Beruflich Dokumente
Kultur Dokumente
Introduction
In the UK, there is a long intellectual tradition of opposing any
enhancement of judicial power in the name of protecting rights. Jeremy
Bentham was a hugely influential figure in forging that tradition. He
was deeply sceptical of canonical and abstract statements of rights,
which he famously castigated as nonsense upon stilts.1 Bentham
denounced the 1791 Declaration of the Rights of Man as a perpetual
vein of nonsense, flowing from a perpetual abuse of words2 and dismissed the rights contained in the Declaration as:
. . . sentimental conceits, as trite as they are unmeaning . . . frippery ornament
compared to the majestic simplicity of good sound senseand the acts of the
senate loaded and disfigured by the tinsel of the playhouse.3
Benthams invective was not just focused on rights. It was also directed at
the courts and judges. A firm believer in the value and importance of strong
parliamentary government, Bentham was deeply sceptical about the desirability (and indeed, ability) of judges to supervise or limit what parliament
decides to do. His concerns about the legitimacy of giving the courts powers
to enforce rights are encapsulated in the following stark warning:
Give the judges the power of annulling [Parliaments] acts; and you transfer a
portion of the supreme power from an assembly which the people have had
* Reader in Law and Fellow of St Edmund Hall, University of Oxford. I am grateful
to Trevor Allan, Nicholas Bamforth, Nick Barber, Eric Barendt, Lizzie Barmes, Costas
Douzinas, Colm OCinneide, Matthew Robinson and Lord Sedley for helpful discussion of the ideas presented in this chapter.
1
J Bowring (ed), The Works of Jeremy Bentham (Tait: Edinburgh, 1843) 501.
2
J Bentham, Anarchical Fallacies, in The Works of Jeremy Bentham, ibid, Vol II,
3
491524.
Ibid 497.
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The sceptical battle waged by Bentham in the 19th century is still being
fought with unmitigated fervour in the 20th and 21st centuries.5 In
fact, David Dyzenhaus suggests that we are experiencing a:
neo-Benthamite revival . . . [which is] part of an attempt in legal and constitutional theory to focus attention on legislatures rather than the courts . . .
The revival claims that Parliaments in vigorous democracies protect human
rights better than courts and that trust in judges to resolve political disputes
results in the capture of our political processes by elites and thus in democratic
debilitation.6
4
Fragment on Government (Cambridge, 1988) ch IV, para 32. For further discussion
of Benthams scepticism both in relation to rights and the courts, see Lord Hoffmann,
Bentham and Human Rights (2001) 54 CLP 61.
5
eg, see J Griffith, The Politics of the Judiciary (Fontana, 1997); T Campbell,
K Ewing and A Tomkins (eds) Sceptical Essays on Human Rights (Oxford Univeristy
Press: Oxford, 2001).
6
D Dyzenhaus, The Genealogy of Legal Positivism (2004) 24 OJLS 39, 62. For
the term democratic debilitation, see M Tushnet, Policy Distortion and Democratic
Debilitation: Comparative Illumination of the Counter Majoritarian Difficulty (1995)
94 Michigan Law Review 245.
7
See Dyzenhaus, The Left and the Question of Law (2004) 17 Canadian Journal of
Law and Jurisprudence 7, at 1011.
8
For use of this label, see also T Campbell, Incorporation through Interpretation in Campbell, Ewing & Tomkins (eds) Sceptical Essays on Human Rights,
n 5 above, 79, 88; S Fredman, Scepticism under Scrutiny: Labour Law and
Human Rightsin Campbell, Ewing & Tomkins (eds) Sceptical Essays on Human
Rights, n 5 above, 213; A Kavanagh, Judging the Judges under the Human Rights
Act 1998: Deference, Disillusionment and the War on Terror (2009) Public Law
287304.
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some share, at least, in choosing, to a set of men in the choice of whom they
have not had the least imaginable share.4
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Aileen Kavanagh
9
The debate between democratic sceptics and supporters of constitutional review
under the HRA has been the subject-matter of many recent CLP lectures, see
C OCinneide, Democracy, Rights and the Constitution New Directions in the
Human Rights Era (2004) 57 CLP 175; G Phillipson, Deference, Discretion, and
Democracy in the Human Rights Act Era (2007) 60 CLP 40; S Fredman, Judging
Democracy: The Role of the Judiciary under the HRA 1998 (2000) 53 CLP 99.
10
This task is undertaken in A Kavanagh, Constitutional Review under the UK
Human Rights Act (Cambridge University Press: Cambridge, 2009) ch 13.
11
For an historical survey of the radical, dissenting tradition at the LSE (from
which democratic scepticism partly stems), see R Rawlings, Distinction and Diversity:
Law and the LSE, in R Rawlings (ed) Law, Society and Economy: Centenary Essays for the
London School of Economics and Political Science 1895-1995 (Oxford: Clarendon Press,
1997) at 18ff. Hugh Collins argues that the sceptical strand within UK public law
scholarship has intellectual affinities with the type of scepticism which underpins
American legal realism, see H Collins, Law as Politics: Progressive American Perspectives, in J Penner, D Schiff & R Nobles (eds) Jurisprudence and Legal Theory: Commentary and materials (Butterworth, London, 2002) 285286.
