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TABLE OF CONTENTS
1| Introduction...............................................................................................................................................5
2| Biological hazards of TSE causing agents..........................................................................................5
3| Risk assessment and risk management ..............................................................................................6
4| Decontamination procedures ................................................................................................................7
5| Decontamination of large areas ............................................................................................................8
6| Conclusion ............................................................................................................................................. 10
A| Biological risks associated to the nature of prion proteins .............................................................. 10
B| Biological risks associated to the nature of the contained use activities........................................ 10
C| Biological risks associated to the nature of the future activity ........................................................ 10
References.................................................................................................................................................. 12
RISK
The present document aims at summarizing the biosafety recommendations and the containment level
required for laboratories where animal and human tissues potentially contaminated by a TSE
(Transmissible Spongiform Encephalitis) causing agent are manipulated. A particular attention will be
1
paid to decontamination procedures, as the prion protein is remarkably resistant to conventional
inactivation methods and may stay infectious for long periods of time. We will discuss large surface
decontamination procedures of facilities handling TSE causing agents. This is of specific concern for
laboratories that have been manipulating TSE causing agents, sometimes for years, but wish today
dedicate the facilities to another activity.
For convenience, in this document, the term prion will be used for the abnormal form of the prion protein
1| Introduction
Prions are proteinaceous infectious particles that cause invariably fatal neurodegenerative diseases
also called transmissible spongiform encephalopathies (TSE) including Creutzfeldt-Jakob disease
(CJD) and kuru in humans, bovine spongiform encephalopathy (BSE) in cattle and scrapie in sheep
and goats. The prion is a product of a specific gene, namely the PrP gene. Transcription of this gene
c
and translation of the mRNA generate the protein PrP (or PrP for cellular PrP) which is the precursor
c
of the prion protein. The protein PrP (or PrP ) undergoes several post-translational events to become
Sc
the prion, also designated as PrP in recognition of scrapie, which is the earliest described prionRes
associated disease. Other names are used to designate the prion: PrP , which indicates the protein
Dis
that shows high resistance and PrP , which indicates the protein that is responsible for the disease.
c
Sc
No differences could be found in chemical composition between PrP and PrP . This means that the
amino acid sequence, the glycosylation, and lipid anchor of both isoforms are identical. However, they
c
differ significantly in secondary structure. PrP contains -helices predominantly and has only a little Sc
sheet content, whereas PrP is characterized by similar amounts of -helices and -sheets. This
conformational change has significant consequences as it imparts to the prion protein the ability to
induce the same conformation in the normal PrP protein leading to the aggregation of -sheet-forming
peptides and form amyloid fibrils. The amyloid fibrils are finally responsible of the destruction of the
Sc
host cells, neurons among others, which destruction is irreversible. The enigma of how PrP
multiplies and causes disease is still largely unknown.
4| Decontamination procedures
The conformational change in PrP protein which lead to a high -sheet content renders the prion
protein particularly resistant to commonly used chemical and physical decontamination methods. The
proteinaceous infectious particle is an insoluble and partially protease-resistant particle. Moreover, the
degree of resistance to protease and to thermal inactivation varies between different strains of prions
(Jackson et al., 2005). It is recommended to validate all prion inactivation procedure by bioassays
against the prion strain for which it is intended to be used (Giles et al, 2008). This is of major concern
for the inactivation studies of different prion proteins or strains specific to humans and other large
mammals. The necessity appeared for prion infectivity studies to develop host models with short
incubation period and also prion strains initially isolated from another species but adapted to the new
host model. Therefore, the recommendations for prion inactivation are based on rodent-passaged
prion isolates. The development of transgenic mice expressing a chimerical human/mouse PrP, the
human PrP, the bovine PrP or the mouse PrP that are highly susceptible to specific prion strains
provide sensitive model systems (Korth et al., 2003; Bringue et al., 2008).
The commonly used autoclave cycle of 121C for 18 minutes or six successive cycles of 3 minutes
each, are ineffective to decontaminate material. Procedures which result in fixing the prion agent,
such as drying, treatment with organic solvents or cross-linking with aldehyde based disinfectants
result in an increase in the proportion of prion protein demonstrating resistance to inactivation. The
fixing properties of the agent probably modulate resistance to inactivation by either preventing access
to the inactivation solution (i.e. drying) or by preventing denaturation of the aggregated prion protein
(i.e. aldehyde fixation). So, formaldehyde or formalin-fixed, glutaraldehyde-fixed and paraffinembedded tissues, particularly of the brain, remain infectious for long periods, if not indefinitely and
gases such as ethylene oxide and formaldehyde are ineffective, as are most chemical disinfectants in
standard conditions. Table 1 summarizes chemicals and processes used generally for
decontamination and their effectiveness against prions.
