WELLS Capital Management (ServiceMark) SN/77828022 - Owner Wells Fargo & Co (WFC HOLDINGS CORP) Investment Advisory Services; Investment Management; Investment Consultation; Investment of Funds for Others; Securities Markets

Generated on: This page was generated by TSDR on 2015-05-02 07:59:56 EDT
Mark: WELLS CAPITAL MANAGEMENT
US Serial Number: 77828022
Application Filing Date: Sep. 16, 2009
US Registration Number: 3771492
Registration Date: Apr. 06, 2010
Register: Principal
Mark Type: Service Mark
Status: Registered. The registration date is used to determine when post-registration maintenance documents are due.
Status Date: Apr. 06, 2010
Publication Date: Jan. 19, 2010
Mark Information
Mark Literal Elements: WELLS CAPITAL MANAGEMENT
Standard Character Claim: Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type: 4 - STANDARD CHARACTER MARK
Disclaimer: "CAPITAL MANAGEMENT"
Related Properties Information

International Registration 1016941
Number:
International A0017177/1016941
Application(s)
/Registration(s) Based on
this Property:
Claimed Ownership of US 2829557
Registrations:
Goods and Services

Note: The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;
Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; and
Asterisks *..* identify additional (new) wording in the goods/services.
For: INVESTMENT ADVISORY SERVICES; INVESTMENT MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT OF FUNDS
FOR OTHERS; PROVIDING INFORMATION IN THE FIELD OF CAPITAL MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS
International Class(es): 036 - Primary Class
U.S Class(es): 100, 101, 102
Class Status: ACTIVE

Basis: 1(a)
First Use: Jan. 01, 1997
Use in Commerce: Jan. 01, 1997
Basis Information (Case Level)

Filed Use: Yes
Currently Use: Yes
Amended Use: No
Filed ITU: No
Currently ITU: No
Amended ITU: No
Filed 44D: No
Currently 44D: No
Amended 44D: No
Filed 44E: No
Currently 44E: No
Amended 44E: No
Filed 66A: No
Currently 66A: No
Filed No Basis: No
Currently No Basis: No
Current Owner(s) Information

Owner Name: Wells Fargo & Company
Owner Address: 1700 Wells Fargo Center, MAC N9305-176
Sixth and Marquette
Minneapolis, MINNESOTA 55479
UNITED STATES
Legal Entity Type: CORPORATION
State or Country Where DELAWARE

Organized:
Attorney/Correspondence Information
Attorney of Record
Attorney Name: Felicia J. Boyd
Attorney Primary Email WellsFargoFilings@btlaw.com
Address:
Attorney Email Yes

Authorized:
Correspondent
Correspondent Felicia J. Boyd

Name/Address: Barnes & Thornburg LLP
225 South Sixth Street, Suite 2800
Minneapolis, MINNESOTA 55402
UNITED STATES
Phone: 612-367-8729
Fax: 612-333-6798
Correspondent e-mail: WellsFargoFilings@btlaw.com
Correspondent e-mail Yes

Authorized:
Domestic Representative - Not Found
Prosecution History
Date
Proceeding
Number
Description
Apr. 06, 2015
COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Aug. 24, 2010
ATTORNEY REVOKED AND/OR APPOINTED
Aug. 24, 2010
TEAS REVOKE/APPOINT ATTORNEY RECEIVED
Apr. 05, 2010
ATTORNEY REVOKED AND/OR APPOINTED
Apr. 05, 2010
TEAS REVOKE/APPOINT ATTORNEY RECEIVED
Apr. 06, 2010
REGISTERED-PRINCIPAL REGISTER
Jan. 19, 2010
OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Jan. 19, 2010
PUBLISHED FOR OPPOSITION
Dec. 16, 2009
LAW OFFICE PUBLICATION REVIEW COMPLETED
76243
Dec. 15, 2009
ASSIGNED TO LIE
76243
Dec. 01, 2009
APPROVED FOR PUB - PRINCIPAL REGISTER
Dec. 01, 2009
EXAMINER'S AMENDMENT ENTERED
88888
Dec. 01, 2009
NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
6328
Dec. 01, 2009
EXAMINERS AMENDMENT E-MAILED
6328
Dec. 01, 2009
EXAMINERS AMENDMENT -WRITTEN
82426
Nov. 24, 2009
ASSIGNED TO EXAMINER
82426
Sep. 21, 2009
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Sep. 19, 2009
NEW APPLICATION ENTERED IN TRAM
TM Staff and Location Information

TM Staff Information - None
File Location
Current Location: PUBLICATION AND ISSUE SECTION
Date in Location: Apr. 06, 2010
From:
Sent:
To:
Subject:
TMOfficialNotices@USPTO.GOV
Monday, April 6, 2015 01:11 AM
WellsFargoFilings@btlaw.com
Official USPTO Courtesy Reminder of Required Trademark Registration Maintenance Filing Under Section
8: U.S. Trademark RN 3771492: WELLS CAPITAL MANAGEMENT
U.S. Serial Number: 77828022