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12
A Tomkins, Introduction: On Being Sceptical About Human Rights in Scep13
tical Essays on Human Rights, n 5 above, 8.
Ibid, 2.
14
Ibid, 2.
15
Tomkins, ibid, 2; J Waldron, A Right-Based Critique of Constitutional Rights
(1993) 13 OJLS 18; K Ewing, Human Rights, Social Democracy and Constitutional
Reform in C Gearty & A Tomkins (eds) Understanding Human Rights (Mansell:
London, 1996) 45; see also Ewing and Gearty Rocky Foundations for Labours New
Rights (1997) European Human Rights Law Review 146, 150 who claim that it is selfevidently true that those who believe in the virtues of democracy will also believe in the
values of civil liberties and human rights.
16
eg, see C Douzinas, The End of Human Rights: Critical Legal Thought at the Turn
of the Century (Hart Publishing: Oxford, 2000).
17
J Waldron, The Core of the Case Against Judicial Review (2006) 115 Yale Law
Journal 1346, 1365
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sceptical about the same things. Nor are they equally sceptical.12
However, considerable agreement nonetheless collects around the
positive and negative propositions noted above. For example, in an
edited collection entitled Sceptical Essays on the Human Rights Act
published in 2001, some 21 sceptical authors signed a mission statement voicing very considerable doubts about the wisdom of [the HRA]
within the British democratic tradition13 and lamenting what they
described as the extensive shift of political authority to the judiciary
which is involved in the HRA.14 Thus, a positive belief in the value
of democracy and a concomitant scepticism about judicial power is
a strong theme running through the writings of most democratic
sceptics.
Secondly, whilst many democratic sceptics share Benthams reservations about the appropriateness of letting judges make decisions on
matters of high constitutional principle, the contemporary torchbearers
of this school of thought nonetheless tend to endorse unequivocally the
importance of human rights within any democratic system of government.15 Naturally, rights and rights-talk are not without their academic detractors,16 but this is now perceived to be something of an
outlier17 position within the mainstream of democratic scepticism in
UK public law theory. Contemporary democratic sceptics are not
opposed to rights, but only to making judges their guardians. Thus,
whilst they share with supporters of constitutional review the view that
rights are valuable, the main bone of contention concerns the institutional question of how we should go about protecting rights and, crucially, who should be given power to enforce them.
Thirdly, democratic sceptics are not just sceptical in the etymological sense of being an inquirer, a seeker after truth. All scholars should
106
Aileen Kavanagh
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The second is the empirical argument that judges do not do a very good
job of protecting rights. Put simply, if our destination is the optimal
protection of rights constitutional review is not the best way to get
there. Responding to what they perceive as the dismal judicial record in
protecting rights, many democratic sceptics argue that we are more
likely to get good outcomes for rights, if we leave legislatures free to
enact legislation as they wish, unfettered by meddling judges.
The empirical argument has been the animating force behind
democratic scepticism in the UK throughout the 20th century. The
classic example of this type of scholarship is John Griffiths The Politics
of the Judiciary.23 First published in the 1970s at a time when industrial relations dominated the political agenda, Griffith highlighted and
excoriated the notoriously illiberal decisions handed down by the courts
in this period. Those decisions did little to inspire confidence that we
should entrust the judiciary with the task of protecting civil liberties.24
For many democrats sceptical of the role of the courts, the empirical
evidence from this period made a deep and lasting impression. As Keith
Ewing observed, scepticism about giving the courts the power to enforce
rights was based on a distrust of the judges. This distrust was built upon
empirical evidence and came out of the experience of frustration about
judicial intervention in the social sphere over many years.25
22
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Aileen Kavanagh
26
27
Waldron, n 17 above, 1346.
See also Ewing, n 25 above, 41.
Note that this is also true of many arguments made in favour of constitutional
review, ie that its virtues are often presented as necessary and not temporally or politically contingent facts about judges and court-structures, see further F Schauer, Neutrality and Judicial Review, (2003) 22 Law and Philosophy 217, 237ff.
29
Waldron talks about making a general case against constitutional review in a way
that is uncluttered by discussions of particular [ judicial] decisions, n 17 above, 1346
(emphasis added).
28
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Waldron, Law and Disagreement (Oxford University Press: Oxford, 1999) 213.
32
Ibid, 232.
Waldron, n 15 above, 45.
Ibid 36; see Waldron, n 10 above, 242.
34
See further A Kavanagh, Participation and Judicial Review: A Reply to Jeremy
Waldron (2003) 22 Law and Philosophy 451, 456ff.
35
Waldron, n 15 above, 50, 38.
36
L Alexander, Is Judicial Review Democratic? A Comment on Harel (2003) 22
Law and Philosophy 277, 279.
