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Adam S. Jacobson, M.D., Mark L. Urken, M.D., F.A.C.S., and Marita S.Teng, M.D.
Head and neck surgery deals with a wide range of pathologic conditions affecting the upper aerodigestive tract and the endocrine
organs of the head and neck. As in other areas of the body, the
causes of these conditions can be inflammatory, infectious, congenital, neoplastic, or traumatic. This chapter discusses the diagnostic approach to head and neck disorders, with particular
attention to cancer.
Anatomic Considerations
Anatomically, the oral cavity extends from the vermilion border to the junction of the hard and soft palates and the circumvallate papillae. It includes the lips, the buccal mucosa, the upper
and lower alveolar ridges, the retromolar trigones, the oral tongue
(anterior to circumvallate papillae), the hard palate, and the floor
of the mouth.
PHARYNX
HEAD
AND
NECK
Concha Suprema
Frontal Sinus
Superior Concha
Falx Cerebri
Middle Concha
Pharyngeal Orifice
of Auditory Tube
Inferior Concha
Straight Sinus
Oral Part
of Tongue
Sublingual Fold
Pharyngeal Recess
Pharyngeal Part
of Tongue
Salpingopharyngeal Fold
Palatine Tonsil
Epiglottis
Hyoid Bone
Laryngeal Part
of Pharynx
Vocal Fold
Thyroid Cartilage
Esophagus
SALIVARY GLANDS
Clinical Evaluation
THYROID
The thyroid gland performs a vital role in regulating metabolic function. It is susceptible to benign conditions (e.g., nodule,
goiter, and cyst), inflammatory disease (e.g., thyroiditis), and malignancies. Additionally, congenital anomalies of the thyroid, such
as a thyroglossal duct cyst, can present later in life.Thyroid lesions
can present as pain, hoarseness, dyspnea, or dysphagia.
On the posterior aspect of the thyroid gland reside the four
parathyroid glands. These glands play a vital role in maintaining
calcium balance. Parathyroid adenomas and, rarely, carcinomas
can develop.
HEAD
AND
NECK
Frontal Sinus
Ethmoid Sinuses
Ostium
Turbinate
Bones
Maxillary
Sinus
Nasal
Airway
usually provides only a working diagnosis.The head and neck surgeon must then proceed in a stepwise fashion to further clarify the
diagnosis and, in the case of neoplasm, to perform an accurate staging.
Radiographic techniques allow the head and neck surgeon to visualize the mass and determine its characteristics (i.e., to differentiate between solid and cystic lesions), as well as determine its
anatomic associations. Ultrasonography, magnetic resonance imaging, and computed tomography each provides a unique view of the
pathology in question and thereby helps narrow the differential diagnosis. Acquisition of a tissue specimen for cytologic or histologic
analysis, or both, is the next step. Fine-needle aspiration (FNA) is
often utilized at this stage in the workup, provided that the location
of the mass lends itself to a safe procedure. If the lesion is located
deep in the neck near vital structures, image-guided FNA can be attempted before resorting to an open biopsy. If the lesion is on a mucosal surface of the upper aerodigestive tract, an endoscopic biopsy
is performed. Often, a panendoscopic procedure is performed at
this point to accurately map the lesion, obtain a tissue specimen,
and, in patients with cancer, assess the rest of the upper aerodigestive tract for a synchronous primary tumor.
After a histologic diagnosis has been made and correlated with
the imaging information, the patient and physician can have a comprehensive discussion of the pathology, the stage of the disease, and
the selection of therapy.
Nasal Diagnostic Procedures
ANTERIOR RHINOSCOPY
Using a variety of different light sources that provide both illumination and coaxial vision, the head and neck surgeon can view
the nasal vault through a nasal speculum [see Figure 4].This technique is performed both before and after nasal decongestion, with
particular attention to mucosal color, edema, and discharge and
the effect of vasoconstriction. Limited visualization of the nasal
septum, the turbinates, and the vault is also possible with this
technique.
RIGID NASAL ENDOSCOPY
The rigid nasal endoscope comes with a variety of lens angles (0,
60, and 90), which allow for visualization of structures that are inaccessible by simple anterior rhinoscopy. Rigid nasal endoscopy is
especially useful for visualizing deeper structures and structures that
are not in a straight axis from the nasal aperture.
