Beruflich Dokumente
Kultur Dokumente
WILLIAM J. BRATTON
Police Commissioner
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
40%
4,000
30%
3,500
20%
3,000
10%
0%
2,500
-10%
2,000
-20%
1,500
-30%
-40%
1,000
-50%
500
-60%
-70%
1980
1982
1984
1986
1988
1990
1992
1994
1996
1998
2000
2002
2004
2006
2008
2012
In order to put New York City's crime decline in context, this chart displays New York City's
crime ratethe blue lineas a percentage above or below the average of the state's five
next largest cities (Albany, Buffalo, Rochester, Syracuse, and Yonkers)the black zero line.
Atop that sits New York Citys misdemeanor arrest rate per 100,000 residents, in red.
2010
Figur e A
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Misdemeanor arrestees
dont go to prison,
and they rarely go to jail.
2015
Were doing this increasingly well. In 2014, complaints to the Citizen Complaint Review Board declined by 11.3 percent, and when comparing the
first quarter of 2015 to the first quarter of 2014,
such complaints are down 33 percent.
It is also our obligation to respond with the least
intrusion possiblea warning before a summons, a summons before an arrest. This is the
essence of officer discretion.
Since returning as Mayor de Blasios Police Commissioner, I have made it a mission to reemphasize discretion for our cops. I want them to be
prob-lem solvers, not merely crime fighters. At
every weekly CompStat session, Chief of Department James ONeill and Deputy Commissioner of
Operations Dermot Shea make it clear that results
matter, not numbers. I have said the same to
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Peace Dividend
1,800,000
Arrests
C-Summonses
Reasonable
Suspicion
1,600,000
2015
1,400,000
1,200,000
1,000,000
800,000
600,000
400,000
200,000
0
2011
2014
Fi gure B
Proactive Arrests
AMER IND 0.3%
WHITE
ASIAN
34.6%
12.9%
BLACK
HISPANIC
ASIAN
13.5%
46.8%
BLACK
HISPANIC
4.0%
46.7%
35.6%
Figur e C
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Public safety is a
shared responsibility.
moment, the poll showed that African-Americans
supported Broken Windows by 56 to 37 percent,
whites by 61 to 33 percent, and Hispanics by 64
to 34 percent. People do not want to live in a
disorderly city.
Our challenge is how to respond to disorder in a
way that our actions do no harm. Instead, those
actions should always provide opportunities to
build positive relationships with the public we
servebecause safety without public approval is
not public safety.
2015
INDEX
FOREWORD......................................................................................................................................................1
INDEX...............................................................................................................................................................8
INTRODUCTION.............................................................................................................................................10
Authority to Arrest...................................................................................................................................10
Crimes..............................................................................................................................................11
Petty Offenses..................................................................................................................................11
Civil Penalties....................................................................................................................................11
Discretion..............................................................................................................................11
MISDEMEANOR ARRESTS IN NEW YORK CITY...............................................................................................12
Arrests for Crimes against Persons and Property....................................................................................12
Traffic Arrests..........................................................................................................................................13
Transit Arrests.........................................................................................................................................14
Transit Recidivist...............................................................................................................................15
Misdemeanor Drug Arrests.....................................................................................................................16
Marijuana Arrests.............................................................................................................................16
Misdemeanor Narcotics Arrests......................................................................................................17
Criminal Trespass Arrests.......................................................................................................................18
Street Level Quality-of-Life Arrests........................................................................................................19
Misdemeanor Arrests in 2014.................................................................................................................19
Percentage Increases in Misdemeanor Arrests..............................................................................19
Prior Arrest History of Misdemeanor Arrests..................................................................................19
Charting Misdemeanor Arrests.......................................................................................................21
Post-Arrest Processing.............................................................................................................................22
Desk Appearance Tickets..................................................................................................................22
Arraignment Arrests.........................................................................................................................23
Bail.................................................................................................................................................24
Misdemeanor Arrest Outcomes.......................................................................................................25
CRIMINALCOURTSUMMONSES.....................................................................................................................26
C-Summonses Issued in 2014................................................................................................................26
Adjudication of C-Summonses...............................................................................................................27
Consumption of Alcohol in Public..........................................................................................................28
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
Disorderly Conduct.................................................................................................................................28
Disorderly Conduct Summonses.....................................................................................................28
Transit Adjudication Bureau Notice of Violation....................................................................................29
Charting C-Summons Activity.................................................................................................................30
RACIAL IMPACT, OFFICER DISCRETION, CIVILIAN COMPLAINTS, AND PRISON POPULATIONS................33
Race and Ethnicity...................................................................................................................................33
Response to Calls and Complaints...........................................................................................................34
Discretion and Dispute Resolution...................................................................................................36
Civilian Complaints.................................................................................................................................37
Prison and Jail Population.......................................................................................................................38
POLICING IN NEW YORK CITY IN 2015.....................................................................................................39
GLOSSARY.......................................................................................................................................................40
Note on Data: All figures are preliminary and subject to further review and revision.
