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OBJECTIVE: To obtain a challenging position which effectively utilizes my skills and abilities.
Compliance Officer
Goal driven, results oriented with more than thirteen years experience possessing excellent
strategic planning and management responsibility. Proven ability to implement corporate
initiatives that consistently meet regulators’ expectations thereby reducing operational costs.
Professional Strengths:
Key Achievements:
Professional Experience:
Responsible for providing direction to the credit union so as to assure that policies, practices,
and procedures are compliant with applicable regulatory requirements. Work closely with
Internal Audit, Retail Operations, and Lending to ensure that all departments are following
compliance requirements in a consistent manner. Review, analyze, and advise management,
including the Board of Directors, of federal and state legislation that affects the credit union.
Develops risk assessments in accordance with the BSA/USA Patriot Act. Recruited,
developed, and trained four compliance staff to assist with the day-to-day compliance
functions. Negotiated for and implemented automated software to assist with the detection
and reporting of money laundering and other illegal activities. Conduct BSA training for all
employees including the Board. Supervise four Compliance Analysts. Spearheaded several
team projects. Reports to Senior Counsel.
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ACCOUNTANT and CORPORATE TAX SUPERVISOR at AMOCO Trinidad Oil Company,
Trinidad 1978-1995
Over eighteen years experience as a senior accountant and ten years experience as a
Corporate Tax Manager at a large international oil and gas concern. Responsible for the
accruals, payments, and filing of corporate tax returns for AMOCO Trinidad oil and gas
operations. Duties included the preparation of trial balances, financial statements, warehouse
stock accounting, financial statements, budgets, and variance analysis. Assisted in
negotiations with the Trinidad government for fiscal relief. Developed taxation and crude
pricing models for the petroleum industry. Supervised several senior accounting staff
members.
EDUCATION:
University of London, U. K.
LLB (Law Degree).
PROFESSIONAL DESIGNATIONS:
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