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Most lawyers leap from their seats to yell Objection! the instant they hear objectionable material -- but does
yielding to that initial impulse actually doing your case more harm than good?
One of the major skills you
developed during law school was
how to spot issues. You remember
the FIRAC (Facts - Issue - Rule Application - Conclusion) method
of case briefing from law school,
dont you? Back in law school,
your issue spotting skills
determined how well you would
perform on the final exam. The
more issues you spotted, the
better your chances of passing the
exam.
However, in trial, superlative
issue spotting skills can sometimes
become a detriment to your case.
The reason they can actually harm
your case is because many trial
lawyers are tempted to act like
[1]
attorney.
Partway through his
cross-examination of her only
witness, this new attorney tried to
introduce a photo into evidence.
My friend immediately recognized
three reasons why the photo
should not be admissible, and
said, Objection!
The judge
agreed, and didnt allow the photo
into evidence.
It sounds like she did the right
thing, doesnt it? Something was
objectionable, and she kept it out
of evidence. But, before you make
a final decision, you need to know
about a rule of criminal procedure
that applied to her trial: If a
defendant didnt introduce any
evidence, he was entitled to both
the first and last closing arguments
(the sandwich.)
By objecting,
she prevented the defense from
introducing the photo.
But the
photo didnt really hurt her case. If
the defendant had entered the
photo into evidence, he would
[2]
ABCS OF OBJECTING
SAY OBJECTION!
GIVE A REASON
If your objection
is sustained,
what do you want
the judge to do?
Strike testimony?
Give a curative
instruction?
Declare mistrial?
[3]
When appropriate,
if your objection
is overruled you
might need to
proffer some
additional
information for
the appeals court
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#3. IS IT RIGHT?
Finally, Federal Rule of
Evidence 403 states that
relevant evidence may be
excluded if its probative value is
substantially outweighed by the
danger of unfair prejudice, confusion
of the issues, or misleading the jury, or
by considerations of undue delay,
waste of time, or needless
presentation of cumulative evidence.
What does that mean? It means that
even though the evidence is relevant
and reliable, it may still be excluded if
its not right to admit it. Here are
some examples:
One way for judges to avoid being overruled by the appellate courts is to give you a non-ruling. It looks like a
ruling... It sounds like a ruling... But its a duck. Heres how to detect non-rulings, and how to respond.
Judges are just like everyone else: They hate to be told, Youre wrong. In fact, some judges are so afraid of having
their rulings overturned by the appellate courts that theyve decided to take an easy way out: Theyve stopped making
rulings! After all, if there isnt a ruling, theres nothing for the appellate court to overturn, right? Heres a typical scenario:
Attorney #1: What happened at the executive council meeting?
Witness:
Well, I heard that...
Attorney #2: Objection! Hearsay!
Attorney #1: Its not being offered for the truth of the matter asserted, your Honor.
Judge:
Move it along, counselor.
Attorney #1: Ok. Lets talk about [different subject]...
Situations like this arise every day in courtrooms around the country. Using a combination of body language, tone,
and other non-verbal behaviors, judges subtly encourage lawyers to rephrase questions or move on to new topics.
When youre caught up in the heat of battle, it feels like the judge has issued a ruling, so you rephrase your question or
The Judge has Spoken continued on page 6
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Go ahead.
From a day-to-day practice point of view, nonrulings probably arent that big a deal for experienced
trial lawyers, because its easy to rephrase your
questions and work around them. However, here are
two reasons why you should be wary when a judge
issues non-ruling.
First, if youre a neophyte lawyer, youre probably a
little nervous in the courtroom. When the judge tells
you to move it along, youre likely to overreact,
skipping past evidence that should be admissible.
The second (and more insidious) problem with
non-rulings is the effect they have on your appellate
record. Non-rulings leave the losing party without an
appellate remedy. In the event of a non-ruling, the
appellate court will always uphold the lower court
decision. Why? Because the judge didnt order either
party to do anything. Instead of issuing an order, he
simply left the matter in your hands and your
opponents hands.
If you decided not to ask the
Most of the time, non-rulings wont cause any
permanent damage to your case. However, when you
need the court to issue a ruling, you really need the
court to issue a ruling. In those situations, make sure
youve got your ears perked up to listen for any nonrulings, and then be prepared to correct the situation
before your case goes to the appellate level.
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Just because the judge has ruled doesnt mean the battle is over. Victory isnt within your grasp yet. At best,
youve earned a temporary reprieve. Heres what you need to do after the judge has ruled.
