Beruflich Dokumente
Kultur Dokumente
2013
Timothy Chappell
The Open University
ABSTRACT. In this paper I argue for five theses. The first thesis is that
ethicists should think about happiness and unhappiness together, with
as much detail and particularity as possible. Thinking about unhappiness
will help us get clear about happiness, and distinguish the different things
that come under that name. The second is that happiness and unhappiness can both be important positively valuable features of a worthwhile
life. The third thesis is that Modern Eudaimonism (ME), the claim that
every reason to act is a reason either to promote or facilitate happiness,
or to decrease or prevent unhappiness, is false. The fourth thesis is that
Aristotle is not a Modern Eudaimonist. Aristotelian Eudaimonism (AE)
says that every reason to act is a reason that derives from what Aristotle
calls eudaimonia. But derives from is a different connective from
either to promote or facilitate X, or to decrease or prevent not-X; and
eudaimonia is not happiness. So AE ME. Finally, the fifth thesis is that
AE is false too.
I gave you everything you ever wanted; it wasnt what you wanted.
U2, Youre so Cruel
Mankind does not strive for happiness; only the Englishman does that.
Friedrich Nietzsche, Twilight
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to say that she is unhappy is true, if rather inadequate. During school termsbut
not only thenFrancess life is a walking nightmare.
George is a depressive. Depression can mean all sorts of different things; what
it means for George is that he lives his life in a constant state of acute emotional
pain. Accompanying everything he does there is a ground-bass of aching, inarticulate sadness, unrelated to any particular cause or reason that he can identify, but
which colours how he sees his whole world. Most certainly George is unhappy.
Helen is a brilliant mathematician, working on cutting-edge problems in
number theory. She is an obsessive, a workaholic. She finds each problem intensely
frustrating, upsetting, infuriating even, until she has solved it. And as soon as it is
solved, theres another. Helen is breathtakingly good at what she does, and does
exactly what she wants with her time. Indeed she would be unable to imagine
doing anything elseif she ever tried. And her university is ruefully aware that it
pays her very well to do what she would undoubtedly do anyway for no payment
at all if she had to. (Helen would do maths under an aluminium blanket on a park
bench if she had to.) Despite her freedom of choice, her financial security, and
the fact that Helen spends her life developing and expressing her chief gift to its
utmost, it might not seem unreasonable to say that Helen is unhappy.
Iona, finally, is bored. She is restless, aimless, dissatisfied with everything in
her life, but clueless about how to improve anything in her life. As most of us use
the word, she counts as unhappy too.
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Nor, beyond the scant information that they explicitly contain, is the detail of
the stories fixed, or meant to be fixed. Not that the detail of the stories is unimportant; it can and often will make all the difference to how we read them. But I
want to close off as few alternatives as possible, and invite the reader to play with
these scenarios imaginatively: to add variations to fill out each story all sorts of
ways, and see how these different fillings-out modulate the stories ethical feel and
significance. This exercise in variation may well also reveal further kinds of unhappiness, and indeed of happiness.2
Though in fact quite a few of the distinctions that we might want to make
about unhappiness are already visible in the stories. Here are five to start with.
(1). Feeling vs. response. First, there is unhappiness as a feeling vs. unhappiness as
a response to something. Someone can be unhappy in the sense that George
is: unhappiness can just be his temperament, the way he feels, the emotional
tone of his lived experience, and his unhappiness have no particular object.
This sort of unhappiness can be more or less permanent, as it is with George
(because hes a depressive); or it can be a mood that comes and goes, as perhaps with most people.
Alternatively, unhappiness can be a response (temporary or permanent)
to some bad thing that happens or is the case. Here too there are at least
two distinct possibilities, causal and referential. Causal: as a blow can cause a
bruise, so a disaster can cause sorrow or anxiety or depression. Referential: the
unhappiness can be about the bad event, can be an attitude directed at that
event as at a proposition, or with that event as its object. Unhappiness can also
be both caused by and about a bad event. I didnt specify which was the case
with Aaron, Clare, Donald, or Frances, but I suspect that in all four of these
stories there is likely to be both a referential and a causal relation to the object
of the unhappiness.
(2) Unhappiness and wants. Unhappiness is often related to what we want. Very
commonly people are unhappy because they are in something like Aarons or
Clares situation: there is something they want, and they arent getting it (or
arent getting it fast enough, as with Helen). In such cases the intensity of the
unhappiness is typically proportional to the strength of the want.
Again, people are often unhappy because they dont know what they
want. This can either be in the loose sense that they want two or more conflicting things and cant decide which they want more. Or it can be in the
tighter sense that applies to Iona: they literally dont know, of anything, that
that thing is something that they want. This either causes unhappiness, or
becomes a reason for unhappiness, or both.
A third possibility is mentioned in my first epigraph. There are senses of
I have got everything that I want in which getting that is not only quite consistent with unhappiness (as seems true of Helen), but can actually cause and/
or be a reason for unhappiness. Think of the person who dreams all his life
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of winning the lottery, then wins it, and finds within three months of his win
that his life has become empty: there is nothing left for him to chase or strive
for, because he can get it all instantly. (A hackneyed example, but life can be
hackneyed too: this happens.) This kind of unhappiness is what the myth of
Midas is all about.
