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WCDMA RAN Fundamental

WCDMA RAN
Fundamental
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WCDMA RAN Fundamental

Objectives
l

Upon completion of this course, you will be able to:


p

Describe the development of 3G

Outline the advantage of CDMA principle

Characterize code sequence

Outline the fundamentals of RAN

Describe feature of wireless propagation

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WCDMA RAN Fundamental

Contents
1. 3G Overview
2. CDMA Principle
3. WCDMA Network Architecture and protocol structure
4. WCDMA Wireless Fundamental

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WCDMA RAN Fundamental

Contents
1. 3G Overview
2. CDMA Principle
3. WCDMA Network Architecture and protocol structure
4. WCDMA Wireless Fundamental

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WCDMA RAN Fundamental

Different Service, Different Technology


2G 1990s
Digital

1G 1980s
Analog
AMPS

GSM
GSM

TACS

CDMA
CDMA
IS-95
IS-95

Technologies
drive

NMT
Others

3G
IMT-2000

UMTS
UMTS
WCDMA
WCDMA
Demands
drive

TDMA
TDMA
IS-136
IS-136

cdma
cdma
2000
2000
TD-SCDMA
TD-SCDMA

PDC
PDC

3G provides compositive services for both operators and subscribers


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Page4

The first generation is the analog cellular mobile communication network in the time
period from the middle of 1970s to the middle of 1980s. The most important
breakthrough in this period is the concept of cellular networks put forward by the Bell
Labs in the 1970s, as compared to the former mobile communication systems. The
cellular network system is based on cells to implement frequency reuse and thus
greatly enhances the system capacity.
The typical examples of the first generation mobile communication systems are the
AMPS system and the later enhanced TACS of USA, the NMT and the others. The
AMPS (Advanced Mobile Phone System) uses the 800 MHz band of the analog cellular
transmission system and it is widely applied in North America, South America and
some Circum-Pacific countries. The TACS (Total Access Communication System) uses
the 900 MHz band. It is widely applied in Britain, Japan and some Asian countries.
The main feature of the first generation mobile communication systems is that they
use the frequency reuse technology, adopt analog modulation for voice signals and
provide an analog subscriber channel every other 30 kHz/25 kHz.
However, their defects are also obvious:
p

Low utilization of the frequency spectrum

Limited types of services

No high-speed data services

Poor confidentiality and high vulnerability to interception and number


embezzlement
High equipment cost
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To solve these fundamental technical defects of the analog systems, the digital mobile
communication technologies emerged and the second generation mobile
communication systems represented by GSM and IS-95 came into being in the middle
of 1980s. The typical examples of the second generation cellular mobile
communication systems are the DAMPS of USA, the IS-95 and the European GSM
system.

The GSM (Global System for Mobile Communications) is originated from Europe.
Designed as the TDMA standard for mobile digital cellular communications, it supports
the 64 kbps data rate and can interconnect with the ISDN. It uses the 900 MHz band
while the DCS1800 system uses the 1800 MHz band. The GSM system uses the FDD
and TDMA modes and each carrier supports eight channels with the signal bandwidth
of 200 kHz.

The DAMPS (Digital Advanced Mobile Phone System) is also called the IS-54 (North
America Digital Cellular System). Using the 800 MHz bandwidth, it is the earlier of the
two North America digital cellular standards and specifies the use of the TDMA mode.
The IS-95 standard is another digital cellular standard of North America. Using the 800
MHz or 1900 MHz band, it specifies the use of the CDMA mode and has already
become the first choice among the technologies of American PCS (Personal
Communication System) networks.

Since the 2G mobile communication systems focus on the transmission of voice and
low-speed data services, the 2.5G mobile communication systems emerged in 1996 to
address the medium-rate data transmission needs. These systems include GPRS and IS95B.

The CDMA system has a very large capacity that is equivalent to ten or even twenty
times that of the analog systems. But the narrowband CDMA technologies come into
maturity at a time later than the GSM technologies, their application far lags behind
the GSM ones and currently they have only found large-scale commercial applications
in North America, Korea and China. The major services of mobile communications are
currently still voice services and low-speed data services.

With the development of networks, data and multimedia communications have also
witnessed rapid development; therefore, the target of the 3G mobile communication
is to implement broadband multimedia communication.
The 3G mobile communication systems are a kind of communication system that can
provide multiple kinds of high quality multimedia services and implement global
seamless coverage and global roaming. They are compatible with the fixed networks
and can implement any kind of communication at any time and any place with
portable terminals.

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WCDMA RAN Fundamental

3G Evolution
l

Proposal of 3G
p

IMT-2000: the general name of third generation mobile


communication system

The third generation mobile communication was first proposed in


1985and was renamed as IMT-2000 in the year of 1996
n

Commercialization: around the year of 2000

Work band : around 2000MHz

The highest service rate :up to 2000Kbps

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Page6

Put forward in 1985 by the ITU (International Telecommunication Union), the 3G


mobile communication system was called the FPLMTS (Future Public Land Mobile
Telecommunication System) and was later renamed as IMT-2000 (International Mobile
Telecommunication-2000). The major systems include WCDMA, cdma2000 and UWC136. On November 5, 1999, the 18th conference of ITU-R TG8/1 passed the
Recommended Specification of Radio Interfaces of IMT-2000 and the TD-SCDMA
technologies put forward by China were incorporated into the IMT-2000 CDMA TDD
part of the technical specification. This showed that the work of the TG8/1 in
formulating the technical specifications of radio interfaces in 3G mobile
communication systems had basically come into an end and the development and
application of the 3G mobile communication systems would enter a new and essential
phase.
The 3GPP is an organization that develops specifications for a 3G system based on the
UTRA radio interface and on the enhanced GSM core network.
The 3GPP2 initiative is the other major 3G standardization organization. It promotes
the CDMA2000 system, which is also based on a form of WCDMA technology. In the
world of IMT-2000, this proposal is known as IMT-MC. The major difference between
the 3GPP and the 3GPP2 approaches into the air interface specification development
is that 3GPP has specified a completely new air interface without any constraints from
the past, whereas 3GPP2 has specified a system that is backward compatible with IS95 systems.

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WCDMA RAN Fundamental

3G Spectrum Allocation

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ITU has allocated 230 MHz frequency for the 3G mobile communication system IMT2000: 1885 ~ 2025MHz in the uplink and 2110~ 2200 MHz in the downlink. Of them,
the frequency range of 1980 MHz ~ 2010 MHz (uplink) and that of 2170 MHz ~ 2200
MHz (downlink) are used for mobile satellite services. As the uplink and the downlink
bands are asymmetrical, the use of dual-frequency FDD mode or the single-frequency
TDD mode may be considered. This plan was passed in WRC92 and new additional
bands were approved on the basis of the WRC-92 in the WRC2000 conference in the
year 2000: 806 MHz ~ 960 MHz, 1710 MHz ~ 1885 MHz and 2500 MHz ~ 2690 MHz.

