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Thomas S. Bateman
University of Virginia
The authors investigated the effects on job performance of 3 forms of goal orientation and 4 selfregulation (SR) tactics. In a longitudinal field study with salespeople, learning and performance-prove
goal orientation predicted subsequent sales performance, whereas performance-avoid goal orientation
negatively predicted sales performance. The SR tactics functioned as mediating variables between
learning and performance-prove goal orientations and performance. Social competence and proactive
behavior directly and positively predicted sales performance, and emotional control negatively predicted
performance.
Keywords: self-regulation, goal orientation, job performance
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186
RESEARCH REPORTS
ness, which precludes optimal task engagement and is not conducive to either engaging in SR or performing at high levels (e.g.,
Elliot & Church, 1997; Elliot & Sheldon, 1997). Performanceavoid orientation may distract or constrain people from devoting
the same energy to SR because they focus more narrowly and
passively on avoiding failures or consider SR tactics to have less
instrumental value. Thus, performance-avoid goal orientation is
unlikely to have the same positive effects as the two approachbased goal orientations.
In the study of salespeople reported here, we investigated four
work-related SR variables: feedback seeking, proactive behavior,
emotional control, and social competence. Feedback seeking (Ashford & Cummings, 1983) is central to the SR literature (e.g.,
Ashford & Tsui, 1991); actively seeking feedback is a means for
gathering information about how to develop ones skills and master tasks (e.g., VandeWalle, Ganesan, Challagalla, & Brown,
2000). Proactive behavior (Bateman & Crant, 1993) involves
actions that effect constructive change rather than passive adaptation to circumstances or compliance with the status quo; proactive
behavior is known to predict important performance outcomes (cf.
Crant, 2000) but is unstudied in the goal-orientation or SR literatures. We also studied two subsets of emotional intelligence, better
established in the practitioner literature than in the academic
management literature. We investigated emotional intelligence
with a measure of emotional control, which involves keeping
performance anxiety and other negative emotional influences from
interfering with task performance (F. H. Kanfer & Ackerman,
1996), and a measure of social competence, or social skills used to
interact effectively with others (R. A. Baron & Markman, 2003;
Schneider, Ackerman, & Kanfer, 1996). Social competence has
recently been found to be positively related to entrepreneurial
success (R. A. Baron & Markman, 2003) as well as academic
achievement and school adjustment (Alexander & Entwistle, 1988;
Patrick, Yoon, & Murphy, 1995).
High learning orientation prompts feedback seeking as a means
to gather information about how to develop skills and master tasks
(e.g., VandeWalle et al., 2000). Employees with a higher learning
goal orientation are also more likely to be proactive to enhance
self-development (Farr et al., 1993) because they are more interested in increasing competency. Those with a strong learning
orientation are also more likely to engage in role innovation or to
implement changes in their work both examples of proactive
behavior because they typically view these initiatives as challenges that can foster learning (Farr et al., 1993). People with a
higher performance-prove goal orientation should exhibit similar
behaviors because they are more motivated to take actions to
outperform others or differentiate themselves from others. Thus,
we expect individuals with a greater performance-prove goal orientation to seek feedback more actively than others without such a
strong orientation, using the knowledge gained to outperform
others, and to proactively initiate behaviors that would give them
a competitive advantage. Both positive, approach-related goals, in
contrast to performance-avoid goals, should also motivate people
to engage in other constructive SR tactics such as exhibiting
emotional control and social competence, because such behaviors
can be instrumental toward increasing task mastery and performance (Elliot & Church, 1997).
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Hypothesis 2: Learning and performance-prove goal orientations but not performance-avoid orientation will positively
predict the four specific SR tactics: feedback seeking, proactive behavior, emotional control, and social competence.
