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45670 Federal Register / Vol. 72, No.

157 / Wednesday, August 15, 2007 / Rules and Regulations

document and other required Brendan.Murray@fcc.gov of the Media will no longer be required to seek prior
information to the U.S. Senate, the U.S. Bureau, Policy Division, (202) 418– authorization to implement certain
House of Representatives, and the 2120. technologies for use with digital audio
Comptroller General of the United SUPPLEMENTARY INFORMATION: This is a broadcasting.
States prior to publication in the summary of the Commission’s Second Summary of the Report and Order
Federal Register. A major rule cannot Report and Order, First Order on
take effect until 60 days after it is Reconsideration, and Second Further I. Introduction and Executive Summary
published in the Federal Register. This Notice of Proposed Rulemaking, FCC 1. In the Digital Audio Broadcasting
action is not a ‘‘major rule’’ as defined 07–33, adopted on March 22, 2007, and Report and Order, we selected in-band,
by 5 U.S.C. 804(2). This action will be released on May 31, 2007. The full text on-channel (‘‘IBOC’’) as the technology
effective October 15, 2007. of this document is available for public enabling AM and FM radio broadcast
List of Subjects in 40 CFR Part 271 inspection and copying during regular stations to commence digital audio
business hours in the FCC Reference broadcasting (‘‘DAB’’). We note that in
Environmental protection,
Center, Federal Communications this Second Report and Order as well as
Administrative practice and procedure,
Commission, 445 12th Street, SW., CY– in the Second Further Notice of
Confidential business information,
A257, Washington, DC 20554. These Proposed Rulemaking (published
Hazardous materials transportation,
documents will also be available via elsewhere in this issue), DAB generally
Hazardous waste, Indians—lands,
ECFS (http://www.fcc.gov/cgb/ecfs/). refers to the digital service broadcast by
Intergovernmental relations, Penalties,
(Documents will be available radio stations whereas IBOC generally
Reporting and recordkeeping
electronically in ASCII, Word 97, and/ refers to the technical system supporting
requirements.
or Adobe Acrobat.) The complete text DAB service. This terminology, and the
Authority: This action is issued under the may be purchased from the subject matter discussed herein, applies
authority of sections 2002(a), 3006, and Commission’s copy contractor, 445 12th to terrestrial over-the-air broadcasting.
7004(b) of the Solid Waste Disposal Act as Satellite radio service, offered by XM
Street, SW., Room CY–B402,
amended 42 U.S.C. 6912(a), 6926, 6974(b).
Washington, DC 20554. To request this and Sirius, is not a subject under
Dated: July 25, 2007. document in accessible formats consideration in this proceeding. In the
Lawrence Starfield, (computer diskettes, large print, audio DAB R&O, we adopted notification
Acting Regional Administrator, Region 6. recording, and Braille), send an e-mail procedures allowing existing AM and
[FR Doc. E7–16009 Filed 8–14–07; 8:45 am] to fcc504@fcc.gov or call the FM radio stations to begin digital
BILLING CODE 6560–50–P Commission’s Consumer and transmissions immediately on an
Governmental Affairs Bureau at (202) interim basis using the IBOC system
418–0530 (voice), (202) 418–0432 developed by iBiquity Digital
FEDERAL COMMUNICATIONS (TTY). Corporation (‘‘iBiquity’’). We concluded
COMMISSION that the adoption of a specific
Initial Paperwork Reduction Act of technology would facilitate the
1995 Analysis development of digital services for
47 CFR Part 73
This document contains modified terrestrial broadcasters. We deferred
[MM Docket No. 99–325; FCC 07–33] information collection requirements consideration of final operational
Digital Audio Broadcasting Systems subject to the Paperwork Reduction Act requirements and related broadcast
and Their Impact on the Terrestrial of 1995 (PRA), Public Law 104–13. It licensing and service rule changes to a
Radio Broadcast Service will be submitted to the Office of future date. In a Further Notice of
Management and Budget (OMB) for Proposed Rule Making (‘‘FNPRM’’), 69
AGENCY: Federal Communications review under Section 3507(d) of the FR 27874, we addressed issues left
Commission. PRA. The Commission will publish a unresolved in the DAB R&O, 69 FR
ACTION: Final rule. separate Federal Register Notice seeking 78193, and sought comment on what
public comments on the modified changes and amendments to Part 73 of
SUMMARY: In this document, the information collection requirements. the Commission’s rules were necessary
Commission adopts rules to foster the Therefore, OMB, the general public, and to facilitate the adoption of DAB.
development of a vibrant terrestrial other Federal agencies will be invited to 2. Through this proceeding, we seek
digital radio service for the public and comment on the modified information to foster the development of a vibrant
to ensure that radio stations successfully collection requirements contained in terrestrial digital radio service for the
implement digital audio broadcasting. this proceeding once the Federal public and to ensure that radio stations
The Commission’s goals in this Second Register Notice is published. In successfully implement DAB. Our
Report and Order are to begin to adopt addition, we note that pursuant to the statutory authority for implementing
service rules and other requirements for Small Business Paperwork Relief Act of these goals is derived from, inter alia,
terrestrial digital radio. 2002, Public Law 107–198, see 44 U.S.C. Sections 1, 4, 303, 307, 312, and 315 of
DATES: Effective September 14, 2007, 3506(c)(4), we previously sought the Communications Act. Our goals in
except for the rules in 47 CFR 73.404(b), specific comment on how the this Second Report and Order are to
47 CFR 73.404(e), and 47 CFR 73.1201, Commission might ‘‘further reduce the begin to adopt service rules and other
which contain information collection information collection burden for small requirements for terrestrial digital radio.
requirements that have not been business concerns with fewer than 25 However, we find it necessary to ask
approved by OMB. The Federal employees.’’ additional questions, in a Second
Communications Commission will In this present document, we have Further Notice of Proposed Rulemaking,
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publish a document in the Federal assessed the effects of easing the filing on how to preserve free over-the-air
Register announcing the effective date. requirements imposed on entities that radio broadcasting while permitting
FOR FURTHER INFORMATION CONTACT: For wish to implement IBOC, and find that licensees to offer new services on a
additional information on this the steps taken will reduce paperwork subscription basis. We also resolve and
proceeding, contact Brendan Murray, burdens on small entities because they dispose of several petitions for

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reconsideration that were filed in II. Background B. The Regulatory Development of


response to the DAB R&O. Digital Audio Broadcasting
A. In-Band On-Channel Technology
3. In summary, the Commission, in 6. In 1990, the Commission first
this Second Report and Order, First 4. IBOC technology makes use of the
considered the feasibility of terrestrial
Order on Reconsideration, and Second existing AM and FM bands (In-Band) by
and satellite digital radio services. As to
Further Notice of Proposed Rulemaking: adding digital carriers to a radio
station’s analog signal, allowing the former, the Commission concluded
• Refrains from imposing a broadcasters to transmit digitally on that the digital terrestrial systems then
mandatory conversion schedule for their existing channel assignments (On- under consideration were undeveloped
radio stations to commence digital Channel) while simultaneously and that it was premature to engage in
broadcast operations; maintaining their analog service. discussions regarding DAB standards,
• Allows FM radio stations to operate iBiquity’s IBOC DAB technology enables testing, licensing, and other policy
in the extended hybrid digital mode; radio stations to provide enhanced issues. In 1999, the Commission,
• Requires that each local radio sound fidelity, improved reception, recognizing new technological
station broadcasting in digital mode multiple audio streams, and new data developments and innovations,
provide a free over-the-air digital signal services. It permits the transmission of commenced this proceeding to foster the
at least comparable in audio quality to near-CD quality audio signals on the FM adoption of a DAB system and develop
its analog signal; band, and improved fidelity on the AM a record regarding the legal and
technical issues raised by the
• Continues to require that the main band, to digital-ready radio receivers
along with information services, such as introduction of DAB. In the DAB NPRM,
digital broadcast stream simulcast the
station, song and artist identification, the Commission, inter alia, proposed
material aired on the analog signal;
stock and news updates, and local criteria for the evaluation of DAB
• Adopts a flexible bandwidth policy models and systems and considered
permitting a radio station to transmit traffic and weather bulletins. These
digital signals are free from the static, certain DAB system testing, evaluation,
high quality audio, multiple program and standard selection issues.
streams, and datacasting services at its hiss, pops, and fades associated with the
current analog system. iBiquity’s IBOC 7. In the DAB R&O, the Commission
discretion; selected the hybrid AM and FM IBOC
technology will also allow for new
• Allows radio stations to time broker radios to be ‘‘backward and forward’’ system tested by the NRSC as the de
unused digital bandwidth to third compatible, allowing them to receive facto standard for interim digital
parties, subject to certain regulatory existing analog broadcasts from stations operation. As of the effective date of the
requirements; that have yet to convert and digital DAB R&O, we stated we would no
• Applies existing programming and broadcasts from stations that have longer entertain any proposal for digital
operational statutory and regulatory converted. Existing analog radios will radio broadcasting other than IBOC. We
requirements to all free DAB continue to receive analog broadcast found that IBOC was the best way to
programming streams, but defers the signals. advance our DAB policy goals. We also
issue of whether and how to apply any 5. The iBiquity IBOC system found that this technology was
specific new public interest evaluated by the DAB Subcommittee of supported by the broadcast industry and
requirements; the National Radio Systems Committee was the only approach that could be
• Authorizes AM nighttime (‘‘NRSC’’) are ‘‘hybrids’’ in that they implemented in the near future. We
operations and FM dual antenna permit the transmission of both analog recognized that the IBOC system was
configurations; and digital signals within the spectral spectrum-efficient because it can
• Considers and addresses other emission mask of a single AM or FM accommodate digital operations for all
technical matters, such as FM translator channel. In the hybrid mode, the existing AM and FM radio stations with
and booster operations and TV Channel iBiquity IBOC system places digital no additional allocation of spectrum.
6 interference issues; information on frequencies immediately The NRSC tests, as explained in the
adjacent to the analog signal. The digital DAB R&O, showed that both AM and
• Defers discussion of whether the
signals are transmitted using orthogonal FM IBOC systems offer enhanced audio
Commission should impose content
frequency division multiplexing fidelity and increased robustness when
control requirements that would prevent
(‘‘OFDM’’). The FM IBOC system has an encountering interference and other
listeners from archiving and
extended hybrid mode, providing signal impairments. The tests also
redistributing digital musical recordings
greater digital capacity than the hybrid indicated that coverage for both systems
transmitted by digital broadcast stations;
mode. The IBOC system is also designed would be at least comparable to analog
• Recognizes that further negotiations to eventually permit radio stations to coverage. We stated that audio fidelity
between the United States and the convert to an all-digital mode of and robustness will greatly improve
international community are taking operation. The IBOC system uses when radio stations move to all-digital
place to resolve possible disputes about perceptual coding to discard operations.
the implementation and operation of information that the human ear cannot 8. We established the following
DAB by domestic radio stations; hear. This reduces the amount of digital requirements for radio stations in the
• Dismisses several pending Petitions information, and as a result, the DAB R&O: (1) During interim IBOC
for Reconsideration and Petitions for frequency bandwidth required to operations, stations must broadcast the
Rulemaking that asked, inter alia, the transmit a high-quality digital audio same main channel program material in
Commission to reconsider the adoption signal. In addition, the IBOC system in both analog and digital modes; (2)
of iBiquity’s IBOC system as the hybrid mode is designed to blend to interim IBOC facilities must use the
technology chosen for DAB analog when digital reception fails. This station’s authorized antenna system; a
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transmission; blending feature eliminates a digital public notice seeking comment on the
• Seeks further comment on ‘‘cliff effect’’ that would otherwise result use of a dual FM antenna system was
appropriate limits to the amount of in the complete and abrupt loss of issued by the Media Bureau after the
subscription services that may be reception at locations where the digital DAB R&O was released. The Media
offered by radio stations. signal fails. Bureau approved the use of separate FM

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antennas in 2004; (3) due to interference commercial radio stations, as well as Commission for consideration and
concerns, stations implementing IBOC 2,626 FM educational radio stations in evaluation. A Public Notice seeking
must communicate to the Commission the United States. Of the commercial comments on the NRSC–5 standard was
the transmitter power output (for both stations, 6,215 were FM stations and issued by the Media Bureau on June 16,
analog and digital transmitters, if 4,758 were AM stations. There were also 2005. Following the close of the
applicable) and must certify that the 3,920 FM translator and booster comment cycle in August 2005, we will
analog effective radiated power remains stations. Currently, 1,272 stations (195 review the filings and then take further
consistent with the station’s AM and 1,077 FM) are authorized by the action. The NRSC adopted the NRSC–5–
authorization; (4) pending adoption of Commission to broadcast using the A IBOC broadcasting standard in
final rules, a licensee’s authorization to IBOC system, and approximately 700 September 2005. The NRSC–5–A IBOC
transmit IBOC signals may be modified FM stations have requested and standard adds sections concerning
or cancelled by the Commission without received special temporary authority for Advanced Application Services and a
prior notice or a right to a hearing to multicasting. These stations are mostly new reference document to the NRSC–
eliminate objectionable interference; located in the top 50 markets in the 5 IBOC standard, but the NRSC has not
and (5) IBOC AM stations may only country and reach 60 percent of all yet submitted the NRSC–5–A IBOC
operate during daytime hours. potential listeners. At least 10 stations standard to the Commission for review.
9. In the DAB FNPRM, our goal was are on the air in each of the following While our consideration of the NRSC–
to create a record that would lead to markets: Los Angeles, Chicago, San 5 IBOC standards is continuing, we find
permanent DAB policies and Francisco, Boston, Detroit and Atlanta. that it is in the public interest to adopt
requirements. We sought public input Approximately, 85 percent of the IBOC certain policies, rules, and requirements
on several issues related to digital audio stations on the air are FM stations and for digital radio before we have
broadcasting. Specifically we sought 15 percent are AM stations. iBiquity has completed our evaluation of the
comment on: (1) The appropriate announced that 21 of the nation’s top standards. Radio stations and
policies the Commission may adopt to radio broadcast groups have committed equipment manufacturers need to move
encourage radio stations to convert from to accelerate broadcast conversion of forward with the DAB conversion, and
an analog-only radio service to a hybrid 2,000 AM and FM stations to IBOC we need not wait until after final action
analog/digital radio service, and, technology. Clear Channel is taken on the IBOC standards to
eventually, to an all-digital radio Communications, Entercom and Cox provide such guidance to them.
service; (2) the types of digital services Radio have all made substantial
the Commission should permit radio B. Conversion Policy
commitments to convert many of their
stations to offer; (3) how noncommercial stations to digital over the next few 13. In the DAB FNPRM, we sought
educational (‘‘NCE’’) FM and low power years. Moreover, ten of the largest radio comment on the pace of the analog to
FM stations may provide digital radio firms have formed a strategic alliance to digital radio conversion and the
service to the public; (4) how the coordinate the rollout of DAB. This possibility of an all-digital terrestrial
Commission’s existing programming effort includes the coordination of radio system in the future. We noted
and operational rules should be applied multicast formats, securing digital that Congress codified December 31,
to DAB; and (5) what changes and 2006, as the analog television
automotive receiver designs, and
amendments to the Commission’s termination date with certain
lowering the price points for digital
technical rules are necessary to further exceptions, and we recognized that
radio receivers.
the introduction of DAB. there is no analogous congressional
10. In the DAB NOI, we asked III. Policies and Rules for DAB mandate for the termination of analog
whether the transmission of digital radio broadcasting. We stated that the
A. The DAB Standard
radio signals, as a free over-the-air Commission has not considered a date
service, would create an environment 12. In the DAB R&O, we stated that certain as to when radio stations should
for persons to engage in indiscriminate the adoption of a DAB standard will commence digital broadcast operations
recording and Internet redistribution of facilitate an efficient and orderly because radio stations, unlike television
musical recordings that are part of transition to digital radio, and we stations, are not using additional
unencrypted free digital audio supported a public and open standard- spectrum to provide digital service. We
broadcasts and sought comment on how setting process. In the DAB FNPRM, we also stated that band-clearing is not an
this matter should be addressed. On this encouraged the NRSC to provide us issue. Based on these factors, we found
point, we have been informed that with information on the standard setting that there was no immediate need to
interested parties are attempting to process as events warrant. On April 16, consider mandatory transition policies
resolve this issue through a marketplace 2005, the NRSC announced approval of of the type contemplated with respect to
solution. We encourage this approach. the initial NRSC IBOC standard known DTV. However, we recognized the
Accordingly, we will defer further as NRSC–5. The standard is based on spectrum efficiencies and related new
action on this issue at this time. In the iBiquity’s IBOC technology. In the service opportunities inherent in the
DAB NOI, we also raised for comment iBiquity system, audio source coding IBOC system. As such, we sought
whether there were international and compression are handled by comment on what changes in our rules
broadcast treaty matters that needed to iBiquity’s HD codec. NRSC–5 does not would likely encourage radio stations to
be addressed at this time to ensure that include specifications for audio source convert to a hybrid or an all-digital
DAB is successfully implemented in the coding and compression. iBiquity has transmission system and asked whether
United States. committed to license all patents the government, the marketplace, or
necessary to implement NRSC–5, either both should determine the speed of
C. Radio Statistics with or without the HD codec. It is also conversion from analog to hybrid and,
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11. As of August 1, 2005, possible within the NRSC–5 standard to eventually, to all digital radio service.
approximately 900 radio stations have use audio source coding and We also asked whether we should
entered into licensing agreements with compression schemes other than conduct periodic reviews, in terms of
iBiquity for its IBOC technology. As of iBiquity’s HD codec. On May 18, 2005, the number of DAB receivers on the
September 30, 2005, there were 10,973 the NRSC submitted NRSC–5 to the market and DAB stations on the air, to

