Recorded Third Circuit Lambert Appeal SUBMISSION Statement Re EXHIBIT Advanced Media Group and Stan J Caterbone PROFESSIONAL QUALIFICATIONS As of November 6, 2015

Case: 15-3400
Document: 003112123790
Page: 1
Date Filed: 11/06/2015
www.amgglobalentertainmentgroup.com
scaterbone@live.com
717-669-2163
Stanley J. Caterbone
Advanced Media Group
1250 Fremont Street
Lancaster, PA 17603
IN THE UNITED STATES THIRD CIRCUIT COURT OF APPEALS
_______________________________________________________________________________
Lisa Michelle Lambert
:
PETITIONER
:
:
v.
:
CASE NO. 3400-2015
:
:
Lynn Bissonnette, et al.,
:
RESPONDANT
:
:
Stanley J. Caterbone
APPELLANT
:
:
:
:
SUBMISSION AS EXHIBIT BY APPELANT

Advanced Media Group and Stan J Caterbone
PROFESSIONAL QUALIFICATIONS as of November 6, 2015
I hereby on this 6th
day of November, 2015, submit for considerations in the above captioned case the
attached document as an EXHIBIT to be considered by the court in the deliberations of this case.
Date: November 6, 2015
/s/ Stanley J. Caterbone

Stanley J. Caterbone, Pro Se
Appellant
1250 Fremont Street
Lancaster, PA 17603
(717)-669-2163
scaterbone@live.com
http://www.amgglobalentertainmentgroup.com/__
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Document: 003112123790
Page: 2
Stan Caterbone
Founder and Director at Advanced Media Group, Ltd.,
Scaterbone@Live.com
Summary
I, Stanley J. Caterbone, Targeted Individual or TI, residing at: 1250 Fremont Street, Lancaster, Pennsylvania,
17603, do hereby state that I am at least 18 years of age, that I am a citizen or a legal resident of the United
States of America, that I am of sound mind, and that I am the person whose signature follows on this Affidavit.
The purpose of this document is (1) to advise Congress as well as state and local officials of organized stalking
and electronic and mind manipulation torture being committed against me and (2) to request a state, local, or
Congressional investigation and hearing on the use of remotely-operated directed energy attacks and mind
control technologies on Americans in this country. Our Government is responsible for protecting its citizens
from elements that covertly harass, torment, murder, and cause victims to commit suicide through organized
stalking and remote electronic torture. Yet, unbiased research indicates that certain elements of Government
either engage in these activities or protect those who perform them. I seek the complete dismantling of any
officially-sanctioned covert Government torture programs, the passage of legislation specifically outlawing that
high-tech torture, and the full prosecution of any person, regardless of his rank or position, who has violated
my civil rights and my most basic human rights. The assaults on my mind and body have been occurring for 24
year(s).
Experience
Disabled at SSA
December 2005 - Present (10 years)
Awarded Social Security Disability Benefits from the Social Security Administration in August of 2009, and
collected benefits from April of 2008, for all related symptoms and illnesses relating to U.S. Sponsored Mind
Control and COINTELPRO. Officially and formally declared DISABLED on December 1, 2005.
Pro Se Litigant at Stan J. Caterbone, Pro Se Litigant
May 2005 - Present (10 years 7 months)
In 2005 Stan J. Caterbone, as a Pro Se Litigant filed several civil actions as Plaintiffs that are in current
litigation in the United States District Court for the Eastern District of Pennsylvania, the United States
Third District Court of Appeals, the Pennsylvania Supreme Court, The Pennsylvania Superior Court, the
Commonwealth Court of Pennsylvania, The Court of Common Pleas of Lancaster County, Pennsylvania.
