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J. Lowe
I
A tomato is sitting on the table. It has been sitting there for the
past five minutes. But what makes the tomato that is now sitting
there the same tomato as the one that was sitting there five
minutes ago? A crazy-sounding question! One is inclined to
reply: 'Nothing makesit the same tomato: it just is the same, and
there's an end on it'. If pressed a little further, however, one
might continue: 'Look, five minutes ago a tomato was sitting on
the table. It persistedthere, undisturbed, for five minutes. At no
time was the tomato removed from the table and replaced by
another. And that is why the very same tomato is still there now,
five minutes later'. But in virtue of what did that original tomato
persist- what kept it, that very same tomato, in being? Again a
crazy-sounding question. Surely one is not called upon to
explain why something like a tomato should continue to exist
from one moment to the next? One may indeed be called upon
to explain the coming-to-be
or the ceasing-to-be
of a tomato, but
Isn't the request for an explanation
surely not its continuing-to-be.
of the tomato's persistence rather like a request for an
explanation of an object's continuing to move with a uniform
velocity when not acted upon by any force?Perhaps we might
speak by analogy of a 'law of existential inertia'.' I think there is
something sound in this no-nonsense response-but I also think
that quite a lot of work needs to be done to earn a right to use it.
(And even then, I do not consider that the response, in unqualified form, is appropriate in the case of things like tomatoes.)
So far a number of subtleties have been glossed over. For one
thing, there is a distinction to be made between explaininga
tomato's persistence and saying what that persistence-the
tomato's 'diachronic identity'-consists in. For another, it won't
do just to say that the persistenceof something like a tomato calls
In fact, modern physicsdoesembrace what seems to amount to just such a law, in the
form of the law of the conservation of mass/energy (though, obviously, one could hardly
appeal to this law directlyin the case of something as complex as a tomato).
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constituents
approachrespectively. I shall argue that the first and
second of these approaches are inadequate while the third,
which is adequate, demands the existence of ungrounded
identities. Hence, if no other approach is forthcoming, this may
be taken as establishingthe credentialsof ungroundedidentities.
Later I shall advance a positive argument in their favour.
According to the property instantiation approach, the
diachronic identity of a tomato is grounded in some spatiotemporal-cum-causal condition on the instantiation of tomatohood-the crudest versionof the theory being that the identity is
grounded simply in the spatiotemporalcontinuity of such in-
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that the tomato now sitting on the table is the same tomato as the
tomato sitting on the table five minutes ago is that there is a
spatiotemporally continuous sequence of place-times stretching
from the place-time occupied by the tomato on the table five
minutes ago to the place-time occupied by the tomato on the
table now, such that tomatohood is fully instantiated at each
place-time in this sequence. (We have to say 'fullyinstantiated'
so as to exclude, for instance, a case in which a tomato is largely
but not wholly destroyed and subsequently miraculously
regenerates:for in such a case one would be reluctant to identify
the later tomato with the earlier one.) Obviously, it is not
important to this account whether or not our tomato is removed
from its table and then returned during the five minute
interval-which is as it should be.
Now, one objection which might be raised against the
foregoing account is that it rules out a priorithe possibility of
interrupted or intermittent existence for something like a
tomato. I think that this sort of objection is probably valid, farfetched though it may seem. But it would appear that it is not
fatal to the property instantiation approach in general.For
instance, one might, consistently with this approach, loosen the
requirement on spatiotemporal continuity while at the same
time adding a causalcondition to distinguish between cases of
interrupted existence of the same tomato and cases of the
annihilation of one tomato and its later replacementby another
created ex nihilo.The condition would be something to the effect
that in order for later instantiations of tomatohood to ground
the identity of the sametomato as earlier instantiations,the later
instantiations would have to be causallydependent
on the earlier
instantiations in certain appropriate ways. (Such a condition
will arguably be needed in any case, so that its invocation here
should not be seen as ad hoc.)
