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Friday,

May 6, 2005

Part VI

Environmental
Protection Agency
40 CFR Part 93
Transportation Conformity Rule
Amendments for the New PM2.5 National
Ambient Air Quality Standard: PM2.5
Precursors; Final Rule

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24280 Federal Register / Vol. 70, No. 87 / Friday, May 6, 2005 / Rules and Regulations

ENVIRONMENTAL PROTECTION Department of Transportation’s (DOT) number: (734) 214–4574, fax number
AGENCY planning regulations in the public 734–214–4052; or Angela Spickard,
consultation procedures of the State Measures and Conformity Group,
40 CFR Part 93 conformity rule. The Clean Air Act Transportation and Regional Programs
[Docket No. OAR–2003–0049; FRL–7908–3]
requires federally supported highway Division, U.S. Environmental Protection
and transit projects to be consistent with Agency, 2000 Traverwood Road, Ann
RIN 2060–AN03 (‘‘conform to’’) the purpose of a SIP. Arbor, MI 48105, e-mail address:
EPA has consulted with DOT on the spickard.angela@epa.gov, telephone
Transportation Conformity Rule development of this final rule and DOT number: (734) 214–4283, fax number
Amendments for the New PM2.5 concurs with its content. 734–214–4052.
National Ambient Air Quality Standard:
EFFECTIVE DATE: June 6, 2005. SUPPLEMENTARY INFORMATION: The
PM2.5 Precursors
contents of this preamble are listed in
ADDRESSES: Materials relevant to this
AGENCY: Environmental Protection the following outline:
rulemaking are in Public Docket I.D. No.
Agency (EPA). OAR–2003–0049 located at the Air I. General Information
ACTION: Final rule. Docket, Environmental Protection II. Background
Agency, Mailcode: 6102T, 1200 III. PM2.5 Precursors
SUMMARY: This final rule adds the IV. Technical Correction to Public
Pennsylvania Ave., NW., Washington, Consultation Procedures
following transportation-related PM2.5 DC 20460; phone: 202–566–1742. For
precursors to the transportation V. How Does Today’s Final Rule Affect
more information about accessing Conformity SIPs?
conformity regulations: nitrogen oxides information from the docket, see Section VI. Statutory and Executive Order Reviews
(NOX), volatile organic compounds I.B. of the SUPPLEMENTARY INFORMATION
(VOCs), sulfur oxides (SOX), and section. I. General Information
ammonia (NH3). The final rule specifies
when each of these precursors must be FOR FURTHER INFORMATION CONTACT:
A. Does This Action Apply to Me?
considered in conformity Rudy Kapichak, State Measures and Entities potentially regulated by the
determinations in PM2.5 nonattainment Conformity Group, Transportation and conformity rule are those that adopt,
and maintenance areas before and after Regional Programs Division, U.S. approve, or fund transportation plans,
PM2.5 state air quality implementation Environmental Protection Agency, 2000 programs, or projects under title 23
plans (SIPs) are submitted. Today’s Traverwood Road, Ann Arbor, MI U.S.C. or title 49 U.S.C. Regulated
action also makes a technical correction 48105, e-mail address: categories and entities affected by
to a cross-reference of the U.S. kapichak.rudolph@epa.gov, telephone today’s action include:

Category Examples of regulated entities

Local government ..................................................................................... Local transportation and air quality agencies, including metropolitan
planning organizations (MPOs).
State government ..................................................................................... State transportation and air quality agencies.
Federal Government ................................................................................. Department of Transportation (Federal Highway Administration (FHWA)
and Federal Transit Administration (FTA)).

This table is not intended to be other information related to this action. Federal Register listings at http://
exhaustive, but rather provides a guide Although a part of the official docket, www.epa.gov/fedrgstr/.
for readers regarding entities likely to be the public docket does not include An electronic version of the public
affected by this final rule. This table Confidential Business Information (CBI) docket is available through EPA’s
lists the types of entities of which EPA or other information whose disclosure is electronic public docket and comment
is aware that potentially could be restricted by statute. The official public system, EPA Dockets. You may use EPA
regulated by the conformity rule. Other docket is the collection of materials that Dockets at http://www.epa.gov/edocket/
types of entities not listed in the table is available for public viewing at the Air to view public comments, access the
could also be regulated. To determine Docket in the EPA Docket Center, (EPA/ index listing of the contents of the
whether your organization is regulated DC) EPA West, Room B102, 1301 official public docket, and to access
by this action, you should carefully Constitution Ave., NW., Washington, those documents in the public docket
examine the applicability requirements DC. The Docket telephone number is that are available electronically.
in § 93.102 of the transportation (202) 566–1742. The EPA Docket Center Although not all docket materials may
conformity rule. If you have questions Public Reading Room is open from 8:30 be available electronically, you may still
regarding the applicability of this action a.m. to 4:30 p.m., Monday through access any of the publicly available
to a particular entity, consult the Friday, excluding legal holidays. The docket materials through the docket
persons listed in the preceding FOR telephone number for the Public facility identified in Section I.B.1. Once
FURTHER INFORMATION CONTACT section. Reading Room is (202) 566–1744. You in the EPA electronic docket system,
may have to pay a reasonable fee for select ‘‘search,’’ then key in the
B. How Can I Get Copies of This copying docket materials. appropriate docket identification
Document? number.
2. Electronic Access. You may access
1. Docket. Materials relevant to this this Federal Register document II. Background
rulemaking are in Public Docket I.D. No. electronically through EPA’s
OAR–2003–0049. The official public Transportation Conformity Web site at A. What Is Transportation Conformity?
docket consists of the documents http://www.epa.gov/otaq/transp/ Transportation conformity is required
specifically referenced in this action, traqconf.htm. You may also access this under Clean Air Act section 176(c) (42
any public comments received, and document electronically under the U.S.C. 7506(c)) to ensure that federally

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Federal Register / Vol. 70, No. 87 / Friday, May 6, 2005 / Rules and Regulations 24281

supported highway and transit project resulting from a separate June 30, 2003, rule is proposed. Our re-evaluation is
activities are consistent with (‘‘conform proposal (68 FR 38974). This proposal based on the fact that the one-year
to’’) the purpose of the state air quality addressed the March 2, 1999, court conformity grace period began on April
implementation plan (SIP). Conformity ruling by the U.S. Court of Appeals for 5, 2005, the effective date of the
currently applies to areas that are the District of Columbia Circuit designations. EPA believes that it is
designated nonattainment, and those (Environmental Defense Fund v. EPA, et crucial that PM2.5 nonattainment areas
redesignated to attainment after 1990 al., 167 F. 3d 641, D.C. Cir. 1999), and be aware of the requirements for PM2.5
(‘‘maintenance areas’’ with plans incorporated existing federal guidance precursors at the beginning of the one-
developed under Clean Air Act section consistent with the court decision. year grace period in order to facilitate
175A) for the following transportation- Most recently, on December 13, 2004, completion of all necessary work to
related criteria pollutants: ozone, EPA published in the Federal Register determine conformity by the end of the
particulate matter (PM2.5 and PM10),1 a supplemental notice of proposed grace period for all applicable
carbon monoxide (CO), and nitrogen rulemaking to the November 5, 2003, precursors. Therefore, EPA has decided
dioxide (NO2). Conformity to the new standards conformity proposal to finalize the transportation conformity
purpose of the SIP means that entitled, ‘‘Options for PM2.5 and PM10 requirements for PM2.5 precursors in
transportation activities will not cause Hot-Spot Analyses in the Transportation advance of proposing the PM2.5
new air quality violations, worsen Conformity Rule Amendments for the implementation rule. Although the
existing violations, or delay timely New PM2.5 and Existing PM10 National implementation rule has not yet been
attainment of the relevant national Ambient Air Quality Standards’’ (69 FR proposed, on-going consideration of
ambient air quality standards (NAAQS 72140). In response to substantial issues related to precursors in the
or ‘‘standards’’). comments received on the November implementation rule have been
2003 proposal, EPA, in consultation coordinated with development of this
B. What Is the History of the with DOT, proposed additional options final rule.
Transportation Conformity Rule? for PM2.5 and PM10 hot-spot EPA’s implementation strategy for the
EPA’s transportation conformity rule requirements and requested comment PM2.5 standard will include options for
establishes the criteria and procedures on them as well as on the options addressing PM2.5 precursors in other air
for determining whether transportation presented in the November 2003 quality planning programs (e.g., New
activities conform to the SIP. EPA first proposal. Subsequently, EPA extended Source Review for stationary sources).
promulgated the transportation the public comment period for this The public will have the opportunity to
conformity rule on November 24, 1993, supplemental proposal, to January 27, comment on these options during the
(58 FR 62188) and subsequently 2005. EPA has not yet taken final action comment period for that rulemaking
published a comprehensive set of on the December 13, 2004 supplemental once it is published in Federal Register.
amendments on August 15, 1997, (62 FR proposal. We are currently reviewing In today’s final rule, EPA addresses
43780) that clarified and streamlined the public comments received on the all public comments on the PM2.5
language from the 1993 rule. EPA has supplemental proposal and will be precursor options included in the
made other smaller amendments to the issuing a final rule in the near future. November 2003 conformity proposal
rule both before and after the 1997 that were received during the comment
C. Why Are We Issuing This Final Rule? period for that rulemaking. The
amendments.
On July 1, 2004, EPA published a In the November 5, 2003, proposal, comment period for the November 2003
final rule (69 FR 4004) that amended the EPA proposed options for addressing conformity proposal ended on
PM2.5 precursors in the conformity December 22, 2003.
conformity rule to accomplish three
process. However, EPA did not finalize Today’s final rule should not be
objectives. The final rule:
• Provided conformity procedures for PM2.5 precursor requirements in the interpreted as prejudging our decision
state and local agencies under the new subsequent July 1, 2004, final rule on the PM2.5 precursor requirements
because EPA had not proposed a that will soon be proposed in the PM2.5
ozone and PM2.5 air quality standards;
• Incorporated existing EPA and U.S. broader PM2.5 implementation rule to implementation rulemaking. Our final
Department of Transportation (DOT) seek comment on options for addressing rule for the implementation proposal
federal guidance into the conformity PM2.5 precursors in the New Source will reflect how PM2.5 precursors should
Review program and in SIP planning best be considered in other air quality
rule consistent with a March 2, 1999,
activities such as reasonable further planning programs and the comments
U.S. Court of Appeals decision; and
• Streamlined and improved the progress plans, attainment received on that proposal. While EPA’s
demonstrations, reasonably available final decisions on PM2.5 precursors must
conformity rule.
control technology (RACT) be legally consistent, EPA could take
The July 1, 2004, final conformity rule requirements, and reasonably available differing positions with respect to
incorporated most of the provisions control measures (RACM) analyses. At various precursors in other programs as
from the November 5, 2003, proposal for that time, EPA believed that it would appropriate to the programmatic needs,
conformity under the new ozone and have been inappropriate to select a final legal requirements and pollution
PM2.5 standards (68 FR 62690). EPA is option for precursors in transportation sources relevant to the differing
conducting its conformity rulemakings conformity determinations prior to the programs.
for the new standards in the context of development of the precursor options in EPA notes, however, that if in the
EPA’s broader strategies for the broader PM2.5 implementation rule future we change our legal rationale for
implementing the new ozone and PM2.5 proposal. While EPA has not yet considering PM2.5 precursors among the
standards. proposed the PM2.5 implementation various air quality planning programs
The July 2004 final rule also strategy, EPA has moved ahead with from the positions currently under
incorporated all of the amendments PM2.5 designations and this action has consideration as a result of comments
1 Section 93.102(b)(1) of the conformity rule
caused us to re-evaluate the need to received on the PM2.5 implementation
defines PM2.5 and PM10 as particles with an
defer finalization of the PM2.5 precursor strategy proposal, such changes could
aerodynamic diameter less than or equal to a requirements for transportation necessitate a subsequent revision to the
nominal 2.5 and 10 micrometers, respectively. conformity until the implementation transportation conformity rule. In the