Annex 2 describes recommended BMBL methods for effective prion decontamination of surfaces and
wastes. Aside from these recommendations, it is now recognized that decontamination processes that
combine physical and chemical procedures are the most effective to decontaminate material or waste.
Examples of such combination are autoclaving in sodium hydroxide 1M at 121C during 30 minutes or
immersing in sodium hydroxide 1M or sodium hypochlorite 2% during one hour followed by
autoclaving at 121C during one hour and in more secure way, at 134C during one hour (Oberthr et
al., 2007). The processes effective to completely inactivate prions are particularly harmful for human
health and are extremely corrosive for some commonly used surface finishes. So care should be
taken when handling these chemicals at work concentrations. Personal protective equipment such as
use of gloves, eye and face protections and lab coats should be worn.
Incineration at a temperature higher than 800C is the preferred method that completely destroys the
prion protein in infectious biological waste and disposable material. However, other alternatives must
be applied for reusable material and for large surface decontamination. Concerning the reusable
material and instruments, it is highly recommended to avoid the use of them as much as possible and
to prefer disposable material. When unavoidable their sterilization is indeed a major issue for the
prevention of iatrogenic CJD in hospitals where surgical instruments and devices that could still be
contaminated by a TSE causing agent are re-applied on new patients. Medical reusable material
should be extremely well sterilized because it is known that transmission of disease is achieved with
tiny amounts of infected tissue. Specific practice recommendations of the CDC exist that should be
followed in order to increase the effectiveness of the disinfection procedure and to decrease the risk
contamination with prions. The reusable instruments:
- should be kept wet until cleaned and decontaminated;
- should be cleaned as soon as possible to prevent drying of material;
- do not mix instruments used on materials potentially contaminated with prions with
instruments used for other purposes:
- Instruments that will be cleaned in a dishwasher must first be decontaminated and the
dishwasher must be run through an empty cycle before being used for other
instruments.
It has to be mentioned that biomedical and biotechnology companies as well as public health services
make today important efforts to develop novel and safer disinfectants and decontamination methods
able to effectively decontaminate surfaces, which are not resistant to the highly corrosive treatments
with NaOH or sodium hypochlorite. In the case of surgical instruments, it is observed that prion
proteins have a high affinity and bind tightly to stainless steel material. This prion propriety renders the
decontamination procedure particularly challenging to achieve. In addition, the material is sensitive to
the corrosive NaOH or NaOCl solutions usually used as well as to high temperatures. Surfaces of
devices usually used in laboratories must also be considered in this sensitive material category. Thus,
the need to find alternatives rapidly appears. Ways of research focus on sterilization methods using
oxidizing agents such as ozone (TSO3, Johnson et al., 2009) or a mix of hydrogen peroxide and
peracetic acid, the hydrogen peroxide with copper (Lehmann et al., 2009), the hydrogen peroxide gas
plasma system (Rogez-Kreuz et al., 2009), the protease enzymes, detergents and a combination of
both, or the phenolic disinfectants (Fichet et al., 2004) in particular conditions of humidity,
temperature, pH and contact time (Jackson et al., 2005). By this way, they also have demonstrated
that treatments, which were considered ineffective against prion, may be indeed effective but under
different conditions of use or when used in specific combinations.
6| Conclusion
TSE causing agents present a particular resistance to conventional decontamination agents. Current
protocols include treatment of materials and wastes with high concentrations of corrosive sodium
hydroxide solution or the sodium hypochlorite solution followed by autoclaving. For large-scale
decontamination of facilities handling prion or biosafety cabinets, formaldehyde fumigation should not
be used as this agent may increase the prion resistance. Studies indicate that hydrogen peroxide or
other oxidizing molecules in their gas form or included in aerosols may represent an alternative. The
hydrogen peroxide oxidant agent when used as a fumigant provides an efficient prion inactivation of
contaminated surgical material.
