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Aries 7 (2007) 63-83

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Arthur Machens Panic Fears:


Western Esotericism and the Irruption of
Negative Epistemology

Marco Pasi
Assistant professor, History of Hermetic Philosophy and
Related Currents, University of Amsterdam, he Netherlands

Abstract
I timori panici di Arthur Machen: lesoterismo occidentale e lirruzione dellepistemologia negativa

Nel 1894 lo scrittore gallese Arthur Machen (1863-1947) pubblic una delle sue opere pi note:
The Great God Pan (Il gran dio Pan). Il racconto si apre con la descrizione di un esperimento
scientiico il cui scopo di rendere concreta, attraverso unoperazione chirurgica sul cervello, la possibilit di percepire ci che si trova al di l dei nostri sensi. Questa percezione viene simboleggiata
dallincontro con la igura divina di Pan. Lesperimento riesce, ma il risultato non quello atteso. La
visione di Pan innesca invece una catena di avvenimenti che conducono i personaggi allorrore e alla
distruzione. La storia di Machen presenta un modello di epistemologia negativa che sembra essere
in contrasto con quello positivo prevalente nellesoterismo occidentale. Machen tuttavia non fu solo
uno scrittore di storie soprannaturali e dellorrore, ma anche una persona interessata allesoterismo,
dal momento che fu una delle celebrit letterarie inglesi che diventarono membri del famoso Hermetic Order of the Golden Dawn (Ordine Ermetico dellAlba dOro), attivo tra la ine dellOttocento
e la prima met del Novecento. Di conseguenza, la presenza di questo modello negativo di conoscenza esoterica merita un esame ravvicinato. Dalla nostra analisi risulta che, sebbene sia ovviamente
possibile trovare modelli di epistemologia negativa antecedenti, specialmente nella letteratura di
ispirazione esoterica (un esempio interessante quello di Edward Bulwer Lytton), Machen sembra
essere andato oltre, radicalizzandone ulteriormente la prospettiva. Sulla base del suo racconto non
sembra essere possibile ipotizzare una conoscenza beneica e positiva della realt che si trova oltre i
nostri sensi. Il contatto con quella realt sembra condurre inevitabilmente alla follia e alla morte.
Questo stesso tema verr poi ripreso e sviluppato in seguito da altri autori, in particolare lo scrittore
americano H.P. Lovecrat, che ne far uno degli assi portanti della sua narrativa. Ma quello che pi
interessante qui che tracce di questa epistemologia si possono trovare anche in igure importanti
dellesoterismo contemporaneo successive a Machen. In particolare, vale la pena sofermarsi su
certi aspetti degli insegnamenti di G.I. Gurdjief, in relazione alla sua nozione di Kundabufer.
Anche se unepistemologia negativa radicale come quella di Machen non veramente pensabile
in un sistema gnostico-esoterico concreto (una via duscita verso un aspetto positivo della
realt ultrasensibile deve comunque rimanere presente), le analogie tra il modello letterario e gli
sviluppi dellesoterismo contemporaneo meritano attenzione. Inine, nella conclusione dellarticolo,
Koninklijke Brill NV, Leiden, 2007

DOI: 10.1163/157005906X154719

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proponiamo una spiegazione sui motivi che possono aver condotto Machen e altri autori dopo di lui
a sviluppare questo modello epistemologico negativo.

Keywords
Machen, Arthur; Epistemology (negative); Gurdjief, G.I.; Golden Dawn, Hermetic Order of the;
Lovecrat, H.P.

Qui perrumpit sepem, illum mordebit serpens

1. Introduction: Positive Epistemology


If we were to make a broad generalisation, we could say that western esotericism
is largely based upon a positive epistemology. One common feature of esoteric
systems of thought is the idea that, under certain conditions, man is able to have
access to aspects of reality that normally cannot be the object of perception or
experience. These aspects belong to other levels of reality, and esotericism claims
to provide access to these levels. This may come, for instance, through intuition,
initiation, or revelation. Instructions as to the way to achieve these deeper, personal experiences of reality may be communicated, oten with the claim that
their origin is very ancient and that they have been handed down for centuries
through an uninterrupted chain of initiates. In the end, the idea is that it is desirable to know these hidden aspects of reality. Perceiving the essence or the inner
structure of God, of the universe, of nature, or of history, is thought to be one of
the supreme goals of human existence. The process of achieving this goal may be
dangerousthe amount of esoteric texts devoted to the perils of initiation is vast
indeed, but no doubt seems to subsist as to the fact that the goal itself is a
positive one, and that no other goal in life may have the same importance.
Two fundamental aspects concur to compose the idea of positive epistemology in esotericism. The irst is an obvious conidence in mans epistemological
abilities, and a belief in the importance of exerting them to the utmost, which in
this case seems to largely exceed the limits posed by contemporary mainstream
religion or science. The second is the conviction that knowledge, no matter how
strongly its esoteric varieties may difer from more common types, is something positive, and that its acquisition brings positive gits, such as salvation,
power, immortality, or wisdom. The irst aspect, of course, concerns the
means of attaining esoteric knowledge; the second one concerns its contents and
the value attached to them. Recently, Kocku von Stuckrad has focused on the
importance of claims to higher or absolute knowledge in the context of