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case where an amendment to the in conformity determinations made important to provide transportation
conformity regulations is needed to before a SIP is submitted and emissions agencies with adequate notice of which,
reflect an alternative approach to budgets are found adequate or if any, precursors they may need to
considering PM2.5 precursors, EPA approved. EPA is finalizing a modified address in conformity analyses. A
would conduct such a revision through version of the proposed options in this significance finding will be made
full public notice and comment final rule. Specifically, a regional through a letter from the state air agency
rulemaking. emissions analysis is required for NOX or EPA regional office to the relevant
DOT is our federal partner in as a PM2.5 precursor in all PM2.5 state and local air quality and
implementing the transportation nonattainment areas, unless the head of transportation agencies, MPO(s), DOT
conformity regulations. We have the state air agency and the EPA and EPA (in the case of a state air
consulted DOT in developing this final Regional Administrator make a finding agency finding). An insignificance
rule and DOT concurs with its content. that NOX is not a significant contributor finding will be made through either
to the PM2.5 air quality problem in a letters from the state air agency and the
D. How Does This Final Rule Affect the given area. Regional emissions analyses EPA regional office or a letter co-signed
One-Year Conformity Grace Period? are not required for VOC, SOX or by the state air agency and the EPA
As explained in the July 1, 2004, final ammonia before an adequate or regional office to the relevant state and
rule that addresses the conformity approved SIP budget for such precursors local air quality and transportation
requirements for the 8-hour ozone and is established, unless the head of the agencies, MPO(s) and DOT.
PM2.5 standards (69 FR 40004), state air agency or EPA Regional EPA notes that any significance or
conformity applies one year after the Administrator makes a finding that on- insignificance finding made prior to
effective date of EPA’s initial road emissions of any of these EPA’s adequacy finding for budgets in a
nonattainment designation for a given precursors is a significant contributor. SIP, or EPA’s approval of the SIP,
pollutant and standard. On January 5, Prior to EPA finding the budgets from should not be viewed as the ultimate
2005 (70 FR 943), EPA designated areas the submitted PM2.5 SIP adequate or determination of the significance of
as attainment and nonattainment for the approving the PM2.5 SIP, the MPO and precursor emissions in a given area.
PM2.5 air quality standard. These DOT will document in their conformity State and local agencies may find
designations became effective on April determinations that a regional emissions through the SIP development process
5, 2005, 90 days after EPA’s published analysis has not been conducted for that emissions of one or more precursors
action in the Federal Register. NOX when EPA and the state air agency are significant, even if a precursor had
Therefore, conformity for the PM2.5 have determined NOX to be previously been considered
standard will apply on April 5, 2006. insignificant. The regulatory text for this insignificant. In such a case, the PM2.5
Today’s final rule does not change the final rule can be found in SIP would establish a motor vehicle
one-year conformity grace period for §§ 93.102(b)(2)(iv) and (v) and emissions budget for that precursor and
any area recently designated 93.119(f)(9) and (10). a regional emissions analysis for that
nonattainment for the PM2.5 standard. A state air agency and/or EPA finding precursor would be included in
On April 5, 2006, metropolitan PM2.5 of significance or insignificance (a subsequent conformity determinations.
nonattainment areas must have in place ‘‘significance finding’’) for a PM2.5 Alternatively, state and local agencies
a transportation plan and transportation precursor will be based on criteria may find through the SIP development
improvement program (TIP) that similar to the general criteria for process that emissions of one or more
conforms in accordance with the PM2.5 insignificance of motor vehicle precursors are insignificant even if a
precursor requirements finalized by emissions in § 93.109(k) of the precursor had previously been
today’s action and the requirements conformity rule. Specifically, the considered significant. In such a case,
previously finalized by the July 1, 2004, following criteria will be considered in the PM2.5 SIP would not establish a
rulemaking. See the July 1, 2004, final making significance or insignificance motor vehicle emissions budget for that
rule (69 FR 40008 through 40014) for findings for PM2.5 precursors: The precursor and a regional emissions
more information on the contribution of on-road emissions of the analysis for that precursor would not be
implementation of the one-year precursor to the total 2002 baseline SIP necessary in subsequent conformity
conformity grace period in newly inventory; the current state of air quality determinations.
for the area; the results of speciation To calculate emission factors for PM2.5
designated PM2.5 nonattainment areas.
monitoring for the area; the likelihood precursors, areas must use the latest
III. PM2.5 Precursors that future motor vehicle control EPA-approved motor vehicle emissions
measures will be implemented for a factor model (currently MOBILE6.2 for
A. Description of the Final Rule
given precursor; and projections of all states except California). PM2.5
Today’s final rule identifies four future on-road emissions of the nonattainment and maintenance areas
transportation-related PM2.5 precursor. Determining the significance in California must use EMFAC2002 or a
precursors—nitrogen oxides (NOX), or insignificance of motor vehicle more recently EPA-approved model. It
volatile organic compounds (VOCs), emissions in a given area will be should be noted that EMFAC2002 does
sulfur oxides (SOX), and ammonia conducted on a case-by-case basis. not calculate emissions factors for
(NH3)—for consideration in the Significance and insignificance ammonia. However, EPA understands
conformity process in PM2.5 findings will be made only after that California is developing a
nonattainment and maintenance areas. discussions among the interagency methodology for estimating ammonia
Once a PM2.5 SIP is submitted, a consultation partners for the PM2.5 emissions from on-road vehicles. It is
regional emissions analysis would be nonattainment area. These discussions anticipated that this methodology will
required for a given precursor if the SIP should include a review of the available be completed prior to the end of the
establishes an adequate or approved data being considered to support the one-year conformity grace period.
budget for that particular precursor. significance finding. Interagency However, as a practical matter,
The November 5, 2003, notice of consultation also ensures that all of the conformity for ammonia would not be
proposed rulemaking contained two relevant agencies are aware that such a required in California until there is an
options for addressing PM2.5 precursors finding is being considered. It is acceptable method for estimating such