To date there is no evidence for a validated fumigation procedure for the decontamination of facilities
that are potentially contaminated with prions. More in dept studies are still required. On the other
hand, one could wonder whether the criterion for effectiveness and outcome of a fumigation procedure
of these facilities should meet "evidence-based" risk assessment considerations or "zero-risk
tolerance" considerations. To examine "evidence-based risk assessment" considerations, following
questions should be raised:
A| Biological risks associated to the nature of prion proteins
Though prion proteins are particularly resistant to commonly used inactivation methods, it should be
emphasized that prion proteins are no air-borne agents and that there is no indication that prions are
transmitted by aerosols. Even though this way of transmission could not be discarded, the most
probable ways of contamination during occupational exposure are still the parenteral inoculation and
ingestion.
B| Biological risks associated to the nature of the contained use activities
The applied work practices, the lab design and the technical characteristics of the L3 were adapted to
contain the prion during manipulations. It is of relevance however to consider the number of positive
specimens as well as concentrations of infectious material that have been handled in the laboratory
during the time of prion activity. The higher the number and the concentrations of positive TSE
samples, the greater is the probability to contaminate the room. The number and the type of spills that
occurred during the years of prion activity is also a factor that may increase this probability. In case of
a diagnostic laboratory, the quality system in place (generally ISO 17025) will allow tracing of the
number of positive samples and incidents that occurred and cleaning procedures in the laboratory.
Sampling of selected surfaces (wall, floor, door, and equipment) could be a way to determine the
contamination of the facility. In this case, the surface to sample must allow to take down the
contaminating prion and, one should keep in mind that standard detection methods based on
immunoassays will only allow detecting high concentrations of contaminating agent and may thus give
false negative results. On the contrary, methods based on bioassays, as far as the adapted biological
model is available, will allow to detect low level of prion contamination. However, these methods need
a long time (sometimes a year) before getting results.
C| Biological risks associated to the nature of the future activity
It may be important to consider what will be the new activity of the laboratory and which containment
level it will be adopted. In case the future activity will continue to need a containment level 3, the work
environment and particularly the work practices will remain stringent and will therefore reduce the
possibility of exposure to remaining contaminating prions. However, one should keep in mind that
standard decontamination methods usually used in L3 containments for conventional micro-organisms
do not insure effective decontamination of prions and may even reinforce the resistance of prions to
disinfectants. In case the TSE laboratory is aimed to be declassified to a laboratory of containment
level 1 or even an office (without assignment of a containment level), only surface strong treatment
10
with concentrated liquid NaOH or sodium hypochlorite during an appropriated time exposure, followed
by an oxidizing agent fumigation, will insure an effective decontamination. All devices and equipment
of the laboratory should then be dismantled and destroyed by incineration.
In conclusion, it is important to evaluate the remaining biological risk associated to the potential
contamination of the facility and the type of the future activity that will take place in this facility in order
to evaluate and to decide if the large surface decontamination is necessary. In case the evaluation
shows a measurable prion contamination, it is recommended in the current state of knowledge, to
apply a strong liquid disinfectant before fumigation with an oxidizing agent such as the hydrogen
peroxide. However, more studies should demonstrate the efficacy of the hydrogen peroxide or other
process against the non-conventional agent of the TSE.
11
References
Belgian Biosafety Server, List of viruses and unconventional agents presenting at the wild state a
biological risk for immunocompetent humans and/or animals and corresponding maximum biological
risk
http://www.biosafety.be/RA/Class/ListVirus.html
Bioquell bio-decontamination: http://www.bioquell.com
BMBL: Biosafety in microbiological and biomedical laboratories. US Department of Health and Human
Services. Fifth Edition 2007.
V. Bringue, L. Herzog, F. Reine, A. Le Dur, C. Casalone, JL. Vilotte, H. Laude. Transmission of
atypical bovine prions to mice transgenic for human prion protein. 2008. Emerg Infect Dis.
Dec;14(12):1898-901.
CFIA, Canadian Food Inspection Agency: Pathogen Safety Data Sheet - Bovine Spongiform
Encephalopathy
http://www.inspection.gc.ca/english/sci/bio/anima/disemala/bseesbe.shtml
CDC: Centres for disease control and prevention
http://www.cdc.gov
J. Collinge and A.R. Clarke. A general model of prion strains and their pathogenicity. 2007. Science
Vol318, 930-936.
EPA: US Environmental Protection Agency
http://www.epa.gov/nhsrc/news/news111606.html
HPA: Health Protection Agency UK
Evaluation of ozone for the inactivation of prions.
