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In all periods, the social classes were clearly marked and a matter
of public record. At about the time of the end of monarchy, when
myth begins to give way to history, there are two classes or orders
and each is organized differently. The society was basically
similar to what we see in the Greek epics that the Romans
incorporated in their own mythology as well. The upper class are
the patricians, also in different aspects called the patres and the
cives. They were taken as the descendants of the true and original
Romans and made up the political body, the populus Romanum,
whose organization and laws were fundamentally those of a largely
agrarian tribal society with social position and power strongly
based on family and gens (clan). The patres alone had legal rights,
including the rights to vote and hold office. They alone made up
the army and paid the taxes, and they alone were entitled to legal
protection in their relationships with one another, the protection of
the commercium and connubium. Commercium was Roman
contract law. It provided forms to enter agreements, buy, sell,
borrow, rent or pledge goods, adopt a person, or free a slave or a
member of one's household. Connubium was Roman family law,
and conveyed the right to legally marry other citizens. It also
allowed one to enter the Roman religious community – a
prerequisite for voting and holding office (Sandars 1903:xviii).
The second order, the plebs, under the monarchy had none of these
rights or duties. They neither served in the military nor paid taxes.
They were forbidden marriage with the patricians and denied the
commercium and connubium, although in principle the body of
civil and criminal law applied to them as well as to the citizens.
The sixth and penultimate king was Servius Tullius, who reigned
for forty-four years (578-534) until he was assassinated by his
daughter and her husband, Lucius Tarquinius Superbus. Having
seized the office by force Tarquin ruled by force, according to Livy
(1.35) , murdering potential opponents, depopulating the Senate,
forming foreign alliances to support his rule, not consulting as
required in decisions, and, thereby, finally provoking the rebellion
that initiated the republic in 509 BC.
Servius is credited with a series of constitutional reforms that set
the stage for the republic, and Livy remarks that according to some
writers he had wanted to abdicate in favor of a republican
government. Among other things, he undertook a census of the
entire population and on this basis grouped every adult man into a
system of military classes according to their wealth. In the
republic, these classes became the basis of the system of election
and the foundation of the plebs’ struggle for enfranchisement.
There were five classes of infantry and two classes more at either
extreme. The latter two were the equites and the proletariat. The
equites (knights) were charged with maintaining horses and
making up the cavalry, receiving an allowance from the state for
the purpose. The proletariat were those who had little or nothing
and whose only obligation was to provide sons. Each class (or
rather the men of each class) was divided into a number of
“centuries” that were also voting bodies when assembled on the
Field of Mars, outside the sacred boundary of the city as the
comitia centuriata. Voting was by class. The majority in each
century determined who got its vote. There were initially 193
centuries in all. The equestrians and first class of infantry were
divided into 18 and 80. Thus they alone held a majority. According
to Livy, classes after the first two were called upon to vote only
until a majority was obtained. The last classes were seldom called
(1.43). Voting was by voice until 139 BC, when ballots were
introduced.
The third great theme in the Roman histories is that the law
gradually evolved from being piecemeal and formalistic to being
coherent, comprehensive, and flexible. Substantive law consisted
of three major bodies that progressively built upon each other: the
jus civile, the jus honorarium, and the jus naturalis.
The jus civile began in the monarchy and lasted until about 180
BC. It was customary and initially unwritten, dealing mainly with
family relations, inheritance, marriage, adoption, contract and civil
liability. It was originally narrow and formalistic in two senses.
The first was that there were rigid rules for making a legally
enforceable transaction. Certain very specific words had to be
spoken as question and response. Even this was only valid if it
were done on certain days, and neither the formulae nor the days
were common knowledge.
In family law, the central idea of the jus civile was the patria
potestas, the power of the father. Within the family, only the patre,
the father, was a legal person. Only he was he was sui juris, having
an independent will (in law). In legal terms, his family was based
on this power. While the head was alive, all under his potestas
were his closest circle of kin, his agnatio, unless he formally
discharged them. For a daughter, this could be done by marriage
according to a specific ceremony. A son could be formally released
by manumission, a kind of false sale. According to an old law (it
was said), a son was free if a father sold him three times. So to
release a son, a father would arrange to sell him three times to a
non-agnate, and that person could then simply declare him free.