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WCDMA RAN Fundamental

Bands WCDMA Used


l

Main bands
p

1920 ~ 1980MHz / 2110 ~ 2170MHz

Supplementary bands: different country maybe different


p

1850 ~ 1910 MHz / 1930 MHz ~ 1990 MHz (USA)

1710 ~ 1785MHz / 1805 ~ 1880MHz (Japan)

890 ~ 915MHz / 935 ~ 960MHz (Australia)

...

Frequency channel numbercentral frequency5, for main


band:
p

UL frequency channel number 96129888

DL frequency channel number : 1056210838

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Page8

The WCDMA system uses the following frequency spectrum (bands other than those
specified by 3GPP may also be used): Uplink 1920 MHz ~ 1980 MHz and downlink
2110 MHz ~ 2170 MHz. Each carrier frequency has the 5M band and the duplex
spacing is 190 MHz. In America, the used frequency spectrum is 1850 MHz ~ 1910
MHz in the uplink and 1930 MHz ~ 1990 MHz in the downlink and the duplex spacing
is 80 MHz.

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WCDMA RAN Fundamental

3G Application Service
Error Ratio

conversational

streaming

interactive

background

Time Delay
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Page9

Compatible with abundant services and applications of 2G, 3G system has an open
integrated service platform to provide a wide prospect for various 3G services.

l
l

Features of 3G Services
3G services are inherited from 2G services. In a new architecture, new service
capabilities are generated, and more service types are available. Service characteristics
vary greatly, so each service features differently. Generally, there are several features
as follows:
p

Compatible backward with all the services provided by GSM.

The real-time services (conversational) such as voice service


generally have the QoS requirement.

The concept of multimedia service (streaming, interactive,


background) is introduced.

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WCDMA RAN Fundamental

The Core technology of 3G: CDMA


WCDMA
WCDMA
CN: based on MAP and GPRS
RTT: WCDMA

cdma2000
CN: based on ANSI 41 and MIP

CDMA

TD-SCDMA
CN: based on MAP and GPRS
RTT: TD-SCDMA

RTT: cdma2000

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Page10

Formulated by the European standardization organization 3GPP, the core network


evolves on the basis of GSM/GPRS and can thus be compatible with the existing
GSM/GPRS networks. It can be based on the TDM, ATM and IP technologies to evolve
towards the all-IP network architecture. Based on the ATM technology, the UTRAN
uniformly processes voice and packet services and evolves towards the IP network
architecture.

The cdma2000 system is a 3G standard put forward on the basis of the IS-95 standard.
Its standardization work is currently undertaken by 3GPP2. Circuit Switched (CS)
domain is adapted from the 2G IS95 CDMA network, Packet Switched (PS) domain is
A packet network based on the Mobile IP technology. Radio Access Network (RAN) is
based on the ATM switch platform, it provides abundant adaptation layer interfaces.

The TD-SCDMA standard is put forward by the Chinese Wireless Telecommunication


Standard (CWTS) Group and now it has been merged into the specifications related to
the WCDMA-TDD of 3GPP. The core network evolves on the basis of GSM/GPRS. The
air interface adopts the TD-SCDMA mode.

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WCDMA RAN Fundamental

Contents
1. 3G Overview
2. CDMA Principle
3. WCDMA Network Architecture and protocol structure
4. WCDMA Wireless Fundamental

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WCDMA RAN Fundamental

Multiple Access and Duplex Technology


l

Multiple Access Technology


p

Frequency division multiple access (FDMA)

Time division multiple access (TDMA)

Code division multiple access (CDMA)

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In mobile communication systems, GSM adopts TDMA; WCDMA, cdma2000 and TDSCDMA adopt CDMA.

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WCDMA RAN Fundamental

Multiple Access Technology


FDMA

TDMA

Power

Tim
e

cy
en
qu
re

Power

T im

CDMA

q
Fre

nc
ue

Power

Time

ncy
Freque

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Page13

Frequency Division Multiple Access means dividing the whole available spectrum into
many single radio channels (transmit/receive carrier pair). Each channel can transmit
one-way voice or control information. Analog cellular system is a typical example of
FDMA structure.

Time Division Multiple Access means that the wireless carrier of one bandwidth is
divided into multiple time division channels in terms of time (or called timeslot). Each
user occupies a timeslot and receives/transmits signals within this specified timeslot.
Therefore, it is called time division multiple access. This multiple access mode is
adopted in both digital cellular system and GSM.

CDMA is a multiple access mode implemented by Spreading Modulation. Unlike FDMA


and TDMA, both of which separate the user information in terms of time and
frequency, CDMA can transmit the information of multiple users on a channel at the
same time. The key is that every information before transmission should be modulated
by different Spreading Code to broadband signal, then all the signals should be mixed
and send. The mixed signal would be demodulated by different Spreading Code at the
different receiver. Because all the Spreading Code is orthogonal, only the information
that was be demodulated by same Spreading Code can be reverted in mixed signal.

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WCDMA RAN Fundamental

Multiple Access and Duplex Technology


l

Duplex Technology
p

Frequency division duplex (FDD)

Time division duplex (TDD)

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In third generation mobile communication systems, WCDMA and cdma2000 adopt


frequency division duplex (FDD), TD-SCDMA adopts time division duplex (TDD).

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WCDMA RAN Fundamental

Duplex Technology
Power

Time

USER 2

FDD

USER 1

UL

DL
Frequency

Power

Time

DL

USER 2

UL
DL

TDD

DL

USER 1

UL
Frequency

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WCDMA RAN Fundamental

Contents
1. 3G Overview
2. CDMA Principle
3. WCDMA Network Architecture and protocol structure
4. WCDMA Wireless Fundamental

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WCDMA RAN Fundamental

WCDMA Network Architecture


Core Network

CN

CS

PS

Iu-CS

CS
Iu-PS

Iu-CS

RNS

Iu-PS

RNS
Iur

RNC

UTRAN

PS

RNC

Iub

Iub

Iub

Node B

Node B

Node B

Iub
Node B

Uu

UE
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Page17

WCDMA including the RAN (Radio Access Network) and the CN (Core Network). The
RAN is used to process all the radio-related functions, while the CN is used to process
all voice calls and data connections within the UMTS system, and implements the
function of external network switching and routing.

Logically, the CN is divided into the CS (Circuit Switched) Domain and the PS (Packet
Switched) Domain. UTRAN, CN and UE (User Equipment) together constitute the
whole UMTS system

A RNS is composed of one RNC and one or several Node Bs. The Iu interface is used
between RNC and CN while the Iub interface is adopted between RNC and Node B.
Within UTRAN, RNCs connect with one another through the Iur interface. The Iur
interface can connect RNCs via the direct physical connections among them or
connect them through the transport network. RNC is used to allocate and control the
radio resources of the connected or related Node B. However, Node B serves to
convert the data flows between the Iub interface and the Uu interface, and at the
same time, it also participates in part of radio resource management.

