Beruflich Dokumente
Kultur Dokumente
EN BANC
[G.R. No. L-28055. October 30, 1967.]
REPUBLIC OF THE PHILIPPINES, petitioner, vs. PROVINCIAL
GOVERNOR DELFIN MONTANO, ET AL., respondents.
The Solicitor General A.P. Barredo and Solicitor R.L. Pronove, Jr. for petitioner.
Abraham F. Sarmiento for respondents.
SYLLABUS
1. PROVINCES;
PROVINCIAL
GOVERNMENTS,
POWERS
OF;
APPROPRIATION OF PUBLIC FUNDS FOR PUBLIC WELFARE; ITS HISTORY.
The power of provincial governments to appropriate money for the welfare of
their inhabitants is not at all of recent vintage. As early as 1906, this was granted
to provincial boards by Act 1548 which amended section 13 of the Organic Act of
the Provinces by providing that the provincial boards of provinces shall have the
power "(nn). To appropriate moneys from [their] funds, except those the use of
which is otherwise specifically fixed by law, for other purposes having in view the
general welfare of the province and its inhabitants." Similarly, the Administrative
Code of 1916, reenacting with modification this provision of the Organic Act of the
Provinces, provided that "Upon approval of the Department Head of the particular
resolution by which such action shall be taken, the provincial boards of the
respective provinces shall have authority (a) To appropriate money for purposes
not specified by law, having in view the general welfare of the province and its
inhabitants ..." This provision was in turn reenacted in section 2106(a) of the
Revised Administrative Code. In truth, section 3(a) of the Local Autonomy Act is
nothing but a copy of section 2106(a) of the Revised Administrative Code, with
the only difference that prior approval of the Department Head has been
dispensed with, in line with the legislative policy of granting greater autonomy to
local governments. In a sense, the elimination of the requisite approval is a return
to the original provision of the old Organic Act of the Provinces. It is in this sense
that section 3 of the Local Autonomy Act is entitled "Additional powers of
provincial boards ...," and rightly so, for it removed the fetters that once bound
local governments to the national government.
2. ID.; ID.; CONSTITUTIONAL PROVISIONS ON LOCAL GOVERNMENT
SHOULD BE LIBERALLY CONSTRUED IN THEIR FAVOR. The provisions of
this Constitution and of any law concerning municipal corporations formed for
local government, or concerning counties, shall be liberally construed in their
favor. The powers of counties and such municipal corporations shall include not
only those granted in express terms but also those of necessary or fair
implication, or incident to the powers expressly conferred, or essential thereto,
and not inconsistent with or prohibited by this Constitution or by law.
3. ID.; ID.; ID.; NECESSARY AND FAIR IMPLICATION OR INCIDENT TO
POWERS CONFERRED OR ESSENTIAL THERETO. It is argued that this
clause of the Constitution, which had no counterpart in its predecessor
Constitution, introduced a new concept of home rule, being in effect a direct grant
of the police power to all municipalities. We find no merit in this contention of the
defendant. The quoted provision of the Constitution on its face does not purport
to be a grant of general police powers to al municipalities, its plain language is
not susceptible of being so construed, the proceedings of the Constitutional
Convention referred to do not indicate that it was so intended, and during the five
years since its adoption our courts have never so interpreted it. On the contrary, it
is well settled in this state that a municipality has only those powers granted to it
by statute, albeit by virtue of the constitutional provision here under discussion
those powers are to be liberally construed in favor of the municipality and express
grants of power are deemed to include `those of necessary or fair implication, or
incident to the powers expressly conferred, or essential thereto.'
chief of police and a night chief of police and that an ordinance so providing was
invalid.
10. ID.; PROVINCIAL GOVERNMENT, POWERS OF; CREATION OF
PROVINCIAL POLICE FORCES CANNOT BE INFERRED. The power of
provinces to create provincial police forces cannot be inferred. Neither can the
existence of such bodies be implied from the fact that in prescribing the
qualifications of members of local police agencies, section 9 of the Police Act of
1966 mentions "provincial police agencies" and the like. The reference to such
bodies is a misnomer as is evident from the discussion on the bill which became
the Police Act.
11. ID.; ID.; PROVINCIAL POLICE FORCE REFERS TO PROVINCIAL
GUARDS. The term is used in other legislation before the enactment of the
Police Act of 1966 and it has always been understood to refer to provincial
guards assigned to provincial jails. It is used in Commonwealth Act 343 which
constituted the Philippine Constabulary as a national police force and returned to
the control of the Governors the "provincial ... police bodies or provincial guards
who earlier, had been organized into a state police, along with the police forces of
the cities and municipalities President Quezon's Executive Order 153 as well as
Executive order 175, issued to implement C.A. 343, likewise spoke of "local
police bodies in each province" and "provincial police service" but that the term
meant no more than provincial guards is evident from the text thereof.
12. MUNICIPAL
CORPORATIONS;
PROVINCIAL
GOVERNMENT;
RESOLUTION NO. 27 DATED JANUARY 27, 1964 OF THE PROVINCIAL
BOARD OF CAVITE, AND ADMINISTRATIVE ORDER No. 65-1 CREATING THE
DEPARTMENT OF PUBLIC SAFETY; LEGALITY. As the provincial
government has no power by necessary implication from certain express powers
granted to it to create provincial police offices, Resolution No. 27 of the Provincial
Board of Cavite and Administrative Order No. 65-1 of the Provincial Governor
thereof, creating the Department of Public Safety "to be manned by trained
technicians and investigators who shall be agents of a person in authority" are
declared void, the Cavite Department of Public Safety is ordered dissolved, and
the respondent public safety officers are ousted from their positions.
DECISION
CASTRO, J :
p
The parties are agreed that the Cavite Department of Public Safety possesses
the nature, attributes, powers and functions of a police force. The issue here is
whether a provincial government has the power, by necessary implication from
certain express powers granted to it, to create a provincial police force, the
parties admitting that there is no express or explicit statutory grant of power.
Neither the need for such a body nor the wisdom of its creation is in question.
The issue is simply one of implied power.
In 1964 the provincial board of Cavite passed Resolution 27 creating a
Department of Public Safety "to be manned by trained technicians and
investigators who shall be agents of a person in authority (the Provincial
Governor)" and authorizing the appropriation of funds for its operation. The
resolution did not define the powers and functions of the department. This was
done by means of an administrative order of the respondent Governor which is
hereunder quoted in full:
"PROVINCIAL ADMINISTRATIVE ORDER 65-1
"DEFINING THE GENERAL PURPOSES, POWERS AND FUNCTIONS OF THE
CAVITE DEPARTMENT OF PUBLIC SAFETY
"To insure the effective implementation of the Provincial Board Resolution No 27,
series of 1964, creating the Cavite Department of Public Safety as the main lawenforcement arm of the province, this Administrative Order is hereby
promulgated.
"SECTION 1. The Agency. The agency shall be officially known as the CAVITE
DEPARTMENT OF PUBLIC SAFETY (CDPS) or, in Pilipino, KAGAWARAN NG
KALIGTASAN BAYAN; and its members, who are agents of the Provincial
Governor to be known as Public Safety Officers.