These litigation's include violations of intellectual property rights, anti-trust violations, and interference
of contracts relating to several business interests. Central to this litigation is the Digital Movie, Digital
Technologies, Financial Management Group, Ltd,/FMG Advisory, Ltd., and its affiliated businesses along
with a Federal False Claims Act or Federal Whistleblowers Act regarding the firm of International Signal
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and Control, Plc., (ISC) the $1Billion Dollar Fraud and the Export violations of selling arms to South Africa
and Iraq. This litigation dates back to 1987. Stan J. Caterbone was a shareholder of ISC, and was solicited
by ISC executives for professional services. The Federal False Claims Act is currently part of RICO Civil
Complaint in the United States District Court for the Eastern District of Pennsylvania and the Third Circuit
Court of Appeals, as docket no. 05-2288.
Founding Director at Advanced Media Group, Ltd.,
February 2005 - Present (10 years 10 months)
In 2005 Stan J. Caterbone began his role as an Activist Shareholder for Fulton Financial, which is listed
as "FULT" on the NASDAQ stock exchange. As a founder of Financial Management Group, Ltd., a full
service financial firm, Stan J. Caterbone has drawn upon the success in developing the strategic vision for
his company and the experience gained in directing the legal affairs and public offering efforts in dealing
with Fulton Financial. Stan J. Caterbone has been in recent discussions with the Fulton Financial Board of
Directors with regards to various complaints dealing with such issues as the Resource Bank acquisition and
the subprime failures. Stan J. Caterbone believes that Fulton Financial needs management to become more
aggressive in it's strategic planning and the performance it expects from its management team in order to
increase shareholder value. Expanding the footprint of the regional bank has not yielded an increase to the
bottom line that is consistent with the expectations of shareholders. Lancaster County has seen several local
banking institutions acquired by larger regional banks, thus increasing the competition Fulton Financial will
see in it's local marketplace as well as in it's regional footprint.
January 1995 - Present (20 years 11 months)
In 1995 I began doing consulting work to various companies while at Pflumm Contractors, Inc., as
Controller. I was billing my time out under our KAL company. I had named KAL after Keegan, Abby
and Lizzy. I used the company to manage and account for all of the Real Estate Activities of Pflumm
Contractors. Most of my work was computerizing the accounting and information technologies of the
companies. The most extensive work was for Dana Chryst and the Jay Group. I had spent several months
analyzing the various departments and the logistics of the company for my design of a hybrid system of
both the IBM Mainframe and personal computer stations. I believe it was the IBM 3400, at that time IBM
was just beginning to accommodate the demand and it was still not deployed in many companies. The
goal was to provide real-time information systems on a company-wide basis. I had earlier developed and
deployed such a system for American Helix and High Industries at the American Helix facility. I had used
a DB3 program and had every department operating on a real-time basis. The customer service department
could provide customers with updates in a matter of minutes. I also did work for a paraplegic and set up
a system using software that helped her use a computer with voice controlled computer system. I also did
troubleshooting work on both hardware and software systems for various clients. Other companies included
Lancaster Container, B2B Communications, Galo Rosa Restaurant, Mazzi Restaurant, Lancaster Dispensing
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Company (1980's), Phil Caterbone, D.O. Family Practices, and the Estate of Thomas Caterbone, James
Doran and Home Inspection Services, Companies were billed an hourly rate of at least $35.00.
President and Founder at Power PRoductions I
January 1987 - Present (28 years 11 months)
Power Station Studios of New York retained me as executive producer of a motion picture project.
The theatrical and video release was to be delivered in a digital format; the first of its kind. We had
originated the marketing for the technology, and created the concept for the Power Station Digital Movie
System (PSDMS), which would follow the copyright and marketing formula of the DOLBY technology
trademark. We had also created and developed marketing and patent research for the development and
commercialization of equipment that we intended to manufacture and market to the recording industry
featuring the digital technology. Sidel, Gonda, Goldhammer, and Abbot, P.C. of Philadelphia was the lead
patent law firm that We had retained for the project. Power Station Studios was the brainchild of Tony
Bongiovi, a leading engineering genius discovered by Motown when he was 15. Tony and Power Station
Studios was one of the leading recording studios in the country, and were responsible for developing Bon
Jovi, a cousin. Power Station Studios clients included; Bruce Springsteen, Diana Ross, Cyndi Lauper,
Talking Heads, Madonna, The Ramones, Steve Winwood, and many others. Tony and Power Station Studios
had produced the original Sound Track for the original Star Wars motion picture. It was released for
distribution and was the number one Sound Track recording of its time. Tony Bongiovi was also active in
working and researching different aerospace technologies. * We had developed and authored a Joint Venture
Proposal for SONY to partner with us in delivering the Digital Movie and its related technologies to the
marketplace.
