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Chronicles From the Classroom: Making Sense of the Methodology and Methods of Narrative Analysis
Ann I. Rogan and Dorothea M. de Kock
Qualitative Inquiry 2005; 11; 628
DOI: 10.1177/1077800405276777
The online version of this article can be found at:
http://qix.sagepub.com/cgi/content/abstract/11/4/628
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QUALITATIVE
10.1177/1077800405276777
Rogan,
de Kock INQUIRY
/ CHRONICLES
/ August
FROM
2005 THE CLASSROOM
educational research; narrative analysis; narrative methods; interviewing techniques; teacher education
Studying the work of researchers such as Elbaz (1983) and Phendla (2000)
leaves the reader with the impression of a naturally occurring clarity inherent
in narrative inquiry methodology and methods. In addition, the narratives
appear to be combined effortlessly with descriptions of the research process.
The impression of simplicity is, however, misleading. When studying the
research literature and attempting to step into the domain of narrative
inquiry, it soon becomes apparent that the undertaking is a task rich with
controversial issues and complex choices. Questioning definitions of even
the most basic terminology of the genre, the phases of the narrative research
processfrom the selection of respondents to the development of an interview style to the determination of appropriate methods of data analysisare
628
629
critically debated in the literature and encompass many points of view. Such
is the variety that some researchers have even suggested the need for a taxonomy of narrative inquiry (Fenstermacher, 1997, p. 122). Complications of
credibility and dilemmas of practice arise at every turn for the novice and lead
to the problem examined in this article: How can I make sense of the complexities
of narrative inquiry? The intent of this article is to present my perceptions as a
novice researcher struggling to explore the fundamental questions of the
achievements, the challenges, and the character of narrative inquiry study
in a systematic and organized fashion. Using data collected for a study of
preservice educators experiences, a multilayered examination evolved. Two
overlapping domains of inquiry emerged, one that could be described as
functional and the other analytical. The functional domain consists of identifying, categorizing, and then selecting the existing methods of analysis.
Embedded in the functional domain is the analytical domain that consists of
investigating and interpreting the underlying assumptions, the effects, and
the results of applying the different methods to narratives.
630
THE NARRATORS
For this investigation, two South African preservice educators enrolled in
the school-based Postgraduate Certificate in Education (PGCE) program of
the Faculty of Education at the University of Pretoria became the narrators.
Both of these young people were engaged at the time of the interviews in their
first school-based teaching experiences in the university program and had
agreed to participate in a year-long study whose purpose is to describe those
experiences. The narrators were deliberately chosen for this study to represent some of the diverse cultural and language backgrounds of South African
society at large and because they were encountering the circumstances to be
investigated. In the field text of the study, the participants are introduced and
described.
Lily is a tall, attractive young woman in her early 20s. Her first language is
Afrikaans, but we conducted the interviews in English. Rose is a slight, very
pretty young woman in her early 20s. She says that she is shy: The first thing
about me is that I am very scared . . . I grew up in a certain way. I wasnt
allowed to say anything. My brothers and sisters had to say things for me.
She is seSotho speaking but is teaching in English.
Lily and Rose were chosen (without having met them) for their individual
cultural and linguistic experiences. However, in addition to cultural and linguistic differences, their different temperaments and family backgrounds
emerged in subsequent interviews. One is confident, whereas one is shy. One
631
is from a nuclear family and one is from an extended family. The additional
differences discovered in the interviews appeared significant. Anticipating
the possibility that the narrators could express similarities of interpretation of
the Postgraduate Certificate in Education program experience, it seemed prudent to focus the investigation on people who initially might be expected to
reveal divergent perceptions. The external and internal contrasting circumstances of the narrators add depth to the interpretation of their shared context. Furthermore, finding by chance stark contrasts in the personal qualities
of the narrators led to an awareness of the serendipitous nature of the enterprise. The need for transparency of my approach as a researcher in the
interests of trustworthiness and believability became apparent.
INITIAL INTERVIEWS
In the initial interviews, I introduced myself and the purpose of the investigation. The confidentiality measures that were to be taken were negotiated.
Consent-for-participation forms were signed and the interview style was
established. This procedure appeared deceptively straightforward and uncomplicated. However, in subsequent meetings with the narrators, the
unmistakable complexity and dominant influence of the interview task was
revealed. As the performative cluster focuses on the actual interview process
and the role of the interviewer, the next logical step in the inquiry seemed to
be to investigate the methods in this cluster.