But there is I think a far more seriousobjection of principle to
the property instantiation approach. What could possibly be
meantby saying that tomatohood is fully instantiatedat a certain
place and time?Just this, surely:that a tomatoexists at that place
and time. In fact, matters are a little more complicated than
this, but not in a way that helps the property instantiation
approach. It is crucial to the chances of successof that approach
that the 'full' instantiation of tomatohood at a certain place and
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IV
I turn thirdly, then, to the final approach to diachronic identity
that I shall consider-the substantial constituents approach,
which I favour.8According to this approach, what underpins
the persistenceof something like a tomato is the persistenceof its
component parts-and by these I mean its 'spatial parts' in our
first sense of the term (i.e. things such as the seeds and skin of a
tomato). Actually, this is of course a slight oversimplication
because a tomato can undergo a certain amount of change in its
component parts without loss of identity (without, that is,
persons, but of the historiesor careersof persons.[Or] one might think of a momentary
stage as a set of property instantiations ... Or one can think of a momentary stage as an
ordered pair consisting of a thing and a time' ('Personal Identity: A Materialist's
Account', in Sydney Shoemaker and Richard Swinburne, PersonalIdentity(Oxford:
Blackwell, 1984), p. 75). However, the second of these suggestions would reduce the
temporal parts approach to the property instantiation approach, while the first and
third would transparently make the individuation of 'stages' parasitic upon that of the
continuant objects whose diachronic identity they were invoked to account for. Such
circularitydoes not, it is true, worryShoemaker,who elsewhereconcedes that by his own
account the persistence-conditionsofcontinuants cannot be non-circularlyspecified (see
'Identity, Properties, and Causality', in Sydney Shoemaker, Identity,Cause,and Mind
(Cambridge: Cambridge University Press, 1984)). But I cannot agree that a circular
specification of persistence-conditions, however non-trivial, may legitimately be
presented as an account of what persistence consistsin. (Colin McGinn also makes this
84 (1987), pp.
point in his review of Identity,Cause,andMind in TheJournalof Philosophy
227-232.) So my answer to the objection raised in this note is that I adopt the
interpretationof the temporal partsapproach which I do because it seems to me to be the
least unpromising on this score.
8 I argue directly in defence of this approach and against the temporal partsapproach
in my 'Lewis on Perdurance versus Endurance',Analysis47 (1987), pp. 152-154 and my
'The Problems of Intrinsic Change: Rejoinder to Lewis', Analysis48 (1988).
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you credit this and yet still make sense of the thought that there
were events happening longer than five minutes ago? Ex
no recordof any such events could possiblynow exist. So
hypothesi,
what would be the differencebetween talking of these supposed
events as havingoccurred
earlier than five minutes ago and talking
of them as belonging to an altogether different space-time
continuum--another 'possible world'?
But perhaps you will dispute the suggestion that no record of
these supposedly earlier events could now exist-urging that
this trades on an ambiguity in the term 'record'.A recordmay
either be an objectbearing a trace of some earlier event, or else it
may just be an effectof some earlier event. But, it would seem,
only recordsin thefirst sense could not exist in our hypothesised
case: there might still be statesof presentlyexisting objectswhich
could be attributed to causeswhich happened more than five
minutes ago. However, it seems to me that to argue in this
fashion is to beg the very question at issue. Our question is what
reason we could have, in the hypothesised case, to suppose that
any events occurredearlierthan five minutes ago: it is no answer
to say that we couldattribute various states of presently existing
objects to causes which occurred more than five minutes ago
without explaining with what justification we could suppose
causal relationships to be capableof embracing a timespan
exceeding five minutes in the past. After all, the putative causes
of these present states would themselves
precisely be eventsin the
I
disputedcategory.Furthermore, find it very hard to see how any
such justification could be forthcoming: for how could the
required causal influenceshave been propagated in the absence
of any objects surviving from the alleged earlier time into the
currentfive-minuteperiod?No photons, for instance,transmitted
from objects existing in the alleged earlier period could be
received by us-for all existing photons, being persistingobjects
themselves, would ex hypothesihave existed for no longer than
five minutes.