"SEC 2. General Purposes and Functions. To better insure the safety of
residents of Cavite and the well-being of both public and private interests therein,
the Cavite Department of Public Safety is established with the following purposes
and functions:
"a. Technical Assistance to Local Police Units. The CDPS shall make readily
available to the different local police forces technical assistance availing of
modern and scientific methods of crime detection.
"b. Elevation of Standard of Police Performance. It shall aspire to elevate the
standard of police performance, not only by the quality of the services it would
render, but also by assisting in the implementation of a police training program for
local police forces.
"c. Focus on Crimes against Persons and Property. In order to make the
operation of the Agency more effective, considering that the main problem in the
maintenance of peace and order involves the security of persons and property, its
law-enforcement activities shall more or less be confined to the investigation and
assistance in the prosecution of crimes against persons and property and
violation of traffic laws.
"d. Central Record System. The CDPS shall establish and maintain a central
provincial record of personal and criminal identification and court and police
documents. It shall also make available to municipalities that have enacted
ordinances requiring the finger-printing and/or photographing of all able-bodied
citizens the personnel, materials and equipment needed for said purpose.
"e. Civil Defense. The CDPS shall also constitute the main civil defense arm in
the province, responsible to the Governor, and shall undertake such measures as
would be required in emergencies in coordination with the National Civil Defense
Administration.
"f. Loose Firearms. The CDPS shall also give emphasis on the detection and
collection of loose firearms and the collection and control of `misused' weapons,
the root causes of most peace and order problems.
"g. Fire Protection. The CDPS shall be responsible for the coordinated utilization
and maintenance of all fire-fighting equipment within this jurisdiction.
"h. Search and Rescue. In times of disaster and distress the CDPS shall conduct
search and rescue operations.
"i. Civil Action Projects. The Public Safety Officers, whenever circumstances
would allow, shall also undertake such civil action projects as the Provincial
Governor may assign.
"j. Public Safety and Preventive Measures. The CDPS shall also undertake from
time to time other public safety measures assigned to it by the Provincial
Governor, including accident prevention, elimination of fire and traffic hazards,
mob control, and the enforcement of safety measures requirements in resorts,
recreation areas and other public places.
"SEC. 3. Organizational Setup, Central Office and Sector Stations. The
organizational setup of the CDPS shall be made in a manner that would make its
services readily available and accessible to the local police forces and residents
of the province.
"It shall maintain its central office in Trece Martires City and establish at least
three (3) sector stations in strategically located places in the province.
"SEC. 4. Scope of Activities and Relations with Other Law-Enforcement
Agencies. The CDPS has been created, not for the purpose of usurping the
functions of local law-enforcement agencies, but to assist and to make available
to city and municipal police units its facilities and the benefit of the intensive
training of its members in police science and, if possible, to `contaminate' other
peace officers with their technical know-how.
"THE CDPS shall also establish liaison with the NBI and the PC in order to
achieve their common goal of combating crime effectively.
"Public Safety Officers may only involve themselves in a case already being
handled by other police agencies (a) upon request of the mayor or chief of police
concerned; (b) when the culprit flees outside the boundary of the municipality
where the crime was committed; or (c) upon direction of the Provincial Governor.
"Done in the City of Trece Martires, this 1st day of March, in the year of our Lord,
Nineteen hundred and sixty-five."
The organizational structure of the department was not outlined or delineated,
obviously because this was already done in the budget of the province for 19631964.
They further contend that the power to create the police agency is recognized in
the following provisions of the Police Act of 1966. 2
The power of provincial governments to appropriate money for the welfare of their
inhabitants is not at all of recent vintage. As early as 1906, this was granted to
provincial boards by Act 1548 3 which amended section 13 of the Organic Act of
the Provinces 4 by providing that the provincial boards of provinces shall have the
power "(nn) . . . To appropriate moneys from [their] funds, except those the use of
which is otherwise specifically fixed by law, for other purposes having in view the
general welfare of the province and its inhabitants." Similarly, the Administrative
Code of 1916, reenacting with modification this provision of the Organic Act of the
Provinces, provided that "Upon approval of the Department Head of the particular
resolution by which such action shall be taken, the provincial boards of the
respective provinces shall have authority (a) To appropriate money for purposes
not specified by law, having in view the general welfare of the province and its
inhabitants. . . ." 5 This provision was in turn reenacted in section 2106(a) of the
Revised Administrative Code. 6 In truth, section 3(a) of the Local Autonomy Act is
nothing but a copy of section 2106(a) of the Revised Administrative Code, with
the only difference that prior approval of the Department Head has been
dispensed with, in line with the legislative policy of granting greater autonomy to
local governments. In a sense, the elimination of the requisite approval is a return
to the original provision of the old Organic Act of the Provinces. 7 It is in this
sense that section 3 of the Local Autonomy Act is entitled "Additional powers of
provincial boards ..." and rightly so, for it removed the fetters that once bound
local governments to the national government.
Not once, since 1906, has the power to create public offices been asserted. But
this power is now urged as a necessary corollary of the power to appropriate, this
because section 12(1) (2) of the Local Autonomy Act commands that the implied
powers of municipal corporations shall be liberally construed and that all doubts
as to the existence of the power must be resolved in their favor.
We cannot accept this view.
The case of Fred vs. Mayor and Council of Borough of Old Tappan 8 indicates the
proper construction that should be placed on a provision like section 12(1) (2).
There a similar provision of the New Jersey Constitution of 1947 was invoked to
justify the validity of a municipal ordinance regulating the removal of soil. The
Constitutional provision states:
"The provisions of this Constitution and of any law concerning municipal
corporations formed for local government, or concerning counties, shall
be liberally construed in their favor. The powers of counties and such
municipal corporations shall include not only those granted in express
terms but also those of necessary or fair implication, or incident to the
powers expressly conferred, or essential thereto, and not inconsistent
with or prohibited by this Constitution or by law."
It was argued that this clause of the Constitution, which had no counterpart in
its predecessor constitution, introduced a new concept of home rule, being in
effect a direct grant of the police power to all municipalities. This contention
was rejected (although the ordinance was upheld on other grounds) the
Supreme Court of New Jersey stating:
"We find no merit in this contention of the defendant. The quoted
provision of the Constitution on its face does not purport to be a grant of
It bears strong emphasis to state here that provincial governments, like other
municipal corporations, are governments of enumerated powers. 10 The
assumption, although historically inaccurate, 11 is that municipal corporations are
mere creatures of the state with no inherent powers of their own. 12 This same
assumption underlies the grant of autonomy to local governments, 13 for implicit
in the grant is precisely the recognition that they exercise only delegated powers
which should be enlarged and, in case of "fair and reasonable doubt", should be
resolved in their favor.
Section 12 (1) (2) of the Local Autonomy Act, which is reproduced in Section 23
of the Decentralization Act of 1967, did not alter the basic nature of municipal
governments as governments of limited power. What it changed was the
prevailing rule at the time of its enactment that the grant of powers to municipal
corporations must be strictly construed against them. 14 As a rule of interpretation
it does not purport to supply power where none exists, not even by necessary
implication.