632
The tone of questioning appeared to alter and even disrupt the narration. This
created a tension of privilege, an epistemological tension perhaps, between
my expectations as researcher and the interests of the narrator.
The dilemma and deeper meaning of accommodating contrasting intentions of the narrator and the researcher led to an examination of the theoretical foundations of the performative methods cluster. As described in the
literature, performative methods such as earliest memory recall (Lieblich,
Tuval-Mashiach, & Zilber 1998, p. 86), chronological annals (Clandinin &
Connelly, 1994, p. 419), repertory grids (Korthagen, 1992, p. 268), and nodal
moments (Bullough & Pinnegar, 2001, p. 19) bring into being that which they
name (Mottier, 2000, p. 537) and are methods that appear to directly effect
the content of the narrative text, whether through interview stance or the
solicitation of specific narrator experiences. In the early interview experiences with Lily and Rose, it became clear that a pivotal decision was the timing (preinterview or postinterview) of the use of the performative methods.
The decision appeared to be linked to the theoretical viewpoint of the interviewer and can be clarified by what happened. In the initial meetings with the
narrators, choosing to conduct structured interviews included planning
before the interview to use the performative method of asking directly for
information. Adopting the prepared style of interview presupposed an
orderly, transparent, and objective reality according to Lincoln and Guba
(1985, p. 82) that can be intentionally accessed through questioning. The
result of the planned-question/structured interview was that although the
requested information was obtained, the experience was primarily based on
the notion that the content, if not the meaning, of the narrative was controlled
by the researcher.
The unexpected, subtle clash of control of the discussion topic between
narrator and researcher intentions in the early structured interview of this
study made an alternative approach more attractive. At the other end of the
performative methods spectrum, Clandinin and Connelly (1994) suggested
decreasing the influence of researcher intentions by asking the person to tell
his or her own story in his or her own way . . . [so that] . . . the participants
intentions are uppermost (p. 419). Although understanding that as a
researcher, I can never disappear from the interview, using the strategy
implied a constructivist (Lincoln & Guba, 1985, p. 82) view of reality that
encouraged narrators to participate authentically in interviews. In subsequent encounters with Lily and Rose, a nondirective listening stance (Rogers,
1980) was attempted. The flexibility of the conversational style of interview
provided a personally more comfortable, less intrusive approach that also
seemed to reduce the narrator/researcher control tensions. As the interviews
progressed, conversational techniques began to emerge that appeared to
encourage Lily and Rose to offer their choice of narratives. I employed
conversational techniques such as
633
their participation
Researcher: What I am trying to do is see how people learn to be educators. You know,
what exactly is it that helps us to learn to be educators? (Rose Interview 2)
R: Exactly. Exactly. Thats why I like remedial teaching and I like to work with the kids that
need the extra help. Yeh. Its much more satisfying to me somehow. (Rose Interview 1)
defining the position of the researcher as a person with similar interests and
challenges
R: Ive a long history of teaching. (Lily Interview 1) I have a seminar . . . and I have to
write a paper for that seminar . . . so thats what I am doing. (Lily Interview 7)
assuring confidentiality
R: But I wont tell them your name. In this paper Ive called you Rose. (Rose Interview 3)
R: Perhaps after the holidays, then, you could come back? (Rose Interview 1)
R: I can see how you could do psychology then because it all sort of fits together when you
think about it. (Lily Interview 1)
supportive comments
Rose: And you know English is my second language. We were like twins.
R: Sounds like sisters?
Rose: Ja like twin sisters. (Rose Interview 1)
The narratives that resulted from the unstructured interviews now contained
an abundance of anecdotal and episodic little stories (Walker, 2003) of
the narrators experiences in the classroom that were available for further
analysis.
In the case of Lily and Rose, even though the information was not asked for
directly, a postinterview search of the texts for descriptions of specific experiences was fruitful. In their narratives, for example, although evidence of chronological annals, repertory grids, or earliest memory recall was not present, it
was possible to discern in the texts what Elbaz (1991) called a critical episode
(p. 17), Bullough and Pinnegar (2001) called a nodal moment (p. 19), and
Kelchtermans (1993) called a critical incident (p. 449), in other words, significant episodes in the narrators lives that are recognized as influential. Rose
described a very private and traumatic beginning to her university career
after she was asked a spontaneous question about her love of psychology:
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The other thing that made me want to do psychology is . . . my . . . cousin died in 96 and
we were very close, we were like twins. Like twin sisters and she killed herself. She committed suicide. And the other thing that makes me wonder is what makes her to do that?
