Beruflich Dokumente
Kultur Dokumente
o The Author (2009). Published by Oxford University Press. All rights reserved.
For Permissions please email: journals.permissions@oxfordjournals.org
doi:10.1093/ijri/een038, Advance Access Published onJanuary 7, 2009
Abstract
The 1951 Refugee Convention affords protection for those who cross a border, but there is
no specific legally binding instrument for internally displaced persons (IDPs). As of December 2007, there were an estimated 26 million IDPs in the world. The 1998 Guiding Principles are, in and of themselves, soft law, and they emphasise that the primary responsibility
and duty to provide protection and humanitarian assistance to IDPs lies with the state in
whose jurisdiction they are found. The Guiding Principles are an excellent tool for the development of national policies and laws on internal displacement. Nevertheless, without
effective implementation and an independentjudiciary as well as dissemination and awareness, these national laws remain pieces of paper that only give the impression that measures
have been taken. If individuals are not provided with effective mechanisms to access their
rights, and if governments do not develop systems to review their effectiveness, then we
are little better off than before the national policies were developed. This article will
consider the cases of Colombia, Turkey and Angola to determine the scope of the laws,
their concurrence with international principles, as well as their practical effectiveness for
those displaced.
1. Introduction
War, internal disturbances, natural disasters and economic strife have all
been the cause of mass displacement of populations since the end of the
Second World War. The 1951 Refugee Convention affords protection for
those who cross a border, but there is no specific legally binding instrument for internally displaced persons (IDPs). The inadequacy of this
situation was recognised by former United Nations Secretary General
Boutros Boutros-Ghali: 'It is inadmissible that persons who are able to
cross a border benefit from the rules of international law while those who
have not been able to leave their country and may be just a few hundred
metres away should remain without protection'.' Furthermore, 'National
authorities have the primary duty and responsibility to provide protection
* BSC Econ, Aberystwyth University; LLM, University of Essex, specialising in Refugee and internal displacement law. Previously worked for the ICRC and Advocacy Forum Nepal, currently working
35
36
Susan Carr
37
the Compensation of Damages that Occurred due to Terror and the Fight
Against Terror' addresses the specific problems of restitution and reparation set out in Principle 29 of the Guiding Principles 6 . This method allows
for a participatory method of development and implementation and can
provide for ownership of the policy by the affected population. However, it
does not cover other aspects of protection, such as protection against displacement. This leaves vast gaps in the protection regime. Furthermore,
Compensation Law 5233 limits compensation and restitution to those displaced as a result of terror or the war on terror.
ARTICLE 2: This law regulates the principles and procedures regarding the compensation - by way of friendly settlement - of material damages suffered by natural persons and legal entities of private law, as a result of the acts falling under
Articles 1, 3 and 4 of the Anti Terror Law no. 3713 or due to the activities conducted under the fight against terrorism.
This law does not apply to: [..]
c) The damages compensated in accordance with the final judgment of the ECHR
taken in line with Article 41 of the Convention for the Protection of Human Rights and
Fundamental Freedoms for violation of the articles of the convention or its additional protocols or the damages paid in accordance with the provisions of the
Convention by way of friendly settlement.
d) The damages which occurred due to reasons other than terrorism, such as economic and social reasons, and the damages which occurred due to displacement
of persons on their own will.
e) The damages occurred due to deliberate acts of the persons themselves.
1)The damages suffered by persons on account of their act of aiding and abetting
in terror incidents or due to crimes falling under Articles 1, 3 and 74 of the Anti
Terror Law provided that they have been convicted of such crimes.
This risks creating a two-tier system, where those who are displaced for
reasons not covered by this law will not be able to access compensation,
but they could be living side by side with those who can. It is necessary to
look into the risk of this creating resentment between differently displaced
populations.
