Beruflich Dokumente
Kultur Dokumente
DOI 10.1007/s00228-013-1540-6
Received: 30 January 2013 / Accepted: 21 May 2013 / Published online: 14 June 2013
# Springer-Verlag Berlin Heidelberg 2013
Abstract
Purpose To investigate adherence rates to hospital drug
formularies (HDFs) and cost of drugs in hospitals.
Methods Data on drugs used during 2010 were analyzed for
ten hospitals (two hospitals from each of the five regions),
constituting 30 % of hospitals and 45 % of hospital beds in
Denmark. Drug use data from individual hospitals were
retrieved from the hospital pharmacies. Adherence to the
HDFs was analyzed for selected substances characterised by
extensive use both in primary and secondary sectors (ATC
codes A10, B03, C03, C07, C08, C09, C10, J01, N02, N05
and R03). Within each group, we also identified the drugs
constituting 90 % of the volume (= DU90%) and the adherence to the HDF in this segment (Index of Adherence).
Results Substances used by hospitals varied between 598
and 1,093. The proportion of used substances that were on
the HDF varied between 14 % and 44 %. University hospitals used a significantly higher total number of substances
(median 165 vs. 139, p = 0.019) and cost/DDD [(median 5
vs. 2 Euros, p = 0.033), p = 0.033] in the DU90% segment
than the regional hospitals. Index of adherence varied between 43 % and 91 %. For the selected ATC codes, the
index of adherence was between 76 % and 100 %.
Conclusions Adherence to the selected ATC groups was
high, which means that the most commonly used substances
are included in the HDFs, even though a variation existed. A
large variation existed between the hospitals in the number
of substances at HDFs.
Introduction
Drug expenditure in hospitals in Denmark, as well as in
other countries is increasing [14]. To avoid excessive drug
costs and to ensure optimal quality of drug treatment, drug
formularies (DFs) may be used as a tool to promote rational
drug use [4, 5].
DFs contain lists of essential drugs specific for health
care, and are widely used to promote rational pharmacotherapy, and are hence based on evidence, costs and safety [6].
DFs are developed and implemented as management tools
in primary health care as well as in hospitals [79]. The
quality of the prescribed drugs and adherence to guidelines
has been evaluated at different levels (cross-national, hospital, primary care) [1015], demonstrating a large diversity in
how drugs are selected in the formulary and how the formulary was developed and implemented [2, 1619].
In Denmark, a DF is developed at the national level, and
each of the five regions develops their own DF aimed at
primary care based on the national DF; DFs aimed at the
hospitalshospital drug formularies (HDFs)are developed,
implemented and monitored at the regional or hospital level
[20]. Guidelines for the most expensive drugs used at the
hospitals are developed at the national level, and implemented
at the regional level [21]. The DFs for primary and secondary
care are harmonized for drugs that are extensively used in both
sectors.
No standards for monitoring and evaluating use of HDFs
exist. Adherence to HDFs can be used to monitor and evaluate
the quality of prescribing, guideline implementation, and to
compare within or between hospitals and regions. Hence, the
purpose of this study was to investigate adherence rates to
hospital drug formularies and cost of drugs in hospitals.
1838
Methods
&
Substances with an assigned, official ATC code at fifthlevel according to the World Health Organization
(WHO) [23].
Substances with a non-official ad hoc ATC code at fifthlevel, assigned jointly by the hospital pharmacies for
drugs manufactured specifically for hospital use, e.g.
A12C### Phosphat oral solution with blackcurrant taste;
N02AG##_ MorfinAtropinPapaverin suppositories.
Data analyses
Data were analyzed at hospital level and the Anatomical
TherapeuticChemical (ATC) classification system, and the
defined daily dose (DDD) technology recommended by the
WHO was used to classify drugs and to measure volume of
drug use [23].
The drugs sold for each hospital was compared with HDF
for the particular hospital, and drugs were marked as HDFdrug if the ATC code were on the HDF. The ATC code was
used because generic substitution was practiced during the
year.
The total number of substances, DDDs and cost (in Euros)
for all drugs and for HDF-drugs used were calculated for each
hospital. The percentages of HDF substances used of total
number of substances at the 10 hospitals were calculated.