Founding President at Advanced Media Group, Ltd
February 1998 - May 2005 (7 years 4 months)
In 2004 I embarked on our past endeavors in the music and entertainment industries with an emphasis on
assisting for the fair and equitable distribution of artists rights and royalties in the fight against electronic
piracy. We have attempted to assist in developing new business models to address the convergence of
physical and electronic mediums; as it displaces royalties and revenues for those creating, promoting, and
delivering a range of entertainment content via wireless networks. In 2000 to 2002 I developed an array
of marketing and communication tools for wholesalers of the AIM Investment Group and managed several
communication programs for several of the company wholesalers throughout the United States and Costa
Rica. We also began a Day Trading project that lasted until 2004 with success. In 1999 I developed a
comprehensive business plan to develop the former Sprecher Brewery, known as the Excelsior Building on
E. King Street, in Lancaster, Pennsylvania. This plan was developed in conjunction with the Comprehensive
Economic Development Plan for the Revitalization of Downtown Lancaster and the Downtown Lancaster
Convention Center for the former Watt & Shand building. In 1999 I contributed to the debate, research,
and implementation of strategies to counter the effects of the global Y2K threat to the worlds computer
technologies. We attended the U.S. Sponsored Y2K symposium and Conference in Washington, D.C. hosted
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by the Senate Y2K Subcommittee and Senator William Bennett. In 1998 I had began to administer the
charity giving of Toms Project Hope, a non-profit organization promoting education and awareness for
mental illness and suicide prevention. We had provided funding for the Mental Health Alliance of Lancaster
County, Contact Lancaster (The 24/7 Suicide Prevention Hotline), The Schreiber Pediatric Center, and other
charitable organizations. In 1998 I performed Consulting Services in Financial Accounting and Information
Technologies.
Owner, Operator at Day trader and AMG Auctions, an eBay Auction Company
March 2002 - December 2004 (2 years 10 months)
I had studied at least two major books for Daytrading and was a full-time daytrader for at least 2 years. I used
an TD/Ameritrade trading platform and had traded over 700 transactions in that time period. An average day
was from before 8:00am, for the premarket trading and after 6:00pm for the after market trades of 4-6pm.
I had used several computer monitors for the charting and analysis. Although I lost approximately a few
thousand dollars over that time period, I developed a knowledgbase of the mechanics of the market-at-large.
The following is an excerpt from the U.S. Securities and Exchange Commission: " Day traders rapidly buy
and sell stocks throughout the day in the hope that their stocks will continue climbing or falling in value for
the seconds to minutes they own the stock, allowing them to lock in quick profits. Day traders usually buy
on borrowed money, hoping that they will reap higher profits through leverage, but running the risk of higher
losses too. While day trading is neither illegal nor is it unethical, it can be highly risky. Most individual
investors do not have the wealth, the time, or the temperament to make money and to sustain the devastating
losses that day trading can bring."
Executive Vice President, Secretary, and Founding Partner of FMG, President of FMG Advisory at
Financial Management Group, Ltd., FMG Advisory, Inc.,
August 1986 - November 1998 (12 years 4 months)
I had founded Financial Management Group, Ltd (FMG); a large financial services organization comprised
of a variety of professionals operating in one location. We had developed a stock purchase program for
where everyone had the opportunity for equity ownership in the new firm. FMG had financial planners,
investment managers, accountants, attorneys, Realtors, liability insurance services, tax preparers, and estate
planners operating out of our corporate headquarters in Lancaster. In one year, we had 24 people on staff,
had approximately 12 offices in Pennsylvania, and several satellite offices in other states. We had in excess
of $50 million under management, and our advisers were generating almost $4 million of commissions,
which did not include the fees from the other professionals. We had acquired our own Broker Dealer firm
and were valued at about $3 to $4 million.
