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On the cover: Steam plume due to a pipe explosion caused by water hammer in a New York City Steam
System, 2009.
This manuscript has been authored by Savannah River Nuclear Solutions, LLC under Contract No. DE-AC0908SR22470 with the U.S. Department of Energy. The United States Government retains and publisher, by accepting this article for publication, acknowledges that the United States Government retains a non-exclusive,
paid-up, irrevocable, worldwide license to publish or reproduce the published form of this work, or allow others
to do so, for United States Government purposes.
Acknowledgments
Additionally, Department of Energy contractor management from Savannah River Remediation, LLC and
Savannah River National Laboratory provided significant
financial support over the past twenty years. Corporate
funding provided all graduate school education and attendance at many ASME Conferences and Committee
meetings that underlie the work presented in this book.
ASME staff under Mary Grace Stefanchik and Tara Collins Smith brought this book into publication. Although
only one author is listed on the cover of this book, this
work was the result of interaction and support from many.
Thanks to all of them.
Contents
Preface
Chapter 1 Introduction
1.1 Model of a Valve Closure and Fluid
Transient
1.2
Pipe Stresses
1.2.1
Static Stresses
1.2.2
Dynamic Stresses
1.3
Failure Theories
1.4
Valve Closure Model Summary
Chapter 2Steady-State Fluid Mechanics
and Pipe System Components
2.1 Conservation of Mass and Bernoullis
Equation
2.1.1
Conservation of Mass
2.1.2
Bernoullis Equation
2.1.3 Limitations of Bernoullis Equation
Due to Localized Flow Characteristics
2.2
Hydraulic and Energy Grade Lines
2.3
Friction Losses for Pipes
2.3.1
Types of Fluids
2.3.1.1
Viscosity Definition
2.3.1.2 Properties of Newtonian and
Non-Newtonian Fluids
2.3.1.3 Laminar Flow in Newtonian and
Non-Newtonian Fluids
2.3.2 Pipe Friction Losses for
Newtonian Fluids
2.3.3 Friction Factors from the Moody
Diagram
2.3.3.1
Surface Roughness
2.3.3.2
Pipe and Tubing Dimensions
2.3.3.3 Density and Viscosity Data and
Their Effects on Pressure Drops
Due to Flow
2.3.4 Tabulated Pressure Drops for Water
Flow in Steel Pipe
2.3.5 Effects of Aging on Water-Filled
Steel Pipes
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On the cover: Steam plume due to a pipe explosion caused by water hammer in a New York City Steam
System, 2009.
This manuscript has been authored by Savannah River Nuclear Solutions, LLC under Contract No. DE-AC0908SR22470 with the U.S. Department of Energy. The United States Government retains and publisher, by accepting this article for publication, acknowledges that the United States Government retains a non-exclusive,
paid-up, irrevocable, worldwide license to publish or reproduce the published form of this work, or allow others
to do so, for United States Government purposes.
3.3.7.2
Restraint and Control of Forces
3.3.7.3
Reactions and Pipe Stresses
3.3.7.4
Torsional Stresses and Moments
3.3.7.5 Pipe Stresses Due to Pipe and
Fluid Weights
3.3.7.6
Stress Intensification Factors
3.3.7.7
Flexibility Calculation Example
3.3.7.8
Comparison of Code Stress
Calculations
3.3.7.9
Pipe Stresses Due to Wind and
Earthquake
3.3.7.10 Pipe Supports and Anchor Designs
3.3.8
Structural Requirements for Fittings,
Flanges, and Valves
3.3.9
Pipe Schedule and Pressure Ratings
for Fittings, Flanges, and Valves
3.3.10
Flange Stresses
3.3.11
Limiting Stresses for Rotary Pump
Nozzles
3.4
Hydrostatic Pressure Tests
3.5
Summary of Piping Design
Chapter 4Pipe Failure Analysis and
Damage Mechanisms
4.1
Failure Theories
4.1.1
State of Stress at a Point, Multiaxial
Stresses
4.1.2
Maximum Stresses
4.1.2.1
Principal Stresses
4.1.2.2
Maximum Shear Stresses
4.1.2.3
Stresses Due to Pipe Restraint
4.1.3
Failure Stresses
4.1.4
Comparison of Failure Stress
Theories
4.1.5
Maximum Normal Stress Theory
(Rankine)
4.1.6
Maximum Shear Stress Theory
(Tresca, Guest)
4.1.7
Distortion Energy/Octahedral Shear
Stress Theory (Von Mises, Huber,
Henckey)
4.2
Structural Damage Mechanisms/
Failure Criteria
4.3
Overload Failure or Rupture