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help us decide how to set policy as the steps to facilitate the digital radio pairs), respectively. NPR submitted a
conversion to digital audio broadcasting conversion by adopting rules and detailed report in November 2004 about
moves forward. policies that encourage radio stations to the effect of extended hybrid operation
14. Commenters generally support a invest in digital equipment and on the host analog signal in various
marketplace transition to digital audio programming. For example, we permit receivers. The report concludes that the
broadcasting. For example, the State radio stations to provide various types FM extended hybrid mode does not
Broadcasters Associations (‘‘SBAs’’) of digital service as long as one free affect host analog reception in car
states that the Commission should allow over-the-air digital stream of equal or radios, home stereo receivers, or
market forces to govern the adoption of greater quality than the station’s existing subsidiary communications
DAB by the radio industry and that no analog signal is available for listeners. authorization receivers.
station should be required to adopt We also establish technical rules, such 19. The FM extended hybrid mode
IBOC or any other digital technology. as permitting AM nighttime service, holds great promise for both
The Public Interest Coalition (‘‘PIC’’) intended to reinvigorate the AM band. broadcasters and their listeners. NPR
agrees that the market should govern the To ensure that DAB adoption proceeds has submitted data showing that the FM
pace of the DAB transition. PIC states in a timely manner, we will conduct extended hybrid mode will work in
that allowing market forces to guide the periodic reviews of digital service and most circumstances. NPR’s report
digital radio transition will permit receiver penetration, as suggested by provides an ample basis for permitting
stations to convert at a pace dictated by iBiquity, as circumstances warrant. radio stations to operate in an extended
their own needs. iBiquity states that the Commission hybrid mode. Authorization of this
15. We will not establish a deadline should conduct periodic reviews of digital mode will permit broadcasters to
for radio stations to convert to digital station conversions and receiver offer new and innovative services,
broadcasting. Stations may decide if, penetration to ensure the functioning of especially to underserved populations,
and when, they will provide digital market forces. iBiquity recommends the such as the visually impaired and non-
service to the public. Several reasons commencement of a first review five English speaking citizens. If interference
support this decision. First, unlike years after adoption of a Second Report issues do arise, we are confident that the
television licensees, radio stations are and Order in this proceeding to check Commission staff will be able to resolve
under no statutory mandate to convert on the progress of the conversion. Other disputes on a case-by-case basis, and we
to a digital format. Second, a hard commenters agree that the Commission intend that the staff will address these
deadline is unnecessary given that DAB should periodically review the progress complaints in a timely fashion. In this
uses an in-band technology that does of the DAB conversion process. connection, the Media Bureau has full
not require the allocation of additional authority to adjust and, if necessary,
spectrum. Thus, the spectrum 18. Extended Hybrid Mode. NAB prohibit hybrid operations by
reclamation needs that exist for DTV do asserts that the Commission’s broadcasters.
not exist here. Moreover, there is no authorization of extended hybrid mode 20. All-digital Mode. In the DAB
evidence in the record that marketplace DAB operations will further the FNPRM, we recognized that it may be
forces cannot propel the DAB conversion process. According to NAB, premature to adopt policies for all-
conversion forward, and effective the extended hybrid mode, which adds digital radio operation given that there
markets tend to provide better solutions up to 50 kbps, (‘‘kbps’’ is the acronym are no standards for this type of
than regulatory schemes. for kilobits per second (1000 bits per broadcasting. NAB agrees that adoption
16. iBiquity argues that in the early second)), of data carrying capacity to an of policies and procedures relating to
stages of the transition, the Commission FM IBOC signal, will allow broadcasters the all-digital mode of IBOC operation
should favor and protect existing analog to support a range of datacasting would be premature in the absence of
signals. It states that this could be services without affecting the quality of ‘‘comprehensive and impartial testing’’
accomplished by limiting the power the 96 kbps main channel digital audio of all-digital systems. NAB states,
level and bandwidth occupancy of the signal. NAB asserts that while the use of however, that it is important to
digital carriers in the hybrid mode. At the FM extended hybrid mode increases recognize that the all-digital mode is an
some point in the future, when the the bandwidth occupancy of the digital integral part of the IBOC DAB system
Commission determines there is carriers, this will not increase specification and that the software
sufficient market penetration of digital interference to adjacent channels since iBiquity provides to its transmitter and
receivers, iBiquity asserts that the the additional (i.e., extended hybrid) receiver manufacturer licensees
public interest will be best served by digital carriers fall between a station’s includes an all-digital mode of
reversing this presumption to favor primary digital carriers and its host operation. NAB states that when the
digital operations. At that time, analog signal. Consequently, each time is ripe to consider use of the all-
broadcasters will no longer need to broadcaster will be able to control the digital mode, consumers and
protect analog operations by limiting the level of impact these extended hybrid broadcasters who have already invested
digital signal and stations should have signals may have on its own in IBOC DAB equipment will not be
the option to implement all-digital transmission. NAB comments that the disenfranchised and a smooth transition
broadcasts. We decline to adopt Commission should authorize from a hybrid to an all-digital
iBiquity’s presumption policy because it broadcasters to adopt all three extended environment will be assured. iBiquity
is too early in the DAB conversion hybrid modes and allow broadcasters to agrees that additional work is required
process for us to consider such a make the appropriate operational before there is an industry consensus on
mechanism. We find that such a policy, decisions based on the needs of their the IBOC all-digital system.
if adopted now, may have unknown and listeners. In the extended hybrid mode, 21. NPR states that it is premature for
unintended consequences for a new digital carriers are added at frequencies the Commission to contemplate a
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technology that has yet to be accepted immediately adjacent to the analog FM regulatory structure for all-digital
by the public or widely adopted by the signal. The three extended hybrid terrestrial radio. It states that the
broadcast industry. modes (MP2, MP3, and MP4) are elegance of the DAB transition is that
17. Nevertheless, as enunciated in defined by the number of digital the public, through its response to
more detail below, we take significant partitions added (one, two, or four digital services, will determine the pace

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of the transition. NPR further states that reduction in the bit rate may increase encourage broadcasters to experiment
until the transition to all-digital the likelihood of digital artifacts. The and will foster the development of
operation becomes more imminent, the trade-off between bits and audio quality innovative new services for the listening
Commission should refrain from is not linear. There can be a substantial public. iBiquity states that the
adopting any policy affecting all-digital reduction in bit rate before most imposition of unnecessarily restrictive
DAB. PIC states that the Commission listeners would notice any digital service rules will have the effect of
should use its authority to facilitate artifacts that might impact audio stifling the development of new
public participation in the further quality. The broadcasters’ and listeners’ services. Cox likewise suggests that the
development of digital radio technology. tolerance for reduced audio quality Commission should maintain a ‘‘do no
22. The ultimate goal of this depends on many factors, most harm’’ position, arguing that if concerns
proceeding is to establish a robust and importantly, station program format. arise later in the conversion, the
competitive all-digital terrestrial radio 25. The IBOC DAB system thus allows Commission can always adopt
system. We agree with NPR that it is radio stations to broadcast a single high responsive rules at that time. There
premature, however, to consider the quality audio signal, multiple streams of were no comments criticizing the
adoption of policies and rules for an all- lower quality audio, or various adoption of a flexible use policy.
digital mode of operation. There are combinations of different quality audio 28. We expect and intend that the
many unresolved technical issues signals. In addition, the system is fundamental use of DAB will be for the
associated with the all-digital radio capable of non-broadcast uses that are provision of free over-the-air radio
broadcast system and radio stations do non-audio and/or subscription-based in service. We will, therefore, require radio
not plan to offer all-digital service in the nature. In the DAB FNPRM, we stations to provide at least one free
near future. Broadcasters, of course, are tentatively found that permitting radio digital over-the-air audio broadcast
encouraged to experiment with an all- stations to use their bandwidth in a service. Specifically, radio stations
digital service, with appropriate flexible manner is in the public interest. operating in a digital mode must
authorization, but for regulatory Section 303 of the Act compels the provide one free digital audio
purposes, our principle focus at this Commission to ‘‘study new uses for programming service that is comparable
stage is to ensure that the ground rules radio, provide for experimental uses of to or better in audio quality than that of
are set for the introduction of hybrid frequencies, and generally encourage their current analog service. Such a
IBOC DAB. When DAB receiver the larger and more effective uses of baseline requirement mirrors the
penetration has reached a critical mass radio in the public interest.’’ Commission’s analogous requirement
and most, if not all, radio stations 26. NAB states that a digital radio for digital television stations, and is
broadcast in a hybrid digital format, we station’s service offerings should be based on the same underlying policy
will begin to explore the technical and determined by the licensee rather than consideration that significant benefits
policy issues germane to an all-digital by government mandate. NAB explains from digital conversion should flow
terrestrial radio environment. that digital business models will vary directly to the public. We do not here
from licensee to licensee. Some stations, alter the requirement set forth in the
C. Service Rules such as those with jazz or classical DAB R&O that a radio station must
1. Flexible Uses music genres, may choose to focus their simulcast its analog programming
resources on promoting the highest service on its digital signal. However,
23. As explained above, the IBOC quality audio signal, while others may we will revisit the simulcasting
DAB system provides radio stations want to broadcast multiple streams of requirement in the future when we
with new flexibility and capabilities. news, weather or financial information. decide whether or not to approve the
First and foremost, it allows FM NAB submits that these kinds of NRSC–5 standard. In any event,
broadcasters to scale their audio quality decisions are best left to consumer simulcasting is part of the IBOC
from 96 kbps downward in 1 kbps or demand and the marketplace. NAB operational structure and a radio station
smaller increments. Any reduction states that beyond an obligation to must duplicate its programming if it
below 96 kbps frees capacity that can be deliver at least one main audio channel wants the DAB ‘‘blend’’ feature to work
devoted to other services. The AM of equal or better quality than a station’s properly.
system offers two levels of audio existing analog service, broadcasters 29. Taking these points into
quality. The ‘‘core’’ AM carriers provide should retain the flexibility to scale consideration, we will permit radio
20 kbps of robust monophonic sound. signals to enhance audio quality, to stations to use their frequencies as the
The ‘‘enhanced’’ layer adds an upgrade existing supplementary marketplace dictates, an approach
additional 16 kbps of digital carriers and services, or offer new services for their supported by dozens of interested
enables full stereo sound. The AM audiences. NAB concludes that for DAB parties and consistent with our digital
system design allows broadcasters to to fulfill its potential, supplementary television policy. We are hopeful that
devote the full 36 kbps to a single audio services must be a viable option. NPR this flexibility also will lead to a more
signal or, in the future, select only the states that the Commission should not rapid conversion to DAB. We elaborate
20 kbps core mode for audio and devote specify the amount of capacity stations on this issue below by addressing issues
the remaining 16 kbps enhanced carriers should allocate to any given audio or raised regarding some of the services
for other services. data service. NPR argues that radio DAB stations might choose to provide.
24. The scaling of the audio codec, station licensees, like digital television
which permits broadcasters to reduce licensees, should have the freedom to a. Digital Audio Broadcasting Signal
the number of bits devoted to the main develop innovative services for the Quality
channel audio signal, may affect the public. 30. In the DAB FNPRM, we sought
quality of the audio. An audio codec 27. iBiquity also urges the comment on whether or not we should
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compresses digital audio data prior to Commission to adopt a flexible require broadcasters to provide a high
transmission and decompresses data approach to its service rules because quality digital audio signal and, if so,
received. However, it will not impact radio stations have only begun to what minimum bandwidth should be
the robustness of the signal. The audio explore the IBOC system options. required for this purpose. We also
quality may be affected because the iBiquity asserts that this approach will sought comment on the amount of

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capacity necessary to allow radio however, any supplemental audio services. Indeed, a large number of NCE
stations to broadcast a high quality services will not be able to take stations filed comments specifically
digital signal while permitting the advantage of the blend function stating that the following program
introduction of new datacasting and available to the main channel audio. services are likely to emerge: (1) Special
audio services. The blend function enhances rapid programming for English as a Second
31. iBiquity supports the use of the tuning for the main channel digital Language (‘‘ESL’’) listeners; (2) native
IBOC system to improve audio quality. signal and provides an analog backup American programming; (3) public
It believes, however, that market forces signal in the event the main channel affairs programming, such as school
should be allowed to determine the audio signal is lost. Therefore, any board, civic and local government
optimal quality levels of the IBOC supplemental channel will require meetings; (4) youth, young adult and
system. iBiquity argues that the several seconds for tuning and will student productions; (5) reading
Commission should not establish experience muting of the audio in the services for the blind; (6) homeland
minimum quality requirements, but event of signal loss. security/public safety programming; (7)
rather should allow radio stations to 34. In the DAB FNPRM, we asked how arts and culture programming; (8)
make their own determination of the the availability of additional audio breaking news/special news events/
appropriate level of audio quality for streams can further our diversity goals, emergency alerts; (9) international news
their particular listeners. NAB states particularly for people with disabilities coverage; and (10) educational/
that, at this early point in the digital and minority or underserved segments children’s programming. NPR has
radio transition, it is impossible to of the community. We tentatively announced that it will offer five music
conclude with any measure of certainty concluded that adopting DAB service services for multicast streams on
the number of bits necessary to support rules that encourage more audio streams affiliated public radio stations: classical,
a good quality main audio signal or how would promote program diversity, and jazz, electronica, triple-A, and folk.
many secondary audio streams an IBOC that, once the Commission adopts a Other program offerings NPR is
radio station can transmit without policy in this area, radio stations would developing for stations with new
degrading audio quality. Cox Radio adds no longer need to obtain experimental channels include a news and
that any restrictions contemplated by authority to broadcast multiple digital information service and formats that
the Commission may become obsolete programming streams. Section 303 of would serve culturally diverse
soon after they are adopted. the Act compels the Commission to audiences. Westwood also said it would
32. As discussed above, we decline to ‘‘study new uses for radio, provide for make its lineup of news, sports, talk and
require broadcasters to dedicate a experimental uses of frequencies, and entertainment programming, as well as
minimum level of digital bandwidth to generally encourage the larger and more its traffic and information content
provide a high quality digital signal. effective uses of radio in the public available to HD Radio FM broadcasters’
Instead, we leave the decision as to the interest.’’ multicast services. In addition, iBiquity
quality of the signal provided to the 35. Generally, commenters urged the
reports that commercial radio
discretion of the radio station licensee, Commission to authorize multicasting
broadcasters, including Infinity, Capitol
subject to the comparable signal on a permanent basis, and at the same
Broadcasting, and Greater Media have
obligation discussed earlier. The IBOC time, asked us to avoid excessive
all launched new multicast digital radio
system allows stations to offer the regulation that would disadvantage any
streams with different formats in the
public high quality audio, as well as a new type of digital service. Specifically,
summer of 2005.
broad variety of other innovative commenters emphasized the benefits of
services. We believe that we should multiple digital audio channels and 37. We will permit radio stations to
provide broadcasters with the freedom how that IBOC feature will ensure the provide multiple audio streams of
to innovate and respond to the continuing viability of radio reading digital programming without the need
marketplace in developing not only the services as well as enhance the ability for individual station approval by the
mix of services, but also the quality of of broadcasters to offer more niche Commission. FM stations currently
the audio they will offer the public. programming and public affairs multicasting pursuant to experimental
broadcasts. authority from the Commission are
b. Multicasting 36. The IBOC system makes it released from the requirement to submit
33. The IBOC FM DAB system permits possible for FM radio stations to air a report, as specified in the letter
an FM radio station to broadcast additional streams of traditional radio granting multicasting authority. We
multiple audio programming services programming (e.g., music, news, and believe that radio stations can best
within its assigned channel. As AM sports), public safety services (e.g., stimulate consumers’ interest in digital
IBOC operation develops, iBiquity plans national security announcements), audio services if they are able to offer
to introduce the option to split the assisted living services (e.g., radio the programs that are the most attractive
digital AM bitstream into two channels. reading services), non-English language to their communities. Further, allowing
In order to provide multiple digital programming, and news services to radio stations the flexibility to provide
programming streams, a radio station underserved populations. Experts state multicast services will allow them to
must reduce the audio bit rate of its that one 96 kbps FM channel could be offer a mix of services that can promote
main channel broadcasts or use the divided into up to eight streams of increased consumer acceptance of DAB,
extended hybrid mode to obtain digital programming. Many stations which, in turn, will likely speed the
additional capacity that can be devoted commented that multicasting will foster conversion process. Additionally,
to a lower bit rate supplemental audio the expansion of local public affairs diversity of programming services may
channel. Testing conducted by NPR programming generally and result from multicasting and provide
established the viability of this programming serving the Latino, Asian, programming to unserved and
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functionality and also demonstrated that and other communities of common underserved segments of the
the supplemental channel will have cultural interest, in particular. A population. We strongly encourage
coverage equivalent to the coverage of number of such stations comment that digital audio broadcasters to use their
the main channel audio signal. Due in they will use their digital capacity to additional channels for local civic and
part to IBOC system design constraints, broadcast more foreign language public affairs programming and