What did she do to her parents? Why should she want to finish her beautiful life this
tragic way? . . . I looked at psychology. . . . With this I can be able to understand what happened in there. (Rose Interview 1)
Lily described a false career start and the realization that she wanted to be
an educator under any circumstances after she was also asked a spontaneous
question about why she left her job overseas:
I decided to study hotel and catering. This was the biggest mistake of my life. I am not cut
out for the hotel industry. I love staying in a hotel and love going on vacation but no I
dont want to work there. Im glad I did it because I can use it as a subject in the schools
now . . . its not a wasted year because you learn something. For me personally its a waste
of time making sure people get their margaritas. . . . I went home and told them Ill kill
the next person that asks me for something frivolous. Then I decided that Im going to do
what I want to do even if they dont pay me. . . . This, I love it . . . you actually see that in
the big scale of things you have done that much. (Lily Interview 1)
635
In this excerpt, it appears that Lilys short, sparse sentences may have
resulted from the interviewers short, sparse question.
Moving away from the structured interview to a conversational approach
opened up new analytical challenges, however. In the study with Lily and
Rose, for example, encouraging a narrator to talk about her own experiences
in her own way increased the unpredictability of language use. Colloquial
language unfamiliar to me such as zero on a contract (Lily Interview 8) and
warra warra (Rose Interview 2) appeared. The home language, cultural,
and age differences between the researcher and the narrators expanded the
opportunities for misunderstanding meaning. Through trial and error, several methods were developed in the course of the interviews to cope with the
possibility of misinterpretation:
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allowing the narrator to say the word in her own language and asking the tran-
scriber to translate
Lily: Dit is waar.
Translator: This is true. (Interview 1)
supplying a translation from the context
Rose: Ooooh. I didnt know what it . . .
R: What they mean by reflection?
Rose: Yeh. (Interview 4)
studying more than one statement for evidence of an idea
Rose: Its all about connecting things and them making sense to you as it happens . . . discover themselves cause I dont now believe more . . . and motivating them to be what
they are created to be. You know. (Interview 2)
repeating back what the narrator said
Lily: I think its a self-protection thing because Im like . . .
R: . . . a coping mechanism.
Lily: Ja . . . cause I cant handle conflict. (Interview 5)
637
Functional Domain
(Input Action)
Structured
interview
Method
Performative
Cluster
Table 1
Reference
Analytical Domain
(Possible Outcome)
638
to be there physically and emotionally and thats tiring. For me thats very tiring because
you cant just like . . . its a childs life. Its not like any other job. Theres not one job thats
like that. Not even doctors or anything. You are responsible for the childs soul. If you
damage that, the childs gonna be damaged for the rest of his or her life. If a doctor damages something, it can be cured and the person can learn to live without a limb or something like that. He wont be emotionally scarred, he will be just as happy and content
whatever. But if you damage someones soul . . . and I dont want to be responsible for
something like that. I dont want in 20 years time someone must come to me and say if it
wasnt for you I could have been so much better in life. (Lily Interview 2)
639
Structural
analysis
Cluster
Table 2
Functional Domain
(Input Action)
*external examination of
general topics
*analysis of long excerpts
*categorize forms of discourse
styles: expressive, referential,
persuasive narrational
Individual word
*internal examination of speanalysis
cific narrator semantic and
*situated meaning syntactic choices
*syntax
*identify intensifiers,
*semantics
quantifiers,
*grammar
word patterns, and content
of word choices
*analyze technical and
mechanical aspects of
language
Whole text
analysis
*content
*discourse
Method
Polkinghorne (1988)
Reference
*content dependent
*interpretation of global meaning
of text
Analytical Domain
(Possible Outcome)
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INTERPRETIVE ISSUES
The narrators seemed to have a natural propensity for imaginative language. In the interviews, previously created images were encouraged by
using the performative method of repeating the words of the narrator:
R: You said you felt as though you were in an ocean and you were told: Swim! Do you still feel
that way?
