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PREAMBLE
Bundelkhand University (BU) offers Ph.D. programs leading to the award of Ph.D. degree throug
Research Centres. The award of Ph.D. degree is in recognition of high academic achievements, in
and application of knowledge to the solution of problems in Basic & Applied Sciences, Eng
Technology, Computer Applications and Management or in recognition of high academic achieve
research in Arts, Social Science, Humanities or other branches of knowledge as prescribed by the
to time. Creative and productive inquiry is the basic concept underlying the research work.
The academic programme leading to the Ph.D. degree is broad-based and involves a min
requirement and a dissertation. The University also encourages interdisciplinary areas throug
supervision through its academic departments and research centres and provides excellent op
Programmes. The University undertakes sponsored research and development projects from i
organizations in the public as well as private sector.
The degree of Doctor of Philosophy shall be abbreviated as Ph.D. The degree of Doctor of Philos
research work in areas recognized by the Academic council of the University, subject to the condit
contained in the Ordinances hereinafter.
There search work shall be an original work characterized either by the discovery of facts, or b
towards the interpretation and application of facts, or development of equipment making a
instrument technology or a critical analysis towards a topic or problem in any field of kno
department/ research centre is recognised. It shall evince the candidate's capacity for critical exa
judgment and shall represent original contribution to the existing knowledge.
The degree of Doctor of Philosophy (Ph.D.) of the Bundelkhand University BU) shall be conferred
fulfills all the requirements specified in the relevant Ordinance. The degree of Doctor of Philosophy
the research work carried out by the candidate as per the evaluation process described in this Ordin
In exercise of the powers conferred by sub-section (3) of Section 52 of the Uttar Pradesh
State Universities Act, 1973 (Presidents Act No. 10 of 1973), as re-enacted and
amended by Uttar Pradesh State Universities (Re-enactment and Amendment) Act, 1974
(UP Act No. 29 of 1974), and in supersession of all the previous ordinances on the
subject, the Executive Council of Bundelkhand University, hereby makes the following
ordinances in order to regulate minimum standards and procedures for award of Ph.D.
degree as recommended by Academic Council of Bundelkhand University in its meeting
dated 27th August, 2013 in consonance with the University Grants Commission
(Minimum Standards and Procedures For Award of Ph.D. Degree) Regulations, 2009 and
G.O. No. 643/ -1-2013-16(74)/2011 dated June 14, 2013 for submission to
Chancellor.
1.01
1.02
ENUMERATION OF Ph.D. SEATS
2.01
2.02
2.03
2.04
2.05
2.06
ELIGIBILITY
3.01
3.02
3.03
3.04
3.05
4.04
4.05
4.06
4.07
4.08
4.09
4.10
4.11
4.12
4.13
results thereof.
A candidate for admission to the Ph.
to the University conducting the C
form.
The syllabus of the CET will be the sa
NET/JRF examinations conducted by
Commission/Council
of
Scientifi
Research/Indian Council of Agricult
may be seen from their websites.
In case, if any subject is not covere
conducted by UGC/CSIR/ ICAR etc f
University shall frame its syllabus for
be conducted by University separate
A written test shall be based on
answers; containing two question pap
First paper will contain multiple choi
questions with short answers of 100
duration and will be for assessing
academic aptitude and subject profic
The Second paper will contain 20
marks of three hours duration fo
expertise, research aptitude and sub
There shall be no negative marking.
The question papers shall be prepare
university conducting CET in colla
State universities, if necessary.
The Test fee including Application
different categories for CET shall be
Committee mentioned in Ordinance 4
The Test shall be conducted in campu
There shall be minimum qualifying m
50 percent marks on the aggrega
percent marks separately in Each pap
Provided that a relaxation of
the aggregate and in each paper as
to the candidates belonging
Castes/Scheduled Tribes/ Differently
visually differently abled):
Provided further that the ave
marks shall not be rounded off to the
Based on the marks obtained in
category wise merit list shall be
category wise result of the successf
displayed on the website of the co
and will be sent through email to
State university with its hardcopy als
5|Page
4.14
4.15
4.16(c)
4.16(d)
4.16(e)
4.17
PROCEDURE FOR ADMISSION
5.01
5.02
5.03
5.04
COURSE WORK
6.01
6.02
6.03
6.04
A
candidate
holding
Psychological Medicine (
Medicine) is eligible to s
degree in Sociology.
