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492997
research-article2013
Article
Developmentally Sensitive
Behavioral Treatment of a
4-Year-Old, Korean Girl With
Selective Mutism
Abstract
This case study reports on the use of a developmentally sensitive behavioral treatment program
for a 4-year-old Korean girl diagnosed with selective mutism. Multi-method assessment, consisting
of parent and teacher reports, as well as school and home-video observation, confirmed the
diagnosis. Behavioral therapy was administered with an emphasis on behavioral reinforcement
strategies that were adapted for the childs developmental level. After 17 sessions, the child
evidenced a notable reduction in selective mutism symptoms, evidenced by clinician and school
observation. Furthermore, she indicated a decrease in symptoms of withdrawal based on
teacher report. This case study demonstrates how behavioral treatment strategies emphasizing
behavioral reinforcement techniques can be applied in developmentally appropriate ways to
treat young, bilingual children with selective mutism.
Keywords
selective mutism, behavioral therapy, child, culture, treatment
1University
2University
Corresponding Author:
Marni L. Jacob, Rothman Center for Neuropsychiatry, University of South Florida, Box 7523, 880 6th Street South, St.
Petersburg, FL 33701, USA.
Email: mjacob1@health.usf.edu
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Jacob et al.
2 Case Introduction
Hannah Lee (pseudonym) was a 4-year-old, Korean girl who was referred by her parents to a
university-based psychology clinic due to failure to speak to people outside of her immediate
family. Although Hannah was born to native Korean parents, her parents were fluent in English
and Hannah herself was born in the United States and had been attending the same Englishspeaking day care center for the previous 3 years. Mr. and Mrs. Lee discussed that Hannah spoke
normally at home, yet she had never spoken to teachers, classmates, some relatives, or friends.
In settings where she did not speak, Hannah generally communicated in a nonverbal manner,
using head-nodding and pointing. Hannah had never previously received any form of treatment
for her selective mutism. Initially, teachers and parents encouraged Hannah to speak, yet over
time, it seemed that the efforts to encourage her speaking decreased, and she began to receive
accommodations and protection from speaking. Hannahs parents and teachers were worried that
Hannahs limited speaking would impede her development, academically and socially.
338
3 Presenting Complaints
Mr. and Mrs. Lee reported that Hannah did not speak to individuals outside of her immediate
family. She occasionally talked to close relatives when she saw them, such as grandparents, but
most of these relatives lived long distances away and Hannah refused to talk to them over the
telephone. Hannah primarily spoke only with her parents and her sister. Mr. and Mrs. Lee reported
that they tried to encourage talking by offering Hannah participation in enjoyable activities in
exchange for speaking to others, to no avail. For instance, Hannah expressed interest in participating in an afterschool play group. Accordingly, Mr. and Mrs. Lee told Hannah that she could
participate if she spoke to others; Hannah refused to do so and consequently, she did not participate in the play group. Hannahs teachers reported that Hannah only spoke in the school setting
when it was necessary to communicate her needs (e.g., saying the word potty).
4 History
Hannahs developmental and medical history was unremarkable. Mrs. Lee also denied a significant family medical or psychiatric history. Mrs. Lee indicated that Hannah was a quick learner
and met all developmental milestones either early or on time. Hannah was in her 2nd year of
preschool when she presented to the clinic. Mrs. Lee indicated that Hannah engaged in social
interactions; Hannah had friends, played nicely with other children, and also participated in play
dates. At other times though, Hannah reportedly kept to herself. Behavioral observations of
Hannah interacting with her mother suggested they had a warm and secure relationship, and this
notion was further supported by a letter from Hannahs speech pathologist written at the outset of
treatment, that indicated, Hannah appears to have a good, loving relationship with her mother
and family.