Here the power to create a provincial police force appears to be denied to
provincial governments. 15 Thus, whereas section 2105(c) of the Revised
Administrative Code gives them the power to appropriate money "for the
organization, equipment and maintenance of a police force in any municipality or
municipal district of the province where local funds are insufficient to bear such
expenses," nothing is said of their power to provide for the organization of their
own police. Again, while cities 16 and municipalities 17 are authorized to provide
uniforms for their police forces no such authority is conferred on provinces. This
power given to cities and municipalities is in addition to their power "to
appropriate money for purposes not specified by law, having in view the general
welfare of the city and its inhabitants," 18 undoubtedly because the former cannot
be fairly embraced in the latter. Section 2081 cannot be invoked because that
provision authorizes the appointment of subordinate employees in existing
offices, not the creation of the offices themselves.
Indeed, municipal offices can be created only by legislative authority. This
creative act must be either immediate or delegated. 19 In the Philippines, national
and local police bodies are directly created by statute. Thus the Philippine
Constabulary was constituted as a national police force by virtue of a
statute. 20 So is the organization of police forces in cities and municipalities
specifically provided for by an Act of Congress. 21 Even the formation of posses
comitatus in towns to assist the police in the apprehension of criminals is a matter
of express statutory enactment. 22 Thus there is a national police force and there
are city and municipal police forces, but the remarkable thing is that there is no
provision for provincial police forces.
This lack of statutory basis for the creation of provincial police forces stands in
sharp contrast to the proliferation of statutory materials on municipal and city
police forces. Not that peace and order are less a responsibility of the provinces.
The reason is simply that the Governors are already clothed with ample powers
and resources. They can temporarily transfer policemen from one municipality to
another when public interests so requires. 23 They can call on the Philippine
Constabulary or even on the Armed Forces of the Philippines to quell any
"disorder, riot, lawless violence or rebellious or seditious conspiracy or to
apprehend violators of law. 24
It seems quite clear indeed that the legislature intended to reserve for itself the
field of legislation on this matter and thereby exclude from it like actions by local
governments. Precedents in support of this view are not wanting. In Fluker vs.
City of Union Point 25 it was held that where the charter authorizes the
appointment of a marshal and, in case of "special emergencies," of a special
police, the city could not create an office of a night watchman with powers to
arrest persons violating the laws and ordinances. Not even the plea that the office
was necessary for the preservation of peace and order justified the creation of
the office. Similarly, in Stout vs. Stinnett 26 it was held that a statute creating the
office of "the Chief of Police" did not authorize a city to appoint a day chief of
police and a night chief of police and that an ordinance so providing was invalid.
The power of provinces to create provincial police forces cannot be inferred.
Neither can the existence of such bodies be implied from the fact that in
prescribing the qualifications of members of local police agencies, section 9 of
the Police Act of 1966 mentions "provincial police agencies" and the like. The
reference to such bodies is a misnomer as is evident from the following
discussion 27 on the bill which became the Police Act:
"MR. PEREZ (L.) This bill carries phrases like `police agencies of a
province or chartered city or municipality.' Under the present set-up,
what would you consider as constituting the police agencies of a
province?
"MR. AMANTE That is a misnomer here. The original bill includes the
organization of the provincial guards; hence it is suggested here that
they be included in this bill. Even at the conference called by the
President in connection with the peace and order condition, he
suggested that the provincial guards be included under the supervision
of the Commission.
"MR. PEREZ (L.) I support such proposal. This bill should state the
number of provincial guards which each province, in accordance with its
class, can employ; and also provide additional powers, because today
such provincial guards only keep the security of the provincial jail.
"MR. AMANTE They guard prisoners.
"MR. PEREZ (L.) Will these guards enjoy the police powers of other
police agencies contemplated under this bill?
"MR. AMANTE No, they are only guards. However, their qualifications
and their discipline shall be governed by this bill. In connection with the
inclusion of provincial guards in the proposed measure, the Committee
will welcome amendments.
"MR. PEREZ (L.) I will propose some amendments to that effect.
"MR. AMANTE Thank you.
In fact, the term is used in other legislation before the enactment of the Police Act
of 1966 and it has always been understood to refer to provincial guards assigned
to provincial jails. It is used in Commonwealth Act 343 which constituted the
Philippine Constabulary as a national police force 28 and returned to the control of
the Governors the "provincial ... police bodies or provincial guards" 29 who earlier,
had been organized into a State Police, along with the police forces of the cities
and municipalities. 30 President Quezon's Executive Order 153 31 as well as
Executive Order 175, 32 issued to implement Commonwealth Act 343, likewise
spoke of "local police bodies in each province" and "provincial police service" but
that the term meant no more than provincial guards is evident from the text
thereof.
Like the power to appropriate money for the general welfare, the reference in
statutes to provincial police agencies is nothing new.
Apart from this, since a municipal office can be created only by legislative
authority exercised either directly or through a grant of the power to municipal
corporation, the existence of such an office as a fact cannot be inferred. This is
the thrust of the rulings in City of Metropolis vs. Industrial Commission 33 and
in Murphy vs. Industrial Commission. 34 In the first case, the Cities and Villages
Act provided that offices must be created by ordinance. It was argued that certain
provisions of the Municipal Code of the City of Metropolis prescribed the powers
and duties of policemen and hence that the office of night policeman "necessarily
exists in that city." In disposing of this contention, the Illinois Supreme Court held
that "neither provision of that character nor an appropriation of public money to
pay the salary or compensation of a person acting as a policeman can operate,
standing alone, to create the particular office."
In the second case, an ordinance, enacted under the same Cities and Villages
Act, provided that "The mayor shall, with the advice and consent of the city
council, appoint for the term of one year, and until their respective successors in
office are appointed and qualified, additional police officers in such number as
said mayor and city council may deem expedient, to assist the chief of police in
his official duty." In denying that an office was thereby created, the same court
said: "That section does not purport to create the office of policeman or assistant
chief of police. The provision that the mayor shall appoint additional police
officers cannot be construed as an ordinance to create the office of policeman."
Upon all the foregoing, it follows ineluctably that the creation of the Cavite
Department of Public Safety is an unlawful exercise of power, and is without
basis in law.
Accordingly, Resolution 27, dated January 27, 1964, of the Provincial Board of
Cavite and Administrative Order 65-1 of the respondent Governor dated March 1,
1965 are declared void, the Cavite Department of Public Safety is ordered
dissolved, and the respondent public safety officers are ousted from their
position. No pronouncement as to costs.
Concepcion, C.J., Reyes, J.B.L., Dizon, Makalintal, Bengzon, J.P., Zaldivar,
Sanchez, Angeles, and Fernando, JJ., concur.
(Republic v. Montano, G.R. No. L-28055, [October 30, 1967], 128 PHIL 652669)
|||
EN BANC
[G.R. No. L-12226. October 31, 1960.]
DAMASO DISCANSO and FLORENCIO VALIENTE, petitionersappellees, vs. FELICISIMO GATMAYTAN, Municipal Treasurer,
Guimba, Nueva Ecija, respondent-appellant.
Mariano D. Capuyoc for appellant.
Inocencio B. Garampil for appellees.