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187
the SR tactics would mediate the relationships between both learning goal orientation and performance and performance-prove goal
orientation and performance. Our mediated model is consistent
with the logic outlined above and with other theory. R. Kanfer and
Heggestad (1997) stressed that goal choice is the first step to
achieving performance, whereas the second step consists of processes involving SR tactics. Consistent with this, Zimmermans
(2001) social cognitive model of SR describes causal relations
among three elements: goal cognitions predict SR tactics, which
are followed by judgments regarding ones own performance.
Hypothesis 4: The relationships between learning and performance-prove goal orientations and subsequent job performance will be mediated by feedback seeking, proactive behavior, emotional control, and social competence.
Method
Study Design
To test the hypotheses, we surveyed and collected subsequent performance data from salespeople working from virtual offices for a large,
multinational, computer product and services organization. These participants primarily worked remotely with a significant degree of autonomy.
Salespeople were sent, via e-mail, a cover letter explaining the study along
with the Internet link to the survey. The sample included 121 respondents,
representing a 40% response rate. Our contact and a human resource
representative at the sample organization confirmed statistically that the
demographics (age, gender, tenure, and race) of the sample were representative of the nonrespondents in the sales division of this organization.
Of the 121 respondents, we were able to obtain the (sales) performance
data for 88 participants. The other participants, who had changed regions
or had been moved to sales positions that used different measures of
performance, were dropped from the analyses. We conducted all analyses
with the 88 participants for whom we had complete data. There were no
significant demographic or work history (e.g., tenure) differences between
these two samples.
Measures
Demographic characteristics. The sample was 44% women and 56%
men, with ages ranging from 24 to 54 years (M 37 years). Tenure with
the organization averaged 9 years 5 months and ranged from 11 months to
over 32 years.
Predictor variables. Participants were asked to consider the last 6
months in responding to the questions asking about their goal orientation
and SR tactics. Learning goal orientation ( .86) was measured with
four items asking salespeople the extent to which they valued developing
their sales skills. Performance-prove goal orientation ( .71) was
measured with four items that asked salespeople the extent to which they
valued others knowing their sales accomplishments and the extent of their
concern for performing better than others. Both the learning and performance-provefocused goal orientation items were developed and validated
by Sujan, Weitz, and Kumar (1994) for their study of salespeople and
subsequently used by VandeWalle et al. (1999) in their study of salespeople. However, neither study included performance-avoid items.
Performance-avoid goal orientation ( .69) was measured with three
items from VandeWalle (1997) that asked the extent to which people desire
to avoid disproving their competence and to avoid negative judgments
about it. We conducted a confirmatory factor analysis (CFA) using
LISREL 8.53 (Joreskog & Sorbom, 1993) on the goal orientation items to
test whether the three dimensions were empirically valid. The preferred fit
statistics (and those that are not dependent on sample size)root mean
RESEARCH REPORTS
188
Table 1
Means, Standard Deviations, and Correlations of the Independent and Dependent Variables
Variable
1.
2.
3.
4.
5.
6.
7.
8.
SD
5.77
5.58
1.93
4.16
5.26
5.10
5.41
104.45
0.62
0.81
0.93
1.68
0.75
0.96
0.84
16.11
(.84)
.321**
.334**
.291**
.506**
.289**
.303**
.282*
(.71)
.199
.385**
.349**
.209*
.271*
.300**
(.69)
.137
.286**
.110
.132
.286**
(.88)
.221*
.319**
.059
.055
(.80)
.361**
.370**
.399**
(.82)
.451**
.051
(.85)
.273*
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Results
Table 1 shows the means, standard deviations, and correlations
among all variables. With regard to Hypothesis 1, sales performance was positively related to learning goal orientation (r
.282, p .05) and performance-prove goal orientation (r .300,
p .01), as predicted, and negatively related to performance-avoid
goal orientation (r .286, p .01).