U.S. Registration Number: 3771492
U.S. Registration Date: Apr 6, 2010
Mark: WELLS CAPITAL MANAGEMENT
Owner: Wells Fargo & Company
Apr 6, 2015
U.S. PATENT AND TRADEMARK OFFICE ("USPTO") COURTESY REMINDER
OF REQUIRED TRADEMARK REGISTRATION MAINTENANCE FILING UNDER SECTION 8
WARNING: Your trademark registration will be CANCELLED if you do not file the required document below during the
specified statutory time period.
The above-identified registration registered on Apr 6, 2010. Therefore, the owner of the registration must file a Declaration of
Use and/or Excusable Nonuse under 8 of the Trademark Act anytime between now and Apr 6, 2016. For an additional fee,
the owner may file the declaration within the six-month grace period that ends on Oct 6, 2016. See 15 U.S.C. 1058. The
current fee for filing a declaration under 8 is $100 per class, and the additional fee for filing during the six-month grace period
is $100 per class. 37 C.F.R. 2.6.
If the registration meets the requirements of 15 of the Trademark Act, the owner may additionally file an optional Declaration
of Incontestability under 15. See 15 U.S.C. 1065. The current fee for filing a declaration under 15 is $200 per class. 37
C.F.R. 2.6.
To expedite processing, the owner is encouraged to file through the USPTO's official website using the Trademark Electronic
Application System ("TEAS"). Official forms for filing Declarations of Use and/or Excusable Nonuse under 8 and Combined
Declarations of Use and Incontestability under 8 and 15 are available through TEAS at
http://www.uspto.gov/trademarks/teas/reg_maintain.jsp.
For information regarding how to record ownership documents such as assignments, name changes and mergers, please see
TMEP 503. To expedite recordation, the owner is encouraged to file requests for recordation through the Electronic
Trademark Assignment System ("ETAS") at http://etas.uspto.gov.
For further information regarding the maintenance of a trademark registration, including future maintenance filings, please
consult the USPTO website at http://www.uspto.gov/trademarks/process/maintain/prfaq.jsp.
This reminder notice is being sent only as a courtesy to those trademark owners who have authorized e-mail communication
and maintain a current e-mail address with the USPTO. Failure by the USPTO to send a reminder or non-receipt of a reminder
does not excuse a trademark owner from meeting the statutory obligations for maintaining a trademark registration. If a
registration is cancelled and/or expired due to the failure to timely file required maintenance documents, it cannot be reinstated
or revived.
To check the status of this registration, go to
http://tsdr.uspto.gov/#caseNumber=77828022&caseType=SERIAL_NO&searchType=statusSearch or contact the Trademark
Assistance Center at 1-800-786-9199.
Beware of Unofficial Trademark Solicitations: Please be aware that private companies not associated with the USPTO
often use trademark registration information from the USPTO's database to mail or e-mail trademark-related solicitations. This
is the only official reminder that you will receive from the USPTO about your upcoming required maintenance filing. For
additional information about these private solicitations, please visit the USPTO website at
http://www.uspto.gov/trademarks/solicitation_warnings.jsp.
In order to be eligible for future e-mail reminders of maintenance filings, please remember to authorize e-mail communication
when filing your maintenance documents through TEAS and ensure that you maintain a current e-mail address with the
USPTO.
PTO Form 2196 (Rev 9/2005)

OMB No. 0651-0056 (Exp 09/30/2011)
Revocation of Attorney/Domestic Representative and/or

Appointment of Attorney/Domestic Representative
The table below presents the data as entered.

Input Field
Entered
SERIAL NUMBER
77828022
REGISTRATION NUMBER
3771492
LAW OFFICE ASSIGNED
LAW OFFICE 108
MARK SECTION
MARK
WELLS CAPITAL MANAGEMENT
ATTORNEY SECTION
ORIGINAL ADDRESS
Felicia J. Boyd
Barnes & Thornburg LLP
100 S. Fifth Street, Suite 1100
Minneapolis MN 55402-1298
612-342-0329
612-333-6798
Trademarks-MI@btlaw.com
NEW OTHER APPOINTED

ATTORNEYS
Manuel Herrera, Hae Park-Suk, Melissa A. Vallone

and David A.W. Wong all of Barnes & Thornburg LLP
and Carrie A. Hefte, Paul W. Mussell and Aparna M.
Dave of Wells Fargo & Company, care of Barnes &
Thornburg LLP
NEW ATTORNEY ADDRESS
STATEMENT TEXT
By submission of this request, the undersigned

REVOKES the power of attorney currently of record,
as listed above, and hereby APPOINTS the following
new attorney:
NAME
Felicia J. Boyd
FIRM NAME
STREET
CITY
Minneapolis
STATE
Minnesota
COUNTRY
United States
POSTAL/ZIP CODE
55402
PHONE
612-367-8729
FAX
612-333-6798
EMAIL
ATTORNEY AUTHORIZED TO
COMMUNICATE VIA E-MAIL
YES
NEW CORRESPONDENCE ADDRESS

NAME
Felicia J. Boyd
FIRM NAME
STREET
CITY
Minneapolis
STATE
Minnesota
COUNTRY
United States
POSTAL/ZIP CODE
55402
PHONE
612-367-8729
FAX
612-333-6798
EMAIL
AUTHORIZED TO COMMUNICATE
VIA E-MAIL
YES
OTHER APPOINTED ATTORNEY
Manuel Herrera, Hae Park-Suk, Melissa A. Vallone

and David A.W. Wong all of Barnes & Thornburg LLP
and Carrie A. Hefte, Paul W. Mussell and Aparna M.
Dave of Wells Fargo & Company, care of Barnes &
Thornburg LLP
SIGNATURE SECTION
SIGNATURE
/Carrie A Hefte/
SIGNATORY NAME
Carrie A. Hefte
SIGNATORY DATE
08/30/2010
SIGNATORY POSITION
Assistant Vice President
FILING INFORMATION SECTION

SUBMIT DATE
Mon Aug 30 12:48:04 EDT 2010

USPTO/RAA-209.43.67.81-20
100830124804078261-773603
TEAS STAMP
79-47088d7f52965ba13fc4bb
88e6d0dce0e5-N/A-N/A-2010
0824165618085780
PTO Form 2196 (Rev 9/2005)