Adherence to the HDFs was analyzed at substance level
using the drug utilization 90 % (DU90 %). The DU % segment
is the drugs constituting 90 % of the volume as measured in
DDD and the adherence to the HDFs in this segment is termed
the Index of Adherence [24]. First, substances that had an
assigned DDD were identified, then the number of substances
that account for 90 % of the total volume of DDDs (=DU %)
were calculated, and at last the index of adherence were
calculated (number of DDDs for substances in HDF divided
by the total number of DDDs within the DU %-segment).
In order to compare the drug costs between the hospitals,
cost/DDD was calculated for the DU % segment and for the
remaining 10 %. Cost expressed as % of total costs were
calculated for DU % segment, remaining 10 % and where
DDD=0.
To presents the variations in percentage of substances
used of the total number of drugs, median and interquartile
range was calculated for the hospitals.
Drugs prescribed in primary care have an impact on
drugs used in hospitals, and as a consequence used widely
in hospitals. We thus found it of particular interest to analyse
1839
Results
The hospitals had used 1,587 different substances, of which
149 substances were excluded from the analysis according
to the criteria given above. Consequently, 1,438 substances
were included in the analysis, and of these, 134 substances
had no assigned DDD. Total drug costs for the 10 hospitals
were 481 million Euros, and HDF-drugs accounted for 76
Table 1 Information on hospitals, hospital drug formularies (HDFs), number of substances used and costs
Hospital
type
University
Region
Hospital
HDF
typea
Median
Min
Max
Total
Median
Minimum
Maximum
Substances
Cost
On
HDFb
(n)
Total
used
(n)
HDF
used
(n)
Used on
HDF
(%)
Per hospital
(EUR)
Per 100
bed days
% of cost
on HDF
substances
1
2
3
5
1
3
5
9
R
R
H
R
808
847
946
908
878
808
946
183
203
528
155
193
155
528
910
849
1,028
1,093
969
849
1,093
181
200
448
152
191
152
273
20
24
44
14
22
14
44
45,209,682
72,410,323
75,664,423
162,054,356
74,037,373
45,209,682
162,054,356
19,556
54,192
24,842
47,367
36,104
19,556
54,192
8
4
65
4
6
4
65
1
2
3
4
4
5
2
4
6
7
8
10
R
R
H
R
R
R
386
560
431
1,113
982
576
568
386
1,113
183
203
179
282
282
155
193
155
282
598
776
791
853
926
796
794
598
926
177
189
175
269
273
149
183
149
273
30
24
22
32
29
19
27
19
32
5,378,529
15,310,876
15,275,331
28,938,020
43,945,765
17,153,329
16,232,103
5,378,529
43,945,765
5,048
10,272
10,927
9,555
9,304
6,660
9,429
5,048
10,927
14
6
10
15
12
10
11
6
15
828
386
1,113
193
155
528
851
598
1,093
185
149
448
24
14
44
36,441,893
5,378,529
162,054,356
10,600
5,048
54,192
10
4
65
Median
Min
Max
Regional
Number of beds
The hospital drug formulary (HDF) is developed; at the regional level (R), and is the same for all the hospitals in the region; or at the hospital level (H)
1840
University
Median
Minimum
Maximum
Regional
Median
Minimum
Maximum
Total
Median
Minimum
Maximum
Hospital
No. of substances
(DDD>0)
Index of
adherenceb
Cost/DDD (EUR)
DU90 %
segment
Remaining
10 %
DU90 %
segment
Remaining
10 %
DDD=0
Total
DU90 %a
1
3
5
9
872
760
931
1,017
160
156
195
169
55
50
91
47
3.0
6.0
3.5
6.3
24.1
29.5
15.8
40.5
50.3
49.9
48.9
56.4
44.6
27.4
24.6
40.6
5.1
22.7
26.5
3.0
2
4
6
7
8
10
902
760
1,017
581
769
710
816
874
757
763
581
874
165
156
195
105
149
138
140
159
128
139
105
159
53
47
91
54
43
50
70
60
50
52
43
70
4.8
3.0
6.3
1.9
3.0
2.0
2.1
3.2
2.2
2.2
1.9
3.2
26.8
15.8
40.5
4.9
16.5
18.2
18.5
19.8
14.4
17.3
4.9
19.8
50.1
48.9
56.4
76.4
62.2
49.3
50.3
59.1
56.8
58.0
49.3
76.4
34.0
24.6
44.6
22.3
37.8
49.2
49.4
40.7
41.7
41.2
22.3
49.4
13.9
3.0
26.5
1.2
0.1
1.5
0.3