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WCDMA RAN Fundamental

WCDMA Network Version Evolution

GSM/GPRS CN
WCDMA RTT

3GPP Rel99

2000

CS domain change to NGN


WCDMA RTT

IMS
HSDPA

3GPP Rel6

3GPP Rel5

3GPP Rel4

2001

2005

2002

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MBMS
HSUPA

Page18

The overall structure of the WCDMA network is defined in 3GPP TS 23.002. Now,
there are the following three versions: R99, R4, R5.

3GPP began to formulate 3G specifications at the end of 1998 and beginning of 1999.
As scheduled, the R99 version would be completed at the end of 1999, but in fact it
was not completed until March, 2000. To guarantee the investment benefits of
operators, the CS domain of R99 version do not fundamentally change., so as to
support the smooth transition of GSM/GPRS/3G.

After R99, the version was no longer named by the year. At the same time, the
functions of R2000 are implemented by the following two phases: R4 and R5. In the
R4 network, MSC as the CS domain of the CN is divided into the MSC Server and the
MGW, at the same time, a SGW is added, and HLR can be replaced by HSS (not
explicitly specified in the specification).

In the R5 network, the end-to-end VOIP is supported and the core network adopts
plentiful new function entities, which have thus changed the original call procedures.
With IMS (IP Multimedia Subsystem), the network can use HSS instead of HLR. In the
R5 network, HSDPA (High Speed Downlink Packet Access) is also supported, it can
support high speed data service.

In the R6 network, the HSUPA is supported which can provide UL service rate up to
5.76Mbps. And MBMS (MultiMedia Broadcast Multicast Service) is also supported.

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WCDMA RAN Fundamental

WCDMA Network Version Evolution


l

Features of R6
p

MBMS is introduced

HSUPA is introduced to achieve the service rate up to 5.76Mbps

Features of R7
p

HSPA+ is introduced, which adopts higher order modulation and MIMO

Max DL rate: 28Mbps, Max UL rate:11Mbps

Features of R8
p

WCDMA LTE (Long term evolution) is introduced

OFDMA is adopted instead of CDMA

Max DL rate: 100Mbps, Max UL rate: 50Mbps (with 20MHz bandwidth)

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N-20

WCDMA RAN Fundamental

Uu Interface protocol structure


NAS (non-access stratum)
U-plane information
control

control

RRC
control

control

control

C-plane signaling

L3
PDCP PDCP

RLC

RLC

RLC

RLC
RLC

RLC

L2/PDCP

RLC

BMC

L2/BMC

RLC

L2/RLC

MAC

L2/MAC

PHY

L1

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UuS boundary

Page20

The layer 1 supports all functions required for the transmission of bit streams
on the physical medium. It is also in charge of measurements function
consisting in indicating to higher layers, for example, Frame Error Rate (FER),
Signal to Interference Ratio (SIR), interference power and transmit power.
The layer 2 protocol is responsible for providing functions such as mapping,
ciphering, retransmission and segmentation. It is made of four sublayers: MAC
(Medium Access Control), RLC (Radio Link Control), PDCP (Packet Data
Convergence Protocol) and BMC (Broadcast/Multicast Control).
The layer 3 is split into 2 parts: the access stratum and the non access stratum.
The access stratum part is made of RRC (Radio Resource Control) entity and
duplication avoidance entity. The non access stratum part is made of CC, MM
parts.
Not shown on the figure are connections between RRC and all the other
protocol layers (RLC, MAC, PDCP, BMC and L1), which provide local inter-layer
control services.
The protocol layers are located in the UE and the peer entities are in the NodeB
or the RNC.

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WCDMA RAN Fundamental

General Protocol Mode for UTRAN Terrestrial


Interface
l

The structure is based on the principle that the layers and planes are
logically independent of each other.
Radio
Network
Layer

Control Plane

User Plane

Application
Protocol

Data
Stream(s)

Transport
Network
Layer

Transport Network
User Plane

Transport Network
Control Plane

Transport Network
User Plane

ALCAP(s)
Signaling
Bearer(s)

Data
Bearer(s)

Signaling
Bearer(s)
Physical Layer

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Protocol structures in UTRAN terrestrial interfaces are designed according to


the same general protocol model. This model is shown in above slide. The
structure is based on the principle that the layers and planes are logically
independent of each other and, if needed, parts of the protocol structure may
be changed in the future while other parts remain intact.
Horizontal Layers
p

Page21

The protocol structure consists of two main layers, the Radio Network
Layer (RNL) and the Transport Network Layer (TNL). All UTRANrelated issues are visible only in the Radio Network Layer, and the
Transport Network Layer represents standard transport technology that
is selected to be used for UTRAN but without any UTRAN-specific
changes.

Vertical Planes
p
p

Control Plane
The Control Plane is used for all UMTS-specific control signaling. It
includes the Application Protocol (i.e. RANAP in Iu, RNSAP in Iur and
NBAP in Iub), and the Signaling Bearer for transporting the Application
Protocol messages. The Application Protocol is used, among other
things, for setting up bearers to the UE (i.e. the Radio Access Bearer in
Iu and subsequently the Radio Link in Iur and Iub). In the three plane
structure the bearer parameters in the Application Protocol are not
directly tied to the User Plane technology, but rather are general bearer
parameters. The Signaling Bearer for the Application Protocol may or
may not be of the same type as the Signaling Bearer for the ALCAP. It is
always set up by O&M actions.
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WCDMA RAN Fundamental

N-22

User Plane
All information sent and received by the user, such as the coded voice
in a voice call or the packets in an Internet connection, are transported
via the User Plane. The User Plane includes the Data Stream(s), and the
Data Bearer (s) for the Data Stream(s). Each Data Stream is
characterized by one or more frame protocols specified for that
interface.
Transport Network Control Plane
The Transport Network Control Plane is used for all control signaling
within the Transport Layer. It does not include any Radio Network Layer
information. It includes the ALCAP protocol that is needed to set up the
transport bearers (Data Bearer) for the User Plane. It also includes the
Signaling Bearer needed for the ALCAP. The Transport Network Control
Plane is a plane that acts between the Control Plane and the User Plane.
The introduction of the Transport Network Control Plane makes it
possible for the Application Protocol in the Radio Network Control
Plane to be completely independent of the technology selected for the
Data Bearer in the User Plane.

About AAl2 and AAL5


p

Above the ATM layer we usually find an ATM adaptation layer (AAL). Its
function is to process the data from higher layers for ATM transmission.
This means segmenting the data into 48-byte chunks and reassembling
the original data frames on the receiving side. There are five different
AALs (0, 1, 2, 3/4, and 5). AAL0 means that no adaptation is needed.
The other adaptation layers have different properties based on three
parameters:
n

Real-time requirements;

Constant or variable bit rate;

Connection-oriented or connectionless data transfer.