Note on Maps: Maps do not identify every location of arrest or summons issuance, nor do they identify
every location of a 911 or 311 call for service. Maps utilize densities to illustrate areas with the highest
listed activity.
INTRODUCTION
This report takes a close look at the NYPDs enforcement of lesser crimes through misdemeanor
arrests, criminal-court summonses, and notices
of violation. What it shows is that, contrary to
general opinion, enforcement actions of all kinds
have been declining in New York City, in what Police Commissioner Bratton has called the Peace
Dividend. The report also explains, in detail,
what types of arrests are made and what types of
summonses are issuedin what numbers and for
what offenses.
The majority of misdemeanor arrests fall into
three categories: 1) crimes against persons and
property; 2) traffic-related crimes; and 3) theft of
service. These categories have been increasing in
recent years, as arrests for drug offenses, trespassing, and other crimes have declined. Fewer
than one out of ten misdemeanor arrestees is
sentenced to jail time.
The majority of criminal-court summonses,
known as C-summonses, are for three violations:
1) consumption of alcohol in public; 2) disorderly
conduct; and 3) urinating in public. In most instances, C-summonses can be settled by appearing in court and, if convicted, paying a fine. For
summonses issued for consumption of alcohol or
urinating, that fine can be paid by mail in which
case no appearance is necessary.
Misdemeanor arrests are effected and C-summonses are issued in every part of the city.
But the locations where they are concentrated
correlate closely with the locations of both major
and minor crimes in New York City. They correlate
10
Authority to Arrest
An offense, as defined in the New York State
Penal Law, is conduct for which a sentence to a
term of imprisonment or to a fine is provided by
any law of New York State or by any law, local law,
or ordinance of a political subdivision of New York
1
2
3
4
NYS
NYS
NYS
NYC
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Crimes
A person found to have allegedly committed a felony offense generally will be arrested, fingerprinted, and brought to court for
arraignment.
A person found to have allegedly committed a Penal Law misdemeanor offense generally will be arrested, fingerprinted, and either
brought to court for arraignment or released
from the police station with a summons to
appear at Criminal Court, also known as a
Desk Appearance Ticket, or DAT.
A person found to have allegedly committed a non-Penal Law misdemeanor offense
generally will be issued a summons returnable to the Summons Part of the local Criminal Court.
One notable exception to this procedure is the New York State Vehicle and
Traffic Law misdemeanor offense of driving with a suspended license. A person
found to be driving with a suspended
license generally will be arrested and
issued a DAT.
Petty Offenses
A person found to have allegedly committed a violation offense generally will be issued
a summons returnable to the Summons Part
of the local Criminal Court.
If the person has a warrant, or cannot
be properly identified, he may be arrested and brought to court for arraignment.
If the violation offense also carries a civil
penalty, the person may be served a civil
notice of violation (NOV) to appear at an
administrative tribunal or the Environmental
Control Board.
2015
Discretion
Officer discretion is a phrase used to describe
the latitude granted to police officers to resolve
conditions involving crimes and petty offenses
with a continuum of options from warning, to
summons, to arrest. According to the Criminal
Procedure Law, officers may arrest individuals for petty offenses committed in the officers
presence, and they may arrest people who
have committed crimes regardless of whether
they observed the crime so long as the officer has
probable cause. The only exception to an officers
discretion to arrest is in the area of domestic
violence, where the Criminal Procedure Law
mandates that an officer must arrest for certain
crimes committed against a member of the perpetrators family or household.5
Outside domestic-violence incidents, officers
generally have the option to warn and admonish
people who have committed offenses. In New
York City, officers often warn and admonish in
petty offense cases. As a practical matter and by
Department policy, however, all offenses that involve victims generally have much higher thresholds for the exercise of officer discretion. When a
victim or complainant is involved, and probable
cause exists, officers usually will make an arrest.