Controller at Pflumm Contractors, Inc.
June 1993 - February 1998 (4 years 9 months)
I were retained by Pflumm Contractors, Inc., as controller, and was responsible for saving the company
from a potential bankruptcy. At that time, due to several unpaid contracts, the company was facing
extreme pressure from lenders and the bonding insurance company. We were responsible for implementing
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computerized accounting, accounting and contract policies and procedures, human resource policies and
procedures, marketing strategies, performance measurement reporting, and negotiate for the payment of
unpaid contracts. The bonding company was especially problematic, since it was the lifeline to continue
work and bidding for public contracts. The Bank of Lancaster County demanded a complete accounting of
the operations in order to stave off a default on the notes and loans it was holding. We essentially revamped
the entire operation. Within 3 years, the company realized an increase in profits of 3 to 4 times its previous
years, and record revenues.
Founding President at Advanced Media Group Ltd
March 1989 - May 1992 (3 years 3 months)
I had founded Advanced Media Group, Ltd., and was one of only 5 or 6 U.S. domestic companies that had the
capability to manufacture CD-ROM's. We did business with commercial companies, government agencies,
educational institutions, and foreign companies. I performed services and contracts for the Department
of Defense, NASA, National Institution of Standards & Technology (NIST), Department of Defense,
The Defense Advanced Research Projects Agency (DARPA), and the Defense Mapping Agency, Central
Intelligence Agency, (CIA), IBM, Microsoft, AMP, Commodore Computers, American Bankers Bond
Buyers, and a host of others. I also was working with R.R, Donnelly's Geo Systems, which was developing
various interactive mapping technologies, which is now a major asset of Map Quest. Map Quest is the
premier provider of mapping software and applications for the internet and is often used in delivering maps
and directions for Fortune 500 companies. We had arranged for High Industries to sell American Helix,
the manufacturer of compact discs, to R.R. Donnelly. We had brokered a deal and the executives from
Donnellys Chicago headquarters flew to Lancaster to discuss the deal and perform due diligence of the
manufacturing facility located in the Greenfield Industrial Park.
Ambassador at People to People International (PTPI)
February 1991 - November 1991 (10 months)
In 1991 I were elected to People to People International and the Citizen Ambassador Program, which was
founded by President Dwight D. Eisenhower in 1956. The program was founded to To give specialists
from throughout the world greater opportunities to work together and effectively communicate with peers,
The Citizen Ambassador program administers face-to-face scientific, technical, and professional exchanges
throughout the world. In 1961, under President John F. Kennedy, the State Department established a
nonprofit private foundation to administer the program. We were scheduled to tour the Soviet Union and
Eastern Europe to discuss printing and publishing technologies with scientists and technicians around the
world.
Founder, President at FMG Mortgage Banking
January 1987 - November 1988 (1 year 11 months)
I had a created and developed FMG Mortgage Banking, a company that was funded by a major banking firm
in Houston Texas. We had the capability to finance projects from $3 to $100 million dollars. Our terms
and rates were so attractive that we had quickly received solicitations from developers across the country.
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We were also very attractive to companies that wanted to raise capital that include both debt and equity.
Through my company, FMG, we could raise equity funding through private placements, and debt funding
through FMG Mortgage Banking. We were retained by Gamillion Studios of Hollywood, California to
secure financing of their post production Film Studio that was looking to relocate to North Carolina. We had
secured refinancing packages for Norris Boyd of and the Olde Hickory and were in the midst of replacing
the current loan that was with Commonwealth National Bank. We had meetings and discussions with
Drew Anton of the Eden Resort, for refinancing a portion of his debt portfolio. We were quickly seeking
commitments for real estate deals from New York to California. We also had a number of other prominent
local developers seeking our competitive funding, including Owen Kugal, High Industries, and the Marty
Sponougle a partner of The Fisher Group (owner of the Rt. 30 Outlets). We were constantly told that our
financing packages were more competitive than local institutions.