A Screening Committee shall be con
Chancellor comprising of Dean of Fa
members. While preparing the merit
by the UGC/CSIR/ICAR or other cent
for their fellowships and UGC/NET
shall be placed above the CET qualifi
The shortlisted candidates shall be c
The Counseling committee shall com
RDC as defined in 7.02 including
Any Professor nominated by the
Convenor of Counseling Committe
5 Prospective supervisors of the conc
6.05
6.06
6.07
6.08
SUBMISSION OF SYNOPSIS:
8|Page
7.01
7.02
7.03
7.04
7.05
7.06
7.07
7.08
7.09
7.10
7.11
7.12
8.04 (a)
8.04(b)
8.05
8.06
8.07
8.08
8.09
8.10
SUBMISSION OF THESIS
9.01
9.02
v.
vi.
9.03
9.04(a)
9.04(b)
9.04(c)
9.05
9.06
9.07
9.08
9.09
9.10
9.11(a)
9.11(b)
9.12
9.13 (i)
9.13 (ii)
9.13 (iii)
9.13 (iv)
9.14
9.15
9.15 (i)
9.15 (ii)
9.15 (iii)
9.15(iiia)
9.15(iiib)
9.15(iiic)
9.15(iiid)
9.15 (iv)
10.01(ii)
10.02(i)
10.02(ii)
10.02(iii)
10.02(iv)
10.02(v)
10.02(vi)
10.03(i)
10.03(ii)
10.04
10.05
10.06
11.02
11.03
globalization
COMPULSORY COURSES FOR FACULTY OF COMMERCE
RESEARCH METHODOLOGY
Unit I
Meaning, types and significance of research in business; characteristics of
good research; identification and formulation of research problems; setting
research objectives; hyp[othesis: meaning, types, need and formulation;
importance and format of review of literature
Unit II
Business research design; exploratory, descriptive and casual studies;
population and sample; sample size; meaning and types of sampling; sampling
error; the research proposal
Unit III
Measurement and scaling techniques: niminal scale, ordinal scale, interval
scale, rating scale; criteria for good measurement; attitude measurementLikerts scale, Sementic Differential scale, Thurstone- equal appearing interval
scale, Multi Dimensional scaling; meaning and types of data; data collection
methods- observation, survey and interview; questionnaire design; reliability
and validity of questionnaire.
Unit IV
Editing, coding, classification and tabulation of data; methods of data
presentation; interpretation of results; research writing- purpose, steps and
format of research reports; final presentation o the research report; idea of
referencing, bibliography, footnotes, and end notes.
References
Donald Cooper and Pamela Schindler, Business research methods, Tata
McGraw Hill
Gilbert A. Churchill and Dawn Lacobucci, Marketing research: Methodological
foundations, South Western Educational Publishing.
McBurney and Donald H, Research methods, Wadsworth Publishing Pre PhD
(Management)/URS
COMPULSORY COURSES FOR THE FACULTY OF ENGINEERING &
TECHNOLOGY
RESEARCH METHODOLOGY & COMPUTER APPLICATIONS
1. Research:
a) Types, Research process and steps in it, Hypothesis, Research proposals and
aspects.
b) Research Design: Need, Problem Definition, variables, research design
concepts Literature survey and review, Research design process, Errors in
research.
c) Research Modeling: Types of Models, Model building and stages, Data
consideration and testing, Heuristic and Simulation modeling.
d) Report Writing: Pre writing considerations, Thesis writing, Formats of report
writing, formats of publications in Research journals.
2. Design of Experiments:
a) Objectives, strategies, Factorial experimental design, Designing engineering
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WHO guidelines for essential medicines. Drug scenario in India. Rational use of
medicine in India. Pharmacovigilance challenges in India. Standard treatment
guidelines & essential medicine list. Nobel Laureates. Indian scientists of
repute.
Unit II
Ethical Issues in Research :Background, general principles on ethical
considerations involving human participants, general ethical issues, Ethical
Review Committee need, relevance and working rules & regulations as
applicable in India. Ethical Review Procedures, IRB. Principles for clinical
evaluation of drugs/ devices/diagnostics/vaccines/ herbal remedies. Informed
Consent Process Preparing a informed consent for a research project
Good clinical practices:Legal Regulatory Framework, U.S. Regulations,
Principles of GCP, Fundamentals of GCP. GCP & ICH Guidelines.