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programming that serves minorities, permit stations to enter into time stations in a particular market should
underserved populations, and non- brokerage agreements on their main not be allowed to acquire additional
English speaking communities. broadcast channels. Subject to our broadcast streams through time
38. Mt. Wilson Broadcasters opposes attribution rules, as noted below, brokering agreements. Under the
Commission action authorizing broadcasters will have the flexibility in Commission’s established policies for
multicasting, at least at the present time, structuring business arrangements and attribution of such agreements, we
arguing that ‘‘splitting the channel’’ will attracting capital to make DAB a count the brokered station toward the
derogate the service provided by FM success. We agree with the SBAs that brokering licensee’s permissible
radio stations. NPR asserts that Mt. the adoption of this policy will allow ownership totals under the local
Wilson Broadcasters is misinformed licensees to recoup some of the costs broadcast ownership rules. Where an
about the purposes of DAB, the associated with the digital conversion, entity owns or has an attributable
technical feasibility of multicasting, and and to increase outlet diversity. We interest in one or more stations in a
the competitive consequences of strongly encourage digital audio local radio market, time brokering of
authorizing full-power broadcast broadcasters to enter in such agreements another station in that market for more
stations to broadcast multiple audio with ‘‘eligible entities,’’ which often than 15 percent of the brokered station’s
channels. We find that multicasting will include businesses owned by women broadcast time per week will result in
not derogate the service as Mt. Wilson and minorities. An eligible entity is an counting the brokered station toward
argues. An FM station commencing entity that would qualify as a small the brokering licensee’s ownership caps.
DAB operations will have business consistent with SBA standards We clarify that, in the multicast context,
approximately the same geographic for its industry grouping. Moreover, the a station owner who programs more
reach for its digital signal as for its brokering of individual digital streams than 15 percent of the total weekly
analog signal. Moreover, splitting the will provide a means to overcome some hours broadcast on a digital audio
FM signal into multiple digital streams financial impediments to getting stream of another station in the market
will not harm listeners in any manner. involved in broadcasting and there is a will be considered to have an
As noted above, a licensee must provide potential for new market entrants to take attributable interest in the brokered
a broadcast stream at least equivalent in advantage of such arrangements. station. The interest attributable to a
quality to its existing analog service. In Whatever the agreement, it is the station owner in such circumstances is
fact, an FM station operating a digital licensee who remains responsible for equivalent to the percentage of total
service will be able to provide more ensuring the fulfillment of all broadcast time that the stream which is
services than it could with only its obligations incumbent upon a broadcast attributable to the station owner
analog signal. Accordingly we perceive licensee, including ultimate control over constitutes. Under a time brokering
no derogation of the type forecast by Mt. program material aired on its station’s agreement, licensees must ensure that
Wilson Broadcasters. facilities. they maintain full, effective, and
39. Time Brokering. In the DAB 41. In the DAB FNPRM, we also asked ultimate control over all material aired
FNPRM, we sought comment on the how Section 310(d) of the Act, regarding on their stations. Therefore, time
extent, if any, to which we should transfers of control, should apply to brokering agreements do not raise
permit radio stations to lease unused or these situations as well as how the transfer of control issues under Section
excess bandwidth to unaffiliated audio Commission’s broadcast ownership 310(d) of the Act.
programmers. In this context, we noted limits and attribution rules would be
that an unaffiliated entity may schedule affected if an unaffiliated programmer, c. Datacasting
the programming output of a particular that is also the licensee of another 43. In the analog context, all FM
digital audio stream for a period of time station in the same market, leases one of stations are authorized to transmit
under a contract with the licensee. We the additional audio streams. Moreover, secondary services via an automatic
stated that radio stations may benefit we asked whether there should be an subsidiary communications
from leasing unused or excess air-time overall limit to the amount of authorization (‘‘SCA’’) under Section
because they would have additional programming time a particular radio 73.295 of the Commission’s rules.
funds to invest in new programming, station can broker or lease to others. Subsidiary communication services are
which, in turn, would benefit the 42. A number of commenters raise those transmitted on a subcarrier within
public. We asked whether our diversity issues regarding the interplay between the FM baseband signal, not including
goals will be furthered if we allow multiple audio streams, brokering, and services that enhance the main program
independent programmers to lease ownership issues. For example, REC broadcast service or exclusively relate to
excess capacity from broadcast Networks assert that when there is a station operations. Subsidiary
licensees. substantial penetration of DAB receivers communications include, but are not
40. We will permit radio stations to in the marketplace, owners of multiple limited to, services such as radio
enter into time brokerage agreements for FM stations in a single market should reading services, utility load
their digital bandwidth. ‘‘Time consolidate their multiple FM station management, market and financial data
brokerage’’ (also known as ‘‘local broadcasts on a single channel, and news, paging and calling, traffic
marketing’’) is the sale by a licensee of multicast their programming services control signal switching, bilingual
discrete blocks of time to a ‘‘broker’’ that using IBOC technology, and then divest television audio, and point to point or
supplies the programming to fill that their additional transmitter facilities. multipoint messages. Some FM
time and sells the commercial spot The SBAs state that brokering of a broadcasters currently provide
announcements in it. Because these multicast audio stream would not emergency alert system notifications
agreements are essentially leasing constitute an illegal transfer of control. and paging functions under SCA
arrangements, they achieve benefits They argue that leasing of a digital authorization.
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similar to those achieved through stream is consistent with longstanding 44. Section 73.593 of the
leasing arrangements. The Commission Commission treatment of time brokerage Commission’s rules pertains to
has for many years permitted brokering arrangements. Specifically, PIC argues, subsidiary communications services
of FM subcarriers and excess digital and we agree, that a licensee owning the broadcast by NCE FM radio stations.
television bandwidth. Moreover, we maximum permissible number of Under our rules, the licensee of an NCE

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FM station is not required to use its information services such as weather sources. NPR states that the opportunity
subcarrier capacity, but if it chooses to and traffic alerts delivered to DAB to offer datacasting services will
do so, it is governed by the SCA rules receivers as a text and/or audio format; motivate stations to develop new
for commercial FM stations regarding (2) enhanced advertising services; (3) services beyond what is available today.
the types of permissible subcarrier uses listener controlled main audio services It expects stations to use their technical
and the manner in which subcarrier providing the ability to pause, store, capabilities to provide homeland
operations are conducted. A significant fast-forward, index, and replay audio security-related services, addressing
difference from the commercial FM SCA programming via an integrated program local, regional, or national events and
rules, however, is the requirement that guide with simplified and standard user emergencies, and provide expanded
the remunerative use of an NCE FM interface options; and (4) supplementary weather alerts, traffic safety, and other
station’s subcarrier capacity not be data delivery that will spur the public safety services.
detrimental to the provision of existing introduction of automatic driving 48. Consistent with our decision with
or potential radio reading services for assistance applications, navigation and regard to audio multicasting services,
the blind or otherwise inconsistent with rear-seat entertainment programming. we conclude that permitting broadcast
its public broadcasting responsibilities. Robert Struble, iBiquity’s CEO, has licensees flexibility with regard to the
45. Similarly, Section 73.127 of the noted that the text of advertising provision of datacasting services is in
Commission’s rules permits AM messages could be synchronized to the public interest. We will permit radio
broadcast stations to use their AM display on a DAB receiver’s text screen stations to provide any type of digital
carriers to transmit signals not audible at the same time as a related commercial datacasting service, consistent with
on ordinary consumer receivers for both is broadcast. We sought comment on existing broadcast policies and rules
broadcast and non-broadcast purposes. whether we should permit radio stations applicable to analog SCA services, as
A station’s AM carrier service to distribute any and all types of long as it does not derogate the
authorization may not be retained or datacasting services. We also sought mandated stream of free audio
transferred in any manner separate from comment on what data services digital programming. Our aim is to promote
the station’s license. The licensee must noncommercial educational stations innovation and experimentation that
establish that the broadcast operation is should be permitted to offer. will lead to applications that will serve
in the public interest wholly apart from the public, such as song and artist
47. iBiquity urges the Commission to
the subsidiary communications services information as well as enhanced news,
authorize datacasting services and to
provided. In the analog context, the weather, and emergency updates. We
station identification, delayed include sufficient flexibility in the note that, for reasons discussed infra,
recording, and sponsor identification datacasting authorization to promote we will currently only allow datacasting
announcements required by Sections innovation in this area. iBiquity states that is subscription pursuant to an
73.1201, 73.1208, and 73.1212 are not that there is tremendous opportunity for experimental authorization granted by
applicable to leased communications the development of low-cost innovative the Commission.
services transmitted via services that are datacasting services. iBiquity submits
that the greater capacity and reliability 2. Ancillary Subscription Services
not of a general broadcast nature. For
both AM and FM services, the licensee of data services based on the IBOC 49. Radio stations may wish to offer
must retain control over all material system will help ensure that data certain digital audio or data content
transmitted in a broadcast mode via the services are introduced. It suggests that under a subscription model. In this
station’s facilities and has the right to promotion of datacasting will help context, ancillary subscription services
reject any material that it deems introduce new services to the public may be available for a fee or the listener
inappropriate or undesirable. and will also provide added value for may simply need to enter a code to
46. iBiquity, in a partnership with consumers who invest in IBOC access the service. IBOC DAB has the
broadcasters and equipment receivers. NAB similarly asserts that potential to limit access to certain
manufacturers, has developed IBOC datacasting services are still in the channels by receiver serial number, just
data services for terrestrial radio nascent stage, and that the like satellite radio receivers are
stations. The IBOC system permits radio Commission’s main goal at this time presently able to do. In the DAB
stations to offer varied and robust should be to encourage and enable FNPRM, we sought comment on
datacasting applications. Using an broadcasters to innovate and experiment whether we should permit ancillary
established standard ID3 format (ID3 is with these aspects of digital radio. NAB subscription services. One proposal
a file tagging software used to provide maintains that providing broadcasters offered in the DAB FNPRM was to
text information such as artist name and with flexibility in this area will expedite permit ancillary subscription services as
song title information. ID3 also supports the emergence of DAB. Bloomberg states long as they do not derogate the free
text descriptions with ads, such as that the Commission must not services a radio station broadcasts. We
phone numbers and Web addresses.), unnecessarily limit the ability of the also asked whether we should impose
information services can be used to DAB platform to carry program- spectrum fees for that portion of digital
provide listeners with song, CD title, associated data or other additional, bandwidth used for ancillary
and artist information. In addition, innovative data services. It argues that subscription services. Commenters
information and host profiles will the best way to encourage investment, generally urged the Commission to
complement advertisements and talk and thereby spur terrestrial radio permit ancillary subscription services,
radio formats. Synchronized multimedia broadcasters to make the conversion to but argued against the imposition of fees
integration language (‘‘SMIL’’), a DAB, is to provide broadcasters with the associated with the offering of such
protocol used by iBiquity as the utmost flexibility to develop new digital services. iBiquity argues that
foundation for advanced application applications. The SBAs state that the broadcasters can currently provide both
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services (‘‘AAS’’), allows for the Commission should permit licensees to datacasting and supplemental audio
creation and delivery of new data provide for datacasting, within the channels using SCA analog frequencies
services in the future. Some possible constraints of the IBOC technical without incurring additional spectrum
commercial applications envisioned by standards, mainly because it would fees and the same approach should be
iBiquity include: (1) Enhanced enhance the multiplicity of information applied to digital services. NAB states

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that it would be inappropriate to be used for the advancement of an station’s NCE mission. For instance,
consider fees at this time because a fee educational program. Although the although subscription services are not
requirement would have the effect of Commission does not reserve anticipated for several generations of
discouraging innovation and new frequencies for NCE use in the AM digital radio receivers, some NCE radio
services that would benefit the public. service, and thus has not codified stations may experiment with offering
Nevertheless, we remain concerned that noncommercial eligibility rules for this ‘‘pledge-free,’’ but otherwise identical,
pay services, left unrestricted, could service, the Commission has treated AM versions of their free over-the-air
overwhelm free over-the-air services, to stations that satisfy the NCE FM services to those listeners who
the detriment of the listening public. We eligibility rules as noncommercial AM financially support the station. NPR
expect terrestrial radio service to remain stations. Under Section 73.621 of the adds that since the authorization of
a free over-the-air service and, therefore, Commission’s rules, public television enhanced underwriting and
the amount of capacity devoted to stations are required to furnish remunerative subcarrier services in the
ancillary subscription services must be primarily an educational as well as a early 1980s, the ensuing diversity of
limited. We thus seek further comment nonprofit and noncommercial broadcast revenue sources has emerged as the key
on ancillary subscription service issues service. Section 73.621 of the to public radio’s independence from any
in a Second Further Notice of Proposed Commission’s rules provides that single revenue source. According to
Rulemaking, found below. Until this ‘‘noncommercial educational broadcast NPR, while the remunerative use of NCE
Rulemaking is completed and a stations will be licensed only to station facilities and analog spectrum
determination is made regarding nonprofit educational organizations has, to date, provided only modest
assessment of the five percent fee, upon a showing that the proposed amounts of revenue, the remunerative
discussed infra, we will only allow stations will be used primarily to serve use of digital technology will enable
ancillary subscription services pursuant the educational needs of the NCE stations to better weather the
to an experimental authorization community; for the advancement of periodic downturns in corporate and
granted by the Commission. We would educational programs; and to furnish a foundation underwriting, membership
grant such authorizations for uses that nonprofit and noncommercial television dues, and, in the case of public radio,
serve the public interest, including broadcast service.’’ State and Federal funding.
current subcarrier services like radio 51. In 2001, the Commission 53. PIC argues that NCE radio stations,
reading services. concluded that an NCE television like NCE television stations, should be
licensee must use a substantial majority obligated to ‘‘use their entire digital
3. Noncommercial Educational Stations of its digital television capacity for capacity primarily for a nonprofit,
50. NCE radio stations face unique nonprofit, noncommercial, educational noncommercial, educational broadcast
opportunities and challenges as they broadcast services. In addition, the service,’’ meaning a ‘‘substantial
move to implement DAB. The Act states Commission held that the statutory majority’’ of the entire digital capacity.
that a ‘‘noncommercial educational prohibition against broadcasting of PIC urges the Commission not to repeat
broadcast station’’ must be ‘‘owned and advertising on NCE television stations the ‘‘error’’ it made in authorizing NCE
operated by a public agency or nonprofit applies to broadcast programming DTV stations to offer remunerative
private foundation, cooperation, or streams provided by NCE licensees, but services. PIC also asserts that the ‘‘over
association’’ or ‘‘owned and operated by does not apply to any ancillary or commercialization’’ resulting from
a municipality and which transmits supplementary services presented on remunerative activities will discourage
only noncommercial programs for their excess DTV channels that do not public support for public broadcasting.
educational purposes.’’ In 1981, constitute broadcasting. Like PIC additionally claims that allowing
Congress amended the Act to give NCE commercial DTV stations, NCE DTV NCE radio stations to offer advertising
stations more flexibility to generate licensees must pay a fee of five percent supported non-broadcast services
funds for their operations. As amended, of gross revenues generated by ancillary violates the intent underlying the
Section 399B of the Act permits NCE or supplementary services provided on original reservation of spectrum and
stations to provide facilities and their DTV service. In Office of will reduce ‘‘ratio of noncommercial-to-
services in exchange for remuneration Communication, Inc. of United Church commercial programming.’’
as long as those uses do not interfere of Christ v. F.C.C., the U.S. Court of 54. NPR objects to PIC’s suggestions,
with the station’s ‘‘provision of public Appeals for the District of Columbia stating that NCE television stations are
telecommunications services.’’ Section Circuit upheld the DTV NCE A&S subject to a more exacting regulatory
399B also requires that public stations Order. In the DAB FNPRM, we sought mandate to furnish ‘‘primarily’’ a non-
engaged in revenue generating activities comment on what, if any, special rules profit and noncommercial television
comply with accounting procedures or considerations should apply to NCE broadcast service. NCE radio stations,
designed to separately identify these radio stations in light of our decision on the other hand, are licensed ‘‘for the
commercial revenues and costs, and it regarding NCE DTV stations and the advancement of an educational
prohibits Corporation for Public D.C. Circuit’s UCC decision. We also program.’’ NPR notes that the
Broadcasting funds from being used to sought comment on how we can ensure Commission adopted a higher standard
defray any costs associated with these NCE radio stations remain for NCE television stations because such
activities. Section 399B, however, does noncommercial in nature as the radio stations use greater amounts of
not permit NCE stations to make their industry converts to DAB. spectrum, have more extensive coverage
facilities ‘‘available to any person for the 52. NPR favors a flexible use policy areas, and are far fewer in number. NPR
broadcasting of any advertisement.’’ for NCE station digital bandwidth. It also asserts that requiring NCE radio
Section 73.503 of the Commission’s states that it does not expect the stations to reserve a ‘‘substantial
rules addresses the licensing remunerative use of digital bandwidth majority’’ of their entire digital capacity
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requirements and service of NCE FM to result in a profusion of commercial for a free NCE service would
stations. Under our rules, an NCE FM service offerings by NCE radio stations. significantly restrict station flexibility to
broadcast station will be licensed only NPR further states that it expects any determine the appropriate mix of
to a nonprofit educational organization subscription or other services provided services, and how much capacity to
and upon showing that the station will by NCE stations to relate to each devote to each, based on the specific