It remains now to be shown exactly how these considerations
lead to our declared conclusion. As I remarkedearlier, to deny
that there is anythingwhose persistenceis ungrounded is to imply
that everything's
persistence may ultimately be accounted for in
termsof change. This may clearly be seen by referenceto the two
approaches to persistence discussed previously-the property
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4 This paper was largely completed before the publication of an exchange on the
subject of persistencebetween MarkJohnston and Graeme Forbes in The Aristotelian
VolumeLXI (1987). It will be clear to any readerof that exchange
Society's Supplementary
that my sympathies lie rather more withJohnston's position than with Forbes's,but that
there are also considerable differencesbetween my position and Johnston's. (It will be
equally evident that my position has some strong affinitieswith the one that Saul Kripke
has defended in his celebrated lectures on identity over time.) I am grateful to Susan
Lowe and to David Over for helpful discussionsof an earlier draft.
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the request for such a criterion comes to, just as much as on the
four-dimensionaltheorist'sinterpretationof that request, to the
possibility (and, therefore, if the facts are so disposed, to the
actuality) of a host of entities not acknowledged in our everyday
thought and talk.3
Having explained my favoured frameworkfor the discussion
of so-called problemsof diachronic and synchronicidentity I can
now introduce the first sense which I can give to the notion of
ungrounded identity over time. I shall refer to this as
ungroundednessI.
The identity over time of persistingthings of a kind K will be
ungrounded1, then, if no informative diachronic criterion of
K-hood can be given.
Now, of course, it is not excluded that the specification of an
informative diachronic criterion of K-hood might require the
use of the concept of some other kind of persistingthing, K*. But
on pain of vicious regress, this cannot always be so. So either
there are kinds of persisting things whose identity over time is
ungrounded1,or else there are some kindsof persistingthings for
which diachronic criteria of kind-membershipcan be specified
without the use of the concept of any (other) kind of persisting
thing. But if this is so, and if informative diachronic criteria of
kind-membership can be specified for every kind of persisting
thing, there will be a clear sense in which both the concept of a
persisting thing, and concepts of particular kinds of persisting
thing, are redundant.All facts about persistingthingswill supervene on facts specifiable without the use of any such concept.
Now in Kripke's unpublished, but much discussed, lectures
on identity, he introduces the notion of a 'holographic state' of
the universe at a moment, a sort of three-dimensionalpicture of
the universe as it is at a moment.4 The important thing about
this notion is that the holographic state of the universe at any
instant is to give us the complete state of the universe at that
instant withoutprejudiceto whethersuccessiveholographsare showing
3Though I must add that as far as I can see not everyQuinean physicalobject will have
to be acknowledged as a real (and concrete) entity; for example, this will not be so for
that Quinean physical object composed of a momentary stage of a silver dollar in 1976
and the Eiffel Tower through its third decade.
4For those who do not know Kripke's lectures the best source of information about
them is Shoemaker 1984.
SUBSTANCE,IDENTITYAND TIME
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thesameordifferent
objects.The holographic state of the universeat
an instant is to be thought of as providing all the information
there is about the state of the universe, and the propertiesof its
inhabitants, at that instant, but not information about their
numerical identity with, or numerical distinctness from, items
depicted in earlier or later holographs.
Now it would be a sufficient condition of the redundancy of
any concept of a persisting thing, and hence a sufficient
condition for all identity over time to be groundedl, if there were
no facts about the universe 'over and above' facts about its
holographic states, i.e. if the totality of facts about the universe
supervenedon the totality of facts given by its holographicstates.
Let us call this 'the strong holographic supervenience thesis'.
But even if the strong holographic supervenience thesis is
false, identity over time may still always be grounded,. For all
that this requires is a weaker supervenience thesis, namely that
the totality of facts about the universe supervene on the totality
of facts given by its holographic states togetherwith thoseof their
whichcanbe
(whichmayincludee.g. causaldependencies)
relationships
specifiedwithoutemployingtheconceptof a persistingthing.This is a
weaker thesis because there may be relationships between
holographic states specifiable,without the use of the concept of a
persisting thing, which do not supervene on the totality of facts
given by those holographic states.
I shall call this second supervenience thesis 'the weak
holographic supervenience thesis'. Identity over time is ungrounded1 if, but only if, it is false. I return to this question
in section V.
IV
There is another line of solution to the puzzle I outlined in
section II, however, which has also had an influence on the
discussionof problems of identity over time. We can call this, for
brevity, but somewhat misleadingly, the Fregean solution.
