porous
sedimentary rocks.
But minimal effect on strong rocks with low porosity.

Peak strength

Typical brittle rock failure

Yield point
Dry condition
Residual strength
Re- loading
Increased pore water pressure

Strength of rock mass (of which the sample is a small part)

Unloading

Depends

on many factors: fracture conditions, fracture spacing,


fracture orientation, material variety, groundwater, and intact rock
strength

Strain
Residual
strain strain
Residual

Strength of Intact Rocks


Stress

Strength of Intact Rocks

More ductile failure when confined

Dry condition
Shear
stress
Peak strength

Typical brittle rock failure

Failure line
Shear strength at

Yield point
Dry condition
Residual strength

normal stress N

Increased pore water pressure

Strain

3=0

1=qu

Normal
stress

Strength of Intact Rocks


z

Rock failure:

Two aspects of rock strength

Strength of Intact Rocks

Mainly shear failure (oblique failure plane under unconfined compression test)
Strength of intact rock (strength of a sample of rock itself)

Shear
stress

Depends

on strength of component minerals and the way they are


bound together (cementation, interlocking)
Different test apparatus

Failure line

Unconfined Compressive Strength (UCS)


Point Load
Brazilian
Ring Shear

Triaxial
Schmidt Hammer

Strength of rock mass (of which the sample is a small part)

Depends on many factors: fracture conditions, fracture spacing,


fracture orientation, material variety, groundwater, and intact rock
strength

Strength recognition and description:


> 200

Firm hammering to break

Strong rock

100 200

Break by hammer in hand

Moderately strong rock

50 -100

Dent with hammer pick

Moderately weak rock

10 50

Cannot cut by hand

Weak rock

1.5 10

Crumbles under pick blows

Very weak rock

0.6 1.5

Break by hand

Very stiff soil

0.3 0.6

Indent by fingernail

Stiff soil

0.15 0.3

Cannot mould in fingers

Firm soil

0.08 0.15

Mould by fingers

Soft soil

0.04 0.08

Mould easily in fingers

Very soft soil

< 0.04

Exudes between fingers

Typical values of strength of intact rocks:

Rock failure:

Mainly shear failure (oblique failure plane under unconfined compression test)

Granite
Basalt

2.7
2.9

1
2

Greywacke
Sandstone - Carboniferous
Sandstone - Triassic
Limestone - Carboniferous
Limestone - Jurassic
Chalk
Mudstone - Carboniferous
Shale Carboniferous
Clay Cretaceous
Coal
Gypsum
Salt
Hornfels
Marble
Schist

2.6
2.2
1.9
2.6
2.3
1.8
2.3
2.3
1.8
1.4
2.2
2.1
2.7
2.6
2.7

3
12
25
3
15
30
10
15
30
10
5
5
1
1
3

Applies
Largely

Strength of rock mass (of which the sample is a small part)


Depends

on many factors: fracture conditions, fracture spacing,


fracture orientation, material variety, groundwater, and intact rock
strength

160
50
10
90
15
5
20
5

15
5
1
10
2
0.3
1
0.5
2
2
1

10
2

30
15
4
30
5
3

0.7

32

to fractured rock mass in the ground.


related to the defects in rock mass:

Fractures, Seams, Joints


Degree of weathering

Depends

Unconfined Compressive Strength (UCS)


Point Load
Brazilian
Ring Shear
Triaxial
Schmidt Hammer

180
70
20
100
25
15
40
20
2
30
25
12
250
100
60

Shear
strength
(MPa)
35
40

Strength of rock mass:

Strength of intact rock (strength of a sample of rock itself)


on strength of component minerals and the way they are
bound together (cementation, interlocking)
Different test apparatus

Dry UCS Saturated Tensile


(mean)
UCS
strength
(MPa)
(MPa)
(MPa)
200
15
250
15

Strength of Rock Mass

Two aspects of rock strength

Density Porosity
(t/m3)
(%)

Rock type

Strength of Rock Mass


z

Strength of Intact Rocks


z

Rock / Soil description UCS (MPa) Field properties


Very strong rock

1=qu

Normal
stress

Strength of Intact Rocks


z

3 3

3=0 3

Also

related to the quality rating of rock mass.

Rock mass rating:

Typical measure:
Rock

Very
Core length > 10 cm Very
unfavourable
favourable
Quality Designation (RQD)
=
Length drilled

If RQD > 70%, generally sound rock


Fracture

conditions

Potential
slide

Roughness influences strength.