M. Pasi / Aries 7 (2007) 63-83

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Western esotericism, and has even proposed a new model for its study on the
basis of this concept.1 While it may be somewhat problematic to attach such
unique importance to the aspect of knowledge alone, at the expense of other elements which might be equally important, it does seem appropriate to highlight
its relevance for the development of esotericism within Western culture. This
relevance adds weight to the point we wish to make here, that is, the fact that
esotericism seems to be based on a general paradigm of positive epistemology.
In modern esoteric organisations this positive epistemology, as we have
deined it, clearly plays an important role. In these various brotherhoods, fraternities, and orders, the notion of initiation oten lies at the core of their system.
Initiation is meant to regenerate the person who experiences it, and to open his
consciousness or his perception to a reality that was unattainable for him before.
Many diferent metaphors are used in this context to indicate the process that
takes place in the moment of regeneration. One of the most widespread is based
on the notion of light, which is supposed to illuminate the candidate for initiation when the ritual reaches its climax, and to create in him the conditions necessary for the perception of aspects of reality that were supposedly hidden in
darkness prior to the initiation. Several authors have observed that the metaphor
of light is so powerful in the history of modern Western culture that it has been
used in very diferent, sometimes even contradictory, contexts.2 In the second
half of the 18th century it was used in fact to describe both the emancipation of
humanity from the darkness of ignorance and superstition, and the recovery of
spiritual truths lost since the fall of Adam. Obviously, the irst version alludes to
the rationalist project of the Enlightenment, whereas the second one refers to
the esoteric endeavours of Illuminism.3 Some scholars have discussed the complicated, and not always necessarily conlicting, relations between these two different and yet contemporary cultural phenomena. But apart from their many
diferences, one aspect they certainly shared: this was precisely their being
1)

See von Stuckrad, Western Esotericism, esp. 88-92. See also von Stuckrad, Western Esotericism,
10-11. Von Stuckrads model relies on the notion of claims to absolute knowledge, but also on the
means to attain it. To this, the idea of certain worldviews speciic to esotericism is added.
2)
For the uses of the metaphor of light in a religious context, see Kapstein, The Presence of Light, a
collection of essays that ofers a good comparative perspective.
3)
As an introduction on this complicated issue, see Jacques-Chaquin, Illuminisme; and Berg,
Illuminism, and the bibliographies appended. See also Mannucci, Gli altri lumi; Mannucci, Dai
cieli la ragione; and Ferrone, I profeti dellIlluminismo. The literature on this topic is now vast, but
the classic work exploring the development of Illuminism at the time of the Enlightenment, and
their complex relationship, remains of course Viatte, Les Sources occultes du Romantisme. For some
considerations on the ambiguity of the uses of the metaphor of light in this context see, but with
caution, Amadou, Illuminisme et contre-illuminisme.

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grounded in a positive epistemology, even if the contents of knowledge and the


means to achieve it could difer widely in the two movements.

2. Arthur Machen and the Golden Dawn


The notion of light certainly plays a fundamental role in one of the most famous
and inluential modern esoteric orders, the Hermetic Order of the Golden
Dawn.4 Candidates who wished to be admitted into the Order were initiated
through the ritual of the Neophyte, which therefore gave them their irst experience of the esoteric system and served as an introduction to its teachings. The
climax of the ritual was achieved when the hood-wink which covered the eyes of
the candidate was removed. At this point, one of the oficers of the ritual
addressed the candidate with these words: Wanderer in the Wild Darkness, we
call thee to the Gentle Light. To this the leading oficer of the ritual, the Hierophant, added a dramatic rejoinder, still addressed to the candidate: Long hast
thou dwelt in DarknessQuit the Night and seek the Day.5
On 21 November 1899, one of the several literary celebrities who would
become a member of the Order heard these words for the irst time. His name
was Arthur Machen (1863-1947), and he chose as his mystical motto Avallaunius.6 This motto was clearly inspired by his love and afection for things Celtic
and was a transparent reference to the mythical Avalon.7 Machen had been convinced to join the Order by his friend Arthur Edward Waite (1857-1942), who
was already well known in occult circles for his publications and had been a
member of the Golden Dawn for some time.8 Machen at this time was going
through a period of depression, as a consequence of the recent loss of her irst
wife, whom he had loved dearly. Waite thought that joining the Order could
ofer his friend a cure for his distress. With hindsight, and quite independently
from Machens personal troubles, we could say that the timing was rather illchosen. Less than a year ater Machens initiation, a conlict which had been
smouldering for some time erupted among the high-ranking members of the
4)

There is a growing literature on the history, system and rituals of this important initiatic Order.
As an introduction, see Gilbert, Hermetic Order of the Golden Dawn; and Pasi, Golden Dawn.
The standard history of the Order remains Howe, The Magicians of the Golden Dawn.
5)
Regardie, The Golden Dawn, 125-126.
6)
On Machens life and works, see Valentine, Arthur Machen; and Sweetser, Arthur Machen.
7)
He had also used the name for the main character of his important novel, The Hill of Dreams,
which had already been inished before his initiation in the Golden Dawn but would only be published in 1907.
8)
See Gilbert, The Golden Dawn Scrapbook, 168-173.