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needs of their community of service. and the potential impact of such a 73.3573 of the Commission’s rules
NPR states, for example, that such a conversion on other stations. discuss the processing of AM and FM
‘‘substantial majority’’ requirement 57. iBiquity states that LPFM stations broadcast station applications,
would prevent stations from dividing should have the option to convert to respectively. In the DAB FNPRM, we
the 96 kbps bitstream into two 48 kbps digital operations. It states that IBOC- sought comment on what, if anything,
service streams. This is an approach that based equipment can operate at the 100- the Commission should do to amend or
WAMU–FM is pursuing, as it has found watt power levels authorized for LPFM replace these procedural requirements
that splitting the bandwidth evenly into service. iBiquity asserts that in the case in the context of DAB. With regard to
48 kbps each was ‘‘extremely good’’ for of 10-watt stations, however, the mandatory paperwork, Section 73.3500
both the main and the supplemental extremely low power level of those of the Commission’s rules lists the
channel. According to NPR, a minimum stations may make digital broadcasts applications and report forms that must
quantitative requirement, and one infeasible. The IBOC system broadcasts be filed by an actual or potential
requiring a ‘‘substantial majority’’ of the the digital signal at one percent of the broadcast licensee in certain
bitstream, in particular, would station’s analog power level. In the case circumstances. In the DAB FNPRM, we
countermand the inevitable of a 10-watt LPFM station, that digital sought comment on which forms and
improvement in audio coding power level would fall below the noise applications must be modified because
technology that will otherwise permit floor and would be difficult for any of DAB. We note that the following
higher quality audio using fewer digital receiver to recover; however, this forms may be at issue: (1) Form 301—
kilobits. would not be the case with 100-watt Application for Authority to Construct
55. We defer consideration of the LPFM stations. iBiquity notes that or Make Changes in a Commercial
issues discussed above to a later date. because these LPFM stations are Broadcast Station; (2) Form 302–AM—
As noted above, we have decided to required to comply with the Application for AM Broadcast Station
further examine the offering of Commission’s adjacent channel License; (3) Form 302–FM—Application
interference restrictions, the for FM Broadcast Station License; (4)
subscription services in a Second
introduction of digital broadcasts by Form 340—Application for Authority to
Further Notice of Proposed Rulemaking.
these stations should not create harmful Construct or Make Changes in a
In addition to our concern about
new interference. Noncommercial Educational Broadcast
maintaining the free nature of all 58. We find that if an LPFM station
terrestrial radio services, we wish to Station; (5) Form 349—Application for
intends to transmit in digital, and is Authority to Construct or Make Changes
preserve the noncommercial technically capable of doing so, there
educational nature of NCE service. We in an FM Translator or FM Booster
should be no regulatory impediments Station; and (6) Form 350—Application
will address both issues after preventing its adoption of the IBOC
considering the comments in response for an FM Translator or FM Booster
technology. We recognize that LPFM is
to our Second Further Notice of Station License. In the DAB FNPRM, we
a new service which involves non-
Proposed Rulemaking. In any event, we sought comment on any specific
commercial, community-oriented
hold that an NCE radio station is changes to these forms. We find that
stations and that these stations have
obligated, like its commercial certain changes to our licensing
limited resources. We are committed to
counterpart, to provide at least one free processes are necessary to accommodate
working with these stations to address
over-the-air digital programming stream DAB operations. Rather than amend the
issues regarding their transition to
that is comparable to or better in audio administrative licensing requirements
digital as they arise. We note that in
quality than its analog signal. and generate new forms now, however,
2005 the Commission released a Second
we will delegate the authority to make
4. Low Power FM Order on Reconsideration and Further
Notice of Proposed Rulemaking, which such changes, to the extent possible, to
56. In 2000, the Commission further advanced the introduction of the Media Bureau. This delegation
authorized the licensing of two new LPFM service in numerous areas across permits the Bureau staff to make
classes of FM radio stations, one the United States. This Second Order changes on an expedited basis as
operating at a maximum power of 100 addressed technical, operational, and circumstances warrant, subject to Office
watts and one operating at a maximum ownership issues necessary for the of Management and Budget approval
power of 10 watts. We note that a 100- further development of the service. In under the Paperwork Reduction Act.
watt Low Power FM station can serve an the Second Order on Reconsideration, D. Programming and Operational Rules
area with a radius of approximately 3.5 the Commission modified its rules
miles. The Commission has yet to 1. Public Interest Issues
governing minor changes and technical
authorize any 10 watt stations in the minor amendments for LPFM stations. 60. The DAB FNPRM sought comment
LPFM service. Both types of stations, We also clarified the definition of on a number of policies and
known as low power FM (‘‘LPFM’’) locally originated programming for requirements impacting the public
stations, were authorized in a manner purposes of resolving mutually interest. Such subjects as sponsorship
that protects existing FM service. The exclusive LPFM applications. In the identification, political advertising, and
Commission stated that LPFM stations Further Notice of Proposed Rulemaking, cigarette advertising were raised for
would be operated on a NCE basis by the Commission sought comment on a comment. The Commission received
entities that do not hold an attributable number of technical and ownership extensive comment on several issues,
interest in any other broadcast station or issues related to LPFM. including radio reading services, the
other media subject to our broadcast emergency alert system, and station
ownership rules. The Commission 5. Licensing Procedures identification. Therefore, these subjects
established the new LPFM service to 59. Under Section 73.1695 of the are discussed separately below.
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create new broadcasting opportunities Commission’s rules, the Commission


for locally-based organizations to serve considers whether a proposed change or a. Public Interest Obligations
their communities. In the DAB FNPRM, modification of a transmission standard 61. It is incumbent upon the
we sought comment on the conversion for a broadcast station would be in the Commission to ensure that broadcast
of LPFM stations to digital operation public interest. Sections 73.3571 and radio and television stations serve the

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‘‘public interest, convenience and Commission’s rules. In addition, both announce that such matter is paid for or
necessity.’’ To ensure that broadcasters’ the Act and the rules narrowly define furnished by the paying party.); (5)
service meets this high standard, both the term ‘‘use’’ and exclude from the Section 1335 of Title 15 and Section
the Congress and the Commission have definition candidates’ appearances in 73.4055 of the Commission’s rules—
devised various program-related and bona fide newscasts, interviews, cigarette advertising; (Section 1335 of
operational duties that licensees must documentaries, and the on-the-spot Title 15 of the U.S. Code, and the
discharge. Broadcasters, for example, coverage of news events. Licensees have Commission’s implementing
are required to air programming no power of censorship over the regulations, makes it illegal to advertise
responsive to community needs and material broadcast under the equal cigarettes and little cigars on any
interests and have other service opportunity provisions of Section medium of electronic communication
obligations. We remain committed to 315(a). Two years ago, Congress subject to the Commission’s
enforcing our statutory mandate to amended the lowest unit charge jurisdiction. Thus, application of this
ensure that broadcasters serve the provision of Section 315, codified the rule to DAB is statutorily required.) and
public interest and remind broadcasters Commission’s existing political file rule, (6) Section 73.1208 of the Commission’s
of the importance of meeting their and expanded that rule to require that rules—broadcast of taped or recorded
existing public interest obligations. We a broadcast’s station’s public file material. Under Section 73.1208, any
also encourage them to increase public contain information regarding certain taped, filmed or recorded program
disclosure of the ways in which they issue advertising. The Supreme Court material in which time is of special
serve the public interest. Our current upheld these amendments to the significance, or by which an affirmative
requirements, including those Communications Act in McConnell v. attempt is made to create the impression
implementing specific statutory FEC), of the Act and Sections 73.1940– that it is occurring simultaneously with
requirements, were developed for 44 of the Commission’s rules—political the broadcast, must be announced at the
broadcasters who were essentially broadcasting; (2) Section 507 of the Act beginning as taped, filmed or recorded.
limited by technology to a single, analog and Section 73.4180 of the The language of the announcement shall
audio programming service and minor Commission’s rules—payment be clear and in terms commonly
ancillary services. The potential for a disclosure; (Section 507 of the Act states understood by the public. The purpose
more flexible and dynamic use of the that ‘‘Any employee of a radio station of this rule is to avoid public confusion
radio spectrum, as a result of IBOC, who accepts or agrees to accept from by informing the listening audience that
gives rise to important questions about any person (other than such station), or the material presented is not being
the nature of program-related and any person (other than such station) broadcast in real time. However, we
operating obligations in digital who pays or agrees to pay such sought comment on how such
broadcasting because the scope of those employee, any money, service or other requirements should be applied to
responsibilities has not been defined. valuable consideration for the broadcast multicast services and whether the
62. In the DAB FNPRM, we sought of any matter over such station must, in requirements apply to subscription
comment on how to apply such advance of such broadcast, disclose the services.
obligations to DAB. We also tentatively fact of such acceptance or agreement to 63. In its comments, PIC outlines
concluded that the conversion to DAB such station.’’). The requirement, in certain areas in which the Commission
will not require changes to the following industry parlance, addresses ‘‘payola’’ should take action to ensure digital
requirements: (1) Sections 312(a)(7) and ‘‘plugola.’’ Payola occurs when a radio stations adequately serve the
(Section 312(a)(7) provides that ‘‘[t]he station fails to announce the receipt of public interest. Specifically, PIC
Commission may revoke any station something valuable in return for the promotes the following six principles:
license or construction permit for inclusion of material in a broadcast. (1) Free, over-the-air radio is a vital
willful or repeated failure to allow Plugola describes a situation in which a national interest that must be preserved
reasonable access to or permit purchase station fails to identify an outside and protected for civic, public safety,
of reasonable amounts of time for the business interest of the licensee, its informational, and cultural reasons; (2)
use of a broadcasting station by a legally parent, its affiliates, or an employee in broadcasters must add as much
qualified candidate for Federal elective the broadcast of particular materials.) (3) additional capacity for the provision of
office on behalf of his candidacy.’’ This Section 508 of the Act—prohibited new and independent voices or for
right of access does not apply to contest practices; (Section 508 of the serving underserved communities as
candidates for state or local offices.) and Act addresses prohibited practices in they add for other purposes, such as
315 (Section 315(a) of the Act, as contests of knowledge, skill, or chance. offering commercial services that
amended, provides that ‘‘if any licensee Under the Act, it is unlawful for any increase format diversity or subscription
shall permit any person who is a legally person, with intent to deceive the services; (3) radio must use digital
qualified candidate for any public office listening or viewing public, to supply to technology to improve its offering of
to use a broadcasting station, he shall any contestant in a purportedly bona emergency information to all audiences,
afford equal opportunities to all other fide contest of intellectual knowledge or including those listening to subscription
such candidates for that office in the use intellectual skill any special and secret services, no later than it deploys other
of such broadcasting station.’’) Section assistance whereby the outcome of such new services; (4) core statutory
73.1940 of the Commission’s rules contest will be in whole or in part obligations must apply to all newly-
defines ‘‘legally qualified candidate’’ as prearranged or predetermined.) (4) created digital channels, and need
any person who has publicly announced Section 317 of the Act and Section modest alteration for a digital
his or her intention to run for 73.1212 of the Commission’s rules— environment; (5) benefits that accrue to
nomination or office, is qualified under sponsorship identification (Section 317 digital audio broadcasters must be
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the applicable local, State, or Federal of the Act and the Commission’s rules accompanied by specific public interest
law to hold office for which he or she state that all matter broadcast by any obligations enforced through
is a candidate, and has qualified for radio station for which any money, Commission rules and renewal
ballot placement or has otherwise met service or other valuable consideration processing guidelines; and (6) the
all the qualifications set forth in the is directly or indirectly paid, must Commission must ensure that

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technology advancements support a states that this proceeding, which is requirements, we conclude that it is best
broader benefit to the public. For focused on radio stations’ to defer consideration of any new public
example, PIC suggests that a implementation of IBOC, is not the interest obligations (of the type
broadcaster’s statutory obligations proper vehicle for rewriting the envisioned by PIC, for example) so that
should apply to all DAB streams (i.e., Commission’s broadcast public interest we can, instead, promptly establish
free, subscription, and multicast regulations that apply to both television basic operational requirements in this
streams). PIC also recommends that the and radio stations. NAB states that the proceeding. Radio stations using IBOC
Commission develop a flexible ‘‘menu’’ proposals made by PIC and other DAB technology, at this stage in the
of additional public interest obligations commenters are being specifically, conversion process, are generally
and impose such obligations when a thoroughly, and more properly offering basic hybrid service where the
broadcaster chooses to implement addressed in one or more pending digital signal replicates the
subscription or other non-advertising proceedings focusing on broadcasters’ programming of the analog signal. Thus,
based services. PIC advocates that this public interest obligations. for the immediate future, we do not
menu should place the highest priority 65. We conclude that applying expect novel public interest problems to
on offering capacity for audio statutory and regulatory public interest arise in this context.
programming to non-affiliated requirements currently imposed on 68. The Commission will issue an
noncommercial programmers, ‘‘small analog radio to digital radio is both annual report as to how the new digital
disadvantaged businesses,’’ and necessary and the proper course of radio services are being rolled out,
commercial programmers serving action. Specifically, the following whether multicast streams are being
underserved audiences. The menu requirements apply: (1) Political offered, and the extent to which
should also include options to offer broadcasting; (2) payment disclosure; (3) programming on digital radio and on the
additional news and public affairs prohibited contest practices; (4) multicast streams are fostering the
programming, and to offer public sponsorship identification; (5) cigarette services described in paragraph 37. We
interest data services. WRAL–FM advertising; and (6) broadcast of taped will obtain data for the report by
suggests that all radio and television or recorded material. Further, we will
periodically surveying digital audio
stations should be required to meet impose these requirements on all free
broadcasters as to the status of their new
certain minimum standards of public over-the-air digital audio programming
services.
interest performance. It states that a streams. The application of these
voluntary code of conduct should be requirements to subscription services is b. Station Identification
adopted to encourage higher than addressed in the Second Further Notice
of Proposed Rulemaking, below. 69. Under Section 73.1201 of the
minimum standards for the broadcast Commission’s rules, broadcast station
66. Additionally, radio stations
industry and all stations should be identification announcements must be
operating in a digital format must
required to report quarterly on their made at the beginning and end of each
comply with all other public interest
public interest activities. time of operation, and as close to the
obligations applicable to radio
64. NAB states that existing public broadcasters while operating in that hour as feasible, at a natural break in
interest obligations generally should mode. That is, a radio station providing programming. Official station
apply to hybrid radio stations. NAB digital audio programming service identification consists of the station’s
asserts, however, that it is premature for analogous to the analog audio service call letters immediately followed by the
the Commission to impose more specific subject to regulation by the Commission community or communities specified in
or additional public interest obligations must comply with such regulations that its license as the station’s location. The
on new multicast audio services or on apply to that service, unless otherwise name of the licensee or the station’s
datacasting services. NAB argues that specified or clarified in this Second frequency or channel number, or both,
the proposals made by PIC lack Report and Order. The Commission’s as stated on the station’s license may be
justification, are impracticable and station log and public file requirements, inserted between the call letters and
overly burdensome, and present a under Section 73.1820 and Sections station location. In the DAB FNPRM, we
number of policy, statutory and 73.3526 and 73.3527, respectively, are sought comment on whether the station
constitutional problems. With regard to some of the rules that apply in this identification rules should apply to all
subscription services specifically, NAB context. Other statutory requirements digital audio content of a radio station.
notes that the Commission has in the and Commission regulations that apply Specifically, we sought comment on
past declined to impose traditional to DAB, but need further explanation, how a station should identify audio
‘‘broadcast type’’ public interest are discussed below. We again remind channels other than the main channel.
obligations on subscription services broadcasters of the importance of We asked whether there should be
(including video and audio program meeting their existing public interest separate call letters for separate streams.
services), especially when those services obligations and encourage them to We also sought comment on how any
are in their nascent stage of increase public disclosure of the ways proposed rule should differ, if at all, for
development. The NAB, citing in which they serve the public interest. AM radio stations. There are rules for
Subscription Video, asserts that the 67. While we move forward and apply simultaneous AM (535–1605 kHz) and
Commission has declined to impose existing public interest obligations to all expanded band AM (1605–1705 kHz)
traditional broadcast regulations on free digital broadcast streams, we will broadcasts. If the same licensee operates
subscription services carried on FM not adopt new ‘‘public interest’’ an AM broadcast station in the 535–
subcarrier frequencies, such as requirements in this Second Report and 1605 kHz band and an AM broadcast
background music programs. NAB Order. The commenters have raised station in the 1605–1705 kHz band with
argues that the Commission should important and complex issues both stations licensed to the same
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refrain from applying the various concerning how broadcasters’ public community and simultaneously
‘‘broadcast type’’ public interest interest obligations should be tailored to broadcasts the same programs over the
requirements to IBOC radio subscription the new radio services made possible facilities of both such stations, station
services, at least until those services, if through digital technology. Given the identification announcements may be
any, have matured. In any event, NAB substance and scope of the proposed made jointly for both stations for