5
The Fam ily Cour t Act s def init ion of f am ily
includes per sons who: 1) ar e cur r ent ly or
f or m ally legally m ar r ied 2) r elat ed by m ar r iage 3) r elat ed by blood 4) have a child in
com m on or 5) ar e cur r ent ly or have been in
an int im at e r elat ionship
11
MISDEMEANOR ARRESTS IN
NEW YORK CITY
value of $1,000 or less). (See Figure 2.) These misdemeanor crimes were driven by a growing residential and tourist population;6 the theft of small,
portable, valuable electronics; and increased
reporting of domestic-violence crimes, as well as
expansion of the definition of a family offense.7
Misdemeanor Arrests
York
CityCity
Misdemeanor
ArrestsininNew
New
York
292,219
300000
259,926
250000
200000 187,385
150000
10000
50000
0
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004 2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 1
12
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
80000
2015
Misdemeanor
ArrestsforforTheft
Theftand
andAssualt
Assault
Misdemeanor
Arrests
70000
60000
50000
40000
30000
20000
10000
0
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004 2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 2
Traffic Arrests
From 1994 to 2014, arrests for traffic offenses
also grew. While arrests for Driving While Intoxicated increased over these years, the traffic-arrest
increase was primarily attributable to arrests for
driving with suspended or revoked licenses. In
1993, the New York State legislature raised the
offense of driving with a suspended license from
a traffic infraction to a misdemeanor. Over the
next 20 years the number of arrests grew from
slightly more than 5,000 in 1994 to more than
8
O ut - of - s t a te mo to ri s ts a n d p e rs o n s w i th no l i cense w ho had thei r dri vi ng pri vi l eges susp ended in New Yor k m ust be ident if ied t hr ough nam e
and dat e- o f-b i rth c h e c k s . A mi s s p e l l ing of the name or fai l ure to use a mi ddl e i ni ti al coul d lead t o a negat ive f inding in t he com put er syst em . Tr ans p o s e d n a m e s a n d d a te s o f bi rths (on the ori gi nal summons) have al so been found t o pr oduce f alse negat ives when conduct ing a
lic ens e c h e c k .
13
Arrest
Arraignment Arrest
(20,606)
20000
40000
60000
80000
100000
DAT (5,438)
C Summons (1,122)
Fi gure 3
Transit Arrests
Transit misdemeanor arrests have steadily
increased as ridership has increased9 and as MetroCards replaced tokens. In addition to jumping a
turnstile to evade the fare, people began altering or stealing MetroCards, using stolen credit
cards to purchase MetroCards, using student or
discount MetroCards illegally, and selling illegal
swipes to other riders. The full implementation of the MetroCard system in 2003 coincided
precisely with the rise in transit misdemeanor
arrests.
In 2014 an average of 5.6 million riders entered
the subway each weekday. That figure is great-
9
Daily weekday r ider ship incr eased by
near ly 400, 000 r ider s f r om 2007- 2013. Aver age weekend r ider ship incr eased by near ly
680, 000 r ider s f or t hat t im e per iod.
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Transit Recidivist
In an effort to identify persons likely to commit
crimes in the transit system or persons who routinely violate transit rules and disregard notices
to appear at the Transit Adjudication Bureau, the
2015
10
11
12
T his doe s n o t i n c l u d e th e n u m b e r who w ere stopped and si mpl y ej ected for the fare eva sion.
NY S P e n a l L a w 1 6 5 .1 6 , T h e ft o f Servi ce.
S ev en M a j o r C ri me s : M u rd e r, R a pe, R obbery, Fel ony A ssaul t, B urgl ary, Grand Larceny, G r and Lar ceny Aut o.
15
60000
50000
40000
30000
Marijuana Arrests
20000
10000
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 5
30,000
25,000
20,000
15,000
10,000
5,000
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 6
16
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
1500
2004
1200
2014
900
600
300
0
0
10
12
14 16
18
20
22
24 26
28
30
32
34
36 38
40
42
44
46
48
50
52
54 56
58
60
62
64
66
68
70
72
74 76
78
Fi gure 7
13
14
300000
250000
Trespass
200000
Weapon
150000
Vice
100000
Obstruction/Resist
Misc Local Laws
50000
Drugs
Fi gure 8
18
Vertical patrols, or verticals, are to a Housing development what random sector patrol and walking a beat are to a neighborhood in a precinct.
Vertical patrols, or
verticals, are to a Housing
development what
random sector patrol
and walking a beat are
to a neighborhood
in a precinct.
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
Under t h e Tre s p a s s A ffi d a v i t Pro g ram pri vate l andl ords coul d si gn an agreement that
would allo w N Y PD o ffi c e rs to p a tro l i nsi de pri vate bui l di ngs.