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Order, eventually leading to schism and even scandal.9 It is not clear how these events
were perceived by those members who still held a low rank in the hierarchy of the
Order, but it seems very likely that the turmoil shattered the mythical aura surrounding its teachings and structure, beginning with the very story of its foundation. Whatever the case may be, while Machen did succeed to gradually recover
from his grief, he never seems to have become a particularly dedicated member
of the Golden Dawn.10 He ascended slowly on the initiatic ladder of the Order,
and never made it beyond the grade of Practicus (3=8).11 When Waite, in 1903,
created his own Independent and Rectiied Rite out of one of the splinter groups
resulting from the previous schisms of the Order, Machen decided to follow him
for a while; but eventually he put an end to his membership, while keeping
friendly relations with Waite.
In his memories, written some twenty years ater the events, Machen observed
that the initiation to the Neophyte degree had made a positive impression on
him. The breathless expectation, the sight of the oficers of the ritual clad in wondrous clothes, the incense and the dim lights: all this was strange and admirable
indeed.12 However, the activities and the teachings of the Order, as he came to
know them ater his irst initiation, let him rather cold:
But as for anything vital in the secret order, for anything that mattered two straws to any
reasonable being, there was nothing in it, and less than nothing . . . the society as a society
was pure foolishness concerned with impotent and imbecile Abracadabras. It knew nothing whatever about anything and concealed the fact under an impressive ritual and a
sonorous phraseology.13

A harsh judgement indeed for an occultist organisation whose glamour and


complexity had fascinated so many sophisticated minds. Machen felt that,
despite all its promises of initiatic light, the Order had shed no ray of any kind
on my path.14
Probably it was not the particular weaknesses of the Golden Dawn as such,
for example the nature of its system or the failure of its members to make it work,
9)

See Howe, The Magicians of the Golden Dawn, 203 and f.


Yet, he confessed in one of his later volumes of memories that the membership did me a great
deal of goodfor the time (Machen, Things Near and Far, quoted in Gilbert, The Golden Dawn
Scrapbook, 169).
11)
On the initiatic system of the Golden Dawn, see Howe, The Magicians of the Golden Dawn,
15-17.
12)
Machen, Things Near and Far, quoted in Gilbert, The Golden Dawn Scrapbook, 169.
13)
Machen, Things Near and Far, quoted in Gilbert, The Golden Dawn Scrapbook, 169-170.
14)
Machen, Things Near and Far, quoted in Gilbert, The Golden Dawn Scrapbook, 170.
10)

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that Machen disliked. It seems that he had doubts about the very notion of an
initiatic order, and about the knowledge that such an organization pretended to
deliver to its members. If so, his cynical remarks could have been applicable to
any other occult organisation as well. In a letter to Waite, dated 24 December
1905that is to say, in the period when his involvement with the Golden Dawn
was coming to an endhe wrote:
The average secret society presupposes . . . that the initiator is, in a certain sense, superior
to the initiated; superior, that is, because he possesses certain information which he
imparts to the neophyte; who is, by this process, admitted into a circle of knowledge
outside which, (by the hypothesis) he stood, before his initiation. Now, imagine if you
will, a society which makes no pretence of knowing anything which the outsider, the
neophyte, does not know; which has no temple or circle to which admittance is given;
which bids its members look within, & uncover, & remove, & Behold, & Make the Great
Interior Entrancefrom Within to Within, instead of from Without to Somebody
Elses notion of Within. I hasten to say that these are hints & suggestions & not by any
means Scientiic Information.15

Is it possible to imagine a secret society that does not impart information previously inaccessible to the new member? Machen seems to be saying that, ideally,
the ultimate experience of Truth, or Great Interior Entrance is essentially
individualistic and potentially available to everybody. Why then would one need
external, hierarchical structures? More conventional occultists might retort that
achieving this experience is an art that must be learned: a single seeker without
any guide would not even know where to begin or which direction to take, and
would easily lose his way. The fact that a true hermeticist16 like Machen developed a pessimistic, sceptical attitude towards the value of traditional occult
organisations, and of the knowledge or the initiatic experience they can ofer,
introduces us to the central topic of this article, that is to say, the development of
a negative epistemology that may be observed in Machens literary works and
that would make its appearance in Western esotericism some years later.

3. Machens Great God Pan


In 1894, that is several years before his initiation into the Golden Dawn, Machen
published what some critics have considered one of his best works of iction: The
15)
16)

Machen, Selected Letters, 35.


his is how Machen is described by Cavaliero in his he Supernatural and English Fiction, 79.

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Great God Pan.17 As we will see, in this story the ancient Greek god serves as a
symbol of the spiritual reality that lies beyond our senses, to which esotericists
and mystics of all times have yearned to gain access. But of course the use of that
particular divine entity was not an innocent one; it should be seen in the context
of the extraordinary success that the god Pan, ater having been mostly neglected
by earlier authors in English literature, enjoyed during the 19th century, and
especially towards the end of it.18 Ronald Hutton has opportunely shown how
the rediscovery of such a minor igure of the classical pantheon is also connected to the development of 19th occultism and to the origins of contemporary
neo-paganism.19 Pan was particularly popular among a number of occultists
who, like Machen himself, were more or less directly related to the Golden Dawn.
Among them one can ind Florence Farr, Algernon Blackwood, Aleister Crowley, his disciple and poet Victor Neuburg (who never joined the Golden Dawn,
but was a member of Crowleys own version of it, the A..A ..), and Dion Fortune.20 According to Merivale, the glamour of Pan faded ater the First World
War,21 but Hutton shows that actually his literary fortune continued at least

17)

