Beruflich Dokumente
Kultur Dokumente
P a rents A b o u t t h e R i s ks
a n d O u t c o m e s o f P rem a t u r i t y
U. Olivia Kim,
MD,
Mir A. Basir,
MD, MS*
KEYWORDS
Parent Infant premature Patient education Counseling Ethics
Decision support techniques
KEY POINTS
Current process of educating parents is suboptimal mostly because of modifiable factors.
Proven methods to educate and inform parents are underused.
Effective parent-clinician communication depends collectively on parents, clinicians, and
the health care systems.
Efforts must focus on improving communication and not on decreasing information provided to parents.
INTRODUCTION
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In the past, when hospitals did not exist, parents were the primary caregivers for their
sick children and made all the decisions regarding their care. With the advent of
Table 1
Parental information-seeking behavior during prenatal period and the neonatal intensive care
hospitalization
Variables
Prenatal Period
Infant status
Threatened preterm
birth
Acute illness
Convalescent
High mortality period Nearing discharge
Parent status
Anxious, uncertain
Mourning loss of
normal pregnancy
State of shock
Mother hospitalized
Unfamiliar NICU
environment
Familiar NICU
environment
Infant is stable
Anxiety [at
discharge
Parents learning
process
Begin self-initiated
learning
Still mostly passive
learners
Become active
learners
Ask questions
Use of books and
Internet
Parents primary
concern
Maintain pregnancy
Infant health issues
Mothers medical
issues
NICU physician
NICU nurse
NICU physician
NICU nurse
Topics parents
Infant health issues
want more
What to expect
information on
during labor
Guide to information
sources
Primary
information
resource
Obstetric physician
and nurse
Neonatologist
modern medicine, hospitalization often became necessary. During such hospitalizations, medical professionals provided the required care, and parental involvement
was considered unnecessary and even detrimental. In some nurseries, parents were
allowed to view their children only through a window until the infant was ready for
discharge.4 The harmful results of the separation between parents and child became
evident with an increase in parenting disorders, including child neglect and abuse.
In 1956, the Platt commission investigated these issues and encouraged parental
involvement in their childs medical care. Consequently, restrictive hospital policies
started to change and parents were welcomed into the hallowed halls of medicine.5
However, the pendulum swung in 1982, when the Baby Doe law was designed to
protect the interests of infants with disabling conditions. Some felt that this law encouraged overtreatment of extremely premature infants without consideration to long-term
outcomes and parental concerns.6 Parent advocates voiced concern that in deliveryroom and nursery crises, families have been at the mercy of an accelerating life-support
technology and of their physicians personal philosophies and motives concerning its
use.6 In response, Dr Jerold Lucey, editor of Pediatrics, arranged a conference in 1992
including parents and prominent US neonatologists to discuss these issues, and The
Principles for Family-Centered Neonatal Care was then published.7 Three of the 10
principles emphasize the need for open and honest communication on medical and
ethical issues between parents and professionals. Currently, family-centered care is
embraced in neonatal intensive care units (NICUs) and health care systems nationwide.
Parental presence during their childs hospitalization is encouraged and facilitated
through participation in daily rounds, bedside infant care, and shared medical
decision-making between parents and clinicians.8 However, medical professionals
continue to hold the upper hand in decision-making. If parents choose an option
different from that recommended by the physician, the medical professional doubts
if the parents are truly informed. Clearly there is more work to be done.
WE IMPROVE EACH OTHER
It is important to realize that to effectively inform and educate parents, factors related
not just to the clinician but also to the parents and the health care systems come into
play.9 Throughout the literature, authors have identified both unique and ubiquitous
characteristics within each group that can contribute to successful information transference, Fig. 1. The entanglement of many common factors among these 3 stakeholders (clinicians, parents, and health care systems) make it necessary to direct
solutions for improving information provision by all involved.
ITS NOT WHAT YOU SAY BUT HOW YOU SAY IT
Although neonatal counselors may focus on updated facts, statistics, and risks during
consultations with parents, its the delivery of this information that will determine if the
parents hear, understand, and accept what is said. It is this part of counseling for prematurity that we wish to focus on so that we might delineate practical ways for medical
providers to better convey information to parents. Lets begin by remembering a few
fundamental facts. Box 1 summarizes these etiquettes.