Although the Turkish law on restitution for IDPs is well established,
there remain significant lacunae in the overall protection of IDPs, such as
the right to protection of family life set out in Principle 17 of the Guiding
38
Susan Carr
Principles, or protection against arbitrary displacement as set out in Principle 6. Implementation of these rights could be achieved by reviewing
existing national laws so that they cover aspects specific to internal displacement. To achieve a comprehensive set of laws protecting IDPs, it is
not necessary to develop a whole new set of laws. Integrating IDP-specific
issues into existing laws can be just as effective as developing a new policy,
if not more so, as the framework, implementation, dissemination and
accountability is already established.
A third method of promoting national policies has been the development of a comprehensive law covering all aspects of internal displacement.
The Colombian Law 387 is the law that has come the closest to achieving
this. Published in 1997 and amended in 2005 '[by] means of which provisions are issued regarding rationalization of administrative processes and
procedures of the State entities and organizations and those private organizations that exercise public functions or provide public services', 8 this law
covers aspects from the right to not be forcibly displaced, to the right to
request and receive international assistance. It also covers the right to education and the right to not be discriminated against due to displaced status. 9 Not only does this law provide comprehensive cover for most if not all
the principles set out in the Guiding Principles, it also provides extensive
provisions for the development of governmental entities responsible for its
implementation, 'The National Government shall promote the creation of
departmental, district, and municipal committees for Comprehensive
Assistance to Populations Displaced by Violence, responsible for providing
support to and cooperating with the National System for Comprehensive
Assistance to Populations Displaced by Violence, and these shall be made
up of: [...]'.10 Paragraph 3 goes further by stating that 'In those municipalities or districts where there are displacement situations due to violence,
it shall be the obligation of the mayors to call an emergency meeting of the
municipal and district committees for Comprehensive Assistance to Displaced Populations. Non-compliance with this provision shall be considered misconduct'. I I In the following articles it sets out institutional
responsibility and the measures to be taken at each stage of displacement.
This law has been extended through twelve subsidiary decrees, such as
Agreement No. 59 of 1997 of the National Council for Social Security &
Health Declaring Mass Displacement as a Result of Violence a Catastrophic Event, Decree 173 of 1998 adopting the National Plan for Comprehensive Assistance to Populations Displaced by Violence, Decree No.
8 Law 387 of 1997 (English), as found in National and Regional Laws Policies on Internal Displacement, compiled by the Brookings Bern Project on Internal Displacement 2006, 122.
9 Ibid., Article 2, 123.
'0 Ibid., Article 7, 125.
1 Ibid.
39
2007 of 2001 Regulating Articles 7, 17, and 19 of Law 387 of 1997 Relating to the Return or Resettlement of Displaced Rural Communities and
Decree No. 250 of 2005 Concerning the Adoption of a National Plan for
Comprehensive Attention to the Population Displaced by Violence. 12 Taking this even further, the Colombian Constitutional Court, following Articles 9313 and 210 of the Constitution, has considered some of these decrees
as part of the constitutional block, thereby providing them with an even
stronger status. This law therefore provides not only comprehensive cover,
but also the system of implementation that is lacking in the policies that
simply adopt the Guiding Principles as a whole. Interestingly, this was one
of the laws developed prior to the publication of the Guiding Principles.
These three methods all show similar failings, even at the paper level. All
but the first method exhibit discrepancies with the Guiding Principles. One
main failure is the definition of internally displaced. The definition set out
in the Guiding Principles as a non-exhaustive description reads 'persons or
groups of persons who have been forced or obliged to flee or leave their
homes or places of habitual residence, in particular as a result or in order to
avoid the effects of armed conflict, situations of generalised violence, violations of human rights or natural or human-made disasters, and who have
not crossed an internationally recognised State border'. 14 The Turkish law,
as seen above, limits the protection to those displaced as a result of terrorism. The Colombian law, developed in the context of an internal conflict,
limits its scope to displacement caused by internal conflict, thereby excluding the people displaced alongside those covered by the law. Angola remedied this discrepancy with the Council of Ministers Decree No. 70/02 in
2002.15 It extended the 'Norms on the Resettlement of Internally Displaced
Persons' to cover returning refugees. This reduced the number of laws, clarified the situation and reduced the risk of creating tensions between these
groups, who are often living side by side. However, it creates a tiered system
within the country, where those displaced for reasons of natural disaster,
although often in just as dire a situation as those displaced by conflict, are
not entitled to the same protection. This can lead to confusion as to entitlement as well as to problems of implementation, not to mention the continued violations of human rights for a whole section of the population afforded
no protection. Despite these discrepancies with the Guiding Principles, these
40
Susan Carr
laws show national initiative for the protection of IDPs and recognition of
their specific protection needs. There may be some areas that need to be
improved, but at least there is now something to improve.