OMB No. 0651-0056 (Exp 09/30/2011)

To the Commissioner for Trademarks:
MARK: WELLS CAPITAL MANAGEMENT
SERIAL NUMBER: 77828022
REGISTRATION NUMBER: 3771492
The original attorney
Felicia J. Boyd
612-342-0329
612-333-6798
Original Correspondence Address :
Felicia J. Boyd
612-342-0329
612-333-6798
By submission of this request, the undersigned REVOKES the power of attorney currently of record, as
listed above, and hereby APPOINTS the following new attorney: In addition, any additional previouslyappointed attorneys that are currently listed in the application are replaced with the new "Other Appointed
Attorneys" listed below.
Newly Appointed Attorney:
Felicia J. Boyd
Minneapolis, Minnesota 55402
United States
612-367-8729
612-333-6798
Other Appointed Attorneys:
Manuel Herrera, Hae Park-Suk, Melissa A. Vallone and David A.W. Wong all of Barnes & Thornburg
LLP and Carrie A. Hefte, Paul W. Mussell and Aparna M. Dave of Wells Fargo & Company, care of
The following is to be used as the correspondence address:
Felicia J. Boyd
United States
612-367-8729
612-333-6798
Signature: /Carrie A Hefte/

Date: 08/30/2010
Signatory's Name: Carrie A. Hefte
Signatory's Position: Assistant Vice President
Serial Number: 77828022
Internet Transmission Date: Mon Aug 30 12:48:04 EDT 2010
TEAS Stamp: USPTO/RAA-209.43.67.81-20100830124804078
261-77360379-47088d7f52965ba13fc4bb88e6d
0dce0e5-N/A-N/A-20100824165618085780
PTO Form 2196 (Rev 9/2005)

OMB No. 0651-0056 (Exp 09/30/2011)


Input Field
Entered
SERIAL NUMBER
77828022
LAW OFFICE ASSIGNED
LAW OFFICE 108
MARK SECTION
MARK
ATTORNEY SECTION
ORIGINAL ADDRESS
FELICIA J. BOYD
FAEGRE & BENSON LLP
1155490 S 7TH ST STE 2200
MINNEAPOLIS Minnesota (MN) 55402-3901
United States (USX)
612/766-7430
612/766-1600
trademarkmpls@faegre.com
NEW OTHER APPOINTED

ATTORNEYS
Manuel Herrera, Melissa A. Vallone and David A.W.

Wong all of Barnes & Thornburg LLP and Carrie A.
Hefte, Paul W. Mussell and Aparna M. Dave of Wells
Fargo & Company
NEW ATTORNEY ADDRESS
STATEMENT TEXT
By submission of this request, the undersigned

REVOKES the power of attorney currently of record,
as listed above, and hereby APPOINTS the following
new attorney:
NAME
Felicia J. Boyd
FIRM NAME
STREET
CITY
Minneapolis
STATE
Minnesota
COUNTRY
COUNTRY
United States
POSTAL/ZIP CODE
55402-1298
PHONE
612-342-0329
FAX
612-333-6798
EMAIL
ATTORNEY AUTHORIZED TO
COMMUNICATE VIA E-MAIL
YES
NEW CORRESPONDENCE ADDRESS

NAME
Felicia J. Boyd
FIRM NAME
STREET
CITY
Minneapolis
STATE
Minnesota
COUNTRY
United States
POSTAL/ZIP CODE
55402-1298
PHONE
612-342-0329
FAX
612-333-6798
EMAIL
AUTHORIZED TO COMMUNICATE
VIA E-MAIL
YES
SIGNATURE SECTION
SIGNATURE
/paul mussell/
SIGNATORY NAME
Paul W. Mussell
SIGNATORY DATE
04/05/2010
SIGNATORY POSITION
Officer
FILING INFORMATION SECTION

SUBMIT DATE
Mon Apr 05 15:40:55 EDT 2010
TEAS STAMP
USPTO/RAA-209.43.67.81-20
100405154055857744-776710
97-460d3edd66ff71b77d3840
694a5efa358f-N/A-N/A-2010
0405123427323120
PTO Form 2196 (Rev 9/2005)

OMB No. 0651-0056 (Exp 09/30/2011)

SERIAL NUMBER: 77828022
The original attorney
FELICIA J. BOYD
FAEGRE & BENSON LLP
1155490 S 7TH ST STE 2200
MINNEAPOLIS Minnesota 55402-3901
United States
612/766-7430
612/766-1600
Original Correspondence Address :
FELICIA J. BOYD
FAEGRE & BENSON LLP
90 S 7TH ST STE 2200
MINNEAPOLIS Minnesota 55402-3901
United States
612/766-7430
612/766-1600
By submission of this request, the undersigned REVOKES the power of attorney currently of record, as
listed above, and hereby APPOINTS the following new attorney: In addition, any additional previouslyappointed attorneys that are currently listed in the application are replaced with the new "Other Appointed
Attorneys" listed below.
Newly Appointed Attorney:
Felicia J. Boyd
Minneapolis, Minnesota 55402-1298
United States
612-342-0329
612-333-6798
Other Appointed Attorneys:
Manuel Herrera, Melissa A. Vallone and David A.W. Wong all of Barnes & Thornburg LLP and Carrie A.
Hefte, Paul W. Mussell and Aparna M. Dave of Wells Fargo & Company
The following is to be used as the correspondence address:
Felicia J. Boyd
United States
612-342-0329
612-333-6798
Signature: /paul mussell/