Congratulations, the judge agreed with your
argument! But dont tell the judge Thank you for the
ruling -- the judge wasnt giving you special treatment by
ruling in your favor, he was just following the law. If you
thank the judge for ruling in your favor, you may get
rebuked, so instead, quietly sit back down at your table,
try not to gloat, and get ready for your opponents next
move.
Even though your objection has been sustained, its
essential that you keep objecting because the battles not
over yet. You still need to keep your ears open to ensure
that your opponent abides by the courts ruling. If your
opponent attempts to introduce the evidence from a
different angle or through a different witness and you fail
to object, you will be deemed to have waived your
objection.
Finally, you need to ask for a remedy. Do you want
the testimony stricken?
A curative instruction?
A
mistrial? Unless you ask for a remedy, the court cant fix
the problem.
If the judge overrules your opponents objection,
dont just tell the witness, You may answer the
question. Instead, repeat the entire question for the
witness.
Repeating the entire question serves several
important functions.
First, it helps eliminate the
possibility of any misunderstanding.
If your judge
conducted a bench conference before ruling on your
opponents objection, several minutes may have passed
between the time the question was asked and the
witness is permitted to answer. In the meantime, the
witness (as well as the jurors) may have forgotten what
question you asked. By asking the question a second
time, you get everyone back on the same page,
eliminating the chances of a potential misunderstanding.
Second, repeating the entire question bolsters (ever
so slightly) your credibility by reminding the jurors, My
opponent was wrong, I was right, and the judge has
agreed to let me ask the question.
Finally, repeating the entire question allows you to
IF YOUR OBJECTION IS OVERRULED
regain control of the courtroom, which shows your
First, lets examine whether your objection is opponent that you wont be rattled by his objections.
premature. For example, lets assume you object to the
question, Did the babysitter make any statements to the
police? The judge would be correct for overruling your IF YOUR OPPONENTS OBJECTION IS SUSTAINED
First, pause for a moment.
You dont need to
objection, since technically, the question only calls for a
immediately ask your next question. Take a moment to
Yes/No response.
But just because youve been overruled doesnt mean clear your brain and prepare for the task ahead.
Second, rephrase your question if possible. There
you shouldnt continue objecting. If your opponent asks
about the content of her statement (which would be may be an easy way to avoid the objectionable
hearsay), be ready to stand up and object again.
material, so give your witnesses some guidance to
Even if your objection was timely, the judge may not avoid the potential landmine in their testimony. (ex.
have heard enough to sustain your objection. Be ready to Without telling us what the babysitter said, can you tell
object again if the prejudice continues, perhaps even us if you talked with her when you arrived home?)
asking for a continuing objection. For example, if the judge
Next, youll want to think if theres another way you
overrules your hearsay objection, and your opponent can make the evidence admissible.
Just because
intends to ask 23 follow-up questions about the evidence is inadmissible for one reason doesnt mean it
statements, you can ask the judge for a continuing isnt admissible for another reason. (The best time to
objection so youre not jumping out of your seat with each
new question. A word of warning, however. If youre conduct this analysis is before trial).
If you cant think of another method to admit the
asking for a continuing objection, you need to be very
testimony,
make an offer of proof if necessary,
specific about what youre objecting to. Your Honor, I
presenting
caselaw
for your most important evidentiary
object to this line of questioning is insufficient. Your
rulings.
(Again,
hopefully
youve handled the important
Honor, we ask to have a continuing objection on the
evidentiary
issues
before
trial!)
grounds of hearsay to any questions counsel asks about
If all else fails, smoothly transition to another
the babysitters statement is more specific.
Finally, be prepared to make an offer of proof so that section of testimony if you cant rephrase your question
you can protect your appellate record. If an offer of proof is or think of another way to admit the testimony. It may
necessary, ask the judge for the opportunity to proffer the not be the most desirable result, but at least youll look
evidence outside of the jurys earshot.
like youre still in control of the courtroom.
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Curiosity killed the cat. If you object at the wrong time, or for
the wrong reasons, it might kill your case, too!
Q: Tell us, Mrs.
Behr SAY?
When you successfully object and prevent the jurors from
hearing information, its only natural for them to be curious about
what they didnt hear. Dont believe me? Well, let me illustrate by
telling you a story about something that happened to me last week.