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emissions, because a method would be because any significant precursors sulfur diesel program will begin to be
needed to estimate current or future would automatically be addressed phased in and will be fully effective by
ammonia emissions for either a without the need for a significance 2009 (January 18, 2001, 66 FR 5001).
significance finding or SIP motor finding to be made by the state air This regulation will reduce the sulfur
vehicle emissions budget. agency or the EPA regional office. On content of diesel fuel by approximately
the other hand, requiring significance 97 percent nationally when fully
B. Rationale for This Final Rule
findings for the precursors VOCs, SOX effective.
Section 176(c)(1)(B) of the Clean Air and ammonia better accounts for Projections of on-road emissions of
Act requires that federal funding and regional variability in air quality and SO2 in 2020 indicate that on-road
approval be given only to transportation better targets resources to the precursors sources will be responsible for less than
activities that are consistent with state that are most important in an individual one percent of the total SO2 emissions
and local air quality goals. To fulfill this area. Also, requiring significance in 2020 in the 372 potential PM2.5
requirement with respect to PM2.5, EPA findings for these three precursors could nonattainment counties (based on 1999–
is requiring that transportation help areas avoid adopting on-road 2001 air quality data).4 These
conformity determinations consider control measures to address a particular projections confirm that the
PM2.5 precursors if they are significant precursor before a SIP is submitted that implementation of the fuel regulations
contributors to an area’s PM2.5 air ultimately prove to be unnecessary after discussed above will ensure that as a
quality problem. a SIP is developed, if emissions of the general matter SO2 emissions from on-
Today’s final rule incorporates NOX, targeted precursor are ultimately found road sources remain at insignificant
VOCs, SOX, and ammonia as possible to be insignificant. In addition, EPA also levels in all areas. Therefore, states are
transportation-related PM2.5 precursors considered with respect to each not required to include SOX in
because all of these precursors are precursor the chemistry of secondary conformity determinations prior to
emitted from on-road motor vehicles. particle formation, the results of submission of a SIP unless the state air
Based on data collected from monitoring speciated air quality monitoring and on- agency or EPA regional office makes a
sites in the national speciation trends road emissions inventory data. In finding that on-road emissions of SOX
network,2 secondary particles from addition to the information provided are a significant contributor to an area’s
precursors commonly account for over below, the November 2003 notice of PM2.5 problem. If a state determines
half of the total fine particle mass from proposed rulemaking contains a more through its SIP development process
all emissions sources measured at these detailed discussion of speciated air that on-road emissions of SOX are
sites. Therefore, we expect that areas quality data and on-road emissions data significant and the SIP includes an
may need to address on-road emissions (68 FR 62706 through 62708). Please adequate or approved emissions budget
of relevant precursors (i.e., NOX, VOC, refer to the notice of proposed for SOX, then future conformity
SOX and ammonia) in their SIPs and in rulemaking for additional details. determinations will be required to
conformity. Sulfur dioxide. While speciated air include a regional emissions analysis for
The final rule allows for the quality data show that sulfate is a SOX.
consideration of the four precursors in relatively significant component (e.g., Nitrogen oxides. Based on a review of
conformity prior to PM2.5 SIPs when ranging from nine to 40 percent) of speciated monitoring data analyses,
such precursors are significant: NOX is PM2.5 mass in all regions of the country, nitrate concentrations vary significantly
considered significant in the absence of emissions inventory data and across the country. For example, in
a finding; VOCs, SOX and ammonia projections show that on-road emissions some southeastern locations, annual
must be found significant to be of SOX constitute a ‘‘de minimis’’ (i.e., average nitrate levels range from six to
included. In finalizing this rule EPA extremely small) portion of total SOX eight percent of total PM2.5 mass,
attempted to strike a balance between: emissions. Emissions inventory data for whereas nitrate comprises 40 percent or
(1) Expeditiously addressing 1999 for the 372 potential PM2.5 more of PM2.5 mass in certain California
transportation-related emissions that nonattainment counties for PM2.5 (based locations. Nitrate formation is favored
could exacerbate the PM2.5 air quality on 1999–2001 air quality data) show by the availability of ammonia, low
problem before a SIP is established, and that on-road sources were responsible temperatures, and high relative
(2) targeting conformity requirements in for only two percent of total SOX humidity. Nitrate formation also
PM2.5 areas in an efficient and emissions. By comparison, fuel depends upon the amount of nearby SO2
reasonable manner. combustion sources (e.g., electric utility emissions because ammonia reacts
EPA based its decision on a number preferentially with SO2 over NOX (i.e.,
and industrial combustion of coal and
of factors. For example, EPA considered ammonia first reacts to form ammonium
oil) contributed approximately 88
the environmentally conservative nature sulfate and then reacts to form
percent of the SOX emissions in 1999 in
of requiring conformity determinations ammonium nitrate).
these same counties.
for all four precursors prior to the Furthermore, EPA has already The sources of NOX are numerous and
submission of a SIP unless a finding is adopted two regulations that will greatly widespread, including motor vehicles,
made that on-road emissions of a reduce emissions of SOX from on-road power plants, and many other
precursor or precursors is insignificant, combustion activities. We believe these
sources by the time such regulations are
rather than only for NOX. Requiring that source categories and the potential for
both in full effect in 2009. First, in 2004
all four precursors be addressed in the low sulfur gasoline program began significant impacts on air quality exist
conformity prior to the submission of a to be phased in and will be fully in many nonattainment areas. The
SIP may be a more environmentally effective in 2007 (February 10, 2000, 65 analysis of speciated air quality data
protective approach to meeting the FR 6697). This regulation will reduce
Clean Air Act’s conformity requirements the sulfur content of gasoline by that State. California’s regulation is similar in
stringency to the Federal regulation.
2 The speciation trends network consists of over
approximately 90 percent when fully 4 EPA 420–R–00–020, October 2002, ‘‘Procedures

50 monitoring sites in urban areas and provides effective.3 Second, in 2006 the low for Developing Base Year and Future Year Mass and
nationally consistent data on PM2.5 constituents by Modeling Inventories for the Heavy-Duty Engine
type (i.e., ‘‘speciated’’) including nitrates, elemental 3 In addition, California has adopted its own rule and Vehicle Standards and Highway Diesel Fuel
carbon, organic carbon and sulfates. which addresses the sulfur content of gasoline in (HDD) Rulemaking.’’