Of note, Mrs. Lee also expressed significant guilt regarding her parenting, indicating that she
experienced depressive symptoms during her pregnancy and throughout Hannahs infancy. She
also reported difficulty breastfeeding Hannah. Given these experiences, Mrs. Lee reported selfblame due to thoughts that her difficulties may have contributed to Hannahs selective mutism,
and it seemed as though she harbored these feelings throughout Hannahs childhood. Mrs. Lees
experience may be understood within a cultural framework. Asian cultures often emphasize collectivistic values, which place a strong emphasis on interdependence and family rather than
focusing on individual concerns. Emotional expression, particularly when negative, is often discouraged, as it may disrupt group harmony. Research indicates that when compared with
Caucasian individuals, individuals from Asian cultures make more attempts at masking their
feelings (Gross & John, 1998), and they express their emotions less frequently (Gross & John,
2003). Furthermore, studies show that individuals from Asian cultures often have stigmatized
views of mental illness and are less likely to obtain psychological treatment compared with
European Americans (Eisenberg, Downs, Golberstein, & Zicin, 2009; Rao, Feinglass, & Corrigan,
2007). Consequently, Mrs. Lee may have been hesitant to disclose her difficulties due to concerns that she would disrupt group harmony or be perceived negatively by others due to mental
illness. Importantly, Mrs. Lees feelings of guilt may have exacerbated her tendency to accommodate Hannahs selective mutism.
5 Assessment
Multi-method, multi-informant assessment was conducted to provide a comprehensive assessment of Hannahs symptoms at the beginning of treatment. Assessment consisted of a clinical
interview with parents and with teachers, parent and teachercompleted questionnaires, assessment of receptive language abilities, and observation (i.e., observing Hannahs behavior in
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Jacob et al.
presence of the therapist, observing Hannah and her family through a two-way mirror, home-video
review, and school observation). Parents and teachers completed the Behavior Assessment System
for Childrensecond edition (BASC-2; Reynolds & Kamphaus, 2004), which is a questionnaire
that gathers information about a childs emotional and behavioral functioning. Results from the
parent and teachercompleted BASC-2 forms indicated at-risk difficulties on the Internalizing
Problems, Anxiety, Depression, Somatization, Atypicality, Adaptability and Functioning, and
Functional Communication subscales. Clinically significant scores were evidenced on the withdrawal subscale, with T-scores ranging from 70 (teacher report) to 81 (mother report). Parents also
completed the Selective Mutism Questionnaire (SMQ; Bergman, Keller, Piacentini, & Bergman,
2008) to evaluate Hannahs speaking at school, at home/with family, and in public/social settings.
The SMQ consists of 17 items that describe the degree of selective mutism in various social contexts. Respondents indicate how frequently the child speaks in different situations ranging from 0
(never) to 3 (always), with the total score ranging from 0 to 51. Lower scores reflect lower frequencies of speaking behaviors. Mrs. Lees responses on the SMQ, based on a total score of 13/51,
indicated that Hannah was not speaking outside of the home/family environment. To determine
whether Hannahs refusal to speak was related to language difficulties, the Peabody Picture
Vocabulary Testthird edition (PPVT-III; Dunn & Dunn, 1997), a nonverbal measure of receptive
language abilities, was administered. Consistent with Mrs. Lees report that Hannah was advanced
for her age, Hannahs performance on the PPVT-III indicated above-average receptive language
abilities (age equivalent = 5 years, 5 months). Two-way mirror and home-video observation
showed that Hannah spoke normally with her family, despite her remaining silent when first interacting with the therapist.
Across reporters and consistent with behavioral observations conducted by the therapist,
Hannah exhibited appropriate social behaviors such as interest in social interactions, ability to
share enjoyment with peers, and made appropriate eye contact and emotional expressions. Thus,
it was clear from the assessment that Hannahs refusal to speak was her only impediment to fully
engaging in age-appropriate social interactions. Information obtained from parents, teachers, and
through observation was supplemented with assessment information obtained during the therapy
sessions. During the assessment, the therapist used yes or no questions that were accompanied by
visual stimuli (e.g., choose red block for yes, blue block for no) to obtain an answer from Hannah.