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periods of such simultaneous a key element in the Commission’s rules, and if requested by government
operations. supervision of broadcast licensees. officials, a station may, at its discretion,
70. PIC states that clearly Accordingly, we will implement the and without further Commission
understandable station identification following regulations. First, both AM authorization, transmit emergency
rules, differentiating between multiple and FM stations with DAB operations point-to-point messages for the purpose
channels offered by the same licensee, will be required to make station of requesting or dispatching aid and
and identifying the owner and location identification announcements at the assisting in rescue operations. If EAS is
of the owner of the station, are beginning and end of each time of activated for a national emergency while
necessary to allow the public to identify operation, as well as hourly, for each a local area or state emergency operation
the source of the programming. It programming stream. Second, proper is in progress, the national level EAS
further states that the Commission identification consists of the station’s operation must take precedence.
should expand the call letters that a call letters followed by the particular Emergency situations in which the
station uses to identify itself to allow program stream being broadcast and the broadcasting of information is
listeners to easily remember which community or communities specified in considered as furthering the safety of
station and channel they are tuned. PIC the station’s license as the station’s life and property include, but are not
adds that call letters are an important location. Stations may insert between limited to the following: tornadoes,
mechanism the public and the the call letters and the station’s hurricanes, floods, tidal waves,
Commission use to identify particular community of license the station’s earthquakes, icing conditions, heavy
broadcast streams, especially in the frequency, channel number, name of the snows, widespread fires, discharge of
indecency context. licensee, and/or the name of the toxic gasses, widespread power failures,
71. iBiquity argues against any network, at their discretion. Third, a industrial explosions, civil disorders
proposal to create a separate station radio station operating in DAB hybrid and school closing and changes in
identification requirement associated mode must identify its digital signal, school bus schedules resulting from
with digital broadcasts. iBiquity argues including any free multicast audio such conditions. AM stations may,
that because hybrid radio stations (that programming streams, in a manner that without further Commission
do not multicast) broadcast identical appropriately alerts its audience to the authorization, use their full daytime
programming throughout the day, there fact that it is listening to a digital audio facilities during nighttime hours to
is no need for additional identification broadcast. This requirement can be met broadcast emergency information when
requirements. iBiquity asserts that through auditory means (i.e., necessary for the safety of life and
broadcasting a separate digital call sign voiceovers), textual means (i.e., datacast property, in dangerous conditions of a
would require significant system and text appearing on the receiver’s general nature, and when adequate
equipment modifications that will deter readout), or any other reasonable means advance warning cannot be given with
conversions to digital broadcasts. of communication. As stations convert the facilities authorized. All activities
72. The SBAs state that multicast to a digital format and elect to provide must be conducted on a noncommercial
programming streams should not be multicast programming, thereby basis, but recorded music may be used
subject to station identification increasing the number of program to the extent necessary to provide
requirements. They argue that such streams potentially available to the program continuity. In the DAB FNPRM,
requirements are unnecessary for public, clear identification of the station we tentatively concluded that Section
listener recognition and Commission providing the programming, as well as 73.1250 should apply to all audio
enforcement efforts. A radio station will the particular program stream being streams broadcast by a radio station
voluntarily identify its channel position broadcast, becomes increasingly because the emergency information
to listeners to develop market important, both for listeners and for mandate can only be fulfilled if it is
recognition. According to the SBAs, stations themselves. These policies and broadly applied.
stations now identify themselves, their rules are similar to those adopted by the 76. The SBAs state that it is in the
call sign, identifier slogan, community Commission for DTV stations and public interest to extend the emergency
of license and dial position (e.g., support our goal of applying similar alert system to all audio streams
‘‘Z105.3’’) far more often than the rules to similarly situated broadcasters. broadcast by a radio station. NPR states
Commission’s rules require. They assert that each free over-the-air audio
that further station identification c. Emergency Alert System program service should participate in
requirements, which reduce broadcast 74. The current emergency alert the EAS system. Using relatively
flexibility, are not needed to ensure system (‘‘EAS’’) requirements are inexpensive distribution amplifiers and
listener recognition of particular codified in part 11 of the Commission’s switching devices, NPR states that radio
broadcast channels. Additionally, with rules and, inter alia, mandates the stations should be able to carry EAS or
new digital technologies, the call letters delivery of a ‘‘Presidential message’’ in other emergency information virtually
of the licensee can be embedded into the case of a national emergency. Along instantaneously via each free over-the-
the bit-stream of a channel. Thus, the with its primary role as a national air program channel. However, NPR
Commission will have a means to easily public warning system, EAS and other does not believe stations should be
identify a station and monitor its emergency notification mechanisms, are compelled to offer additional,
compliance with broadcast rules. The part of an overall public alert and unspecified ‘‘emergency’’ or other
SBAs posit that DAB technology permits warning system, over which the Federal services as a condition to offering any
a visual identification on all receivers Emergency Management Agency data services. NAB argues that any
(through an identification included in (‘‘FEMA’’) exercises jurisdiction. EAS questions regarding EAS equipment
the transmitted bitstream), eliminating use as part of such a public warning requirements for DAB should be set
the need for an hourly aural system at the state and local levels, aside until a later date.
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identification. while encouraged, is merely voluntary. 77. Subsequent to the release of the
73. We find that station identification 75. Section 73.1250 of the DAB FNPRM, the Commission adopted
requirements for DAB stations are Commission’s rules further specifies the a Notice of Proposed Rulemaking
necessary to facilitate public substance and scope of the emergency seeking comment on rule changes for
participation in the regulatory process, information being broadcast. Under our the emergency alert system. In that

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proceeding, the Commission asked how activities must ensure that neither Harris states that it will be testing the
the EAS system can be improved to be existing nor potential RRS are use of the extended hybrid digital
a more effective mechanism for warning diminished in quality or quantity by the system to provide for a digital transition
the American public of an emergency. pursuit of commercial subcarrier of RRS. Harris recommends that the
The action originated, in part, from undertakings. The Commission held Commission adopt and enforce the
recommendations of the Media Security that a station using one of its subcarriers revised FM RF mask proposed by
and Reliability Council (an FCC for commercial purposes would be iBiquity to further mitigate interference
Advisory Committee) and the obliged to accommodate RRS on its to SCA services, other digital services,
Partnership for Public Warning. The other subchannel to ensure the and second adjacent channel analog FM
Commission specifically sought availability of alternative subchannel services.
comment on IBOC DAB and how the capacity for such services. In the DAB 82. These RR Services provide
EAS system should apply to additional R&O, we raised concerns about the level tremendous value and we wish to
digital multicast programming streams. of interference to analog SCA services encourage their development in a digital
In November 2005, we revised our Part and its potential impact on RRS. In the environment. Based on the record, it
11 EAS rules to apply to all radio DAB FNPRM, we sought further does not appear that interference
stations operating in a digital mode and comment on measures to protect generated by IBOC is likely to cause
required such stations to air all national established SCA services from significant harm to analog SCA reading
EAS messages on all audio streams, interference. services. Nevertheless, the Commission
including subscription services. We 80. Protecting Analog Radio Reading staff will act on complaints in the rare
found that all listeners should be Services From Interference. According cases in which interference is shown to
informed of critical emergency to iBiquity, previous field tests cause a problem. In the meantime, we
information regardless of which audio presented to the Commission and the encourage NPR and other parties to
stream they are listening to. We also NRSC demonstrate that, except in continue independent testing that will
clarified that if DAB stations choose to limited circumstances, DAB stations provide us with data on possible
participate in state and local EAS operating on second-adjacent channels interference in particular circumstances
activations, they must comply with Part will not cause harmful interference to in specific areas. We will defer
11. The Commission stated that such analog radio reading services and other considering Harris’ recommendation on
rules will become effective on December SCA services. iBiquity asserts that since the RF mask until such test results are
31, 2006. the scaling of the HDC codec to obtain made available.
78. With regard to Section 73.1250, additional capacity for multicasting or 83. Digital Radio Reading Services.
we note that a digital simulcast of an datacasting only impacts the audio of IAAIS urges the Commission to adopt
analog radio signal will, by virtue of the the main channel signal, and not the rules requiring digital radio stations to
IBOC system design, be transmitting bandwidth occupancy, it cannot change carry digital RRS. IAAIS essentially
EAS information. Thus, listeners of the the interference potential from the argues that before any radio station
free digital simulcast will be able to digital signal. Although using the offers income generating secondary
access important emergency information extended hybrid mode increases the audio streams, it should be required to
per the existing requirements. As for bandwidth occupancy, it extends first provide digital bandwidth for RRS.
multicast digital audio programming inward toward the host signal rather IAAIS suggests that digital RRS will be
streams, we will apply the mandates of than outward toward adjacent channel best accommodated on the extended
Section 73.1250 to all DAB audio stations. Thus, iBiquity argues the use of hybrid mode where the IBOC codec can
streams in accordance with the the extended hybrid mode cannot easily process human speech. IAAIS
revisions made to our Part 11 increase interference to adjacent additionally states that the digital
requirements. The public benefit of the channel SCA signals. iBiquity states that information sent to radios can be
Commission’s emergency information although the extended hybrid mode accessed only after authorization, thus
requirements can only be realized if the could possibly increase the potential for protecting the reading service copyright
rule is applied in this manner. interference to the host station’s existing exemption for use of the thousands of
analog SCA services, the host station print materials read aloud. iBiquity
d. Radio Reading Services opposes IAAIS’s request that the
has the ability to address this situation.
79. Radio reading services for the 81. In 2002, NPR commissioned a Commission require digital radio
blind (‘‘RRS’’) have been one of the study to estimate the number of stations to offer capacity for RRS.
critical public interest services provided listeners potentially affected by iBiquity asserts that the radio reading
by radio stations and others across the additional interference from IBOC in the services do not need a dedicated 20 or
country. Radio reading services are top 16 radio markets. The results show 24 kbps channel to match their current
conducted by nonprofit organizations that, on average, additional interference service. iBiquity indicates that high
that read printed materials over from IBOC could affect 2.6 percent of quality ‘‘voice’’ channels can be attained
electronic media for persons who are eligible radio reading service receivers using 8 or 10 kbps codecs designed for
visually impaired. Radio reading within an FM station’s service area. those low bit rates. In some cases, those
services operate on FM radio subcarrier Harris points out that the NPR study codecs can support voiceover
channels, usually under a leasing used mathematically averaged receiver programming with background music.
arrangement. Alternatively, RRS use performance data to estimate Although this class of codec is not
cable television systems, a television interference potential in the top 16 radio designed for higher quality music,
station’s second audio program (‘‘SAP’’), markets. Harris emphasizes that actual iBiquity asserts that high quality music
or the main channel of an AM or FM interference is not widespread, and that programming would be beyond the
radio station. RRS represents the most any possible degradation to radio mission of the reading service stations.
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frequent use of subcarrier channels on reading services may be ameliorated, at iBiquity states that it will identify a
noncommercial stations. In 1983, the least in part, through antenna suitable solution that can function at 12
Commission held that public radio alignment, substitution of a higher kbps. NPR asserts that it is
stations, subject to Section 399B of the quality analog receiver, or carrying the inappropriate to consider IAAIS’s
Act, using subcarriers for remunerative programming on a digital SCA channel. proposals at this stage of the DAB

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conversion process because more testing would make it more expensive for forge a resolution that would benefit all
of digital RRS needs to be undertaken consumers to purchase equipment. We parties involved.
before regulations are considered. We note that there is no express statutory
2. Operating Hours
decline to impose a digital RRS provision requiring such capabilities.
requirement, or place conditions of the IAAIS relies on Section 255 of the 87. In the DAB FNPRM, we asked how
type suggested by IAAIS, on radio Telecommunications Act of 1996 as the the conversion to DAB would affect the
stations at this time. The Commission basis for some of its requests. This ‘‘minimum hours of operation’’
does not require radio stations to offer section codifies the responsibilities of requirement in Sections 73.1740 and
analog RRS and there is no substantial telecommunications manufacturers and 73.561 Under the relevant rules, AM
evidence in the record supporting service providers to meet the needs of and FM commercial stations are
enhanced RRS requirements for DAB. the disabled. This section, however, required to operate two-thirds of the
Moreover, we find that any type of RRS applies to entities regulated under Title total hours they are authorized to
requirement would run counter to our II of the Act. It does not impose any operate between 6 a.m. and 6 p.m. local
flexible bandwidth policy. However, we requirements on broadcasters regulated time and two-thirds of the total hours
reiterate our recognition of the value of under Title III of the Act or on they are authorized to operate between
such services and encourage their manufacturers of broadcast -related 6 p.m. and midnight, local time, each
deployment in the digital environment. equipment. Moreover, we recognize that day of the week except Sunday. NCE
We also decline to adopt new policies any regulation of broadcast reception FM stations are required to operate at
addressing the interplay between equipment is subject to the limitations least 36 hours per week, consisting of 5
remunerative services offered by NCEs identified in recent court precedent. hours of operation per day on at least 6
and the availability of RRS, similar to Although we will not require RRS days per week. The SBAs state that
the requirements in Section 73.593 of capability at this time, we do not rule multicasting changes the way radio
the Commission’s rules, because the out the possibility of revisiting the issue stations operate. It states, for example,
business and programming decisions of in the future should the need arise. that the Commission may want to
noncommercial stations are not yet support multicast streams, which do not
86. Voluntary Industry Efforts. operate two-thirds of the total hours
known. This will be an issue addressed iBiquity states that it has been working
in a DAB periodic review in the future. they are authorized to operate between
with the IAAIS to ensure that radio 6 a.m. and 6 p.m. and two-thirds of the
84. Receiver Requirements. IAAIS
reading services are accommodated as total hours they are authorized to
urges the Commission to require all
digital receivers to include RRS radio stations convert to digital. iBiquity operate between 6 p.m. and midnight, in
capabilities. In addition, IAAIS asks the notes that it is developing a conditional order to promote more digital
Commission to require tactile controls access solution for the IBOC system to multicasting on the air. We find merit in
and other accessibility features to be ensure that reading services are able to the SBAs arguments and will permit
built into every digital receiver. iBiquity maintain their copyright exemption. radio stations to set their own schedule
opposes new requirements for radio iBiquity is supplying software, for DAB hybrid mode broadcasts as well
equipment manufacturers, arguing that hardware and laboratory facilities to as additional multicast streams at this
it would impair the development of facilitate additional testing to determine stage of the DAB conversion process.
DAB. It further asserts that the the appropriate low bit rate codec that We note that multicasting is at the
imposition of new and potentially can be used for reading services. discretion of the licensee stations;
expensive regulations on the design and iBiquity states that even though it has therefore they should be allowed to
features of digital receivers will create a engineered the HDC codec to function at schedule separate streams as they wish.
strong disincentive for manufacturers to bit rates low enough to accommodate This flexible policy will encourage more
introduce digital devices, particularly if reading services, it has consistently radio stations to experiment with new
these accessibility features would assured the reading services that the programming services that interest the
require significant development work or IBOC system will operate compatibly public. We will revisit this issue, if
redesign of radio receivers. According to with any low bit rate codec the reading necessary, in future periodic reviews.
iBiquity, these regulations would not services select for inclusion in reading
service devices. NPR states that it is 3. Territorial Exclusivity
only increase the costs of digital radio
for consumers, but it also would slow exploring the use of the extended hybrid 88. In the DAB FNPRM, we sought
the introduction of digital receivers and spectrum for the digital transmission of comment on the application of Sections
the IBOC transition. radio reading services. Pursuant to a 73.132 and 73.232, the territorial
85. Our goal is to see RRS services Corporation for Public Broadcasting exclusivity rules for AM and FM
deployed. As noted below, voluntary grant, NPR conducted full perceptual stations. Under these rules, no licensee
industry efforts in this regard are testing of the latest low- and very low- of an AM or FM broadcast station shall
continuing and show substantial bit rate digital audio coders that may be have any arrangement with a network
promise. In addition, reception devices used for radio reading services audio. organization that prevents or hinders
for analog RRS are available as stand- NPR plans additional tests to measure another station serving substantially the
alone equipment for those with visual the coverage capabilities of extended same area from broadcasting the
impairments. Such consumers may hybrid operation. With predictions that network’s programs not taken by the
subscribe to RRS services and be able to the prevalence of visual disabilities will former station, or which prevents or
obtain an RRS receiver if they so desire. increase markedly during the next 20 hinders another station serving a
Consumer electronics manufacturers, years as the U.S. population ages, NPR substantially different area from
however, are under no obligation to expects NCE stations to continue broadcasting any program of the
build analog audio receivers with RRS leading the way in offering assisted network organization. This section does
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capabilities nor should they be required living services, including radio reading not prohibit arrangements under which
to manufacture IBOC receivers with RRS services for the ‘‘print-impaired.’’ We the station is granted first call within its
functionalities. IAAIS’s proposed are encouraged by the voluntary steps primary service area upon the network’s
mandates would make it more costly to taken by iBiquity and NPR, so far. We programs. The SBAs states that changes
produce DAB receivers, which in turn, urge these parties to work with IAAIS to will not be necessary to these