Good Laboratory Practices :SOP in lab practice, Bio safety, disposal, ethical
practices, standardization of techniques and instruments.
Unit III
An Approach to Research in Health Science:Research protocol
development,Research Methodology Defining research questions/Hypothesis,
Study designs - cross sectional study ,case control study and randomized
clinical trials Clinical Trials Introduction, composition, procedures & records,
Informed consent, responsibility & rules applicable to investigators and
sponsors, ethical issues.
Grant Writing Introduction, specific aims, review of literature, measures,
methodology, study plan and statistical analysis. Protection of human
participants, proposed budget and time line for the proposal. Pre-Clinical
Research / Translational Research
Health Insurance:Types of health insurance, scope, limitation and Utility.
Introduction, history and evaluation of health insurance. Classification of
health insurance schemes. Public Sector health insurance schemes for profit,
like LIC, GIC and its subsidiaries. Public Sector health insurance schemes for
non profit like, CGHS, ESI and for disadvantaged groups. Private Sector (Non
profit) - Community health insurance schemes. Future challenges of health
insurance.
Bio diversity :Medicinal plants, application of biotechnology in herbal drug
development.
- DNA finger printing
- Molecular biological techniques
- Genetic coding
Unit IV
Manuscript Writing :Writing a scientific manuscript, structured writing and
language editing, writing respondents & presentation, bibliography, impact
factor, plagiarism, referencing & citations, GCP and safety. Hands on workshop
on writing abstracts and manuscripts.
Critical Appraisal Of Article Published In Scientific Journal:What is critical
appraisal and why critical appraisal, present scenario of scientific publications,
methodology of critical appraisal, format for critical appraisal
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Papers
Reviewed/
Discussion/
Reply to
discussion/point
of view/editorial
published
Poster paper/
Conference International 01 marks for each
10
only oral
presentation
Projects /
Master
01 marks for each project guided
15
Ph.D.Guided
Degree
02 marks for each Ph.D. guided
projects/M.
Tech./ M.
Phil/ Ph.D.
Infrastructure
Adequate
infrastructural
facility20
conducive
to
accommodate
PhD
students such as ICT resource Centre ,
Seminar Room, Class Room, Library
cum
Reading
Room,
adequate
laboratory with necessary equipments
and research materials.
Instructional
Books, journals and magazines, Audio- 20
visual equipment TV, DVD Player,
OHP, Photocopying machine, Ten PCs
along with UPS and Printer with internet
connectivity
Amenities
Functional and appropriate furniture in20
required number for instructional and
other purposes.: separate common
rooms for male and female students,
Sufficient number of toilets, separate
for male and female, Safe drinking
water, Effective arrangement be made
for regular cleaning of campus, water
and
toilet
facilities,
repair
and
replacement of furniture and other
equipments. The institutions campus,
building, facilities etc should be
disabled friendly
4
5
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7)
2. the thesis does not include any work which has at any time previously
been submitted for the award of a degree and.
3. the work involved the following/on collaboration namely:
Signature of Supervisor(s)
Certificate No. 4. (to be completed by the candidate)
I submit herewith 8 copies of the synopsis of my thesis, together with
certificate from the Academic Section, Head of the department, the
Research supervisor(s), as laid down under the Ph.D. rules.
I have also mailed the PDF file of the Synopsis to .(e-mail).
My address for communication will be as follows:
( I hereby undertake to intimate change of address, if any)
Signature of the candidate
Name of the candidate in full: Date
To
The Chairman, RDC
Department of
Assistant Registrar (Academic)
11) Appendix 7 Sponsorship Certificate for Carrying out the work at
designated Research Laboratory through MoU
(This should be typed on the letterhead of the sponsoring organization)
Reference No.
Date:
1. Name of the sponsoring organization:
Address
2. Designation of the applicant:
3. Present status of the applicant:
4. Division/Section where research work is proposed to be done:
5. Name of the Local Supervisor:
(Bio-data of the Local Supervisor to be enclosed giving details of
designation, qualification, research experience etc.)
