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Licensing Process for Pharmacies and their

Professionals
Dr. Hana I. Badran
Sheryan Project Manager

Todays Overview
1

Licensing Process for Professionals

List of DHA approved Professional Title

Licensing Process for Facility

Health Regulation Department

Application Process for


Professionals
1. For First time user:
Visit our webpage:
http://eservices.dha.gov.ae/DHAWeb/Default.aspx

Create a Sheryan account on line (user name


and password)
5/2/2013

http://eservices.dha.gov.ae/DHAWeb/Default.aspx

2. Fill New Professional License application and


upload the required documents:
Latest Passport Size Photograph with white background
Valid passport copy
Education certificate

Last 2 years experience


PSV report from dataflow if available
5/2/2013
MOH license (Valid or renewed receipt) or5 MOH

Declaration Page

700
DHS

Notes
The DHA license expiry date will have the same expiry
date of MOH license
DHA License can be renewed 3 month earlier to the
expiry date, where a payment of 1010 DHS will need to
be done online via credit card.
Applicant can collect the license from HRD during
working hours
This license will be valid only for the Emirate of Dubai

List of DHA approved


Professional Title

1.

Pharmacist

2.

Pharmacy Technician (equal to Pharmacy Assistant)

3.

Pharmacy Trainee

4.

Clinical Pharmacist

Application Process for


Facilities
1. For First time user:
Visit our webpage
http://eservices.dha.gov.ae/DHAWeb/Default.aspx

Create a Sheryan account online (user name


and password)
5/2/2013

11

http://eservices.dha.gov.ae/DHAWeb/Default.aspx

2. Fill New Facility License application and


upload the required documents:
1. Passport photocopy with residency visa for non-locals
2. UAE identity card (National ID)
3. Initial Approval: where you need to submit the
followings:
Map
Facility layout
Blue print
DED reservation name certificate
MOH valid registration license
4. NO Payment of 1010 DHS, to email us
regulation@dha.gov.ae
with your application13reference
5/2/2013

Notes
The DHA license expiry date will have the same expiry date
of MOH license
DHA License can be renewed 3 month earlier to the expiry
date, where a payment of 7510 DHS will need to be done
online via credit card.
Facility can collect the DHA license from HRD during
working hours

Dubai
Community Pharmacy Licensure &
Pharmaceutical Practices
Guide
May 1, 2013
Health Regulation Department

Alia Hani Yousef ,Bs.c in Pharmacy

Objective

To provide awareness of the new pharmacy


regulation in Dubai
To facilitate implementation

DHA Health Facility Regulations

Hospital

Diagnostic Imaging

Day Surgical Centre

Outpatient

Clinical Laboratory

Home Healthcare

Three Guidelines

Health Facility
Guidelines: Planning,
Design, Construction
and Commissioning

Health Record
Guidelines

Guidelines on Dental
Infection Prevention
&Safety

Community Pharmacy Regulation


Chapter One: Definitions & Procedures

Administrative Procedures

Chapter Two: Requirements


Dubai
Community Pharmacy
Licensure
Pharmaceutical
Practices
Guide

General Considerations

Community Pharmacy Requirements

Design Requirements

Requirements for 24 hours duty

Health Regulation Department


Dubai Health Authority

Chapter Three: Pharmaceutical Practices

Section one: Medication Management

Section Two: Records Management

Section Three: Good Pharmacy Practices

Scope

This Guideline applies to every licensed


pharmacy providing pharmaceutical
services and subject to licensure under
the Dubai Health Authority establishment
law, including pharmacies private, semigovernmental, and free zone areas

Definition of Terms
Community Pharmacy - all those establishments that are
privately owned and whose function is to serve societies need for
both drug products and the pharmaceutical services

Controlled Drug -Class A - medicine that contains an active


ingredient listed in schedules 7 and 8 of the UAE Federal law
for 1995, or a medicine that has been assessed as having a
significant potential for abuse and / or could be diverted for illegal
use

Definition of Terms

Controlled Drug -Class B - medicine that is used for psychiatric


conditions or a schedule 3 medicine that avoids narcotic control
due to its formulation or any other medicine that requires stricter
control than that of prescription

Medicine/medication/pharmaceutical drug - defined as any


chemical substance intended for use in the medical diagnosis, cure,
treatment, or prevention of disease

Narcotic - a medicine containing an active ingredient listed in


Schedules 1 to 6 of UAE Federal law 14 for 1995

Community Pharmacy Regulation


Chapter One: Definitions & Procedures

Administrative Procedures

Chapter Two: Requirements


Dubai
Community Pharmacy
Licensure
Pharmaceutical
Practices
Guide

General Considerations

Community Pharmacy Requirements

Design Requirements

Requirements for 24 hours duty

Health Regulation Department


Dubai Health Authority

Chapter Three: Pharmaceutical Practices

Section one: Medication Management

Section Two: Records Management

Section Three: Good Pharmacy Practices

Community Pharmacy Requirements


General Considerations

Community Pharmacy Requirements


Design Requirements
Space Requirements
Hand Washing Area
Wall Finish & Flooring
Main area requirements (sales area,
storage, dispensing, etc..)
Cabinets (POM, Controlled
Drugs, Expired Meds, etc)
Communication
Devices
Air
Conditioning
lighting