The irst chapter had already been published in 1890 in a literary magazine, The Whirlwind. See
Valentine, Arthur Machen, 25.
18)
On the use of the image of Pan in English literature, see Merivale, Pan the Goat-God. See also the
chapter The Elusiveness of Pan in Cavaliero, The Supernatural and English Fiction, 135-141; and,
in the context of a discussion of Machens novel, Valentine, Arthur Machen, 32-33. For a more general survey of the evolution of the image of Pan since Antiquity, see Boardman, The Great God Pan.
As is well known, Plutarch, in his Obsolescence of the Oracles (Moralia, 419 A-E), reports the strange
story that, during the reign of Tiberius, the death of Pan was announced. This story has been interpreted for centuries by Christian apologists as a metaphor for the end of Paganism and of its gods,
and as an omen for the beginning of a new era, where only one God would rule supreme. It is ironic,
and at the same time signiicant, that at the time when Pan was resuscitated in Western literature and
culture, ater so many centuries of oblivion, the death of his rival, the Christian god, was announced
in turn. F. Nietzsches famous statement on the death of God was irst made only a few years before
the publication of Machens story (in 1882, to be precise, see The Gay Science, section 125).
19)
See Hutton, The Triumph of the Moon, 43-51. On Machen and his peculiar use of the image of
Pan, interpreted in the context of the hostility for the rising phenomenon of contemporary neopaganism, see 255-256.
20)
All these authors published some literary works in which Pan (or at least a faun-like creature)
played a prominent role. We cannot discuss them at length here, but we may at least mention some
of them: Farr, The Dancing Faun; Blackwood, The Touch of Pan; Crowley, Hymn to Pan; Neuburg, The Triumph of Pan; Fortune, A Daughter of Pan (clearly inspired by Machens novel), and
The Goat Foot God. In Dion Fortunes occultist group, the Fraternity of the Inner Light, Pan seems
to have played a signiicant role. Rituals were performed in order to invoke him, and Fortunes collaborator Thomas Penry Evans delivered lectures on topics such as The Pan Within. See Richardson, Dancers to the Gods, 109-111; and Hutton, The Triumph of the Moon, 183.
21)
Merivale, Pan the Goat-God, 220.

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until the Second World War.22 In fact, it seems that he had a faithful following
in certain esoteric movements even ater that period: a signiicant example is the
interest that the Findhorn Community, and in particular its prominent member
R. Ogilvie Crombie, paid to the ancient sylvan god.23
Now, it is important to note that in Machens story, Pan plays a role that is
directly opposed to the one modelled on the perspective of the Romantics and
their later occultist emulators, described by Hutton as follows:
The nineteenth-century English made the god the expression of all the aspects with which
the Romantics had invested the natural world: sublime, mysterious and awe-inspiring,
benevolent, comforting, and redemptive. He was pitted directly against the perceived
ugliness, brutality, and unhealthiness of the new industrial and urban environment and
the perceived aridity and philistinism of the new science. He ofered both peace and joy,
a returnif only for a few hoursto the lost innocence of a sylvan wonderland.24

Machens biographer and critic, M. Valentine, expresses a similar opinion, and


notes that the the god Pan was to be frequently invoked in the iction of the
Edwardian period and ater, usually with a sense of youthful allurement and
sometimes a symbol of sexual freedom and license from the stiling moral climate that still clung from the previous century.25 He adds that Machens book
was inluential in attaching to Pan a new mode: what had previously been a
rustic, rather bucolic image, was now laced with images of illicit sex and cosmopolitan decadence.26
At the end of this article we will return to the possible political meaning of the
inversion operated by Machen. But let us irst take a closer look at Machens
novel. The story begins with a scientiic experiment. A scientist, Dr. Raymond,
invites a friend of his, Clarke, to witness the inal result of many years of research.
The experiment is based on the idea that what human beings perceive every day
with their senses is but the pale relection of a deeper reality, which cannot be
accessed by them under normal conditions. But Raymond has developed a theory according to which a surgical operation on the brain would open the doors
of perception (to borrow William Blakes, and Aldous Huxleys, expression) and
unveil this hidden reality. This is how Raymond explains his ideas to Clarke:
22)

Hutton, The Triumph of the Moon, 50.


See Ogilvie Crombies Conversations with Pan, which relates his experience of direct encounter
with the god.
24)
Hutton, The Triumph of the Moon, 44-45.
25)
Valentine, Arthur Machen, 32.
26)
Valentine, Arthur Machen, 33.
23)

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Look about you, Clarke. You see the mountain, and hill following ater hill, as wave on
wave, you see the woods and orchards, the ields of ripe corn, and the meadows reaching
to the reed-beds by the river. You see me standing here beside you, and hear my voice; but
I tell you that all these things . . . are but dreams and shadows: the shadows that hide the
real world from our eyes. . . . I do not know whether any human being has ever lited that
veil; but I do know, Clarke, that you and I shall see it lited this very night from before
anothers eyes. You may think all this strange nonsense; it may be strange, but it is true,
and the ancients knew what liting the veil means. They called it seeing the god Pan.27

Pan here seems to be just a metaphor for the spiritual reality that exists beyond
our senses; but in fact, as the story unfolds, the reader realises that it is a real,
concrete entity as well. The test subject chosen for the experiment is a young girl,
Mary, and the operation is indeed performed on her. When she awakens from
the anaesthesia, she seems to have lost contact with the material reality around
her. Her amazed glance is obviously directed towards unexplored, unknown
regions. But suddenly her face shows a it of the most awful terror, and she falls
shrieking to the loor.28 Eventually, Dr. Raymond must realize that she has
turned into a hopeless idiot.29 The vision of Pan has been an experience to strong
too bear, and she has irremediably lost her mind.
In the following chapter, these events lie quite some years in the past. Clarke
is reading some notes written down during a conversation with a friend, who
told him about some strange episodes involving a young girl named Helen V.:30 a
boy has sufered a nervous breakdown, a young girl has disappeared, and in both
cases there seems to be a connection with Helen and with some mysterious entity
appearing in the woods. Clarkes reaction when his friend told him these stories
is particularly interesting for us here:
27)

Machen, The Great God Pan, 3.


