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36074 Federal Register / Vol. 72, No.

126 / Monday, July 2, 2007 / Notices

1. Report from Audit Committee. carry out its statutorily mandated SECURITIES AND EXCHANGE
2. Finance and Insurance Project— oversight functions and to ensure that COMMISSION
The Democratic Republic of Congo. registered and exempt exchanges
3. Finance Project—Costa Rica. continue to be in compliance with the Submission for OMB Review;
4. Approval of April 26, 2007 Minutes Act. Comment Request
(Closed Portion).
7. Pending Major Projects. The respondents to the collection of Upon Written Request Copies Available
8. Reports. information are national securities From: Securities and Exchange
CONTACT PERSON FOR INFORMATION: exchanges and exchanges that are Commission, Office of Filings and
Information on the meeting may be exempt from registration based on Information Services, Washington, DC
obtained from Connie M. Downs at (202) limited trading volume. 20549.
336–8438. The Commission estimates that each Extension:
Form 1, Rules 6a–1 and 6a–2; SEC File No.
Dated: June 28, 2007. respondent makes approximately 25
270–0017; OMB Control No. 3235–0017.
Connie M. Downs, such filings on an annual basis at an
average cost of approximately $21 per Notice is hereby given that pursuant
Corporate Secretary, Overseas Private
response. Currently, 12 respondents (ten to the Paperwork Reduction Act of 1995
Investment Corporation.
national securities exchanges and two (44 U.S.C. 3501 et seq.) the Securities
[FR Doc. 07–3229 Filed 6–28–07; 12:15 pm] and Exchange Commission
BILLING CODE 3210–01–M
exempt exchanges) are subject to the
collection of information requirements (‘‘Commission’’) has submitted to the
Office of Management and Budget a
of Rule 6a–3. The Commission estimates
request for extension of the previously
SECURITIES AND EXCHANGE that the total burden for all respondents
approved collection of information
COMMISSION is 150 hours (25 filings/respondent per discussed below.
year × 0.5 hours/filing × 12 respondents) The Securities Exchange Act of 1934
Submission for OMB Review; and $6300 ($21/response × 25 (15 U.S.C. 78a et seq.) (the ‘‘Act’’) sets
Comment Request responses/respondent per year × 12 forth a regulatory scheme for national
respondents) per year. securities exchanges. Rule 6a–1 (17 CFR
Upon Written Request Copies Available
From: Securities and Exchange Compliance with Rule 6a–3 is 240.6a–1) under the Act generally
Commission, Office of Filings and mandatory for registered and exempt requires an applicant for initial
Information Services, Washington, DC exchanges. Information received in registration as a national securities
20549. response to Rule 6a–3 shall not be kept exchange to file an application with the
confidential; the information collected Commission on Form 1. An exchange
Extension: that seeks an exemption from
Rule 6a–3, SEC File No. 270–0015, OMB is public information. As set forth in
Rule 17a–1 under the Act,1 a national registration based on limited trading
Control No. 3235–0021.
securities exchange is required to retain volume also must apply for such
Notice is hereby given that pursuant exemption on Form 1. Rule 6a–2 (17
to the Paperwork Reduction Act of 1995 records of the collection of information
CFR 240.6a–2) under the Act requires
(44 U.S.C. 3501 et seq.), the Securities for at least five years.
registered and exempt exchanges: (1) to
and Exchange Commission An agency may not conduct or amend the Form 1 if there are any
(‘‘Commission’’) has submitted to the sponsor, and a person is not required to material changes to the information
Office of Management and Budget a respond to, a collection of information provided in the initial Form 1; and (2)
request for extension of the previously unless it displays a currently valid to submit periodic updates of certain
approved collection of information control number. information provided in the initial Form
discussed below. Comments should be directed to (i) 1, whether such information has
Section 6 of the Securities Exchange changed or not. The information
Desk Officer for the Securities and
Act of 1934 (‘‘Act’’) (15 U.S.C. 78a et required pursuant to Rules 6a–1 and 6a–
Exchange Commission, Office of
seq.) sets out a framework for the 2 is necessary to enable the Commission
Information and Regulatory Affairs,
registration and regulation of national to maintain accurate files regarding the
securities exchanges. Under Office of Management and Budget,
exchange and to exercise its statutory
Commission Rule 6a–3 (17 CFR 240.6a– Room 10102, New Executive Office
oversight functions. Without the
3), one of the rules that implements Building, Washington, DC 20503 or by
information submitted pursuant to Rule
Section 6, a national securities exchange sending an e-mail to: 6a–1 on Form 1, the Commission would
(or an exchange exempted from David_Rostker@omb.eop.gov; and (ii) R. not be able to determine whether the
registration based on limited trading Corey Booth, Director/Chief Information respondent met the criteria for
volume) must provide certain Officer, Securities and Exchange registration or exemption set forth in
supplemental information to the Commission, c/o Shirley Martinson, Sections 6 and 19 of the Act. Without
Commission, including any material 6432 General Green Way, Alexandria, the amendments and periodic updates
(including notices, circulars, bulletins, VA 22312 or send an e-mail to: of information submitted pursuant to
lists, and periodicals) issued or made PRA_Mailbox@sec.gov. Comments must Rule 6a–2, the Commission would have
generally available to members of, or be submitted within 30 days of this substantial difficulty determining
participants or subscribers to, the notice. whether a national securities exchange
exchange. Rule 6a–3 also requires the Dated: June 22, 2007. or exempt exchange was continuing to
exchanges to file monthly reports that Florence E. Harmon, operate in compliance with the Act.
set forth the volume and aggregate The respondents to the collection of
jlentini on PROD1PC65 with NOTICES

dollar amount of securities sold on the Deputy Secretary. information are entities that seek
exchange each month. The information [FR Doc. E7–12661 Filed 6–29–07; 8:45 am] registration as a national securities
required to be filed with the BILLING CODE 8010–01–P exchange or that seek exemption from
Commission pursuant to Rule 6a–3 is registration based on limited trading
designed to enable the Commission to 1 17 CFR 240.17a–1. volume. After the initial filing of Form

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