4.3.1
Burst Pressure for a Pipe
4.3.2
External Pressure Stresses
4.4
Plastic Deformation
4.4.1
Plasticity Models for Tension
4.4.2
Cyclic Plasticity
4.4.3
Elastic Follow-Up
4.4.4
Cyclic, Plastic Deformation
4.4.5
Plastic Cycling for Piping Design
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4.4.6
Limit Load Analysis for Bending
4.4.7 Limit Load Analysis for Equations
for Bending of a Pipe
4.4.8 Comparison of Limit Load Analysis
toCyclic Plasticity
4.4.9 Plastic Deformation Due to Pressure,
Hoop Stress
4.4.10
Autofrettage
4.4.11
Combined Stresses for Plasticity
4.4.12 Comparison of Limit Load Analysis
to the Bree Diagram
4.4.13
Summary of Plastic Failure Analysis
4.5
Fatigue Failure
4.5.1
High-Cycle Fatigue Mechanism
4.5.2
High-Cycle Fatigue Life of Materials
4.5.3
Triaxial Fatigue Theories
4.5.3.1 Maximum Normal Stress Theory,
Triaxial Stresses
4.5.3.2 Maximum Shear Stress Theory,
Triaxial Stresses
4.5.3.3 Octahedral Shear Stress Theory,
Triaxial Stresses
4.5.4
Cumulative Damage
4.5.5
Rain Flow Counting Technique
4.5.6
Use of Fatigue Theory and Equations
4.5.7 Pressure Vessel Code, Fatigue
Calculations
4.5.7.1 Method 1: Elastic Stress Method
for Fatigue
4.5.7.2 Method 2: Elastic-Plastic Stress
Method for Fatigue
4.5.7.3 Method 3: Structural Stress Method
for Fatigue
4.5.8
Fatigue Summary
4.6
Fracture Mechanics
4.6.1
Fracture Mechanics History
4.6.2 Applications of Fracture Mechanics
andFitness for Service
4.6.3
LEFM
4.6.4
Elastic-Plastic Analysis
4.6.5
Elastic-Plastic Fracture Mechanisms
4.6.6
Crack Propagation
4.6.7
Stress Raisers
4.6.8
Fracture Mechanics Summary
4.7 Corrosion, Erosion, and Stress
Corrosion Cracking
4.8
Flow-Assisted Corrosion (FAC)
4.9
Leak Before Break
4.10
Thermal Fatigue
4.11
Creep
4.11.1
Examples of Creep-Induced Failures
4.11.2
Creep in Plastic and Rubber Materials
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x Contents
4.12
Other Causes of Piping Failures
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4.13 Summary of Piping Design and Failure
Analysis
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Chapter 5 F
luid Transients in
Liquid-Filled Systems
5.1
Slug Flow During System Startup
5.1.1
Slug Flow Due to Pump Operation
5.1.2 Slug Flow During Series Pump
Operation
5.1.3
Pump Runout Effects on Slug Flow
5.2
Draw Down of Systems
5.3 Fluid Transients Due to Flow Rate
Changes
5.3.1 Examples of Pipe System Damages
in Liquid-Filled Systems
5.3.1.1
Hydroelectric Power Plants
5.3.1.2
Valve Closure
5.3.1.3 Vapor Collapse in a Liquid-Filled
System
5.3.1.4 Damages Due to Combined Valve and
Pump Flow Rate Changes
5.4 Types of Fluid Transient Models for
Valve Closure
5.5
Rigid Water Column Theory
5.5.1 Basic Water Hammer Equation,
Elastic Water Column Theory
5.5.2
Arithmetic Water Hammer Equation
5.6
Shock Waves in Piping
5.6.1 Wave Speeds in Thin Wall Metallic
Pipes
5.6.2 Wave Speeds in Thick Wall Metallic
Pipes
5.6.3
Wave Speeds in Nonmetallic Pipes
5.6.4 Effects of Entrained Solids on Wave
Speed
5.6.5 Effects of Air Entrainment on Wave
Speed
5.7 Uncertainty of the Water Hammer
Equation
5.8 Computer Simulations/Method of
Characteristics
5.8.1 Differential Equations Describing
Fluid Motion
5.8.2
Shock Wave Speed Equation
5.8.3
MOC Equations
5.9
Valve Actuation
5.10
Reflected Shock Waves
5.11
Reflected Waves in a Dead-End Pipe
5.12 Series Pipes and Transitions in Pipe
Material
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5.13
Parallel Pipes/Intersections
5.14 Centrifugal Pump Operation During
Transients
5.14.1 Graphic Water Hammer Solution for
Pumps
5.14.2 Reverse Pump Operation Due to Flow
Reversal
5.14.3
Transient Radial Pump Operation
5.14.4 MOC Water Hammer Solution for
Pumps
5.14.5 Use of Valve Closure Speeds to
Control Pump Transients
5.15
Column Separation and Vapor Collapse
5.15.1 Column Separation and Vapor
Collapse at a High Point in a System
With Both Pipe Ends Submerged
5.15.2 Column Separation and Vapor
Collapse at a High Point in a Pipe
With One End Submerged
5.15.3 Column Separation and Vapor
Collapse at a Valve
5.15.4 Solution Methods to Describe Column
Separation and Vapor Collapse
5.16
Positive Displacement Pumps