3. Enhancing rights
There are various methods of enhancing rights. However, for any of
these methods to be a success, there needs to be effective enforcement of
the law by the judiciary.
Once again Colombia provides the example. The Colombian Constitutional Court has made important rulings in its efforts to implement the
rights of the internally displaced. This has happened at two levels. The
'actione de tutela' is a complaint that any citizen may bring before any judge
to seek an immediate judicial injunction against the actions or omissions of
any public authority. By 2005, there had been 2,211,348 tutela actions.
This has allowed decisions to be taken to stop the immediate threats faced
by the internally displaced. Furthermore, injudgment T-025/04 the Constitutional Court formally declared that the inhumane living conditions of
the internally displaced needed to be addressed by all competent authorities, as 'due to action or omission by the authorities in providing displaced
populations with optimum and effective protection, thousands of people
suffer multiple and continued violations of their human rights'. 16 It further
ruled that these violations were due to deep-seated structural failures. After
initial hesitation, the Government has now explicitly committed to abide
by this ruling. Going further, the Court declared that the situation of IDPs
constituted an 'unconstitutional state of affairs' due to the systematic fail17
ures in the State that did not allow for the implementation of the law.
However, three years after the ruling, the Government had still to take
effective steps to abide by the ruling. The court, although it has the power
to do so, ruled out the option of taking sanctions for contempt of court and
is continuing to order gradual advances. 18 It is therefore apparent that, in
the case of Colombia, the action of the judiciary remains limited by the
inaction of the Government. Independent judgments, as the laws they try
to enforce, are only as good as their capacity to have them effectively
enforced, and this capacity remains sadly lacking in many places.
Turkey has taken a slightly different approach to resolving difficulties with
the effective enforcement of its policies. The enactment, in 2004, of a law to
determine compensation was rapidly followed by reports of inconsistencies.
16 Manuel Jos6 Cepeda-Espinosa, 'How far may Colombia's Constitutional Court go to protect
IDP rights?' ForcedMigrationReview (Brookings-Bern Special Issue). Available online at: <http://www.
fmreview.orgFMRpdfs/Brooking Special/ 3.pdf>.
17 See, above n. 15.
18 Ibid.
41
22 'Colombia: Displaced and Discarded. The Plight of Internally Displaced Persons in BogotA and
Cartagena', Human Rights Watch, Oct. 2005, vol. 17, no. 4(b), 5.
23 There is debate as to the qualification of the situation in Colombia as internal disturbances or
internal conflict. However this debate is not relevant to the question at hand.