(3) Unhappiness and our sense of justice. One important sense of unhappiness,
which not being an expressivist I would like to keep separate from the sense to
do with frustrated wants, is the sense in which a perception that I or someone
else has been wronged can make me unhappy. This is part of Clares unhappiness. It is not just that she sees that she isnt getting the job in philosophy
of mind that she wants. It is also, and quite distinct from that, that she sees
that she is not getting the treatment in the philosophy jobs process that she
deserves. Obviously she can think this without thinking the further thought
that she deserves a jobwhich might be a reasonable further thought or not,
depending on her abilities and on the competition. However, sufficient ill-use
may make Clare doubt whether she even deserves reasonable treatment in
the jobs process; just as, if Frances is sufficiently badly bullied, Frances may
lose her grip on the idea that she is being wronged at all, and can even come
to think that its her own fault. This is what Marxists mean by internalised
oppression.
(4) Unhappiness as dissatisfaction, or any other negative affective state. Utterances
like the one I mentioned above, Im unhappy with the way youve copyedited my book, can express real, deep, plangent unhappiness. (No, really.
You should see some of the copyediting that goes on.) Or they can express
or betray a dispositional irritability, an inability to be happy or satisfied,
which is exemplified by Helen and perhaps Iona above. They can also, in a
very common use that we might call line-managerial unhappiness, express
nothing more than businesslike, all-in-a-days-work disapprobation or dissatisfaction that doesnt necessarily have any particular emotional content at all.
Broadening this out, we may note how unhappiness can be a general term for
any kind of negative affective state or experienced difficulty or resistance. (I
own a climbing guide that includes the sentence VS leaders can expect a few
moments of unhappiness on this traverse.)
(5) Justified vs. unjustified unhappiness. About all forms of unhappiness where the
unhappiness is unhappiness for a reason, the questions can arise (a) whether the
unhappiness is proportionate to that reason, or unjustified; and (b) whether it
was foreseeable and avoidable that there would be this reason for unhappiness
if a given course of action was taken. This is, probably, what is going on when
Aarons friends tell him not to waste his tears on Belinda, or Clares tell her she
should have gone in for accountancy.
Unhappiness can be unreasonable and unjustified because it is excessive,
or because it is inadequate. When people are bereaved, they can incur criticism for not being unhappy enough at their partners death. As I noted in
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adverbial distinction can be made for happiness as well as for pleasure: there
are activities in which happiness consists, but not because of any particular
phenomenal quality that they may have. I further suggest that the same is true
of unhappiness.
(NB I am not saying that the adverbial account is the truth about every
case of happiness or unhappiness; just some cases. Ryle apparently did think
his adverbial account could cover every case of pleasure. Some of the evidence
that that is wrong has already come out; it is clear enough from thinking
about happiness and unhappiness that they typically have a phenomenology
that not all is darkness within. Perhaps only the grip of a theory, logical
behaviourism for example, could motivate us to deny or ignore this.)
(7) Verdictive vs. descriptive. I can call you happy or unhappy and mean to describe
your sensations, or mood, or emotions, or the like internal phenomena. I can
alsojust aboutcall you happy or unhappy because of something external that has happened to you. Rons wife has left him. O unhappy Ron!
(Or possibly, depending on the story, O happy Ron!) This use of happy/
unhappy does not describe Rons emotionit is not about his emotions at all,
but his situation, which it evaluates, and issues a verdict on. At the limit, the
verdict can be a verdict on Rons entire life.
I say we can just about do this with the words happy and unhappy.
What I mean is that this is a very old-fashioned usage. In ordinary English,
outside parodic contexts, it is nearly completely obsolete. What we say now
is Poor Ron! for the bad cases, and Lucky Ron! for the good cases. These
phrases too are verdictive, not descriptive; it is, for example, a misunderstanding, or a small joke, to respond to Lucky Ron! with Luck had nothing to do
with it. But the corresponding old-fashioned sense of (un)happy, despite its
obsolescence in ordinary English, remains philosophically important; more
important, perhaps, than it deserves to be.
So now we have seven distinctions about happiness and unhappiness, five
of them drawn, and two not, from my opening seven stories about unhappiness.
Does that seem a lot? Given that the complexity of happiness and unhappiness
probably goes well beyond these distinctions, I am more inclined to suspect that it
is not enough. But anyway, there is a payoff for this plethora. We may now apply
the materials Ive just assembled to address some familiar philosophical problems.
These seven distinctions between varieties of (un)happiness shed useful light
on the senses in which it might or might not be true or plausible to say, for
instance, that we should call no man happy until he is dead (Solon), or that
happiness is injustice and intemperance, combined with power (Callicles),
or that no unjust person can be happy (Plato). The verdictive sense of happiness brings out Solons dictum as true. If Solons point is that there is no
definitively saying whether O happy Ariston! is an apt utterance until we can
assess the whole of Aristons life, then Solon is just correct (as Aristotle agrees
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the opposite of eudaimn and its adverb (which in NE is always eu, never
eudaimons).5 So for example Aristotles word for Priam at the end of his life is
athlios (1100b7), and at 1102b7 he quotes the Greek saying that for half of their
lives (the sleeping half), the eudaimones and the athlioi do not differ at all.
However, in the entire Nicomachean Ethics athlios and the adverb athlis occur
just eight times in total (athlios seven times, 1100a29, 1100b5, 1100b34, 1101a6,
1102b7, 1150b5, 1166b27; athlis once, 1100a9). By contrast, in Bywaters index
to the Greek text of NE, eudaimonia and its cognates have at least forty principal
citations alone; and eudaimonia is the main analysand of NE 1 as a whole. It does
not look like Aristotle is all that interested in athlios/athlis. It certainly does not
look like he is interested in it in the way thatI suggested in section 2anyone
philosophically interested in happiness is naturally also interested in unhappiness.