Date: 04/05/2010
Signatory's Name: Paul W. Mussell
Signatory's Position: Officer
Internet Transmission Date: Mon Apr 05 15:40:55 EDT 2010
TEAS Stamp: USPTO/RAA-209.43.67.81-20100405154055857
744-77671097-460d3edd66ff71b77d3840694a5
efa358f-N/A-N/A-20100405123427323120
From:
Sent:
To:
Subject:
TMOfficialNotices@USPTO.GOV
Tuesday, January 19, 2010 00:41 AM
Official USPTO Notice of Publication: Serial Number 77828022
NOTICE OF PUBLICATION
Serial Number: 77-828,022
Mark: WELLS CAPITAL MANAGEMENT(STANDARD CHARACTER MARK)
International Class(es): 036
Applicant: Wells Fargo & Company
Attorney Reference Number: 11554The mark identified above has been published in the Trademark Official Gazette (OG) on Jan 19, 2010. Any party who
believes it will be damaged by the registration of the mark may file a notice of opposition (or extension of time therefor) with the
Trademark Trial and Appeal Board. If no party files an opposition or extension request within thirty (30) days after the
publication date, then within twelve (12) weeks of the publication date a certificate of registration should issue.
On the publication date or shortly thereafter, the applicant should carefully review the information that appears in the OG for
accuracy (see steps, below). If any information is incorrect, the applicant should immediately email the requested correction to
TMPostPubQuery@uspto.gov. For general information about this notice, please contact the Trademark Assistance Center at
1-800-786-9199.
1. Click on the following link or paste the URL into an internet browser:
http://www.uspto.gov/web/trademarks/tmog/20100119_OG.pdf#page=1
2. Wait for the total OG to download completely (as indicated on bottom of OG page).
3. At the top/side of the displayed page, click wherever the "binoculars" icon appears.
4. Enter in the "search" box the name of the applicant (for individual: last name, first name) or the serial number in this exact
format (with hyphen and comma): 77-828,022, e.g.
5. View the retrieved result(s). If multiple results appear in the "results" box, click directly on each "search term" shown in the
box to access all separate appearances in the OG.
Trademark Snap Shot Publication & Issue Review Stylesheet

(Table presents the data on Publication & Issue Review Complete)
OVERVIEW
SERIAL NUMBER
77828022
FILING DATE
REG NUMBER
0000000
REG DATE
09/16/2009
N/A
REGISTER
PRINCIPAL
INTL REG #
N/A
INTL REG DATE
N/A
GLASSER, CARYN
L.O. ASSIGNED
108
TM ATTORNEY
MARK TYPE
SERVICE MARK
PUB INFORMATION
RUN DATE
12/17/2009
PUB DATE
01/19/2010
STATUS
681-PUBLICATION/ISSUE REVIEW COMPLETE
STATUS DATE
12/16/2009
LITERAL MARK ELEMENT
DATE ABANDONED
N/A
DATE CANCELLED
N/A
SECTION 2F
NO
SECTION 2F IN PART
NO
SECTION 8
NO
SECTION 8 IN PART
NO
SECTION 15
NO
REPUB 12C
N/A
RENEWAL FILED
NO
RENEWAL DATE
N/A
DATE AMEND REG
N/A
FILING BASIS
FILED BASIS
CURRENT BASIS
AMENDED BASIS
1 (a)
YES
1 (a)
YES
1 (a)
NO
1 (b)
NO
1 (b)
NO
1 (b)
NO
44D
NO
44D
NO
44D
NO
44E
NO
44E
NO
44E
NO
66A
NO
66A
NO
NO BASIS
NO
NO BASIS
NO
MARK DATA
STANDARD CHARACTER MARK
YES
MARK DRAWING CODE
4-STANDARD CHARACTER MARK
COLOR DRAWING FLAG
NO
CURRENT OWNER INFORMATION

PARTY TYPE
10-ORIGINAL APPLICANT
NAME
Wells Fargo & Company
ADDRESS
1700 Wells Fargo Center, MAC N9305-176

Sixth and Marquette
Minneapolis, MN 55479
ENTITY
03-CORPORATION
CITIZENSHIP
Delaware
GOODS AND SERVICES

INTERNATIONAL CLASS
036
DESCRIPTION TEXT
INVESTMENT ADVISORY SERVICES; INVESTMENT

MANAGEMENT; INVESTMENT CONSULTATION;
INVESTMENT OF FUNDS FOR OTHERS; PROVIDING
INFORMATION IN THE FIELD OF CAPITAL
MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS
GOODS AND SERVICES CLASSIFICATION

INTERNATIONAL 036
CLASS
FIRST USE
DATE
01/01/1997
FIRST USE
01/01/1997
IN
COMMERCE
DATE
CLASS
STATUS
6-ACTIVE
MISCELLANEOUS INFORMATION/STATEMENTS
CHANGE IN REGISTRATION
NO
DISCLAIMER W/PREDETER TXT
"CAPITAL MANAGEMENT"
OWNER OF US REG NOS
2829557
PROSECUTION HISTORY
DATE
ENT CD
ENT
TYPE
DESCRIPTION
ENT NUM
12/16/2009
PREV
LAW OFFICE PUBLICATION REVIEW COMPLETED
010
12/15/2009
ALIE
ASSIGNED TO LIE
009
12/01/2009
CNSA
008
12/01/2009
XAEC
007
12/01/2009
GNEN
006
12/01/2009
GNEA
005
12/01/2009
CNEA
004
11/24/2009
DOCK
003
09/21/2009
NWOS
NEW APPLICATION OFFICE SUPPLIED DATA ENTERED