42
Susan Carr
43
Like Colombia, Angola also suffers from a situation where high internal
displacement levels exist and it too has been seen as taking the initiative in
the application of the Guiding Principles. The problem of internal displacement in Angola is striking. Luena, a town of 150,000, has an estimated 60,000 IDPs, with people living in crowded camps and under
derelict railway carriages. 33 As in Colombia, however, whilst steps have
been taken, there is an absence of adequate implementation of the policies. 34 Angola's IDPs continue to suffer from harassment and extortion at
check points, including violence, rape, return outside of the norms, restriction of freedom of movement and exclusion from social services and
humanitarian assistance. 35 This is in direct violation of Principles 10, 11,
12, 14, 15, 18, 19 and 25 of the Guiding Principles 36 and, by implication,
also violates other provisions, such as the right to education or political
participation, as these are only obtainable after the minimum requirements
for survival are adequately provided for. One area of particular concern,
along with the lack of identification, is return. Although the Government
has issued 'Norms on Resettlement of Displaced Populations', 3 7 these are
inadequately implemented, if at all. In September 2004, the Government
announced that all 340,000 IDPs should return to their areas of origin and
that camps were no longer necessary. During the resettlement period, only
15 percent of the returnees moved within the framework of the governmental plan. In addition, only 30 per cent returned to an area where adequate living conditions had been established. 38 These practices violate
both the requirement of voluntary return and the right to humanitarian
39
help with return; it also violates the right to adequate living conditions.
Within Europe, a number of cases have been brought before the European Court of Human Rights against Turkey, and the European Convention has been interpreted as applicable to internal displacement. However,
the situation in the country remains troublesome. The Government claims
that conflict has displaced 353,000 people, whilst NGOs and international
observers place the figure between 1 and 4.5 million. 40 The Government's
non-recognition of the extent of the problem of displacement is worrisome as it impairs aid provision and hinders return.
33 Internal Displacement Global Oveiew of Trends and Developments in 2005 (IDMC, Norwegian Refugee
Council, 2006), 64.
34 See, above n. 3, 54.
35 Ibid., 52.
36
See, above n. 2, Principles 10, 11, 12, 14, 15, 18, 19 and 25.
40 'Trapped in Displacement, Internally Displaced People in the OSCE area', OSCE Supplemen-
tary Human Dimension Meeting on 'Internally Displaced Persons', Norwegian Refugee Council, Global IDP Project, Vienna, 4-5 Nov. 2004, 25.
Susan Carr
Although there have been measures taken to facilitate return, there have
been several elements that continue to impede return. Kongra-Gel, the
former PKK, announced the end of the formal ceasefire in June 2004
creating a renewal of insecurity. Return has also been impaired by the village guard system, established by the Government during the conflict.
These guards have persecuted and, in some instances, murdered returning
displaced persons in addition to occupying their land. Furthermore, and in
violation to the right to property, as well as of Principles 28, (provision of
aid during return), 29 (discrimination after return on basis of displacement) and 30 (rapid and unimpeded access for humanitarian organisations) of the Guiding Principles, 4 1 return has also been restricted to those
able to obtain official permission to do so. 42 There has been additional fear
that the compensation law issued inJuly 2004, allowing those displaced by
acts of terrorism to claim compensation from the Government, will not be
implemented in an impartial and independent way.43 Finally, there is continued discrimination in access to education and health care, especially for
45
44
displaced women and children, violating Principles 18, 19 and 23.
However, since the visit of the UN Secretary-General's Representative
on Internally Displaced Persons, the Turkish government has undertaken
a number of key initiatives. In August 2005, the Council of Ministers
issued 'Measures on the Issue of Internally Displaced Persons and the
Return to Village and Rehabilitation Project in Turkey'. Whilst these
Measures were only made easily accessible on 15 March 2006,46 thereby
reducing NGO's knowledge and evaluation, as well as restricting participation in their development, they do appear to bring solutions to some of the
problems faced by IDPs in Turkey
Under 'Implementation Principles', the Framework Document emphasises that
returns will be voluntary and will not be dependent on any permission from
authorities, but states that IDPs should notify the highest administrative authority
in the areas to which they are returning. Complaints about village guards hindering returning IDPs will be handled swiftly and obstacles to return arising from
landmines will also be addressed. The document also promises sufficient consultation, cooperation and information exchange with NGOs in the implementation,
monitoring and assessment process and offers possible support for NGO projects
on education, health, agriculture and employment. It also promises transparency
45
5. Conclusion
The Guiding Principles have brought with them both international
awareness and concern for the plight of the internally displaced. They
have also helped to create a wide and varied set of national policies and
laws on internal displacement. These laws and policies are more or less
47
Ibid., 15.