Machen, The Great God Pan, 15.
29)
Machen, The Great God Pan, 15.
30)
Subsequently the reader learns that the V. stands for Vaughan. There is a curious coincidence
here with the name of Diana Vaughan, the protagonist of the anti-masonic alleged revelations made
at the end of the 19th century by Leo Taxil (ps. of Gabriel Jogand-Pags, 1854-1907) and
Dr. Bataille (ps. of Charles Hacks). She made her irst appearance in Dr. Batailles Diable au XIX e
sicle, published in instalments between 1892 and 1894. This woman, who appears to be nothing
more than a ictional creature of Batailles and Taxils imagination, had allegedly been involved in all
sorts of diabolic practices with her masonic fellows before converting to Catholicism and denouncing the evil of Freemasonry. See Introvigne, Enqute sur le satanisme, 143-208. Interestingly,
Machens friend A.E. Waite took the matter seriously enough to write two books about it, exposing
the whole fraud. The irst was Devil-Worship in France, irst published in 1896, and the second,
which has remained unpublished until recently, was Diana Vaughan and the question of Modern
Palladism, written the following year (now included in the new edition of Waite, Devil-Worship in
28)

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My God . . . it is too incredible, too monstrous; such things can never be in this quiet
world, where men and women live and die, and struggle, and conquer, or maybe fail, and
fall down under sorrow, and grieve and sufer strange fortunes for many a year; but not
this . . . , not such things as this. There must be some explanation, some way out of the
terror. Why, man, if such a case were possible, our earth would be a nightmare.31

Clarke is obviously trying to stick to an idealised vision of mans condition on


earth. But the reader, who knows better, has already understood that things are
not so, and that the nightmare threatening this quiet world is absolutely real.
In the following chapters, we learn more about Helen Vaughan. She is an evil
creature, beautiful but dangerous, who ruins the life of all the men who have the
misfortune of meeting her. Slowly we begin to understand that there must be
some connection between her and the events that have taken place at the beginning of the story. There must be a relationship between her and Mary, but which?
Helens victims all end up committing suicide due to some unspeakable horror
that seizes them in her presence. An old friend of one of them, named Villiers,
follows her traces and is able to discover the part that she plays in the mysterious
deaths that occur wherever she goes. He gets in contact with Clarke, who gives
him some hints but refuses to unveil all that he knows about the afair. Even
without knowing Helens exact origins, Villiers begins to suspect the truth and
explains his conclusions to a friend:
. . . it is an old story, and old mystery played in our day, and in dim London streets instead
of amidst the vineyards and the olive gardens. We know what happened to those who
chanced to meet the Great God Pan, and those who are wise know that all symbols are
symbols of something, not of nothing. It was, indeed, an exquisite symbol beneath which
men long ago veiled their knowledge of the most awful, most secret forces which lie at
the heart of all things; forces before which the souls of men must wither and die and
blacken, as their bodies blacken under the electric current. Such forces cannot be named,
cannot be spoken, cannot be imagined except under a veil and a symbol. . . .32

France). In an essay on Machen, D. Cammarota remarked that in his novel Machen had deliberately
taken the name Vaughan from Taxils books (see his Arthur Machen, 197). Judging from the dates
of the respective works this is not impossible, although the evidence does not seem suficient to
prove it. However this may be, for Machen the name of the character in his story seems also to be
linked to Thomas Vaughan, the 17th century Welsh alchemist, whose work Machen had read with
interest. It is perhaps signiicant that in Batailles and Taxils works a connection was also made
between Diana Vaughan and Thomas Vaughan, the former being described as a descendant of the
latter. See Introvigne, Enqute sur le satanisme, 181.
31)
Machen, The Great God Pan, 28.
32)
Ibid., 92-93.

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The hidden forces of nature referred to by Villiers are clearly akin to the forces of
magic, of magnetism, of preterhuman entities one inds abundantly in the esoteric literature. In this literature they may have had negative connotations as well
(demons would be an obvious example), but the conviction of the esotericist was
that, negative as they might be, he would have (or could potentially acquire) the
power to control them. In Machens story the situation seems to be diferent.
These forces are so uncontrollable, so dangerous, that their use by human beings
for practical purposes does not seem to be an option. All one can do is try to keep
away from them.
Finally Villiers is able to put and end to Helens evil doings. He forces her to
commit suicide, and thus the order of this quiet world is restored. The novel
concludes with the text of a letter from Dr. Raymond to Clarke, written ater
having been informed of Helens death. He inally reveals that she was actually
Marys daughter, and that her father could not be anyone else than Pan himself,
the god summoned at the beginning of the story through the surgical operation
upon Marys brain. Thus it becomes obvious that Marys vision of Pan ater the
operation had become so real that it had led to actual sexual intercourse between
the two. Helen was therefore only half human.
In his letter Raymond ofers his inal comments on the tragic events for which
he is ultimately responsible:
I broke open the door of the house of life, without knowing or caring what might pass
forth or enter in. . . . What I said Mary would see, she saw, but I forgot that no human eyes
could look on such a vision with impunity. And I forgot, as I have just said, that when the
house of life is thus thrown open, there may enter in that for which we have no name, and
human lesh may become the veil of a horror one dare not express. I played with energies
which I did not understand and you have seen the ending of it.33

4. Negative epistemology in literature and in esotericism


The basic idea that emerges from Machens novel is that human beings do not
naturally have the capacity of perceiving or interacting with the reality that hides
behind the one commonly accessible in everyday life. An access to this reality
requires an artiicial modiication of the brain. But once this modiication has
taken place, it is discovered that perhaps there was a good reason for the incapacity. The reality that can be accessed ater the brain has been modiied is far from

33)

Ibid., 108.