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and the discussion of emission is the varying degrees of volatility of organic aerosol may be attributable to
inventory data in the November 2003 organic compounds, as well as our biogenic sources. These data 5 are
transportation conformity notice of inability to model collectively the significant because biogenic emissions
proposed rulemaking provide an reactivity of these different groups of cannot be controlled. In addition, EPA
appropriate basis for deciding that states compounds. For example, there are believes that in some PM2.5
must include NOX in conformity highly reactive volatile compounds with nonattainment areas, particularly during
determinations made before SIPs are six or fewer carbon atoms that indirectly seasons with high photochemical
submitted and emissions budgets are contribute to PM formation through activity, a significant amount of the
found adequate or approved, unless the reaction with oxidizing compounds secondary organic aerosol may be due to
state air agency and the EPA regional such as the hydroxyl radical and ozone. biogenic emissions as opposed to
office find that on-road emissions of There are also semi-volatile compounds anthropogenic emissions of VOCs, as
NOX are not a significant contributor to with between seven and 24 carbon evidenced by the data from Pittsburgh
the area’s PM2.5 problem. atoms that can exist in particle form and and Atlanta.
EPA believes that requiring both the can readily be oxidized to form other EPA acknowledges that analytical
state air agency and the EPA regional low volatility compounds. Finally, high tools are evolving to enable areas to
office make an insignificance finding for molecular weight organic compounds adequately model the contribution of
NOX is warranted because in this (with 25 carbon atoms or more and low VOCs to PM2.5 formation. Researchers in
rulemaking EPA has initially vapor pressure) are emitted directly as the field anticipate that within the next
determined that NOX is a significant primary organic particles and exist five years the ability of models to
precursor for all PM2.5 nonattainment primarily in the condensed phase at simulate various components of PM2.5
areas. Additionally, all other ambient temperatures. For this reason, will improve greatly, as will their ability
insignificance findings require both these high molecular weight organic to estimate the effectiveness of various
state air agency and EPA regional office compounds are generally considered to control measures. These model
action because they are made through be primary particles and not VOCs. The improvements are particularly
either a motor vehicle emission budget relative importance of each of these significant for secondary organic
adequacy finding or a SIP approval as groups of organic compounds in the aerosols and biogenic and
required by § 93.109(k) of the formation of organic particles varies anthropogenic emissions of VOCs.
conformity regulation. Therefore, based from area to area. In addition, the However, until such model
on the reasons stated above, EPA contribution of on-road source improvements are made and our
believes that it is necessary that both the emissions to each of these three groups understanding of VOC secondary
state air agency and the EPA regional of organic compounds may also vary particle formation improves, EPA
office make a finding that on-road from area to area. believes it is not appropriate to require
emissions of NOX are an insignificant Current scientific and technical regional conformity analyses for VOCs
contributor to an area’s PM2.5 air quality information clearly shows that in PM2.5 nonattainment areas prior to
problem prior to the submission of a carbonaceous material is a significant the submission of a PM2.5 SIP and
SIP. A finding made by both agencies fraction of total PM2.5 mass in most emissions budgets for VOCs being found
provides assurance that on-road areas, and that certain aromatic VOC adequate or approved, unless the state
emissions of NOX are in fact emissions such as toluene, xylene, and air agency or EPA regional office finds
insignificant contributors to an area’s trimethyl-benzene are precursors to the that VOCs are a significant contributor
PM2.5 air quality problem and therefore formation of secondary PM2.5 to an area’s PM2.5 problem. If a state
may be omitted from conformity (secondary organic aerosols). However, determines through its SIP development
determinations prior to the submission while significant progress has been process that on-road emissions of VOCs
of a SIP for the area. After a PM2.5 SIP made in understanding the role of are significant and the SIP includes an
is submitted, conformity determinations gaseous organic material in the adequate or approved emissions budget
will be required for on-road emissions formation of organic PM, this for VOCs, then future conformity
of NOX if the SIP includes emissions relationship is complex and requires determinations will be required to
budgets that are found adequate or are further research and technical tools to include a regional emissions analysis for
approved. determine the extent of the contribution
VOCs.
Volatile Organic Compounds. In 2003, of specific VOC compounds to organic Ammonia. We believe a case-by-case
EPA estimates that on-road motor PM mass, prior to EPA being able to approach is also appropriate for
vehicles accounted for 28 percent of determine the extent of the contribution ammonia because there is sufficient
total VOCs nationwide. Carbonaceous of VOCs to nonattainment problems in uncertainty about emissions inventories
particles, which result, in part, from all PM2.5 areas. and about the potential efficacy of
reactions involving VOCs, account for Additional research is also needed to
control measures from location to
25–70% of constructed fine particle determine the sources of VOC emissions
location. Reductions of ammonia may
mass measured at specific Speciation that contribute most to PM2.5 air quality
be effective primarily in areas where
Trends Network sites. The highest issues. For example, analysis of air
percentages of carbonaceous particles quality samples collected in Pittsburgh, nitric acid is in abundance and
tend to be in the western United States, Pennsylvania from 1998 through 2003 ammonia is the limiting factor to
while the lowest percentages tend to be indicate that approximately half of the ammonium nitrate formation
in the eastern United States. secondary organic aerosol in Pittsburgh (ammonium nitrate is a type of
Although research clearly indicates may be attributable to biogenic sources 5 Data from the PM Supersites Program
that VOCs can contribute to the (e.g., trees) as opposed to anthropogenic documented in a September 2004 summary
formation of carbonaceous secondary sources (i.e., man-made sources such as response entitled, ‘‘Policy Relevant Science
PM2.5 compounds, the current science is power plants and motor vehicles). Questions Regarding PM—Precursors,’’ Prepared by
still incomplete in its understanding of Similarly, analysis of air quality Spyros Pandis, CMU; David Allen, University of
Texas at Austin; Armistead (Ted) Russell, Georgia
the fraction of particulate organic samples collected in Atlanta, Georgia Institute of Technology; and Paul A. Solomon, U.S.
compounds that began as VOCs. A from 1998 through 2003 indicate that as EPA, ORD. This document can be found in the
major reason for this existing deficiency much as 80 percent of the secondary docket for today’s rulemaking.

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particulate matter). Although ammonia precursors was found significant. Two to the submission of SIPs establishing
reductions may be appropriate in supporters of option 1 believed budgets for a particular pollutant or
selected locations, in other locations sufficient air quality data exists for their precursor. Clean Air Act section
such reductions may lead to increased areas to support requiring analysis of 176(c)(4) provides EPA with the
atmospheric acidity, exacerbating acidic NOX and VOCs in conformity authority to establish conformity tests
deposition problems. In other words, determinations prior to the submission that will ensure that transportation
states should evaluate the benefits of of a PM2.5 SIP. plans, TIPs and projects do not result in
including ammonia in conformity One commenter recommended that to new violations of an air quality
determinations prior to the submission properly implement the Clean Air Act standard, increase the frequency or
of SIPs and emissions budgets being in all PM2.5 areas, conformity severity of an existing violation, or
found adequate or approved. Therefore, determinations should be required for delay timely attainment of a standard
states are not required to include all four precursors prior to the during the period before a SIP is
ammonia in conformity determinations submission of a PM2.5 SIP unless a submitted. While the contribution of
prior to submission of a SIP unless the precursor was found to be insignificant. mobile sources to PM2.5 nonattainment
state air agency or EPA regional office This commenter believed that it would problems is likely to vary from area to
makes a finding that on-road emissions be unreasonable to allow an area to opt area, on-road emissions of at least NOX,
of ammonia are a significant contributor out of conducting an analysis by default and perhaps other precursors, are likely
to an area’s PM2.5 problem. If a state for a precursor that could be responsible to make a significant contribution to
determines through its SIP development for a large portion of PM2.5. PM2.5 problems in most areas. Therefore,
process that on-road emissions of Additionally, two commenters indicated EPA believes it is both required by the
ammonia are significant and the SIP that SOX should be addressed in Clean Air Act and necessary to protect
includes an adequate or approved conformity determinations prior to public health for PM2.5 areas to begin
emissions budget for ammonia, then submission of a PM2.5 SIP unless it is considering the role of on-road
future conformity determinations will found to be insignificant. One emissions of PM2.5 precursors in their
be required to include a regional commenter stated that ammonia should PM2.5 air quality problems, and to
emissions analysis for ammonia. be included in conformity demonstrate conformity for those
determinations as soon as modeling and precursors that make a significant
C. Response to Comments analysis tools are available. Another contribution to their air quality
1. Required Precursors commenter opined that the only problems once conformity applies for
pollutant that should require a PM2.5. Before adequate or approved SIP
Two comments received on the significance finding prior to the budgets are established, PM2.5 areas
November 5, 2003, proposed rulemaking submission of a PM2.5 SIP is ammonia. must use one of the interim emissions
indicated support for identifying NOX, EPA considered all of these comments tests in § 93.119 to fulfill this statutory
VOCs, SOX and ammonia as potential along with a number of other factors requirement.
transportation-related PM2.5 precursors. including, speciated air quality data, One commenter opined that requiring
No commenters were opposed to emissions inventory information, and conformity for additional precursors
identifying all of these as potential the state of the scientific understanding results in additional burden. The
precursors. of the formation of secondary particles. commenter stated that any additional
EPA received a number of comments We based today’s decision on all of pollutant or precursor that has to be
on the proposed options for addressing these factors as described above in included in a conformity determination
precursors during the period before section III.B. leads to additional modeling runs,
PM2.5 SIPs are submitted and emissions Several commenters believed that SIP additional documentation of results,
budgets are found adequate or budgets for one or more of the PM2.5 additional explanation to the public and
approved. The majority of commenters precursors should be established before regional decision makers and an
supported option 2 included in the conformity is required for those additional opportunity for a conformity
November 2003 proposal. Option 2 precursors. Specifically, two lapse. This commenter believed that
would have required significance commenters believed that SOX and EPA should not minimize these
findings for any of the four precursors ammonia should be evaluated for resource requirements or use this
to be analyzed in conformity significance and have SIP budgets argument to support the inclusion of
determinations prior to EPA finding before conformity is required. Three PM2.5 precursors in conformity
emissions budgets in a PM2.5 SIP other commenters believed that determinations prior to a SIP
adequate or EPA’s approval of that SIP. conformity determinations should not submission.
Some commenters that supported be required for any PM2.5 precursors EPA understands the commenter’s
option 2 believed that limited resources prior to the submission of a SIP and concerns and has attempted to structure
would be best used by determining emissions budgets being found adequate requirements for PM2.5 precursors so
which precursors contribute or approved. One of these commenters that human health and air quality are
significantly to an area’s air quality stated that §§ 93.102(b)(2)(iii)–(v) and protected while targeting regional
problem before conformity for those 93.102(b)(3) should refer to budgets emissions analyses to only those
precursors was required. A number of because conformity should only be precursors whose on-road emissions
commenters also supported the required if there is an explicit motor make a significant contribution to an
proposed option 1. Option 1 would have vehicle emissions budget that is area’s PM2.5 air quality problem.
required NOX and VOCs to be analyzed intended to be a ceiling on future However, EPA continues to believe as
in conformity determinations prior to emissions. stated in the November 2003 proposal
the submission of PM2.5 SIPs unless one EPA disagrees with these that including PM2.5 precursors in PM2.5
or both precursors was determined to be commenters. Clean Air Act section regional emissions analyses prior to the
insignificant. This option also would 176(c)(6) requires that conformity apply submission of a SIP should not result in
not have required SOX or ammonia to be in new nonattainment areas one year any additional transportation or
analyzed for conformity prior to a after the effective date of the emissions modeling because PM2.5 areas
submitted SIP unless one or both nonattainment designation, even prior will already be producing VMT and