ITS NOT JUST THE NEONATOLOGIST WHO PROVIDES PARENTS INFORMATION ON
PREMATURITY
First, it is important to recognize that nurses, both in obstetrics and neonatal intensive
care, are the resources from which families get most of their information and support
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during the hospitalization. According to the parents, nurses are the best source of
information.3 Second, before delivery, most pregnant women look to their obstetric
provider for information and guidance regarding premature birth. Although the obstetric providers have an established relationship with the parents and have the most opportunities to educate and inform parents, studies show that obstetric providers are
hesitant to provide information on the outcomes of premature infants. Moreover, obstetric providers are least likely to discuss neurologic outcomes.10 In our survey, 50%
of the obstetric providers reported that they struggle to answer parental questions
regarding premature infants.10 Further worsening this scenario, the amount of time
parents spend prenatally with the neonatal counselor is extremely limited. Despite recommendations that this information be provided in small increments over several
meetings for maximal maternal understanding,1 studies show that prenatal education
on prematurity to parents is often provided in only one encounter: during admission for
threatened premature delivery.2 Under these suboptimal conditions, counseling is
broad, rushed, overwhelming, and can even be detrimental. The obstetric team, especially nurses, have an unrealized advantage to make a greater impact on the teaching
of parents.
ITS OKAY TO CHEAT
Some providers feel its a sign of weakness to refer to a reference source when
providing parents information, subsequently they base the information they give to
parents on what they recall, which may not be accurate. When neonatal versus obstetric medical professionalprovided gestational-age-specific outcome estimates are
compared with actual outcome data, both groups underestimate survival and
Box 1
The etiquettes of counseling
A good first impression:
Introduce yourself [offer your business card]
Sit down and speak in a nonhurried manner
Describe your role in their medical care
Ask them for their relevant information
-
overestimate morbidities.10,11 Consistency of information across providers and confidence in the source providing the information are important for parental learning.3 Use
of educational tools and pocket data cards improve physician recall and can make the
information consistent across providers.12 These cards should be used not to spit out
numbers at parents but in a manner that engages them. While reviewing the data, the
clinician can sit next to the parents and gently point out the statistics. When parents
view the information on the card, the benefits of prolonging the pregnancy also
become obvious and may motivate them to comply with their obstetricians recommendations. Parents often ask for a copy of the card as well.
MORE MIGHT BE BETTER: PARENTS WANT MORE DETAILED INFORMATION
Most clinicians recognize that not all parents are cut from the same cloth. Some parents ask many questions and want to know details, whereas others find comfort in
generalities. However, published literature overwhelmingly suggests that most parents of premature infants want to be informed about the potential risks and outcomes
for their child and seek more information than is currently provided to them.3,7,13
Despite half a million premature births annually in the United States, issues related
to viability, survival, or outcomes of premature infants is not included in routine prenatal education.14 Parents faced with a preterm birth realize their lack of knowledge and
ask that this information be provided as quickly as possible after hospital admission.15
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One mother wrote, [He] told me all the issues.I didnt even think that. it was an option to even have a [baby at] 26 weeks.. We were, in all honesty and bluntness, prepared to have a burial for this child. We didnt know what to expect, or severe
abnormalities, and we talked about it.through the night.16 Further complicating
this situation is the skewed view of premature infants portrayed by the media. Stories
of miracle babies disillusion parents and often fill them with unrealistic expectations.14 Given the decreased capability of parents to learn complex new information
under duress and during threatened preterm delivery, some have recommended
including basic prematurity information in routine prenatal education, whereas others
are of the opinion that this will unnecessarily frighten pregnant women, yet another
controversy.14
DONT FORGET ABOUT US: INFORMATION NEEDS OF PARENTS OF MODERATE AND
LATE PREMATURE INFANTS
Evaluation of parental attitudes and feelings after the death of their child resulting from
withdrawal of mechanical ventilation after joint parent-physician decision-making
shows that parents can participate as worthy partners with their physicians in life
and death decisions. These parents then seem to adjust to their loss with healthy
grieving.24 We assessed parental anxiety using the State Trait Anxiety Inventory
(STAI), a validated tool. Contrary to the opinions of many medical providers, presenting more details on morbidities associated with prematurity (when done properly)
actually decreased maternal anxiety and increased their knowledge of long-term
problems, including neurologic, behavior, and learning disorders.25 We should never
forget that although many mothers want to be involved in these types of critical
decision-making, they instinctively carry a spark of hope that their infant might survive.