15
Obstruct/Resist
(9,079)
Trespass
(21,472)
Traffic
(35,234)
Theft of
Service
(25,016)
Drugs
(31,168)
Vice
(5,233)
Marijuana
(50,950)
Other (12,389)
Weapon (9,771)
0
50000
100000
150000
200000
250000
300000
Obstruct/Resist
(8,017)
Trespass
(12,870)
Traffic
(39,629)
Theft of
Service
(29,433)
Drugs
(28,790)
Vice
(3,765)
Marijuana
(25,689)
Other (10,281)
Weapon (7,182)
Fi gure 9
20
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
F ig u r e 1 0
predominantly theft arrests. When misdemeanor arrests are compared to 911 calls for minor
crimes in progress (including vandalism, trespass,
and harassment) (see Figure 10, below left), the
geographic correspondence is readily apparent.
Misdemeanor arrests occur where complainants
make 911 calls.
2015
Misdemeanor Arrests
2014
Fi gure 11
21
50
During the past decade, NYPD officers have increasingly issued DATs rather than sending individuals through the system. In 2000, only 9 percent
of misdemeanor arrests resulted in DATs; in 2014,
the figure was 41 percent. (See Figure 12.)
In 2013, the Department changed its internal
identification standards concerning DATs to be
Percent
Arrests Issued
DAT
Percentof
of Misdemeanor
Misdemeaner Arestees
Issued a DAT
41%
40
34%
36%
35%
37%
30
28%
24%
20
19%
13%
10
9%
2000
10%
10%
2001
2002
2003
15%
2004
14%
14%
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 12
22
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
50,000
100,000
150,000
200,000
250,000
Fi gure 13
T he para m e te rs fo r th e i s s u a n c e of a D AT
ar e out line d i n D e p a rtme n t p ro c e d u r e and
dis qualif y s o m e m i n o r c ri me s w h i l e al l ow i ng
c er t ain f el o n i e s . T h e a u th o ri ty to i s s ue a
DAT r es ide s i n th e N Y S C ri mi n a l P ro cedure
Law.
16
Bail
Of the 7 percent of misdemeanor arrestees required to pay bail, the overwhelming majority had
prior New York City arrestsand most had prior
felony arrests. First-time misdemeanor arrestees
required to post bail represent 0.5% of misdemeanor arrestees. The chart on the next page
lists the top five arrest offenses in which first-time
offenders were required to pay bail. These top
five offenses account for 74% of all persons without prior New York City arrests who were required
to pay bail (1,257 arrestees). (See Figure 14.)
23
Arrestees
517
146
82
76
71
These represent 74% of all persons without prior arrest who were required to post bail.
Fi gure 14
Dismiss
Adjourned
Contemplating
Dismissal
20%
Penalty: 29%
Cond. Discharge
40%
60%
Time
Served
Fined
80%
Jail
100%
Fi gure 15
24
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
Once a person is
arrested and arraigned
for a misdemeanor
offense he or she
has a small likelihood
of going to jail.
2015
17
18
25
CRIMINAL COURT
SUMMONSES
C-Summonses Issued
700,000
600,000
500,000
359,432
400,000
300,000
200,000
100,000
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 16
26
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
120,000
On average, a police officer serving in an enforcement capacity issues approximately two C-summonses per month.
116,929
Adjudication of C-Summonses
100,000
80,000
76%
6,069
60,000
42,193
2013
2014
8,130
7,886
40,000
6,705
Re
Dr ckle
ivi ss
ng
Li
er
in
g
9,217
ss
Fe
de
Ve ral
h. Mo
Sa to
fe r
ty
13,377
Po M
ss ari
es ju
sio an
n a,
of
DI
SC
O
Ur
in ina
Pu n
bl g
Fa
ic
ilu
re
to
w Com
ith p
Sig ly
n
Ot
he
rA
DM
Co IN
de
14,824
20,000
Co
ns
of um
Al p
co on
ho
l
24,557
Tr
es
pa
28,599
Fi gure 17
I n 2014 t he Depar t m ent began issuing violat or s of r iding a bike on a sidewalk m oving
violat ions r at her t han cr im inal cour t sum m ons.
19
27
Disorderly Conduct
104,127
101,515
94,510
100,000
91,755
87,496
76,664
80,000
56,101
60,000
42,193
40,000
20,000
0
2008
2009
2010
2011
2012
2013
2014
Fi gure 18
28
Reliable r epor t ing of t he issuance of individual t ypes of sum m ons began in 2007.
20
2007
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
110,356
2015
Transit Violations
120,000
107,257
100,000
93,361
92,815
88,247
87,420
80,000
60,000
40,000
TAB notices
20,000
9,383
2009
10,670
2010
8,444
2011
7,436
2012
C-summonses
5,729
2013
4,630
2014
Fi gure 19
29
HIGH
Fi gure 20
30
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
Highest Incidence of
Selected 311 and 911 Calls
Lower Incidence of
Selected 311 and 911 Calls
Fi gure 21
31
10
20
30
40
50
60
70
80
90 100
32
Fi gure 22
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
Finally, when discretionary admonitions and corrective actions are insufficient, the use of enforcement has not contributed to increased incarceration in New York
33
34
Fi gure 23
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
tions of citywide enforcement, as illustrated below. calls and arrests; not every call results in enforcement, and some calls may result in several arrests.