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requirements due to the advent of DAB. require those AM stations which have within ten days of the commencement
With regard to these requirements, we already notified the Commission of the of IBOC operations, consistent with the
note that the rules apply to the licensees commencement of daytime IBOC digital notification procedures already
themselves and not the content being operation to file any further notification; in place. In addition to the information
broadcast. Due to the expansive authority for nighttime IBOC operation required of all licensees initiating digital
language contained in the current is automatically conferred upon those operations, FM licensees using dual
requirements, and the pro-competition stations by the action taken herein. AM antennas shall provide the following
policies reflected therein, the territorial stations which file IBOC notifications information: (1) Geographic coordinates,
exclusivity rules apply to all free digital with the Commission after the effective elevation data, and license file number
audio programming streams. Any novel date of this Second Report and Order for the auxiliary antenna to be employed
issues that may arise from our decision will be presumed to have commenced for digital transmissions; and (2) for
here will be addressed on a case-by-case IBOC operation for all hours of currently systems employing interleaved antenna
basis. authorized analog operation, unless the bays, a certification that adequate
notification states otherwise. We note filtering and/or isolation equipment has
E. Technical Rules that many Class D AM stations are been installed to prevent spurious
1. AM Nighttime Operation authorized for nighttime secondary emissions in excess of the limits
89. In the DAB R&O, we declined to operation with extremely low operating specified in 47 CFR73.317.
authorize nighttime IBOC operation by power, in some cases as low as one watt.
3. FM Translator and Booster Stations
AM stations because there were In some cases, nighttime IBOC power
may be so low as to render IBOC 92. An FM translator station is a
insufficient test results in the record to station operated for the purpose of
operation technically infeasible.
support that action. In 2004, NAB retransmitting the signals of an FM
Nighttime secondary operation for an
submitted its analysis of AM nighttime station or another FM translator station
AM station is operation with power less
IBOC tests conducted by iBiquity and without significantly altering any
than 250 watts and antenna efficiency
recommended that the Commission characteristics of the incoming signal
less than 241 millivolts per meter at one
‘‘extend the current interim other than its frequency and amplitude.
kilometer for one kilowatt input. We
authorization for IBOC service to permit An FM booster station is a station
remind licensees that nighttime
nighttime AM broadcasts.’’ On April 14, operated for the purpose of
secondary analog operation by Class D
2004, the Commission issued a Public retransmitting the signals of an FM
AM stations does not carry any
Notice seeking comments on the NAB station by amplifying and reradiating
minimum operating schedule
recommendations. Most of the requirement, and that interim IBOC such signals without significantly
comments received from broadcasters, operation is entirely voluntary for all altering any characteristics of the
such as the SBAs, support NAB’s stations at the present time. incoming signal other than its
recommendation that the Commission amplitude. In the DAB FNPRM, we
extend current interim authorizations of 2. Dual Antennas solicited comment on digital issues
IBOC service to nighttime AM 91. In the DAB R&O, we limited concerning FM translators and boosters.
broadcasts. Several other commenters, interim IBOC implementation to the Commenters discussed the following
however, object to nighttime AM IBOC systems that the NRSC had tested. With seven issues: (1) Conversion of FM
operations citing the potential for respect to FM antennas, the NRSC had translator and booster stations to digital
increased interference due to nighttime tested a configuration in which the FM operation; (2) permissible uses of digital
AM skywave propagation. analog and digital signals were translator and booster stations; (3) use of
90. On balance, we find that the combined and fed into the same FM translators and boosters to
benefits of full-time IBOC operation by antenna. Consequently, FM stations rebroadcast multiplexed audio streams;
AM stations outweigh the slightly implementing IBOC were initially (4) use of dual output digital translators;
increased risk of interference. The required to use the single-antenna (5) indefinite continuation of analog FM
studies performed by iBiquity and approach. Subsequent testing by NAB, translator and booster station operation;
analyzed by NAB indicate that the however, showed that separate antennas (6) modifications of the currently
greatest potential for interference occurs could be used for the analog and digital permitted signal delivery methods for
at the extremities of the nighttime FM signals within specified limits. NAB FM translators and boosters; and (7)
coverage area of the desired station, stated that the dual antenna approach is requirements related to the
primarily at locations where substantial less costly for many FM stations, and simultaneous digital conversion of
interference from existing analog may therefore encourage IBOC licensed main and FM translators and
operations is already present. We do not development. By Public Notice, we boosters. The latter issue garnered the
anticipate increased interference within authorized FM stations to use dual most attention from interested parties,
AM stations’ core service areas. antennas for IBOC pursuant to routine where most agreed that the Commission
Furthermore, the interference special temporary authorization (STA) should not require simultaneous digital
management procedures established in procedures. We raised the issue of dual conversion of the primary station and its
the DAB R&O provide a mechanism antennas for further comment in the FM translators and boosters.
whereby particular instances of DAB FNPRM. Commenters were 93. We will permit the use of digital
interference can be readily resolved. unanimous in supporting the expansion translator and booster stations during
Therefore, we will extend the of IBOC notification procedures to interim DAB operations. However, we
permissible hours of IBOC interim include dual antenna use, without the believe that a stronger record is
operation for AM stations to include all necessity of an STA request. We agree necessary to address the complicated
hours during which a given station is and accordingly authorize FM stations issues involved in the authorization of
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currently authorized for analog to implement IBOC without prior these facilities before adopting
operation, subject to the notification authority using separate antennas permanent rules for digital translator
procedures established in the DAB R&O. conforming to the criteria set forth in and booster stations. Pursuant to
In order to avoid unnecessary and the Dual Antennas Public Notice. experimental authorization issued by
repetitious notifications, we will not Stations must notify the Commission the Commission, KCSN–FM and NPR

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conducted field tests in the Los Angeles addition of the IBOC digital signal likely proceeding, and, therefore, decline to
metropolitan area in December 2004 to will not result in any increased adopt special restrictions on digital
evaluate KCSN–FM’s signal coverage via interference to analog channel 6 TV operations by super-powered stations
mobile reception. NPR and the station stations from NCE FM stations operating here. In any event, we do not see a
attempted to evaluate IBOC DAB system on FM channels 201–220, and that the compelling reason to restrict digital
coverage in terms of received signal DTV transition may render this issue operations by short-spaced FM stations,
level. The field tests evaluated reception moot. Therefore, no changes in Section as Press suggests. We will continue to
availability and compared actual data to 73.525 governing TV channel 6 evaluate any complaints of possible
predictions using a computerized protection are necessary at this time. IBOC interference on a case-by-case
propagation model. NPR chose KCSN– The Commission will, however, initiate basis as we stated in the DAB R&O.
FM to conduct these tests because the a separate proceeding to evaluate the
6. Expansion of IBOC Notification
station operates the nation’s first IBOC existing NCE FM channel 6 TV
Procedures
DAB booster which presents unique protection requirements, and seek
challenges for technical performance. public input on their continued 99. We are hereby changing the
The testing indicated that the booster viability, following the completion of procedures for approving IBOC
generally increased the availability of the DTV transition, a review of the operations to allow broadcasters to take
KCSN–FM’s digital signal, but that there immunity characteristics of DTV advantage of technical improvements as
were still coverage issues in certain receivers, and the widespread they develop, rather than waiting for
service areas. We will not require the deployment of DAB transmitting Commission action and rules to do so.
simultaneous conversion of the primary facilities. In the DAB R&O, we permitted radio
station and its FM translators and stations to implement IBOC operations
5. Super-Powered and Short-Spaced without prior authority, provided that
boosters. We do not want to overburden
Stations the IBOC configurations were
radio stations with more technical
requirements than necessary as they 97. Although this issue was not raised substantially the same as those tested by
commence digital operations. in the DAB FNPRM, Livingston Radio the NRSC. The IBOC DAB service is
Company and Taxi Productions Inc. developing rapidly, with new modes of
4. TV Channel 6 (‘‘Livingston’’) urge the Commission to operation such as multicasting,
94. Beginning approximately 20 years restrict the digital power levels for datacasting, and dual antenna operation
ago, NCE FM stations operating on super-powered FM stations. A super- all commencing after the DAB R&O was
channels 201 through 220 were required powered FM station is a station for adopted. As test results have been
to protect channel 6 TV stations from which the power/antenna height added to the record in this proceeding,
adjacent channel interference based on combination exceeds the class limit set the staff has sought comment and
the performance characteristics of forth in 47 CFR § 73.211. Such stations subsequently issued Public Notices
analog TV receivers. In the DAB were authorized before the current class authorizing IBOC operations that differ
FNPRM, we sought comment on what, if limits were adopted, and have from the configurations originally tested
any, rule changes are necessary to ‘‘grandfathered’’ status. Livingston by the NRSC. Stations wishing to
protect channel 6 TV stations from asserts that super-powered stations implement multicasting or dual antenna
interference from digital radio cause more interference than stations operations have, however, been required
operations, and if new rules are needed that comply with class limits. Therefore, to request prior authority to operate
to protect channel 6 DTV stations. There according to Livingston, IBOC from the Commission. We believe that
are currently 58 licensed analog channel operations by super-powered stations DAB will continue to evolve rapidly in
6 full-service TV stations and 6 licensed must be limited in order to avoid tandem with modifications by iBiquity
analog channel 6 Class A TV stations. excessive interference to nearby stations to the IBOC system. In the interests of
There are currently no licensed or on adjacent channels. Livingston urges efficiency, we delegate to the Media
authorized channel 6 digital TV or the Commission ‘‘not to extend Bureau the authority to issue Public
digital Class A TV stations. superpower privileges into the IBOC Notices, seek public input, and review
95. NPR and Paul Delaney assert that digital environment,’’ and suggests the range of permissible IBOC
due to the low signal strength of the determining digital signal power based operations as circumstances warrant.
IBOC digital signal, there is minimal on class maximum facilities. Similarly, After appropriate notice and comment,
potential for increased NCE FM Press Communications, LLC (‘‘Press’’) the staff is authorized to act on
interference to analog channel 6 TV suggests that the Commission adopt delegated authority on implementing
stations. Additionally, both question the limits on IBOC operation by short- new IBOC notification procedures to
continued applicability of the existing spaced FM stations. cover new IBOC configurations.
TV channel 6 protection requirements 98. Several commenters disagree with Expansion of the notification
in light of the transition to DTV where Livingston’s proposal. WPNT, Inc., for procedures will allow stations to
there will be few, if any, channel 6 TV example, states that ending the implement digital operations without
stations, and where the use of digital grandfathered status of super-powered unnecessary delay.
receivers will provide increased stations would simply benefit some
immunity to adjacent channel FM broadcasters at the expense of others. 7. Receivers
interference. REC Networks concurs Cox Radio, Inc. and Bonneville 100. According to iBiquity, its
with NPR concerning the re- International Corporation assert that systems provide extensibility in that the
examination of the current NCE FM termination of super-power status is first-generation receivers are designed to
channel 6 protection requirements, but, outside the scope of this proceeding, operate both in the interim hybrid and
it suggests that perhaps some protection and that the Commission would violate in all-digital modes. In the DAB R&O,
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of both analog and digital channel 6 TV the Administrative Procedures Act if it we stated that this is an area in which
stations may be appropriate for NCE FM were to adopt rules without first seeking definitive evaluations can only be
IBOC hybrid operations. comment from the public. We agree that undertaken after we resolve a number of
96. We agree that the very low the consideration of super-powered all-digital issues, such as issues relating
increase in power resulting from the status is beyond the scope of this to signal architecture. Recognizing the

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flexibility of the IBOC model, and the these issues have been sufficiently accommodate stereophonic systems,
possibility of new services, we stated addressed in the DAB R&O to permit could also be used on condition that the
that we will address receiver issues in station authorization on an interim energy level outside the necessary
more detail at a later date. We sought basis. Further evaluation of these issues bandwidth does not exceed that
comment on whether the issues raised, is best undertaken in conjunction with normally expected in A3E. * * *.’’
and the policies proposed, in the DAB the NRSC–5 standards review. McLarnon asserts that the ‘‘necessary
FNPRM require us to address receiver bandwidth’’ in this case is defined as 10
IV. International Issues
issues at this stage of DAB development. kHz and the hybrid AM IBOC system
We asked, for example, how the 103. In the DAB R&O, the increases the occupied bandwidth of an
adoption of a high quality audio Commission stated that during the AM station to approximately 28 kHz. He
requirement would affect receiver period of interim IBOC operation, all further asserts that the increased power
manufacturers. As noted above, we do relevant international agreements will is outside the necessary bandwidth of
not establish a high quality audio be reviewed and any necessary the AM signal and exceeds that
requirement. The commenters did not modifications will be addressed at a normally expected in A3E. He also
address the issue of receiver later date. In the DAB NOI, we noted states that identical wording is used in
performance standards. Further, there is that these matters are being informally the agreement between the U.S. and
an open Commission proceeding addressed by the Commission’s Mexico, and therefore, that agreement is
concerning the adoption of receiver International Bureau (‘‘IB’’) and asked also violated by any usage of the hybrid
performance standards. Consequently, what IB should focus on to expedite the AM IBOC system.
we believe that the public interest is rollout of DAB in the United States. The 106. All matters pertaining to the
better served by awaiting the outcome of Commission has rules pertaining to FM relevant international agreements,
that proceeding and will address DAB broadcasting and international including the above contentions, are
receiver issues, if necessary, in the agreements relevant to the service. being addressed in the appropriate
future. Specifically, Section 73.207 states that bilateral and multilateral fora. While we
under the Canada-United States FM are optimistic that we will be able to
8. Patents Broadcasting Agreement, domestic U.S. resolve any outstanding issues with
101. The iBiquity IBOC DAB system allotments and assignments within 320 Canada and Mexico or other countries,
uses patented technologies. This kilometers (199 miles) of the common these issues remain subject to ongoing
requires IBOC licensees to pay licensing border must be separated from Canadian negotiations. Therefore, until the
fees to the patent holders. The allotments and assignments by not less negotiations are completed, we advise
Commission stated in the DAB R&O that than the distances provided in the the radio industry that the following
during the interim DAB operation Commission’s rules. It also states that condition will be applied to stations
period, we will monitor the behavior of under the 1992 Mexico-United States operating with IBOC DAB:
the patent holders to determine if the FM Broadcasting Agreement, domestic
required licensing agreements are U.S. assignments or allotments within Operation with facilities specified herein is
reasonable and non-discriminatory and 320 kilometers (199 miles) of the subject to modification, suspension or
termination without right to hearing, as may
that we will seek additional public common border must be separated from
be necessary to carry out the applicable
comment on this matter as required. In Mexican assignments or allotments by provisions of the ITU Radio Regulations, the
the DAB FNPRM, we sought further not less than the distances stated in the Final Acts of the ITU Administrative
comment on iBiquity’s conduct rule. Conference on Medium Frequency
regarding licensing agreements in the 104. According to iBiquity, the Broadcasting in Region 2 (Rio de Janeiro,
interim DAB operating period. Although International Bureau has appropriately 1981), or any bilateral or multilateral
iBiquity has pledged to adhere to the analyzed the ability of the United States agreement(s) of the United States.
Commission’s patent policy, certain to implement IBOC consistent with the
V. Order on Reconsideration
parties commented that iBiquity might United States’ treaty obligations to
resort to unreasonable and Canada and Mexico. The International 107. The Commission has before it
discriminatory licensing fees once DAB Bureau also has held informal three Petitions for Reconsideration of
receivers have become widely available. discussions with both the Canadian and the DAB R&O in which the Commission
We find that iBiquity has abided by the Mexican governments concerning selected IBOC as the sole digital
Commission’s patent policy up to this implementation of IBOC in the United technology for the terrestrial radio
point in the DAB conversion process. States. iBiquity states that it supports broadcasting service. More than three
Therefore, we do not believe that it is these efforts and submits that the years ago, the Commission sought
appropriate at this time for us to adopt current process is adequately addressing comment on an NRSC report
regulations governing IBOC licensing the international requirements for documenting extensive laboratory and
and usage fees. If we receive implementing IBOC. field tests of the FM IBOC system.
information that suggests we need to 105. One commenter, Barry iBiquity was the only developer to
explore this issue further, especially in McLarnon, states that the current submit digital systems to the NRSC for
connection with the adoption of the broadcast co-channel allocation rules evaluation. The NRSC FM report
NRSC–5 standard, we will take are no longer adequate to prevent recommended that the Commission
appropriate action at that time. objectionable interference from adopt iBiquity’s FM system for DAB. On
operating hybrid AM IBOC radio April 15, 2002, the NRSC filed its
9. Other Technical Issues stations. He argues that AM IBOC is not evaluation of iBiquity’s AM hybrid
102. In the DAB FNPRM, we raised for permissible under the terms of the U.S.- system, recommending that the
comment other technical issues relevant Canada bilateral agreement on AM Commission adopt the system for
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to the discussion of DAB operations, broadcasting. Specifically, he asserts daytime use pending further study
including (1) AM and FM definitional that AM IBOC interference is in under nighttime propagation conditions.
issues; (2) interference; (3) AM stereo; contravention of the article in that Broadcast industry commenters,
(4) operating power; and (5) predicted agreement which states: ‘‘Classes of including small and large radio station
coverage for digital signals. We find that emission other than A3E, for instance to owners, equipment manufacturers, and