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emissions estimates for direct PM2.5 (68 only the state should have the ability to In contrast, consistent with the rule’s
FR 62706). The same VMT estimates make significance findings. requirements for significance findings
would be used in calculating emissions EPA is making one change with for other precursor emissions and the
of any and all precursors. Additionally, regard to insignificance findings. EPA November 5, 2003, proposal, today’s
emission factors for the relevant has determined that insignificance action specifies that significance
precursors would generally be produced findings for NOX should be made by findings for VOCs, SOX and ammonia as
in the same model runs as the emission both the state air agency and the EPA PM2.5 precursors can be made by either
factors for direct PM2.5. EPA recognizes regional office. EPA believes that the state air agency or the EPA regional
that there would be some small increase requiring both the state air agency and office. We believe that changes to the
in burden in documenting these results the EPA regional office to make an procedures for finding VOCs, SOX and
and in discussing these precursors with insignificance finding for NOX is ammonia precursor emissions
regional decision makers and the public, appropriate because, as stated above in significant in response to comments are
but we believe this small increase is this rulemaking, EPA has initially unnecessary because such findings
merited if a precursor is a significant determined that NOX is a significant would result in the inclusion of one or
contributor to an area’s air quality precursor for all PM2.5 nonattainment more precursors in conformity which
problem. areas. Additionally, all other would be more environmentally
EPA also recognizes that it is possible insignificance findings made within the protective. Furthermore, allowing
that an area could lapse because it may transportation conformity and SIP significance findings for VOCs, SOX and
not be able to demonstrate conformity processes require both state air agency ammonia to be made by either the state
for one or more of the PM2.5 precursors. and EPA regional office action because air agency or the EPA regional office
EPA and DOT always attempt to work they are made through either a motor acknowledges the state’s authority as
with areas that are experiencing vehicle emission budget adequacy well as EPA’s role in ensuring national
problems demonstrating conformity in finding or a SIP approval as required by consistency in such decisions. The
order to resolve problems before a lapse § 93.109(k) of the conformity regulation. language used in the final rule for these
occurs. However, the Clean Air Act’s Therefore, EPA believes that it is three PM2.5 precursors is consistent with
conformity requirements are intended to necessary that both the state air agency how such findings have been made for
ensure that the use of Federal and the EPA regional office make a PM10 precursors, since the original 1993
transportation funds does not cause new finding that on-road emissions of NOX conformity rule. Today’s final rule for
air quality problems, make existing are an insignificant contributor to an these three precursors is also consistent
problems worse, or delay meeting a area’s PM2.5 air quality problem prior to with how such findings are to be made
Clean Air Act requirement such as the submission of a SIP. A finding made for PM2.5 road dust. The road dust
attainment. Therefore, if one or more by both agencies provides assurance requirements were finalized in the July
precursors is a significant contributor to that on-road emissions of NOX are in 1, 2004, final rule. EPA believes that
an area’s air quality problem, the fact insignificant contributors to an maintaining consistency in cases where
inability to demonstrate conformity for area’s PM2.5 air quality problem and precursors are determined to be
such precursors would be consistent therefore may be omitted from significant will facilitate
with the Clean Air Act’s intended conformity determinations prior to the implementation of the conformity rules
purpose of the conformity process. In submission of a SIP for the area. with no adverse impacts, in light of the
other words, if conformity cannot be Finally, EPA believes that an role interagency consultation will play
demonstrated for a significant precursor, insignificance finding for NOX should as explained above.
Federal transportation funds could not be made by both the state air agency and One commenter, who favored
be spent on transportation activities that the EPA regional office because NOX is including all precursors in conformity
potentially would cause a new air the only pollutant/precursor for which a determinations prior to the submission
quality problem, worsen an existing regional analysis is not required if a of a SIP, stated that a precursor could
problem, or delay attainment or other finding is made. That is, the conformity be found to be insignificant if current
emission reduction milestone. The rule allows NOX to be found on-road emissions are less than five
inability to demonstrate conformity insignificant before a SIP is submitted percent of total PM2.5 and no increases
would indicate that further action is and therefore not be included in are expected on a percentage basis
needed before Federal transportation subsequent conformity determinations. during the period covered by the SIP or
funding and approvals can occur so that For all other PM2.5 and PM10 pollutants/ the conformity determination for the
ultimately both transportation and air precursors covered by the conformity area. EPA disagrees with this suggested
quality goals are achieved. rule (i.e., VOCs, SOX and ammonia as approach. Merely using a percentage
2. Significance Findings PM2.5 precursors; NOX and VOCs as level as a basis for a significance or
PM10 precursors and road dust as a insignificance finding ignores many
A number of commenters expressed contributor to PM2.5 air quality other aspects of an area’s nonattainment
support for significance findings to be problems) either the state air agency or problem. Rather, EPA believes that a
made by either the state air agency or the EPA regional office can decide if combination of the criteria for
the EPA regional office before a PM2.5 emissions are significant and therefore insignificance findings contained in
SIP is submitted. However, commenters should be included in conformity § 93.109(k) of the conformity rule and
also suggested different options for determinations prior to the submission the discussion of insignificance and
making significance findings. Thirteen of a SIP and emissions budgets being significance findings as they apply to
commenters stated that both the state air found adequate or approved. However, PM2.5 precursors contained in this
agency and the EPA regional office a finding for NOX (in this case, a finding notice provide the appropriate basis for
should make the finding, while two of insignificance) would lead to a less deciding whether or not a PM2.5
commenters stated that the finding environmentally conservative result precursor is significant or insignificant
should be made through an area’s where NOX would no longer be in a given area. Discussion of EPA’s
interagency consultation process. considered in conformity rationale for establishing criteria for
Another commenter recommended that determinations. significance and insignificance findings

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can be found in the preamble to the July details on insignificance findings can be emissions budget as required by
1, 2004, final rule (69 FR 40061 through found in the preamble to the July 1, conformity rule § 93.118(e)(4)(iii).
40063). Therefore, EPA is not adopting 2004, final rule (69 FR 40061 through Several commenters raised concerns
the criteria suggested by the commenter. 40063). about SIP development and regional
One commenter believed that if all emissions analyses in areas that are
precursors were considered in 3. Precursors in SIPs nonattainment for both 8-hour ozone
conformity prior to a SIP submission it One commenter stated that after PM2.5 and PM2.5. One of these commenters
could be presumed that these precursors SIPs are submitted, areas should asked if NOX and VOC conformity
will ultimately be included in the SIP consider all four precursors in analyses would be the same for both
for the area. In such a case, the conformity determinations unless the pollutants in these areas. Another
commenter believed it would be SIP clearly states that one or more commenter asked if NOX and VOC
difficult to justify not including the precursors are insignificant. EPA is not budgets would be the same for 8-hour
precursors in the SIP for the area if the making any changes in response to this ozone and PM2.5 SIPs in these areas.
state presumptively includes all of them comment. EPA does not believe that it EPA does not expect that either
in the first conformity determination. As is necessary for a SIP to explicitly state regional emissions analyses or budgets
previously stated, under today’s final that a precursor is insignificant. Instead, for NOX and VOCs will be the same for
rule any significance finding made prior EPA believes that states will consider 8-hour ozone and PM2.5 standards in
to EPA’s adequacy finding for budgets the on-road contribution of all four areas that are nonattainment for both
in a SIP, or EPA’s approval of the SIP, precursors to the PM2.5 problem as they pollutants, for several reasons. First, it
should not be viewed as the ultimate develop their SIPs. If through the SIP is likely that most areas will have
determination of the significance of process a state concludes that on-road different attainment dates for each of the
precursor emissions in a given area. emissions of one or more precursors two pollutants, which means that it is
State and local agencies may find needs to be addressed in order to attain likely that analyses and budgets will be
through the SIP development process the PM2.5 standard as expeditiously as required for different years. Second, it is
that emissions of one or more precursors practicable, then EPA expects that the possible that in many cases the
are significant, even if a precursor had state will include an emissions budget boundaries of the nonattainment area
previously been considered in the SIP for each of the relevant for each pollutant may be different. For
insignificant. In such a case, the PM2.5 example, the 8-hour ozone
precursors. A conformity determination
SIP would establish a motor vehicle nonattainment area may contain more
will then be required for each precursor
emissions budget for that precursor and counties than the PM2.5 nonattainment
for which there is a budget, after the
a regional emissions analysis for that area or vice versa. Finally, VOC and
emissions budgets are found adequate or
precursor would be included in NOX regional emissions analyses and
approved. In making a decision about
subsequent conformity determinations. budgets for 8-hour ozone and PM2.5
each precursor, states should consider
Similarly, state and local agencies may areas will most likely be developed
the insignificance criteria contained in
find that a precursor is insignificant using different meteorological
§ 93.109(k) of the conformity rule and
when preparing the SIP, even if conditions and, in some areas, different
the current state of the science
previously found significant prior to the travel patterns. For example, because in
concerning the precursor’s role in the most areas, ozone is a summertime
SIP’s preparation.
One commenter stated that the formation of PM2.5. Once SIPs are pollutant, NOX and VOC regional
insignificance policy should be applied submitted and found adequate or emissions and budgets in 8-hour ozone
to precursor emissions in PM2.5 approved the conformity rule requires areas would be calculated using
nonattainment and maintenance areas that conformity be assessed against the meteorological and travel data for a
for a variety of reasons such as the need budgets in the applicable SIP. ‘‘typical’’ summer day. In contrast, NOX
for additional information on the nature Conformity determinations must then and VOC regional emissions and
and cause of an area’s PM2.5 problem, address all precursors for which the SIP budgets for PM2.5 areas may be
speciation of PM2.5 and availability of establishes a budget, and need not established using annual averages for
PM2.5 control measures. EPA agrees with address any possible precursor for meteorological and traffic conditions,
this commenter. Today’s final rule which the state has not established a rather than conditions for only a
allows nonattainment areas to make budget because the emissions of that particular season, because most PM2.5
findings on the significance of each of precursor are insignificant. nonattainment areas are violating the
the four precursors to their PM2.5 air EPA notes that, if inventory and annual PM2.5 standard instead of the 24-
quality problem during the period modeling analyses demonstrating hour standard.
before a SIP is submitted and budgets reasonable further progress, attainment One commenter stated that there was
are found adequate as described above. or maintenance indicate a level of an error in the proposed option 1
The insignificance policy also generally emissions of a precursor that must be language in § 93.102(b)(iv) of the
applies after a SIP is submitted, via the maintained to demonstrate compliance November 2003 rulemaking.
decisions about precursors that are with the applicable requirement, then Specifically, the commenter suggested
determined in the SIP. that level of emissions should be clearly that the proposed language appeared to
One commenter requested additional identified in the SIP as a motor vehicle require conformity determinations for
guidance on significance and emissions budget for transportation NOX and VOCs if a submitted SIP does
insignificance findings. EPA does not conformity purposes consistent with not contain emissions budgets for NOX
believe that additional guidance on § 93.118(e) even if the SIP does not and VOCs. EPA disagrees; the language
significance and insignificance findings establish particular controls for the as proposed for NOX and VOCs is
is necessary at this time. EPA has given precursor. If the state fails to correct and we are retaining that
described the criteria to be considered identify such a level of emissions as a language for NOX in today’s final rule.
and the process to be used in making motor vehicle emissions budget, EPA We believe that the commenter
these findings in § 93.109(k) of the will find the submitted SIP budgets misunderstood the proposal. The
conformity rule and in today’s inadequate because the SIP fails to language in § 93.102(b)(iv) that is
preamble. Additional discussion and clearly identify the motor vehicle finalized today requires that conformity