It is neither our responsibility nor prerogative to extinguish that flame. One mother
said, I dont know what the legalities are, but my feeling at the time was that oh,
we needed a lot of positive reinforcement .and what we got was the exact opposite.
Let us remember that you dont have to make the parents cry to convince yourself that
they understand the gravity of the situation.
TEACH US SO WE CAN LEARN: HOW PARENTS WANT THE INFORMATION TO BE
PRESENTED
Most parents want to know the chance of survival for their child and many even want
to know the gestational-agespecific probabilities of specific complications of prematurity.27 The American Academy of Pediatrics recommends that this information be
provided to the parents, which is easier said than done.1 Effectively describing statistics to parents can be arduous; however, it is important that clinicians know how to
best provide this information because usually the first question posed by parents to
clinicians is what are the chances that my baby will survive? Clinicians often answer
this question in various ways: (1) using generalities, for example, it is rare for an infant
born at this gestational age to survive, (2) giving numerical probabilities such as 1 of
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10 infants born at this gestational age will survive, and (3) giving graphic or pictorial
representations of the estimates.28 For example, some have developed decision
aids using visual cards to convey numerical evidence.27 Using generalities is discouraged because there is significant variation in interpretation. For example, patients
interpret rare as 24% 30%, whereas physicians interpret rare as 5% 6%.29
Even in clinical situations that are similar, no single approach works with all parents.
Provision of written handouts with verbal information increased recall of numerical information, including chance of survival and probability of certain neonatal outcomes in
pregnant women admitted for threatened preterm delivery.25 Based on the literature,
some suggestions are presented in Box 2.
HELP US TO REMEMBER: PARENTS WANT WRITTEN AND OTHER SUPPLEMENTAL
INFORMATION
Although parents state they prefer information to be provided in face-to-face meetings, they find that supplemental sources of information, such as written material, enhances their ability to understand and participate in consultations, especially when the
Box 2
Tips, slips, and skills in communicating evidence to parents
Flexibility in providing evidence:
One style does not work for all. Assess and change your style according to how parents
seem to learn the best.
No lecturing:
Encourage active partnership.
Check comprehension:
Have parents summarize what they understand.
When informing about the chance of a certain outcome, present proportion and not
probability:
It is easier to understand 1 out of 10 survive than 10% survive.
Use lower denominators:
1 out of 10 is easier to comprehend than 10 out of 100.
Be aware of framing bias:
Parents may perceive 1 out of 10 survive, as a positive outcome and 9 out of 10 die, as a
negative outcome when actually there is no difference between the two. State the
information both ways.
When comparing 2 treatments, present absolute risk difference and not relative risk:
Absolute risk is easier to understand and provides estimate of the magnitude of the
difference. Treatment A will reduce the risk of NEC from 2 in 100 to 1 in 100. Whereas,
relative risk may be misleading. Treatment A will reduce the risk of NEC by 50%, as it
exaggerates the positive effect when the magnitude of change is small.
Avoid placing categorical labels to data:
Designating developmental morbidity as mild/moderate/severe inappropriately adds a
value label to the information. Alternately, the test scores may be provided without the
labels.
Supplemental resources:
Reinforce information with written handouts and audio-recordings of the meeting.
written information is given to them before the meeting with the clinician.15 At our center, we assessed maternal comprehension after verbal counseling alone and found
mothers lacked knowledge of long-term outcomes.22 Subsequently, in a randomized
trial, maternal recognition of long-term outcomes and recall of outcome data was
found to be significantly higher in mothers who received written information before
face-to-face consultation with a neonatal provider compared with those who were
not given supplemental information.25 Other groups have successfully developed
and used similar written guidelines,30 visual aids,27,31,32 and audio recordings33,34 to
augment information provision. Interestingly, although these educational tools are
well-received by parents, some physicians do not recommend the use of this augmentation because of concerns that the clinical condition could change rapidly and these
static sources of information would not be used effectively.