SYLLABUS
1. OFFICERS;
POLICEMEN
ILLEGALLY
REMOVED;
REINSTATEMENT WITH BACK SALARIES; PARTIES; INCLUSION OF
been included in the budget of the municipality, but the municipal council itself
had subsequently disallowed the inclusion of the same in the budget. The
Revised Administrative Code further provides that the disbursements of municipal
funds shall be made by the municipal treasurer, upon properly executed
vouchers, pursuant to the budget (Sec. 2300). The Constitution also provides that
"no money shall be paid out of the Treasury except in pursuance of an
appropriation made by the municipal treasurer, upon properly executed
Philippines). The writ of mandamus will not issue unless the act desired is of
absolute obligation on the part of the person sought to be coerced; the relator
must show a clear legal right to have the thing done; the action sought must not
only be in the respondent's power to do, but it must be his duty to do it; the act
must be clearly prescribed and enjoined by law; the duty must be plain and
positive (Callaghan vs. Mc Gown, 90 S.W. 319, Meril on Mandamus, 43; cited in
Provincial Remedies & Special Civil Actions, Hernandez, Jr. and Feria; p. 152).
Only specific legal rights may be enforced by mandamus, if they are clear and
certain. (Viuda Hijos de Crispula Zamora vs. Wright, 53 Phil., 613). It is not a
legal duty of the respondent-appellant to honor the vouchers in question, without
a budget or appropriation ordinance, setting aside the funds to cover the salaries
of the appellees, and enacted or promulgated in accordance with law.
Mandamus, therefore, does not lie.
It would seem that in matters of this nature, the case of Baldivia vs. Lota, (107
Phil., 1099) has already blazed the trail that should be followed.
In view of all the foregoing, the decision appealed from is hereby reversed, and
another entered, dismissing the case, reserving, however, to the petitionersappellees the right to take the appropriate action. No pronouncement as to costs.
It is so ordered.
Paras, C.J., Bengzon, Padilla, Bautista Angelo, Labrador, Concepcin, Reyes,
J.B.L., and Gutierrez David, JJ., concur.
Barrera, J. concurs in the result.
(Discanso v. Gatmaytan, G.R. No. L-12226, [October 31, 1960], 109 PHIL 916921)
|||
The suggested answer was probably premised in the cited case of Baldivia vs. Lota, 107 Phil.
1099 (1960):
Indeed, respondent could have, and should have, either included the claim of petitioners herein
in the general budget he is bound to submit, pursuant to section 2295 of the Revised
Administrative Code, or prepared a special budget for said claim, and urged the municipal
council to appropriate the sum necessary therefor. In any event, if the municipal mayor fails or
refuses to make the necessary appropriation, petitioners may bring an action against the
municipality for the recovery of what is due them and after securing a judgment therefor,
seek a writ of mandamus against the municipal council and the municipal mayor to compel
the enactment and approval of the appropriation ordinance necessary therefor (19 R.C.L.
1951-1052; 34 Am. Jur., 950-951; 35 Am. Jur., 21)
Hence, the petition was denied, despite the sympathetic attitude of His
Honor, the Trial Judge, towards the plight of petitioners herein. They, however,
maintain that the decision appealed from should be reversed because they
are clearly entitled to collect the equivalent of the unpaid portion of their
but is also designed for the maintenance of the loftier ideal of morale in
the public service. The respondent in this case has shown unusual
interest not for the purpose of affording the petitioners the justice that is
due them, but in his attempt to find ways and means of defeating the
petitioners' claim. The respondent has admitted that he had spent over a
thousand pesos in going to different government offices and in making
several trips to Manila to consult with 'legal luminaries' to research and
find reasons to justify his refusal to pay the petitioners. It is ironic indeed
that in so doing, he actually spent more than what the petitioners are
claiming to be the balance of their unpaid leave. It may well be said that
had the respondent instead spent his money, time and effort to look for
means by which he could pay the petitioners, he would have dedicated
himself to a worthier cause and with decidedly lesser effort and
expense."
Indeed, respondent could have, and should have, either included the
claim of petitioners herein in the general budget he is bound to submit,
pursuant to section 2295 of the Revised Administrative Code, or prepared a
special budget for said claim, and urged the municipal council to appropriate
the sum necessary therefor. In any event, if the municipal mayor fails or
refuses to make the necessary appropriation, petitioners may bring an action
against the municipality for the recovery of what is due them and after
securing a judgment therefor, seek a writ of mandamus against the municipal
council and the municipal mayor to compel the enactment and approval of the
appropriation ordinance necessary therefor (19 R. C. L. 1051- 1052; 34 Am.
Jur., 950-951; 35 Am. Jur., 21).
Wherefore, the decision appealed from is hereby affirmed, without
special pronouncement as to costs. It is so ordered.
Paras, C.J., Bengzon, Montemayor, Bautista Angelo, Labrador,
Endencia, Barrera and Gutierrez David, JJ., concur.
|||
A.
B.
(Baldivia v. Lota, G.R. No. L-12716, [April 30, 1960], 107 PHIL 1099-1104)
To incur indebtedness
i.
To borrow
ii.
To issue bonds
iii.
Credit Financing
To sue and be sued
i.
Nature
ii.
Municipal Corporations files suites in behalf of inhabitants
Case: Municipality v. Abucay, 64 Phil 69
municipal council in the case. The complaint only shows that the municipal
president signed for the municipality of Abucay, plaintiff, after the latter's name
was made to appear as plaintiff. In these circumstances it can not be held that
the municipal president represented the municipality of Abucay or its
municipal council in the case, and it must also be presumed that said official
was actually authorized to sign the complaint for the plaintiff (sec. 334 No. 31,
Code of Civil Procedure).
2. PLEADING AND PRACTICE; TRIALS; MOTION TO DISMISS,
DENIAL OF; EFFECT WHEN THE MOVANT DID NOT RESERVE RIGHT TO
PRESIDENT EVIDENCE. The motion to dismiss filed by counsel for the
defendants during the trial and after the plaintiff had closed its evidence was in
effect a demurrer to the sufficiency of plaintiff's evidence. In reality it was
based upon the fact that the plaintiff had not established its standing or right to
bring the action; hence, the defendants missed the ordinance or resolution to
that effect enacted and approved by the municipal council of Abucay. It is a
practice sanctioned by the jurisprudence in this jurisdiction to permit both in
criminal and civil cases the presentation of motions to dismiss or demurrers to
the evidence based upon the insufficiency of the evidence of the prosecution
or of the plaintiff, and it has been invariably held that when the accused or the
defendants do not reserve their right to adduce evidence, the courts may
decide the case upon the evidence only thus submitted, and on appeal,
should the evidence be sufficient to affirm the appealed decision, the case will
not be remanded for a new trial to receive the evidence suppressed. (U. S. vs.
Abaroa, 3 Phil., 116; U. S. vs. Romero, 22 Phil., 565; U. S. vs. De la Cruz, 28
Phil., 279; U. S. vs. Choa Chiok, 36 Phil., 831; Demetrio vs. Lopez, 50 Phil.,
45; Moody, Aronson & Co. vs. Hotel Bilbao, 50 Phil., 198; Ortiz vs. Balgos, 54
Phil., 171). The same rule applies in election cases, except that when the
protestee reserves his right to adduce evidence, it is the duty o the court to
overrule the motion to dismiss and to require him to introduce his evidence in
support of his defenses or counterprotest, if any. (Demetrio vs. Lopez, supra.)