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receiver manufacturers expressed strong of an order is clear, the omission of the of any resulting policy revisions. To the
support for iBiquity’s AM and FM action from the ordering clause is not extent that Kahn’s filing is a petition for
systems, and both systems were determinative. reconsideration of the DAB R&O, the
subsequently adopted for interim use on 110. John Pavlica, Jr. petition. Pavlica petition is untimely. Kahn provides no
a voluntary basis in the DAB R&O. For states that the iBiquity IBOC systems justification for failing to file timely
the reasons discussed below, we deny cause ‘‘substantial and nearly comments in this proceeding. Moreover,
the petitions of the Amherst Alliance continuous interference’’ to existing AM we do not find that the public interest
and other parties (collectively and FM stations. According to Pavlica, would be served by further delay of the
‘‘Amherst’’) and of John Pavlica, Jr. We the Commission should consider long-contemplated digital conversion of
dismiss the petition of Glen Clark and options such as better receiver the terrestrial radio service. Therefore,
Associates ‘‘Clark’’ as moot. technology before adopting any digital we will not consider Kahn’s untimely
108. The Amherst Alliance has filed radio system. Pavlica suggests a one- comments in this proceeding.
the following pleadings with the year period for evaluating alternatives to
Commission: (1) A Petition for IBOC. Pavlica also expresses concern VI. Procedural Matters
Reconsideration of the DAB R&O (filed about iBiquity’s status as the sole source A. Filing Requirements
October 25, 2002); (2) a Petition for of proprietary IBOC technology. All of
Rulemaking (filed April 17, 2002); and Pavlica’s contentions were thoroughly 113. Ex Parte Rules. The Second
(3) a request for Environmental Impact addressed in the DAB R&O. Beyond the Further Notice of Proposed Rulemaking
Statement (filed July 18, 2002). simple assertion that IBOC causes in this proceeding will be treated as a
Specifically, Amherst claims that the extensive interference, the petition ‘‘permit-but-disclose’’ subject to the
Commission failed to act on a request offers no technical support for this ‘‘permit-but-disclose’’ requirements
filed by it and other parties for an characterization of IBOC operation. In under Section 1.1206(b) of the
environmental impact statement sharp contrast, the NRSC spent several Commission’s rules. Ex parte
concerning the possible effects of IBOC, years crafting IBOC tests, the results of presentations are permissible if
and on a petition by it and other parties which are documented in detailed disclosed in accordance with
for a new rulemaking on digital radio. comments. The comparison of Commission rules, except during the
Amherst also claims that the alternatives for introducing digital Sunshine Agenda period when
Commission should not have adopted technology to the AM and FM bands presentations, ex parte or otherwise, are
IBOC until proceedings on blanketing that Pavlica calls for began with the generally prohibited. Persons making
interference and human exposure to DAB NPRM in 1999, and concluded oral ex parte presentations are reminded
electromagnetic radiation were resolved. with the selection of IBOC in 2002 that a memorandum summarizing a
NAB opposes Amherst stating that it based on a substantial record. It is well presentation must contain a summary of
‘‘presents no basis for reconsideration of established that the Commission does the substance of the presentation and
the DAB R&O and virtually no not grant reconsideration for the not merely a listing of the subjects
substance or support for its purpose of debating matters on which it discussed. More than a one- or two-
complaints.’’ iBiquity states that has already deliberated. sentence description of the views and
Amherst offers no new information 111. Other Pleadings. In two letters, arguments presented is generally
justifying any changes in the policies Amherst suggests that IBOC operations required. Additional rules pertaining to
adopted by the Commission in the DAB may cause interference to the AMBER oral and written presentations are set
R&O and is merely an attempt to delay alert system. In participating states, forth in Section 1.1206(b).
IBOC. We agree with NAB and iBiquity AMBER alerts are broadcast as part of 114. Comments and Reply Comments.
that Amherst has not presented any the Emergency Alert System. EAS Pursuant to sections 1.415 and 1.419 of
arguments that were not already messages are transmitted via the main the Commission’s rules, 47 CFR 1.415,
addressed and disposed of by the analog radio signal. Amherst offers no 1.419, interested parties may file
Commission in the DAB R&O. support for the allegation. Test results comments and reply comments on or
Moreover, we find that Amherst has not presented in the NRSC AM and FM before the dates indicated on the first
provided new evidence of the type reports demonstrate that analog radio page of this document. Comments may
necessary for the Commission to delay signals will not be subject to be filed using: (1) The Commission’s
the introduction of IBOC and the interference that would impair EAS Electronic Comment Filing System
offering of DAB to the public. Therefore, transmissions. Any interference from (ECFS), (2) the Federal Government’s
its Petitions for Reconsideration and IBOC is likely to occur at the fringes of eRulemaking Portal, or (3) by filing
Rulemaking are denied. a station’s normally protected coverage paper copies.
109. We also affirm our conclusion in area, where the analog signal quality is • Electronic Filers: Comments may be
the DAB R&O that the initiation of poor. In such circumstances, analog filed electronically using the Internet by
interim IBOC operations is categorically listeners are likely to tune to another accessing the ECFS: http://www.fcc.gov/
excluded from environmental radio station with a stronger signal, cgb/ecfs/ or the Federal eRulemaking
processing and that the procedure particularly in the event of an Portal: http://www.regulations.gov.
requiring licensees to certify compliance emergency. Amherst provides no Filers should follow the instructions
with existing RF exposure standards countervailing evidence that IBOC will provided on the Web site for submitting
satisfies any environmental interfere with AMBER alerts, and no comments.
requirements. Accordingly, preparation reason to delay IBOC implementation. • For ECFS filers, if multiple docket
of an environmental impact statement is 112. In a petition for rulemaking filed or rulemaking numbers appear in the
unnecessary in the context of IBOC January 24, 2003, Kahn caption of this proceeding, filers must
operations. We reject the argument that Communications, Inc. requests that the transmit one electronic copy of the
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the denial of Amherst’s Request for Commission initiate a new proceeding comments for each docket or
Environmental Impact Statement was to revise procedures for evaluating new rulemaking number referenced in the
not ‘‘officially’’ denied because the technology. Kahn also requests that the caption. In completing the transmittal
denial was not listed in the ordering Commission stay the DAB R&O and screen, filers should include their full
clause of the DAB R&O. Where the text reevaluate its adoption of IBOC in light name, U.S. Postal Service mailing

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address, and the applicable docket or Electronic Comment Filing System. C. Paperwork Reduction Act Analysis
rulemaking number. Parties may also Documents are available electronically 119. The Second Report and Order,
submit an electronic comment by in ASCII, Word 97, and Adobe Acrobat. First Order on Reconsideration, and
Internet e-mail. To get filing Copies of filings in this proceeding may Second Further Notice of Proposed
instructions, filers should send an be obtained from Best Copy and Rulemaking contains modified
e-mail to ecfs@fcc.gov, and include the Printing, Inc., Portals II, 445 12th Street, information collection requirements
following words in the body of the SW., Room CY–B402, Washington, DC subject to the Paperwork Reduction Act
message, ‘‘get form.’’ A sample form and 20554; they can also be reached by of 1995 (PRA), Public Law 104–13. It
directions will be sent in response. telephone, at (202) 488–5300 or (800) will be submitted to the Office of
• Paper Filers: Parties who choose to 378–3160; by e-mail at Management and Budget (OMB) for
file by paper must file an original and fcc@bcpiweb.com; or via their Web site review under Section 3507(d) of the
four copies of each filing. If more than
at http://www.bcpiweb.com. To request PRA. The Commission will publish a
one docket or rulemaking number
materials in accessible formats for separate Federal Register Notice seeking
appears in the caption of this
people with disabilities (Braille, large public comments on the modified
proceeding, filers must submit two
additional copies for each additional print, electronic files, audio format), information collection requirements.
docket or rulemaking number. send an e-mail to fcc504@fcc.gov or call Therefore, OMB, the general public, and
Filings can be sent by hand or the Consumer and Governmental Affairs other Federal agencies will be invited to
messenger delivery, by commercial Bureau at (202) 418–0531 (voice), (202) comment on the modified information
overnight courier, or by first-class or 418–7365 (TTY). collection requirements contained in
overnight U.S. Postal Service mail 116. Additional Information. For this proceeding once the Federal
(although we continue to experience additional information on this Register Notice is published. In
delays in receiving U.S. Postal Service proceeding, contact Ann Gallagher, addition, we note that pursuant to the
mail). All filings must be addressed to Ann.Gallagher@fcc.gov, of the Media Small Business Paperwork Relief Act of
the Commission’s Secretary, Office of 2002, Public Law 107–198, see 44 U.S.C.
Bureau, Audio Division, (202) 418–2716
the Secretary, Federal Communications 3506(c)(4), we previously sought
or Brendan Murray,
Commission. specific comment on how the
Brendan.Murray@fcc.gov, of the Media
• The Commission’s contractor will Bureau, Policy Division, (202) 418–
Commission might ‘‘further reduce the
receive hand-delivered or messenger- information collection burden for small
2120.
delivered paper filings for the business concerns with fewer than 25
Commission’s Secretary at 236 B. Initial and Final Regulatory employees.’’
Massachusetts Avenue, NE., Suite 110, Flexibility Analysis 120. In addition to filing comments
Washington, DC 20002. The filing hours with the Secretary, a copy of any
at this location are 8 a.m. to 7 p.m. All 117. The Regulatory Flexibility Act of comments on the Paperwork Reduction
hand deliveries must be held together 1980, as amended (‘‘RFA’’), requires that Act information collection requirements
with rubber bands or fasteners. Any a regulatory flexibility analysis be contained herein should be submitted to
envelopes must be disposed of before prepared for notice and comment rule Cathy Williams, Federal
entering the building. making proceedings, unless the agency Communications Commission, Room 1–
• Commercial overnight mail (other certifies that ‘‘the rule will not, if C823, 445 12th Street, SW., Washington,
than U.S. Postal Service Express Mail promulgated, have a significant DC 20554, or via the Internet to
and Priority Mail) must be sent to 9300 economic impact on a substantial Cathy.Williams@fcc.gov and to Jasmeet
East Hampton Drive, Capitol Heights, number of small entities.’’ The RFA K. Seehra, Room 10236 NEOB, 725 17th
MD 20743. generally defines the term ‘‘small Street, NW., Washington, DC 20503, or
• U.S. Postal Service first-class, entity’’ as having the same meaning as via the Internet to
Express, and Priority mail must be the terms ‘‘small business,’’ ‘‘small Jasmeet_K._Seehra@omb.eop.gov, or via
addressed to 445 12th Street, SW., organization,’’ and ‘‘small governmental fax at 202–395–5167. For additional
Washington DC 20554. jurisdiction.’’ In addition, the term information concerning the Paperwork
People with Disabilities: To request ‘‘small business’’ has the same meaning Reduction Act information collection
materials in accessible formats for as the term ‘‘small business concern’’ requirements contained in this
people with disabilities (braille, large under the Small Business Act. A ‘‘small document, contact Cathy Williams at
print, electronic files, audio format), business concern’’ is one which: (1) Is 202–418–2918, or via the Internet at
send an e-mail to fcc504@fcc.gov or call independently owned and operated; (2) Cathy.Williams@fcc.gov.
the Consumer & Governmental Affairs is not dominant in its field of operation; Initial Regulatory Flexibility Analysis
Bureau at 202–418–0530 (voice), 202– and (3) satisfies any additional criteria
418–0432 (TTY). established by the Small Business 121. As required by the Regulatory
115. Availability of Documents. Flexibility Act of 1980, as amended, the
Administration (SBA). By the issuance
Comments, reply comments, and ex Commission has prepared this Initial
of this Second Further Notice of
parte submissions will be available for Regulatory Flexibility Analysis of the
Proposed Rulemaking, we seek
public inspection during regular possible significant economic impact on
comment on the impact our suggested
business hours in the FCC Reference a substantial number of small entities by
proposals would have on small business
Center, Federal Communications the policies and rules proposed in the
Commission, 445 12th Street, SW., CY– entities. Second Further Notice of Proposed
A257, Washington, DC 20554. Persons 118. Act. As required by the Rulemaking. Written public comments
with disabilities who need assistance in Regulatory Flexibility Act, the are requested on this IRFA. Comments
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the FCC Reference Center may contact Commission has prepared a Final must be identified as responses to the
Bill Cline at (202) 418–0267 (voice), Regulatory Flexibility Analysis IRFA and must be filed by the deadlines
(202) 418–7365 (TTY), or (‘‘FRFA’’) relating to this Second Report for comments on the Second Further
bill.cline@fcc.gov. These documents also and Order and First Order on Notice of Proposed Rulemaking. The
will be available from the Commission’s Reconsideration. Commission will send a copy of this

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entire Second Further Notice of educational, and other radio stations. following four alternatives (among
Proposed Rulemaking (‘‘FNPRM’’), Radio broadcasting stations which others): (1) The establishment of
including this IRFA, to the Chief primarily are engaged in radio differing compliance or reporting
Counsel for Advocacy of the Small broadcasting and which produce radio requirements or timetables that take into
Business Administration (‘‘SBA’’). In program materials are similarly account the resources available to small
addition, the Second Further Notice of included. However, radio stations that entities; (2) the clarification,
Proposed Rulemaking and the IRFA (or are separate establishments and are consolidation, or simplification of
summaries thereof) will be published in primarily engaged in producing radio compliance or reporting requirements
the Federal Register. program material are classified under under the rule for small entities; (3) the
122. Need For, and Objectives of, the another NAICS number. According to use of performance, rather than design,
Proposed Rules. The Second FNPRM Commission staff review of BIA standards; and (4) an exemption from
has been initiated to obtain further Publications, Inc. Master Access Radio coverage of the rule, or any part thereof,
comments concerning the development Analyzer Database on March 31, 2005, for small entities.
and implementation of terrestrial digital about 10,840 (95%) of 11,410 129. In the Second Report and Order,
audio broadcasting. Because free over- commercial radio stations have revenue the Commission permits radio stations
the-air terrestrial broadcasting is in the of $6.5 million or less. We note, to offer high quality digital radio
public interest, and because spectrum is however, that many radio stations are signals, multicast digital audio
a limited resource, in the Second affiliated with much larger corporations programming streams, and datacasting.
FNPRM the Commission seeks comment having much higher revenue. Our In the Second Further Notice of
on how to limit ancillary subscription estimate, therefore, likely overstates the Proposed Rulemaking, the Commission
services provided by radio stations number of small entities that might be seeks comment on what limitations on
converting to the IBOC DAB format so affected by our action. ancillary subscription services are
that terrestrial radio broadcasting 126. Electronics Equipment necessary and appropriate to ensure the
remains an essentially free over-the-air Manufacturers. The rules adopted in viability of free over-the-air radio
service. The Commission also seeks this proceeding will apply to broadcasting. This is an issue of first
comment on inter alia, the application manufacturers of DAB receiving impression for the Commission; there is
of several statutory and regulatory equipment and other types of consumer no history that indicates whether limits
public interest requirements to electronics equipment. The appropriate on ancillary subscription services will
subscription services. small business size standard is that be adverse or beneficial to small
123. Legal Basis. The authority for which the SBA has established for radio businesses. Therefore, we make no
this Second Further Notice of Proposed and television broadcasting and wireless judgment on whether limits on ancillary
Rulemaking is contained in Sections 1, communications equipment subscription services will adversely
2, 4(i), 303, 307, 312(a)(7), 315, 317, 507, manufacturing. This category affect small business. We welcome
and 508 of the Communications Act of encompasses entities that primarily commenters to address whether limits
1934, 47 U.S.C. 151, 152, 154(i), 303, manufacture radio, television, and on ancillary subscription services will
307, 312(a)(7), 315, 317, 508, and 509. wireless communications equipment. have any adverse effects on small
124. Description and Estimate of the Under this standard, firms are businesses.
Number of Small Entities to Which the considered small if they have 1,000 or 130. Federal Rules Which Duplicate,
Proposed Rules Will Apply. The RFA fewer employees. Census Bureau data Overlap, or Conflict With, the
directs the Commission to provide a for 2002 indicate that, for that year, Commission’s Proposals. None.
description of and, where feasible, an there were a total of 1,041
estimate of the number of small entities Final Regulatory Flexibility Analysis
establishments in this category. Of
that will be affected by the proposed those, 1,023 had employment under 131. As required by the Regulatory
rules. The RFA generally defines the 1,000. Given the above, the Commission Flexibility Act of 1980, as amended
term ‘‘small entity’’ as encompassing the estimates that the great majority of (‘‘RFA’’), an Initial Regulatory
terms ‘‘small business,’’ ‘‘small equipment manufacturers affected by Flexibility Analysis (‘‘IRFA’’) was
organization,’’ and ‘‘small governmental these rules are small businesses. incorporated in the Further Notice of
entity.’’ In addition, the term ‘‘small 127. Description of Projected Proposed Rule Making. The Commission
business’’ has the same meaning as the Reporting, Recordkeeping and Other sought written public comment on the
term ‘‘small business concern’’ under Compliance Requirements. The proposals in the FNPRM, including
the Small Business Act. A small proposed rules on subscription services comment on the IRFA. This Final
business concern is one which: (1) Is may impose additional reporting or Regulatory Flexibility Analysis
independently owned and operated; (2) recordkeeping requirements on existing (‘‘FRFA’’) conforms to the RFA.
is not dominant in its field of operation; radio stations, depending upon how the 132. Need For, and Objectives of, the
and (3) satisfies any additional criteria Commission decides to limit Proposed Rules. The policies and rules
established by the Small Business subscription services. We seek comment set forth herein are required to ensure a
Administration (‘‘SBA’’). on the possible burden these smooth conversion of the nation’s radio
125. Radio Stations. The proposed requirements would place on small system from an analog to a digital
rules and policies potentially will apply entities. Also, we seek comment on format. In this Second Report and
to all AM and commercial FM radio whether a special approach toward any Order, the Commission: (1) Reaffirms its
broadcasting licensees and potential possible compliance burdens on small commitment to providing radio
licensees. The SBA defines a radio entities might be appropriate. broadcasters with the option of utilizing
broadcasting station that has $6.5 128. Steps Taken to Minimize DAB technology; (2) announces public
million or less in annual receipts as a Significant Impact on Small Entities, policy objectives resulting from the
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small business. A radio broadcasting and Significant Alternatives Considered. introduction of DAB service, such as
station is an establishment primarily The RFA requires an agency to describe more diverse programming serving local
engaged in broadcasting aural programs any significant alternatives that it has and community needs; (3) provides
by radio to the public. Included in this considered in reaching its proposed radio stations with the ability to offer
industry are commercial, religious, approach, which may include the more channels of programming and