31
33
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policy.30 For Waldron, this is nothing less than the right of rights, socalled because its exercise seems peculiarly appropriate in situations
where reasonable right-bearers disagree about what rights they have.31
Echoing Bentham, Waldron argues that by taking decisions about
rights away from participatory-majoritarian institutions and placing
them in the hands of the courts, constitutional review involves an
unjustifiable disempowerment of ordinary citizens on matters of the
highest moral and political importance.32
Waldron explicitly eschews what he calls a rights-instrumentalist
approach to the justification of constitutional review.33 For him, the
right to participate is not one value to be included in a balance with
others. Rather, participation is fundamental: a participatory-majoritarian resolution of political disputes should be adopted, even if this
would lead to worse outcomes than any other decision-making
mechanism.34 Thus, the likelihood that constitutional review might
offer better protection to human rights than participatory majoritarianism, is insufficient justification to restrict or limit the right to
participation. The reason Waldron gives for this is as follows:
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Aileen Kavanagh
Since we are never going to be able to agree on what these rights are, the
reasons supporting a majoritarian decision procedure operate as exclusionary reasons;38 they are not to be balanced against the controversial
reasons in the first-order debate, because they are on a different normative level.39 Rather, they exclude the first-order reasons altogether.
When the argument against constitutional review takes this exclusionary form, it encounters a number of problems. Before outlining
what those problems are, I should concede that the moral argument
based on the right of all citizens to participate equally in the decisionmaking of their polity, carries enormous rhetorical force. By trading on
a cluster of seemingly incontrovertible ideas (such as, for example,
egalitarianism, individual empowerment and inclusion) it loads the
discursive dice in favour of democratic scepticism. The language of
egalitarian respect for ordinary people gives a sort of moral immunity
to the right to participate which exposes supporters of constitutional
review to the charge of being elitist and anti-democratic. At first glance,
the rhetorical potency gives credence to the idea that the right to participate should override or even exclude consideration of other values.
But when we strip this argument of its undeniable rhetorical force, it
becomes less compelling than may at first appear. Despite its intuitive
appeal, the right to participate does not warrant the fundamental or
exclusionary status accorded to it by Jeremy Waldron.
Let me begin by noting some common ground. I fully accept that
popular participation in public decision-making is of undoubted
37
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Aileen Kavanagh
the fact that the 2008 election was remarkable precisely because it was exceptional in
contemporary times, I will just make two brief points. The first is to emphasize that I am
not denying the significance and importance of the right to vote. The second is that the
reason why Americans came out in such large numbers to vote in that election was their
belief that Barack Obama would make a difference and change life in the US for the
better. In other words, they exercised their right to vote primarily for instrumental reasons of hoping to achieve good government, see further Kavanagh, n 34 above, 4634.
43
For a similar argument against a pre-emptive role for democratic decision making and in favour of the idea that democratic reasons are to be weighed in the balance
against other reasons, see T Christiano, Waldron on Law and Disagreement (2000) 19
44
Law & Philosophy 524, 538.
eg, see Kavanagh, n 34 above.
45
Raz, Ethics in the Public Domain (Oxford University Press: Oxford, 2004) 117.
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46
R Dworkin, Laws Empire (Harvard University Press: Cambridge, Mass, 1986)
376; L Alexander, n 36 above, 283; J Rawls, A Theory of Justice (Harvard University
Press: Cambridge, Mass, 1971) 2301; Raz, The Morality of Freedom (Oxford Uni47
versity Press, 1996) ch 4; T Christiano n 43 above, 542.
Rawls, ibid, 2301.
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likely to make good political decisions. The design that is most likely to
yield good decisions is most justified. Secondly, the intrinsic value of
participation does not undercut the central role of the instrumentalist
condition of good government. The issue is whether one can limit the
right to participate to some degree in order to secure other valuable
goals. Thirdly, by supporting the idea that the justification of political
authority must rest ultimately on its instrumental value to good government, I do not want to give the impression that effective rightsprotection is the touchstone for legitimate political authority across the
board. Rights are only one small part of the concerns and values to
which governments must respond. However, since rights-protection is
one of the main tasks given to judges under constitutional review, their
success in realizing this goal is central to the justification of constitutional review. Finally, my support for the centrality of the instrumentalist condition of good government does not entail a
straightforward prioritization of rights over democracy. Nor do I wish
to deny that effective rights-protection can support and strengthen
democratic institutions. All I wish to show here is that although the
right to participate is important (both intrinsically and instrumentally),
it is not the right of rights. Both rights and democratic procedures are
important in various ways. Indeed, the intrinsic importance of participation means that no system of political authority is justified unless it
secures the goal of participation to some meaningful degree.
The centrality of the instrumentalist condition for the justification of
political authority is widely supported by many legal and political theorists, despite their disagreement on other issues.46 Thus, John Rawls
noted: the fundamental criterion for judging any procedure is the justice of its likely results . . . the test of constitutional arrangements is
always the overall balance of justice.47 This view also accords with the
common belief that it is the duty of democratic governments to rule in
the interests of the governed or for the common good. After all,
democracy is not just decision making by the people, but also for the
people, ie in their best interests. Government decisions on behalf of
the governed are frequently assessed on the basis of whether they made
the right/just/fair decision. In fact, democratic political decisions tend to
114
Aileen Kavanagh
48
Ewing, The Futility of the Human Rights Act (2004) PL 829, 831; Tomkins,
Our Republican Constitution (Hart Publishing: Oxford, 2005) 7.
49
50
Waldron, n 30 above, 248.
Kavanagh, n 10 above.
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be justified not merely on the basis that they were made by elected
officials, but also that they tend to be the right decisions.