My friends office is downtown, and his personal assistant is a
woman named Susie. Susie is a tall brunette with a commanding
presence. She speaks with just a hint of an accent, but I can never
quite place its origin. Not quite Russian and not quite Romanian,
Curiosity continued on page 9
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WITNESS EXAMINATION
JURY SELECTION
Embarrasses a juror
Asks juror to prejudge case facts
Misstating the law
Asking for jurors opinion on
ultimate issue
Strike not based on genderneutral or race-neutral grounds
Relevance
Insufficient predicate
Hearsay
403: Evidence more prejudicial
than probative
Leading
Privileged information
Assumes facts not in evidence
Argumentative
Narrative
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OPENING / CLOSING
Improper argument
Misstating facts
Incorrect statement of law
Facts not in evidence
Commenting on criminal
defendants right to remain silent
States personal opinion or belief
Shifting the burden of proof
Appeals to prejudice or
sympathy
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#4. PRACTICE
How can you practice if youre not in
the courtroom every day?
Easy watch other people in court. There are
two ways to do this. First, you can go
to the courthouse and watch other
lawyers try cases. This is always a
valuable investment of your time. If
theyre better than you are, youll learn
a new technique or presentation tip. If
theyre worse than you are, you can
remind yourself, Dont do that - look
at how the jurys ignoring him! As you
watch the case, quietly object to any
improper material.
Do you object
faster than the real lawyer? Or do you
miss important objections? By having
your mind in the moment youll grow
accustomed to the objecting process.
Second, watch lawyers try cases
on TV. You can either watch the real
lawyers on CourtTV or the fake
lawyers on every other network. The
fake lawyers dont have to abide by
the rules of evidence, so youll
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LESSON #1:
Argue the Law Before Trial
critique the performances of the You know how rude it feels when
attorneys. When I watch a trial, I try someone turns their back on you.
not to read the case file or review a But when you approach for a bench
case summary, because I dont want conference, thats exactly what
to know any more about the case youre doing. Youre turning your
than the jury would. I want to be back on the jurors.
c o m p l e t e l y d e t a c h e d f ro m t h e
emotional background of the case, so
that I can just sit in the back row and
watch the trial unfold, critiquing the
The second problem with
approaching the bench to argue a
point of law is that you form an
elite little club that excludes
The bench conferences I saw
involved points of law that should
have been handled before trial. If
youre waiting until the day of trial to
argue essential points of law or limit
your opponents introduction of
evidence, youre waiting too late. File
motions in limine before trial, and
youll be able to argue those essential
points of law in advance of trial,
minimizing the need for legal
discussions during trial.
LESSON #2:
Dont Turn Your Back on the Jury
If you must approach the bench
trial from the jurys perspective.
everyone else in the courtroom
to argue a point of law or respond to
Watching all of those trials, one of except you, your opponent, the an objection, make sure you dont
the things I noticed was just how judge, and the court reporter. As I e x c l u d e t h e j u r o r s f r o m y o u r
irritating bench conferences are. In w a t c h e d t h e a t t o r n e y s h u d d l e discussion.
That doesnt mean
one of the trials I watched last year, around the bench and whisper, I raising your voice so they can hear
the attorneys seemed to spend more wanted to lean in and listen to the what youre saying thats improper.
time presenting their cases to the conversation. I wanted to know But you can use your body language
judge than they did presenting their what was going on. And I was to include the jury at the bench.
cases to the jury.
When most resentful that I was being excluded Rather than turning your back on the
jury, just turn your body half way or
a t t o r n e y s a p p ro a c h f o r b e n c h from their group.
conferences, they violate a cardinal
Here are two lessons you can 3/4 of the way towards the judge.
presentation tip: Never turn your apply in your next trial to avoid Leave part of your body open
towards the jury, and they wont feel
back on your audience.
ignoring or excluding your jury:
completely excluded.
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something about the act of rising from your seat that forces
your brain to think faster.
Second, youll be more
persuasive if you respond while standing. Your suit drapes
better, your posture looks better, your voice sounds better
-- youll just look more persuasive.
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Your judge sees more trials in a year than the average trial lawyer sees in
a lifetime. If youre lucky, hell offer to help you in your next trial.
Judges are supposed to be impartial. Each judge takes an oath of office,
swearing to uphold the judicial canons and promising to remain impartial
throughout the trial. This means that even though your judge may be the most
experienced trial lawyer in the courtroom, hes not allowed to jump into the
middle of your case and give any advice to you or your opponent. But even
though judges are supposed to be impartial, theres something else you need
to know about them: Judges want to be fair, and they want cases to be
decided on their merits, rather than on legal technicalities.