DECISION
IMPERIAL, J :
p
crosses the hacienda of the Abucay Plantation Company, and the latter's
officers built a fence thereon and prevented its use by the public. In the partial
decisions rendered in cadastral case No. 3 of Abucay on March 28, 1919 and
February 2, 1922, the court held that the Gabon and Laon roads belonged to
the municipality of Abucay, destined for common and public use and ordered
that the corresponding decrees be issued in favor of said municipal
corporation. And in the partial decisions rendered on August 5, 1922, and July
21, 1927, in cadastral cases Nos. 7 and 9 of the same municipality, the court
likewise held that all highways, roads, streets, and alleys found within the
lands included in the cadastral plans, among them being the Mabatang road,
were public property of the Government of the Philippine Islands. In the plan
of the hacienda of the defendant corporation it appears that the three roads
aforesaid are excluded from the lands of the hacienda and are public roads
destined for the common use of the inhabitants of the town of Abucay.
In support of the motion to dismiss, counsel for the defendants alleged
that the plaintiff's action should be dismissed because it did not establish that
the municipal council of Abucay had approved an ordinance or resolution
authorizing the institution of the action and empowering the municipal
president to represent it in the case. We believed that the contention is without
merit. The complaint shows that the one who instituted the action was the
municipality of Abucay, not the municipal president. Section 2165 of the
Revised Administrative Code authorizes municipalities to sue by instituting
civil actions, and to be sued. In the absence of any evidence to the contrary,
the presumption must be that the municipal council of Abucay, whose
members represent the municipality under Article IX, Title IX, of the aforesaid
Code, agreed by resolution or ordinance to bring the present action (sec. 334,
No. 14, Code of Civil Procedure). As to the other point, we note that the
municipal president did not represent either the municipality of Abucay or the
municipal council in the case. The complaint only shows that the municipal
president signed for the municipality of Abucay, plaintiff, after the latter's name
was made to appear as plaintiff. In these circumstances it can not be held that
the municipal president represented the municipality of Abucay or its
municipal council in the case, and it must also be presumed that said official
was actually authorized to sign the complaint for the plaintiff (sec. 334, No. 31,
Code of Civil Procedure). We, therefore, reach the conclusion and so hold that
the first assignment of error is untenable.
As has been said, the court did not immediately pass upon the motion
to dismiss filed by counsel for the defendants, but denied the same in its
decision and at the same time considered the case on its merits without
waiting for the defendants to present their evidence. The latter contend that
the court erred in not affording them an opportunity to present their evidence
after denying their motion, and state in their brief that they filed said motion
conditionally, that is, without prejudice to their right to adduce evidence should
the motion to dismiss be denied. We have gone over the transcript of record
and found that counsel for the defendants did not reserve such right but
submitted the motion without any condition. The defendants insinuate that one
of their attorneys made the reservation which does not appear in the transcript
but which in a conversation with the judge, the latter accepted as having been
actually made. We cannot accept the contention upon this point because it
does not appear in the record and the trial judge, in his decision, stated
indirectly that the defendants did not reserve their right to adduce evidence.
As between what appears or record and what does not appear therein and
which is further denied by the other party, we choose to believe the former.
The motion to dismiss filed by counsel for the defendants during the trial
and after the plaintiff had closed its evidence was in effect a demurrer to the
sufficiency of plaintiff's evidence. In reality it was based upon the fact that the
plaintiff had not established its standing or right to bring the action; hence, the
defendants overlooked the ordinance or resolution to that effect enacted and
approved by the municipal council of Abucay. It is a practice sanctioned by the
jurisprudence in this jurisdiction to permit both in criminal and civil cases the
presentation of motions to dismiss or demurrers to the evidence based upon
the insufficiency of the evidence of the prosecution or of the plaintiff, and it has
been invariably held that when the accused or the defendants do not reserve
their right to adduce evidence, the courts may decide the case upon the
The last assignment of error refers to the denial of the motion for new
trial. In view of the conclusions heretofore reached, we hold that the motion for
new trial was properly denied by the court and no error was thereby
committed.
For the foregoing considerations, the appealed judgment is affirmed,
with the costs of this instance to the defendants and appellants. So ordered.
Avancea, C. J., Villa-Real, Abad Santos, Diaz Laurel, and Concepcion,
JJ., concur.
(Municipality of Abucay v. Abucay Plantation Co., G.R. No. 42802, [February 8,
1937], 64 PHIL 69-75)
|||
Mancenido v. CA
G.R. NO. 118605(April 12, 2000)
FACTS: Petitioners, who are public school teachers, filed a case against the provincial officials
to compel them to pay their claims for unpaid salary increases. In this petition for review on
certiorari, they argue that the CA erred in recognizing the authority of the council of the
provincial officials to file a notice of appeal.
HELD: The SC held that in resolving whether a local government official may secure the
services of private counsel in an action filed against him in his official capacity, the nature of the
action and the relief sought are to be considered. In view of the damages sought in the case at bar
which, if granted, could result in personal liability, respondents could not be deemed to be
improperly represented by private counsel.
SYLLABUS
1. ADMINISTRATIVE LAW; MUNICIPALITY; LAWSUITS; AUTHORIZED
REPRESENTATIVES; PRIVATE ATTORNEY; ONLY IN EXCEPTIONAL CASES.
The recent case of Municipality of Pililla, Rizal vs. Court of Appeals, set in
clear-cut terms the answer to the question of who may legally represent a
municipality in a suit for or against it. Only the provincial fiscal, provincial attorney,
and municipal attorney should represent a municipality in its lawsuits. Only in
exceptional instances may a private attorney be hired by a municipality to
represent it in lawsuits. These exceptions are enumerated in the case of Alinsug
vs. RTC, Br. 58, San Carlos City, Negros Occidental. Private lawyers may not
represent municipalities on their own. Neither may they do so even in
collaboration with authorized government lawyers. This is anchored on the
principle that only accountable public officers may act for and in behalf of public
entities and that public funds should not be expended to hire private lawyers.
2. ID.; ID.; ID.; UNAUTHORIZED REPRESENTATIVE; LEGALITY OF
APPEARANCE MAY BE RAISED AT ANY STAGE OF THE PROCEEDING.
Petitioners cannot be held in estoppel for questioning the legality of the
appearance of Atty. Romanillos, notwithstanding that they questioned the
witnesses of respondent municipality during the hearing of its motion to dissolve
the preliminary injunction. Municipality of Pililla, Rizal vs. Court of Appeals held
that the legality of the representation of an unauthorized counsel may be raised
at any stage of the proceedings. Elementary fairness dictates that parties
unaware of the unauthorized representation should not be held in estoppel just
because they did not question on the spot the authority of the counsel for the
municipality.
3. ID.; ID.; ID.; ID.; ADOPTION OF WORK ALREADY PERFORMED IN GOOD
FAITH; WHEN PROPER. Although a municipality may not hire a private lawyer
to represent it in litigations, in the interest of substantial justice, however, we hold
that a municipality may adopt the work already performed in good faith by such
private lawyer, which work is beneficial to it (1) provided that no injustice is
thereby heaped on the adverse party and (2) provided further that no
compensation in any guise is paid therefor by said municipality to the private
lawyer. Unless so expressly adopted, the private lawyer's work cannot bind the
municipality.