There is another point worth bearing in mind here. This relates to
the statement that constitutional review entails a partial limit on the
democratic right to participate. Democratic sceptics sometimes suggest
that the justification of constitutional review hinges on an all-or-nothing view of the importance of democracy. Either one is a supporter of
democratic government or one favours a juristocracy48 or judicial
aristocracy49 in its place. But this is a false contrast. It gives the misleading impression that constitutional review is a complete system of
political authority in the same way as, say, democracy, aristocracy or
monarchy. However, constitutional review relates to a much more
limited range of decisions (and indeed a more limited type of decisionmaking) than the term juristocracy suggests.
For one thing, in political systems which possess judicial powers of
constitutional review, most political decisions, (including important
policy-making issues), are left to the democratic process, accountable
to the citizen-body. Nor is it even the case that all matters related to
constitutional rights are allocated to the courts under constitutional
review. Much of the detailed regulation of rights is carried out by
the legislature in the course of their policy-making decisions, not all
of which will be in response to judicial decisions.50 Moreover, as is
well known, judges do not get to choose which areas of the law to
adjudicate since they are largely responsive to the vagaries of litigation. Only a very small proportion of the statute book ever comes
before the courts through litigation. Constitutional review does not
give the courts the power to make primary political decisions, but
merely the power to review the exercise of primary decision-making
authority possessed by the legislature and executive for compliance
with a set of legal norms. The task of review is therefore secondary
to the primary law-making powers of parliament and is only activated in relatively rare circumstances. This highlights the fact that
unlike, say, democracy, monarchy or aristocracy, constitutional review
is not a complete theory of political authority. It is a decision-making
procedure designed to deal with a limited range of issues, and in a
limited way. As such, it should not be posed as an alternative to
51
Indeed, it is sometimes argued that the major role played by non-elected civil
servants in governmental decision-making constitutes a dilution of democracy, see
Darrow & Alston, Bills of Rights in Comparative Perspective, in P Alston (ed) Promoting Human Rights through Bills of Rights: Comparative Perspectives (Oxford University Press: Oxford, 1999) 465, 502.
52
For this way of framing the debate between those who advocate and oppose
judicial review in a democracy, see Robert A Dahl, Democracy and Its Critics (Yale
University Press: New Haven, 1989) p 163; see also Albert Weale, The Limits of
Democracy in A Hamlin and P Pettit (eds) The Good Polity: Normative Analysis of the
State (Basil Blackwell: Oxford, 1989) 2.
53
Thus, Tim Scanlon claims that political philosophy can tell us little about what
kinds of participatory and/or representative institutions will satisfy the requirement of
effective and equal participation, see TM Scanlon, Due Process in R Pennock and
J Chapman (eds) Nomos XVIII: Due Process (New York University Press: New York,
1977) 98; see also C Beitz, Procedural Equality in Democratic Theory: A Preliminary
Examination in Nomos XXV: Liberal Democracy (New York University Press: New
York, 1977) 6970.
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Aileen Kavanagh
There is one further point about the way in which democratic sceptics
articulate the moral argument, which warrants mention here. This is
that they tend to present constitutional review as an elitist form of
decision-making made by unelected and unaccountable judges, and
contrast this with an egalitarian and inclusive form of decision-making
made by ordinary men and women.56 Of course, no one would deny
that one of the values of democratic decision-making is that people are
given some say in political affairs. Moreover, since judicial decisionmaking is not directly responsive to the electorate, constitutional review
can be described as elitist in the sense that it is removed from direct
popular input and control. However, this point needs careful handling
in order to avoid succumbing to an unrealistic picture of what is
involved in democratic decision-making.
The first point to note is that by using language which refers to
decisions made by all citizens or by ordinary men and women,
democratic sceptics give the misleading impression that democracy is
somehow direct, with citizens voting directly on substantive issues.
However, in modern democracies like the UK, it is almost invariably
the case that political decisions are made by public representatives,
rather than directly by ordinary men and women. So the question
about constitutional review is not whether the people themselves57
should make decisions about rights or hand them over to elitist judges,
it is about who should make decisions about rights on behalf of the
peopleelected representatives alone or elected representatives combined with constitutional review by judges.
The second point concerns the nature of democratic participation
and the vaunted egalitarianism on which it supposedly rests. Some
democratic sceptics present the right to participate as the democratic
54
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greater or lesser degree, the chosen one must bear a burden of justification.54 This burden reflects the fact that we care about participation.
But, as one commentator has observed:
under the current system, the right of citizens to participate in decisions about
rights is so attenuated as to be almost fictional, largely because of the weakness
of Parliament relative to an all-powerful executive.60
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Aileen Kavanagh
(1) The right to participate does not have the fundamental status
attributed to it by democratic sceptics such as Jeremy Waldron. It
does not exclude consideration of other values. Nor does it necessarily override them. Democratic decision-making procedures,
though certainly important, are not all we care about in politics.
(2) Participation in political affairs is intrinsically valuable. Therefore,
a political system which denied it altogether would be illegitimate.
But partial curtailment of the right to participate may be justified,
if it would lead to better government overall. One can balance the
loss in participation against other values. That constitutional
review is carried out by unelected public officials is not a knockdown argument against it.