LET US SEE WHAT YOU SEE: PARENTAL ACCESS TO THEIR CHILDS MEDICAL RECORD
DURING THE NEONATAL HOSPITALIZATION
Parents also report the desire to access information from their childs medical records during the hospitalization. Some were unsure if they were allowed to access
the medical record, but they reported looking at it anyway. One parent noted, all the
time I look at what happened the night before: his saturation, if they needed to stimulate him, increased his oxygen. I look at his chart every day.26 The transition to
electronic medical records (EMRs) makes it virtually impossible for parents to sneak
a look at their childs record on a regular basis. We surveyed 85 parents and 133
medical provider opinions in the NICU regarding direct parental access to their
childs EMR.34 Both medical professionals and parents agreed that direct EMR access may increase parental understanding of their childs care; however, medical
professionals were hesitant to allow direct access because of perceived negative repercussions, including increased documentation time, potential harm to parents,
and scrutiny. Further study will clarify if this access is akin to Pandoras Box or
improved family-centered care.
TURNING THE TITANIC: HEALTH CARE SYSTEM CHALLENGES
The American Academy of Pediatrics outlines institutional expectations to inform parents anticipating birth of an extremely premature infant.1 Health care systems uniquely
influence potentially modifiable factors. Most premature infants and their families are
cared for in community-based nonacademic hospitals where medical providers and
the hospital administration are often unclear about the legal and ethical aspects surrounding prematurity. In a national study including responses from 337 hospitals in 47
states, we evaluated several counselor-independent elements to counseling and
found several deficiencies that compromised parental learning. They included (1)
lack of hospital-specific outcome data, (2) lack of identified regional or national data
for data provision to parents, (3) lack of institutional multidisciplinary consensus guidelines, (4) lack of interpreters for Spanish-speaking parents, and (5) lack of a library of
written/audio/video information-aids to supplement verbally provided information.2
Prominent neonatal clinicians and ethicists have voiced their concern that health
care systems have invested human and financial resources in saving premature infants, as this is lucrative; however, hospitals do not invest in the poorly reimbursed services essential for these premature infants and their families to thrive after discharge.35
Changing the culture of national health care systems in these economic times may be
the greatest challenge yet.
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This is perhaps one of the most difficult and controversial aspects of counseling for
prematurity. To review the ethical aspects of delivery room resuscitation of extremely
premature infants is outside the scope of this review and is not our intent. However, it
is discussed in a separate review within this journal. Neonatal clinicians and ethical experts have strong differences in opinion regarding the best course of therapy for the
extremely premature infant and how to relay this information to the parents.40 These
antithetic convictions erupted when the Canadian Pediatric Society Fetus and
Newborn Committee published their guidelines in Counseling and Management for
Anticipated Extremely Preterm Birth.41 After reviewing the literature, the Canadian
Pediatric Society proposed 15 recommendations that addressed the timing of prenatal counseling, promoted joint decision-making, and offered gestational agespecific
advice. However, instruction on how to best counsel, what information to include, and
how to personalize the discussion were omitted. Hence, the recommendations were
ill-received by many. Many clinical neonatologists publicly rejected the new position
statement by claiming it was a way to avoid responsibility for life-and-death decisions
by proposing and following simple and scientifically flawed algorithms.40 This recent
public disagreement demonstrates the strong bias/opinions present among wellintentioned medical professionals and the importance of the information provided to
parents. Clinician bias/opinion determine institutional philosophy of treatment of
extremely premature infants. Resuscitation practices vary significantly in the same
city. Currently, there is no mechanism in place to guide parents to hospitals that share
the same philosophy of care as the parents.
FINAL THOUGHTS: SUMMARY
Experienced clinicians routinely tailor the extent of information provided to accommodate the immediate parental/patient needs, as well as parental preferences and assimilating capacities. However, clinicians must guard against stereotyping parents and
justify providing less information to parents from certain backgrounds, to save clinician time or to avoid controversial aspects of treatments.42 In situations that are novel
and unanticipated, like premature delivery, parents usually do not have preexisting
preferences. Therefore, education on prematurity is necessary to build a foundation
of knowledge for parents to construct their preferences that reflect their familys
values and beliefs.43 Effectively informing and educating parents of premature infants
is too important to be left to mere chance. It requires a collective effort by clinicians,
parents and health care systems to establish clinical guidelines, train clinicians in patient communication, develop information aids to supplement verbal information, and
provide prematurity information during routine prenatal visits. Fig. 2 outlines this strategy. Ultimately, it is our job to equip parents so that they can advocate for their child. If
done successfully, we might find new and worthy allies in the trenches of the NICU.
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