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datacasting; (4) adopts technical service having much higher revenue. Our coverage of the rule, or any part thereof,
rules for DAB, such as the authority to estimate, therefore, likely overstates the for small entities.
commence AM nighttime service and number of small entities that might be 139. In this Second Report and Order,
dual antenna operation; (5) adopts affected by our action. the Commission (1) Reaffirms its
operational requirements for digital 136. Electronics Equipment commitment to providing radio
radio stations, such as emergency alert Manufacturers. The rules adopted in broadcasters with the option of utilizing
systems, station identification, and this proceeding will apply to DAB technology; (2) announces public
operating hours. In the First Order on manufacturers of DAB receiving policy objectives resulting from the
Reconsideration, the Commission equipment and other types of consumer introduction of DAB service, such as
dismisses or denies outstanding electronics equipment. The appropriate more diverse programming serving local
Petitions for Reconsideration and small business size standard is that and community needs; (3) provides
Rulemaking which questioned the which the SBA has established for radio radio stations with the ability to offer
adoption of iBiquity’s IBOC technology and television broadcasting and wireless more channels of programming and
for use by DAB stations. communications equipment datacasting; (4) adopts technical service
133. Summary of Significant Issues manufacturing. This category rules for DAB, such as the authority to
Raised by Public Comments in Response encompasses entities that primarily commence AM nighttime service and
to the IRFA. None. manufacture radio, television, and dual antenna operation; (5) adopts
134. Description and Estimate of the wireless communications equipment. operational requirements for digital
Number of Small Entities to Which the Under this standard, firms are radio stations, such as emergency alert
Adopted Rules Will Apply. The RFA considered small if they have 1,000 or systems, station identification, and
directs the Commission to provide a fewer employees. Census Bureau data operating hours. This adoption of a
description of and, where feasible, an for 2002 indicate that, for that year, flexible use policy for DAB, will allow
estimate of the number of small entities there were a total of 1,041 radio stations to transmit high quality
that will be affected by the rules establishments in this category. Of digital audio, multiplexed digital audio
adopted herein. The RFA generally those, there were 1,023 that had streams, and datacasting, which should
defines the term ‘‘small entity’’ as allow broadcasters to meet the policy
employment under 1,000. Given the
encompassing the terms ‘‘small objectives. In addition, rather than
above, the Commission estimates that
business,’’ ‘‘small organization,’’ and require all radio stations to convert to a
the great majority of equipment
‘‘small governmental entity.’’ In digital format by a date certain, the
manufacturers affected by these rules
addition, the term ‘‘small business’’ has Commission will allow marketplace
are small businesses.
the same meaning as the term ‘‘small forces to dictate the conversion process.
business concern’’ under the Small 137. Description of Projected
However, each radio station
Business Act. A small business concern Reporting, Recordkeeping and Other
broadcasting in the IBOC format will
is one which: (1) Is independently Compliance Requirements. The rules
have to provide one free digital radio
owned and operated; (2) is not adopted in this Second Report and programming stream of audio quality
dominant in its field of operation; and Order will impose additional reporting comparable to that of the analog signal
(3) satisfies any additional criteria or recordkeeping requirements on to the public. With regard to technical
established by the Small Business existing radio stations. First, the requirements, the Commission satisfies
Administration (‘‘SBA’’). Commission applies the existing the interests of digital AM stations by
135. Radio Stations. The proposed statutory and regulatory obligations to permitting them to operate during
rules and policies potentially will apply all free digital radio streams, thus nighttime hours; it also lessens the
to all AM and commercial FM radio increasing the scope of a radio station’s burden of all digital radio broadcasters
broadcasting licensees and potential existing compliance requirements. by permitting the use of cost-effective
licensees. The SBA defines a radio Second, the Commission’s policies will dual antennas to transmit digital radio
broadcasting station that has $6.5 increase the amount of information that programming. Because the Commission
million or less in annual receipts as a must be kept in a radio station’s public is allowing the marketplace to drive
small business. A radio broadcasting file. Finally, there will be new forms adoption of the transition to digital
station is an establishment primarily generated by the Commission’s Media broadcasts, the rules and policies set
engaged in broadcasting aural programs Bureau that must be processed by each forth herein impose no adverse
by radio to the public. Included in this radio station that elects to offer IBOC economic impact. This flexibility allows
industry are commercial, religious, DAB. small entities to explore the economic
educational, and other radio stations. 138. Steps Taken to Minimize choices on their own, and therefore
Radio broadcasting stations which Significant Impact on Small Entities, significant alternatives to these rules
primarily are engaged in radio and Significant Alternatives Considered. and policies are unnecessary.
broadcasting and which produce radio The RFA requires an agency to describe 140. Report to Congress. The
program materials are similarly any significant alternatives that it has Commission will send a copy of the
included. However, radio stations that considered in reaching its proposed Second Report and Order, First Order
are separate establishments and are approach, which may include the on Reconsideration, and Second Further
primarily engaged in producing radio following four alternatives (among Notice of Proposed Rulemaking,
program material are classified under others): (1) The establishment of including this FRFA, in a report to be
another NAICS number. According to differing compliance or reporting sent to Congress pursuant to the
Commission staff review of BIA requirements or timetables that take into Congressional Review Act. In addition,
Publications, Inc. Master Access Radio account the resources available to small the Commission will send a copy of the
Analyzer Database on March 31, 2005, entities; (2) the clarification, Second Report and Order, First Order
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about 10,840 (95%) of 11,410 consolidation, or simplification of on Reconsideration, and Second Further
commercial radio stations have revenue compliance or reporting requirements Notice of Proposed Rulemaking,
of $6.5 million or less. We note, under the rule for small entities; (3) the including this FRFA, to the Chief
however, that many radio stations are use of performance, rather than design, Counsel for Advocacy of the SBA. A
affiliated with much larger corporations standards; and (4) an exemption from copy of the Second Report and Order,

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45692 Federal Register / Vol. 72, No. 157 / Wednesday, August 15, 2007 / Rules and Regulations

First Order on Reconsideration, and including the Initial and Final analog signals within the spectral
Second Further Notice of Proposed Regulatory Flexibility Analysis, to the emission mask of a single AM or FM
Rulemaking and FRFA (or summaries Chief Counsel for Advocacy of the Small channel.
thereof) will also be published in the Business Administration. (d) Extended hybrid operation. An
Federal Register. 151. It is further ordered that the enhanced mode of FM IBOC DAB
Commission shall send a copy of this operation which includes additional
VII. Ordering Clauses Second Report and Order First Order on DAB subcarriers transmitted between
141. Accordingly, It is ordered, Reconsideration and Second Further the analog FM signal and the inner
pursuant to the authority contained in Notice of Proposed Rulemaking in a edges of the primary DAB sidebands.
Sections 1, 2, 4(i), 303, 307, 312, 315, report to be sent to Congress and the (e) Primary AM DAB Sidebands. The
317, 507, and 508 of the General Accounting Office pursuant to two groups of hybrid AM IBOC DAB
Communications Act of 1934, 47 U.S.C the Congressional Review Act, see 5 subcarriers which are transmitted 10 to
151, 152, 154(i), 303, 307, 312, 315, 508, U.S.C. 801(a)(1)(A). 15 kHz above carrier frequency (the
and 509, this Second Report and Order upper primary DAB sideband), and 10
First Order on Reconsideration and List of Subjects in 47 CFR Part 73 to 15 kHz below carrier frequency (the
Second Further Notice of Proposed Digital television, Radio. lower primary DAB sideband).
Rulemaking IS ADOPTED. Federal Communications Commission.
(f) Multicasting. Subdividing the
142. It is further ordered that the rules digital bitstream into multiple channels
Marlene H. Dortch,
contained herein are : Effective for additional audio programming uses.
Secretary. (g) Datacasting. Subdividing the
September 14, 2007, except for the rules
in 47 CFR 73.404(b), 47 CFR 73.404(e), Rule Changes digital bitstream into multiple channels
and 47 CFR 73.1201, which contain for additional data or information
■ For the reasons discussed in the services uses.
information collection requirements that
preamble, the Federal Communications
have not been approved by OMB. The § 73.403 Digital audio broadcasting
Commission amends 47 CFR part 73 as
Federal Communications Commission service requirements.
follows:
will publish a document in the Federal (a) Broadcast radio stations using
Register announcing the effective date. PART 73—RADIO BROADCAST IBOC must transmit at least one over-
143. It is further ordered that, SERVICES the-air digital audio programming
pursuant to 47 U.S.C. 155(c), the Chief, stream at no direct charge to listeners.
Media Bureau, is granted delegated ■ 1. The authority citation for part 73 In addition, a broadcast radio station
authority to issue Public Notices and continues to read as follows: must simulcast its analog audio
consider and grant routine petitions and Authority: 47 U.S.C. 154, 303, 334, 336. programming on one of its digital audio
waivers of the Commission’s DAB programming streams. The DAB audio
technical requirements, resolve ■ 2. Subpart C is redesignated as
Subpart D programming stream that is provided
interference disputes, amend licensing pursuant to this paragraph must be at
requirements and generate new forms, ■ 3. New Subpart C is added to read as least comparable in sound quality to the
and update IBOC notification follows: analog programming service currently
procedures. provided to listeners.
144. It is further ordered that the Subpart C—Digital Audio Broadcasting
(b) Emergency information. The
Petition for Reconsideration filed Sec. emergency information requirements
October 25, 2002, by the Amherst 73.401 Scope. found in § 73.1250 shall apply to all free
Alliance is denied. 73.402 Definitions.
73.403 Digital audio broadcasting service
DAB programming streams.
145. It is further ordered that the
Petition for Rulemaking filed April 17, requirements. § 73.404 Interim hybrid IBOC DAB
73.404 Interim hybrid IBOC DAB operation. operation.
2002, by the Amherst Alliance is
denied. Subpart C—Digital Audio Broadcasting (a) The licensee of an AM or FM
146. It is further ordered that the station, or the permittee of a new AM or
Petition for Reconsideration filed § 73.401 Scope. FM station which has commenced
December 10, 2002 by Glen Clark and This subpart contains those rules program test operation pursuant to
Associates is dismissed. which apply exclusively to the digital § 73.1620, may commence interim
147. It is further ordered that the audio broadcasting (DAB) service, and hybrid IBOC DAB operation with digital
Petition for Reconsideration filed are in addition to those rules in facilities which conform to the technical
January 13, 2003, by John Pavlica Jr. is Subparts A, B, C, G and H which apply specifications specified for hybrid DAB
denied. to AM and FM broadcast services, both operation in the First Report and Order
148. It is further ordered that the commercial and noncommercial. in MM Docket No. 99–325. AM and FM
Petition for Rulemaking filed January stations may transmit IBOC signals
24, 2003, by Kahn Communications, Inc. § 73.402 Definitions. during all hours for which the station is
is dismissed. (a) DAB. Digital audio broadcast licensed to broadcast.
149. It is further ordered that the stations are those radio stations licensed (b) In situations where interference to
untimely Petition for Reconsideration by the Commission and use the In-band other stations is anticipated or actually
filed by Kahn Communications, Inc. is On-channel (‘‘IBOC’’) system for occurs, AM licensees may, upon
denied. broadcasting purposes. notification to the Commission, reduce
150. It is further ordered that the (b) In Band On Channel DAB System. the power of the primary DAB
Commission’s Consumer and A technical system in which a station’s sidebands by up to 6 dB. Any greater
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Governmental Affairs Bureau, Reference digital signal is broadcast in the same reduction of sideband power requires
Information Center, shall send a copy of spectrum and on the same channel as its prior authority from the Commission via
this Second Report and Order First analog signal. the filing of a request for special
Order on Reconsideration and Second (c) Hybrid DAB System. A system temporary authority or an informal
Further Notice of Proposed Rulemaking which transmits both the digital and letter request for modification of license.

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(c) Hybrid IBOC AM stations must use may not commence IBOC operation Oklahoma, as the community’s first
the same licensed main or auxiliary until such EA is ruled upon by the local aural transmission service.
antenna to transmit the analog and Commission. Channel 292A is allotted at Waukomis,
digital signals. ■ 4. In § 73.1201, revise paragraph (b) to Oklahoma, at Petitioner’s requested site
(d) FM stations may transmit hybrid read as follows: 6.3 kilometers (3.9 miles) southwest of
IBOC signals in combined mode; i.e., the community at coordinates 36–14–01
using the same antenna for the analog § 73.1201 Station identification.
NL and 97–56–25 WL.
and digital signals; or may employ * * * * *
separate analog and digital antennas. (b) Content. (1) Official station DATES: Effective September 10, 2007.
Where separate antennas are used, the identification shall consist of the
ADDRESSES:Federal Communications
digital antenna: station’s call letters immediately
Commission, 445 Twelfth Street, SW.,
(1) Must be a licensed auxiliary followed by the community or
Washington, DC 20554.
antenna of the station; communities specified in its license as
(2) Must be located within 3 seconds the station’s location; Provided, That the FOR FURTHER INFORMATION CONTACT:
latitude and longitude from the analog name of the licensee, the station’s Victoria McCauley, Media Bureau, (202)
antenna; frequency, the station’s channel 418–2180.
(3) Must have a radiation center number, as stated on the station’s
height above average terrain between 70 license, and/or the station’s network SUPPLEMENTARY INFORMATION: This is a
and 100 percent of the height above affiliation may be inserted between the synopsis of the Commission’s Report
average terrain of the analog antenna. call letters and station location. DTV and Order, MB Docket No. 06–46,
(e) Licensees must provide stations, or DAB Stations, choosing to adopted July 25, 2007, and released July
notification to the Commission in include the station’s channel number in 27, 2007. The full text of this
Washington, DC, within 10 days of the station identification must use the Commission decision is available for
commencing IBOC digital operation. station’s major channel number and inspection and copying during normal
The notification must include the may distinguish multicast program business hours in the FCC’s Reference
following information: streams. For example, a DTV station Information Center at Portals II, CY–
(1) Call sign and facility identification with major channel number 26 may use A257, 445 Twelfth Street, SW.,
number of the station; 26.1 to identify an HDTV program Washington, DC 20554. This document
(2) Date on which IBOC operation service and 26.2 to identify an SDTV may also be purchased from the
commenced; program service. A radio station Commission’s duplicating contractor,
(3) Certification that the IBOC DAB operating in DAB hybrid mode or Best Copy and Printing, Inc., Portals II,
facilities conform to permissible hybrid extended hybrid mode shall identify its 445 12th Street, SW., Room CY–B402,
specifications; digital signal, including any free
(4) Name and telephone number of a Washington, DC 20554, telephone 1–
multicast audio programming streams, 800–378–3160, or via e-mail http://
technical representative the in a manner that appropriately alerts its
Commission can call in the event of www.BCPIWEB.com. The Commission
audience to the fact that it is listening will send a copy of this Report and
interference; to a digital audio broadcast. No other
(5) Certification that the analog Order in a report to be sent to Congress
insertion between the station’s call
effective radiated power remains as and the Government Accountability
letters and the community or
authorized; Office pursuant to the Congressional
communities specified in its license is
(6) Transmitter power output; if Review Act, see 5 U.S.C. 801(a)(1)(A).
permissible.
separate analog and digital transmitters (2) A station may include in its List of Subjects in 47 CFR Part 73
are used, the power output for each official station identification the name
transmitter; of any additional community or Radio, Radio broadcasting.
(7) If applicable, any reduction in an communities, but the community to
AM station’s primary digital carriers; ■ As stated in the preamble, the Federal
which the station is licensed must be
(8) If applicable, the geographic Communications Commission amends
named first.
coordinates, elevation data, and license 47 CFR part 73 as follows:
file number of the auxiliary antenna * * * * *
employed by an FM station as a separate [FR Doc. E7–15922 Filed 8–14–07; 8:45 am] PART 73—RADIO BROADCAST
digital antenna; BILLING CODE 6712–01–P SERVICES
(9) If applicable, for FM systems
employing interleaved antenna bays, a ■ 1. The authority citation for part 73
certification that adequate filtering and/ FEDERAL COMMUNICATIONS continues to read as follows:
or isolation equipment has been COMMISSION
Authority: 47 U.S.C. 154, 303, 334, 336.
installed to prevent spurious emissions
47 CFR Part 73
in excess of the limits specified in § 73.202 [Amended]
§ 73.317; [DA 07–3414; MB Docket No. 06–46; RM–
(10) A certification that the operation 11256] ■ 2. Section 73.202(b), the Table of FM
will not cause human exposure to levels Allotments under Oklahoma is amended
of radio frequency radiation in excess of Radio Broadcasting Services; Little by adding Waukomis, Channel 292A.
the limits specified in § 1.1310 of this Rock and Waukomis, AR
Federal Communications Commission.
chapter and is therefore categorically AGENCY: Federal Communications John A. Karousos,
excluded from environmental Commission. Assistant Chief, Audio Division, Media
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processing pursuant to § 1.1306(b) of ACTION: Final rule. Bureau.


this chapter. Any station that cannot
[FR Doc. E7–15704 Filed 8–14–07; 8:45 am]
certify compliance must submit an SUMMARY: At the request of Linda
environmental assessment (‘‘EA’’) Crawford d/b/a Waukomis Broadcasting, BILLING CODE 6712–01–P

pursuant to § 1.1311 of this chapter and Channel 292A is allotted at Waukomis,

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