(3) The intrinsic importance of participation does not undermine the
centrality of the instrumentalist condition of good government.
The participatory aspect of democratic decision-making may
well transcend63 issues of outcome but it does not supplant them.
This means that when assessing the justification for constitutional
review the empirical judicial record in upholding rights matters a
great deal. The factors which influence that empirical assessment,
including the problems which afflict it, will be considered in the
next section.
62
See the Representation of the People Act 1983, ss 1(1) (children under 18), 3(1)
(prisoners), and 7(1) (mental patients). For the argument that litigation based on a Bill
of Rights has been successfully and widely used by hitherto marginalized persons or
groups to counter injustice see, eg, OCinneide, n 9 above, 188; B McLachlin, The
Canadian Charter and the Democratic Process in Gearty and Tomkins (eds), Understanding Human Rights (Mansell: London, 1996) 28; see further Kavanagh, n 10 above,
63
33944.
Waldron, n 15 above, 38.
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We value participation not just as an end in itself, but also because we think
that this is one way to ensure that each person gets what is hers by right.64 . . .
Participation is also valued as a mode of self-protection: each individual acts,
to some extent, as a voice for those of her own interests that ought to be taken
seriously in politics.65
65
Waldron, n 15 above, 37.
Ibid, 37.
Kavanagh, n 34 above, 47982.
67
Waldron, n 17 above. Another ambivalence which comes to light in Waldrons
recent writings concerns the issue of the legitimacy of constitutional review when
judicial decisions can be overturned by democratically-elected decision makers, see n 17
above, 1346ff. When Parliament has the power to override a judicial determination
about the constitutionality of legislation, then it seems as if Waldrons objections lose
some of their force. Jeffrey Goldsworthy argues that it is not at all clear that democratic
sceptics should oppose the constitutionalization of human rights in situations where
parliament has the final authority to override the judges, see Goldsworthy, Judicial
Review, Legislative Override and Democracy in T Campbell, J Goldsworthy and
A Stone (eds) Protecting Human Rights: Instruments and Institutions (Oxford University
Press: Oxford, 2003).
66
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There is one final point to be made about the instrumentalist justification for constitutional review. I presented Jeremy Waldron as the
strongest advocate of the procedural justification of constitutional
review and the strongest opponent of the instrumentalist justification.
However, despite Waldrons fervent opposition to instrumentalist justifications of political authority, he also avails of an instrumentalist
justification to support the primacy of the right to participate. Thus,
even in his early writings, he claimed that by participating in majoritarian politics, citizens have a better chance of protecting their rights
than if this protection is left to others:
120
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71
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122
Aileen Kavanagh
81
82
Ewing, n 25 above, 41.
See also Gavin Phillipson, n 9 above, 4.
Kavanagh, Judging the Judges under the Human Rights Act 1998: Deference,
Disillusionment and the War on Terror (2009) PL 287304.
84
HLA Hart, The Concept of Law (Clarendon Press: Oxford, 1961) at 135 (dis85
Ewing, n 71 above, 852.
cussing rule-sceptics in particular).
86
87
Gearty, n 8 above, at 21.
Enoch, n 39 above, 23.
88
J Raz, Disagreement in Politics (1998) 43 American Journal of Jurisprudence
25, 45.
83
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decided in those cases only serves to further entrench and polarize positions. Thus, in the UK, rights enthusiasts may seize upon the Belmarsh
Prison case as definitive proof that judges can step in to protect rights
when the executive fails to do so. But by the same token, democratic
sceptics who fear that Belmarsh might be used as a compelling case to
disarm [them]81 rush to criticize it, stressing only its shortcomings.
There is a danger of hyperbole on both sides. Moreover, when the battle
of examples is fought to the death, a fundamental point is lost in the
crossfire, namely, that one single case cannot win the war either way.82
This raises another fundamental question relating to the assessment of
the empirical record, namely, the appropriate standard by which we
should assess the judicial record in upholding rights. Elsewhere, I have
argued that there is a tendency amongst some democratic sceptics to
assess the judicial record with reference to an absolutist standard.83
As HLA Hart pointed out, sceptics are sometimes disappointed absolutists84they expect everything and when it does not materialize, they are
thrown into a state of abject disappointment and growing disillusionment.85 Thus, if the HRA cannot achieve the bald elimination86 of all
human rights violations and provide an absolute barrier to the relentless
war on terror waged by an almighty executive, then it must be condemned as an utterly futile measure. In my view, the appropriate standard by which to assess the judicial record in protecting rights is one of
success in some measure, not absolute success. The question is whether
the courts do a sufficiently good job overallsufficiently good, that is, to
outweigh the costs.87 Thus, when considering which political decisionprocedure should be entrusted with the task of enforcing fundamental
rights, the question is: in the circumstances of the time and place under
consideration, which institution is most likely to enforce them well, with
fewest adverse side effects?88 Are the instrumental benefits sufficient to
outweigh the costs?
This standard of assessment has a number of advantages. For one
thing, it emphasizes that an evaluation of the empirical record is a
90
Kyritsis, n 55 above, 747.
Rawls, n 46 above, 83.
Charles Black, A New Birth of Freedom: Human Rights, Named and Unnamed (Yale
University Press: New Haven, CN, 1997) 109 cited in Waldron, n 17 above, 1351.