The therapist also described the use of a Feelings Thermometer (i.e., a 9-point scale where 0
indicates that the child is not at all experiencing anxiety and 8 indicates a great deal of anxiety)
to assess whether anxiety played a role in Hannahs refusal to speak. The therapist used a list of
predetermined anxiety-provoking scenarios (developed based on clinical interview with parents),
and Hannah was asked to point to the number that represented how anxiety-provoking each situation would be for her. Hannahs responses facilitated development of an exposure hierarchy that
was subsequently used in treatment.
A functional assessment of Hannahs refusal to speak was also completed, which consisted of
identification of whether speaking behavior varied in any specific situations, as well as identification of the antecedents and consequences of the behaviors. It seemed that Hannahs family
accommodated her refusal to speak in many situations. Hannah generally communicated in a
nonverbal manner, using pointing, head-nodding, and occasional gesturing, and this behavior
was allowed by her family as a means to facilitate communication. Hannahs sister also whispered with Hannah and then spoke for her in some situations. In addition, when Hannahs mother
brought her to school, she sometimes physically carried her into the classroom. During observations in the classroom and through teacher reports, it appeared that several aspects of Hannahs
nonspeaking behavior were also accommodated and reinforced by peers and school personnel.
She generally communicated in a nonverbal manner at school, and others responded to these
nonverbal behaviors. Accordingly, others accommodated Hannah by asking her yes or no questions to facilitate her ability to answer them using head-nodding. At other times, peers assisted
340
her with tasks and also provided her with choices to help her convey which activity she wanted
to do. Classmates and peers also seemed to protect her in social interactions when they perceived
she needed assistance. For instance, when individuals who were new to the classroom tried to
interact with Hannah, the peers surrounded Hannah and told the individual that Hannah was quiet
and slow to warm up. When the therapist followed alongside Hannah in the classroom, fellow
classmates politely told the therapist that Hannah was shy and does not speak. Thus, there
seemed to be little expectation in the classroom for Hannah to speak. Nevertheless, Hannahs
teachers reported that Hannah had friends in the classroom who she spent time with, though they
emphasized that Hannahs friends tended to be the more talkative classmates who carried the
conversation. Overall, Hannahs nonspeaking behavior was negatively reinforced in the home
and school environment, as she received accommodations by having others reduce their expectations for her speaking, which likely contributed to the maintenance of her selective mutism by
allowing her to avoid speaking in situations where she felt uncomfortable or anxious.
Given the possibility that cultural factors (e.g., bilingualism) may be implicated in selective
mutism, this issue was also addressed during the assessment process. It was clear based on our
assessment, using the PPVT-III and through observations, that Hannah had neither receptive nor
expressive English language difficulties. Although Hannah was bilingual, we also clarified
through direct questioning that Hannahs refusal to speak in public was not due to confusion
regarding which language to speak. Furthermore, Hannah was born in the United States and had
been in the same English-speaking school for the past 3 years, suggesting that she was well acculturated into the English language and American culture.
6 Case Conceptualization
Overall, Hannah presented as a polite, yet shy and reserved girl. It is likely that multiple factors,
temperamental and environmental, contributed to the development of selective mutism for
Hannah. In particular, Hannah appeared rather temperamentally inhibited. While Hannah enjoyed
social interactions, her mother also reported that she sometimes preferred solitary activities.
Anxiety also seemed to play a notable role in her refusal to speak. Parents and teachers reported
clinically significant withdrawal, as well as at-risk difficulties with a variety of internalizing
symptoms (e.g., anxiety, depression, somatization). Hannah herself also endorsed anxiety surrounding a variety of social scenarios that required her to speak. It is likely that Hannahs inhibited temperament and anxiety interacted with contextual factors to maintain her selective mutism.
In particular, others accommodated Hannahs refusal to speak in the home and school settings.
School observation and teachers emphasized that classmates were used to her not speaking.
Hannahs school environment was also fairly unstructured. Classmates spoke for her at school,
and her sister spoke for her in other situations. Collectively, the accommodations likely maintained Hannahs refusal to speak.