The usage of ATM is promoted by the ATM Forum. The Iu interface


uses two AALs: AAL2 and AAL5.
AAL2 is designed for the transmission of connection oriented,
real-time data streams with variable bit rates.
AAL5 is designed for the transmission of connectionless data
streams with variable bit rates.

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N-23

WCDMA RAN Fundamental

Iu-CS Interface (based on ATM)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport
Network
Layer

Transport Network
Control Plane

Transport Network
User Plane

ALCAP
ALCAP
SCCP
A
MTP3-B
SAAL NNI

MTP3-B
SAAL NNI

AAL2 PATH

ATM
Physical Layer

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Protocol Structure for Iu CS


p

The Control Plane protocol stack consists of RANAP, on top of


Broadband (BB) SS7 (Signaling System #7) protocols. The applicable
layers are the Signaling Connection Control Part (SCCP), the Message
Transfer Part (MTP3-b) and SAAL-NNI (Signaling ATM Adaptation Layer
for Network to Network Interfaces).

Iu CS Transport Network Control Plane Protocol Stack


p

The Iu CS overall protocol structure is depicted in above slide. The three


planes in the Iu interface share a common ATM (Asynchronous Transfer
Mode) transport which is used for all planes. The physical layer is the
interface to the physical medium: optical fiber, radio link or copper
cable. The physical layer implementation can be selected from a variety
of standard off-the-shelf transmission technologies, such as SONET,
STM1, or E1.

Iu CS Control Plane Protocol Stack


p

Page23

The Transport Network Control Plane protocol stack consists of the


Signaling Protocol for setting up AAL2 connections (Q.2630.1 and
adaptation layer Q.2150.1), on top of BB SS7 protocols. The applicable
BB SS7 are those described above without the SCCP layer.

Iu CS User Plane Protocol Stack


p

A dedicated AAL2 connection is reserved for each individual CS service.

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N-24

WCDMA RAN Fundamental

Iu-CS Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP

RTP/RTCP

M3UA
UDP

SCTP

IP

IP
DATA LINK

DATA LINK
Physical Layer

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Page24

SCTP is streaming control transmission protocol. It is a reliable transport


protocol operating on top of IP.

M3UA is MTP3 user adaption layer based on IP.

RTP is real-time transmission protocol. It provides CS data IP-based transmission

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N-25

WCDMA RAN Fundamental

Iu-PS Interface (based on ATM)


Radio
Network
Layer

Transport
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

SCCP
GTP-U

MTP3-B

UDP

IP
SAAL NNI

AAL Type 5

ATM
Physical Layer

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Protocol Structure for Iu PS


p

The Control Plane protocol stack consists of RANAP, on top of


Broadband (BB) SS7 (Signaling System #7) protocols. The applicable
layers are the Signaling Connection Control Part (SCCP), the Message
Transfer Part (MTP3-b) and SAAL-NNI (Signaling ATM Adaptation Layer
for Network to Network Interfaces).

Iu PS Transport Network Control Plane Protocol Stack


p

The Iu PS protocol structure is represented in above slide. Again, a


common ATM transport is applied for both User and Control Plane.
Also the physical layer is as specified for Iu CS.

Iu PS Control Plane Protocol Stack


p

Page25

The Transport Network Control Plane is not applied to Iu PS. The


setting up of the GTP tunnel requires only an identifier for the tunnel,
and the IP addresses for both directions, and these are already included
in the RANAP RAB Assignment messages.

Iu PS User Plane Protocol Stack


p

In the Iu PS User Plane, multiple packet data flows are multiplexed on


one or several AAL5 PVCs. The GTP-U (User Plane part of the GPRS
Tunneling Protocol) is the multiplexing layer that provides identities for
individual packet data flow. Each flow uses UDP connectionless
transport and IP addressing.
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WCDMA RAN Fundamental

Iu-PS Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RANAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP
GTP-U

M3UA
SCTP

UDP

IP

IP

DATA LINK

DATA LINK
Physical Layer

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Page26

SCTP is streaming control transmission protocol. It is a reliable transport


protocol operating on top of IP.
M3UA is MTP3 user adaption layer based on IP.

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N-27

WCDMA RAN Fundamental

Iub Interface (based on ATM)


Radio
Network
Layer

User plane

Control Plane
NBAP
NCP

Iub FP

CCP
Transport Network
Control Plane

Transport
Network
Layer

Transport Network
User Plane

ALCAP
ALCAP

Transport Network
User Plane

SAAL UNI

SAAL UNI

AAL2 PATH

ATM
Physical Layer

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Page27

The Iub interface is the terrestrial interface between NodeB and RNC. The Radio
Network Layer defines procedures related to the operation of the NodeB. The
Transport Network Layer defines procedures for establishing physical
connections between the NodeB and the RNC.

The Iub application protocol, NodeB application part ( NBAP ) initiates the
establishment of a signaling connection over Iub . It is divided into two
essential components, CCP and NCP.

NCP is used for signaling that initiates a UE context for a dedicated UE or


signals that is not related to specific UE. Example of NBAP-C procedure are cell
configuration , handling of common channels and radio link setup

CCP is used for signaling relating to a specific UE context.

SAAL is an ATM Adaptation Layer that supports communication between


signaling entities over an ATM link.

The user plane Iub Frame Protocol ( FP ), defined the structure of the frames
and the basic in band control procedure for every type of transport channel.
There are DCH-FP, RACH-FP, FACH-FP, HS-DSCH FP and PCH FP.

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N-28

WCDMA RAN Fundamental

Iub Interface (based on IP)


Radio
Network
Layer

NBAP

Iub FP

CCP

NCP

Transport
Network
Layer

User plane

Control Plane

Transport Network
User Plane

Transport Network
User Plane

SCTP

UDP

IP

IP

DATA LINK

DATA LINK
Physical Layer

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Page28

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N-29

WCDMA RAN Fundamental

Iur Interface (based on ATM)


Radio
Network
Layer

Control Plane

User plane

RNSAP

Iur Data
Stream

Transport Network
User Plane

Transport
Network
Layer

Transport Network
Control Plane

Transport Network
User Plane

ALCAP
ALCAP
SCCP
A
MTP3-B
SAAL NNI

MTP3-B
SAAL NNI

AAL2 PATH

ATM
Physical Layer

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Page29

Iur interface connects two RNCs. The protocol stack for the Iur is shown in
above slide.

The RNSAP protocol is the signaling protocol defined for the Iur interface.

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N-30

WCDMA RAN Fundamental

Iur Interface (based on IP)


Radio
Network
Layer

Control Plane

User plane

RNSAP

Iu UP

Transport Network
User Plane

Transport Network
User Plane

Transport
Network
Layer

SCCP
M3UA

UDP

SCTP
IP

IP
DATA LINK

DATA LINK
Physical Layer

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Page30

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N-31

WCDMA RAN Fundamental

Contents
1. 3G Overview
2. CDMA Principle
3. WCDMA Network Architecture and protocol structure
4. WCDMA Wireless Fundamental

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Page31

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N-32

WCDMA RAN Fundamental

Processing Procedure of WCDMA System


Service
Signal

Service
Signal

Source
Coding

Channel Coding
& Interleaving

Spreading

Modulation

bit

symbol

chip

modulated
signal

Source
Decoding

Channel Decoding
& Deinterleaving

Despreading

Demodulation

Transmission

Radio
Channel

Reception

Receiver

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Page32

Source coding can increase the transmitting efficiency.

