and the music

of the
Shakuhachi
Dr Jim Franklin
The shakuhachi and its music emerged as a form of meditation
many centuries ago. This type of meditation practice was based on awareness and control of the breath,
and of keeping ones mind in the present.
Too often we try to live in the future, with our minds rarely dwelling in the present moment. We are so
busy chasing after yesterdays memories or tomorrows dreams. Yet the only way to be in touch with life,
is to live in the present moment.
Thank you all for coming this evening. Tonight I am going to do a variety of things, both playing the
shakuhachi and talking about it. The shakuhachi and its music emerged as a form of meditation many
centuries ago. This type of meditation practice is based on awareness and control of the breath. So when I
play the music shortly, please treat it as a meditation. Be focused on the sound of the music. Try to be
with the sound. Dont try to second guess the next note. Just be with the sound of the music in each
moment.
Ill start by playing in the traditional cross-legged meditation
position on the floor for six minutes. Perhaps you may also like to
sit cross-legged while you listen ...
That piece was called the Yamita-Cho-Chi. It was one of a
category of original pieces of the Honkyoku. These pieces were
composed especially for the Japanese bamboo flute, by wandering
Zen monks as a practice for meditation. The music and meditation
practices developed over several centuries from about 1300 to
1400 AD.
The shakuhachi is made of bamboo. It has five finger holes, four
on the front, and one on the back. The mouthpiece is cut across at
an angle, and polished. Western flutes usually have a piece of
ebony wood or buffalo horn with a hard edge for the lips. But the
shakuhachi has nothing for the lips to work with, just an edge.
This means that it is usually quite difficult to play. The player needs a high degree of focus on the lips,
the body and the breath.
In Buddhism, we dont often hear of references to music, but here is one story about the Buddha and a
flute.

One day the Buddha walked along a path into the bush. After finding a suitable spot, he sat down under
the shade of a tree to meditate. While meditating, he heard several young men with a musical instrument,
and a woman laughing and talking at a picnic. The Buddha continued meditating.

Some time later, the young men came rushing through the bushes. They saw the Buddha and asked him if
he had seen a young woman go by. The Buddha asked why they were trying to find her. The young men
explained that the young woman had robbed them, and had then disappeared into the bushes. The Buddha
asked the young men, if it was better in this moment, to find the girl or themselves. The young men
stopped and thought.
The Buddha explained that life can only be found in the present moment. Too often we try to live in the
future, with our minds rarely dwelling in the present moment. We are so busy chasing after yesterdays
memories or tomorrows dreams. Yet the only way to be in touch with life, is to live in the present
moment.
The Buddha asked the young men to sit down, and to look at the green of the leaves, swaying in the
afternoon breeze. The Buddha said to one young man, I see you have a flute. Please play something.
The Buddha listened, and watched carefully. After the young man had finished playing, he asked if the
Buddha would like to play. The Buddha nodded, and the young man passed him the flute. After a little
while, the Buddha took several deep breaths, and raised the flute to his lips. The Buddha began to play ...
The sound was as delicate as a thin strand of smoke, drifting and curling gently up from a simple dwelling
outside Kapilavastu. Slowly the thin strand expanded. It became the sound of one lotus, then slowly, a
thousand lotuses. Even the birds of the forest stopped to listen to the Buddha.
The young men, now dwelling with their minds in the present, asked,Who taught you to play ? Can you
be our teacher ? The Buddha replied, I havent played in seven years, yet I seem to play much better
now. The young men asked, How can you play better, without having practised ? The Buddha
answered that he had found his true self. The Buddha then explained the Four Nobles Truths, and the
Eightfold Noble Path to the young men.
The flute talked about then, would have been an Indian flute, and played transversely. The moral of this
story should be our aspiration when playing. We should try to keep our minds totally in the present while
playing or listening to this music.
So how did this come to be part of Buddhist practice in Japan ? Originally, the music came from China,
through Korea, and through the music of the Imperial Courts in 800 to 900 AD. In those days, the
shakuhachi was shorter than this instrument that I have here today. It had six fingers holes. However at
that time, the other Japanese court orchestra instruments became louder, more strident, more penetrating,
and therefore considered more regal. As the loudness of the shakuhachi couldnt keep up with the
developments of the other instruments, it was lost. People stopped playing it.