Fracture infills (often a clay gouge) may lower strength and increase
increase
settlement.
Fracture

orientation
Orientation

Strength of Rock Mass

Strength of Rock Mass


z

Core Box

Rock mass classification:

Recognise cumulative effect of different geological


features.

Classification is based on an accumulation of weighted


values (ratings) given to selected geological features.

RMR (Rock Mass Rating), a measure of rock mass


quality, is calculated as sum of the ratings.

Rock masses are classified based on their RMR value.

Approximate properties of rock masses can be found


based on their classification.

Strength of Rock Mass

Strength of Rock Mass

Rock Mass Rating (RMR) can be determined


based on 6 ratings of 6 parameters:

Rock Mass Rating (RMR)


Parameter

2. Rock Quality Designation (RQD)

Intact rock UCS, MPa


Rating 1
RQD (%)
Rating 2

3. Spacing of Discontinuities

Mean fracture spacing


Rating 3

1. Uniaxial Compression Strength (UCS)

Fracture conditions
Rating 4

4. Condition of the Discontinuities

Ground water state


Rating 5
Fracture orientation
Rating 6

5. Groundwater Conditions
6. Fracture Orientation

(Geomechanics system)

Assessment of values and rating


>250
15
>90
20

100-250
12
75-90
17

50-100
7
50-75
13

25-50
4
25-50
8

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

Rough tight Open<1mm Weathered Gouge<5mm


30
25
20
10
Dry
Damp
15
10
v. Favourable Favourable
0
-2

Wet
7
Fair
-7

1-25
1
<25
3
<60mm
5
Gouge>5mm
0

Dripping
Flowing
4
0
Unfavourable v. Unfavourable
-15
-25

RMR is the sum of these SIX ratings.

RMR = R1 + R2 + R3 + R4 + R5 + R6

Example 1

Strength of Rock Mass


Rock Mass Classification and Properties
Class
Description
RMR
Friction angle, , (o)
Cohesion (kPa)
SBP (MPa)
Safe cut slope (o)
Tunnel support
Stand up time for span

I
II
III
IV
V
Very good Good rock Fair rock
Poor rock
Very poor
rock
rock
80<20
80-100
60402060-80
40-60
20-40
>45
352515<15
35-45
25-35
15-25
>100
300200100<100
300-400
200-300
100-200
10
4- 6
1- 2
0.5
<0.2
>70
65
55
45
<40
None
Spot bolts Pattern bolts Bolt+shotcrete Steel ribs
20 yr for 15m 1 yr for 10m 1wk for 5 m

SBP:: Safe Bearing Pressure

12h for 2 m

30min for 1m

Rock coring commences at a depth of 4.5m under the surface


and when the hole depth is 7.0m the rock core is examined. The
total length of rock core extracted is 2.5m. The distance to
fractures (measured in metres from one end on the core) are:
0.31, 0.35, 0.57, 0.62, 1.84, 1.88, 1.92, 1.95, and 2.0..
What is the rock quality designation (RQD) for this rock ?
Core length > 10 cm
RQD =
Length drilled
Length of different segments (m):
0.31, 0.04, 0.22, 0.05, 1.22, 0.04, 0.04, 0.03, 0.05, 0.5

Total length of the segments > 10cm:


0.31+ 0.22 + 1.22 + 0.5 = 2.25 m
2 .25
RQD =
= 0 .9 = 90 %
2 .50

Example 2
Rock coring commences at a depth of 4.5m under the surface
and when the hole depth is 7.2m the rock core is examined. The
total length of rock core extracted is 2.5m. The distance to
fractures (measured in metres from one end on the core) are:
0.31, 0.35, 0.57, 0.62, 1.84, 1.88, 1.92, 1.95, and 2.0.
What is the rock quality designation for this rock ?
Core length > 10 cm
RQD =
Length drilled
Length of different segments (m):
0.31, 0.04, 0.22, 0.05, 1.22, 0.04, 0.04, 0.03, 0.05, 0.5

Example 3
A damp sandstone (Triassic) has RQD=55%
with tight fracture spacing of 0.8m - 1.2m.
What is the RMR for this rock?
What is the safe bearing pressure of the rock
mass?