Lily: I dont knowsometimes I have glimpses of mountains but then its just waves again.
(Interview 2)
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She uses this image to describe a style of teaching that she rejects as she compares the work to that of an actor playing a role. Her image implies a perception of a lack of sincerity or authenticity in the person who teaches by lecturing (chalk and talk) only. Lily, on the other hand, presented another
perception of the word when she commented on the enormous number of
activities carried out by the educator:
Ja and Ive also realized that you dont just have one role. You are six things in one.
Now youre a teacher for one, then an emotional advisor for the other and spiritual advisor for the other one and its just how to handle all of that role to be most effective. (Lily
Interview 3)
When first confronted with the images of role in these excerpts, the temptation was to force the passages to fit into the limited personal interpretation of
a role as a specific entity. Unable to explain both images with a single interpretation, however, it became clear that especially when presented with imaginative language, the narrator and the listener/reader are influenced by their
own experiences and bring their own meanings to the events. The two perceptions of meaning became entwined and interdependent and in this study
were compounded by the ever-present mother tongue concerns. Whose
meaning and whose voice then would be revealed in the interpretation? In
this case, comparing the differences of interpretation in the figurative use of
the role in the two passages seemed to mediate the conflict by adding to the
understanding of both of their images. To Rose, a role is a matter of pretending. To Lily, a role is a responsibility. The distinction was difficult to discern at
first and underscores the ambiguous, multilayered origin of meaning that is
sometimes hidden in the layers of language (Lincoln & Guba, 1985, p. 107). By
analyzing and comparing the use of the metaphoric language and the images
that are created, however, a supportable understanding of the passages surfaced. Although not overtly stated, both narrators appear to be implying that
developing and embracing an authentic stance as an educator is an essential
aspiration in their classroom chronicles.
Evidence for interpretation in the stories was also sought by examining the
literary convention of plot, the narrators connecting logic of the sequence of
642
Even though the protagonist of the story has behaved strangely, the story provides insight into Lilys thinking as she perceives the episode as comic. The
events in this story could actually be either tragic or comic. It is Lilys comic
conception of the plot that molds the description of the learner, determines
the choice of events to retell, and characterizes their meaning. Identifying,
categorizing, and naming the evident personal logic of the plot connects the
events of the stories and seems to lend a predictability and natural credibility
to the culmination of the story that is reflected in the moral: Despite the inappropriate behavior, a clever child can succeed.
In a contrasting and less structured story type, an interior monologue or
self-conversation, Rose reveals her thinking about herself and appears to
perceive her own experiences as a romantic progression where the hero
overcomes a struggle (Lieblich et al., 1998). Rose answers affirmatively when
asked if she feels herself developing as an educator:
So the first, last quarter for me being in the school, Ive developed in the sense of try to
manage . . . to be able to manage my time, be organized, be able to speak out, be able to say
643
to people, OK, this is what I want, and stick to it! I think Ive improved a lot . . . even as
frightening as it is because it can like . . . build my confidence. I can be able to speak to people. (Rose Interview 1)
Nowhere in the texts were there concise statements of universality from the
narrators that could be regarded as themes. Lacking evidence of historically
or narrator-generated themes, recognizing themes in the narratives again
became a complicated task. Gathering evidence from the images, the playing
out of plots, reviewing the content of the discourses and the emphasis placed
on particular expressions and the selected retelling of critical episodes
resulted in tentative researcher-formulated themes for each of the narrators.
Lilys comic description of the little hell raiser, her emphasis on the importance of her work as an educator, and her description of the many roles of the
educator all seemed to support the following themes:
644
The discipline is nonexisting sometimes but the children is [sic] still . . . theres so much
potential in there. (Lilly Interview 1)
So I think to myself: A lot of them realize that they can do anything they put their minds
to and I feel thats important for me. (Lily Interview 3)
All work is important
They are asking: do you think theres a occupation thats more important than other
occupations. And they actually do think that its more important to be a doctor than to
be a gardener. And what they dont realize is that it is work that is important. Its not
what you do thats important. If you work, anyone that work is on the same level . . . to
work is a noble thing. (Lily Interview 3)
Being a good teacher to me is not about . . . its reflecting what is inside. Its not about
you going and go and get all this nice words from the . . . Internet and give them, but its
for you, not youre really helping them but youre making them think every single day.