According to Frege's familiar proposal we can introduce the
functor 'the direction of' by the stipulation that:
the direction of a = the direction of b iff a is parallel to b.
We thereby fix the criterion of identity for directions as the
relation of parallelism between lines.
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paid for its rejection, and whether that price is worth paying is
debatable.
Kripke's argument (for which those who do not know
Kripke's lectures should consult Shoemaker 1984) concerns a
homogeneous disc, stationary in one world, rotating in a second.
The identity of the disc is not in question, but consider the
portion of matter which makes up its northern half at some time
t: if the disc is stationarythis will be the sameportion as makes up
its northern half at any later time t'. Not so if the disc is rotating.
Thus the two worlds will differ with respect to what identities
hold over time, and hence with respect to facts statable in the
form 'Some portion of matter is in P at t and P' at t". If then they
do not differ in their holographic states the two worlds are a
counter-example to the strong holographic supervenience
thesis, and if they differ neitherin their holographic states norin
the relations between those states which are specifiable without
the use of the concept of a persisting thing they are a counterexample to the weak holographic supervenience thesis-and
hence a proof that identity over time is sometimesungrounded1.
Kripke certainly takes his disc example to play the first of
these roles, and he may take it to play the second. However, I am
unconvinced.
First, it has to be emphasized that for Kripke's example to
work the two worlds must differ not at all in their momentary
holographic states; it is not enough that they exhibit no such
difference locally, i.e. no such difference where the disc is
located. Nor is it enough that they exhibit no such difference
whilst the disc is in existence. For either holographic supervenience thesis to be refuted by the example the two worlds must
differ not at all, anywhere, anytime, in respect of their
momentary holographic states. For to refute a supervenience
thesis one must describe two possibilities differing not at all in
respect of the proposed supervenience base, but differing in
supposedly supervening facts.
This point, I think, puts Kripke'sexample in a ratherdifferent
light from that in which it initially appears. At first sight the
example seems perfectly commonplace-one simply imagines
the disc and notes that it will look exactly the same in each
momentary holograph whether it is spinning or not. But this is to
ignore the point of the previous paragraph, and once that is
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REFERENCES
Brody, B., 1980, Identityand Essence,Princeton, Princeton University Press.
Lewis, D., 1986, On the Pluralityof Worlds,Oxford, Basil Blackwell.
Perry, J., 1972, 'Can The Self Divide?', TheJournalof Philosophy,69.
Quine, W.V.O., 1976, 'Worlds Away', The Journalof Philosophy,73.
Shoemaker, S., 1984, 'Identity, Properties and Causality', in Identity,CauseandMind,
Cambridge, Cambridge University Press.
BritishPhilosophy,
Swinburne, R., 1976, 'Personsand Personal Identity', in Contemporary
ed. H. D. Lewis, London, George Allen and Unwin.
Williams, B., 1970, 'The Self and the Future', Philosophical
Review,79.
Wright, C., 1983, Frege'sConception
of Numbersas Objects,Aberdeen University Press.
8Independently of this argument Lowe also directs some criticism at the fourdimensional notion of a 'thing-stage', arguing that even if the existence of such entities is
admitted they are incapable of being identified independently of the things of which
they are the stages. I lack the space to go into this; but note that this will not be so if
Lewis's account of thing-stages,more particularly,person-stages(mentioned by Lowe in
his footnote 6), is accepted. In fact, the argument of Lewis's that Lowe refersto seems to
me very powerful (but one of its premissesis the weak holographic supervenience thesis
so it is not wholly uncontentious). Lowe objects to its first premiss ('First: it is possible
that a person-stage might exist. Suppose it to appear out of thin air then vanish again')
that all it does is to introduce us to the fanciful notion of a very short-lived person. But
this is merely to draw attention to the fact, which Lewis explicitly acknowledges, that
person-stages as he characterizes them are entities it would be perfectly correct to
describeas personsif they were not proper partsof similarlycharacterizablewholes. This
does not entail that it is correct to describe them as personswhen they areproper partsof
such wholes (though it might be, as the philosophersreferredto by Lowe in his footnote 5
claim; but this would not affect the cogency of Lewis's argument).