Indirect Laryngoscopy
Indirect laryngoscopy has been used since the 1800s for visualizing the pharynx and larynx. In this technique, the head light source
illuminates the mirror, which in turn illuminates the laryngopharynx [see Figure 5].The patient is seated in the sniffing position and
protrudes the tongue while a warmed laryngeal mirror is introduced firmly against the soft palate in the midline to elevate the
uvula out of the field (gently, so as not to elicit the gag reflex).The
image seen on the mirror can be used to assess vocal cord mobility,
as well as to inspect for a mass or foreign body of the larynx or pharynx.This technique can be performed rapidly and is inexpensive.
Endoscopic Procedures
Endoscopic evaluation of the upper aerodigestive tract is crucial in establishing a definitive diagnosis. The equipment used
consists of both rigid and flexible laryngoscopes, bronchoscopes,
and esophagoscopes. Many of these techniques can be performed
in the office setting, providing the surgeon with an array of methods for gaining the information necessary for a working diagnosis
and, in some cases, for performing a therapeutic intervention.
Operative endoscopy is performed to obtain a definitive diagnosis, to stage tumors, and to rule out synchronous lesions.There is
no substitute for thorough examination and biopsy of a lesion
with the patient under general anesthesia. Regardless of the endoscopic method used, an adequate biopsy specimen must be
obtained for a histologic diagnosis.
FLEXIBLE RHINOLARYNGOSCOPY
Flexible rhinolaryngoscopy is currently one of the most commonly used techniques for visualizing the nasal cavity, the sinuses, the pharynx, and the larynx. The technique utilizes a smallcaliber flexible endoscope and can be performed in an office setting [see Figure 6]. Before the procedure, the patients nasal cavity
Epiglottis
ESOPHAGOSCOPY
Vestibule of
the Larynx
Hyoid
Bone
Vestibular
Fold
Vocal
Fold
Thyroid
Cartilage
Vocal
Muscle
Infraglottic
Space
Cricoid
Cartilage
Trachea
Figure 3
Flexible Esophagoscopy
The primary application for flexible esophagoscopy is diagnosis. The procedure is particularly useful in elderly patients with
limited spinal mobility and in patients with short, thick necks.
The flexible esophagoscope is used with local anesthesia and
sedation in a monitored setting.To facilitate control of secretions
and the passage of the instrument, the patient is placed in a flexed
position and lying on one side. Using insufflation, the surgeon
visualizes and enters the cricopharyngeus and carries out a safe
and detailed visual study of the esophagus. If a malignancy is suspected, either a brush specimen is sent for cytology or a cup forceps is used to acquire a specimen for histologic analysis.
Rigid Esophagoscopy
Rigid esophagoscopy can be used to treat a variety of problems,
including foreign bodies, hemorrhage (e.g., from esophageal
varices), and endobronchial tumors. Rigid esophagoscopes [see Figure 8] are used with the patient under general anesthesia.The patient is placed in the supine position with the neck extended. The
esophagoscope is then passed along the right side of the tongue,
with the endoscopist using the left hand to cradle the instrument.
The right hand is used for stabilization of the proximal end of the
scope, suctioning, and insertion of instruments through the lumen
of the esophagoscope. The lip of the esophagoscope is positioned
anteriorly for manipulation of the epiglottis and visualization of the
pyriform sinus and the arytenoids.The scope is then passed along
the pyriform sinus into the cricopharyngeus (i.e., the superior
esophageal valve). The left thumb is then used to advance the instrument down the esophagus. If no major lesions are noted on insertion of the esophagoscope, a careful inspection of the mucosa
should be made during withdrawal of the instrument.
DIRECT LARYNGOSCOPY
Direct laryngoscopy has the advantage of permitting both diagnostic and therapeutic intervention [see Figure 7]. It is performed
with the patient under general anesthesia and intubated.The procedure allows for direct visualization of the pharynx and the larynx
and permits the surgeon to perform biopsies and remove small lesions. At the same time, the surgeon has the opportunity to palpate
the structures of the oral cavity, the oropharynx, and the hypopharynx, which cannot be properly palpated in an awake patient.
The laryngoscope can also be suspended from a table-mounted Mayo stand (for hands-free use), and a microscope can be
maneuvered into focal distance to allow magnified visualization of
the glottis and subglottis. During a microscopic direct laryngoscopy, small lesions or topographic abnormalities can be better
characterized and removed if desired. Some examples of lesions
that can be diagnosed by direct laryngoscopy are vocal cord
polyps, leukoplakia, intubation granulomas, contact ulcers, webs,
nodules, hematomas, and papillomatosis. Additionally, small
malignant lesions of the vocal cords can be examined and ablated or extirpated by using a CO2 laser under direct microlaryngoscopic guidance.