74

M. Pasi / Aries 7 (2007) 63-83

benevolent; on the contrary, it is a wholly evil reality that produces horror and,
ultimately, death and destruction. The question remains open as to whether the
nature of this reality is evil in itself, or only if judged by our standards. Some passages we have quoted may lead one to think that, in the economy of the novel,
this deeper reality is composed of extremely powerful forces that become deadly
merely because of the sheer amount of energy they possess, which is unbearable
for human beings when they come in contact with it. But in other parts of the
novel, Machenpaying his tribute to the decadent literary fashion of the day
insists on the moral dimension of this otherworldly agency and on the unspeakable abominations which it produces in our material world.
Whatever may be the case, we are clearly faced here with a model that seems
to be the reverse of the positive epistemology referred to at the beginning of this
article as predominant in Western esotericism. If in that context we ind a positive conidence both in the human capacity of knowing the other reality and in
the desirability of such knowledge, here we have neither of the two. Human
beings are not able, under normal conditions, to know the other reality; and
even if they were, they should better avoid it.
It might seem at irst sight that this model of negative epistemology is not
necessarily new. For instance, already in the 5th century, the Christian philosopher John Cassian could remark that the air between heaven and earth is so
crammed with spirits, never quiet or inding rest, that it is fortunate for men that
they are not permitted to see them.34 Here we ind both the elements we have
identiied: human beings incapacity of perceiving phenomena or entities belonging to another level of reality, and the desirability of that situation. A systematic
exploration focusing on the concept of negative epistemology as deined here
has, to my knowledge, never been attempted but might produce interesting
results and yield many more such examples. But there is an important diference
between the religious negative epistemology of Cassian and Machens literary
one. In Machen, the horriic vision of Pan seems to represent the whole of the
reality of the other dimension. The presence of a benign God presiding over it,
whether knowable or unknowable, does not seem to be included. In the case of a
traditional Christian view such as Cassians, the vision of the spirits might be
just as horriic, but would nevertheless be potentially and powerfully balanced
out by the beatiic vision of God. It is the absence of God that makes the pendulum swing towards a fully negative epistemology in Machens case.

34)

Quoted in Hillgarth, Christianity and Paganism, 58.

M. Pasi / Aries 7 (2007) 63-83

75

Another interesting example, chronologically and culturally much closer to


Machen, is provided by Edward Bulwer Lytton (1803-1873), the Victorian novelist and politician who, with his esoteric novels, exerted an extraordinary
inluence upon English occultism.35 Zanoni, irst published in 1842, was by far
his most successful and inluential occult novel. It tells a story of love and initiation, and the dificulty for human beings to achieve both at the same time. One
of the main characters, Glyndon, is a young man who aspires to initiation into
the Rosicrucian mysteries ater having met the mysterious Zanoni, an adept
belonging to an ancient esoteric fraternity. In the course of the novel Glyndons
attempt at achieving initiation is frustrated by insuficient preparation and determination. During their irst encounter, Zanoni, perceiving the young mans curiosity for other dimensions, gives him a warning: There may be things around us
that would be dangerous and hostile to men, if Providence had not placed a wall
between them and us, merely by diferent modiications of matter.36 It should be
noted that, strictly speaking, here it is not even a mere matter of epistemology
anymore, but rather of ontology. The wall that exists between ourselves and the
creatures of another reality does not concern only our knowledge of them, but
even concrete interaction. The principle, however, seems to be the same: the fact
that humanity does not have access to all of reality is not a curse, but a git. A
cloud of unknowing protects us from unspeciied but very real dangers.
Of course Zanonis warning does not dishearten Glyndon, whose curiosity is
aroused even more strongly. He asks Zanoni: And think you that wall never can
be removed? . . . Are the traditions of sorcerer and wizard, universal and immemorial as they are, merely fables?.37 Zanonis reply is enigmatic, as beits a mysterious adept:
Perhaps yes,perhaps no . . . But who, in an age in which the reason has chosen its proper
bounds, would be mad enough to break the partition that divides him from the boa and
the lion,to repine at and rebel against the law which conines the shark to the great
deep? Enough of these idle speculations.38

Who would be mad enough? Zanoni is of course talking tongue-in-cheek here,


surely with the intention of testing his young interlocutor: a candidate for

35)

See Pasi, La notion de magie, 156-174. Machen himself was one of Bulwer Lyttons admirers. See
Valentine, Arthur Machen, 31.
36)
Bulwer Lytton, Zanoni, 70.
37)
Bulwer Lytton, Zanoni, 70.
38)
Bulwer Lytton, Zanoni, 70.

76

M. Pasi / Aries 7 (2007) 63-83

Rosicrucian initiation not only would, but should be mad enough to break the
partition. And right here lies the diference between this model of negative epistemology and Machens one. True, the universe is full of hostile creatures ready
to harm poor, ignorant human beings. But while initiation opens the gates to
them, it should also teach the way to deal with them safely, or even master them.
In the end, Glyndons initiation fails, and the demons he has not been able to
master begin persecuting him; but Zanoni is the obvious example that a successful initiation is possible, and that the other dimensions of reality are hostile only
insofar as one does not know how to deal with them. This is precisely what is
missing in Machens story, and in the model of radical negative epistemology
introduced by him. There is no successful initiation, in The Great God Pan, to
provide a counter-balance against the failure of the experiment at the beginning
of the story.
It is only ater Machen that we ind a similar model of negative epistemology
applied to literature again. The most obvious example is H.P. Lovecrat, who, as
is well known, was considerably inluenced by Machens work.39 There is no better specimen of the presence in his writings of negative epistemology than the
incipit of one of his most famous stories, The Call of Cthulhu:
The most merciful thing in the world, I think, is the inability of the human mind to correlate all its contents. We live on a placid island of ignorance in the midst of black seas of
ininity, and it was not meant that we should voyage far. The sciences, each straining in
its own direction, have hitherto harmed us little; but some day the piecing together of
dissociated knowledge will open up such terrifying vistas of reality, and of our frightful
position therein, that we shall either go mad from the revelation or lee from the light
into the peace and safety of a new dark age.40