And all these things that we live in, we put them together and we live with them . . .
theyre not only learning about the facts but they also learn about . . . it is where we
started from. (Rose Interview 2)
Children learn by asking and answering their own questions
Its them always coming and asking questions, digging deep . . . and . . . and more interested in the Khoi than just, OK, fine, we did this boring thing. . . . I enjoy questions. I
dont give them answers. (Rose Interview 2)
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Method
Functional Domain
(Input Action)
Literary Individual word analysis *identify individual exam- *evokes visual images that
ples of figurative
criticism *figurative language
transcend language
language: metaphors,
analysis
*possible multiple interpresimiles, comparisons,
tations of images
images
*images support interpreta*analyze abstract and
tion of meaning
symbolic language
Cluster
Table 3
Polkinghorne (1988)
Plummer (1995)
Walker (2003)
Lieblich et al. (1998)
van Manen (1998)
Eisner (1998)
Bruner (1986, 1990, 2002)
Lincoln & Guba (1985)
Polkinghorne (1988)
Plummer (1995)
Lieblich, Tuval-Mashiach, &
Zilber (1998)
van Manen (1998)
Eisner (1998)
Bruner (1986, 1990, 2002)
Walker (2003)
Reference
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CONCLUSION
My experience of trying to make sense of narrative inquiry generated several points for continued reflection. First is the essential awareness that as a
novice researcher, I needed to learn as much as I could about the methods
themselves both in the functional and the analytical domain. Organizing the
methods into clusters enhanced my experience by providing a practical and
comfortable approach for their application to my data. Developing a scheme
of approach to the methods of narrative inquiry gave me a framework within
which I could document my experiences as they occurred. Clustering the
methods provided the descriptive attributes that allowed me to think about
the large number of individual methods in terms of groupings of characteristics. As the characteristics of the groups of methods were identified, I could
examine the uses and the underlying assumptions of the groups of methods
and compare and contrast them. The comparisons reveal that the clusters of
methods, although diverse in the specific concentration of focus, were also
similar in many ways. For example, the methods appear to be productive
with a variety of story types, could be used preinterview or postinterview,
647
and could be applied to whole or partial texts. Each of the clusters of methods
shows a level of flexibility in its varying degrees of specificity of analysis that
allows for global or detailed investigations of the narratives as the content
dictates. The methods also provide a bank of evidence for the formation and
support of interpretive analysis and seem to expose a richer interpretation of
the experiences of learning to be an educator through the revealed thoughts
and feelings of the narrators. In the first cursory readings, the interviews had
seemed to be simply superficial descriptions of the participants experiences
told in colloquial language. Later, rereading the narratives from the perspectives of each of the clusters of methods encouraged a deeper understanding of
their meanings. From the analysis grew an appreciation of the sometimesembedded expressions of the motivations, aspirations, attitudes toward
events, and guiding beliefs of the narrators.
Second is the recognition of the importance of researcher integrity and
transparency in a narrative analysis investigation. Issues such as the influence of interview stance, the analysis and interpretation of the data, the
impact of the choice of narrators and language differences, and matters of reliability, credibility, and trustworthiness are not as yet unequivocal. Because of
the lack of clear and standardized research guidelines, conducting a narrative
analysis investigation appears to be an individualized effort. As a novice
researcher, it was of particular benefit to experience, reflect on, and describe
my own journey through the study.
Finally, a question for reflection arises: Of what use are the results of applying multiple, carefully chosen varieties of narrative analysis methods to the
data in a study? Through my experiences, I have come to consider that the
results of using the methods appear to be relevant and appropriate in educational research where much of what is experienced in the classroom is complex and difficult to express directly. Using the clusters of methods helps to
delve into the complexity, describe experiences from the perspective of the
participants, and allow the compelling voices of the narrators to be heard. At
the same time, using the clusters of methods generates an understanding of
circumstances that is composed of an accumulation of examinable evidence
and analytical methods that is available for critical review, further interpretation, or replication.
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Ann I. Rogan has been a classroom educator for 30 years both in the United
States and in South Africa. She has taught for the past 6 years at an independent school in the Pretoria city center in Gauteng, Republic of South Africa. She
received a masters in education from Teachers College Columbia University
and is currently studying for a doctorate in education at the University of
Pretoria.
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