5.17 Effect of Trapped Air Pockets on
Fluid Transients
5.18 Additional Corrective Actions for
Fluid Transients
5.18.1
Valve Stroking
5.18.2
Relief Valves
5.18.3
Surge Tanks and Air Chambers
5.18.3.1 Fluid Resonance Example
5.18.4
Water Hammer Arrestors
5.18.5
Surge Suppressors
5.18.6
Check Valves
5.18.7
Flow Rate Control for Fluid Transients
5.19 Summary of Fluid Transients in
Liquid-Filled Systems
Chapter 6Fluid Transients in Steam
Systems
6.1
Examples of Water Hammer Accidents
in Steam/Condensate Systems
6.1.1
Brookhaven Fatalities
6.1.2
Hanford Fatality
6.1.3
Savannah River Site Pipe Damages
6.1.3.1
Pipe Failure During Initial System
Startup
6.1.3.2
Pipe Damages During System Restart
6.1.4
Pipe Failures Due to CondensateInduced Water Hammer
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xii Contents
8.5.2.8
8.5.2.9
8.5.2.10
8.5.2.11
8.5.2.12
8.5.3
8.5.4
8.5.4.1
8.5.4.2
8.5.4.3
8.5.4.4
8.5.4.5
8.5.4.6
8.5.4.7
8.5.4.8
8.5.4.9
8.5.5
8.6
8.7
8.8
8.8.1
8.8.2
8.8.3
8.9
CHAPTER 9 D
ynamic Stresses Due to
Bending
9.1
Deformations, Stresses, and
Frequencies for Elastic Frames
9.1.1
Static Deflections and Reactions for
Simply Supported Beams and
Elastic Frames
9.1.2
Frequencies for Simple Beams
9.1.3
Frequencies for Elastic Frames
9.2
Elastic Stresses Due to Bending
9.2.1
Step Response Calculation for
Bending
9.2.1.1
Calculation Assumptions
9.2.1.2
Axial Stresses
9.2.1.3
Bending Stresses
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FLUID MECHANICS, WATER HAMMER, DYNAMIC STRESSES, AND PIPING DESIGN xiii
9.2.1.4
9.2.1.5
9.2.2
9.2.3
9.2.4
9.3
9.4
9.4.1
9.5
Hoop Stresses
Comparison of Calculated Bending
Stress to an FEA Pipe Stress Model
Ramp Response for Bending
Impulse Response for Bending
Multiple Bend FEA Models
FEA Model of Bending Stresses
Plastic Deformation and Stresses
Due to Bending
Consideration of Earthquake
Damages to Pipe Systems
Summary of Stresses During Water
Hammer
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Preface
The title, Fluid Mechanics, Water Hammer, Dynamic
Stresses, and Piping Design was selected, even though a
more concise title may have been Fluid Transients and
Their Structural Effects on Basic Pipe System Components. Fluid Mechanics is discussed to provide a thorough foundation for the text. The term Fluid Transients
describes the fact that pressure surges occur any time
aflow rate changes within a pipe due to a pump startup,
a pump shutdown, a valve opening, or a valve closure. A
fluid transient always occurs during any of these events.
Sometimes the transient pressure is acceptable; sometimes
it is not. Water hammer may be defined as an extreme
fluid transient recognized by the loud bang, or hammering sound sometimes associated with a fluid transient. In
practice, the terms are frequently used interchangeably.
However, the term water hammer is commonly associated with accidents and fatalities. For some, the use of
this term evokes images of broken and bent piping, multimillion dollar damages, the loss of water supplies to cities, and the deaths of individuals due to water hammer
accidents. The primary purpose of this text is to provide
practicing engineers with the analytical tools required to
identify water hammer concerns and prevent equipment
and environmental damage, personnel injury, and fatalities. Consequently, Water Hammer seems to be an appropriate term to describe this work.
With respect to the term Piping Design, the effects
of water hammer are considered here for basic pipe system components, such as valves, pipes, and pipe fittings.
Complex piping systems are more accurately evaluated
using computer models. Although some examples of
computer aided design techniques are provided here for
fluid transients and structural design calculations, the required computer models are outside the scope of this text.
Even so, the constitutive principles provided here should
be incorporated into the appropriate computer models.
When I first became involved in water hammer investigations in the early 1990s, a literature review revealed
that the pressure surges due to water hammer could be
approximately defined, but techniques to find the result-
xvi Preface