Here again, the human mind is unable to gain knowledge about important
aspects of reality. Science may one day ind a way to open our consciousness to
them, but this will only lead to terrifying vistas and to an awareness of our
frightful position. Obviously, in the economy of Lovecrats imaginative world,
Cthulhu and his fellow monstrous gods incarnate the mysterious forces of the
universe that are represented by Pan in Machens novel.
It is also interesting to note that, in the paragraph following the one just
quoted, Lovecrat refers explicitly to modern esoteric ideas in connection with
this vision of reality:
39)
40)

See Joshi, H.P. Lovecrat, 298-300.


Lovecrat, The Call of Cthulhu, 61.

M. Pasi / Aries 7 (2007) 63-83

77

Theosophists have guessed at the awesome grandeur of the cosmic cycle wherein our
world and human race form transient incidents. They have hinted at strange survivals in
terms which would freeze the blood if not masked by a bland optimism. But it is not
from them that there came the single glimpse of forbidden eons which chills me when I
think of it and maddens me when I dream of it.41

Lovecrat seems to acknowledge that the Theosophical movement created by


Madame Blavatsky has been able to approach the awful truth, even if it has not
gone very far either.
The negative epistemology we have encountered so far in Machens and Lovecrats (and, partially, Bulwer Lyttons) works could arguably be explained as a
logical literary device in the context of horror or supernatural iction. If the purpose of this literature is to frighten the reader, it should only be normal that its
authors avoid optimistic, conident views of other dimensions of reality. This
may be true, but even so, we are still dealing with a relatively recent development
in the history of this literary genre, for which I cannot ind many examples before
Machen. On the other hand, it might be interesting to have a look at authors
who were presenting themselves not as iction writers, but as esotericists, in order
to see if it is possible to ind traces of negative epistemology in them.
The most interesting example I have found in modern esoteric literature is
provided by G.I. Gurdjief (1866?-1949) and his notion of Kundabufer.42 The
term was probably coined by Gurdjief himself, from the words Kundalini and
bufer, and refers to an organ that was placed in the human body, at the base of
the spine, by a celestial entity when the human race was created.43 The purpose
of this organ was to prevent human beings from knowing their real condition in
the economy of the universe. Gurdjief believes that the Moon is slowly evolving
to become a planet in its own right. In order to achieve that goal, she needs
an enormous amount of the energy of living beings, especially those residing on

41)

Lovecrat, The Call of Cthulhu, 61-62.


However, one could also consider the following passage taken from an essay by Rudolf Steiner
(1861-1925): . . . what a man would experience if his Ego were to pour consciously into the Macrocosm, would be so dazzling, so shattering, that it must be regarded as a wise dispensation that at the
moment of going to sleep man forgets his existence altogether and consciousness ceases (Steiner,
Experiences of Initiation, 153). The wise dispensation Steiner is referring to is meant to protect
man from a too direct experience of the outer reality represented by the Macrocosm, made possible,
in principle by sleep, and seems to recall our notion of negative epistemology. Further research
would be necessary to ascertain the importance of this notion in Steiners works.
43)
The notion of Kundabufer has so far been quite neglected by scholars working on Gurdjief,
but S. Wellbeloved devotes a short entry to it in her Gurdjieff, 113-114.
42)

78

M. Pasi / Aries 7 (2007) 63-83

Earth. From the point of view of cosmic evolution, therefore, human beings have
no other purpose than that of serving as food for the Moon. All their struggles,
all their hopes, all their toils, have no real meaning whatsoever, for on a cosmic
scale they are to the Moon what cattle is for them. This is how Gurdjief explains
the situation:
The moon is mans big enemy. We serve the moon. Kundabufer is the moons representative on earth. We are like the moons sheep, which it cleans, feeds and shears, and keeps
for its own purposes. But when it is hungry it kills a lot of them. All organic life works for
the moon. Passive man serves involution; and active man, evolution.44

If men were aware of their situation, they would certainly be seized by despair,
and probably even commit suicide.45 At a certain moment, still in a remote past,
the cosmic hierarchy decided to remove the Kundabufer; but its efects still continue to be felt by human beings, so that they still cannot see clearly what their
real situation is and are far from suspecting their role in feeding the Moon.46 Yet,
their individual awakening from their condition of sleep and ignorance would
set them free from their role of Moon-food. There is therefore an inner tension
between the evolutionary needs of the individual and the evolutionary needs of
the universe. However, the two divergent drits may coexist because it is not
expected that the whole of humanity will be able to wake up to reality. Only a
minority of strong-willed individuals will be able to achieve that result, while the
rest will continue feeding the Moon unwillingly and unconsciously.47
Here we can see the elements of negative epistemology playing a certain role
in Gurdjief s ideas. Human beings seem to be constitutionally unit to perceive
reality as it really is, and even if this were diferent, what they would discover
would certainly be less than pleasant. Of course this negative epistemology is
mitigated by a corresponding positive one, which concerns those individuals
who, through Gurdjief s teachings (the Work), are able to overcome the limitations imposed on the rest of mankind, and free themselves from their cosmic
predicament.

44)
45)
46)
47)

Gurdjief, Views rom the Real World, 198.


Wellbeloved, Gurdjieff, 114.
Gurdjief, Beelzebubs Tales, 89-90.
Ouspensky, Fragments, 93-94.