4. ID.; ID.; ID.; ID.; MOTION TO WITHDRAW APPEARANCE; NOTICE TO
ADVERSE PARTY WHO QUESTIONED THE APPEARANCE, NOT
NECESSARY. A motion to withdraw the appearance of an unauthorized lawyer
is a non-adversarial motion that need not comply with Section 4 of Rule 15 as to
notice to the adverse party. The disqualification of Atty. Romanillos was what
petitioners were really praying for when they questioned his authority to appear
for the municipality. The disqualification was granted, thereby serving the relief
prayed for by petitioners. Such being the case, no "notice directed to the parties
concerned and served at least 3 days before the hearing thereof" need be given
petitioners, the questioned motion not being contentious. Rules of procedure are
but tools designed to facilitate the attainment of justice, such that when rigid
application of the rules tend to frustrate rather than promote substantial justice,
this Court is empowered to suspend their operation.
DECISION
PANGANIBAN, J :
p
an
his
the
the
These questions are answered by this Court in resolving this petition for review
under Rule 45 of the Rules of Court of the Decision 1 of public respondent 2 in
CA-G.R. SP No. 23594 promulgated on March 15, 1991, which denied due
course to and dismissed the petition therein. Also assailed is the Resolution 3 of
public respondent promulgated on May 9, 1991, which denied the motion for
reconsideration for lack of merit.
The Facts
As earlier stated, the Court of Appeals dismissed the petition and denied the
motion for reconsideration. Hence this recourse.
The Issues
The issues raised by petitioners in their Memorandum are: 5
"1) Under present laws and jurisprudence, can a municipality be
represented in a suit against it by a private counsel?
2) If not, what is the status of the proceedings undertaken by an
unauthorized private counsel;
3) Can the provincial attorney of a province act as counsel of a
municipality in a suit;
4) Can the provincial attorney adopt with legal effect the proceedings
undertaken by an unauthorized private counselof (sic) a
municipality;
5) May a court act on an alleged motion which violates Sections 4 and 5
of Rule 15 and Section 26, Rule 128 of the Rules of Court."
Petitioners contend that the assailed Decision which affirmed the Orders of the
trial court is void for being violative of the following laws: 6
"VI-1 The respondent court violated Section 1683 of the
Revised Administrative Code; Section 3, paragraph 3 (a)
of Republic Act No. 2264, otherwise known as the Local
Autonomy Act; and Section 35; Book IV, Title III, Chapter
12,Administrative Code of 1987 (Executive Order No. 292) when it
authorized Atty. Oliviano D. Regalado, the Provincial Attorney of
Bulacan, to appear as counsel for respondent Municipality of
Baliuag.
VI-2 The respondent court violated Section 1683 of the
Revised Administrative Code; Section 3, paragraph 3 (a)
of Republic Act No. 2264, otherwise known as the Local
Autonomy Act; Section 35, Book IV, Title III, Chapter
12, Executive
Order No. 292, otherwise
known
as
the Administrative Code of 1987; and Article 1352 of the New Civil
Code, when it denied the petitioners' motion to declare the
proceedings undertaken or participated in by said Atty. Roberto B.
Romanillos, as private counsel of respondent Municipality, null
and void.
VI-3 The respondent court acted in excess of its jurisdiction and in grave
abuse of discretion when it acted and granted the respondent's
JOINT MOTION dated August 22, 1990 (Annex 'H') which, as a
rule, is a mere worthless piece of paper which the respondent
judge/court has no authority to act upon, considering that said
motion was filed in court in patent violation of or without
complying with the mandatory requirements provided for by
Sections 4 and 5 of Rule 15 and Section 26 of Rule 138 of the
Rules of Court."
Public respondent did not give due course to the petition "because it does
not prima facie show justifiable grounds for the issuance of certiorari." 7 Public
respondent adds that: 8
"Considering the foregoing jurisprudence, the logical conclusion is that
the Provincial Attorney of Bulacan has now the authority to represent the
municipality of Baliuag in its law suits.
It follows that respondent Judge was correct in ruling in the assailed
Order of October 19, 1990 that even assuming, arguendo, that the
proceedings by the court a quo which had been participated in by Atty.
Romanillos are legally objectionable, this was legally remedied by the
formal adoption by the provincial Attorney, Atty. Regalado, of the said
proceedings, considering that the provincial attorney is not disqualified
from representing the municipality of Baliuag in civil cases.
In the second place, the record discloses that Atty. Romanillos had
appeared as counsel for respondent municipality of Baliuag in
collaboration with the Provincial Prosecutor and the Provincial Attorney,
as shown in the motion to dissolve injunction dated May 28, 1990 which
Atty. Romanillos had filed for respondent municipality. Accordingly and
Public respondent likewise found that the "joint motion does not partake of the
nature of an adversarial motion which would have rendered non-compliance with
Sections 4 and 5 of Rule 15 of the Rules of Court fatal to the motion." 9 It is to be
emphasized that petitioners "sought the disqualification of Atty. Romanillos . . .
(Thus,) what petitioners had sought to (be) achieve(d) in their said motion was in
fact what Atty. Romanillos had sought . . . in the joint motion dated August 22,
1990." 10
Respondent municipality submits that Section 19 of RA 5185:
"is not meant to prohibit or prevent the Provincial Attorney to act as legal
adviser and legal officer for municipalities and municipal districts
The different allegations boil down to three main issues: (1) Who is authorized to
represent a municipality in a civil suit against it? (2) What is the effect on the
proceedings when a private counsel represents a municipality? Elsewise stated,
may the proceedings be validated by a provincial attorney's adoption of the
actions made by a private counsel? (3) Does a motion of withdrawal of such
unauthorized appearance, and adoption of proceedings participated in by such
counsel have to comply with Sections 4 and 5 12 of Rule 15 of the Rules of
Court?
The Court's Ruling
We affirm the Decision and Resolution of public respondent.
First Issue: Who Is Authorized to Represent a
Municipality in Its Lawsuits?
In the recent case of Municipality of Pililla, Rizal vs. Court of Appeals, 13 this
Court, through Mr. Justice Florenz D. Regalado, set in clear-cut terms the answer
to the question of who may legally represent a municipality in a suit for or against
it, thus: 14
". . . The matter of representation of a municipality by a private attorney
has been settled in Ramos vs. Court of Appeals, et al., 15 and reiterated
in Province of Cebu vs. Intermediate Appellate Court, et al., 16 where we
ruled that private attorneys cannot represent a province or municipality in
lawsuits.
Section 1683 of the Revised Administrative Code provides:
The provincial fiscal's functions as legal officer and adviser for the civil cases of a
province and corollarily, of the municipalities thereof, were subsequently
transferred to the provincial attorney. 21
The foregoing provisions of law and jurisprudence show that only the provincial
fiscal, provincial attorney, and municipal attorney should represent a municipality
in its lawsuits. Only in exceptional instances may a private attorney be hired by a
Thereafter, in Ramos vs. Court of Appeals (108 SCRA 728, October 30,
1981), the Court ruled that a municipality may not be represented by a
private law firm which had volunteered its services gratis, in collaboration
with the municipal attorney and the fiscal, as such representation was
violative of Sec. 1683 of the old Administrative Code. This strict
coherence to the letter of the law appears to have been dictated by the
fact that 'the municipality should not be burdened with expenses of hiring
a private lawyer' and that the interests of the municipality would be best
protected if a government lawyer handles its litigations."' (Italics
supplied.)
None of the foregoing exceptions is present in this case. It may be said that Atty.
