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To cite this article: Brian Schmotzer, Patrick D. Kilgo & Jeff Switchenko (2009) The Natural? The Effect of Steroids on
Offensive Performance in Baseball, CHANCE, 22:2, 21-32
To link to this article: http://dx.doi.org/10.1080/09332480.2009.10722955
The Natural?
The Effect of Steroids on Offensive
Performance in Baseball
CHANCE
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Every attempt was made to use conservative measurements for alleged steroid
use and non-use by players. Conservative,
in this sense, means that even when the
Mitchell Report listed anecdotal evidence or implied guilt by association, these
seasons were not labeled as PED seasons
unless there was a denitive statement in
the report (specic dates and paper trails
of evidence). A more liberal reading of
the report would have led to more player
seasons labeled as PED seasons. We did
not attempt this because it would lead
to a slippery slope of which seasons to
label as PED seasons without rm criteria.
Such an attempt could open the study to
investigator bias.
Previous Studies
Prior to the Mitchell Report, investigations into steroid use amounted
to speculation about use by individual
players and ad hoc analyses of their performance. The release of the Mitchell
Report prompted increased scrutiny.
Ten days after the release, J. R. Cole and
Stephen Stigler, in a 2007 non-peerreviewed newspaper editorial, checked
whether player performance changed
in the season steroid abuse supposedly
started, compared to previous years.
Using 48 hitters and 23 pitchers, they
concluded that steroid use did not
positively impact offensive or pitching
performanceand may have hurt it.
The release of the report also prompted
more pseudoscientic research into individual players. For example, on January
28, 2008, Roger Clemens, a prominent
pitcher and one of the accused players, released a 45-page report (www.
rogerclemensreport.com) via his legal team
that concluded his sustained performance into the latter years of his career
was not aberrant and thus served as
insufcient grounds for allegations of
steroid abuse.
In a February 2008 New York Times
article, a group of professorsEric
Bradlow, Shane Jensen, Justin Wolfers,
and Adi Wynercountered Clemens
claims on the basis that the comparison
group chosen in the professors analysis
exhibited selection bias. This study
claimed that Clemens performance,
when compared to a proper control
group, was indeed aberrant.
The common denominator in
most studies is a heavy focus on one
individual. The Cole-Stigler editorial
Former Sen. George Mitchell calls on a reporter during a New York news conference,
Thursday, December 13, 2007, about his report on the illegal use of steroids in baseball.
AP Photo/Richard Drew
notwithstanding, no comprehensive
study of the alleged players and the
effect of steroids on their performance
was undertaken prior to our work.
The key improvement in our study is
the inclusion of a full and proper control group against which to make an
appropriate comparison.
The Data
Our study includes all offensive seasons from 1995 to 2007 with at least
50 plate appearances (PAs) in a season.
A PA is recorded every time a hitter
comes to the plate to bat, regardless
of the outcome. This study period is
chosen because it conforms to what
is typically referred to as the steroids
era, in which steroid abuse was considered to be prevalent. Further, this
time period exhibited overall offensive
production that is relatively constant
(compared to earlier eras in baseballs
past when offensive production varied
widely from where it is today).
Pitchers were excluded from the
analysis. Pitchers have been accused
of using steroids, including players
mentioned in the Mitchell Report,
but we have not attempted to quantify the steroids effect for pitchers in
this study.
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Raw data
Overall average
15
10
20
25
30
35
40
45
50
Age in years
Figure 1. Runs created per 27 outs (RC27) versus age in years for 6,657-player season from 1995 to 2007
Age Effects
It is generally accepted that players (on
average) improve early in their careers,
maintain peak or near-peak performance
for several years, and then tail off their
performance at the end of their careers.
This is termed the age effect, or sometimes when referring to an individual, his
career trajectory. It is necessary to make
an adjustment for age because otherwise
we might mistakenly conclude a change
in performance is due to steroids when
a change in age is a competing explanation. Making an age adjustment for all
player seasons removes age as a possible
confounder in the steroids results.
Figure 1 shows RC27 plotted against
player age. As you can see by looking
at the mean at each age (heavy solid
24
25
steroid use allegation against this individual player is true, but merely to assess
the magnitude of the effect more clearly.
Note also that of all Bonds seasons (he
played in all of the seasons in the study),
only two (2003 and 2004) are denoted as
steroid seasons in this study based on the
strict criteria we established for reading
the Mitchell Report.
To get a comprehensive view of how
these adjustments affect the results, we
performed all possible combinations
of the four adjustments (see the box
at left).
Looking at the results of all 12 models allows us to assess the results in the
context of a variety of assumptions. If
the results are widely different, then we
must examine what assumptions led to
the differences and what assumptions are
most appropriate and meaningful for the
question at hand. If the results are largely
the same, then we conclude that they are
robust to various modeling assumptions.
Results
26
30
20
10
10
Centered:
Mitchell:
Bonds:
Sample:
N
N
All
N
Mitchell
Figure 2. Results of the effect of steroids on runs created per 27 outs (RC27) from linear
mixed effects models under 12 sets of assumptions. The assumptions are noted below the
plot. The point estimate for the percent increase in performance due to steroids from each
model is plotted with a 95% confidence interval. The models where Bonds is excluded are
shaded to aid visual comparison.
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27
60
40
20
20
Centered:
Mitchell:
Bonds:
Sample:
N
N
N
All
N
Mitchell
Figure 3. Results of the effect of steroids on home runs (HR) from linear mixed effects models under 12 sets of assumptions. The assumptions are noted below the plot. The point estimate for the percent increase in performance due to steroids from each model is plotted with
a 95% confidence interval. The models where Bonds is excluded are shaded to aid visual comparison.