Independant Financial Planning Firm at S.J. Caterbone Associates
January 1985 - August 1986 (1 year 8 months)
Financial Planning Firm affiliated with Independent Broker Dealer, FSC Corporation of Atlanta Ga,. Served
as Vice President of the Central Pennsylvania Chapter of the International Association of Financial Planners
and was introduced to FSC by Washington, D.C. based Alexandra Armstrong after I had her speak in
Lancaster Pennsylvania to a host of professionals.
Financial Planner at IDS/American Express
March 1982 - January 1985 (2 years 11 months)
Building Financial Planning Practice
Certifications
Certified Contract Advisor, National Football League Players Association
NFLPA/RPFPC Former Players, Chicago Chapter
March 1985 to March 1986
Education
Millersville University of Pennsylvania
Bachelor's degree, Business Administration and Management, General, 1976 - 1980
Skills & Expertise

Microsoft Office
Microsoft Excel
Social Media
Microsoft Word
PowerPoint
Management
Team Building
Project Management
Entrepreneurship
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Information Management
Legal Research
Legal Writing
Computer Proficiency
Securities Offerings
Film Production
Digital Strategy
MK ULTRA
Mind Control Experience
Telepathy
Languages
English
Projects
Escaping The Unix Tarpit
May 1991 to June 1991
Members:Stan Caterbone
In 1990 I was requested to be a monthly contributor to one of the leading industry publications for the CDROM industry by Linda Helgerson of Helgerson and Associates. Linda was a sort of watchdog for CD-ROM
professionals based in Washington, D.C. This was my first article. I was workplace-mobbed and fell victim
to another round of assaults soon after. http://www.amgglobalentertainmentgroup.com/gpage3.html http://
www.amgglobalentertainmentgroup.com/gpage3.html
Publications
Third Circuit Court of Appeals
Third Circuit Court of Appeals
Authors: Stan Caterbone
I appeared as a pro se litigant and overturned Federal Judge Mary McLaughlin of the Eastern District Court.
This was on of several appeals I have won as a pro se litigant in the Third Circuit Court of Appeals.
Amicus for the Petition of Habeus Corpus of Lisa Michelle Lambert
Clerk of Courts for the U.S. District Court for Eastern Pennsylvania June 23, 2015
My Amicus was recorded on June 23, 2015. AND NOW comes before the said court Stanley J. Caterbone,
appearing Pro Se, and Advanced Media Group, as Movant, to file an Amicus in the above captioned case.
The Movant has an interest in this case as a corroborating witness to the prosecutorial misconduct that
was found in this court before the Honorable Stewart Dalzell in 1997. The Movant has made several
personal attempts to bring his evidence to the courts. In November of 1997 the Movant had solicited the
counsel of Ms. Christina Rainville and her firm Schnader & Harrison of Philadelphia. The Movant had
arranged and delivered a letter and evidence of his own prosecutorial misconduct by the Lancaster County
District Attorney and local authorities at Ms. Rainvilles request. Ms. Rainville then returned a letter to
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the Movant that explained that Schnader & Harrison had made the decision that she could no longer accept
any additional clients from Lancaster County. At that time Ms. Rainville was already involved the Darrell
McCrakken case of Lancaster County. In December of 1997 the Movant hand delivered a CD-ROM to
the chambers of the Honorable Judge Stewart Dalzall that contained evidence of the same. This amicus
provides a voice for the movants as well as providing another perspective and opinion that should benefit the
courts; the parties; and the public-at-large. The matters presented in this amicus have a direct relevancy in the
disposition of this case as it does in the opinion and ORDER of the Honorable Paul S. Diamond on May 22,
2014.