In any case athlios does not mean unhappy. Etymologically, the word is
(according to LSJ) simply the adjectival derivative of athlon (older aethlon), a
contest. The idea of the word is that someone who is athlios is struggling for a
prizeand not succeeding. An athlios is a striver, an also-ran, a failure; we might
even say, a loser. Being athlios has everything to do with being unsuccessful,
and thence, by natural semantic spread and drift, with being pitiful or pathetic
(probably in both the straight and the sarcastic/contemptuous senses of those
two words). Hence athlios even has something to do with the original sense
of miserable, as fit to be pitied. But to athlion (if I may presume to use this
neuter-singular abstraction when Aristotle so markedly doesnt) has little to do,
directly, with being unhappy.
So eudaimn/athlios does not point us to a neat pairing of concepts in anything like the way that happiness/unhappiness does. Moreover eudaimn does not
mean happy, and athlios does not mean unhappy. That is our impression so far.
The impression is quickly confirmed when we try to map eudaimonia onto section 3s seven distinctions about happiness and unhappiness.
Happiness in one sense can be (1) a matter of temperament, or a(n emotional/
affective) response to some event or state of affairs; eudaimonia cannot possibly
be either. Eudaimonia does correlate (2) with getting what we want and (3) with
seeing justice done; but not in the way that happiness does, and only on condition
that we want the right things and are on the right side of the doing of justice.
(4) Eudaimonia simply cannot mean, as happiness can, either satisfaction with a
job well done, or more broadly, any positive affective state. (5) Unlike happiness,
eudaimonia cannot be either justified or unjustifiedif it is present at all, it is
automatically justified; nor can eudaimonia be proportionate or disproportionate. (To what?) In fact, it is only with my distinctions (6) and (7) that happiness
and eudaimonia even come into contact, as a closer look at Aristotles discussion
brings out.
Aristotles argument in NE 1 is essentially a conceptual analysis. There are
asides, but its main movement of thought is from an unclear familiar concept, his
cultures traditional concept of eudaimonia, to a clearer but less familiar concept,
Aristotelian eudaimonia, the content of which it is his project to argue for.
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This movement isI want to suggestalso one that we can understand as a
movement from a verdictive to a descriptive sense of eudaimonia. Aristotle makes
it quite clear that his initial question, What is eudaimonia?, is very close in sense
to the question What is the human good? (see e.g. 1098a17); he also says that
saying that the best is eudaimonia seems something of a platitude (homologoumenon ti phainetai, 1097b22). At this point in his argument, eudaimonia is his
name for the good human life, whatever that turns out to be. It is as if he starts
with a sentence-frame that runs
Eudaimonia is
and is looking for something to fill in the dots. In this sense, he can
equally well start with a sentence-frame that runs
The human good is
or
The best (sc. for humans) is
and look to fill that in; indeed, as already remarked, at times this is what he does.
In this verdictive sense, eudaimonia is, as we might say, an indefinite descriptiona maximally indefinite description. The eudaimn life is the one that, if
someone (say Ariston) lives it, most reasonably and rightly prompts the verdict O
happy Ariston!: this is why the Greek verb eudaimonizein (NE 1096a2, 1100a10)
means to congratulate as well as to call happy. (Cp. a familiar use of felix in
Latin, e.g. in Vergils tribute to Lucretius, felix qui potuit rerum cognoscrere causas
(Georgics 2.490); cp. too the English verb felicitate.) Exactly what the eudaimn
life is, just what the life is like that prompts this positive verdict, that gets what
Hursthouse 1999 might call the tick of approval: this is Aristotles main question
in NE 1. His way of answering it can look confusing, but, I suggest, is at least partly
clarified by my seventh distinction above. For he answers it by sticking with the
word eudaimonia, but shifting from a verdictive to a descriptive sense of this word.
What then is Aristotles descriptive sense of eudaimonia? This is how he has
come to put it by the end of his conceptual analysis: estin h eudaimonia psychs
energeia tis kataretn teleian (NE 1102a56). I translate: Eudaimonia is a particular activity of the soul in accordance with complete virtue; I might also translate:
Eudaimonia is a particular realisation of our nature as intelligent living beings,
according to fulfilled excellence.6 This is no platitude. What it says, when Aristotle
spells it out, is that eudaimonia means a life of being good at the things that matter.
Being athlios means being a loser, a failure, in those things, just as being eudaimn
means being a winner, a success, in them.
Then obviously everything depends on what things matter. Broadly speaking,
Aristotle thinks that there are two kinds of life in particular that most obviously
engage with the things that matter. One is the life of the gifted leading citizen
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of a thriving and well-ordered polis who does a bit of philosophy among other
things; the other is the life of the exclusively specialising philosopher. Aristotle is
notoriously unsure which way to choose between these two possibilities (and does
not, to my mind, give due attention to the question Why choose at all?). But perhaps we may bypass his uncertainties, and simply say that, on the whole, he seems
inclined to give either of these more-fully described lives the tick of approval of
the verdictive sense of eudaimn.