6. Details of relevant facilities, which will be made available to the
candidate:
7. Statement of Local Supervisor:
If Mr./Ms. . Is admitted to the Ph.D.
program at Bundelkhand University, Jhansi, I agree to supervise his/her
research program jointly with the Supervisor from Bundelkhand
University, Jhansi.
Signature of Local Supervisor
If Mr./Ms. is admitted to the Ph.D.
Program, we agree to relieve him/her to enable him/her to be in residence
at Bundelkhand University, Jhansi during the first semester of his/her
Ph.D. Program.
Mr./Ms . Will be permitted to carry out
research leading to the Ph.D. degree at our organization under the
guidance of Drfor which necessary
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Ph.D.
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ANNEXURE 9
Under Ordinance clause 9.04 (a)
LIST OF NON-DEGREE AWARDING INSTITUTIONS RECOGNISED AS THE
RESEARCH CENTRES, FACULTY OF ARTS
1.
2.
3.
4.
5.
6.
7.
8.
FACULTY OF SCIENCE
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
86.
87.
88.
89.
90.
91.
92.
93.
94.
95.
96.
97.
98.
99.
FACULTY OF COMMERCE
1.
2.
3.
4.
5.
6.
7.
Institute of Chartered Accountants of India, Mumbai, Kolkatta, Chennai and New Delhi.
Institute of Cost and Works Accountants of India, Kolkatta.
Institute of Company Secretaries of India, New Delhi.
Institute of Foreign Trade, New Delhi.
Institute of Public Enterprise, Hyderabad.
National Institute of bank Management, Mumbai
Xavier Labour Relations Institute, Jamshedpur.
FACULTY OF LAW
1.
FACULTY OF EDUCATION
1.
2.
3.
4.
5.
6.
All R & D Laboratories/Institutions of CSIR, DAE, DOS, DRDO, DST and Ministry of
Telecommunication & Information Technology.
Bharat Heavy Electricals Limited (BHEL), Research and Development Laboratories.
Central Indian Pharmacopoeia Laboratory, Ghaziabad.
Central Mine Planning and Design Institute Limited, Ranchi.
Central Power Research Institute, Bangalore.
Central Pulp and Papers, Research Institute, Saharanpur.
Hindustan Aeronautics Limited Lucknow.
Hindustan Machine Tools (R & D Division), Bangalore.
Indian Bureau of Mines, Nagpur.
Jyoti Limited, Baroda.
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11.
12.
13.
14.
15.
FACULTY OF AGRUCULTURE
1.
2.
3.
4.
5.
6.
7.
8.
FACULTY OF AYURVEDA
1.
2.
3.
4.
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ANNEXURE 10
(See Ordinance Clause 9.15)
FORMAT OF THE Ph.D. THESIS
The following format may be normally adopted for the Ph.D . thesis:
1.
2.
3.
4.
Cover page
Inner cover page
Undertaking from the candidate
Self declaration certificate from the candidate and Certificate from the Supervisor/CoSupervisor/Head of the Department (Appendix -11 & 12)
5. Certificate for the completion of course work/comprehensive examination in cases where the course
work is a part of Ph.D. programme (Appendix -13)
6. Certificate for the successful completion of the pre-submission seminar (Appendix -13)
7. A copyright transfer certificate (Appendix -14)
8. Acknowledgments
9. Contents
10. List of symbols, figures and tables, if any
11. Preface of the thesis
12. Introduction
13. Literature review
14. Chapters covering the work of the candidate
15. Conclusion
16. References
17. Appendices
18. List of papers communicated/accepted/published/presented.
19. Copies of acknowledgment/acceptance letter in case the papers are communicated/accepted.
20. Copies of manuscripts/reprints of the papers communicated/accepted/published.
21. A personal profile not exceeding one page with photograph of the candidate.
Reference should be arranged chronologically in alphabetical order. Typical style of writing the reference is
given below:
(a) For single author
Surname, Initials, Title of the Article, Journal Name, Volume, Pages, Year.
(b) For two authors
Surname, Initials and Surname, Initials, Title of the Article, Journal Name, Volume, Pages Year.
(c) For more than two authors.
Surname, Initials, Surname, Initials,..and Surname, Initials, Title
of the Article, Journal Name, Volume, Pages, Year.