It dropped out of sight for several centuries, but later it reappeared in the Fuke Sect of Zen monks. The
monks would play the shakuhachi as they passed through the town square or village on their almsround
with their begging bowl, and afterwards give a Dhamma talk.
The Zen monks call sitting meditation Za-Zen while Shakuhachi meditation is called Zwee-Zen or
blowing meditation. For a long time, it was considered only a Buddhist musical instrument, and a
spiritual tool. After some centuries, it lost one hole to have five finger holes. This fitted in well with other
contemporary music in Japan at the time. The shakuhachi also got slightly longer. Shakuhachi is a
Japanese abbreviation. In Japanese ish-shaku hasoon, is a 1.8 shaku. One shaku equals one English
foot, so loosely translated, it means 1.8 feet long (approx 54cm). The standard instrument was considered
to be 1.8 shaku long, and music for it developed over several centuries.
Several temples developed and used the shakuhachi as an integral part of their meditation practices.
These practices still exist in Japan today, but are now limited to three or four temples. The principal
temple is Kyoto Naoangie, in East Kyoto. It is a very small, but very beautiful temple. They practise the
Fuke Sect traditions, part of Rinsei Zen, the main branch of Zen.
The Fuke Sect began as group of wandering monks. Unfortunately like many things in religion and
politics, it became quite corrupt in the 14th and 15th Centuries, during a transition from the Imperial
Court of a ruling dynasty to Shogunates. The Shogunates outlawed the carrying of weapons. Only the
Samurai or warrior class were permitted to carry any sort of weapons. Of course the Samurai wore
swords, and were in the service of the Shoguns.
Now the shakuhachi is traditionally made of a species of bamboo called madake, which has been cut off
at ground level. The roots of the bamboo are cut off, and this is how the mouthpiece hole is made for the
lips. But if you turn the shakuhachi upside down, it could became an excellent club.
So as a result, it is possible to find very old wood engravings and pictures of Samurai warriors fighting
with shakuhachi players ! The shakuhachi players are depicted trying to disarm the Samurai, or else the
Samurai are trying to cut the shakuhachi into pieces with their swords ! Shakuhachi players were then
used as spies, and tended to become corrupt mercenary monks.
In another development, the straw hat, commonly found around Asia, gradually became larger and larger
in Japan. The straw hat developed in size until it covered the whole face, and a shakuhachi could be
hidden inside. No one could see, or identify who the monks were, and no one could tell if they were
carrying a shakuhachi !

Because monks were accepted as being able to wander everywhere without question, others with less
pure intentions, began masquerading as wandering monks. They carried weapons, and were often the
spies of the shogunates. But then the shakuhachi also became a form of identification. Certain pieces of
music emerged as the call and response pieces. Players had to give the right password by playing the
flute. If two shakuhachi players met on the road, one would initiate the call, and the second player would
have to play the correct answering phrases response. Otherwise the first player would know the second