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Jacob et al.
of treatment were to increase the number of people, settings, and situations in which Hannah
spoke and to decrease interference related to her selective mutism.
Most cognitive-behavioral treatment programs focus on modifying the cognitive (e.g., maladaptive thinking patterns) and behavioral (e.g., avoidance) components of anxiety. Parent and
teacher interviews, along with yes or no questions answered by Hannah, suggested that Hannah
possessed several maladaptive anxiety-provoking thoughts that seemed related to her failure to
speak. For instance, it was discovered that Hannah possessed high levels of anxiety as well as a
fear of losing her voice. Accordingly, developmentally appropriate cognitive restructuring was
used to target her maladaptive thought patterns. Cognitive restructuring seeks to identify maladaptive thoughts and modify them into more adaptive thoughts so that the child possesses
greater self-efficacy and willingness to engage in anxiety-provoking scenarios. Using yes or no
questions so that Hannah could participate appropriately, the therapist facilitated Hannahs recognition of evidence for and against her thoughts. For example, the therapist sought to emphasize
Hannahs irrational thought patterns by asking relevant questions (e.g., You know other people
who talk; Do they lose their voices?). This strategy was used to help Hannah recognize her
negative thought patterns (e.g., catastrophic thinking).
Given Hannahs developmental level, her treatment plan sought to build her self-confidence
and motivation for speaking. Self-confidence and motivation for speaking are particularly important at this young age given that Hannah was soon to begin formal schooling, where class participation and the ability to ask questions are integral parts of achieving mastery. Accordingly, a
positive reinforcement system was established early in treatment to facilitate Hannahs motivation to participate in therapy and to meet treatment goals. Specifically, a sticker poster was created for use in session, in which Hannah earned stickers for exposure activities. Hannah was also
given a success chart each week, which tracked her daily progress at home and at school. Hannah
received points at school each time she spoke, and at the conclusion of the school day, Hannahs
teacher told her mother how many points Hannah had earned. Accumulation of points was then
associated with rewards (e.g., ice cream, small toy) or enjoyable activities. Apart from the use of
rewards, other efforts to increase motivation for speaking were utilized. For instance, while meeting with Hannah, the therapist discussed positive benefits of speaking behavior, such as learning
to read and having more opportunities to play games. Through head-nodding, Hannah conveyed
that she wanted the therapist to help her speak. Accordingly, therapy was described to Hannah as
a place where she was to practice speaking.
Thereafter, in conjunction with the use of positive reinforcement strategies, treatment generally consisted of the use of modeling, exposures (including use of self-modeling), and stimulus
fading techniques. Initially, self-modeling strategies consisted of the therapist having Mrs. Lee
videotape Hannah speaking and singing in English at home with her family. This videotape was
then watched by the therapist in session with Hannah so that Hannah recognized that the therapist
heard her speak. The therapist also watched Hannah talk with her family through a two-way mirror, and then Hannah was shown the cool, magic mirror and told that the therapist had heard
her speaking. After each instance, Hannah was praised enthusiastically for speaking (e.g., I saw
you through the mirror and it was great to hear you speak! and What a nice voice you have!).
The two-way mirror was then incorporated playfully into treatment.