IN TRAM
002
09/19/2009
NWAP
001
CURRENT CORRESPONDENCE INFORMATION

ATTORNEY
Felicia J. Boyd
CORRESPONDENCE ADDRESS
FELICIA J. BOYD
FAEGRE & BENSON LLP
MINNEAPOLIS, MN 55402-3901
DOMESTIC REPRESENTATIVE
NONE
Trademark Snap Shot Amendment & Mail Processing Stylesheet

(Table presents the data on Amendment & Mail Processing Complete)
OVERVIEW
SERIAL NUMBER
77828022
FILING DATE
REG NUMBER
0000000
REG DATE
09/16/2009
N/A
REGISTER
PRINCIPAL
INTL REG #
N/A
INTL REG DATE
N/A
GLASSER, CARYN
L.O. ASSIGNED
108
TM ATTORNEY
MARK TYPE
SERVICE MARK
PUB INFORMATION
RUN DATE
12/02/2009
PUB DATE
N/A
STATUS
680-APPROVED FOR PUBLICATON
STATUS DATE
12/01/2009
DATE ABANDONED
N/A
DATE CANCELLED
N/A
SECTION 2F
NO
SECTION 2F IN PART
NO
SECTION 8
NO
SECTION 8 IN PART
NO
SECTION 15
NO
REPUB 12C
N/A
RENEWAL FILED
NO
RENEWAL DATE
N/A
DATE AMEND REG
N/A
FILING BASIS
FILED BASIS
CURRENT BASIS
AMENDED BASIS
1 (a)
YES
1 (a)
YES
1 (a)
NO
1 (b)
NO
1 (b)
NO
1 (b)
NO
44D
NO
44D
NO
44D
NO
44E
NO
44E
NO
44E
NO
66A
NO
66A
NO
NO BASIS
NO
NO BASIS
NO
MARK DATA
YES
MARK DRAWING CODE
COLOR DRAWING FLAG
NO

PARTY TYPE
NAME
ADDRESS

Sixth and Marquette
ENTITY
03-CORPORATION
CITIZENSHIP
Delaware
GOODS AND SERVICES

INTERNATIONAL CLASS
036
DESCRIPTION TEXT

SECURITIES MARKETS

INTERNATIONAL 036
CLASS
FIRST USE
DATE
01/01/1997
FIRST USE
01/01/1997
IN
COMMERCE
DATE
CLASS
STATUS
6-ACTIVE
NO
OWNER OF US REG NOS
2829557
PROSECUTION HISTORY
DATE
ENT CD
ENT
TYPE
DESCRIPTION
ENT NUM
12/01/2009
CNSA
008
12/01/2009
XAEC
007
12/01/2009
GNEN
006
12/01/2009
GNEA
005
12/01/2009
CNEA
004
11/24/2009
DOCK
003
09/21/2009
NWOS

IN TRAM
002
09/19/2009
NWAP
001

ATTORNEY
Felicia J. Boyd
FELICIA J. BOYD
FAEGRE & BENSON LLP
NONE
Trademark Snap Shot Publication Stylesheet

(Table presents the data on Publication Approval)
OVERVIEW
SERIAL NUMBER
77828022
FILING DATE
REG NUMBER
0000000
REG DATE
09/16/2009
N/A
REGISTER
PRINCIPAL
INTL REG #
N/A
INTL REG DATE
N/A
GLASSER, CARYN
L.O. ASSIGNED
108
TM ATTORNEY
MARK TYPE
SERVICE MARK
PUB INFORMATION
RUN DATE
12/02/2009
PUB DATE
N/A
STATUS
680-APPROVED FOR PUBLICATON
STATUS DATE
12/01/2009
DATE ABANDONED
N/A
DATE CANCELLED
N/A
SECTION 2F
NO
SECTION 2F IN PART
NO
SECTION 8
NO
SECTION 8 IN PART
NO
SECTION 15
NO
REPUB 12C
N/A
RENEWAL FILED
NO
RENEWAL DATE
N/A
DATE AMEND REG
N/A
FILING BASIS
FILED BASIS
CURRENT BASIS
AMENDED BASIS
1 (a)
YES
1 (a)
YES
1 (a)
NO
1 (b)
NO
1 (b)
NO
1 (b)
NO
44D
NO
44D
NO
44D
NO
44E
NO
44E
NO
44E
NO
66A
NO
66A
NO
NO BASIS
NO
NO BASIS
NO
MARK DATA
YES
MARK DRAWING CODE
COLOR DRAWING FLAG
NO

PARTY TYPE
NAME
ADDRESS

Sixth and Marquette
ENTITY
03-CORPORATION
CITIZENSHIP
Delaware
GOODS AND SERVICES

INTERNATIONAL CLASS
036
DESCRIPTION TEXT

SECURITIES MARKETS

INTERNATIONAL 036
CLASS
FIRST USE
DATE
01/01/1997
FIRST USE
01/01/1997
IN
COMMERCE
DATE
CLASS
STATUS
6-ACTIVE
NO
OWNER OF US REG NOS
2829557
PROSECUTION HISTORY
DATE
ENT CD
ENT
TYPE
DESCRIPTION
ENT NUM
12/01/2009
CNSA
008
12/01/2009
XAEC
007
12/01/2009
GNEN
006
12/01/2009
GNEA
005
12/01/2009
CNEA
004
11/24/2009
DOCK
003
09/21/2009
NWOS

IN TRAM
002
09/19/2009
NWAP
001

ATTORNEY
Felicia J. Boyd
FELICIA J. BOYD
FAEGRE & BENSON LLP
NONE
To:
Wells Fargo & Company (trademarkmpls@faegre.com)
Subject:
U.S. TRADEMARK APPLICATION NO. 77828022 - WELLS CAPITAL