While citing the reference in the text, the following format should be followed:
Surname (Year) or Surname et al. (Year)
The names of the Journal should be typed as per the style followed by any standard international
organization/abstracting Journal such as IEEE/ Chemical Abstracts/ Current Contents/ Physics Abstracts, etc.
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(APPENDIX -11)
(See Ordinance 9.15)
CANDIDATE,S DECLARATION
I,
, certify
the work embodied in this Ph.D. thesis is my own bonafide work carried out by me under the
supervision ofand the co-supervision
of..for
a
period
of..fromtoat
Bundelkhand
University,
Jhansi
and..The
matter embodied in this Ph.D. thesis has not been submitted for the awarded of any other
degree/diploma.
I declare that I have faithfully acknowledge, given credit to and referred to the research workers
wherever their works have been cited in the text and the body of the thesis, I further certify that I
have not will fully lifted up some others work, para, text, data, results, etc. reported in the journals,
books, magazines, reports, dissertations, theses, etc., or available at web-sited and included tem in
this Ph.D. thesis and cited as my own work.
Date
Place : Jhansi
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(APPENDIX -12)
(See Ordinance 9.15)
Certificate from the Supervisor/Co-supervisor
This is to certify that above statement made by the candidate is correct to the best of my/our
knowledge.
..
..
(External Co- supervisors)
Signature
(Name & Designation)
(External Supervisors)
Signature
(Name & Designation)
..
..
Co- supervisors Signature,
(Name & Designation)
Supervisors Signature
(Name & Designation)
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APPENDIX -13
(See Ordinance clause 9.15)
COURSE/COMPREHENSIVE EXAMINATION/PRE-SUBMISSION SEMINAR
COMPLETION CERTIFICATE
This is to certify that Sri./Km./Smt..........................a
bonafide research scholar of this department/school, has successfully completed the course work/
comprehensive examination/ pre-submission seminar requirement which is a part of his/her Ph.D.
programme.
Date :
Place : Jhansi
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APPENDIX -14
(See Ordinance clause 9.15)
COPYRIGHT TRANSFER CERTIFICATE
Title of the Thesis :
Candidates Name:
Copyright Transfer
The undersigned hereby assigns to the Bundelkhand University, Jhansi all rights copyright that exist
in and for the above thesis submitted for the award of the Ph.D. degree.
Signature of the candidate
Note : However, the author may reproduce or authorize others to reproduce, material extracted
verbatim from the thesis or derivative of the thesis for authors personal use provided that the source
and the Universitys copyright notice are indicated.
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APPENDIX -15
(See Ordinance 10.02 (i))
FORMAT OF EXAMINERS REPORT
Bundelkhand University, Jhansi
Recommendation on Ph.D. Thesis
Name of the Candidate:
Title of the Thesis
Please give your specific recommendation by ticking () any one of the following, with signature underneath
and enclose your detailed report on separate sheet(s) with your signature, name and address
The thesis be accepted for the award of the Ph.D degree
[ ]
OR
The thesis is acceptable for the award of the Ph.D. degree
subject to the clarification of certain points at the time of
Viva-Voce. (Please enclose the points)
[ ]
OR
The thesis is not acceptable in the present form but
may be accepted subject to modification/clarification/
revision. (Please enclose your suggestions for modification
etc. desired). After modification the thesis need not be
referred back to me.
[ ]
OR
The thesis is not acceptable in the present form but may be
accepted subject to modification/clarification/revision.
(Please enclose your suggestion for modification etc.
desired). After modification the thesis should be referred
back to me for final assessment.
OR
The thesis be rejected. (Please enclose your comments).
Place .
Date
...
Signature of the Examiner
Name and Address of the Examiner
...
...
...
APPENDIX -16
(See Ordinance 10.04)
FORMAT OF EXAMINERS REPORT
ON REVISED THESIS
Bundelkhand University
Jhansi
Recommendation on Revised Ph.D Thesis
Name of the Candidate :
Title of the Thesis
Please give your specific recommendation by ticking () any one of the following, with signature
underneath and enclose your detailed report on separate sheet(s) with your signature, name and
address.
The thesis be accepted for the award of the Ph.D degree
OR
The thesis be rejected. (Please enclose your comments).
Place .
Date
...
Signature of the Examiner
Name and Address of the Examiner
...
...
...
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