91
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124
Aileen Kavanagh
92
Gearty, Principles of Human Rights Adjudication (Oxford University Press:
Oxford, 2001). For a critique of the idea that the HRA gives parliament or government
the so-called last word on issues of rights, see Kavanagh, n 10 above, 3224 and
40811.
93
For discussion of similar shifts by some American scholars when the outcomes
delivered by the US Supreme Court changed from liberal to conservative or vice versa,
see Schauer, n 28 above, 236ff.
94
Gearty, 11 September 2001, Counter-Terrorism and the Human Rights Act
(2005) 32 Journal of Law and Society 18.
95
Gearty, Rethinking Civil Liberties in a Counter-Terrorism World (2007)
96
Ibid.
EHRLR 115.
97
Thus, Schauer queries whether there is a whiff of opportunism or hypocrisy in the
recent conversion of left-leaning American constitutionalists who had celebrated the
virtues of judicial review when Earl Warren was Chief Justice but seem to have reversed
course now that the Supreme Court is populated differently, n 28 above, 236. Schauer
seems to support an instrumental justification of constitutional review and this would
suggest that there is no inconsistency in urging a change in the shape and nature of
judicial review as the time and people change, n 28 above, 238.
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98
Apart from the three factors enumerated above, one more mundane reason why
scholars may be reluctant to change their views on issues such as constitutional review,
may simply be that it may seem like an admission that one got it wrong. As mentioned
above, the justification (or indeed critique) of constitutional review is often couched in
timeless (rather than temporally or politically contingent) language. As Frederick
Schauer has observed, if constitutional review is applauded (or indeed castigated) in
these terms, then one may be accused of inconsistency or disingenuousness if one
changes ones mind, n 28 above, 237. However, if the argument of my chapter is
correct, there is no necessary inconsistency in supporting constitutional review when it
delivers good outcomes and criticizing it when it does not.
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126
Aileen Kavanagh
99
101
100
Kavanagh, n 10 above.
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102
Ibid, 747.
W Waluchow, A Common Law Theory of Judicial Review: The Living Tree
(Cambridge University Press: New York, 2007) 163, 255ff.
104
Phillipson notes that in the area of national security, not only is there no electoral
gain involved in protecting rights, there is in fact a significant electoral cost, n 9 above;
see also TRS Allan, Parliaments Will and the Justice of the Common Law: The
Human Rights Act in Constitutional Perspective (2006) 59 CLP 27, 30. This kind of
empirical speculation can be used to mount an argument in favour of a non-elective
decision-making procedure with respect to the enforcement of those rights, see
Kavanagh, n 10 above.
103
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(judges, legislators, or civil servants) will carry out their respective roles
in good faith and with a reasonable level of competence, we may still
have an institutional reason to favour judges over, say, civil servants,
simply on the basis that judges are less vulnerable than civil servants to
pressure by the executive.102 Similarly, the argument that judges may
be able to withstand electoral or popular pressure to a greater degree
than politicians, is not based on the idea that judges are inherently
more enlightened or more courageous than the typical legislator. The
point is simply that politicians and judges make their decisions in different institutional contexts, such that it is easier for judges to withstand popular pressure.103 Given that their institutional design makes
them relatively immune from popular pressure, this gives us a reason to
favour constitutional review as a reviewing procedure to ensure protection of human rights, especially when such protection may be deeply
unpopular.104
Certainly, this is far from a conclusive argument in favour of constitutional review. It may be that this institutional advantage is, in the
circumstances of a particular time and place, overshadowed by other
disadvantages. The only point I am making here is that when evaluating an institution like constitutional review, one focuses not just on
particular outcomes in particular decisions, but also on the general
institutional and constitutional structures in which officials make
decisions. Given that these general structures remain relatively constant
over time, this accounts (in part) for the fact that scholars are less likely
to change their general view about the justification of constitutional
review on the basis of changes in the judicial record at a particular time
and place. Evaluating the empirical evidence on judicial decisionmaking is not only a matter of working out judges politics and assessing their individual decisions, but also considering the pros and cons
of the institutional structures within which they make their decisions.
128
Aileen Kavanagh
So, have the facts pertinent to the role of the judiciary in our political
system changed to any significant degree? Many commentators believe
that there has been a significant shift in judicial attitudes and performance in the UK in the last 20 years. In the early part of the 20th
century, left-wing public law scholars in the UK became confident that
the forces of democratic politics had become allied with the forces of
social progress.105 However, this optimism evaporated in the Thatcher
era when legislation was wielded as a sledgehammer to dismantle much
of the achievement of the social state.106 Responding to the poor civil
liberties record of governments during the Thatcher years, Keith Ewing
and Conor Gearty suggested that the traditional political checks on
government were insufficiently effective as a method of curbing the
power of a determined and illiberal governing party: Mrs Thatcher has
merely utilized to the full the scope for untrammelled power latent in
the British constitution but obscured by the hesitancy and scruples of
previous consensus-based political leaders.107 But this seemingly
untrammelled power was eventually met with some resistance in the
courts. The growth of judicial review in the 1990s even leads John
Griffith to acknowledge that judges since 1990 have become far more
willing to strike down ministerial exercise of power than during the
1980s.108 He accepted that the attitude of the senior judiciary had
changed for the better.109
However, despite the growth of judicial review in the 1990s,
democratic sceptics still believed that if the UK had a Bill of Rights, the
courts would use it to quash or limit the extent of socially progressive
105
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110
A Tomkins, The Rule of Law in Blairs Britain (2008) University of Queens111
land Law Review 24.