The same procedure for freeing a son from the potestas of the
father could be used to transfer a son from one family to another as
a form of adoption. A person sui juris could be adopted by a
different procedure, called arrogatio. The next wider circle of kin
were the cognati, all those connected to the agnati by ties of blood.
Finally, affines were the cognati of each of the other parties in a
marriage (Sandars; xlii). Whether a person was under the potestas
of another in private law had no bearing on their relationship in
public law.
The law was also careful about what was to be meant by "person.".
A person did not have to have physical existence. The state, the
fiscus or imperial treasury, and corporations were also persons. A
person’s capacity for legal action was determined by its status.
Status had three "constitutive elements:" liberty, citizenship, and
membership in a family. Liberty meant whether the person was
free or a slave. Citizenship was whether a person was a Roman
citizen or an other (varieties of "other" and their legal powers
varied over time). Family meant whether a person was sui juris,
under the potestas of another, or under another in any of several
other specified capacities.
The republic died under the weight of its success. With the end of
the third Punic war (149-146 BC), the temptations to corruption
and exploitation of the conquered areas overpowered the system of
public oversight. Constitutional bodies fell into the hands of
radically separate constituencies, each intent on co-opting the
collective success for themselves. The Senate became the tool of a
landed aristocracy of old patricians and “new men,” self-named the
optimates. The tribunate became the weapon of the populares, the
great mass of the poor and of small peasant farmers in Rome and
among the Italian allies who had long been denied the rights and
spoils of citizenship, and who were losing land to the senatorial
party. And after the reforms of Sulla the equites became a middle
class of middling farmers and large financiers who held a distinct
interest in controlling provincial tax collection and limiting the
oversight of the governors sent out by the Senate. Civil violence
began when the Tribune Gracchus was murdered in 133 BC, by
members of the Senate in retaliation for pushing through a reform
law that, among other things, allowed the Latin allies access to
conquered lands. It accelerated with each political shift thereafter,
leading to the Social War and then the Civil War that ended with
Caesar assuming all power. Caesar was elected dictator for ten
years in 46 BC and for life in 45 BC. He was assassinated in 44
BC. “Dictator for life” was a constitutional self-contradiction.
In 426 AD, the Emperor Valentinian III (419? - 455) declared that
the doctrines of five scholars of the classical jurisprudence were to
be followed in deciding cases. These were Gaius (130?180 AD),
Ulpian (died 228 AD), Papinian (140?212 AD), Modestinus
(contemporary of Ulpian) and Paulus (flourished C. 212). When
emperors began to order codifications of their own, beginning with
the Theodosian Code (438 AD), these also rested on the earlier
jurisconsults. They were not original legislation but compendia.
Contemporary scholars, serving as the emperors' voice, said what
the law was by drawing on Aristotelian logic to rearrange what
previous scholars said it had been under the headings of a
putatively timeless and universal scheme.
Justinian evidently assumed that once the law was fixed into a
consistent logical form and everything else obliterated, it would
remain stable thereafter. Few predictions have been more wrong.
The empire split in his lifetime and the western half was lost.
Procopius, his general, was quite direct about the reasons. It was
the result of alienation and disaffection that flowed from the
central characteristic of the system itself: as sole voice and source
of the law, there was nothing to prevent the Emperor from abusing
the law. Law became force. He characterizes Justinian as a
"destroyer" who, among other things, "devoured all the public
moneys and robbed each member of the Senate, publicly and
privately, of all estates; and . . . by bringing false charges he
confiscated the properties of every one else who was reputed to be
wealthy (Atwater 1927;242).
The scholars of the republic had persistently praised its law for its
ability to attract the loyalty of its citizens by aligning their personal
interests with the preservation of public institutions — integration
from below. The scholars of the empire reversed the principle and
attributed stability to the submission to authority from above.
Modern pragmatic and positivistic arguments are built on the same
patterns.