M. Pasi / Aries 7 (2007) 63-83

79

5. Concluding remarks
One could argue that no esoteric doctrine or system of thought could exist on
the basis of a negative epistemology alone. Without the hope of somehow achieving the goal of spiritual emancipation from a previous condition of inferiority, an
esoteric system would hardly be viable. Authors of horror or supernatural stories
labour under no such disadvantages, because it is not hope or esoteric teachings
that are expected from them, but entertainment. Of course this does not exclude
that some of them may also wish to convey esoteric teachings in their writings,
or that some of their readers may discover such teachings even when they were
not intended. But an absolute negative epistemology, while it can easily stand on
its own feet in a horror story, would have dificulties in being convincing within
a system of esoteric teachings.
On the other hand, and more importantly, it would be hard to deny that
forms of negative epistemology, which to my knowledge are dificult to ind in
modern Western esotericism before the beginning of the 20th century, have been
integrated into esoteric systems of thought by authors such as Gurdjief. We
could ask ourselves why, and wonder about the possible cultural changes that
have prompted such a development. We do not propose to give an answer to
these questions here. We would just like to focus our attention again on the
appearance of this model in supernatural iction at the end of the 19th century.
The 1890s are considered a special period in the history of England from an
artistic and literary point of view.48 During the last decade of the Victorian age,
the collapse of certainties that had characterised the heyday of scientiic naturalism and positivism was acutely felt. It is no coincidence that the artistic and literary fashion of the day took the name of decadence. More and more people felt
that civilisation, or at least Western civilisation, had passed its zenith and was
now in decline. One of the most inluential books of the decade was Max
Nordaus Degeneration, which epitomised this feeling. This cultural pessimism
was only reinforced by later events such as the First World War. The useless
bloodshed and the massacre of millions of men, made possible by the latest
developments of technology, dealt a heavy blow to the naive faith in science and
progress that had been so dominant in the second half of the 19th century. The
intuitive conviction that Western civilisation represented the best that the history of humanity had produced came to be challenged, along with its colonialist
domination of the rest of the world. Between 1918 and 1922 Oswald Spengler

48)

See Cevasco, The 1890s.

80

M. Pasi / Aries 7 (2007) 63-83

published his inluential Decline of the West, in which he presented western civilisation as doomed to decline and fall, and his dominant status in the world destined to be taken away from her by some other younger and more ruthless
civilisation still in the process of taking shape.49
This new cultural climate is important for understanding the birth and the
early development of new esoteric currents such as Perennialism.50 But it is also
important, in my view, for understanding the emergence of forms of negative
epistemology among certain esoteric authors and movements. We have tried to
show how this attitude made its irst appearance in the iction of Arthur Machen,
who was close to esotericism both biographically and for being read widely and
with interest by other esoteric authors.51 As we have seen, this theme later became
a conspicuous source of inspiration for another important author of supernatural iction, H.P. Lovecrat. It has perhaps not been suficiently emphasised how
important it is to have a look at both authors political attitudes in order to
understand the presence of this theme. Both Machen and Lovecrat held strongly
conservative ideas.52 They were nostalgic of a mythical, idealised past, in comparison to which their own time represented an obvious decadence. Of course,
the object of their nostalgia was signiicantly diferent: Machen dreamed about
the Middle Ages and their unchallenged Catholicism, Lovecrat about the
18th century and its Enlightenment, but both believed in the reality of a decline
of western culture. In this respect, it is signiicant that Pan was used by Machen
to represent the evil of the other side, because for generations of artists and
writers, this god had come to represent wild, unrestrained nature, especially in its
sexual aspects: the breaking free of instincts associated with progressive views of
social emancipation.
It is interesting to note that many years ater writing The Great God Pan, during the Spanish civil war, Machen sided resolutely with the Francoist insurgents,
against the legitimate republican government.53 For him this was an obvious
49)

Spengler, Der Untergang des Abendlandes.


Hanegraaf, Tradition, 1132-1135.
51)
Machens Great God Pan seems to have contributed signiicantly to his reputation among other
members of the Golden Dawn and may even have played a role in the circumstances that led to his
initiation into the Order. R. Weighell in his Sorcery and Sanctity reports that W.W. Westcott, one
of the founders and early leader of the Order, concluded, ater reading Machens story, that he had
attained a degree of initiation by thought and meditation (14). Unfortunately Weighell does not
indicate the source of his quotation.
52)
On Machen political ideas, see Sweetser, Arthur Machen, 52 and f. On Lovecrat, see Joshi, H.P.
Lovecrat, 177-179 and passim.
53)
See Sweetser, Arthur Machen, 53.

50)

M. Pasi / Aries 7 (2007) 63-83

81

consequence of the defence of traditional religion and values against the attacks
of secularism and modernity. The horror that exhales from his stories seems to
be a direct efect of the fears that modernity provoked in their author. The monstrous, invisible, all-pervading evil that is constantly threatening the characters in
his novels and tales is the same evil that threatens to subvert the traditional values of society and religion. This evil is aptly symbolised by Pan, the god of subversion and one of the ideal ancestors of the Christian arch-enemy. The fear of
subversion, of modernity, of change, thus becomes, quite literally, a panic fear. In
this sense, the relationship between occultism and modernity is perhaps more
complex than has been described by Alex Owen in her recent Place of Enchantmentunless we consider the fear of modernity, and the anti-modern attitudes
that may stem from it, as being themselves an essential, albeit paradoxical, phenomenon of modernity. The belief in the decadence of the West, and the consequent distrust in the foundational beliefs of Victorian culture, such as the
relentless march of scientiic progress, should be seen in connection with the rise
of what we have called negative epistemology.

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