Romanillos appeared for respondent municipality inasmuch as he was already
counsel of Kristi Corporation which was sued with respondent municipality in this
same case. The order of the trial court dated September 19, 1990, stated that
Atty. Romanillos "entered his appearance as collaborating counsel of the
provincial prosecutor and the provincial attorney." 24 This collaboration is contrary
to law and hence should not have been recognized as legal. It has already been
ruled in this wise:
"The fact that the municipal attorney and the fiscal are supposed to
collaborate with a private law firm does not legalize the latter's
representation of the municipality of Hagonoy in Civil Case No. 5095-M.
While a private prosecutor is allowed in criminal cases, an analogous
arrangement is not allowed in civil cases wherein a municipality is the
plaintiff." 25
As already stated, private lawyers may not represent municipalities on their own.
Neither may they do so even in collaboration with authorized government
lawyers. This is anchored on the principle that only accountable public officers
may act for and in behalf of public entities and that public funds should not be
expended to hire private lawyers.
Petitioners cannot be held in estoppel for questioning the legality of the
appearance of Atty. Romanillos, notwithstanding that they questioned the
witnesses of respondent municipality during the hearing of its motion to dissolve
the preliminary injunction. Municipality of Pililla, Rizal vs. Court of Appeals 26 held
that the legality of the representation of an unauthorized counsel may be raised
at any stage of the proceedings. This Court stated that: 27
"The contention of Atty. Mendiola that private respondent cannot raise for
the first time on appeal his lack of authority to represent the municipality
is untenable. The legality of his representation can be questioned at any
stage of the proceedings. In the cases hereinbefore cited, the issue of
lack of authority of private counsel to represent a municipality was only
raised for the first time in the proceedings for the collection of attorney's
fees for services rendered in the particular case, after the decision in that
case had become final and executory and/or had been duly executed."
on the spot the authority of the counsel for the municipality. The rule on
appearances of a lawyer is that
"(u)ntil the contrary is clearly shown, an attorney is presumed to be
acting under authority of the litigant whom he purports to represent.
(Azotes v. Blanco, 78 Phil. 739) His authority to appear for and represent
petitioner in litigation, not having been questioned in the lower court, it
will be presumed on appeal that counsel was properly authorized to file
the complaint and appear for his client. (Republic v. Philippine
Resources Development Corporation, 102 Phil. 960)" 28
trial on the mere legal technicality that the municipality was not represented by a
legally authorized counsel would not serve the interest of justice. After all, this
Court does not see any injustice committed against petitioners by the adoption of
the work of private counsel nor any interest of justice being served by requiring
retrial of the case by the duly authorized legal representative of the town.
In sum, although a municipality may not hire a private lawyer to represent it in
litigations, in the interest of substantial justice however, we hold that a
municipality may adopt the work already performed in good faith by such private
lawyer, which work is beneficial to it (1) provided that no injustice is thereby
heaped on the adverse party and (2) provided further that no compensation in
any guise is paid therefor by said municipality to the private lawyer. Unless so
expressly adopted, the private lawyer's work cannot bind the municipality.
Third Issue: "Joint Motion" Need Not Comply with Rule 15
We also agree with the justification of public respondent that a motion to withdraw
the appearance of an unauthorized lawyer is a non-adversarial motion that need
not comply with Section 4 of Rule 15 as to notice to the adverse party. The
disqualification of Atty. Romanillos was what petitioners were really praying for
when they questioned his authority to appear for the municipality. The
disqualification was granted, thereby serving the relief prayed for by petitioners.
Such being the case, no "notice directed to the parties concerned and served at
least 3 days before the hearing thereof" 30 need be given petitioners, the
questioned motion not being contentious. Besides, what petitioners were
questioning as to lack of authority was remedied by the adoption of proceedings
by an authorized counsel, Atty. Regalado. The action of the trial court allowing
the motion of respondent municipality effectively granted petitioners' motion to
disqualify Atty. Romanillos. In People vs. Leviste, 31 we ruled that:
"While it is true that any motion that does not comply with the
requirements of Rule 15 should not be accepted for filing and, if filed, is
not entitled to judicial cognizance, this Court has likewise held that
where a rigid application of the rule will result in a manifest failure or
miscarriage of justice, technicalities may be disregarded in order to
resolve the case. Litigations should, as much as possible, be decided on
SO ORDERED.
Narvasa, C.J., Davide, Jr., Melo, and Francisco, JJ., concur.
|||
(Ramos v. Court of Appeals, G.R. No. 99425, [March 3, 1997], 336 PHIL 33-48)
concerned are not ordinarily the real party in interest but the City or public
corporation itself.
2. ID.; ID.; WHEN CEASED AS REAL PARTY; OFFICIALS AS REAL
PARTIES IN INTEREST. It is no longer necessary to include the City as the
real party in interest, when it has already acquiesced to the refund by the
approval of the appropriation which includes the total amount to be refunded.
In that case, the City has ceased to be the real party in interest; the real
parties in interest now are the officers or officials of the City who refuse to
perform their ministerial acts and duties.
3. MANDAMUS; REFUND OF ILLEGALLY COLLECTED FEES;
ORDINARY ACTION NOT ADEQUATE. The extraordinary legal remedy of
mandamus and prohibition are more speedy and adequate to bring about the
end or purpose desired by the petitioners. As the Auditor has already
authorized payment of the claims, and the President has affirmed the decision
of the Auditor, and the Municipal Board of the City of Manila has already
appropriated the funds necessary for the payment of the claims, an ordinary
action would be superflous and entail more delay than is necessary for the
purposes of petitioners.
4. APPEAL AND ERROR; QUESTIONS NOT RAISED IN COURT
BELOW. Questions which have not been raised for the first time in the
court a quo are not subject to be considered in the appellate court.
DECISION
LABRADOR, J :
p
Action for mandamus instituted on March 22, 1954, against the City
Auditor and the City Treasurer of Manila to pass in audit and pay the claims of
petitioners for refund of meat inspection fees collected under Ordinance No.
2991 (approved November 23, 1946), from the year 1946 to 1951, amounting
to around P179,461.33. The Mayor of the City of Manila is joined as defendant
because he has ordered the City Auditor and the City Treasurer to suspend
action on the said claims, and it is sought to prohibit him from enforcing said
order.
The case was submitted for decision upon an agreed statement of facts
and various documents having relation to official action in connection with the
claims. The stipulation of facts is as follows:
"1. Petitioners (with the exception of Atty. Bayani Subido) are duly
licensed meat vendors in the city markets who paid meat inspection fees
under Ordinance No. 2991.
"2. The respondent Hon. Arsenio H. Lacson is the incumbent
Mayor of Manila, while the respondent Hon. Marcelino Sarmiento is the
incumbent City Treasurer of Manila.
"3. That on June 11, 1951 in an opinion No. 6 the Secretary of
Justice ruled that Ordinance No. 2991 was illegal and void because it
was "patently beyond the power of the City of Manila to enact," and that
the City of Manila forthwith stopped the enforcement of the said
ordinance.
"4. That on May 5, 1951, petitioners, through their counsel, Atty.
Bayani Subido, filed their claims for refund of meat inspection fees with
the City Treasurer.
"5. That the Hon. Manuel de la Fuente, then mayor of the City of
Manila referred the matter to the Auditor General for a ruling as to
whether or not meat inspection fees claimed by the petitioners were
refundable, the same having been paid without protest.
"6. That on June 17, 1952, the respondent Mayor Arsenio H.