Ibid, 25.
112
113
114
Ibid, 25.
Ibid, 25.
eg, see Ewing, n 48 above.
115
Ewing, n 25 above, 41. John Griffith has also pointed out that it is the recent
empirical evidence which matters in terms of assessing whether it is justified to give
enhanced power to the courts to adjudicate rights, see The Common Law and the
Political Constitution (2001) 117 LQR 42, 66.
116
This article was written after the House of Lords decision in the Belmarsh Prison
case but before the House of Lords handed down the three control order decisions:
Secretary of State for the Home Department v JJ [2007] UKHL 45; Secretary of State for the
Home Department v MB and AF [2007] UKHL 46; Secretary of State for the Home
Department v E [2007] UKHL 47. For discussion of the control order decisions see
117
Ewing, n 25 above, 41.
Ibid, 41.
118
119
Ibid. 41
Ibid, 41.
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130
Aileen Kavanagh
The debates surrounding the Prevention of Terrorism Act 2005 have confounded even more historical certainties. It was assumed in the past that it was
the Labour Party and not the Conservative party that would be strong on civil
liberties and soft on national security . . . it was also assumed in the past that
the more conservative House of Lords would be similarly robust in its defence
of national security at the expense of civil liberties should a challenge between
the two arise.121
So, what consequences do these changes have for democratic scepticism? If judges are just as liberal as the political class and left-wing
governments are not producing any socially progressive legislation, then
this goes to the heart of the democratic-sceptical tradition in British
public law scholarship. The idea that we should oppose constitutional
review on the basis that it will lead inexorably to retrogressive judicial
interference with progressive legislation, becomes very difficult to sustain in contemporary times. At the very least, the presupposition of this
position, namely, that judges will be disposed by their class membership to undermine the redistributive programmes of the welfare
state,122 begins to sound dated.123 Whilst it may have been true of the
120
Ibid, 42.
Ibid, 42. Though the assumption that the Labour party would be strong on civil
liberties in the national security context is not borne out by history see, eg, D Bonner,
Responding to Crisis: Legislating Against Terrorism (2006) 112 LQR 602, especially
613, 620, and 621; see generally D Bonner, Executive Meastures, Terrorism and National
Security (Ashgate: Aldershot, 2008). The empirical shift in judicial attitudes described by
Ewing may well be reflective of wider trends which have created a different society to the
one which formed the background to Griffiths work. Though undoubtedly relevant an
examination of these broader societal developments lies outside the scope of this chapter.
122
Dyzenhaus offers this statement as a partial characterization of the functionalist
school of thought associated with the London School of Economics, a school often
associated with the work of John Griffith, see The Constitution of Law (Cambridge
University Press: Cambridge, 2008) 123; for further discussion of the LSE functionalist
school, see Tomkins, The Republican Constitution (Hart Publishing: Oxford, 2003) 35ff.
123
Thomas Poole has pointed out that Griffiths portrayal of the political background against which his critique of the judiciary was set, now sounds hopelessly dated,
see T Poole, Tilting at Windmills? Truth and Illusion in The Political Constitution
(2007) 70(2) MLR 250 at 250, citing as an example the following statement: no one
nowadays doubts that the Conservative party exists to promote the interests of private
capital and the Labour Party the interests of organised labour, see Griffith, A Political
Constitution (1979) 42 MLR 1 at 16.
121
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(4) There is the growing formal power which has been extended to the
Executive by parliament.120
(5) Finally, the hope that a left-wing government would protect civil
liberties in the context of a threat to national security seems
unfounded:
124
125
Griffith, n 24 above, 290.
Ewing, n 25 above, 46
See Tomkins, Legislating against Terror: The Antiterrorism, Crime and Security
Act 2001 (2002) PL 205, 205 who points out that the government only allowed 16
hours of debate on this Bill in the Commons and it received 9 days in the House of
Lords; see also Gearty, 11 September, Counter-terrorism and the Human Rights Act
127
1998, n 94 above, 22ff.
Tomkins, ibid, 205.
128
Tomkins, Defining and Delimiting National Security (2002) 118 LQR 200, 203.
126
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judiciary in the 1970s and 80s, this does not capture the political reality
todayat least not to the same extent. If the events of our time
determine our philosophy124, as John Griffith claimed, then an
increased judicial willingness to stand up to the executive to protect
rights must surely influence our evaluation of the role and value of
constitutional review.