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24288 Federal Register / Vol. 70, No. 87 / Friday, May 6, 2005 / Rules and Regulations

determinations be made for NOX unless: technical guidance in the use of the Criteria Document,6 and in the NARSTO
(1) During the period before a SIP is model are available on EPA’s MOBILE Fine Particle Assessment.7
submitted and budgets are found Web site at http://www.epa.gov/otaq/ EPA agrees that further research is
adequate or approved the state air m6.htm. needed on the role of ammonia in
agency and EPA regional office make a EPA understands the concerns that particle formation and the benefits of
finding that on-road emissions of NOX these commenters have expressed about ammonia control measures. Ongoing
are not significant contributors to an estimating precursors. However, we research is expected to greatly improve
area’s air quality problem; and/or (2) the believe there is adequate time for new our understanding of ammonia control
area’s SIP does not establish an areas to gain MOBILE experience and measures as well as our understanding
emissions budget for on-road emissions conduct conformity analyses for the of the role of ammonia in aerosol
of NOX. In other words, if the SIP PM2.5 standard before the end of the formation. However, as states and EPA
includes an adequate or approved one-year conformity grace period. We develop a greater understanding over
emissions budget for NOX, then NOX believe that the material described the coming years about the air quality
must be analyzed in conformity above contains sufficient information effects of reducing ammonia emissions
determinations in PM2.5 nonattainment for the states that use MOBILE to in specific nonattainment areas, it may
areas. In contrast, if the SIP does not conduct modeling of on-road emissions be appropriate for ammonia reduction
contain a budget for NOX and instead of ammonia and SOX. Therefore, we strategies to be included in future SIPs
concludes that emissions of NOX could believe that additional guidance or and it may be appropriate to include
rise to any reasonably foreseeable level analytical techniques for estimating ammonia in future conformity
without impairing reasonable further these precursors is unnecessary. EPA determinations.
progress or attainment, EPA would recognizes, however, that California 6. Comment Period
make an insignificance finding, either needs to complete the development of a
through a motor vehicle emissions One commenter requested an
methodology for estimating on-road
budget adequacy finding or through a additional comment period for PM2.5
emissions of ammonia before ammonia
SIP approval, and NOX would not have related requirements. As stated in the
would be included in conformity
to be considered for conformity July 1, 2004, Federal Register notice,
determinations in California, as
purposes. EPA determined that it is not necessary
discussed above in Section III. A.
to reopen the comment period on the
4. Modeling Concerns 5. State of the Science proposed options for addressing PM2.5
Several commenters expressed precursors in conformity determinations
Two commenters expressed concern
concerns about generating estimates for (69 FR 40032). EPA published a
about the current understanding of the
PM2.5 precursors. One commenter stated supplemental proposal on PM2.5 hot-
formation of secondary particles. One
that few areas have experience using spot analyses on December 13, 2004.
commenter stated that the role of
MOBILE6 to evaluate PM2.5 emissions Providing the public with an
ammonia needs to be evaluated quickly
and that unexpected issues and opportunity to comment the proposed
so that states can have all information options for hot-spot analyses.
problems will arise from the use of
possible while they plan to attain the Additionally, when EPA publishes the
MOBILE6. The commenter believed that
PM2.5 standard. The other commenter proposed PM2.5 implementation strategy
difficulties will come from both model
stated that there is a lack of the public will have the opportunity to
shortcomings and inexperience of the
understanding about the formation of comment on that proposal as well. EPA
users. Another commenter had concerns
secondary particles. This commenter concludes that the comment periods for
about relying on a future release of
believed that unnecessary analysis of these rulemakings has provided the
MOBILE6.2 or other future guidance for
estimating precursor emissions. A third potential PM2.5 precursors would be public with adequate time to comment
commenter stated that there is a need time consuming and overly burdensome on additional issues related to PM2.5.
for guidance on analysis techniques for without producing substantial air
quality benefits. IV. Technical Correction to Public
ammonia and SOX. Consultation Procedures
Since the conformity proposal was EPA acknowledges that our
published in November 2003, EPA has understanding of the formation of In this action, we are correcting a
released MOBILE6.2. MOBILE6.2 is secondary particles is not complete. cross-reference to a provision of DOT’s
based on the latest available information However, EPA believes that this final transportation planning regulations that
concerning vehicle emissions and is rule strikes an appropriate balance is cited under the public consultation
therefore the best available tool at this between preserving limited state and procedure requirements in § 93.105(e) of
time for calculating on-road emissions local resources and environmental the conformity rule. This cross-reference
of PM2.5 precursors (in all states except protection. Our incomplete to the transportation planning
California). The Federal Register notice understanding of the role of VOCs and regulations is intended to specify the
announcing the release of the model ammonia in the formation of secondary provision of DOT’s regulations that
was published on May 19, 2004 (69 FR particles is one of the reasons that we
28830). EPA released SIP and determined that PM2.5 nonattainment 6 USEPA, 2003. Air Quality Criteria for

areas should not be required to address Particulate Matter (Fourth External Review Draft).
conformity policy guidance on the use EPA/600/P–99/002aD and bD. U.S. Environmental
of MOBILE6.2 on February 24, 2004, those precursors in conformity Protection Agency, Office of Research and
entitled, ‘‘Policy Guidance on the Use of determinations before SIP budgets are Development, National Center For Environmental
MOBILE6.2 and the December 2003 AP– available unless a significance finding is Assessment, Research Triangle Park Office,
made. On the other hand, EPA believes Research Triangle Park, NC. June 2003. Available
42 Method for Re-Entrained Road Dust electronically at http://cfpub.epa.gov/ncea/cfm/
for SIP Development and Transportation that there is clear evidence and a partmatt.cfm.
Conformity.’’ EPA released technical substantial understanding of the role of 7 North American Research Strategy for

guidance on the use of the MOBILE6.2 NOX and SOX in the formation of Tropospheric Ozone (NARSTO) and Particulate
secondary particles. Additional Matter, Particulate Matter Science for Policy
model in August 2004. Information on Makers—A NARSTO Assessment, Parts 1 and 2.
training in the use of MOBILE6.2, information on the role of each of the NARSTO Management Office (Envair), Pasco,
related policy memoranda and the precursors can be found in the U.S. EPA Washington. February 2003.