Channel coding can make the transmission more reliable.

Spreading can increase the capability of overcoming interference.

Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding

Symbol: data after channel coding and interleaving

Chip: data after spreading

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N-33

WCDMA RAN Fundamental

WCDMA Source Coding


l

AMR (Adaptive Multi-Rate) Speech


p

A integrated speech codec with 8


source rates
The AMR bit rates can be controlled by
the RAN depending on the system load
and quality of the speech connections

Video Phone Service


p

H.324 is used for VP Service in CS


domain
Includes: video codec, speech codec,
data protocols, multiplexing and etc.

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

CODEC

Bit Rate (kbps)

AMR_12.20

12.2 (GSM EFR)

AMR_10.20

10.2

AMR_7.95

7.95

AMR_7.40

7.4 (TDMA EFR)

AMR_6.70

6.7 (PDC EFR)

AMR_5.90

5.9

AMR_5.15

5.15

AMR_4.75

4.75

Page33

AMR is compatible with current mobile communication system (GSM, IS-95, PDC and
so on), thus, it will make multi-mode terminal design easier.

The AMR codec offers the possibility to adapt the coding scheme to the radio channel
conditions. The most robust codec mode is selected in bad propagation conditions.
The codec mode providing the highest source rate is selected in good propagation
conditions.

During an AMR communication, the receiver measures the radio link quality and must
return to the transmitter either the quality measurements or the actual codec mode
the transmitter should use during the next frame. That exchange has to be done as
fast as possible in order to better follow the evolution of the channels quality.

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WCDMA RAN Fundamental

Processing Procedure of WCDMA System


Transmitter
Service
Signal

Service
Signal

Source
Coding

Channel Coding
& Interleaving

Spreading

Modulation

bit

symbol

chip

modulated
signal

Source
Decoding

Channel Decoding
& Deinterleaving

Despreading

Demodulation

Transmission

Radio
Channel

Reception

Receiver

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Page34

Source coding can increase the transmitting efficiency.

Channel coding can make the transmission more reliable.

Spreading can increase the capability of overcoming interference.

Scrambling can make transmission in security.

Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding

Symbol: data after channel coding and interleaving

Chip: data after spreading

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N-35

WCDMA RAN Fundamental

WCDMA Block Coding - CRC


l

Block coding is used to detect if there are any uncorrected


errors left after error correction.

The cyclic redundancy check (CRC) is a common method of


block coding.

Adding the CRC bits is done before the channel encoding and
they are checked after the channel decoding.

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Page35

During the transmission, there are many interferences and fading. To guarantee
reliable transmission, system should overcome these influence through the channel
coding which includes block coding, channel coding and interleaving.

Block coding: The encoder adds some redundant bits to the block of bits and the
decoder uses them to determine whether an error has occurred during the
transmission. This is used to calculate Block Error Ratio (BLER) used in the outer loop
power control.

The CRC (Cyclic Redundancy Check) is used for error checking of the transport blocks
at the receiving end. The CRC length that can be inserted has four different values: 0,
8, 12, 16 and 24 bits. The more bits the CRC contains, the lower is the probability of
an undetected error in the transport block in the receiver.

Note that certain types of block codes can also be used for error correction, although
these are not used in WCDMA.

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N-36

WCDMA RAN Fundamental

WCDMA Channel Coding


l

Effect
p

Enhance the correlation among symbols so as to recover the signal when


interference occurs

Provides better error correction at receiver, but brings increment of the delay

Types
p

No Coding

Convolutional Coding (1/2, 1/3)

Turbo Coding (1/3)

Code Block
of N Bits

No Coding

Uncoded N bits

1/2 Convolutional
Coding

Coded 2N+16 bits

1/3 Convolutional
Coding

Coded 3N+24 bits

1/3 Turbo Coding

Coded 3N+12 bits

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Page36

UTRAN employs two FEC schemes: convolutional codes and turbo codes. The idea is
to add redundancy to the transmitted bit stream, sO that occasional bit errors can be
corrected in the receiving entity.
The first is convolution that is used for anti-interference. Through the technology,
many redundant bits will be inserted in original information. When error code is
caused by interference, the redundant bits can be used to recover the original
information. Convolutional codes are typically used when the timing constraints are
tight. The coded data must contain enough redundant information to make it possible
to correct some of the detected errors without asking for repeats.
Turbo codes are found to be very efficient because they can perform close to the
theoretical limit set by the Shannons Law. Their efficiency is best with high data rate
services, but poor on low rate services. At higher bit rates, turbo coding is more
efficient than convolutional coding.
In WCDMA network, both Convolution code and Turbo code are used. Convolution
code applies to voice service while Turbo code applies to high rate data service.
Note that both block codes and channel codes are used in the UTRAN. The idea
behind this arrangement is that the channel decoder (either a convolutional or turbo
decoder) tries to correct as many errors as possible, and then the block decoder (CRC
check) offers its judgment on whether the resulting information is good enough to be
used in the higher layers.

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N-37

WCDMA RAN Fundamental

WCDMA Interleaving
l

Effect
p

Interleaving is used to reduce the probability of consecutive bits error

Longer interleaving periods have better data protection with more delay
Input bits
0010000 ... 10111

Inter-column
permutation

0
0

...

...
0

1 0
0 ...

... ... ...

... ... 1
1 1 1

0
0

...

...
0

1 0
0 ...
... ... ...

... ... 1
1 1 1

0
0

0
0

Interleaving periods:
20, 40, or 80 ms

000101001011

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Output bits

Page37

Channel coding works well against random errors, but it is quite vulnerable to bursts
of errors, which are typical in mobile radio systems. The especially fast moving UE in
CDMA systems can cause consecutive errors if the power control is not fast enough to
manage the interference. Most coding schemes perform better on random data errors
than on blocks of errors. This problem can be eased with interleaving, which spreads
the erroneous bits over a longer period of time. By interleaving, no two adjacent bits
are transmitted near to each other, and the data errors are randomized.

The longer the interleaving period, the better the protection provided by the time
diversity. However, longer interleaving increases transmission delays and a balance
must be found between the error resistance capabilities and the delay introduced.

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N-38

WCDMA RAN Fundamental

Processing Procedure of WCDMA System


Service
Signal

Service
Signal

Source
Coding

Channel Coding
& Interleaving

Spreading

Modulation

bit

symbol

chip

modulated
signal

Source
Decoding

Channel Decoding
& Deinterleaving

Despreading

Demodulation

Transmission

Radio
Channel

Reception

Receiver

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Page38

Source coding can increase the transmitting efficiency.