Evaluation of protease enzymes for TSE decontamination.
http://www.hpa.org.uk
C. Casalone, G. Zanusso, P. Acutis, S. Ferrari, L. Capucci, F. Tagliavini, S. Monaco, and M.
Caramelli. Identification of a second bovine amyloidotic spongiform encephalopathy: Molecular
similarities with sporadic CreutzfeldtJakob disease. 2004. PNAS March 2, Vol.101 n9.
N. J. Cobb and W. K. Surewicz. Prion diseases and their biochemical mechanisms. 2009 Biochemistry
48, 25742585.
G. Fichet, E. Comoy, C. Duval, K. Antloga, C. Dehen, A. Charbonnier, G. McDonnell, P. Brown, C. Ida
Lasmzas, JP. Deslys. Novel methods for disinfection of prion-contaminated medical devices. 2004.
The Lancet 364 (7), 521-526.
G. Fichet, K. Antloga, E. Comoy, JP. Deslys and G. McDonnell. Prion inactivation using a new
gaseous hydrogen peroxide sterilization process. 2007. Journal of hospital infection 67, 278-286.
K. Giles, D.V. Glidden, R. Beckwith, R. Seoanes, D. Peretz, S.J. DeArmond and S.B. Prusiner.
Resistance of bovine spongiform encephalopathy (BSE) prions to inactivation. 2008. PLOS
Pathogens, Vol 4, Issue 11.
G.S. Jackson, E. McKintosh, E. Flechsig, K. Prodromidou, P. Hirsch, J. Linehan, S. Brandner, A.R.
Clarke, C. Weissmann and J. Collinge. An enzyme-detergent method for effective prion
decontamination of surgical steel. 2005. Journal of General virology 86, 869-878.
C.J. Johnson, P. Gilbert, D. McKenzie, J.A. Pedersen and J.M. Aiken. Ultraviolet-ozone treatment
reduces levels of disease-associated prion protein and prion infectivity. 2009. BMC Research Notes
2:121.
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B. Murray. Rapid inactivation of infectious prions by ozone. 106 General meeting of the American
Society for Microbiology, May 21 - 25 2006, Orlando Florida.
R.C. Oberthr, H. Mller, D. Riesner. Thermal inactivation of prions. In: Prions in humans and animals.
Eds Hrnlimann, D. Riesner and H. Kretzschmar, de Gruyter, Berlin, 515-525.
C. Roger-Kreuz, R. Yousfi, C. Soufflet, I. Quadrio, Z.X. Yan, V. Huyot, C. Aubenque, P. Destrez, K.
Roth, C. Roberts, M. Favero, P. Clayette. Inactivation of animal and human prions by hydrogen
peroxide gas plasma sterilization. 2009. Infection control and hospital epidemiology. Vol 30, n8 769777.
Steris: http://www.steris.com
Seymour Stanton Block. Disinfection, sterilization and preservation. Published by Lippincott Williams &
Wilkins, 2001.
TSO3: http://www.tso3.com/en/index.php
WHO: World Health Organization, 2000. WHO infection control guidelines for transmissible
spongiform encephalopathies.
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Annex 1: Design features, technical characteristics, safety equipment, work practices and
waste disposal management required in Belgian laboratories that perform rapid BSE detection
testing
14
23. When not manipulated, all infectious material is contained in closed systems (tubes,
boxes,).
24. Infectious splashes created during operations such as mixing, homogenization, centrifugation
must be avoided, preferable by the use of closed systems (rotors or screw cap buckets and
BSC or similar).
25. All manipulations likely to produce infectious aerosols or involving potential risks are
conducted within a class II BSC.
26. The use of needles and other sharp instruments should be avoided. If this is impossible, the
instruments should be adequately managed to prevent or reduce the risk of percutaneous
injuries.
27. Mechanical pipetting devices are used. Mouth pipetting is prohibited.
28. Hygienic rules are strictly respected. Eating, drinking, smoking, handling contact lenses,
applying cosmetics, and storing food for human consumption are not permitted in the
laboratory.
29. An updated register must be kept with all pathogenic agents manipulated and stored.
30. Control measures and control and protection equipment must be regularly checked.
31. Handwashing is mandatory when leaving the laboratory and each time it appears to be
necessary.