Either way, notice this: in the descriptive sense, Aristotelian eudaimonia is
entirely a matter of performance. As he himself says, lifes prizes go to those who
actually win them, not to those who just look like they might: NE 1099a5. And
now we seem close to a decisive argument for refusing to translate eudaimn as
happy at all, except in the verdictive sense. For it may be that Aristotles ideal
citizen (Ill call him Ariston), who is eudaimn by definition, lives in such a way
as to make it reasonable and right to apply to him the verdictive exclamation, O
happy Ariston! But it by no means follows from that that the eudaimn Ariston
is happy, if by that we mean the kinds of things picked out under my first five distinctions about happiness. For all that has been shown, O happy Ariston! could
be apt, and yet the eudaimn Ariston be (1) depressed, (2) frustrated, (3) grieved
at injustice, (4) mostly negatively affected by emotions, and (5) suffer, one way
or another, from disproportionate affective responses. Or again, Ariston could be
successful in everything he turns his hand to, yet spend his whole time in a boiling
rage of frustration and impatience about whatever challenge currently confronts
him. In that case he will be rather like Helen in the sixth of my seven mini-stories
(which, as the reader can now see, I designed with precisely this point in mind).
The reason why this problem comes up brings us to the one distinction of my
seven that we have not so far brought to bear on Aristotles discussion of eudai
monia: the adverbial/phenomenal distinction. If we put to one side the verdictive
sense of happy (happy as in O happy Ariston!), then so far as I can see, the only
way we have even a chance of reading Aristotles treatise on eudaimonia as a treatise on happiness is to assume that what he has in mind is adverbial happiness in a
sense parallel to Ryles notion of adverbial pleasure. I enjoyed my round of golf
means that I played my golf in the enjoying way, not that I played it with this or
that particular phenomenal experience as an accompaniment. Similarly, we might
suggest, Ariston is happy running the polis means that Ariston runs it in the way
distinctive of the happy man, not that Ariston has this or that particular emotion
as a standing accompaniment to his running of the polis. (There seems to be a circularity herewhat is the way distinctive of the happy man, if it has nothing to
do with positive emotions?but that is not my fault; its the adverbial accounts.)
Quite likely Aristotle in NE 1 has in mind something like an adverbial view
of happiness. But we have already seen the obvious objection to it. Success means
efficient and proficient functioning in life, skilful mastery of the roles good performance in which fulfils my nature. But all this seems perfectly compatible with
unhappiness. (Consider, again, Helen in section 1.) What is to ensure that enacting
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the human function will coincide with positive emotions? The point is not merely
that you can be happy in the adverbial sense while unhappy in other senses, such
as the affective and emotional sense. The point is also that if things get sufficiently
bad in these other senses, then it will begin to look untenable to say that someone
has adverbial happiness either. Just likewise, Ryles golfer can perhaps take adverbial pleasure in a round of golf when, sensations-wise, the main things he feels
are soaking wet and chilled to the bone; but if we add that he also has a searing
toothache and raging back and knee pain and , then it gets increasingly hard to
see how his pleasure in golfing can even be adverbial.
Aristotle is aware of this objection, andrightlyworried by it. Given our
preoccupation here with how to translate eudaimonia, it is striking that his
main response, his main attempt to provide a philosophical guarantee that good
functioning will be accompanied by positive emotions, says something about
hdonthe word we normally (and in my view correctly) translate as pleasure.
That fact supports a suspicion that I think we should feel anyway: that most of the
emotional and affective phenomena that we collect under the word happiness
would for Aristotle belong under the heading of hdon. It is also striking that this
response comes immediately after Aristotle has just affirmed that what he means
by eudaimonia is entirely a matter of performance:
The life of eudaimones is also pleasant (or sweet: hdus) in itself. For
having pleasure is one of our conscious experiences (tn psykhikn),
and what is pleasant (or sweet) to each man is whatever he cares about
so what is just is pleasant to the man who cares about justice, and in
general, what accords with excellence/virtue is pleasant to the man who
cares about excellence/virtue So the life of eudaimones does not
stand in need of pleasure as a sort of bolt-on extra (periaptou tinos);
it contains its pleasure in itself. After all, besides all this, someone who
does not enjoy (khairn) doing noble deeds is not a good man. (NE
1099a89, 1112, 1517)
This reads to me like a sharp response to the very objection just made: But nothing you have said, Aristotle, does anything to guarantee that being eudaimn will
be enjoyable. Oh yes it does (Aristotle in effect retorts) and moreover the
enjoyment is intrinsic to being eudaimnit isnt just something that may or
may not come along with being eudaimn. It is intrinsic to eudaimonia, Aristotle
argues, because the person who lives the eudaimn life gets pleasure (and presumably this does not mean just adverbial pleasure) from the justice and other kinds
of excellence that that life involves.
Now we might reasonably doubt that this argument will do the trick. Some
virtuous actions are necessarily unselfconscious, so it cant be true of every virtuous action that it gives pleasure to its doer (or not, at least, that it gives him pleasure under the description: my own virtuous action). But even those virtuous
actions that do, as such, give pleasure to the agent may still not give him enough
pleasure to make his life pleasant on the whole. Recall my depressed character
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George in section 1. George might enjoy his own good deeds as much as they reasonably can be enjoyed, and still be, on balance, very far from overall happiness (or
pleasure, or enjoyment).
But even if Aristotles argument does guarantee that the eudaimns life will
be pleasant or enjoyable, there is still this to note about it: in modern terms, the
argument can reasonably be read as an argument that the eudaimn life is happy.