As previously indicated, the therapist developed an exposure hierarchy based on information
obtained during assessment. The hierarchy ranged from situations that provoked mild anxiety to
situations that provoked significant anxiety. See Table 1 for examples of items on Hannahs hierarchy. Given that Hannah was minimally expressive in general, initial exposures sought to
increase her expressivity. For instance, the first exposures consisted of playing a game which
emphasized gesturing and nonverbal behavior. Hannah chose a card from a stack of cards that
had animal pictures on them. Hannah acted out the animal and the therapist guessed which animal Hannah was pretending to be (e.g., a fish swimming, a monkey climbing). Hannah
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SUDS
The therapist watches Hannah talk with family through two-way mirror
In Hannahs presence, the therapist watches video of her talking/singing
Gesturing in animal game
Whispering a word to mom in the therapists presence
Whispering a word in the therapists ear
Whispering short phrases (e.g., Whisper Down the Lane)
Making Animal Noises in Game
Speaking out loud in soft voice
Playing games that involve brief utterances(e.g., Marco-Polo)
Singing for the therapist
Answering the therapists questions and asking questions to the therapist
Asking/answering questions with other people
Singing in front of other people
Brief phrases to teachers (e.g., good morning, go potty)
Talking to a friend at school in the therapists presence
Talking to a friend at school by herself
1
2
2
4
5
5
6
6
6
6
7
8
8
8
10
10
demonstrated some hesitancy at first, but she became much more engaged in the exposure once
her older sister joined the session. This exposure eventually incorporated the use of animal noises
(e.g., a dog barking). Hannahs older sister often participated in exposures to increase Hannahs
sense of comfort, and to serve as a positive role model of speaking behavior. Next, exposures
generally consisted of whispering, with the therapist first modeling whispering to Hannah. As a
homework assignment, Hannah was encouraged to prepare a phrase to whisper to the therapist at
the next session, and she was asked to practice whispering this phrase to her mother. Other exposures involved the therapist, Hannah, Hannahs sister, and her mother playing a game of whisper
down the lane. Around the same time, Hannah began whispering in the school setting, and she
also began consistently using brief phrases with the therapist (e.g., Thank you). Hannah was
consistently and enthusiastically praised for her efforts.
Exposures continued in which Hannah and the therapist played games that incorporated
developmentally appropriate knowledge. For instance, UNO cards were used in the context of a
game where the therapist and Hannah practiced saying the name of the colors and numbers on
each card. Hannah was able to demonstrate how intelligent she was while the therapist pretended
to have difficulty recognizing the colors and numbers. The therapist also emphasized how cool
Hannahs bilingualism was, and Hannah then taught the therapist a few words in Korean. Thus,
focusing on Hannahs strengths was helpful in facilitating her treatment participation. Other
games were played which required loud vocalizations (e.g., Marco-Polo), and Hannah successfully participated in these games. Exposures then incorporated singing songs that Hannah knew
(e.g., Twinkle Twinkle Little Star). Initially the therapist sang with Hannah, and then Hannah
sang the songs independently with increasing volume. The therapist also began asking openended questions in an effort to decrease Hannahs use of head-nodding, and Hannah began to
give verbal responses.
Once Hannah achieved some mastery in speaking with the therapist, stimulus fading was used
to incorporate other people (e.g., familiar adults, familiar children including peers, novel adults)
into exposures. Exposures included saying hello to different people, singing songs for several
people at once, answering questions from several people, asking questions to several people, and
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Jacob et al.
speaking to other people without the therapist present in the room. As indicated, Hannahs efforts
to speak were positively reinforced. Not only did she earn rewards at home, she also earned
rewards for her successful efforts and exposure completion in session. Rewards were often
earned in creative ways that incorporated the use of developmentally appropriate, enjoyable
activities. For instance, during one session, Hannah earned a bead each time she spoke, and at the
end of the session Hannah made a bracelet using the beads earned during the session. As treatment proceeded, Hannah began speaking to her teachers more frequently. She also completed
exposures where she spoke to peers at school. The 15th therapy session was conducted at school.
With facilitation by the therapist, several social interactions were initiated with Hannahs friends
at school, and games were played which required vocalizations. Hannah was received positively
by peers for her success, and they reportedly requested that she speak even more to them.