0.2
1.6
0.8
0.1
1.6
793
581
1,017
153
105
195
52
43
91
3.03
1.89
6.28
18.36
4.91
40.49
53.3
48.9
76.4
40.7
22.3
49.4
1.5
0.1
26.5
1841
20
40
60
% HDF-substances
excludes outside values
Table 3 Adherence to hospital drug formularies at 10 hospitals for selected ATC codes
ATC code 2nd level
DU90 %a
(n)
Median
A10
B03
C03
C07
C08
C09
C10
J01
N02
N05
R03
6
3
2
3
2
7
1
14
4
8
6
Index of adherenceb
(n)
Substances totalc
(n)
Substances on
HDFd (%)
Range
Median
Range
Median
Range
Median
Range
(58)
(24)
(13)
(24)
(24)
(38)
(12)
100
86
100
97
89
93
100
(68100)
(72100)
(91100)
(86100)
(70100)
(46100)
(78100)
23
11
11
11
9
26
10
(1728)
(913)
(813)
(812)
(711)
(2131)
(812)
33
44
30
32
22
16
15
(2036)
(3354)
(2355)
(2036)
(1145)
(824)
(850)
(1219)
(35)
(714)
(58)
93
92
76
100
(57100)
(85100)
(5791)
(85100)
42
21
37
20
(3349)
(1726)
(3444)
(1723)
43
27
27
53
(3558)
(1838)
(2239)
(4575)
Substances total: total number of substances (DDD>0) within the ATC group
1842
Discussion
This study showed a large variation in adherence to HDFs,
the number of substances used, number of HDF-substances
used, and differences in costs. One of the reasons for variations in adherence and cost could be a consequence of
differences in HDFs and formulary management in the regions DTCs [20]. Another reason could be that many therapeutic equivalent drugs existed and therefore may pose a
problem in the interface management between primary care
and hospitals regarding number of non-HDF drug used. The
results can be used to prioritize main area of actions within
selected ATC groups where most used substances are nonHDF (ATC group G, L, M, P and S).
The main strength of the study is that we were able to
collect data for a variety of hospitals across different regions,
different status regarding secondary or tertiary care and were
able to compare university and regional hospitals. Another
strength is that the data source used, BiWeb, employs the ATC
and DDD coding system, which allowed us to aggregate data
and compare costs and volumes on virtually any level of
detail. A minor part of the products did not have official ATCs
or DDDs assigned from the WHO. These products could be
handled by use of the provisional ATC codes and DDDs
assigned by the Danish hospital pharmacies.
Formularies should be the basis for management of drug
use, and influence the drugs used in primary care and hospitals. Variations in the number of substances on the HDFs
between hospitals in this, and other studies have been reported
previously [2, 19, 25]. The HDF of one hospital contained a
much higher number of substances than the remaining nine
hospitals. The result from this study showed a low median
number of substances on the HDFs among the 10 hospitals.
The median number of substances on HDF was nearly the
same as the number of substances on the Wise List, a
formulary developed by the Stockholm County Council
aimed at physicians both in primary care and hospitals, however, it only included few specialist drug used in hospitals [5].
When compared to Dutch HDFs the median number of substances on HDF was considerable lower both for regional and
university hospital [19]. Awide range of number of substances
on the HDFs existed, even though evidence methods were
used developing HDFs in Denmark [20]. Gallini et al. showed
variations in the number and nature of HDF drugs within
selected ATC codes, even though rather similar criteria for
drug selection in the different hospital were used [2].
The costs of HDF-substances were low for nine hospitals,
while one hospital also had specialist drug on the HDF and
this hospital also had the highest cost on HDF-substances.