Its point is that if you live the eudaimn way, then you will experience the kind of
positive emotions and affective states mentioned under section 2s first distinction
about happiness and unhappiness. Now Aristotle would not need to argue this, if
eudaimonia just meant happiness in the affective sense. The fact that Aristotle feels
a need to produce this argument is one last piece of evidence for my main thesis
here: Aristotles term eudaimonia covers hardly any of the things that we mean by
happiness, many of which Aristotle would naturally describe as cases of hdon.
In the opening lines of Utilitarianism, Mill appeals to Aristotle as another proponent of (ME). However, Aristotles eudaimonism is not (ME) but this view:
(AE) The only thing that people can rationally take as their ultimate aim is
eudaimonia. (NE 1097a36b7)
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people can rationally take as their ultimate aim. Lots and lots of things are worthwhile in their own right, and without the slightest reference back to any further
end or aim that pursuing them subserves; in other words, lots and lots of things
are capable of being ultimate aims. (Other people, for a start. Perhaps that is Kants
point, or one of Kants points, in calling people ends in themselves.) This is the
opposite of the conclusion that Aristotle was actually arguing for in the opening
chapters of the Nicomachean Ethics. But it does seem, to me at any rate, to be the
conclusion that those chapters almost irresistibly suggest.
(Well, maybe other people are ultimate aims at the level that Aristotle labels
with the word telos. It doesnt follow that they are ultimate aims at the level he
labels teleiotation telos (1097a2534).7 Maybe not; but there again, it is not
entirely easy to see what Aristotle means by this distinction. I suspect his point was
that each of us, qua practitioner of various technai or occupant of various roles,
has ends which are final relative to those roles or those technai; but those roles and
technai are themselves instrumental, or otherwise contributory, to some further
end. If this is what Aristotle has in mind, then to apply it to relationships with
other people would mean this: another person is a final end for me qua his philos,
but my relationship with him is itself a means or a contribution to whatever is my
most final end. This last bit still sounds completely wrong to my ear, as it perhaps
will to the ear of anyone with at least mildly Kantian inclinations.)
A little more detail on why (ME) is false comes when we remember what all
the different things are that we mean by happiness. When we read (ME) in the
light of the first five distinctions I offered above, at least the following possibilities
come into view:
(ME1) The only thing that people can rationally take as their ultimate aim is
feelings or emotions of happiness.
(ME2) The only thing that people can rationally take as their ultimate aim is
the happiness that comes from getting what they want.
(ME3) The only thing that people can rationally take as their ultimate aim is
the happiness that comes from seeing justice done.
(ME4) The only thing that people can rationally take as their ultimate aim
is the happiness that comes from satisfaction with a job well done, or
more broadly, any positive affective state.
(ME5) The only thing that people can rationally take as their ultimate aim is
justified and proportionate happiness.
To my eye, not one of these theses is even tempting. The people whom we naturally call rational do not aimnot even ultimatelyat nothing but their own
feelings, or at nothing but getting what they want, or at nothing but any kind of
happiness, including the justified and proportionate kind. And while justice and a
job well done may be important to them, so are plenty of other things. The people
whom we naturally call rational have some interest in all five of these objectives;
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but they have an exclusive interest in none of them. I doubt we would call them
rational if they had.
Two other versions of (ME) can be derived from my sixth and seventh distinctions in section 2:
(ME6) The only thing that people can rationally take as their ultimate aim is
happiness in the adverbial sense.
(ME7) The only thing that people can rationally take as their ultimate aim is
happiness in the verdictive sense.
These theses look false too. (ME6) seems incoherent. The point of the adverbial
conception of happiness is that you take all sorts of other things (e.g., playing
golf) as your objective, and pursue those objectives in the happy mans way. It follows from this conception that pursuing those objectives in that way cannot itself
be your (ultimate) objective. This second-order aspiration might be one of your
various objectives in what you do; it could not be the objective of everything that
you do. As for (ME7), this is not obviously false read de re: no doubt a good life is
one that gives others reason to utter this exclamation. But this thought cannot be
anyones aim in what they do, because (ME7) is obviously false read de dicto. It is
simply bizarre (and not just because of the old-fashionedness of the locution) to
suppose that any rational person X will aim, explicitly and exclusively, to live a life
that gives others reason to exclaim, O happy X!
So when we give (ME) more precision by feeding into it any of the seven
senses of happiness suggested by section 2s survey of distinctions, (ME) turns
out fairly obviously false. But that is not because that survey was faulty, or missed
obvious possibilities. It has more to do with (ME)s presupposition that for a rational life there is bound to be some one ultimate aim, and all we have to do is work
out what it is.
In one wayas I have pointed outthis looks wrong because of the sheer
variety of our practical rationality and its objects. In another way, I will now add, it
looks wrong because it underestimates the place of external contingency in human
life. Events can and do present me with reasons for action that simply have nothing
to do with my pursuit of happiness in any sense. Singers (1972) toddler drowning
in a fountain is an example of this kind of reasona confronting reason, as we
may call it. Quite suddenly and unexpectedly, it turns out that I have reason to do
something, where my reason to act is not related to my own happiness in any sense
whatever; what it is related to is simply the toddlers need to be rescued. Or again,
consider figures who find themselves in positions like Hans and Sophie Scholls.