Of note, not only did Hannah receive positive reinforcement for speaking, but she was also
praised for demonstration of other adaptive behaviors (e.g., behaving compliantly) so that the
sole focus was not always on speaking. Furthermore, Hannah was initially praised for any efforts
she made toward trying to speak (e.g., preparatory actions such as making movements with her
mouth), even if she was not successful in every attempt. Modeling by the therapist was often used
so that Hannah had clear expectations of what to do in each exposure. Hannah appeared very
proud and excited when praised by the therapist for her successes. Sessions 16 and 17 were spent
reviewing Hannahs progress and emphasizing her success. By session 17, it appeared that
Hannah had reached her peak of progress. Based on her successes, the parents and therapist collaboratively decided that it would be beneficial to focus on Hannahs gains and work to maintain
them. Although Hannah was not speaking to the same degree as her similar-aged peers, significant improvements were noted and Hannah had seemed to plateau. Given that skills were learned
and Hannahs mother and teachers were coached on how to facilitate speaking, it seemed that the
best course of action would be to allow Hannah the time to practice skills in real-life settings,
rather than continuing to participate in therapy. Relapse prevention strategies were discussed,
such as how the family could look for red flags that Hannahs selective mutism was worsening,
so that they could quickly address setbacks. For example, the family was encouraged to be vigilant of any attempts by Hannah to answer questions with head-nodding rather than words.
Hannahs parents and teachers were also encouraged to continue to positively reinforce her
speaking behaviors. Hannahs parents and teachers were also coached on how to identify the
subtle ways in which Hannahs nonspeaking behavior may be inadvertently reinforced and
accommodated. Finally, given Hannahs inhibited temperament, the therapist discussed with the
parents that increasing the absolute amount of social speaking in which Hannah engaged was a
more appropriate treatment goal than aiming for her to speak as much as less-inhibited peers.
Thus, the parents were encouraged to set appropriate goals and expectations for Hannah. Although
improvements were evident based on observation, quantitative data (e.g., BASC-2, SMQ) were
not obtained at Session 17, which is a limitation of this case study.
8 Complicating Factors
As indicated, Mrs. Lee reported a history of depressive symptoms that occurred throughout her
pregnancy and during Hannahs infancy, as well as difficulty breastfeeding. She thus reported
guilt due to beliefs that these difficulties were associated with Hannahs disorder. Accordingly,
she harbored feelings of self-blame that had to be addressed during the course of treatment.
During treatment, the therapist validated Mrs. Lees emotions while also emphasizing that multiple factors contribute to child development. It was also important to consider how cultural factors may have been implicated in Mrs. Lees feelings and behaviors. Finally, Hannahs father was
often busy with other responsibilities and was thus less involved in treatment. Ideally, it would
have been preferable if Hannahs father was more involved in treatment to encourage consistency
344
between parents in implementing therapy strategies outside the clinic setting. Nonetheless, it
appeared that Mrs. Lee shared relevant treatment information with Mr. Lee, which facilitated
treatment progress.
10 Follow-Up
Approximately 9 months after initial treatment participation, Hannah and her mother returned to
the clinic for a booster session. Mrs. Lee indicated that Hannah did not appear to speak as much
as her peers, though she was continuing to interact with others (e.g., peers, neighbors). Updated
BASC-2 forms were completed by Mrs. Lee and Hannahs teacher at this time. Given that clinically significant difficulties were noted on the withdrawal scale of this measure at pretreatment,
this scale was reviewed for comparison at this session, with results indicating that Hannah exhibited at-risk difficulties with withdrawal based on teacher report (T = 62) and clinically significant
difficulties based on mother report (T = 77). Accordingly, though Hannah continued to exhibit
symptoms of withdrawal, some improvements were noted when compared with the initial assessment. Treatment strategies were reviewed at this session.
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Jacob et al.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this article.
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Author Biographies
Marni L. Jacob, PhD, is a postdoctoral fellow at the Rothman Center for Neuropsychiatry in the Department
of Pediatrics at the University of South Florida. Her clinical and research interests focus on the treatment of
anxiety disorders in children.
Cynthia Suveg, PhD, is an associate professor of psychology at the University of Georgia. Her research
examines the ways that child (e.g., temperament) and contextual (e.g., parenting behaviors) variables interact to influence child development. She also applies her basic research findings to the development/refinement of intervention programs for children.
Anne Shaffer, PhD, is a clinical and developmental psychologist and an assistant professor of psychology at
the University of Georgia. Her research focuses on aspects of developmental psychopathology, including risk
and resilience in families, and she supervises doctoral trainees in child and family clinical interventions.