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Federal Register / Vol. 71, No.

142 / Tuesday, July 25, 2006 / Notices 42139

IV. Further Information Extension: Rule 15c3–4; SEC File No. 270– hour cost is based upon the annual
441; OMB Control No. 3235–0497. average hourly salary for a compliance
Documents related to this action,
including the application for Notice is hereby given that pursuant manager, who would generally be
amendment and supporting to the Paperwork Reduction Act of 1995 responsible for initially establishing,
documentation, are available (44 U.S.C. 3501 et seq.), the Securities documenting, and maintaining an OTC
electronically at the NRC’s Electronic and Exchange Commission Derivatives Dealer’s internal risk
Reading Room at http://www.nrc.gov/ (‘‘Commission’’) is soliciting comments management control system. The total
reading-rm/adams.html. From this site, on the collection of information annual cost for all affected OTC
you can access the NRC’s Agencywide summarized below. The Commission Derivatives Dealers is estimated to be
Document Access and Management plans to submit this existing collection $136,700, based on one firm spending
System (ADAMS), which provides text of information to the Office of 2,000 hours to implement an internal
and image files of NRC’s public Management and Budget for extension risk management control system at $205
documents. The ADAMS accession and approval. per hour within the next three years.
numbers for the documents related to Rule 15c3–4 (17 CFR 240.15c3–4) (the Written comments are invited on: (a)
this notice are as follows: ‘‘Rule’’) under the Securities Exchange Whether the proposed collection of
1. ExxonMobil Refining and Supply. Act of 1934 (15 U.S.C. 78a et seq.) (the information is necessary for the proper
Letter dated January 16, 2006, from D. ‘‘Exchange Act’’) requires certain performance of the functions of the
Burnham, ExxonMobil, to G. Janosko, broker-dealers that are registered with agency, including whether the
NRC, requesting amendment to License the Commission as OTC Derivatives information will have practical utility;
Condition 33 of Source Materials Dealers to establish, document, and (b) the accuracy of the agency’s estimate
License SUA–1139 for the Highland maintain a system of internal risk of the burden of the collection of
Reclamation Project. (ML060260421) management controls. The Rule sets information; (c) ways to enhance the
2. E-mail correspondence dated forth the basic elements for an OTC quality, utility, and clarity of the
February 7, 2006, from M. Fliegel, NRC, Derivatives Dealer to consider and information collected; and (d) ways to
to D. Burnham, ExxonMobil, include when establishing, minimize the burden of the collection of
acknowledging receipt of the documenting, and reviewing its internal information on respondents, including
ExxonMobil January 16, 2006, license risk management control system, which through the use of automated collection
amendment request. (ML060400048) are designed to, among other things, techniques or other forms of information
3. E-mail correspondence dated June ensure the integrity of an OTC technology. Consideration will be given
13, 2006, from M. Thiesse, WDEQ, to M. Derivatives Dealer’s risk measurement, to comments and suggestions submitted
Fliegel, NRC, indicating that WDEQ had monitoring, and management process, to in writing within 60 days of this
no comments on the draft EA. clarify accountability at the appropriate publication.
(ML061670212) organizational level, and to define the Please direct your written comments
If you do not have access to ADAMS permitted scope of the dealer’s activities to R. Corey Booth, Director/Chief
or if there are problems in accessing the and level of risk. The Rule also requires Information Officer, Securities and
documents located in ADAMS, contact that management of an OTC Derivatives Exchange Commission, c/o Shirley
the NRC’s Public Document Room (PDR) Dealer must periodically review, in Martinson, 6432 General Green Way,
Reference staff at 1–800–397–4209, 301– accordance with written procedures, the Alexandria, Virginia 22312 or send an e-
415–4737, or by e-mail to pdr@nrc.gov. OTC Derivatives Dealer’s business mail to: PRA_Mailbox@sec.gov.
These documents may also be viewed activities for consistency with its risk Comments must be submitted to OMB
electronically on the public computers management guidelines. within 60 days of this notice.
located at the NRC’s PDR, O1 F21, One The staff estimates that the average Dated: July 17, 2006.
White Flint North, 11555 Rockville amount of time an OTC Derivatives Nancy M. Morris,
Pike, Rockville, MD 20852. The PDR Dealer will spend implementing its risk
Secretary.
reproduction contractor will copy management control system is 2,000
hours and that, on average, an OTC [FR Doc. E6–11789 Filed 7–24–06; 8:45 am]
documents for a fee.
BILLING CODE 8010–01–P
Dated at Rockville, Maryland, this 18th day Derivatives Dealer will spend
of July, 2006. approximately 200 hours each year
For the Nuclear Regulatory Commission. reviewing and updating its risk
SECURITIES AND EXCHANGE
Myron Fliegel, management control system. Currently,
COMMISSION
Senior Project Manager, Fuel Cycle Facilities
five firms are registered with the
Branch, Division of Fuel Cycle Safety and Commission as an OTC Derivatives Proposed Collections; Comment
Safeguards, Office of Nuclear Material Safety Dealer. The staff estimates that Request
and Safeguards. approximately one additional OTC
[FR Doc. E6–11833 Filed 7–24–06; 8:45 am] Derivatives Dealer may become Upon written request, copies available
registered within the next three years. from: Securities and Exchange
BILLING CODE 7590–01–P
Accordingly, the staff estimates the total Commission, Office of Filings and
cost burden for six OTC Derivatives Information Services, Washington, DC
Dealers to be 1,200 hours annually. 20549.
SECURITIES AND EXCHANGE
The staff believes that the cost of Extensions:
COMMISSION
complying with Rule 15c3–4 will be Form T–6; OMB Control No. 3235–0391;
Proposed Collection; Comment approximately $205 per hour.1 This per SEC File No. 270–344.
Form 11–K; OMB Control No. 3235–0082;
Request SEC File No. 270–101.
sroberts on PROD1PC70 with NOTICES

1 Based on the average annual salary for a

Upon written request, copies available Compliance Manager based inside New York City Form 144; OMB Control No. 3235–0101;
from: Securities and Exchange of about $69,000, as reflected in SIA Management SEC File No. 270–112.
and Professional Earnings for 2005, modified to
Commission, Office of Filings and account for a 1,800-hour work-year and multiplied
Notice is hereby given that pursuant
Information Services, Washington, DC by 5.35 to account for bonuses, firm size, employee to the Paperwork Reduction Act of 1995
20549. benefits and overhead. (44 U.S.C. 3501 et seq.) the Securities

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