University hospitals had significantly higher costs and used
more substances than regional hospitals. Use of more substances at university hospital has also been reported in other
studies [19, 25], and it is likely that this higher use of
Conclusion
A large variation between the hospitals in the number of
substances at HDFs existed, and results from this study indicate differences in development and implementation. The low
adherence probably reflects the low number of substances at
the HDFs for the hospitals; specialist drugs were mostly not at
the HDFs. Treatment guidelines are now developed for drugs
with the highest cost at the hospital at the national level, they
are implemented at the regional level, and it is mandatory to
follow these guidelines. DTCs can focus on quality of prescribing of drugs that are not included in the treatment guidelines. Continuing the collaboration between primary care and
hospitals in developing a common formulary, could be the
way forward to optimize the interface management. Discussion at the national level of new ways to develop, implement
and evaluate HDFs may be needed to improve adherence.
Acknowledgments The authors would like to thank the hospital
pharmacies in Denmark and Amgros I/S for given access to BiWeb.
This made it possible to retrieve the data used for this study.
Conflict of interest None declared.
References
1. Statens Serum Institut (SSI) (2012) Lgemiddelstatistik i Danmark
20072011. http://www.ssi.dk/Sundhedsdataogit/Dataformidling/
Laegemiddelstatistikker/~/media/Indhold/DK%20-%20dansk/
Sundhedsdata%20og%20it/NSF/Dataformidling/5%20aars%
20statistik/Samlet%20salg%20af%20lgemidler%202007%
202011.ashx. Accessed 1 December 2013
2. Gallini A, Juillard-Condat B, Saux MC, Taboulet F (2011) Drug
selection in French university hospitals: analysis of formularies for
nine competitive pharmacological classes. Br J Clin Pharmacol
72:823831. doi:10.1111/j.1365-2125.2011.03997.x
3. Wettermark B, Pehrsson A, Juhasz-Haverinen M, Veg A, Edlert M,
Tornwall-Bergendahl G, Almkvist H, Godman B, Granath F,
Bergman U (2009) Financial incentives linked to self-assessment
of prescribing patterns: a new approach for quality improvement of
drug prescribing in primary care. Qual Prim Care 17:179189
4. Lapointe-Shaw L, Fischer HD, Newman A, John-Baptiste A,
Anderson GM, Rochon PA, Bell CM (2012) Potential savings of
harmonising hospital and community formularies for chronic disease medications initiated in hospital. PLoS One 7:e39737.
doi:10.1371/journal.pone.0039737
5. Gustafsson LL, Wettermark B, Godman B, Andersen-Karlsson E,
Bergman U, Hasselstrom J, Hensjo LO, Hjemdahl P, Jagre I,
Julander M, Ringertz B, Schmidt D, Sjoberg S, Sjoqvist F, Stiller
CO, Tornqvist E, Tryselius R, Vitols S, von Bahr C (2011) The
wise list- a comprehensive concept to select, communicate and
achieve adherence to recommendations of essential drugs in ambulatory care in Stockholm. Basic Clin Pharmacol Toxicol
108:224233. doi:10.1111/j.1742-7843.2011.00682.x
6. Halloway K., Green T, Carandang E, Hogerzeil H, Aing R, Lee D
(2003) Drug and Therapeutics Commitees - A practical guide. WHO
World Health Organisation. http://apps.who.int/medicinedocs/en/d/
Js4882e/. Accessed 12 January 2013
7. Scroccaro G (2000) Formulary management. Pharmacotherapy
20:317S321S
8. Tyler LS, Cole SW, May JR, Millares M, Valentino MA, Vermeulen
LC Jr, Wilson AL (2008) ASHP guidelines on the pharmacy and
therapeutics committee and the formulary system. Am J Health Syst
Pharm 65:12721283
9. Fijn R, Brouwers JR, Knaap RJ, de Jong-van den Berg LT (1999)
Drug and Therapeutics (D & T) committees in Dutch hospitals: a
nation-wide survey of structure, activities, and drug selection procedures. Br J Clin Pharmacol 48:239246
1843
10. Wettermark B, Haglund K, Gustafsson LL, Persson PM, Bergman U
(2005) A study of adherence to drug recommendations by providing
feedback of outpatient prescribing patterns to hospital specialists.