To test Hypothesis 2, we performed a multivariate multiple
regression analysis, regressing the SR tactics (feedback seeking,
proactive behavior, emotional control, and social competence) on
the learning, performance-prove, and performance-avoid goal orientations. Hypothesis 2 was supported. The omnibus multivariate
test was strongly significant for learning goal orientation, F(7,
80) 5.05, p .01. As shown in Table 2, learning goal orientation significantly predicted three of the four SR tactics. As pre-
dicted, greater learning goal orientation predicted proactive behavior ( .50, p .001, R2 .25), emotional control ( .29, p
.05, R2 .08), and social competence ( .30, p .05, R2
.09). Greater learning goal orientation did not predict feedback
seeking in this analysis, although the bivariate correlation was
significant. Performance-prove goal orientation also predicted the
set of SR tactics, F(7, 80) 4.05, p .01. Performance-prove
goal orientation predicted feedback seeking ( .39, p .01,
R2 .14) and proactive behavior ( .35, p .05, R2 .12).
Performance-avoid goal orientation was unrelated to the SR
tactics.
To test how well the SR tactics predicted subsequent performance (Hypothesis 3), we conducted a multivariate multiple regression analysis, regressing the sales performance measure on the
SR tactics. As a set, the SR tactics strongly predicted performance,
F(4, 83) 7.25, p .001, R2 .26. As shown in Table 3, the
omnibus multivariate test indicated that three of the four SR tactics
predicted performance. Proactive behavior ( .43, p .001,
R2 .16) and social competence ( .25, p .05, R2 .07)
positively predicted performance, whereas emotional control negatively predicted performance ( .30, p .01, R2 .01).
Feedback seeking was not related to performance.
To test whether the SR tactics mediated the relationships between learning and performance-prove goal orientations and sales
performance (Hypothesis 4), we followed R. M. Baron and Kennys (1986) three-step mediation regression procedures. The first
requirement is that the predictor variables (in this case, learning
and performance-prove goal orientation) must be related to the
mediators (SR tactics). As shown in Table 2, this condition was
met for learning goal orientation with proactive behavior, emotional control, and social competence and for performance-prove
goal orientation with proactive behavior. Second, the predictor
variables must be related to the dependent variable. As shown in
Table 1, this condition is evidenced by the positive correlations
1
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Table 2
Multivariate Regression Analysis for Self-Management Tactics
on Learning, Performance-Prove, and Performance-Avoid Goal
Orientation
Variable
Table 4
Analysis of Mediation for Learning and Performance-Prove
Goal Orientation and Performance Using Hierarchical
Regression
F(4, 83)
.29
.50
.29
.30
Variable
2.80
16.33***
4.69*
4.39*
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.39
.35
.21
.27
189
9.56**
4.14*
1.37
3.13
Block 1
Learning goal orientation
Performance-prove goal orientation
Block 2
Learning goal orientation
Performance-prove goal orientation
Proactive behavior
Emotional control
Social competence
* p .05.
R2
model
Change
in R2
block
t(82)
.21
.23
1.94*
2.19*
.13
.29
.16**
.09
0.80
.16
1.60
.33
2.88**
.34 3.10**
.23
2.10*
** p .01.
** p .01.
.14
.29
.11
.13
0.01
1.31
0.01
0.02
*** p .001.
Discussion
In this study, we investigated how people self-regulate in ways
that enhance their job performance. Zimmerman (2001) noted that
SR tactics are of little value if people cannot motivate themselves
to use them (p. 17). Of course, SR tactics are also of no value
unless they increase effectiveness. Our results revealed that learn-
Table 3
Regression of Performance on the Self-Management Tactics
Variable
t(83)
Feedback seeking
Proactive behavior
Emotional control
Social competence
.07
.43
.30
.25
0.69
4.05**
2.61*
2.29*
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190
RESEARCH REPORTS
cally prompt supervisors to discover or acknowledge high performance). This explanation is plausible in part because our sample
routinely received high levels of feedback from a variety of different sources, making feedback seeking unnecessary. Furthermore, if feedback seeking was used as an impression management
technique, this also would explain the lack of a relationship between learning goal orientation and feedback seeking. Future research in other job contexts might explore more fully when and
why these goal orientations motivate different SR tactics.