32. Instructions for correct use of an appropriate disinfectant are available to the personnel.
Depending on the purpose, instructions precise the kind of disinfectant to use, its
concentration and contact time.
33. Instruction of personnel on biosafety aspects is conducted as well as a follow up and regular
updates. The personnel are specifically trained to work in an area with containment level 3.
34. A biosafety manual is prepared and adopted. Personnel are advised of special risks they are
exposed to and are required to read instructions on work practices. Behaviour in case of an
accident is clearly posted in the laboratory. All exposure accidents to BSE or BSE waste must
be reported.
35. Specific decontamination and inactivation procedures must be applied. It is recommended to
use disposable material. If large equipment is used, all constitutive elements must be
exclusively dedicated to the BSE activity.
36. The biohazard sign must be posted on incubators, fridges, freezers, cryogen tanks, where
biological material is stored
37. A pest control program is implemented.
38. Contaminated waste and /or residual biological material are inactivated by an appropriate and
validated method before disposal.
39. Contaminated material (glass, microscopic slides,) must be inactivated by an appropriate
and validated method before being washed, re-used and/or destroyed.
Concerning decontamination procedures and waste management, specific inactivation procedures are
required because the BSE is resistant to commonly used physical and chemical inactivation
procedures. The following procedures are recommended:
- Chemical inactivation with sodium hypochlorite at 6 or with sodium hydroxide 1M
during one hour. However, this method seems not to be totally effective. (or this
method does not seem totally effective)
- Physical inactivation by autoclaving at 134C during at least 18 minutes. This method
seems also not to be totally effective.
In addition to the inactivation methods, the following precautions are taken:
40. Material and instruments must be well washed before inactivation.
41. BSE contaminated material must be autoclaved separate from other material.
42. Autoclaves must be regularly controlled and validated.
43. Work surfaces should be covered with an absorbent material that can be incinerated. This
type of material is also used to recover spills.
44. To eliminate waste, leak proof containers must be used: e.g. two bags/recipients placed one in
another avoiding contamination of the outside. The container is closed and labeled with the
biohazard sign before leaving the contained zone.
45. All contaminated waste and disposable material must be removed by a specialized and
accredited company for incineration.
15
Table 1: Chemicals and processes ineffective, partially ineffective and effective against TSE
causing agents (based on WHO infection control guidelines for TSE, 2000)
Chemical disinfectants
Ineffective
Alcohols
Ammonia
-propiolactone
Hydrogen peroxide
Phenolics
SDS 5%
Variably or partially effective
Glutaraldehyde
Chlorine dioxide
Iodophores
Guanidium thiocyanate 4M
Urea 6M
Sodium dichloro-isocyanurate
Sodium metaperiodate
Hydrochloric acid
Peracetic acid
Effective
Sodium hypochlorite 2% during
1hour
Sodium hydroxide 1M during 1
hour
Gaseous disinfectants
Ineffective
Ethylene oxide
Formaldehyde
Physical processes
Ineffective
Dry heat (<180C)
Boiling
Ionizing, UV or microwave
radiation
Variably
or
partially
effective
Autoclaving at 121C for 15
minutes
Boiling in SDS 3%
Effective
Autoclaving at 134C for 18
minutes
16
Annex 2: Effective inactivation of prions, based on the guidelines from BMBL 2007 and the
CDC
1. Contaminated surfaces: may be treated with a bleach solution in a concentration of 20000 ppm
available chlorine for 1 hour or with NaOH 1N for 1 hour.
Repeated wetting with the disinfectant over 1 hour will be required. After the treatment period,
surfaces should be thoroughly rinsed with clear water.
2. Contaminated reusable instruments: immerse in 1N NaOH or sodium hypochlorite (20000 ppm
available chlorine) for 1 hour, transfer to water, autoclave (gravity displacement) at 121C for 1
hour or immerse in 1N NaOH or sodium hypochlorite (20000 ppm available chlorine) for 1 hour,
rinse with water, autoclave (gravity displacement) at 121C for 1 hour or at 134C for 1 hour
(porous load).
3. Liquid waste: mix with NaOH for a final concentration of 1N NaOH and keep at room temperature
for 1 hour or mix with bleach for a final concentration of 20000 ppm available chlorine and keep at
room temperature for 1 hour. After treatment, liquid waste may be neutralized and discharged to
the sewer or disposed of as chemical waste.
4. Contaminated dry waste: should be removed for incineration.
17