Pharmacoepidemiol Drug Saf 14:579588. doi:10.1002/pds.1098
11. Bergman U, Risinggard H, Vlahovic-Palcevski V, Ericsson O (2004)
Use of antibiotics at hospitals in Stockholm: a benchmarking project
using internet. Pharmacoepidemiol Drug Saf 13:465471. doi:10.1002/
pds.898
12. Vlahovic-Palcevski V, Wettermark B, Bergman U (2002) Quality
of non-steroidal anti-inflammatory drug prescribing in Croatia
(Rijeka) and Sweden (Stockholm). Eur J Clin Pharmacol 58:209
214. doi:10.1007/s00228-002-0449-2
13. Wettermark B, Pehrsson A, Jinnerot D, Bergman U (2003) Drug
utilisation 90 % profilesa useful tool for quality assessment of prescribing in primary health care in Stockholm. Pharmacoepidemiol
Drug Saf 12:499510. doi:10.1002/pds.852
14. Calasan J, Mijatovic V, Horvat O, Varga J, Sabo A, Stilinovic N
(2011) The outpatient utilization of non-steroidal anti-inflammatory
drugs in South Backa District, Serbia. Int J Clin Pharm 33:246251.
doi:10.1007/s11096-011-9487-0
15. Mimica MS, Bergman U, Vukovic D, Wettermark B, VlahovicPalcevski V (2010) Impact of restricted amoxicillin/clavulanic acid
use on Escherichia coli resistanceantibiotic DU90 % profiles with
bacterial resistance rates: a visual presentation. Int J Antimicrob
Agents 36:369373. doi:10.1016/j.ijantimicag.2010.05.019
16. Fijn R, de Jong-van den Berg LT, Brouwers JR (1999) Rational
pharmacotherapy in The Netherlands: formulary management in
Dutch hospitals. Pharm World Sci 21:7479
17. Anagnostis E, Wordell C, Guharoy R, Beckett R, Price V (2011) A
national survey on hospital formulary management processes. J
Pharm Pract 24:409416. doi:10.1177/0897190011407777
18. Duran-Garcia E, Santos-Ramos B, Puigventos-Latorre F, Ortega A
(2011) Literature review on the structure and operation of Pharmacy
and Therapeutics Committees. Int J Clin Pharm 33:475483.
doi:10.1007/s11096-011-9501-6
19. Fijn R, Engels SA, Brouwers JR, Knaap RJ, de Jong-van den Berg
LT (2000) Dutch hospital drug formularies: pharmacotherapeutic
variation and conservatism, but concurrence with national pharmacotherapeutic guidelines. Br J Clin Pharmacol 49:254263
20. Plet HT, Hallas J, Nielsen GS, Kjeldsen LJ (2012) Drug and
Therapeutics Committees in Danish Hospitals: a survey of organization, activities and drug selection procedures. Basic Clin Pharmacol
Toxicol. doi:10.1111/bcpt.12028
21. Danske Regioner (2011) RADS: rdet for anvendelse af dyr medicin.
http://www.regioner.dk/Sundhed/Medicin/Rdet+for+Anvendelse+af+
Dyr+Sygehusmedicin+RADS.aspx. Accessed 1 September 2011
22. Danisk Health and Medicines authorities (2009) Analyse af sygehusmedicin. http://www.sum.dk/Aktuelt/Publikationer/~/media/Filer%20%20Publikationer_i_pdf/2009/Analyse%20af%20sygehusmedicin.
ashx. Accessed 12 January 2013
23. WHO Collaborating Centre for Drug Statistics Methodology
(2012) ATC/DDD Index 2010. http://www.whocc.no/atc_ddd_
index/. Accessed 15 January 2013
24. Bergman U, Popa C, Tomson Y, Wettermark B, Einarson TR,
Aberg H, Sjoqvist F (1998) Drug utilization 90 %a simple method for assessing the quality of drug prescribing. Eur J Clin
Pharmacol 54:113118
25. Thurmann PA, Harder S, Steioff A (1997) Structure and activities
of hospital drug committees in Germany. Eur J Clin Pharmacol
52:429435
26. Himmel W, Lonker B, Kochen MM (1998) Nonformulary drug
requests at an academic hospital in Germanythe role of general
practitioners long-term medication. Eur J Clin Pharmacol 54:41
46