28
Further Results
Having shown strong evidence that steroid use confers an overall advantage
to offensive performance on average,
we next set out to better understand
30
20
10
10
Centered:
Mitchell:
Bonds:
Sample:
N
N
All
N
Mitchell
Figure 4. Results of the effect of steroids on Isolated Power (IsoP) from linear mixed effects models under 12 sets of assumptions. The
assumptions are noted below the plot. The point estimate for the percent increase in performance due to steroids from each model is
plotted with a 95% confidence interval. The models where Bonds is excluded are shaded to aid visual comparison.
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20
20
40
60
80
100
Centered:
Mitchell:
Bonds:
N
N
Sample:
N
Mitchell
All
Figure 5. Results of the effect of steroids on stolen bases (SB) from linear mixed effects models under 12 sets of assumptions. The assumptions are noted below the plot. The point estimate for the percent increase in performance due to steroids from each model is plotted with
a 95% confidence interval. The models where Bonds is excluded are shaded to aid visual comparison.
RC27
9.1
30
10
11
12
7.0
6.2
HR
9.3
6.7
IsoP
9.3
8.3
6.2
15.9 7.3 20.8 8.0 14.3 6.1 18.8 7.6 13.0 6.7 11.8
30
20
10
10
Centered:
Mitchell:
Bonds:
Sample:
N
N
All
N
Mitchell
Figure 6. Results of the effect of human growth hormone (HGH) on runs created per 27 outs (RC27) from linear mixed effects models under
12 sets of assumptions. The assumptions are noted below the plot. The point estimate for the percent increase in performance due to HGH
from each model is plotted with a 95% confidence interval. The models where Bonds is excluded are shaded to aid visual comparison.
Limitations
Our study does have some limitations.
First, the Mitchell Report was not
intended as a data source for statistical
analysis. We applied a strict reading
of the report to decide whether a season was to be labeled a steroid season.
This can lead to two types of errors.
A false positive labeling would come
about when the Mitchell Report lists
a player season as an alleged steroid
season when no abuse occurred. As
the report is merely allegation, this
type of error must be acknowledged.
A false negative labeling would come
about when the Mitchell Report fails
to list a player season as an alleged steroid season when the player was abusing
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steroids that year. Given anecdotal evidence that steroid use was prevalent during the Steroids Era, it seems likely that
this sort of error is commonplace.
What effect would these mis-measurements have on the results? Of course
it is impossible to know, but given that a
signicant steroids effect was observed,
it is likely that more accurate data would
strengthen the conclusion. We would
expect performance in false negative
seasons to be inated due to steroid use.
Currently, those seasons are allocated
to the nonsteroid column, and switching them to the proper steroid column
would strengthen the results. Similarly,
we would expect performance in false
positive seasons to be non-inated due
to nonsteroid use, and reallocating them
to the proper category would again
strengthen the results.
A second limitation is the possibility that steroid users took the drugs in
response to an injury. Thus, there may be
concern that the effect being attributed
to steroid abuse may actually be more
accurately attributed to injury recovery
or regression to the mean. There is no
way, in a study such as this, to decide
which is the true cause. However, the
anecdotal evidence is that HGH is the
preferred performance-enhancing drug
for injury recovery, and our work suggests that HGH has no effect on performance, leaving steroid abuse as the more
likely cause of the observed effect.
A third limitation is related to steroid
dosing. While the Mitchell Report is
comprehensive in many respects, it is
simply not possible to know the quantity
of steroids that actually made its way
into the players bodies. Therefore, the
estimates obtained in this study are most
properly interpreted as average effects.
It is undeniable that some players would
have seen larger and some smaller (or
no) advantages compared to the averages
seen here. And it is likely that some of the
variation is attributable to dosing.
Conclusion
Given the body of evidence from the
Mitchell Report, it appears that use of
performance enhancing drugs in the form
of steroids (but not HGH) does confer
an advantage to offensive performance.
That advantage is estimated to be a 12%
increase in run production, given the
players in the league during the Steroids
32
Further Reading
Birnbaum P. Studying the Effects of Aging in
Major League Baseball. Joint Statistical
Meetings Presentation, 2008.
Bradlow E., Jensen S., Wolfers J., Wyner
A. Report Backing Clemens Chooses Its
Facts Carefully. The New York Times
(Keeping Score Section), February
10, 2008.
Cole J.R., Stigler S.M. More Juice, Less
Punch. An editorial published in The
New York Times, December 22, 2007.
Hendricks R.A., Mann S.L., LarsonHendricks B.R. An Analysis of the
Career of Roger Clemens. Available at
www.rogerclemensreport.com, 2008.
Lahman, S. The Lahman Database (www.
baseball1.com). 2008.
Liu H., Bravata D.M., Olkin I. Systematic Review: The Effects of Growth
Hormone on Athletic Performance. Annals
of Internal Medicine, 148:10, 2008.
Mitchell, George J. Report to the Commissioner of Baseball of an Independent Investigation Into the Illegal Use of Steroids and Other
Performance Enhancing Substances By Players in Major League Baseball. DLA Piper
US LLP, December 13, 2007.
Schmotzer B., Switchenko J., Kilgo P.
Did Steroid Use Enhance the Performance of the Mitchell 89? The
Effect of Performance Enhancing
Drugs on Offensive Performance
from 19952007. Journal of Quantitative Analysis in Sports, 4(3).