Total length of the segments > 10cm:


0.31+ 0.22 + 1.22 + 0.5 = 2.25 m
2 .25
RQD =
= 0 .833 = 83 %
2 .70

Strength of Intact Rocks


UCS = 15 MPa

A damp sandstone (Triassic)


Density Porosity
(t/m3)
(%)

Rock type
Granite
Basalt

2.7
2.9

1
2

Greywacke
Sandstone - Carboniferous
Sandstone - Triassic
Limestone - Carboniferous
Limestone - Jurassic
Chalk
Mudstone - Carboniferous
Shale Carboniferous
Clay Cretaceous
Coal
Gypsum
Salt
Hornfels
Marble
Schist

2.6
2.2
1.9
2.6
2.3
1.8
2.3
2.3
1.8
1.4
2.2
2.1
2.7
2.6
2.7

3
12
25
3
15
30
10
15
30
10
5
5
1
1
3

Dry UCS Saturated Tensile


(mean)
UCS
strength
(MPa)
(MPa)
(MPa)
200
15
250
15
180
70
20
100
25
15
40
20
2
30
25
12
250
100
60

160
50
10
90
15
5
20
5

Shear
strength
(MPa)
35
40

15
5
1
10
2
0.3
1
0.5
2
2
1

30
15
4
30
5
3

0.7

Parameter
>250
15

100-250
12

50-100
7

25-50
4

1-25
1

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

Mean fracture spacing


Rating

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

<60mm
5

Fracture conditions
Rating

Rough tight
30

Ground water state


Rating

Dry
15

Fracture orientation
Rating

10
2

Assessment of values and rating


100-250
12

50-100
7

25-50
4

1-25
1

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

Mean fracture spacing


Rating

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

<60mm
5

Ground water state


Rating
Fracture orientation
Rating

Dry
15

Open<1mm Weathered Gouge<5mm


25
20
10
Damp
10

v. Favourable Favourable
0
-2

Wet
7
Fair
-7

v. Favourable Favourable
0
-2

Parameter

>250
15

Rough tight
30

Damp
10

Wet
7
Fair
-7

Gouge>5mm
0

Dripping
4

Flowing
0

Unfavourable v. Unfavourable
-15
-25

Fracture spacing of 0.8m - 1.2m

Intact rock UCS, MPa


Rating

Fracture conditions
Rating

Open<1mm Weathered Gouge<5mm


25
20
10

32

RQD = 55%
Parameter

Assessment of values and rating

Intact rock UCS, MPa


Rating

Dripping
4

Gouge>5mm
0
Flowing
0

Unfavourable v. Unfavourable
-15
-25

Assessment of values and rating

Intact rock UCS, MPa


Rating

>250
15

100-250
12

50-100
7

25-50
4

1-25
1

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

Mean fracture spacing


Rating

>2 m
20

Fracture conditions
Rating

Rough tight
30

Ground water state


Rating

Dry
15

Fracture orientation
Rating

Open<1mm Weathered Gouge<5mm


25
20
10
Damp
10

v. Favourable Favourable
0
-2

Wet
7
Fair
-7

Dripping
4

<60mm
5
Gouge>5mm
0
Flowing
0

Unfavourable v. Unfavourable
-15
-25

Tight fracture
Parameter

Groundwater State: Damp

Assessment of values and rating

Parameter

Assessment of values and rating

Intact rock UCS, MPa


Rating

>250
15

100-250
12

50-100
7

25-50
4

1-25
1

Intact rock UCS, MPa


Rating

>250
15

100-250
12

50-100
7

25-50
4

1-25
1

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

Mean fracture spacing


Rating

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

<60mm
5

Mean fracture spacing


Rating

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

<60mm
5

Fracture conditions
Rating

Rough tight
30

Ground water state


Rating

Dry
15

Fracture orientation
Rating

Open<1mm Weathered Gouge<5mm


25
20
10
Damp
10

v. Favourable Favourable
0
-2

Wet
7
Fair
-7

Gouge>5mm
0

Fracture conditions
Rating

Rough tight
30

Flowing
0

Ground water state


Rating

Dry
15

Dripping
4

Unfavourable v. Unfavourable
-15
-25

Fracture orientation
Rating

Open<1mm Weathered Gouge<5mm


25
20
10
Damp
10

v. Favourable Favourable
0
-2

Wet
7
Fair
-7

Dripping
4

Gouge>5mm
0
Flowing
0

Unfavourable v. Unfavourable
-15
-25

Fracture Orientation Unknown (Fair)


Parameter

Assessment of values and rating

Intact rock UCS, MPa


Rating

>250
15

100-250
12

50-100
7

25-50
4

1-25
1

RQD (%)
Rating

>90
20

75-90
17

50-75
13

25-50
8

<25
3

Mean fracture spacing


Rating

>2 m
20

0.6-2 m
15

0.2-0.6 m
10

60-200mm
8

<60mm
5

Fracture conditions
Rating
Ground water state
Rating
Fracture orientation
Rating

Rough tight
30
Dry
15

Open<1mm Weathered Gouge<5mm


25
20
10
Damp
10

v. Favourable Favourable
0
-2

Wet
7
Fair
-7

Gouge>5mm
0

Dripping
4

Flowing
0

Unfavourable v. Unfavourable
-15
-25

Parameter
Intact rock UCS = 15 MPa (damp rock)
RQD = 55%
Fracture spacing = 0.8 - 1.2m
Fracture conditions: tight
Ground water: damp
Fracture orientation: unknown