They too have reasons that come from their pursuit of their own happinessto
get a degree, to find a spouse and a career, the kinds of thing that naturally matter to gifted young undergraduates. But once Hitler appears on the scene as their
countrys leader, they suddenly have some more reasonsreasons to protest and
subvertthat not only have nothing to do with their own happiness, but seem to
threaten every chance of happiness they have.
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Confronting reasons in this sense are everywhere in life, and they do not arise
only from moral emergencies like the Scholls, or like Singers drowning-toddler
case. Confronting reasons can come out of something bad, like a bereavement or
illness, or the outbreak of a war; they can equally come out of something good, like
falling in love, finding a long-lost brother, or unexpectedly inheriting a Hebridean
island. In the world we live in, the threats and the opportunities provided by the
disruptiveness of confronting reasons are a constant presence.8
Whatever our plan(s) of life, and whatever our ultimate aim(s), we are
alwaysboth for good and for illat the mercy of sheer contingency. The reasons
we find we have can always change; they can never be neatly or definitively coordinated around, or subordinated to, any single ultimate aim or plan of life. This is
not just a fact about what we do, it is also a fact about what we have reason to do;
and it is not merely accidental. The contingency of human life is, after all, one of
the deepest facts about it.
These thoughts about contingencytogether with related thoughts about
vulnerability and fallibilitymatter too in the assessment of (AE), Aristotles
eudaimonism. Eudaimonia, recall, is on Aristotles analysis an activity of the soul
according to complete virtue; or it is a particular realisation of our nature as
intelligent living beings, according to fulfilled excellence; or it is a life of being
good at the things that matter. (To retain at least something of the richness and
depth of NE 1s account of eudaimonia, I will not attempt to boil these three formulae down any further.) So when we slot this detail into the place where the word
eudaimonia sits in (AE), we get this thesis:
(AE) The only thing that people can rationally take as their ultimate aim is
an activity of the soul according to complete virtue; or it is a particular
realisation of our nature as intelligent living beings, according to fulfilled excellence; or it is a life of being good at the things that matter.
I have already remarked on the curious monomania involved in (ME)s presupposition that rationality necessarily has any one aim. (AE) shares this presupposition, so one tempting retort to (AE) is The only thing that people can rationally
take as their ultimate aim is ensuring that they have more than one ultimate aim.
Aristotle himself would perhaps take the point; he, after all, is often read as the
philosopher who struggles to choose between a practical and a theoretical ultimate
aim.
A further and I think deeper defect in (AE) is its emphasis on success. We
naturally want our account of the aim of human life to say that that aim is accessible to at least most and preferably all humans. Not unrelatedly, Aristotle says
at NE 1166a20 that a good that I can only achieve at the price of ceasing to be
myself is not a good for me. But there is a certain irony to this remark, given how
few humans could achieve Aristotles own ideal of eudaimonia without becoming
someone quite other than they actually are.
My point here is not, or not mainly, to do with the notorious fact of Aristotles
own long and egregious list of those excluded from eudaimonia by birthwomen,
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barbarians, slaves, the working classes, hoi polloi in general (see e.g. NE 1099b3
6, 1177b4, Politics 1255a12, Rhetoric 1360b1424). We can if we like clean up
Aristotles ethics to get rid, or minimise the importance, of these exclusions, as
Aristotle himself attempts to when he says e.g. that excellence is open to everyone
who is not maimed and takes the trouble to pursue it (NE 1099b18). Even then,
we will still face the problem that I am thinking of. The problem, as I say, is not
Aristotles elitism; it is his focus on success.
The real-life condition of us human beings is that all of us are failures (athlioi) in some respect or other, and some of us are failures in every respect. So a
conception of eudaimonia that is going to make sense for us is going to have to be
a conception that starts, so to speak, from where we arewhich for most of us,
is (at least in some ways) in the condition of successs opposite, failure. It can still
be, ultimately, a conception of eudaimonia as success. But it will need to begin
with our failures, and work upwards from there: not towards success simpliciter,
but rather towards whatever level of success is still open to us, given our failures.
Otherwise, to have any use for Aristotles ideal of eudaimonia, I would have to
be or become the person, mythical or otherwise, who starts the game of life with
an unblemished scorecard, and keeps it that way. But then to most of us, whose
scorecards are far from unblemished, all that the ideal of eudaimonia can offer will
be a good that is inaccessible to us except on pain of becoming someone else. As
already pointed out, a good like that is no good for us.
We cannot accept any version of the ideal of eudaimonia-as-success that says
to us, in effect, If thats where you want to get to, you cant start from here. The
trouble with Aristotles version is that, at least sometimes, this is precisely what it
saysand not just to women, slaves, and barbarians, but to anyone who does not
get things right, right from the start:
It makes no small difference whether one has been habituated one way
or the other [sc. into good or bad emotional responses] from the very
beginning of childhood; rather it makes all the difference, indeed every
kind of difference there is. (NE 1103b23)
We need to be born (phynai) with (so to speak) an eye by which to
judge well and choose the true good. (NE 1114b9; my emphasis on
phynai)
Aristotles ideal of eudaimonia as success has little to say to failures except that
they shouldnt be. But that is not helpful advice, and it is likely to be something
that they already know. Any widely applicable ideal of eudaimonia has to have
something to say about how exactly (if at all) a failure is to get out of his condition
of failuresomething that addresses the particularities of his condition, and that
does not presuppose that the starting point for him is a track record of success, or
at least of no failures. But Aristotle not only has nothing to say about this question. In passages like the ones I have cited above, he also actually repudiates the
question.