player was a fake, and if this was the case, there would be some kind of fight on the road, and who knows
who won !
Unfortunately all the shakuhachi players tended to get drawn into this whirlpool of corruption and
politics, to the point that they were eventually outlawed. The Fuke Sect was totally outlawed in Japan,
and shakuhachi players went underground. The genuine monks who were using it as part of their practice,
retired to their temples, and stayed there for about a century.
During the 1860s Meijji Restoration, there were many changes in society and cultural outlook. Monks
who were still playing the shakuhachi, were able to come out of the temple. During this time, there was
also a change in the way the music was transmitted. Originally, as the music was a meditation practice, it
was passed on from master to student. Eventually the student became a master, and passed it on to his
students. There were no written scores, and the music was just passed down aurally. This meant that the
melodies were in a continual state of flux. Someone might forget a phrase, and yet claim they were
playing the correct piece. As a result, there was a divergence of pieces, and many different schools
developed with different versions of the same pieces.
During the Restoration, a class of professional musicians, who were also devout Buddhists, became
interested in the music, and developed notations for it. Certain pieces were then accorded to each of the
temples, and these pieces remain distinct down to the present day.
The original shakuhachi-meditation temples have remained separate and antagonistic to each other. If you
were a member of one school, you couldnt then go to a teacher of another school and learn their
traditions. However, as a Westerner, I was allowed to practice and learn at different temples, but the local
Japanese were not permitted to do this, and had to change their names if they wanted to move around.
The creativity of the professional musicians changed and considerably improved the melodies from the
monks who were playing it just for their own practice. As a result of their efforts, Shakuhachi music
became more widely known, and people also became more aware of both the similarities and the
differences of the various melodies. By comparing the different tunes, the history and lineage of the
pieces could be traced through both branches of the same and different schools.
The current situation in Japan is that the temple shakuhachi meditation pieces exist
along with music developed by the professional musicians. Most of these musicians
are still devout Buddhists, who use the instrument as a spiritual tool.
For example, I trained at two schools. The first school was in Australia, under Riley
Lee, a Japanese Shakuhachi Master who now lives in the Blue Mountains west of
Sydney. His tradition follows the Chiko-Ho School. These practices are very close
to one of the main temples in Japan, the Naonjie temple.
The other school I trained at was in Japan, and this school followed the Watazhini Yokoyama Lineage.
Watazhini Dozo was one of the last people we can identify as a trained Zen Master or Zen Roshi. He
trained using the traditional Zen practices using Koans, and was also a Master flute player. He was past
90 years old, when he died several years ago. His lineage was being passed on by Katiyo Yokoyama, who
is a devout Buddhist practitioner, but a professional musician, not a monk. He was my teacher, and it was
from him that I received my Master of the Shakuhachi.
So now we have both the monastic traditions and the lay traditions working with the shakuhachi, and
maintaining its spiritual purpose. But where did its spirituality origininate, and how did it develop as a
spiritual tool ? To introduce this, Id like to tell you a story about the Fuke Sect. This story is a legend,
and cant be definitely confirmed historically. However, the story is still valuable and inspiring !

This story is about the Zen master Fuke. Fuke was the founder of the Fuke Sect. He was an old man, and
he didnt play the Shakuhachi. He had a hand bell to ring, when he went on his almsrounds. Fuke used the
bell to teach the dhamma to people. He didnt talk to people, he just rang the bell.
Everyone thought Fuke was a bit mad, but he did have one disciple. This disciple didnt ring a bell. He
just looked after Fuke, and was his attendant. When Fuke was getting old, he sent his attendant off. Fuke
decided he was going to die. He put together a wooden coffin, and carried it all around the city, asking
everyone to nail down the lid - with Fuke inside !
All the villagers thought he was a bit of a nut, so they didnt take any notice, and thought he still had
many years to live. Fuke dragged his coffin outside the city where a wondering merchant finally obliged
by nailing Fuke into his coffin. Later, the merchant told a few of the city dwellers what he had done.

The city dwellers were horrified, and sent for Fukes disciple. They all went to Fukes coffin, and quickly
removed the nails from the lid. But they couldnt find the body of Fuke ! The only sign of Fukes
remains, was the distant sound of a bell ringing faintly in the sky ...
Fukes disciple went back to his temple. There he had a dream. He dreamt he cut a shakuhachi, and heard
himself playing music in tune with Fukes bell. As he played, he could hear Fukes bell in the music.
When the monk woke up, he could still remember music vividly. So he cut some bamboo, made a
shakuhachi, and sat down and played the music
His pieces were called the Curey Rab - meaning empty bell; Reibo - meaning longing for the
bell; and Cukoo meaning empty sky. These are considered to be the original Shakuhachi pieces, and
you will find different versions of them at each of the different shakuhachi-meditation temples. Most
often these three pieces, or variations of them, were played. Later, other pieces emerged as searching
pieces, such as; searching for balance; warming up your bamboo; and searching for true nature within
yourself.
The story and the pieces also tell us the nature of what the music is supposed to be; a longing for the old
Master. But perhaps not a longing for the old Master, nor just the sound of the bell, but a longing for the
realisation of the way of the Buddha !
Abridgement of talk given by Dr Jim Franklin to the University of NSW Buddhist Society (UNIBUDS)
on Friday, May 16th 1997 at the University of NSW.