Invitation From President Bill Clinton to the Global Initiative of 2006
Stan J. Caterbone July 7, 2015
I had submitted an essay to qualify for the conference. Visit https://www.clintonfoundation.org/ to learn
more about his foundation and it's mission and work.
Volunteer Experience
Outreach Director at Tom's Projct Hope
April 1998 - Present (17 years 8 months)
To provide public service organizations engaged in the issues of mental illness an opportunity to introduce
the educational video Numbers Dont lie to its respective organizations for use in the field, and to
contribute to the solutions and challenges confronting the mentally ill. The production was developed for
school curriculums and has been very helpful to all persons intervening and interacting with those afflicted
with this disease. The Texas Department of Health has already procured the rights for Numbers Dont lie#
and is introduced the video to schools. The video was disseminated to organizations throughout Lancaster
County.
Outreach Comittee at Freedom From Covert Harassment and Surveillance
June 2009 - Present (6 years 6 months)
FFCHS Mission Statement Freedom From Covert Harassment and Surveillance (FFCHS) is a human
rights organization that identifies and networks with victims of organized stalking and remote electronic
assaults, educates society about covert harassment issues, and advocates for citizens victimized by covert
criminal elements. In support of the mission statement, FFCHS establishes the following goals: (1) provide
supportive services and promote self-help to remote-delivered electronic and group stalking victims for,
although not limited to, unemployment, homelessness, workplace mobbing, psychological tactics, staged
accidents, and vandalism; (2) network nationwide and worldwide with similar organizations, public benefit
and charitable organizations, and health and community development agencies for the benefit of remotedelivered electronic and group stalking victims; and (3) promote the care and well-being of organized stalking
and remote electronic assault victims who have few resources or avenues for a safe environment.
Construction Laborer at Habitat for Humanity International
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May 1998 - Present (17 years 7 months)

At Habitat for Humanity, we build. We build because we believe that everyone, everywhere, should have a
healthy, affordable place to call home. More than building homes, we build communities, we build hope and
we build the opportunity for families to help themselves. Your donation will help families break the cycle
of poverty and build long-term financial security. With an affordable, stable home, families have more to
spend on food, medicine, child care, education and other essentials. Your support can help us do more in all
the many ways that Habitat builds. Thanks to you, Habitat is transforming the lives of more than 5 million
people around the world!
Organizations
Bill Clinton's Global Initiative
no
September 2006 to Present
Courses
Independent Coursework
Certified Financial Planner
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Stan Caterbone
Scaterbone@Live.com
Contact Stan on LinkedIn
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THE BUSINESS
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SURVEY^
FaR
mum CONTRACTORS,
INC.
ADVANCED MEDIA GROUP
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AMERICAN MANAGEMENT
05.04.2007
SERVICES, 1NC.
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ADVANCED MEDIA GROUP, Ltd.

MANAGEMENT CONSULTING PERFORMANCE ANALYSIS
PROJECT:
PARAMETERS:
Rescue Pflumm Contractors From Near Bankruptcy

4 Year Tenure 1994 to 1998
INDICATORS
BEFORE
(4 Yr. Period)
AFTER
(4 Yr. Period)
Highest Annual Sales:
$2,954,184
$4,289,667
Sales Volume:
$10,785,000
$13,931,288
Sales Volume Increase:
+ $3,186,288
Highest Annual Profit:
$ 106,156
$206,735
Net Profits:
$ 24,998
$ 451,706
Gross Profit Margin:
23%
30%
Corporate Equity Position:
$ 11,308
$692,125
Dun & Bradstreet Rating:

Surety Bonding Capacity:
CB3 - BB3
Poor
$1,500,000
BB1 - BA3
Strong Assessment
$3,000,00+
PennDot Prequalification:
$1,000,000
$2,875,000
Banking Status:
WatchDog List
Credit Worthy
Employee Benefits:
Section 125
Disability Income Insurance
Dental Benefits
401K Plan
Uniforms for all employees
Goodwill:
Company Logo
Computer & MIS Systems
Professionalism
Strategic Planning:
New Identity
Public Markets
Restore Good Credit
Restore Bond Rating
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Printer Friendly Version
FMG head resigns; team takes reins

Sunday News (Lancaster, PA)
Publication Date: June 10, 1990
Tag: 124F60DE18BE0F88
Section: BUSINESS
Page: D01
By Doug Thomas
Citing "irreconcilable philosophical differences," Robert Kauffman and the board of Financial Management Group (FMG) have decided to part company.