MANAGEMENT - 11554-
Sent:
12/1/2009 3:00:57 PM
Sent As:
ECOM108@USPTO.GOV
Attachments:
UNITED STATES PATENT AND TRADEMARK OFFICE

SERIAL NO:
77/828022

CORRESPONDENT ADDRESS:
FELICIA J. BOYD
FAEGRE & BENSON LLP
APPLICANT:
*77828022*
GENERAL TRADEMARK INFORMATION:
http://www.uspto.gov/main/trademarks.htm
CORRESPONDENTS REFERENCE/DOCKET
NO: 11554CORRESPONDENT E-MAIL ADDRESS:
EXAMINERS AMENDMENT
ISSUE/MAILING DATE: 12/1/2009
OFFICE SEARCH: The examining attorney has searched the Offices database of registered and
pending marks and has found no conflicting marks that would bar registration under Trademark Act
Section 2(d). 15 U.S.C. 1052(d); TMEP 704.02.
AMENDMENT: In accordance with the authorization granted by Felicia J. Boyd on December 1, 2009,
the application has been AMENDED as indicated below. Please advise the undersigned examining
attorney immediately if there is an objection to the amendment. Otherwise, no response is necessary.
TMEP 707.
If the identification of goods and/or services has been amended, please note that any future amendments
must be in accordance with 37 C.F.R. 2.71(a) and TMEP 1402.07(e).
Disclaimer
The following disclaimer statement is added to the record:
No claim is made to the exclusive right to use CAPITAL MANAGEMENT apart from the mark
as shown.
See 15 U.S.C. 1056(a); TMEP 1213, 1213.08(a)(i).
cglasser
/cglasser/
Caryn Glasser
Trademark Examining Attorney
Law Office 108
Phone: (571) 270-1517
Fax: (571) 270-2517
STATUS CHECK: Check the status of the application at least once every six months from the initial
filing date using the USPTO Trademark Applications and Registrations Retrieval (TARR) online system
at http://tarr.uspto.gov. When conducting an online status check, print and maintain a copy of the
complete TARR screen. If the status of your application has not changed for more than six months, please
contact the assigned examining attorney.
To:
Wells Fargo & Company (trademarkmpls@faegre.com)
Subject:
U.S. TRADEMARK APPLICATION NO. 77828022 - WELLS CAPITAL

MANAGEMENT - 11554-
Sent:
12/1/2009 3:01:00 PM
Sent As:
ECOM108@USPTO.GOV
Attachments:
IMPORTANT NOTICE REGARDING YOUR TRADEMARK

APPLICATION
Your trademark application (Serial No. 77828022) has been reviewed. The
examining attorney assigned by the United States Patent and Trademark Office
(USPTO) has written a letter (an Office action) on 12/1/2009 to which you
must respond (unless the Office letter specifically states that no response is required).
Please follow these steps:
1.
Read
the
Office
letter
by
clicking
on
this
link
http://tmportal.uspto.gov/external/portal/tow?DDA=Y&serial_number=77828022&doc_type=EXA&mail_date=
OR go to http://tmportal.uspto.gov/external/portal/tow and enter your serial number to access the
Office letter. If you have difficulty accessing the Office letter, contact TDR@uspto.gov.
PLEASE NOTE: The Office letter may not be immediately available but will be viewable within 24
hours of this e-mail notification.
2. Contact the examining attorney who reviewed your application if you have any questions about the
content of the Office letter (contact information appears at the end thereof).
3. Respond within 6 months, calculated from 12/1/2009 (or sooner if specified in the Office letter), using
the Trademark Electronic Application System (TEAS) Response to Office Action form. If you have
difficulty using TEAS, contact TEAS@uspto.gov.
ALERT:
Failure to file any required response by the applicable deadline will result in the ABANDONMENT
(loss) of your application.
Do NOT hit Reply to this e-mail notification, or otherwise attempt to e-mail your response, as the
USPTO does NOT accept e-mailed responses.
*** User:cglasser ***

#
Total
Dead
Live
Live
Status/
Viewed
Viewed
Search
Search
Marks
Marks
Docs
Images
Duration
01
22149
N/A
0:03
*w{v}l*[bi,ti]not dead [ld]
02
3650
N/A
0:04
*{"ckqx"}{v}p{v}t{v}l*[bi,ti]not dead [ld]
03
5784
N/A
0:02
*m{v}n{v}g{v}m{v}nt*[bi,ti]not dead [ld]
04
0:01
1 and 2 and 3
05
64
64
58
0:01
1 and (2 or 3)
06
431
431
328
0:01
2 and 3
07
426
426
264
0:03
*wells*[bi,ti]not dead [ld]
08
3359
N/A
0:04
"capital" [bi,ti]not dead [ld]
09
3162
N/A
0:03
8 and "036"[cc]
10
2619
N/A
0:02
8 and ("036" A B 200) [ic]
Session started 11/30/2009 4:28:30 PM

Session finished 11/30/2009 4:44:13 PM
Total search duration 0 minutes 24 seconds
Session duration 15 minutes 43 seconds
Defaut NEAR limit=1ADJ limit=1
Sent to TICRS as Serial Number: 77828022
PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2011)
Trademark/Service Mark Application, Principal Register

Filing Date: 09/16/2009

Input Field
SERIAL
NUMBER
Entered
77828022
MARK INFORMATION
*MARK
STANDARD
CHARACTERS
YES
USPTOGENERATED
IMAGE
YES
LITERAL
ELEMENT
MARK
STATEMENT
The mark consists of standard characters, without claim to any particular

font, style, size, or color.
REGISTER
Principal
APPLICANT INFORMATION
*OWNER OF
MARK
INTERNAL
ADDRESS
*STREET
Sixth and Marquette
*CITY
Minneapolis
*STATE
(Required for U.S.
applicants)
Minnesota
*COUNTRY
United States
*ZIP/POSTAL
CODE
(Required for U.S.
applicants only)
55479
LEGAL ENTITY INFORMATION