Channel coding can make the transmission more reliable.

Spreading can increase the capability of overcoming interference.

Scrambling can make transmission in security.

Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding

Symbol: data after channel coding and interleaving

Chip: data after spreading

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N-39

WCDMA RAN Fundamental

Correlation
l

Correlation measures similarity between any two arbitrary signals.

Identical and Orthogonal signals:


+1

C1
-1

C2

+1

-1 1 -1 1

-1 1 -1 1

Correlation = 1
Identical signals

-1
+1

C1

+1
-1

C2

1 1 1 1

+1
+1

-1 1 -1 1

1 1 1 1

Correlation = 0
Orthogonal signals

-1 1 -1 1

-1

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Page39

Correlation is used to measure similarity of any two arbitrary signals. It is computed by


multiplying the two signals and then summing (integrating) the result over a defined
time windows. The two signals of figure (a) are identical and therefore their
correlation is 1 or 100 percent. In figure (b) , however, the two signals are
uncorrelated, and therefore knowing one of them does not provide any information
on the other.

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N-40

WCDMA RAN Fundamental

Orthogonal Code Usage - Coding


UE1:
UE1:

11

11

UE2:
UE2:

1
1

1
1

CC1 : :
1

11
11
11
11
11
11
11
11

CC2 : :
2

1
11
11
11
1 1
11
11
11
1

UE1
UE1
c1
c1

11
11
11
11
11
11
11
11

UE2c2
UE2c2

1
11
11
11
1 1
11
11
11
1

UE1
UE1
c1
c1
UE2
UE2
c2
c2

22 00
22 00
22 00
22 00

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Page40

By spreading, each symbol is multiplied with all the chips in the orthogonal sequence
assigned to the user. The resulting sequence is processed and is then transmitted over
the physical channel along with other spread symbols. In this figure, 4-digit codes are
used. The product of the user symbols and the spreading code is a sequence of digits
that must be transmitted at 4 times the rate of the original encoded binary signal.

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N-41

WCDMA RAN Fundamental

Orthogonal Code Usage - Decoding


UE1
UE1
CC11
UE2
UE2
CC22: :

22 00
22 00
22 00
22 00

UE1
UE1Dispreading
Dispreadingby
byc1:
c1:

11
11
11
11
11
11
11
11

Dispreading
Dispreadingresult:
result:

22 00
22 00
22 00
22 00

Integral
Integraljudgment:
judgment:

44(means
(means
1)
1)
44(means
(means
1)
1)

UE2
UE2Dispreading
Dispreadingby
byc2:
c2:

1
11
1 1
11
1 1
11
1 1
11
1

Dispreading
Dispreadingresult:
result:

2
2 00 2
2 00 2
2 00 2
2 00

Integral
Integraljudgment:
judgment:

4
4(means1)
(means1) 4
4(means1)
(means1)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page41

The receiver dispreads the chips by using the same code used in the transmitter.
Notice that under no-noise conditions, the symbols or digits are completely recovered
without any error. In reality, the channel is not noise-free, but CDMA system employ
Forward Error Correction techniques to combat the effects of noise and enhance the
performance of the system.

When the wrong code is used for dispreading, the resulting correlation yields an
average of zero. This is a clear demonstration of the advantage of the orthogonal
property of the codes. Whether the wrong code is mistakenly used by the target user
or other users attempting to decode the received signal, the resulting correlation is
always zero because of the orthogonal property of codes.

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N-42

WCDMA RAN Fundamental

Spectrum Analysis of Spreading & Dispreading


P(f)

Spreading code
P(f)

f
Narrowband signal

f
P(f)

Broadband signal

f
Noise & Other Signal

Recovered signal

Signal
Combination

P(f)

Noise+Broadband signal
P(f)

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Spreading code

Page42

Traditional radio communication systems transmit data using the minimum bandwidth
required to carry it as a narrowband signal. CDMA system mix their input data with a
fast spreading sequence and transmit a wideband signal. The spreading sequence is
independently regenerated at the receiver and mixed with the incoming wideband
signal to recover the original data. The dispreading gives substantial gain proportional
to the bandwidth of the spread-spectrum signal. The gain can be used to increase
system performance and range, or allow multiple coded users, or both. A digital bit
stream sent over a radio link requires a definite bandwidth to be successfully
transmitted and received.

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N-43

WCDMA RAN Fundamental

Spectrum Analysis of Spreading & Dispreading


Eb / No = Ec / No PG
Power

Ebit
Eb/No
Requirement
Max allowed interference

Processing Gain

Interference from
other UE

Max interference caused by


UE and others

Echip

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Page43

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N-44

WCDMA RAN Fundamental

Process Gain
l

Process Gain

Pr ocess Gain = 10 log(

chip rate
)
bit rate

Process gain differs for each service.

If the service bit rate is greater, the process gain is smaller, UE


needs more power for this service, then the coverage of this
service will be smaller, vice versa.

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page44

For common services, the bit rate of voice call is 12.2kbps, the bit rate of video phone
is 64kbps, and the highest packet service bit rate is 384kbps(R99). After the spreading,
the chip rate of different service all become 3.84Mcps.

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N-45

WCDMA RAN Fundamental

Spreading Technology
l

Spreading consists of 2 steps:


p

Channelization operation, which transforms data symbols into chips

Scrambling operation is applied to the spreading signal

Data
symbol

Chips after
spreading

channelization

scrambling

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

Page45

Spreading means increasing the bandwidth of the signal beyond the bandwidth
normally required to accommodate the information. The spreading process in UTRAN
consists of two separate operations: channelization and scrambling.

The first operation is the channelization operation, which transforms every data
symbol into a number of chips, thus increasing the bandwidth of the signal. The
number of chips per data symbol is called the Spreading Factor (SF). Channelization
codes are orthogonal codes, meaning that in ideal environment they do not interfere
each other.

The second operation is the scrambling operation. Scrambling is used on top of


spreading, so it does not change the signal bandwidth but only makes the signals
from different sources separable from each other. As the chip rate is already achieved
in channelization by the channelization codes, the chip rate is not affected by the
scrambling.

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N-46

WCDMA RAN Fundamental

WCDMA Channelization Code


l

OVSF Code (Orthogonal Variable Spreading Factor) is used as


channelization code
Cch,4,0 = (1,1,1,1)

Cch,8,0 = (1,1,1,1,1,1,1,1)
Cch,8,1 = (1,1,1,1,-1,-1,-1,-1)

Cch,2,0 = (1,1)
Cch,4,1 = (1,1,-1,-1)

Cch,8,2 = (1,1,-1,-1,1,1,-1,-1)
Cch,8,3 = (1,1,-1,-1,-1,-1,1,1)

Cch,1,0 = (1)
Cch,4,2 = (1,-1,1,-1)

Cch,8,4 = (1,-1,1,-1,1,-1,1,-1)
Cch,8,5 = (1,-1,1,-1,-1,1,-1,1)

Cch,2,1 = (1, -1)


Cch,4,3 = (1,-1,-1,1)

Cch,8,6 = (1,-1,-1,1,1,-1,-1,1)
Cch,8,7 = (1,-1,-1,1,-1,1,1,-1)

SF = 1

SF = 2

SF = 4

Copyright 2008 Huawei Technologies Co., Ltd. All rights reserved.