Lacson informed petitioners' counsel Atty. Bayani Subido that the Auditor
General had authorized the refund of meat inspection fees regardless of
whether or not the fees were paid with or without protest, and requested
that complete statement of claims for refunds be submitted to his office
so that he may ask the Municipal Board to appropriate the necessary
funds therefor.
letter dated January 17, 1953. But the respondent Mayor, replying on the
same day, assured petitioners that payments will be resumed after a
thorough investigation of the alleged loss of documents in the City
Veterinarian's Office bearing on the claims.
"14. That in a letter dated February 23, 1954, the respondent
mayor authorized the respondent City Treasurer 'to effect the refund of
said fees (meat inspection fees) provided that the claims therefor had
been filed within the period of two years from the date of collection
thereof by the City'.
"15. That on January 18, 1954, the Auditor General revised its
ruling contained in his 7th Indorsement dated April 7, 1952, allowing the
payment of refunds of meat inspection fees within five years from the
date the claims were filed, provided however, that said dealers or their
attorneys were not officially advised nor furnished a copy of the
aforementioned 7th Indorsement of April 7, 1952 of the Auditor General
before November 19, 1952.
"16. That petitioners were advised of the contents of the 7th
Indorsement of April 7, 1952 of the Auditor General on December 18,
1952 by the respondent City Treasurer.
"17. That the claim of petitioner B. Almario for P5,711.70 within
the two-year period was paid in July, 1954.
"18. That the respondent City Treasurer will make payment of the
claims of petitioners upon the revocation of the ban contained in letter
dated January 16, 1953 (Exhibit 'I') and letter dated February 23,1954
(Exhibit 'P'). In other words, when these letters are revoked by this
Honorable Court, the respondent City Treasurer will pay the claims upon
presentation of the vouchers.
"19. That respondent City Treasurer is the department head that
approves the vouchers for claims for refund of meat inspection fees as
prepared by his office.
The Court of First Instance, Hon. Froilan Bayona presiding, ruled that
"there exists no authority promulgated by Congress which gives any one the
authority to sue the City Mayor and Treasurer of the City of Manila in lieu of
the said City as a public corporation, because any judgment that could be
rendered against said officials for refund of license fees unlawfully collected
and levied would be unenforceable against the City of Manila and the funds of
the latter (City of Manila) in possession or custody of said officials cannot be
paid or disposed by them to satisfy any judgment." From the above judgment
petitioners have appealed to this Court.
There is no question that an action for refund of fees collected under an
illegal ordinance, should, under ordinary circumstances, include the City of
Manila as a party as the funds have been received by it and will have to be
returned by it if the action succeeds. The officials concerned are not ordinarily
the real party in interest but the City or public corporation itself. The situation
in the case at bar is, however, entirely different, because (1) the claims for
refund have been passed upon favorably and have been authorized to be paid
by the Auditor General of the Philippines, whose decision has, upon appeal to
the President of the Philippines, been confirmed by the latter; (2) the
petitioners herein had submitted the list of their claims to the Municipal Board
of the City and the latter in its Ordinance No. 3538, which is the appropriation
ordinance for the City for the fiscal year 1952-1953, had approved an item
amounting to P297,349.93 designated as "Miscellaneous Expenditures,"
It is apparent, therefore, that the City had agreed to the refund of the
fees collected under the invalid ordinance by the approval in accordance with
law of the corresponding appropriation for the purpose, so that the only
impediment to the petitioners' action is the refusal of the City Treasurer to
approve the vouchers and pay the claims under the excuse that the City
Mayor has ordered the suspension of such payments.
It has been held that when an officer refuses or neglects to perform an
act which the law imposes as an obligation or a duty, mandamus lies against
such officer to compel him to execute the ministerial act. We have so held in
the cases of Lamb vs. Phipps, 22 Phil., 456; Cia. Gen. de Tobacos vs. French
and Unson, 39 Phil., 34; Suanes vs. Chief Accountant of the Senate, et al., 81
Phil., 818. It is no longer necessary to include the City as the real party in
interest, because it has already acquiesced to the refund by the approval of
the appropriation necessary for the purpose. The City has ceased to be the
real party in interest; the real parties in interest now are the officers or officials
of the City who refuse to perform their ministerial acts and duties to pay the
claims, to the prejudice of the petitioners.
It is urged in support of the decision of the court a quo that the City
Mayor who is vested with the executive control of all the departments of the
City government has the power to order the suspension of such payments by
the City Treasurer. Before the present action was instituted, the suspension
might have been in part justified, because of suspicions entertained by the
City Mayor that irregularities have been committed in the refund of claims of
other persons similarly situated as the petitioners. But such excuse or reason
has ceased to exist with the report of the Chief, General Investigation Section
of the Police Department of the City, dated June 7, 1953 (Exhibit "U"), finding
no such irregularities.
Then the acts of the chief executive of the City and even of the
President of the Philippines should and must be in accordance with law and
reason; in other words, the control that the law vests in executive officers is
not arbitrary; the control must be exercised in accordance with law and the
facts. Abuse of such power of control is not within the contemplation of the law
granting authority of control to executive officials. In the case at bar, under the
circumstances, the control by the Mayor can be said to have been abused,
there being no reason or ground for further ordering the suspension of
payments, it being apparent that the claims appeared to be legitimate. The
objection to the action in this particular is, therefore, without merit.
It is also urged that the action of mandamus does not lie but an ordinary
action for refund of the inspection fees collected under the illegal ordinance.
We hold that under the circumstances of the case an ordinary action would
not be adequate. The extraordinary legal remedy of mandamus and
prohibition are more speedy and adequate to bring about the end or purpose
desired by the petitioners. As the Auditor has already authorized payment of
the claims, and the President has affirmed the decision of the Auditor, and the
Municipal Board of the City of Manila has already appropriated the funds
necessary for the Payment of the claims, an ordinary action would be
superfluous and would entail more delay than is necessary for the purposes of
petitioners.
Other questions and objections raised in the brief of the respondents
are either beyond the agreed statement of facts or improperly injected in this
Court on appeal, such questions not having been raised for the first time in the
court a quo and, therefore, not subject to be considered in this Court.
(Coingco vs. Flores, 82 Phil., 284, 46 Off. Gaz., 1566; People vs. Mejares, 90
Phil., 102; Talento, et al. vs. Makiki, et al., 93 Phil., 855, 49 Off. Gaz., 4331;
The Shell Co P. I., Ltd. vs. Vao, 94 Phil., 389, 50 Off. Gaz., 1046
Lamko vs. Dioso, et al., 97 Phil., 821.)
The judgment appealed from is hereby reversed and let the writ issue
as prayed for in the petition, against the respondent City Mayor, to prevent him
from suspending or interfering with the approval and payment of the claims of
the petitioners and against the City Treasurer to compel him to pay the
petitioners' claims after the approval of the vouchers supporting the same.
The action against the City Auditor is hereby dismissed, it appearing from the
stipulation of facts that he has nothing to do with the payment of the claims.
Costs against respondents in both instances.
Paras, C.J., Bengzon, Montemayor, Bautista Angelo, Concepcion,
Reyes, J. B. L., Endencia and Felix, JJ., concur.
Reyes, A., J., concurs in the result.
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(Subido v. Lacson, G.R. No. L-9957, [April 20, 1958], 103 PHIL 417-424)