TYPE
corporation
STATE/COUNTRY
OF
INCORPORATION
Delaware
GOODS AND/OR SERVICES AND BASIS INFORMATION

INTERNATIONAL
CLASS
036
*
IDENTIFICATION

MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT
OF FUNDS FOR OTHERS; PROVIDING INFORMATION IN THE
FIELD OF CAPITAL MANAGEMENT, CAPITAL INVESTMENT, AND
SECURITIES MARKETS
FILING BASIS
SECTION 1(a)
FIRST USE
ANYWHERE DATE
At least as early as 01/01/1997
FIRST USE IN
COMMERCE
DATE
At least as early as 01/01/1997
SPECIMEN FILE NAME(S)

ORIGINAL
PDF FILE
spec-6316112129-154423380_._WELLS_CAPITAL_MANAGEMENT__Use_Based_Application.pdf
CONVERTED
PDF FILE(S)
(2 pages)
\\TICRS\EXPORT8\IMAGEOUT8\778\280\77828022\xml1\APP0003.JPG
\\TICRS\EXPORT8\IMAGEOUT8\778\280\77828022\xml1\APP0004.JPG
SPECIMEN
DESCRIPTION
Internet pages
ADDITIONAL STATEMENTS SECTION

PRIOR
REGISTRATION(S)
The applicant claims ownership of U.S. Registration Number(s) 2829557.
ATTORNEY INFORMATION
NAME
Felicia J. Boyd
ATTORNEY
DOCKET NUMBER
11554-
FIRM NAME
Faegre & Benson LLP
INTERNAL
ADDRESS
2200 Wells Fargo Center
STREET
90 South Seventh Street
CITY
Minneapolis
STATE
Minnesota
COUNTRY
United States
ZIP/POSTAL
CODE
55402-3901
PHONE
612/766-7430
FAX
612/766-1600
EMAIL ADDRESS
AUTHORIZED TO
COMMUNICATE
VIA EMAIL
Yes
OTHER
APPOINTED
ATTORNEY
Cathleen F. Baraloto, John L. Beard, Jodi A. DeSchane, Sandra Epp Ryan,

John M. Haurykiewicz, Calvin L. Litsey, Patricia I. Reding, James R.
Steffen, Gary S. Weinstein, Lisa C. Bowser, Jennifer Daniel Collins,
Natalie Hanlon-Leh, Peter J. Kinsella, Leslie P. Kramer and Marc C. Levy
CORRESPONDENCE INFORMATION
NAME
Felicia J. Boyd
FIRM NAME
Faegre & Benson LLP
INTERNAL
ADDRESS
STREET
CITY
Minneapolis
STATE
Minnesota
COUNTRY
United States
ZIP/POSTAL
CODE
55402-3901
PHONE
612/766-7430
FAX
612/766-1600
EMAIL ADDRESS
AUTHORIZED TO
COMMUNICATE
VIA EMAIL
Yes
FEE INFORMATION
NUMBER OF
CLASSES
FEE PER CLASS
325
*TOTAL FEE DUE
325
*TOTAL FEE PAID
325
SIGNATURE INFORMATION
SIGNATURE
/paul mussell/
SIGNATORY'S
NAME
Paul W. Mussell
SIGNATORY'S
POSITION
Officer
DATE SIGNED
09/16/2009
PTO Form 1478 (Rev 9/2006)

OMB No. 0651-0009 (Exp 12/31/2011)
Trademark/Service Mark Application, Principal Register

Filing Date: 09/16/2009

MARK: WELLS CAPITAL MANAGEMENT (Standard Characters, see mark)
The literal element of the mark consists of WELLS CAPITAL MANAGEMENT.
The mark consists of standard characters, without claim to any particular font, style, size, or color.
The applicant, Wells Fargo & Company, a corporation of Delaware, having an address of
1700 Wells Fargo Center, MAC N9305-176,
Sixth and Marquette
United States
requests registration of the trademark/service mark identified above in the United States Patent and
Trademark Office on the Principal Register established by the Act of July 5, 1946 (15 U.S.C. Section 1051
et seq.), as amended, for the following:
International Class 036: INVESTMENT ADVISORY SERVICES; INVESTMENT
MANAGEMENT; INVESTMENT CONSULTATION; INVESTMENT OF FUNDS FOR OTHERS;
PROVIDING INFORMATION IN THE FIELD OF CAPITAL MANAGEMENT, CAPITAL
INVESTMENT, AND SECURITIES MARKETS
In International Class 036, the mark was first used at least as early as 01/01/1997, and first used in
commerce at least as early as 01/01/1997, and is now in use in such commerce. The applicant is
submitting one specimen(s) showing the mark as used in commerce on or in connection with any item in
the class of listed goods and/or services, consisting of a(n) Internet pages.
Original PDF file:
spec-6316112129-154423380_._WELLS_CAPITAL_MANAGEMENT_-_Use_Based_Application.pdf
Converted PDF file(s) (2 pages)
Specimen File1
Specimen File2
The applicant claims ownership of U.S. Registration Number(s) 2829557.