SF = 8
Page46

Orthogonal codes are easily generated by starting with a seed of 1, repeating the 1
horizontally and vertically, and then complementing the -1 diagonally. This process is
to be continued with the newly generated block until the desired codes with the
proper length are generated. Sequences created in this way are referred as Walsh
code.

Channelization uses OVSF code, for keeping the orthogonality of different subscriber
physical channels. OVSF can be defined as the code tree illustrated in the following
diagram.
Channelization code is defined as Cch SF, k,, where, SF is the spreading factor of the
code, and k is the sequence of code, 0kSF-1. Each level definition length of code
tree is SF channelization code, and the left most value of each spreading code
character is corresponding to the chip which is transmitted earliest.

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N-47

WCDMA RAN Fundamental

WCDMA Channelization Code


l

SF = chip rate / symbol rate


p

High data rates low SF code

Low data rates high SF code


Radio bearer

SF

Radio bearer

Speech 12.2 UL

64

Speech 12.2 DL

128

Data 64 kbps UL

16

Data 64 kbps DL

32

Data 128 kbps UL

Data 128 kbps DL

16

Data 144 kbps UL

Data 144 kbps DL

16

Data 384 kbps UL

Data 384 kbps DL

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SF

Page47

The channelization codes are Orthogonal Variable Spreading Factor (OVSF) codes.
They are used to preserve orthogonality between different physical channels. They
also increase the clock rate to 3.84 Mcps. The OVSF codes are defined using a code
tree.
In the code tree, the channelization codes are individually described by Cch,SF,k, where
SF is the Spreading Factor of the code and k the code number, 0 k SF-1.
A channelization sequence modulates one users bit. Because the chip rate is constant,
the different lengths of codes enable to have different user data rates. Low SFs are
reserved for high rate services while high SFs are for low rate services.
The length of an OVSF code is an even number of chips and the number of codes (for
one SF) is equal to the number of chips and to the SF value.
The generated codes within the same layer constitute a set of orthogonal codes.
Furthermore, any two codes of different layers are orthogonal except when one of the
two codes is a mother code of the other. For example C4,3 is not orthogonal with C1,0
and C2,1, but is orthogonal with C2,0.

SF in uplink is from 4 to 256.

SF in downlink is from 4 to 512.

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N-48

WCDMA RAN Fundamental

Purpose of Channelization Code


l

Channelization code is used to distinguish different physical


channels of one transmitter
p

For downlink, channelization code ( OVSF code ) is used to


separate different physical channels of one cell

For uplink, channelization code ( OVSF code ) is used to separate


different physical channels of one UE

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Page48

For voice service (AMR), downlink SF is 128, it means there are 128 voice services
maximum can be supported in one WCDMA carrier;

For Video Phone (64k packet data) service, downlink SF is 32, it means there are 32
voice services maximum can be supported in one WCDMA carrier.

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N-49

WCDMA RAN Fundamental

Purpose of Scrambling Code


l

Scrambling code is used to distinguish different transmitters


p

For downlink, scrambling code is used to separate different cells in


one carrier

For uplink, scrambling code is used to separate different UEs in


one carrier

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Page49

In addition to spreading, part of the process in the transmitter is the scrambling


operation. This is needed to separate terminals or base stations from each other.

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N-50

WCDMA RAN Fundamental

Scrambling Code
l

Scrambling code: GOLD sequence.

There are 224 long uplink scrambling codes which are used for
scrambling of the uplink signals. Uplink scrambling codes are assigned
by RNC.

For downlink, 512 primary scrambling codes are used.

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Page50

Different scrambling codes will be planned to different cells in downlink.

Different scrambling codes will be allocated to different UEs in uplink.

The scrambling code is always applied to one 10 ms frame.

In UMTS, Gold codes are chosen for their very low peak cross-correlation.

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WCDMA RAN Fundamental

Primary Scrambling Code Group


Primary scrambling
code 0
Primary scrambling
code 1

Group 0
Group 1

Primary
scrambling
codes for
downlink
physical
channels

Primary scrambling
code 8
Primary
scrambling code
8*63

Group 63

512 primary
scrambling
codes

64 primary
scrambling code
groups

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Primary
scrambling code
8*63 +7

Each group consists of 8


primary scrambling codes
Page51

There are totally 512 primary scrambling codes defined by 3GPP. They are further
divided into 64 primary scrambling code groups. There are 8 primary scrambling codes
in every group. Each cell is allocated with only one primary scrambling code.

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WCDMA RAN Fundamental

Code Multiplexing
l

Downlink Transmission on a Cell Level


Scrambling code
NodeB

Channelization code 1
User 1 signal
Channelization code 2
User 2 signal
Channelization code 3
User 3 signal

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WCDMA RAN Fundamental

Code Multiplexing
l

Uplink Transmission on a Cell Level


Scrambling code 1
Channelization code
User 1 signal
Scrambling code 2
Channelization code
NodeB

User 2 signal

Scrambling code 3
Channelization code
User 3 signal

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WCDMA RAN Fundamental

Processing Procedure of WCDMA System


Service
Signal

Service
Signal

Source
Coding

Channel Coding
& Interleaving

Spreading

Modulation

bit

symbol

chip

modulated
signal

Source
Decoding

Channel Decoding
& Deinterleaving

Despreading

Demodulation

Transmission

Radio
Channel

Reception

Receiver

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Page54

Source coding can increase the transmitting efficiency.

Channel coding can make the transmission more reliable.

Spreading can increase the capability of overcoming interference.

Scrambling can make transmission in security.

Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding

Symbol: data after channel coding and interleaving

Chip: data after spreading

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N-55

WCDMA RAN Fundamental

Modulation Overview
Data to be transmitted:
Digital Input

0
time

Basic steady radio


wave:
carrier = A.cos(2Ft+)
Amplitude Shift
Keying:
A.cos(2Ft+)
Frequency Shift
Keying:
A.cos(2Ft+)
Phase Shift Keying:
A.cos(2Ft+)
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Page55

A data-modulation scheme defines how the data bits are mixed with the carrier signal,
which is always a sine wave. There are three basic ways to modulate a carrier signal in
a digital sense: amplitude shift keying (ASK), frequency shift keying (FSK), and phase
shift keying (PSK).

In ASK the amplitude of the carrier signal is modified by the digital signal.

In FSK the frequency of the carrier signal is modified by the digital signal.