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contains the fee schedule for public conformity SIPs as expeditiously as (4) Raise novel legal or policy issues
inspection and copying of possible through flexible administrative arising out of legal mandates, the
transportation planning and conformity techniques such as parallel processing President’s priorities, or the principles
documents. Prior to today’s action the and direct final rulemaking. EPA set forth in the Executive Order.
cross-reference was listed as 49 CFR released guidance on conformity SIPs It has been determined that this final
7.95; this final rule changes the cross- on November 18, 2004, entitled, rule is not a ‘‘significant regulatory
reference to 49 CFR 7.43. ‘‘Conformity SIP Guidance.’’ This action’’ under the terms of Executive
EPA is making this technical guidance is primarily intended to assist Order and therefore not subject to OMB.
correction to § 93.105(e) as a result of areas with approved conformity SIPs B. Paperwork Reduction Act
DOT’s July 16, 1998, final rule that determine which provisions of the July
changed the citation of the 1, 2004, conformity rule amendments The Office of Management and Budget
transportation planning fee schedule apply immediately and which (OMB) has approved the information
provision (63 FR 38331). We did not provisions cannot apply until their collection requirements contained in
issue a proposal or provide an conformity SIPs are revised. this rule under the provisions of the
opportunity for public comment for this Paperwork Reduction Act, 44 U.S.C.
By way of background, Clean Air Act 3501 et seq. And has assigned OMB
minor correction to the rule. We believe section 176(c)(4)(C) currently requires
such actions are unnecessary because control number 2060–0561.
states to submit revisions to their SIPs Transportation conformity
this minor revision in no way changes to reflect the criteria and procedures for
the substantive public consultation determinations are required under Clean
determining conformity. States can Air Act section 176(c) (42 U.S.C.
procedures described in § 93.105(e) of choose to develop conformity SIPs as a
the conformity rule. This revision 7506(c)) to ensure that federally
memorandum of understanding (MOU), supported highway and transit project
merely updates a cross reference in the memorandum of agreement (MOA), or
conformity rule to be consistent with activities are consistent with (‘‘conform
state rule. However, a state must have to’’) the purpose of the SIP. Conformity
the recodification of DOT’s regulations
and use its authority to make an MOU to the purpose of the SIP means that
so that implementers can more easily
or MOA enforceable as a matter of state transportation activities will not cause
locate the correct corresponding DOT
law, if such mechanisms are used. or contribute to new air quality
regulation.
Section 51.390(b) of the conformity rule violations, worsen existing violations, or
V. How Does Today’s Final Rule Affect specifies that after EPA approves a delay timely attainment of the relevant
Conformity SIPs? conformity SIP revision, the federal air quality standards. Transportation
Today’s final rule does not affect conformity rule no longer governs conformity applies under EPA’s
conformity SIP requirements. In all conformity determinations (for the parts conformity regulations at 40 CFR parts
nonattainment and maintenance areas of the rule that are covered by the 51.390 and 93 to areas that are
with and without approved conformity approved conformity SIP). In designated nonattainment and those
SIPs, the final rule requirements for accordance with § 51.390, states must redesignated to attainment after 1990
PM2.5 precursors will apply immediately submit a revision to their conformity (‘‘maintenance areas’’ with SIPs
upon the effective date of today’s action SIP to reflect the provisions of this final developed under Clean Air Act section
because no prior conformity rules (or rule within 12 months of the 175A) for transportation-source criteria
approved conformity SIPs) address publication date. pollutants. The Clean Air Act gives EPA
precursors for PM2.5. The technical VI. Statutory and Executive Order the statutory authority to establish the
correction to § 93.105(e) included in this Reviews criteria and procedures for determining
rulemaking will apply immediately whether transportation activities
upon the effective date in all areas A. Executive Order 12866: Regulatory conform to the SIP.
except those that have an approved Planning and Review EPA provided two opportunities for
conformity SIP containing this Under Executive Order 12866, (58 FR public comment on the incremental
provision. For these areas, the 51735; October 4, 1993) the Agency burden estimates for transportation
§ 93.105(e) correction will not be must determine whether the regulatory conformity determinations under the
reflected in their SIPs until the state action is ‘‘significant’’ and therefore new 8-hour ozone and PM2.5 standards.
includes the correction in a SIP revision subject to OMB review and the EPA received comments on both the
and EPA approves that revision. EPA requirements of the Executive Order. initial burden estimates provided in the
has no authority to disregard this November 5, 2003, proposal (68 FR
The Order defines ‘‘significant
statutory requirement for this portion of 62720) and on the revised estimates in
regulatory action’’ as one that is likely
today’s final rule. EPA does not believe, the January 5, 2004, ICR (69 FR 336).
to result in a rule that may:
however, that the conformity SIP EPA responded to all of these comments
requirement will preclude areas with (1) Have an annual effect on the in the ICR that has been approved by
approved SIPs from appropriately economy of $100 million or more, or OMB. This ICR addresses all aspects of
implementing § 93.105(e), as today’s otherwise adversely affect in a material the conformity rulemaking effort for the
action merely corrects a cross-reference way the economy; a sector of the new air quality standards. EPA
to DOT’s transportation planning economy; productivity; competition; estimated burden in this ICR is based on
regulations. We believe that areas can jobs; the environment; public health or implementing the most intensive
interpret their approved conformity SIPs safety; or State, local, or tribal options proposed for all aspects of the
consistent with today’s change to reflect governments or communities; conformity rules, including PM2.5
the new correct citation. We believe this (2) Create a serious inconsistency or precursors. The options selected in
interpretation would be reasonable, otherwise interfere with an action taken today’s final action are consistent with
given that this change to DOT’s fee or planned by another agency; the burden estimated in the ICR.
schedule rules is merely one of (3) Materially alter the budgetary Burden means the total time, effort, or
reorganizing and not one of substance. impact of entitlements, grants, user fees, financial resources expended by persons
EPA will work with states as or loan programs or the rights and to generate, maintain, retain, or disclose
appropriate to approve revisions to their obligations of recipients thereof; or provide information to or for a federal

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24290 Federal Register / Vol. 70, No. 87 / Friday, May 6, 2005 / Rules and Regulations

agency. This includes the time needed definition, are designated under Federal section 176(c)(5) requires the
to review instructions; develop, acquire, transportation laws only for applicability of conformity to such areas
install and utilize technology and metropolitan areas with a population of as a matter of law one year after
systems for the purposes of collecting, at least 50,000. These organizations do nonattainment designations. Therefore,
validating, and verifying information; not constitute small entities within the this final rule merely implements
process and maintain information; and meaning of the Regulatory Flexibility already established law that imposes
disclose and provide information; adjust Act. conformity requirements and does not
the existing ways to comply with any itself impose requirements that may
D. Unfunded Mandates Reform Act
previously applicable instructions and result in expenditures of $100 million or
requirements; train personnel to be able Title II of the Unfunded Mandates more in any year. As a result, today’s
to respond to a collection of Reform Act of 1995 (UMRA), Public action is not subject to the requirements
information; search data sources; Law 104–4, establishes requirements for of sections 202 and 205 of the UMRA
complete and review the collection of Federal agencies to assess the effects of and EPA has not prepared a statement
information; and, transmit or otherwise their regulatory actions on State, local, with respect to budgetary impacts.
disclose the information. and tribal governments and the private
An agency may not conduct or sector. Under section 202 of the UMRA, E. Executive Order 13132: Federalism
sponsor, and a person is not required to EPA generally must prepare a written Executive Order 13132, entitled
respond to a collection of information statement, including a cost-benefit ‘‘Federalism’’ (64 FR 43255, August 10,
unless it displays a currently valid OMB analysis, for proposed and final rules 1999), requires EPA to develop an
control number. The OMB control with ‘‘federal mandates’’ that may result accountable process to ensure
numbers for EPA’s regulations in 40 in expenditures to State, local, and ‘‘meaningful and timely input by state
CFR are listed in 40 CFR part 9. In tribal governments, in the aggregate, or and local officials in the development of
addition, EPA has amended the table in to the private sector, of $100 million or regulatory policies that have federalism
40 CFR part 9 of currently approved more in any one year. Before implications.’’ ‘‘Policies that have
OMB control numbers for various promulgating an EPA rule for which a federalism implications’’ is defined in
regulations to list the regulatory written statement is needed, section 205 the Executive Order to include
citations for the information of the UMRA generally requires EPA to regulations that have ‘‘substantial direct
requirements contained in this final identify and consider a reasonable effects on the states, on the relationship
rule. number of regulatory alternatives and between the national government and
adopt the least costly, most cost- the states, or on the distribution of
C. Regulatory Flexibility Act effective or least burdensome alternative power and responsibilities among the
The Regulatory Flexibility Act, as that achieves the objectives of the rule. various levels of government.’’
amended by the Small Business The provisions of section 205 do not This final rule does not have
Regulatory Enforcement Fairness Act of apply when they are inconsistent with federalism implications. It will not have
1996, requires the Agency to prepare a applicable law. Moreover, section 205 substantial direct effects on the states,
regulatory flexibility analysis of any rule allows EPA to adopt an alternative other on the relationship between the
subject to notice and comment than the least costly, most cost-effective National Government and the States, or
rulemaking requirements under the or least burdensome alternative if the on the distribution of power and
Administrative Procedure Act or any Administrator publishes with the final responsibilities among the various
other statute unless the agency certifies rule an explanation why that alternative levels of government, as specified in
that the rule will not have a significant was not adopted. Before EPA establishes Executive Order 13132. The Clean Air
economic impact on a substantial any regulatory requirements that may Act requires conformity to apply in
number of small entities. Small entities significantly or uniquely affect small certain nonattainment and maintenance
include small businesses, small not-for- governments, including tribal areas as a matter of law, and this final
profit organizations and small governments, it must have developed rule merely establishes and revises
governmental jurisdictions. under section 203 of the UMRA a small procedures for transportation planning
For purposes of assessing the impacts government agency plan. The plan must entities in subject areas to follow in
of today’s final rule on small entities, provide for notifying potentially meeting their existing statutory
small entity is defined as: (1) A small affected small governments, enabling obligations. Thus, Executive Order
business as defined by the Small officials of affected small governments 13132 does not apply to this rule.
Business Administration’s (SBA) to have meaningful and timely input in
regulations at 13 CFR 121.201; (2) a the development of EPA regulatory F. Executive Order 13175: Consultation
small governmental jurisdiction that is a proposals with significant Federal and Coordination With Indian Tribal
government of a city, county, town, intergovernmental mandates, and Governments
school district or special district with a informing, educating, and advising Executive Order 13175: ‘‘Consultation
population of less than 50,000; and (3) small governments on compliance with and Coordination with Indian Tribal
a small organization that is any not-for- the regulatory requirements. Governments’’ (65 FR 67249, November
profit enterprise that is independently EPA has determined that this final 6, 2000), requires EPA to develop an
owned and operated and is not rule itself does not contain a Federal accountable process to ensure
dominant in its field. mandate that may result in expenditures ‘‘meaningful and timely input by tribal
After considering the economic of $100 million or more for State, local, officials in the development of
impacts of today’s final rule on small and tribal governments, in the aggregate, regulatory policies that have tribal
entities, I certify that this action will not or the private sector in any one year. implications.’’ ‘‘Policies that have tribal
have a significant economic impact on The primary purpose of this rulemaking implications’’ is defined in the
a substantial number of small entities. is to incorporate into the conformity Executive Order to include regulations
This regulation directly affects Federal regulations the PM2.5 precursors that that have ‘‘substantial direct effects on
agencies, state departments of must be considered in conformity one or more Indian tribes, on the
transportation and metropolitan determinations in PM2.5 nonattainment relationship between the Federal
planning organizations that, by and maintenance areas. Clean Air Act Government and the Indian tribes, or on