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As we might put it: Aristotelian virtue-ethical theories tend to give the wrong
advice when addressed to anyone who does not already approximate the characteristics of Aristotles man of virtue; but addressed to anyone who does, they just
seem pointless. Likewise, an ideal of success that has nothing to say to those who
at least start in the midst of failures, has nothing to say to most of us. For that is,
as a matter of fact, where most of us are; and those of us who are not there, do not
need it.
There may be ways of blunting this perhaps suspiciously sharp dilemma. But
even if there are, something like this objection would still be a serious problem for
Aristotles ethical ideal of eudaimonia as success even if that ideal faced no other
objectionsas we have already seen it does.
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What we should certainly do for all five of Aaron, Clare, Donald, Helen, and
Iona is, as people say, be there for them: support them, listen to them, offer
them tea and sympathy. And with Helen in particular, there also seems to be a
strong case for suasive reasoning with her (if we can get her to listen). Arguably
Helen needs to be told that there is something decidedly dysfunctional about her
whole way of life: that she makes herself unnecessarily unhappy, that her absorption in her mathematical puzzles makes her rude, abrupt, inattentive, sloppy, and
thoughtless in her dealings with other people, that her fanaticism about maths and
her obliviousness to almost everything else may even suggest that there is something big, deep, and dark in her subconscious that she is trying to avoid thinking
about, and the rest of it. For sure, she needs to be told all this in the nicest possible
way, by someone who has the right to say it to her, and is trying to help her to
become a happier person (such as a friend, if she has any friends). And ideally,
telling her will not psychologically damage her, or impair her fantastic mathematical ability and drive. (Her employers might be particularly concerned on this
last score.) But it is not just that Helen needs to be told all this; it is also that she
needs to hear it, if it is to do any good. That is, she needs to accept and appropriate
the fact that her way of living is, by a long way, not as happy as it might be, and
do something about it for herself. In short, her way out of her unhappiness, and
towards her own kind of happiness, needs to be her own achievement; it cant just
be something that someone else imposes on her.
Perhaps there is something that suasive reasoning can do for Iona too
though here it depends very much how we further fill out her story. People who
suffer from Ionas kind of accidie are often rather psychologically opaque. Often
their surface aimlessness hides some deeper problem, some deeper and actually quite different form of unhappinessfor instance, chemical depression like
Georgeswhich is not to be got at by merely telling Iona some home truths about
herself and hoping she appropriates them.
The striking thing about the three remaining cases of unhappinessAaron,
Clare, Donaldis that with these, it does not even seem right to engage in such
mild forms of intervention as suasive reasoning. In these cases it is not obvious
that we observers of their unhappiness (their friends, relations, counsellors, or
whoever) ought to try to do anything at all, directly, to remove it.
This is most obvious of all with bereaved Donald. When he has just lost
his wife after 49 years of happy marriage, to try and reason Donald out of his
unhappiness would be mind-bogglingly stupid and impertinent. Not that that has
stopped philosophers:
No evil can come to a good man, whether he lives or dies. (Socrates in
Plato, Apology 41d1)
So and sos son is dead. What do you think of that? It lies outside
the sphere of choice; it is not an evil. So-and-so has been disinherited
by his father. What do you think of that? It lies outside the sphere of
choice; it is not an evil. Caesar has condemned him. This lies outside
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the sphere of choice; it is not an evil. He has been distressed by all this.
This is within the sphere of choice; it is an evil [i.e.: he was wrong to be
distressed]. He has borne it nobly. This is within the sphere of choice;
it is a good [i.e.: he did well not to be distressed]. (Epictetus, Discourses
III.8.23, tr. Daniel Russell at Russell 2012, 150; my glosses)
Pace too many philosophers, Donald is entitled to his unhappiness. He has good
reason to be unhappy, and he does not do wrong in being unhappy. (Given his
bereavement, he would do wrong in not being unhappy.) Likewise, mutatis
mutandis, with Aaron and Clare. Given what they have just been through, they too
are entitled to be unhappy , and no well-meaning friend, relation, or counsellor
can possibly be on the right track if s/he denies this (as we saw both Aarons and
Clares friends doing in section 1).
Their friends should not be trying to reason Aaron or Clare or Donald out
of their unhappiness, or to otherwise intervene to change the situation. But not
intervening is different from not hoping that the situation will change. Of course
their friends should be hoping that. And in two of the cases, Aarons and Clares, it
is easy to see what they might be hoping for.
Aarons and Clares situations are, respectively, jiltedness and academic unemployment. Even under the bleakest outlook, these are both situations that can easily change very quickly. It is not the part of a friend to engineer the solutions to
Aarons and Clares woes that get them what they want. A job given to Clare that
she knows she got because of someone elses pity for her, or a girlfriend for Aaron
who like a character in The Truman Show is just acting her love for him, is no real
solution at all. (Though no doubt, if Aaron and Clare were desperate enough, they
might well settle for these fixes rather than nothing.) What a friend will do for
Aaron or Clare is stand by them, and hope they get want they want, for the reasons
that they want to get itbecause of her own philosophical talent in Clares case,
and because of the shape of his own character in Aarons. These are the obvious
ways for Aaron and Clare to move from the unhappiness where they presently find
themselves, towards a happiness that they achieve for themselves, and that makes
sense to them; a friend will support them in trying to make that move.