The PSK family is the most widely used modulation scheme in modern cellular systems.
There are many variants in this family, and only a few of them are mentioned here.

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WCDMA RAN Fundamental

Modulation Overview
l

Digital Modulation - BPSK


1

10

Information
signal

NRZ coding

Digital Input

t
-1

High Frequency
Carrier

Carrier

BPSK Waveform

10

=0 = =0

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fo

Modulated
BPSK
signal

BPSK

Page56

In binary phase shift keying (BPSK) modulation, each data bit is transformed into a
separate data symbol. The mapping rule is 1 > + 1 and 0 > 1. There are only two
possible phase shifts in BPSK, 0 and radians.

NRZ means none return zero.

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WCDMA RAN Fundamental

Modulation Overview
l

Digital Modulation - QPSK


NRZ Input

-1

5
1

-1

7
1

10
-1

-1

I di-Bit Stream

-1

-1

-1

Q di-Bit Stream

-1

-1

-1

I
Component

Q
Component

QPSK Waveform
1

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10

Page57

The quadrature phase shift keying (QPSK) modulation has four phases: 0, /2, , and
3/2 radians. Two data bits are transformed into one complex data symbol; A symbol
is any change (keying) of the carrier.

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WCDMA RAN Fundamental

Modulation Overview
A
NRZ
coding

Acos( ot)
I(t)

fo
QPSK
90o

NRZ
coding
A

QPSK

Q(t)
Acos( ot + /2)

: A 2 cos( o + )

/4

-1

7/4

-1

3/4

-1

-1

5/4

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WCDMA RAN Fundamental

Demodulation
l

QPSK Constellation Diagram


1

1,-1

-1,-1

-1

-1

10

QPSK Waveform

1,1

NRZ Output

-1,1

-1

-1,1

-1

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-1

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N-60

WCDMA RAN Fundamental

WCDMA Modulation
l

Different modulation methods corresponding to different


transmitting abilities in air interface
R99/R4: QPSK

HSDPA: QPSK or 16QAM

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Page60

The UTRAN air interface uses QPSK modulation in the downlink, although HSDPA may
also employ 16 Quadrature Amplitude Modulation (16QAM). 16QAM requires good
radio conditions to work well. As seen, with 16QAM also the amplitude of the signal
matters.

As explained, in QPSK one symbol carries two data bits; in 16QAM each symbol
includes four bits. Thus, a QPSK system with a chip rate of 3.84Mcps could
theoretically transfer 2 3.84 = 7.68 Mbps, and a 16QAM system could transfer 4
3.84 Mbps = 15.36 Mbps. In 3GPP also the usage of 64QAM with HSDPA has been
studied.

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N-61

WCDMA RAN Fundamental

Processing Procedure of WCDMA System


Transmitter
Service
Signal

Service
Signal

Source
Coding

Channel
Coding

Spreading

Modulation

bit

symbol

chip

modulated
signal

Source
Decoding

Channel
Decoding

Despreading

Demodulation

Transmission

Radio
Channel

Reception

Receiver

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Page61

Source coding can increase the transmitting efficiency.

Channel coding can make the transmission more reliable.

Spreading can increase the capability of overcoming interference.

Scrambling can make transmission in security.

Through the modulation, the signals will transfer to radio signals from digital signals.

Bit, Symbol, Chip


p

Bit : data after source coding

Symbol: data after channel coding and interleaving

Chip: data after spreading

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N-62

WCDMA RAN Fundamental

Wireless Propagation
Transmitted
Signal

Amplitude

Transmission Loss:
Path Loss + Multi-path Fading

Received
Signal
Time

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Page62

A mobile communication channel is a multi-path fading channel and any transmitted


signal reaches a receive end by means of multiple transmission paths, such as direct
transmission, reflection, scatter, etc.

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WCDMA RAN Fundamental

Propagation of Radio Signal


Signal at Transmitter

20
15
10
dBm

5
0
-5
-10
-15
-20

Signal at Receiver

0
-5
-10
dB

-15
-20
-25
-30
-35

Fading

-40
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N-64

WCDMA RAN Fundamental

Fading Categories
l

Fading Categories
p

Slow Fading

Fast Fading

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Page64

Furthermore, with the moving of a mobile station, the signal amplitude, delay and
phase on various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if overlaid,
will lead to fast fading. Fast fading conforms to Rayleigh distribution. The mid-value
field strength of fast fading has relatively gentle change and is called slow fading.
Slow fading conforms to lognormal distribution.

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N-65

WCDMA RAN Fundamental

Diversity Technique
l

Diversity technique is used to obtain uncorrelated signals for


combining
p

Reduce the effects of fading


n

Fast fading caused by multi-path

Slow fading caused by shadowing

Improve the reliability of communication

Increase the coverage and capacity

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Page65

Diversity technology means that after receiving two or more input signals with
mutually uncorrelated fading at the same time, the system demodulates these signals
and adds them up. Thus, the system can receive more useful signals and overcome
fading.

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N-66

WCDMA RAN Fundamental

Diversity
l

Time diversity
p

Channel coding, Block interleaving

Frequency diversity
p

The user signal is distributed on the whole bandwidth frequency


spectrum

Space diversity

Polarization diversity

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Page66

Diversity technology is an effective way to overcome overlaid fading. Because it can be


selected in terms of frequency, time and space, diversity technology includes
frequency diversity, time diversity and space diversity.

Time diversity: Channel coding

Frequency diversity: WCDMA is a kind of frequency diversity. The signal energy is


distributed on the whole bandwidth.

Space diversity: using two antennas

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N-67

WCDMA RAN Fundamental

Principle of RAKE Receiver


Correlator 1
Correlator 2

Combiner

The combined
signal

Receive set
Correlator 3
Calculate the
time delay and
signal strength

Searcher correlator
s(t)

s(t)

RAKE receiver help to overcome on the multi-path fading and enhance the receive
performance of the system
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Page67

The RAKE receiver is a technique which uses several baseband correlators to


individually process multipath signal components. The outputs from the different
correlators are combined to achieve improved reliability and performance.

When WCDMA system is designed for cellular system, the inherent wide-bandwidth
signals with their orthogonal Walsh functions were natural for implementing a RAKE
receiver. In WCDMA system, the bandwidth is wider than the coherence bandwidth of
the cellular. Thus, when the multi-path components are resolved in the receiver, the
signals from different paths are uncorrelated with each other. The receiver can then
combine them using some combining schemes. So with RAKE receiver WCDMA
system can use the multi-path characteristics of the channel to get signal with better
quality.

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N-68

WCDMA RAN Fundamental

Summary
l

In this course, we have discussed basic concepts of WCDMA:


p

Spreading / Despreading principle

UTRAN Voice Coding

UTRAN Channel Coding

UTRAN Spreading Code

UTRAN Scrambling Code

UTRAN Modulation

UTRAN Transmission/Receiving

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N-69

WCDMA RAN Fundamental

Thank you
www.huawei.com

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