Figure 4
HEAD
AND
NECK
visualized, the instrument is threaded anteriorly to allow visualization of the glottis. The bronchoscope is then passed between the
vocal cords and into the trachea. At this point, ventilation may be
resumed either by positive pressure or by jet ventilation techniques
(ventilating bronchoscopes have a side port for attachment of the
tubing from the ventilator).The patients head is manipulated with
the endoscopists right hand so as to direct the tip of the bronchoscope and permit bilateral exploration of the major airways.
PANENDOSCOPY
Figure 7
Shown are (a) normal vocal folds directly visualized via (b) a rigid laryngoscope.
ULTRASOUND-GUIDED FNA
Ultrasonographic guidance of FNA enables the surgeon to obtain a cytologic specimen of deeper or nonpalpable masses that are
not amenable to standard FNA. Real-time imaging of the needles
passage allows the surgeon to plot a more accurate trajectory and
avoid underlying vital structures. Furthermore, it provides an image
of the mass, allowing its characterization as solid, cystic, or heterogeneous.With cystic or complex masses, it is imperative to place the
tip of the needle into the wall to increase specimen yield.
neck. Palpable masses in the neck [see 2:3 Neck Mass] can be
assessed for changes in size, for association with other local structures, and for character (i.e., solid, cystic, or complex). Applications of ultrasonography include assessment of masses such as
thyroglossal duct cysts, branchial cleft cysts, cystic hygromas, salivary gland tumors, abscesses, carotid body tumors, vascular
tumors, and thyroid masses. Additionally, ultrasonography combined with FNA and cytologic evaluation can provide both a
detailed visual description and an accurate cytologic evaluation of
masses in the neck [see Ultrasound-Guided FNA, above].
CT-GUIDED FNA
CT-guided FNA is most commonly employed to diagnose poorly accessible or deep-seated lesions of the head and neck. Like ultrasound-guided FNA, CT-guided FNA provides visualization of the
needle as it is passed through the tissue and into the underlying
structures, thus allowing a more accurate needle trajectory and
avoidance of underlying vital structures. Additionally, visual guidance of the needle greatly increases the likelihood of obtaining a
specimen from the mass rather than the surrounding tissues.
Imaging Procedures
Because many of the deep structures of the head and neck are
inaccessible to either direct evaluation by palpation or indirect
evaluation via endoscopy, further information must be obtained
by radiography. Imaging procedures such as CT, MRI, ultrasound, and positron emission tomography (PET) scanning permit the diagnosis and analysis of pathologic conditions affecting
these deep structures, including the temporal bone, skull base,
paranasal sinuses, soft tissues of the neck, and larynx.
ULTRASONOGRAPHY
Figure 8
COMPUTED TOMOGRAPHY
Figure 9 (a) Rigid bronchoscopes incorporate stainless-steel tubes of varying length and
diameter. The beveled distal end of this Hopkins bronchoscope facilitates mobilization of the
epiglottis during intubation; the side ports permit ventilation and use of suction catheters.
(b) Illumination is provided by fiberoptic rods that are inserted into the bronchoscope.
POSITRON EMISSION TOMOGRAPHY
False negative scans occur when tumor deposits are very small
(i.e., 3 to 4 mm or less in diameter). Thus, micrometastases are
not reliably detected using an FDG-PET image. Furthermore, a
false negative scan can occur if the PET scan is performed too
soon after radiation therapy.
The role of PET imaging in head and neck oncology is rapidly expanding. Currently, the majority of PET imaging used in
head and neck oncology is FDG based. FDG-PET is actively
being used to look for unknown primary lesions and second primaries, to stage disease before therapy, to detect residual or
recurrent disease after surgery or radiation therapy, to assess the
response to organ preservation therapy, and to detect distant
metastases. Because false positive and false negative PET scans
do occur, accurate interpretation of PET scans requires a thorough understanding of the potential confounding factors.
PET/CT
PET/CT is essentially an FDG-PET scan that has been coregistered with a simultaneous CT scan to allow the radiologist to
precisely correlate the area of increased cellular activity with the
anatomic structure. This technique removes some of the guesswork involved with interpreting an area of increased activity on a
simple PET scan and provides the physician with a morphologic
correlate for the area of increased uptake.
Recommended Reading
AJCC Cancer Staging Manual, 5th ed. Lippincott
Raven, Philadelphia, 1997
Acknowledgments
Figure 1 Tom Moore.
Figures 2 and 3 Alice Y. Chen.