The applicant's current Attorney Information:
Felicia J. Boyd and Cathleen F. Baraloto, John L. Beard, Jodi A. DeSchane, Sandra Epp Ryan, John M.
Haurykiewicz, Calvin L. Litsey, Patricia I. Reding, James R. Steffen, Gary S. Weinstein, Lisa C. Bowser,
Jennifer Daniel Collins, Natalie Hanlon-Leh, Peter J. Kinsella, Leslie P. Kramer and Marc C. Levy of
Faegre & Benson LLP

United States
The attorney docket/reference number is 11554-.
The applicant's current Correspondence Information:
Felicia J. Boyd
Faegre & Benson LLP
612/766-7430(phone)
612/766-1600(fax)
trademarkmpls@faegre.com (authorized)
A fee payment in the amount of $325 has been submitted with the application, representing payment for 1
class(es).
Declaration
The undersigned, being hereby warned that willful false statements and the like so made are punishable by
fine or imprisonment, or both, under 18 U.S.C. Section 1001, and that such willful false statements, and
the like, may jeopardize the validity of the application or any resulting registration, declares that he/she is
properly authorized to execute this application on behalf of the applicant; he/she believes the applicant to
be the owner of the trademark/service mark sought to be registered, or, if the application is being filed
under 15 U.S.C. Section 1051(b), he/she believes applicant to be entitled to use such mark in commerce;
to the best of his/her knowledge and belief no other person, firm, corporation, or association has the right
to use the mark in commerce, either in the identical form thereof or in such near resemblance thereto as to
be likely, when used on or in connection with the goods/services of such other person, to cause confusion,
or to cause mistake, or to deceive; and that all statements made of his/her own knowledge are true; and
that all statements made on information and belief are believed to be true.
Signature: /paul mussell/ Date Signed: 09/16/2009

Signatory's Name: Paul W. Mussell
Signatory's Position: Officer
RAM Sale Number: 2920

RAM Accounting Date: 09/17/2009
Internet Transmission Date: Wed Sep 16 16:47:15 EDT 2009
TEAS Stamp: USPTO/BAS-63.161.12.129-2009091616471507
9664-77828022-460cdb3b4bee96a122f2f5eca2
3283a1ac-CC-2920-20090916154423380423

WELLS Capital Management (ServiceMark) SN/77828022 - Owner Wells Fargo &amp; Co (WFC HOLDINGS CORP) Investment Advisory Services; Investment Management; Investment Consultation; Investment of Funds for Others; Securities Markets

Hochgeladen von

Dokumentinformationen

Copyright

Verfügbare Formate

Dieses Dokument teilen

Dokument teilen oder einbetten

Freigabeoptionen

Stufen Sie dieses Dokument als nützlich ein?

Sind diese Inhalte unangemessen?

Copyright:

Verfügbare Formate

WELLS Capital Management (ServiceMark) SN/77828022 - Owner Wells Fargo &amp; Co (WFC HOLDINGS CORP) Investment Advisory Services; Investment Management; Investment Consultation; Investment of Funds for Others; Securities Markets

Hochgeladen von

Copyright:

Verfügbare Formate

Generated on: This page was generated by TSDR on 2015-05-02 07:59:56 EDT

Mark: WELLS CAPITAL MANAGEMENT

US Serial Number: 77828022

Application Filing Date: Sep. 16, 2009

US Registration Number: 3771492

Registration Date: Apr. 06, 2010

Related Properties Information

Goods and Services

U.S Class(es): 100, 101, 102

Class Status: ACTIVE

Use in Commerce: Jan. 01, 1997

Basis Information (Case Level)

Currently Use: Yes

Current Owner(s) Information

State or Country Where DELAWARE

Attorney Email Yes

Correspondent Felicia J. Boyd

Correspondent e-mail: WellsFargoFilings@btlaw.com

Correspondent e-mail Yes

Apr. 06, 2015

COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED

Aug. 24, 2010

ATTORNEY REVOKED AND/OR APPOINTED

Aug. 24, 2010

TEAS REVOKE/APPOINT ATTORNEY RECEIVED

Apr. 05, 2010

ATTORNEY REVOKED AND/OR APPOINTED

Apr. 05, 2010

TEAS REVOKE/APPOINT ATTORNEY RECEIVED

Apr. 06, 2010

Jan. 19, 2010

OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED

Jan. 19, 2010

PUBLISHED FOR OPPOSITION

Dec. 16, 2009

LAW OFFICE PUBLICATION REVIEW COMPLETED

Dec. 15, 2009

Dec. 01, 2009

APPROVED FOR PUB - PRINCIPAL REGISTER

Dec. 01, 2009

EXAMINER'S AMENDMENT ENTERED

Dec. 01, 2009

NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED

Dec. 01, 2009

EXAMINERS AMENDMENT E-MAILED

Dec. 01, 2009

EXAMINERS AMENDMENT -WRITTEN

Nov. 24, 2009

Sep. 21, 2009

NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM

Sep. 19, 2009

NEW APPLICATION ENTERED IN TRAM

TM Staff and Location Information

Date in Location: Apr. 06, 2010

U.S. Serial Number: 77828022

PTO Form 2196 (Rev 9/2005)

Revocation of Attorney/Domestic Representative and/or

The table below presents the data as entered.

LAW OFFICE ASSIGNED

LAW OFFICE 108

WELLS CAPITAL MANAGEMENT

NEW OTHER APPOINTED

Manuel Herrera, Hae Park-Suk, Melissa A. Vallone

NEW ATTORNEY ADDRESS

WELLS Capital Management (ServiceMark) SN/77828022 - Owner Wells Fargo & Co (WFC HOLDINGS CORP) Investment Advisory Services; Investment Management; Investment Consultation; Investment of Funds for Others; Securities Markets

WELLS Capital Management (ServiceMark) SN/77828022 - Owner Wells Fargo & Co (WFC HOLDINGS CORP) Investment Advisory Services; Investment Management; Investment Consultation; Investment of Funds for Others; Securities Markets