Community Pharmacy Requirements


Design Requirements
Medication Preparation Area
Power Supply
First Aid Kit
DHA Pharmacy
license
Fire
extinguishers
Ref

Community Pharmacy Requirements


24 Hour Duty Pharmacies
Duty permission and Validity
24 hours operating pharmacy not allowed to close /
unless permission cancel
pharmacy access
pharmacy display board
licensed pharmacist availability
medications availability

Community Pharmacy Regulation


Chapter One: Definitions & Procedures

Administrative Procedures

Chapter Two: Requirements


Dubai
Community Pharmacy
Licensure
Pharmaceutical
Practices
Guide

General Considerations

Community Pharmacy Requirements

Design Requirements

Requirements for 24 hours duty

Health Regulation Department


Dubai Health Authority

Chapter Three: Pharmaceutical Practices

Section one: Medication Management

Section Two: Records Management

Section Three: Good Pharmacy Practices

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Storing Medications and


Pharmaceutical Products

Storage
Pharmacy Temperature
monitoring

Medicines
Vaccines
Pharmaceutical products

Room temperature between 15-30 c


Relatively cool area between 8-15c
Cold place temperature around 8c
Refrigerator temperature between 2-8 c

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Storing Medications and Pharmaceutical Products

Precautions

Exposure to sun light


POM display and advertising
Storage conditions

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Purchasing and Dispensing


Licensed Agents
or MOH
Registered
Distributors

Official Purchase
Invoice (batch/lot
no. of each item,
expiry)

Dispensing
expired
medication !

Smuggled and
Illegal Products

Free Sample
Medications

Selling Price &


Discounts

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Purchasing and Dispensing


Stickers and
Labels

Selling medication
in original packs
or part packs
Medicine name,
batch number/lot
number
Expiry date
Leaflet

Trading of
Medical Products

Directing
customers to buy
other than
prescribed

Changing or
modifying
pharmaceutical
preparation

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Prescription Only Medications (POM)

Prescription
Availability

Validity

Legible Contents (hand written or electronically


printed)

Name, Age,
weight, &
contact number

Generic or Trade
name

Pharmaceutical
preparation
form, dosage,
route of
administration,
duration &
instruction

Licensed
Healthcare
Professional
(Name, stamp,
signature & date)

PHARMACEUTICAL PRACTICES
Section One: Medication Management
Alterations in Prescription
Permission from
Patient & Doctor

Signature of
Pharmacist

Change product
with similar
active ingredient

Document in
writing

Doctors cannot
be contacted

Doctors refuse
to change
medication

Pharmacist is
not permitted
to dispense
medication!!!

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Errors in Prescription

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Controlled Drugs
Federal Law No. 4 for 1983
Controlled Prescription Psychotropic Substances
Duration of Prescription (CDA & CDB)

General Practitioner - 3days


Specialist - 2 weeks
Consultant - 4 weeks
Psychiatry Specialist or Consultant - 4 weeks

PHARMACEUTICAL PRACTICES
Section One: Medication Management
Condition for Dispensing (CDA) Medication
Prescription exceeds specified period

MOH Controlled Drug Prescription form

Validity - 3 days from the date of issuance

copy of patients UAE identity card/passport

Stamp and signature

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Condition for Dispensing (CDA) Medication


record in special
register book (DHA,
MOH)

Return of damaged
stock

re-dispensing

Storage

Dispensing
medications
exceeding approved
doses

licensed physician
issuing narcotic or
psychotropic
substances for
himself

PHARMACEUTICAL PRACTICES
Section One: Medication Management
CDA(Group-A)Registration
log book

CAB (Group-B)Registration
log book

PHARMACEUTICAL PRACTICES
Section One: Medication Management
Special Requirements CDA Outpatient Prescription
Federal Law No.4 (1983)
serial number
patient's full name, age and address (given name, surname, middle
name)
permanent ink
generic & trade name of medicine
date of issuance, signature and stamp of the prescribing physician
dosage & strength of active ingredient (figures & letters) route of
administration, duration and instructions of use
Duration of supply

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Special Requirements CDA Outpatient


Prescription
Federal Law No.4 (1983)

PHARMACEUTICAL PRACTICES
Section One: Medication Management

Controlled Drugs

Management of expired controlled drugs


separated from the active stock
labelled
removed as soon as possible
may be returned or destroyed as per the Narcotics
and Controlled Drugs Guide
Record in the controlled drug register