(See Figure 23 and Figure 24.) It should be noted
that there is not a one-to-one relationship between
Drug Complaints
2014
Fi gure 24
35
2014 Confirmed Calls for Service for Disputes, Trespassing, and Disorderly Persons
Summons/Arrest
Condition Corrected Through Verbal Warning or
Other Resolution
20%
Other
Report
40%
60%
80%
100%
Fi gure 25
36
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
Civilian Complaints
If a citizen is unhappy with police services or feels
that he or she was mistreated by a police officer
from the NYPD, that person has the option of
reporting the incident to the Civilian Complaint
Review Board (CCRB). If the case falls within its
jurisdiction, the CCRB will investigate the incident.
The jurisdiction of the CCRB resides in four main
categories:
Use of Force
Abuse of Authority
Discourtesies
Offensive Language
Civilian complaints have decreased significantly
over the past several years; they are down 37
percent from 2009 to 2014. (See Figure 26.) These
complaints account for only a small fraction of all
police encounters. Of the millions of police en-
7000
6000
5000
4000
3000
2000
1000
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
Fi gure 26
22
This includes, 4.8 million radio calls, approximately 388,000 arrests, 360,000 criminal court
summonses, 872,000 moving violations, and
87,000 Transit Adjudication Bureau notices.
37
Down 45%
Down 25%
71,126
21,449
70,000
20,000
60,000
53,565
The New York State prison population has declined 25 percent from its high point in 2000.
This decline is a result of a 69 percent decrease
in the number of court commitments from New
York City to the state prison system. Similarly, the
New York City jail population, made up of people
awaiting trial and persons sentenced to imprisonment of a year or less, is down 45 percent from
its height in 1992. (See Figure 27.) It has been cut
nearly in half in a time period that corresponds
exactly to the Departments focus on quality-of-life policing.
50,000
15,000
11,827
10,000
40,000
30,000
20,000
5,000
10,000
1992
2013
1992
2013
Fi gure 27
38
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
23
39
GLOSSARY OF TERMS
Adjournment in Contemplation of Dismissal: The
judge adjourns the case (typically six months to
one year) and if the defendant has stayed out of
legal trouble during that time the charges will be
dismissed. If the defendant has been rearrested
during that time the judge can impose a sentence
on the original charge.
Bail: The arrestee is released from custody but
surrenders money or property as a surety that he/
she will return at an appointed time.
Released on Own Recognizance: The arrestee is
released from custody and promises in writing to
return at an appointed time. No bail is required.
Broken Windows: A criminological philosophy
that holds that maintaining and monitoring urban
environments to prevent low-level disorder and
small crimes such as vandalism, public drinking,
and fare-evasion helps to create an atmosphere
of order and lawfulness, thereby preventing more
serious crimes from occurring.
Civilian Complaint Review Board (CCRB): An
independent city agency, with subpoena power.
CCRB handles complaints about the following four
kinds of alleged police misconduct: Unnecessary
Force, Abuse of Authority, Discourtesy, and Offensive Language.
Conditional Discharge: A sentence passed by a
court whereby the defendant is not punished,
provided they comply with certain conditions. If
40
T H E N E W Y O R K C I T Y P O L I C E D E PA R T M E N T
2015
law of this state or by any law, local law, or ordinance of a political subdivision of this state, or by
any order, rule, or regulation of any governmental
instrumentality authorized by law to adopt the
same. Offenses are generally categorized as violations, misdemeanors, and felonies (in ascending
order of severity).
Other Offense (as labeled in charts): Misdemeanor offenses that include Administrative
Code offenses, Miscellaneous Penal Code offenses, and other State Laws not outlined in other
categories.
Prison: A state detention facility used to confine
defendants who have been convicted of a crime
and sentenced to confinement for more than one
year.
Street Level Quality of Life Arrest: Generally, a
proactive arrest based on officer observation of
low level offenses. This includes criminal trespass,
misdemeanor possession of a weapon, misdemeanor vice crimes, misdemeanor obstruction
of governmental administration, resisting arrest,
misdemeanor drug possession, and misdemeanor violations of miscellaneous local laws.
Theft of Service (TOS): Theft of Service (NY PL
165.15) is a Penal Law offense in which a person
obtains valuable services by deception, threat or
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