Our study extends VandeWalle et al.s (1999) work, as called
for by several scholars (e.g., Elliot & McGregor, 1999; R. Kanfer,
1990; VandeWalle et al., 1999), by including several previously
untested SR tactics and finding that these tactics mediate the
relationship between learning and performance-prove goal orientations and sales performance. In addition to demonstrating how
goal orientations influence SR processes, our results identified
which SR tactics enhance performance. Proactive behavior and
social competence positively predicted performance, whereas
emotional control negatively predicted performance. Social competence operated as a suppressor variable (cf. J. Cohen, Cohen,
West, & Aiken, 2003) in the latter relationship, which was insignificant as a zero-order correlation but significant as a regression
parameter when social competence was in the equation. The positive and negative consequences of emotional control, studied as
specific tactics in different circumstances and in operation with
other variables, represent a potentially fruitful avenue for future
research.
One limitation of this study is that many of the variables were
measured using employee self-reports. However, self-reports are
less problematic than some critics maintain and are appropriate
when the respondent can validly assess the constructs (Crampton
& Wagner, 1994). Moreover, our dependent variable was an objective, lagged measure of performance. The lagged measure of
performance improves the confidence with which we can interpret
causality, but unmeasured variables could have affected the relationships and should be controlled in future research. For example,
intelligence or education might be correlated with particular goal
orientations and SR tactics.
Another limitation involves the generalizability of the results.
First, although the study had sufficient power to reveal important
effects, the small sample size could have affected the mediation
results. With a large sample, the small but positive parameters for
learning (95% confidence interval [CI] 3.57, 8.36) and performance-prove goal orientations (95% CI 0.83, 7.52) could
become statistically significant, indicating partial rather than complete mediation and either direct effects of goal orientations or the
operation of additional mediators not measured in this study.
Second, effective SR may depend on the nature of the job and the
technology it involves (Tsui & Ashford, 1994). As examples, the
importance of feedback seeking may vary depending on levels of
existing feedback and the ability of others to provide useful feedback, and performance-prove goal orientation may be less important when performance measures are more ambiguous than those
of our sample. The salespeople in this study had precise performance goals that allowed simple comparisons of their own performance against a standard, against past performance, and against
their self-set goalsand upon which rewards were clearly contingent. In addition, the relative strength of different goal orientations
may change depending on the tasks and situations. Within-subjects
Conclusion
SR is far more than stoic willpower during goal pursuit: It
requires strategic thought and action (Mischel & Mendoza-Denton,
2003). We did not assume that the constructs measured here are
stable personality traitswe consider them to be manageable
behaviors. Goal orientation, for example, appears to have both
dispositional and situational components (Button et al., 1996; Farr
et al., 1993; Kozlowski et al., 2001) and therefore may be a
malleable construct that individuals can use strategically to better
self-regulate. Purely dispositional approaches typically do not consider underlying processes or dynamics that may be essential for
understanding how people respond to different situations and for
developing effective interventions (Aspinwall & Staudinger,
2003). Effective SR, like human strengths in general (Aspinwall &
Staudinger, 2003), may lie primarily in the ability to flexibly apply
as many different resources and skills as necessary to achieve a
goal.
SR is increasingly an important topic in the new organizational
era (Rousseau, 1997). We emphasize peoples volition in controlling their personal effectiveness. This study and other SR research
contribute to the burgeoning positive psychology literature, which
stresses the development and maximization of peoples strengths
and psychological capabilities (e.g., Cameron et al., 2003; Seligman, 2002). A science of SR must avoid the pitfalls and realize the
potential of positive approaches to behavioral and organizational
sciences (Cameron et al., 2003). In this pursuit, scholars can
identify the most effective strategies and tactics under different
RESEARCH REPORTS
circumstances and find the best ways to help people recognize both
their own behavioral patterns and how they can think and behave
differently to attain desired goals (Mischel & Mendoza-Denton,
2003).
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