PHARMACEUTICAL PRACTICES
Section Two: Record Management

Documents & Records


Dedicated area
UAE Pharmacy Professional law
Pharmacist Professional Code of Conduct
Guidelines and minimum standards for Good Pharmacy
Practice (GPP) in UAE Pharmacies issued by MOH
DHA and MOH circulars and relevant documents
Forms reporting adverse reactions used by
Pharmacological vigilance program

PHARMACEUTICAL PRACTICES
Section Two: Record Management

Documents & Records


List of registered medication in UAE
approved price list issued by MOH amendments
List of controlled drugs and classifications and
amendments
pharmacy license DHA and DED
staff valid DHA licenses (including trainees)
Staff list
Continuous Professional Development (CPD)

PHARMACEUTICAL PRACTICES
Section Two: Record Management

Contact data
Contact Numbers
Pharmaceutical Vigilance Committee in MOH (MOH
website www.moh.gov.ae)
Poison Information Centres in the UAE
http://www.haad.ae/haaddeps/pdic/tabid/194/default.aspx
Directory of all health facilities contact details

PHARMACEUTICAL PRACTICES
Section Two: Record Management

Registers Records and Reports


Daily Temperature Record (12 months)
Records of controlled drug registers
CDA
CDB
numbered and stamped by MOH
Invoices

PHARMACEUTICAL PRACTICES
Section Two: Record Management

Registers Records and Reports


Commercial transactions
Controlled Drugs prescriptions (5 years) (CDA and
CDB)
Reports of Controlled Drugs (CDA and CDB)
Prescriptions of medication preparation
Violations and fines - pharmacy & staff

PHARMACEUTICAL PRACTICES
Section Two: Record Management
Scientific References

British National Formulary (BNF)


British Pharmacopoeia (BP)
United States Pharmacopeia (USP)
European Pharmacopoeia (Ph. Eur.)
Martindale: The Complete Drug Reference
Goodman and Gilman: The Pharmacological Basis of Therapeutics
A book for clinical pharmacy or clinical pharmacology

PHARMACEUTICAL PRACTICES
Section three : Good Pharmacy Practices

Legal and Ethical framework


Abide with UAE Pharmacy federal laws, related
legislations and circulars
Comply with Pharmacists Professional Code of
Conduct by MOH
Pharmacy staff is not allowed to offend or criticize any
healthcare professional
Continuing professional development
Up to date knowledge and skills

PHARMACEUTICAL PRACTICES
Section three : Good Pharmacy Practices

Personnel

Valid DHA license; Training permission


Availability during duty hours
Scope of Practice
Technicians & Trainees under supervision
Professional Staff Uniform and ID card
Confidentiality
First Aid Activities not allowed
Annual leave not exceeding 60 days
Substitute Pharmacist Pre-approved by HRD

PHARMACEUTICAL PRACTICES
Section three : Good Pharmacy Practices

Waste Management
Disposal of wastes in accordance
with UAE laws and regulation
Disposal via approved companies
must be recorded

Medication Management
Classification of Medications in UAE

Federal law 14 (1995)


Schedules

Abbreviation

Older UAE
descriptions

Narcotic

Narcotics

Controlled Drug - Class A

CDA

Registered
Prescription (RP)

Controlled Drug - Class B

CDB

Semi-Controlled,
prescription (CP)

Prescription Only
Medicine

POM

Prescription Drug
(P)

Over the Counter

OTC

General Sale List

GSL

MOH assigned Mode of


Dispensing

1-6 (Narcotics) Controlled Drug - Narcotic

7-6 (Psychotropics)

Not scheduled according


to Federal Law 14 (1995)

Healthcare Professionals
Registration & Licensing

Ms. Khawla Al Mansoori


Health Regulation Department
Dubai Health Authority
.

Licensing Titles
Title

Qualifications

Experience

Route 1:
BSc or Doctor of Pharmacy (Pharm. D) degree from an
accredited college of pharmacy
OR
Post baccalaureate Pharm. D degree or MSc Clinical
Pharmacy
AND
Current National License

Minimum of one year experience as a


clinical pharmacist with clinical
responsibilities providing Pharmaceutical
care

Pharmacist

Bachelor degree in Pharmacy from an accredited college of


pharmacy recognized in home country AND
Active License/Registration to practice pharmacy

Minimum of two years experience as Pharmacist.

Pharmacy Technician

Graduate of an accredited diploma in Pharmacy program


Minimum of two years experience as Pharmacy
(minimum of two 2 years course duration) recognized in home Technician.
country.