When judges see something that they think is improper, they want to fix the
harm. Thats why you need to keep attuned to your judge throughout the trial,
because theyll often subtly nudge you towards the correct objection.
Here
are two common ways that judges can offer to help during trial.
Lawyer #2:
Judge:
Lawyer #2:
Yes.
Judge:
You need to do a better job of reading between the lines. This judge doesnt
want to overrule the objection, but unfortunately, without a proper legal reason
to sustain the objection, his hands are tied. Thats why he prompts the lawyer,
Are those your only grounds? [Hint Hint -- there might be another legal reason
you should be arguing.] When your judge extends this opportunity to you,
take advantage of it. Stop and think for a minute before moving on. If
necessary, ask the judge for a moment to confer with co-counsel. Your mind is
going 1000mph in the midst of trial. Thats why you have a second-chair
attorney, because hes not caught up in the heat of the moment and his brain
Helping Judges continued on page 15
- James W. Jeans
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Dont stand up preemptively.
Unless youre going to say
Objection, you should remain
seated.
In my opinion, standing
without objecting lacks
professionalism, because it seems
calculated to upstage the other
lawyer and draw attention to yourself.
Either object or dont object, but dont
try to take the middle ground and
hover while your opponent is
speaking.
Rise, Igor, rise! You dont want to
fall over yourself or knock your chair
over by rushing as you rise to object.
Instead, you want to rise from your
seat in a calm, deliberate manner.
Dont use your arms to lift yourself up
from your chair or table. Stand tall,
because all eyes in the courtroom will
be upon you. As you remain standing,
avoid fidgeting. Dont put your hands
in your pockets or rest them on the
table. Keep your hands down by your
sides or let them move naturally to
emphasize any points you make.
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TO EXCLUDE INFORMATION
TO MODIFY QUESTIONING
TO PREVENT PREJUDICE
Examples:
Hearsay
Insufficient predicate
Privilege
Miranda violation
Violation of motion in limine
Relevance
More prejudicial than probative
Examples:
Examples:
Leading
Argumentative
Narrative
Compound question
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Not all objections are created equal. Here are three of the most powerful
(but only if theyre sustained!) objections that you can raise during trial.
#1. VIOLATION OF A PRE-TRIAL RULING
Its one thing to violate an obscure rule
about this objection is that you dont have to wait until its
or a rule that your turn to ask questions before you correct the statement
-- you can do it on the spot, essentially testifying in the
youre unaware of (How was I supposed to know that its
middle of your opponents examination.
illegal to stick pennies in my ears while standing on a street
Attorney #1: You said that you were going to
corner in downtown Honolulu?!?), but its entirely different
make him pay, didnt you?
when youre specifically told not to do something and then
you go ahead and do it anyway.
Witness: I dont know what youre talking about.
The purpose of motions in limine and pre-trial rulings is
Attorney #1: Page 7, line 23. I was going to
to place both parties on notice about what will be allowed
make him pay. Those are the words you said at
and what wont be allowed during trial. Theres no faster
the deposition, right?
way to draw a judges ire than by violating his direct orders,
so if your opponent violates a pre-trial ruling, bring it to the
Attorney #2: Objection, counsel is misleading the
judges attention immediately. Many judges view these
jury. Under the rule of completeness, the jury also
violations as the equivalent of thumbing your nose at the
needs to hear the next lines from that deposition to
court, and will discipline your opponent accordingly.
properly understand the context of the statement.
Page 7, lines 23-24, Your Honor.
#2. NON-RESPONSIVENESS
Almost every witness changes their demeanor between
direct examination and cross-examination.
Their body
language shifts and the tone of their responses changes as
they shift from a position of cooperation to a position of
combat readiness.
If youve spent any time in the
courtroom, youve seen how witnesses who were
obsequious during direct examination become recalcitrant
during cross-examination.
But some witnesses go even further. Not content to
merely serve as a witness, they instead choose to play the
role of advocate, actively resisting all of your attempts to
cross-examine them. The first time this happens, youre
entitled to object on the grounds that
theyre not responding to their questions.
Youre entitled to object, but dont. At
least not the first time they act nonresponsive. Nor the second time. Not the
third time, either. Instead, string it out for
awhile, so that the judge and the jury can
see how far the witness will go in an
attempt to avoid answering your question.
Only after the judge starts to become irate
should you object that the witness is being
non-responsive. If youve gauged your
judges temperament correctly, youll be in
for a fireworks show.
Judge: Sustained.
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