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the distribution of power and I. National Technology Transfer and Air pollution control, Intergovernmental
responsibilities between the Federal Advancement Act relations, Nitrogen dioxide, Particulate
Government and Indian tribes.’’ Section 12(d) of the National matter, Transportation, Volatile organic
Today’s amendments to the Technology Transfer and Advancement compounds.
conformity rule do not significantly or Act of 1995 (‘‘NTTAA’’), Public Law Dated: May 2, 2005.
uniquely affect the communities of 104–113, section 12(d) (15 U.S.C. 272 Stephen L. Johnson,
Indian tribal governments, as the Clean note) directs EPA to use voluntary
Air Act already requires transportation Administrator.
consensus standards in its regulatory
conformity to apply as a matter of law ■ For the reasons set out in the preamble,
activities unless to do so would be
in any area that is designated inconsistent with applicable law or 40 CFR part 93 is amended as follows:
nonattainment or maintenance. This otherwise impractical. ‘‘Voluntary
final rule incorporates into the PART 93—[AMENDED]
consensus standards’’ are technical
conformity rule provisions addressing standards (e.g., materials specifications, ■ 1. The authority citation for part 93
newly designated PM2.5 nonattainment test methods, sampling procedures, and continues to read as follows:
and maintenance areas subject to business practices) that are developed or
conformity requirements as a matter of Authority: 42 U.S.C. 7401–7671q.
adopted by voluntary consensus
law under the Act that would not standards bodies. The NTTAA directs ■ 2. Section 93.102 is amended by:
themselves have substantial direct EPA to provide Congress, through OMB, ■ a. removing the word ‘‘and’’ at the end
effects on tribal governments, on the explanations when the Agency decides of paragraph (b)(2)(ii);
relationship between the Federal not to use available and applicable ■ b. removing the period at the end of
Government and Indian tribes, or on the voluntary consensus standards. paragraph (b)(2)(iii) and replacing it with
distribution of power and This rulemaking does not involve a semicolon; and
responsibilities between the Federal technical standards. Therefore, the use ■ c. adding paragraphs (b)(2)(iv) and (v).
Government and Indian tribes, as of voluntary consensus standards does The revisions and additions read as
specified in Executive Order 13175. not apply to this final rule. follows:
Accordingly, the requirements of
Executive Order 13175 are not J. Congressional Review Act § 93.102 Applicability.
applicable to this final rule. The Congressional Review Act, 5 * * * * *
G. Executive Order 13045: Protection of U.S.C. 801 et seq., as added by the Small (b) * * *
Children From Environmental Health Business Regulatory Enforcement (2) * * *
and Safety Risks Fairness Act of 1996, generally provides (iv) NOX in PM2.5 areas, unless both
that before a rule may take effect, the the EPA Regional Administrator and the
Executive Order 13045: ‘‘Protection of agency promulgating the rule must director of the state air agency have
Children from Environmental Health submit a rule report, which includes a made a finding that transportation-
Risks and Safety Risks’’ (62 FR 19885, copy of the rule, to each House of the related emissions of NOX within the
April 23, 1997), applies to any rule that: Congress and to the Comptroller General nonattainment area are not a significant
(1) Is determined to be ‘‘economically of the United States. The EPA will contributor to the PM2.5 nonattainment
significant’’ as defined under Executive submit this final rule and other required problem and has so notified the MPO
Order 12866, and (2) concerns an information to the U.S. Senate, the U.S. and DOT, or the applicable
environmental health or safety risk that House of Representatives, and the implementation plan (or
EPA has reason to believe may have a Comptroller General of the United implementation plan submission) does
disproportionate effect on children. If States prior to publication of the final not establish an approved (or adequate)
the regulatory action meets both criteria, rule in the Federal Register. This rule budget for such emissions as part of the
the Agency must evaluate the is not a ‘‘major rule’’ as defined by 5 reasonable further progress, attainment
environmental health or safety effects of U.S.C. 804(2). This rule will be effective or maintenance strategy; and
the planned rule on children, and on June 6, 2005. (v) VOC, sulfur oxides (SOX) and/or
explain why the planned regulation is ammonia (NH3) in PM2.5 areas either if
preferable to other potentially effective K. Petitions for Judicial Review
the EPA Regional Administrator or the
and reasonably feasible alternatives Under section 307(b)(1) of the Clean director of the state air agency has made
considered by the Agency. Air Act, petitions for judicial review of a finding that transportation-related
This final rule is not subject to this action must be filed in the United emissions of any of these precursors
Executive Order 13045 because it is not States Court of Appeals for the within the nonattainment area are a
economically significant within the appropriate circuit by July 5, 2005. significant contributor to the PM2.5
meaning of Executive Order 12866 and Filing a petition for reconsideration by nonattainment problem and has so
does not involve the consideration of the Administrator of this final rule does notified the MPO and DOT, or if the
relative environmental health or safety not affect the finality of this rule for the applicable implementation plan (or
risks on children. purposes of judicial review, nor does it implementation plan submission)
extend the time within which a petition establishes an approved (or adequate)
H. Executive Order 13211: Actions That
for judicial review may be filed, and budget for such emissions as part of the
Significantly Affect Energy Supply,
shall not postpone the effectiveness of reasonable further progress, attainment
Distribution or Use
such a rule or action. This action may or maintenance strategy.
This final rule is not subject to not be challenged later in proceeding to
Executive Order 13211, ‘‘Action enforce its requirements. (See section * * * * *
Concerning Regulations That 307(b)(2) of the Administrative ■ 3. Section 93.105(e) is amended by
Significantly Affect Energy Supply, Procedures Act.) revising the reference ‘‘49 CFR 7.95’’ to
Distribution, or Use’’ (66 FR 28355; May read ‘‘49 CFR 7.43.’’
22, 2001), because it will not have a List of Subjects in 40 CFR Part 93 ■ 4. Section 93.119 is amended by:
significant adverse effect on the supply, Environmental protection, ■ a. removing the word ‘‘and’’ at the end
distribution, or use of energy. Administrative practice and procedure, of paragraph (f)(7);

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■ b. removing the period at the end of (f) * * * Administrator or the director of the
paragraph (f)(8) and replacing it with a (9) NOX in PM2.5 areas, unless the State air agency has made a finding that
semicolon; and EPA Regional Administrator and the any of such precursor emissions from
■ c. adding new paragraphs (f)(9) and director of the State air agency have within the area are a significant
(f)(10). made a finding that emissions of NOX contributor to the PM2.5 nonattainment
The revisions and additions read as from within the area are not a problem and has so notified the MPO
follows: significant contributor to the PM2.5 and DOT.
§ 93.119 Criteria and procedures: Interim nonattainment problem and has so * * * * *
emissions in areas without motor vehicle notified the MPO and DOT; and [FR Doc. 05–9086 Filed 5–5–05; 8:45 am]
emissions budgets. (10) VOC, SOX and/or ammonia in BILLING CODE 6560–50–P
* * * * * PM2.5 areas if the EPA Regional

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