Clinical Pharmacist
(New)

Renewal of Professional License


Continuous Professional Development (CPD)
Category

CPD requirements

Doctors and Dentists

30 hours

Nursing

15 hours

Pharmacists

15 hours

Allied Health

10 hours

General Rules for Inspection

Alia Hani Sharif, BS.c in Pharmacy

Objectives
To promote awareness on the general rules of
Quality Assurance Section, Facility Monitoring
Unit Inspections
Specifically,
 emphasize the scope of inspection
 accentuate the purpose of inspection
 highlight expectations from Licensure Surveyors

Definition
Inspection
is the onsite survey of health facility including all
aspects of the facility (physical structure, Medical,
Engineering, nursing etc)

Initial Inspection
is an inspection conducted in order to review and
compare the architectural floor-plan submitted and
Health facility Guidelines of a new applicant

Definition
Final Inspection
is an on-site inspection by surveyors and/or relevant
others to determine compliance with the DHA
regulatory standards of a new applicant for licensure

Random Inspection
 is an unannounced onsite visit to an established and
licensed health facility in order to identify compliance
to DHA standards

Definition

Inspection Committee
A group of qualified professional working
together to review and evaluate the services
of the facility and compliance to DHA
Standards

Scope
All Health Care Facilities Located in
Dubai
Hospitals
Day care surgery centers
Specialty clinics
Polyclinics
General clinics
Physiotherapy centers
Diagnostic centers
Optical shops
Pharmacies

General Rules

Purpose of Inspection
Inspection makes an important contribution to
the
improvement of delivering health services
provides assurance to the public on the safety of
services in the Emirate of Dubai

General Rules
DHA Authorized Surveyors
QAS-FMU Licensure Surveyors are given the
right to conduct various inspections
through Delegation of Authority by the
Director General of Dubai Health Authority
and the Ministry of Justice
Legal Seizer Bailiffs

General Rules
The Inspection Team
Minimum of two licensure surveyors
Committee consisting of multi-sector
specialist

Frequency of Inspection
minimum of two inspections per year
surveyors shall decide upon the time interval
between visits

General Rules
Planned Inspections
Initial
Final

Unannounced Inspection
Random Inspection

General Rules
Expectations
Surveyors approach shall be one of
Transparency
High degree of professionalism

Surveyors shall make objective judgments


Surveyors shall provide constructive
recommendations after inspection process

General Rules
Licensure surveyors authorities
Use of digital cameras when deemed
necessary
Request the reproduction of any relevant
document

Field Inspection Report Form

Thank you.

Executive Council Resolution No. (32)


Regulating
Practice of Medical Professions in
Dubai
Dr Layla Al-Marzouqi
Health Regulation Department
Dubai Health Authority

28 articles--Summary

Practising healthcare profession


Medical Practice Committee & its function
Process of Application for License
Penalties for Ethical & Technical Violations
&Administrative Violations
Law Enforcement Officers
Penalties
Appeal
Reinstatement of License to Practise a Profession
Accrual of Fees and Fines

Medical Practice Committee


Develop / review
Rules & Conditions for licensing Professionals /
Healthcare Facilities
standards for equivalence of academic &
professional medical qualifications
Consider license applications of Professionals/
Healthcare Facilities

Medical Practice Committee


Set exemption standards from initial assessment
required for granting licenses
Impose appropriate penalties on violating
Professionals / Healthcare Facilities
Perform any other duties assigned by Director
General

Fees for Healthcare Facilities Licenses


Fees for License of Professionals
Penalties for Administrative Violations
Suspended/revoked
HCP may not work, even in
administrative positions, in HCF without
prior approval from HRD.

Fines
Practicing without license
Opening facility without getting final approval
Being uncooperative with Law Enforcement
Officers
Not submitting required date to DHA within time
limit
Not issuing sick leave electronically
Not issuing medical report to patient
For technical and ethical violation

Administrative Measures for


Violating Legislation
close section or whole HCF for a period not > 6 M
at a time
suspend the HCP for 12 M
revoke License of HCP/HCF
Investigation :
temporary partial or complete closure/
suspension of HCF/HCP for a period not >3 M
Extension of the closure for the same period.
Violation constitutes a criminal refereed to judicial
body

Ethical & Technical violations


Running unnecessary medical tests for patients to
make financial profits
Treatment of a patient without prior consent,
except in emergency
Determining treatment by a Professional without
conducting clinical examination of the patient.
Infection control measures
Use of unauthorised or illegal means to treat
patients

Penalties for Ethical & Technical


Violations
Warning
Fine 2,000- 10,000 dirhams HCP
Fine 5,000- 25,000dirhams - HCF

Grievance
written grievance to be submitted within 30 days
Will be referred to grievance committee
decision shall be final

10

Reinstatement of License to
Practise a Profession
HCF/HCP can apply for reinstatement of License
after 2 years
Committee shall decide on the application
according

Law Enforcement Officers


Function
prove acts committed in violation of this
resolution
have access to inspect HCF
audit Professionals
issue violation reports
seek assistance from government entities
concerned, including police officers

Thank you

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