If they succeed, then their present unhappiness will come to be an intrinsic
part of a larger-scale and longer-term happiness. The way they tell their stories, if
they tell them fully and truthfully, will include that unhappiness. But their stories
will be happy stories, not unhappy ones, and with any luck Aaron and Clare will
themselves be happy.
What about Donald? As I told his story, Donalds unhappiness is an unhappiness of old age; I said hed been married for 49 years, and in Britain that means hes
at least 65, more likely a decade or so older. Whereas, as I told their stories, Aarons
and Clares are young peoples unhappinesses. I never mentioned their ages, and
indeed there are very different (and probably worse) kinds of unhappiness that
arise from being jilted, or losing a prized but low-status job, in your seventies. But
the natural way of hearing Aarons and Clares stories takes both of them to be at
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the beginning of their adult lives. This makes theirs less unhappy stories; perhaps
simply because it means there is more time ahead for them to get the partner, and
the academic career, that they respectively want.
Whereas Donald, in losing his wife of nearly half a century, is losing something that in the nature of things he cannot have again and cannot get back. Does
that mean that Donalds cannot be, overall, a happy story? I do not want to be
caught in crass sweeping pronouncements about a kind of loss that I havent experienced; but I will risk saying that my own acquaintance with those who have been
bereaved in ways like Donalds tends to suggest not. Some widowers remarry. Even
for those who dont it is possible, in time, for them to come to a place where they
suffer less acutely from their loss than does Donald as I described him, and to a
state of mind where what they feel about the partner they lost is, mainly, just a
kind of cosmic gratitude at all the good things that they had together for so long.
And then for him too, perhaps, the unhappiness that he feels at his bereavement
will become a part of wider and deeper emotion which is reasonably describable
not as unhappiness, but as happiness. (As Daniel Russell has recently reminded us,
there is much to be learned about bereavement from C. S. Lewiss classic memoir
A Grief Observed.)
This kind of possibility I would like to call the redemption of unhappiness;
a possibility that, I think, any serious account of happiness has to give a key place
to. My remarks about the redemption of unhappiness are, no doubt, schematic
and superficial enough. But I hope I have at least given enough detail to bring
imaginatively alive, for the reader, the possibility that happiness might not merely
cancel out unhappiness, but actually incorporate it: that an unhappiness might
not merely be erased and replaced by a superseding happiness, but might survive
to become an element within a larger narrative whole of happiness.
It is because Aarons and Clares friends have to leave space for this possibility
that they are so clearly mandated to listen to and support Aaron and Clare in their
crises, but not to intervene more directly or forcibly than that. Something like
the same must be true, I think, in Donalds much sadder case. The notion of the
redemption of unhappiness has explanatory value here. And this is not the only
thing that the redemption of unhappiness may explain. I cannot enlarge on these
prospects here. But let me just mention, in closing, five further things that can,
perhaps, be explained this way.
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how someone who starts in a condition of unhappiness can move from that to a
condition of happiness whichwhile it may not be in any sense an ideal happinessis both genuinely his achievement, and also, as his achievement, redeems
the unhappiness by taking it up into his happiness.
The Greek tragedians before Aristotle, and the Christian theologians after
him, in their different ways had an understanding of how this might be done that
was often profound, and at times even clear. Perhaps every ordinary thoughtful
person has always had at least some inkling of how it might be done. In fact, one of
the great recurring commonplaces of human history is that we can learn wisdom
from both happiness and unhappinessbut especially from unhappiness. Pathei
mathos, we learn by suffering, was already a proverb when Aeschylus wove it into
the first Chorus of the Agamemnon. When John Milton paired his youthful works
LAllegro and Il Penseroso, by doing so he pointed to a conception that was already
completely familiarthe conception of happiness and unhappiness as themselves
being paired, each of them neither particularly a good thing nor a bad thing in
itself, any more than darkness or light is; and everything depending on what use is
made of them.
The striking thing about philosophy in both the ancient world and the modern is how little sense it has made of any such conception. There is no reason at
all why such possibilities should not be taken seriously in philosophy; yet how
quick philosophers have nearly always been to erect notions of happiness as a
simple, shadowless, un-nuanced quantum, of its nature entirely uninvolved with
unhappiness.
If my argument here is correct, then any such notion of happiness, however
valuable it may be in its own right, cannot be one of much interest to beings like
us. For the truth about human beings, as I said before, is that all of us are unhappy
in some respect, and many of us are unhappy in pretty well every respect. Thats
where we start. If we, starting from there, are to get to achieve, for ourselves, anything worth calling happiness at all, then it will have to be a happiness that is
capable not just of replacing our unhappiness, but of redeeming it.
Notes
1. Certainly there are individual stories of all these seven kinds that are familiar to me, either
autobiographically, or from the experience of friends. I am aware that this does not give me an
unabridged right to pontificate about any and every such story. Presumptuous overgeneralisation
is a standard failing among philosophers. If anything I say in this essay seems to exemplify that
failing, I apologise in advance.
2. For more about the use of examples in philosophy, see Chappell 2014, ch. 2.
3. On this negative point at least, I evidently agree with Haybron 2005, 289. However, Haybrons
positive views and mine are miles apart.
4. My thanks to Sarah Broadie and Nicholas Denyer for help with my lexicographical searches.
5.
Eudaimons occurs at least once in the Politics, at 1281a2, this occurrence is cited in LSJ, but not
in Bonitz. The Thesaurus Linguae Graecae lists seven occurrences elsewhere in Aristotle.
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