Kauffman suddenly resigned as FMG president last month after becoming increasingly frustrated with what he said was the board's failure to follow his
lead in policy matters affecting the company's future. The board, in turn, says Kauffman had grown secretive, steadfastly refused to share power and had
begun to stray too far from the company's original business plan.
Employees say the truth probably lies somewhere in the middle and liken the split to a marriage between good people who could no longer live together.
Kauffman is the last of the Lancaster investment advisory firm's three founders to quit. Stan Caterbone and Mike Hartlett, who along with Kauffman
formed FMG four years ago, are also no longer with the company. Kauffman and Hartlett still each own more than 20 percent of FMG.
Kauffman's departure raises some questions about FMG's future. Kauffman, 36, is expected to start another financial services firm and, reportedly, as
many as six FMG employees are likely to follow him. Kauffman was known for his entrepreneurship, and colleagues say one of his best qualities was his
ability to generate new ideas.
Kauffman says FMG's board members were after money, power and prestige, and that they sought control of the firm he had helped to make a success.
He calls the events leading up to his resignation "saddening."
"All of these people, eight, nine, 10 years ago, I brought into the business," Kauffman said, "They were nobodies. I taught them how to make money, I
resurrected their personal lives, I told them they could be something. I helped them become managers and eventually they stabbed me in the back. It's a
human tragedy of sorts."
Kauffman says that, besides holding all of the management titles, he was FMG's top producer. He has more than 200 clients. Kauffman says the board
seemed to resent the fact that he took a salary on top of his commissions.
The company's new management team includes Alan Loss, chairman of the board and chief executive officer, Pete Poneros, executive vice president,
Harry Radcliffe, president, and Dan Moyer, secretary-treasurer.
The four men deny they ousted Kauffman just so they could run the firm, and say they wished Kauffman's departure could have been more amicable.
"Nobody's gloating about this," Loss says, "and nobody wants to be vindictive."
They say they will, for the time being, run the firm by committee. "At some point, once everything is finalized and we know just what the cash flow is and
the profitability, we may hire a non-producing person to run the company," said Loss, "but right at this point we have determined that we don't want any
one person to have that kind of power."
Radcliffe said the board is concerned that the public will get the impression that FMG's internal corporate problems may spill over into its day-to-day
business.
"This does deeply concern me," he said, "from the standpoint that people could be overly disturbed by something that's not a problem."
The changes have cost the firm money, the board concedes, but so far have not had a negative effect on clients.
As for Kauffman, he says FMG will no doubt succeed.
"While I think that building a sales organization from scratch to the point at which FMG is, is a unique talent," he says, "it's not such a unique talent to take
it from where it is now and go on. And I suspect that while maybe only a few people could get it where it is, there are many who could take it from here."
Whatever he does from now on, Kauffman says his view of investing has not and will not change.
"Quality investments are bought for the long term," Kauffman says. "I talk with people 60 years old and they never tell me they made their money buying
and selling stocks or doing options or using margin accounts or buying penny stocks or buying junk bonds. Nobody ever tells me that. You buy quality and
you hold it."
Kauffman says he has also not waivered in his view of what the financial business should look like.
10/10/2015 3:46 PM
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Kauffman, who worked for many years at what is now American Express' IDS subsidiary _ along with the two other FMG founders _ opened FMG as a
full-service, umbrella financial services company offering planning, stocks, bonds, CDs, accounting and legal services all under one roof. FMG also made
a name for itself marketing real estate syndications.
He still believes that's the future.
Content may not be republished without permission.

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