One of the burning political issues of our time concerns the political
and legal response to terrorism post-9/11. More than any other factor, the
legislative and executive response to terrorism post-9/11 must make
uncomfortable reading for those who urge us to place our faith in parliamentary politics as a sure way of protecting rights in times of crisis. Now is
not the best time to be celebrating the wonders of parliamentary democracy. As democratic sceptics remind us, the torrent of restrictive legislation
continues apace.125 It is widely agreed that the anti-terrorist legislation
enacted post-9/11 has left a lot to be desired, both in terms of democratic
procedure and in terms of substantive outcome concerning individual
liberty. The draconian legislation passed in this short period reminds us
that governments under pressure to respond quickly and effectively to a
perceived security threat, and eager to pacify a fearful public, are all too
prone to hasty and populist decisions which pay scant regard for the
human rights of marginalized groups and indeed pay less than diligent
attention to the values of accountability and parliamentary scrutiny which
are said to underpin parliamentary democracy.
The most notorious example of this is the Anti-Terrorism, Crime
and Security Act 2001 which, despite its staggering length, breadth and
draconian implications, was rushed through parliament in a matter of
days.126 This is not a wonderful example of the allegedly participatory,
democratic decision-making procedures so prized by democratic sceptics. It is one (albeit a particularly notorious and egregious) example of
what Adam Tomkins described as the well-established tradition of
rushing terrorist legislation through Parliament.127 As Tomkins rightly
observes, in the field of national security parliamentary scrutiny
continues to be meagre.128
132
Aileen Kavanagh
Whilst many democratic sceptics have criticized the courts for failing to
stop the governments war on terror,130 they have nonetheless accepted
that the courts have mitigated the worst excesses of the draconian
counter-terrorist legislation enacted by the Labour government post-9/11.
The Belmarsh Prison case is perhaps the most high-profile instance of this
phenomenon. It is a remarkable case not only for the fact that the House
of Lords stood up so convincingly to the Executive but also for their
manner of doing so.131 Although the control order regime enacted to
replace indefinite detention has attracted much criticism,132 even Keith
Ewing accepts that the judges have shaved the worst features of the
control order regime.133 By their decisions in a number of cases, the
courts have revealed that they are unquestionably a major irritant that
the government in a number of fields.134 For Ewing, these are only
marginal gains in the wider cause of protecting human rights.135 Ewing
would like to see the courts do much more. He concludes that if the rule
129
Gearty, Rethinking Civil Liberties in a Counter-Terrorism World, n 95 above,
11516.
130
eg, see Ewing, n 71 above. The characterization of the governments response to
terrorism post-9/11 as a war on terror (in particular, its implication that the primary
response should be military) has been questioned by the Foreign Secretary (David
Miliband MP) at <http://www.guardian.co.uk/commentisfree/2009/jan/15/davidmiliband-war-terror>. For further reservations about the appropriateness of this
terminology see D Bonner, Executive Measures, Terrorism and National Security: Have
the Rules of the Game Changed? (Ashgate: Aldershot, 2007).
131
Ewing, n 25 above, 42.
132
For discussion of the control order regime, see L Zedner, Preventive Justice or
Pre-Punishment? The Case of Control Orders (2007) 60 CLP 174; E Bates, Antiterrorism Control Orders: Liberty and Security Still in the Balance (2009) 29 LS
99126.
133
Ewing, The Continuing Futility of the Human Rights Act (2008) PL 688.
134
135
Ibid, 691.
Ibid, 690.
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Set against the backdrop of the draconian counter-terrorist legislation, Conor Gearty has urged his fellow democratic sceptics to rethink
their traditional opposition to judicial enforcement of fundamental
rights. In Geartys view:
Ibid, 693.
Tomkins, Defining and Delimiting National Security (2002) 118 LQR 200,
138
203.
Ewing, n 131 above, 693.
139
Phillipson, n 9 above.
137
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134
Aileen Kavanagh
[Sceptics] must be prepared to live with the fact that proposed electoral
accountability for violation of civil liberties is largely a fiction, as is the notion
of effective protection by the Commons . . . sceptics should be honest enough
to accept that a reduction in judicial power to protect rights will mean worse
treatment of terrorist suspects, asylum seekers, paedophiles.140
Conclusion
All scholars should be sceptical in the etymological sense of being a
seeker after truth, an inquirer who has not yet arrived at definite conclusions. In subjecting judicial decisions to critical scrutiny, we contribute to the task of holding judges to account. Even if we believe that
judges are doing a relatively good job of enforcing human rights, we
should not be sanguine about the powers they exercise. Judges are part
of the political elite and they need to be reminded that their decisions
will be assessed with a critical eye.
Democratic sceptics pursue this scrutinizing task with a vengeance.
Much of their scholarship is a valuable counsel against complacency.141 They seek to debunk and demystify judicial decision-making
and are relentless in their urge to question judicial authority and
legitimacy.142 Of course, judges are not the only object of the democratic sceptics critique. Also in the firing line are those in the mainstream of public law who are rule of law enthusiasts and strong
proponents of a vigorous role for judges.143 The debate between
enthusiasts and sceptics of judicial power in the UK might be described
as the battle between constitutional review lovers and constitutional
140
141
Ibid, 512.
Poole, n 121 above, 261.
In fact, Thomas Poole argues that a relentless questioning of those in authority
is one of the hallmarks of Griffiths writings, see n 121 above, 2756.
143
Dyzenhaus, n 7 above, 9.
142
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144
This characterization is adapted from Dimitrios Kyritsis, Principles, Policies and
the Power of Court (2007) XX Canadian Journal of Law and Jurisprudence 1 at 1.
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