Ibid., 30.
49 Brookings-Bern Project on Internally Displaced Persons, National and Regional Laws and Policies on Internal Displacement, Nov. 2007.
50 See, above n. 46, 30.
48
46
Susan Carr
comprehensive in the rights that they cover, in the conditions of displacement that they recognise and in the provisions for application and dissemination that they provide. However, governments have so far failed to
bring effective implementation of these laws into practice. As has been
seen, despite measures taken by the judiciary and the governments in
both Colombia and Turkey, effective implementation remains lacking.
The judicial decisions in Colombia have failed to have any real impact
on the livelihood of those internally displaced and the laws have failed to
prevent renewed displacement. Such laws and policies look good on paper,
but they all fall at different hurdles. Some fail to cover all situations that
need specific protection, some fail to plan for implementation of the policies, and some fail due to ineffective judicial systems. It is therefore necessary to assist such countries to overcome these problems.
Having considered the effectiveness of these regimes it appears that
there is still a long way to go for effective improvement for those currently
displaced, and those who will be displaced in the future, to be achieved. It
is no longer a question of governments recognising their responsibility to
protect those affected by internal displacement, nor of them recognising
the specific needs of those internally displaced, this has been widely
achieved. New laws and policies have created a framework for the international community to work with in order to provide these governments with
the means necessary to achieve effective implementation and dissemination of the laws that they have developed. One step towards achieving this
was the publication of the manual 'Protecting Internally Displaced Persons, A Manual for Law and Policy Makers' in October 2008.51 Among
other things, it sets out a framework to build on, in conjunction with the
laws and policies, in order to ensure their implementation, such as effective
data collection, training on IDP rights, creation of a national focal point
and effective monitoring. It also sets out the necessity to effectively plan for
the necessary budgetary and human resources.5 2 The Manual also provides check lists of the issues that need to be covered for each stage of
displacement. More importantly, it reiterates that it may not be necessary
to develop new laws. One of the first steps should be to identify whether
existing legislation can be amended by decree, or whether existing laws
would effectively nullify such a decree. Once this has been determined it is
time to move forward to draw up amendments, decrees and, where necessary, new laws and, finally, constitutional amendments.
However, it is important to remember that each country will need to
adapt the guidance provided in the manual to the specific circumstances of
their judicial system, culture and needs of the displaced population. There
51 Protecting Internally DisplacedPersons:A Manualfor Law and Policy Makers (The Brookings Institution,
Oct. 2008).
52 Ibid.
47
can be no 'one size fits all' approach to achieve the improved protection of
IDPs. In the future, it will be necessary to assess whether these efforts have
produced positive results for IDP populations.
On the other hand, it is impossible to say that the past nine years have
not seen vast improvements in the protection against internal displacement. The creation of a national policy or law is a definite positive step
forward. Countries that are affected by large scale and long-term internal
displacement, such as Sudan, Iraq, Kenya, Bosnia and Herzegovina and
Cyprus, but have so far failed to develop any policy should be encouraged
to take steps to protect their populations and to recognise fundamental
rights. With additional support from both the international community
and civil society policies and laws can provide a good base on which an
effective protection system can be constructed.
As seen in the above examples, the development of laws and policies
alone is not sufficient to secure application and respect. One solution could
be a campaign of public awareness among the populations affected. By
informing the displaced of their rights it would be possible to create a civil
society movement to pressurise a government to take further steps towards
full implementation. A strong civil society can pressurise a government
from inside the country resulting in country specific solutions to the problems faced, whereas international pressure has the tendency to produce
general rules that are not context adapted, as seen in some cases of the
adoption of the Guiding Principles. Furthermore, such a campaign would
empower the displaced and provide them with a sense of ownership of the
laws that can currently seem alien to them.