RMR

Rating
1
13
15
30
10
-7

62

Solution
RMR = 62
Class

I
II
Very good Good rock
rock
8080-100
6060-80

Description
RMR
Friction angle, , (o)
Cohesion (kPa)
SBP (MPa)
Safe cut slope (o)
Tunnel support
Stand up time for span

>45
>100
10
>70
None

III
Fair rock

IV
Poor rock

4040-60

2020-40

35251535-45
25-35
15-25
300200100300-400
200-300
100-200
4- 6
1- 2
0.5
65
55
45
Spot bolts Pattern bolts Bolt+shotcrete

20 yr for 15m 1 yr for 10m 1wk for 5 m

12h for 2 m

V
Very poor
rock
<20
<15
<100
<0.2
<40
Steel ribs
30min for 1m

Rock
Excavation

Class II
Safe Bearing Pressure (SBP) 4 - 6 MPa

Rock Excavation

Rock Excavation
Selection of Excavation Methods

Methods depends on rock strength & fracture density

Unconfined compressive strength (MPa)


1

Inclined

50

100 200

Blast to Fracture

II
0.6

100
90

III
Blast to loosen

IV

0.2

75

V & Soil
25

0.06
Rip

Dig

0.02

0.1
3
10
0.3
1
Point load strength (MPa)

Cut Slope in Rock


Weathered

rock can be cut vertically

Better

10

Cut Slope in Rock


Sound

RQD

Direct excavation::
Possible in fractured rock mass of class V.
Face shovel, backhoe, clamp shell grab, and draglines
may be used.
Ripping:
Stronger rocks of class IV, needed to break up
slightly.
Tractor mounted ripper, jack hammer.
Blasting:
Strong or less fractured rocks of class III and better.
Jack hammer, drilling, under charged blasting,
blasting, grinding and sawing.

Fracture spacing (m)

to use 10o rake and benches at 10m intervals

undercut slopes in strong sandstone and


limestone.

Hillside

fractures are main hazard:

shale beds are hazardous:

May

excavation

May

undercut unstable weathered rocks and old


landslides.

30o-70o

Notably dipping

Dips > 50o normally require cutting back to clean


bedding fracture.

Stable

slopes may become unstable in long


term due to: (1) poor drainage or (2) structural
loading.

Floor

heave is possible but rare.

Cut Slope in Rock

Slope Support
Reinforced earth

Stable Cutting Slopes in Rocks


Material

Gabion wall

Slope (o)
20

40

60

80

90

Suspended netting

Strong igneous rocks


Strong metamorphics

Dental masonry

Strong limestones
Weak limestones

Anchored wall
Reinforced shotcrete

Chalk
Strong sandstones
Weak sandstones
Mudstone

Pattern bolting

Shale
Heavily fractured rocks

Rock trap

Weathered rock & soil


1:3

1:2

1:1

Batter

2:1

3:1 5:1

Face Support Methods

Rock Tunnelling
Main

Tunnelling
in
Rocks

methods:

Drill and Blast:


In any rock, for all large caverns

Road Header:
In weathered rock < 60 MPa UCS. (up to 100 MPa
using new equipment)

Tunnel Boring Machine (TBM)


In weak rock & long tunnel, up to 9m diameter, high
advance rate.
Raise borer
Shaft borer

Rock Tunnelling

Rock Tunnelling
Problems:
Faults
Groundwater
Over break
Ground squeezing (in weak rocks)
Rock bursts (depth > 600 m)
Swelling ground
High temperature
Stress reduction (in roof)
Stress increase (in walls)

Support Systems in Tunnels

Summary

Rock class
<V

IV

III

II

50
Equivalent dimension (m)

Inappropriate

(i) Intact rock

20
10

Cas

t co

ete
ncr

2
1

lt a
Bo

nd

1. What are the main aspects of rock strength?

re
fib

cre

te

lt
Bo

d
an

sh

c
ot

re

te

Pa

o
nb
ter

ltin

lt
bo
ot
Sp

(ii) Rock mass

ing

2. What are the different methods of rock


excavation?

upp
no s

ort

3. What are the main rock tunnelling methods,


problems and support systems?

0.5

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